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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 1999
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Legg Mason, Inc.
Address: 100 Light Street
Baltimore, MD 21202
13F File Number: 28-1700
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Timothy C. Scheve
Title: Ex. Vice President
Phone: 410-454-3232
Signature, Place, and Date of Signing:
Timothy C. Scheve Baltimore, MD November 10, 1999
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
<PAGE>
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 8
Form 13F Information Table Entry Total: 8,496
Form 13F Information Table Value Total: $21,126,079,685
List of Other Included Managers:
No. 13F File Number Name
01 28-1891 Bartlett and Co.
02 28-377 Batterymarch Financial Management, Inc.
03 28-5034 Berkshire Asset Management, Inc.
04 28-2204 Brandywine Asset Management, Inc.
05 28-1062 Gray, Siefert & Co., Inc.
06 28-1701 Legg Mason Capital Management, Inc.
07 28-1599 Legg Mason Fund Adviser, Inc.
08 28-5474 Legg Mason Wood Walker, Incorporated
<PAGE>
<TABLE>
<CAPTION>
FORM 13F NAME OF REPORTING MANAGER: BARTLETT & CO. - INST. ID 71934 Run Date: 11/4/99
S.E.C. Use Only
FOR POSITIONS HELD AS OF 09/30/1999
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6:
Fair Market Shares or Investment Discretion
Name of Issuer Title of CUSIP Value Principal (b) Shared (c) Shared
Class Number (X $1000) Amount (a) Sole as Def Other
- ---------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
AT & T Corp. COM 001957109 24,643,359 566,514 X X
AT&T Corp - Liberty Media - A COM 001957208 14,559,608 392,178 X X
Atlantic Richfield Co. COM 048825103 4,447,646 50,185 X X
Atlas Corp. New COM 049267305 0 4 X
Autolliv, Inc. COM 052800109 23,064 613 X
Automatic Data Processing COM 053015103 1,638,184 36,710 X
Autozone Inc. COM 053332102 345,175 12,300 X X
Avery Dennison Corp. COM 053611109 84,400 1,600 X
Avon Products Inc. COM 054303102 24,813 1,000 X
AXA Financial Inc COM 002451102 29,358 526 X
Balcor Pension Investors L P COM 057677601 0 35 X
Ball Corp. COM 058498106 118,529 2,690 X
Banc Stock Group Inc. - Cl A COM 05943C102 3,000 1,000 X
Banco Bilbao Vizcaya Intl COM 059456400 24,875 1,000 X
Banco Bilbao Vizcaya SA Spons ADR COM 059458208 39,189 3,000 X
Banco Comercial Portugues SA ADS COM 059479303 1,650,985 61,432 X
Banco Santander Central Hispano COM 05964H105 37,869 3,672 X
Bancwest Corporation COM 059790105 552,094 13,590 X X
Bank of America Corp. COM 060505104 838,884 15,064 X X
Bank of New York Co. Inc. COM 064057102 292,449 8,746 X
Bank of Tokyo - Mitsubishi ADR COM 065379109 474,703 31,000 X
Bank One Corp. COM 06423A103 501,480 14,405 X X
3 Cities Fm Inc. Cl B COM 9990269A7 10 975 X
3 Com Corp. COM 885535104 1,017,750 35,400 X
4 Kids Entertainment Inc. COM 350865101 6,250 200 X
A D C Telecommunications Inc. COM 000886101 29,357 700 X
A/F Protein Inc. Ser B Conv Pfd COM 8S04667 50,001 38,462 X
Abbott Laboratories COM 002824100 16,281,353 443,030 X X
ABN Amro Hldg NV Sponsored ADR COM 000937102 43,689 1,931 X
Aceto Corp. COM 004446100 50,025 4,600 X
ACNielsen Corp. COM 004833109 84,082 3,706 X
Adobe Systems Inc. COM 00724F101 22,700 200 X
Aegon NV - ORD COM 007924103 357,505 4,133 X X
Aetna Inc. COM 008117103 2,220,683 45,090 X
Affymetrix Inc. COM 00826T108 756,004 7,680 X
Aflac Corp. New COM 001055102 92,125 2,200 X X
AGA AB-B Shs COM W02672124 32,431 1,900 X
AKZO Nobel NV Spons ADR COM 010199305 370,899 8,676 X X
Alabama Power Capt Trust II COM 010388205 23,625 1,000 X
Alberta Energy Co Ltd COM 012873105 5,275,607 182,705 X X
Albertson's Inc. COM 013104104 854,759 21,605 X
Alcatel Alsthom Sponsored ADR COM 013904305 1,539,431 55,475 X
Alcoa Inc COM 013817200 32,688 500 X
Alcoa Inc. COM 013817101 49,650 800 X
Allegheny Energy Inc. COM 017361106 225,872 7,100 X X
Allen Telecom Inc. COM 018091108 553,800 56,800 X
Allergan Inc. COM 018490102 176,000 1,600 X
Allergan Specialty Therap-A COM 018494104 1,208 105 X
Alliance Communications Corp. COM 01853E204 623,438 66,500 X
Alliant Techsystem COM 018804104 693 10 X
Allied Irish Banks Plc COM 019228402 2,022,448 79,505 X
Allied Signal Corp. COM 019512102 163,331 2,725 X
Allstate Financing I 7.95% Cum COM 020013207 24,313 1,000 X
Alltel Corp. COM 020039103 187,549 2,665 X
ALZA Corp. Com COM 022615108 513,756 12,000 X
AMB Property Corp COM 00163T109 31,782 1,500 X
Ameren Corp. COM 023608102 66,778 1,766 X
America Online Inc. COM 02364J104 1,068,080 10,270 X
American Electric Power Co COM 025537101 428,865 12,567 X X
American Express Co. COM 025816109 13,039,938 96,862 X X
American General Corp. COM 026351106 396,189 6,270 X
American Home Products Corp. COM 026609107 6,247,784 150,549 X X
American International Group Inc. COM 026874107 942,777 10,844 X
American Power Conversion COM 029066107 19,000 1,000 X
American Tower System Corp Cl A COM 029912201 34,548 1,766 X
Ameritech Corp. COM 030954101 10,922,686 162,569 X X
Ames Department Stores Inc. New COM 030789507 9,563 300 X
AMFM Inc COM 001693100 66,658 1,095 X
Amgen Inc. COM 031162100 815,000 10,000 X
Ampal Amern Israel Corp. COM 032015307 54,971 3,210 X
AMR Corp. COM 001765106 13,966,606 256,268 X
AMREP Corp. COM 032159105 311 54 X
Anadarko Pete Corp. COM 032511107 1,169,218 38,256 X X
Analog Devices Inc. COM 032654105 107,574 2,099 X
Anheuser-Busch Companies Inc. COM 035229103 18,066,262 257,857 X
Anicom Inc. COM 035250109 53,130 10,000 X
Anixter International Inc. COM 035290105 32,550 1,400 X
Antex Corp. COM 036730109 0 2,000 X
Apartment Investment & Mgt Co Class A COM 03748R101 31,709 829 X
Apple Computer COM 037833100 297,571 4,700 X X
Applied Innovation Inc. COM 037916103 1,525 400 X
Applied Materials Inc. COM 038222105 323,181 4,150 X
APT Satellite Holdings Ltd ADR COM 00203R105 510,600 110,400 X
Aquarion Co. COM 03838W101 58,225 1,623 X
Archer-Daniels Midland Co. COM 039483102 295,206 24,221 X X
Argosy Gaming Co COM 040228108 6,625 500 X
Armstrong World Industries Inc. COM 042476101 107,851 2,400 X
Assidomaen AB COM W0834N106 308,135 17,310 X
Associates First Capital Corp. COM 046008108 39,024 1,084 X
Astrazena PLC -Spons ADR COM 046353108 84,796 2,007 X
Bank United Capital II-9.60% Cum Trust COM 06651W207 61,875 2,500 X
BankAmerica Corp. COM 06605F102 106,137 1,426 X
BankBoston Corp. COM 06605R106 394,105 9,086 X X
Barnesandnoble Com Inc COM 067846105 3,863 200 X
Battle Mountain Gold Co COM 071593107 488 150 X
Baxter Intl Inc COM 071813109 155,505 2,581 X
Bayer A G Ord COM D07112119 25,773 650 X
Bayer AG Spons ADR COM 072730302 332,046 8,370 X X
BB&T Corp. COM 054937107 3,642,349 112,505 X
BCE Inc. COM 05534B109 373,000 7,488 X X
BE Aerospace, Inc. COM 073302101 23,876 2,000 X
Bear Stearns Companies, Inc. COM 073902108 2,296,017 59,733 X X
Becton Dickinson & Co COM 075887109 50,513 1,800 X
Bell Atlantic Corp. COM 077853109 17,431,537 258,962 X X
BellSouth Corp. COM 079860102 3,307,394 73,498 X X
Belo A H Com Ser A COM 080555105 10,953,586 572,737 X X
Berkshire Hathaway Inc. Class A COM 084670108 23,155,000 421 X
Berkshire Hathaway Inc. Class B COM 084670207 8,261,056 4,451 X X
Berkshire Realty Co. COM 084710102 33,600 2,800 X
Bestfoods COM 08658U101 2,426,261 50,026 X X
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
Item 1: Item 8:
Name of Issuer Voting Authority (Shares)
(a) Sole (b) Shared (c) None
- --------------------------------------------------------------------------------------------
<S> <C> <C> <C>
AT & T Corp. 106,200 460,314
AT&T Corp - Liberty Media - A 392,178
Atlantic Richfield Co. 4,600 45,585
Atlas Corp. New 4
Autolliv, Inc. 613
Automatic Data Processing 36,710
Autozone Inc. 12,300
Avery Dennison Corp. 1,600
Avon Products Inc. 1,000
AXA Financial Inc 526
Balcor Pension Investors L P 35
Ball Corp. 2,690
Banc Stock Group Inc. - Cl A 1,000
Banco Bilbao Vizcaya Intl 1,000
Banco Bilbao Vizcaya SA Spons ADR 3,000
Banco Comercial Portugues SA ADS 61,432
Banco Santander Central Hispano 3,672
Bancwest Corporation 13,590
Bank of America Corp. 15,064
Bank of New York Co. Inc. 8,746
Bank of Tokyo - Mitsubishi ADR 31,000
Bank One Corp. 14,405
3 Cities Fm Inc. Cl B 975
3 Com Corp. 35,400
4 Kids Entertainment Inc. 200
A D C Telecommunications Inc. 700
A/F Protein Inc. Ser B Conv Pfd 38,462
Abbott Laboratories 50,100 392,930
ABN Amro Hldg NV Sponsored ADR 1,931
Aceto Corp. 4,600
ACNielsen Corp. 3,706
Adobe Systems Inc. 200
Aegon NV - ORD 4,133
Aetna Inc. 22,000 23,090
Affymetrix Inc. 7,680
Aflac Corp. New 2,200
AGA AB-B Shs 1,900
AKZO Nobel NV Spons ADR 8,676
Alabama Power Capt Trust II 1,000
Alberta Energy Co Ltd 182,705
Albertson's Inc. 21,605
Alcatel Alsthom Sponsored ADR 55,475
Alcoa Inc 500
Alcoa Inc. 800
Allegheny Energy Inc. 7,100
Allen Telecom Inc. 56,800
Allergan Inc. 1,600
Allergan Specialty Therap-A 105
Alliance Communications Corp. 13,000 53,500
Alliant Techsystem 10
Allied Irish Banks Plc 79,505
Allied Signal Corp. 2,725
Allstate Financing I 7.95% Cum 1,000
Alltel Corp. 2,665
ALZA Corp. Com 12,000
AMB Property Corp 1,500
Ameren Corp. 1,766
America Online Inc. 10,270
American Electric Power Co 12,567
American Express Co. 96,862
American General Corp. 6,270
American Home Products Corp. 150,549
American International Group Inc. 10,844
American Power Conversion 1,000
American Tower System Corp Cl A 1,766
Ameritech Corp. 162,569
Ames Department Stores Inc. New 300
AMFM Inc 1,095
Amgen Inc. 10,000
Ampal Amern Israel Corp. 3,210
AMR Corp. 64,400 191,868
AMREP Corp. 54
Anadarko Pete Corp. 38,256
Analog Devices Inc. 2,099
Anheuser-Busch Companies Inc. 33,050 224,807
Anicom Inc. 10,000
Anixter International Inc. 1,400
Antex Corp. 2,000
Apartment Investment & Mgt Co Class A 829
Apple Computer 4,700
Applied Innovation Inc. 400
Applied Materials Inc. 4,150
APT Satellite Holdings Ltd ADR 110,400
Aquarion Co. 1,623
Archer-Daniels Midland Co. 24,221
Argosy Gaming Co 500
Armstrong World Industries Inc. 2,400
Assidomaen AB 17,310
Associates First Capital Corp. 1,084
Astrazena PLC -Spons ADR 2,007
Bank United Capital II-9.60% Cum Trust 2,500
BankAmerica Corp. 1,426
BankBoston Corp. 9,086
Barnesandnoble Com Inc 200
Battle Mountain Gold Co 150
Baxter Intl Inc 2,581
Bayer A G Ord 650
Bayer AG Spons ADR 8,370
BB&T Corp. 24,010 88,495
BCE Inc. 7,488
BE Aerospace, Inc. 2,000
Bear Stearns Companies, Inc. 59,733
Becton Dickinson & Co 1,800
Bell Atlantic Corp. 258,962
BellSouth Corp. 73,498
Belo A H Com Ser A 178,700 394,037
Berkshire Hathaway Inc. Class A 421
Berkshire Hathaway Inc. Class B 4,451
Berkshire Realty Co. 2,800
Bestfoods 600 49,426
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6:
Fair Market Shares or Investment Discretion
Name of Issuer Title of CUSIP Value Principal (b) Shared (c) Shared
Class Number (X $1000) Amount (a) Sole as Def Other
- ---------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
BHC Communications Inc. COM 055448104 48,825 350 X
Bio-Technology General Corp. COM 090578105 50,848 5,300 X
Biomet Inc. COM 090613100 26,313 1,000 X
Black & Decker Corp. COM 091797100 326,669 7,150 X
Block H & R Inc. COM 093671105 19,576,992 450,688 X X
Blue Fish Clothing Inc. COM 095480109 13 100 X
Boeing Co. COM 097023105 1,435,781 33,684 X X
Bombardier Inc. Cl B COM 097751200 58,030 3,500 X
Boston Scientific Corp. COM 101137107 54,314 2,200 X
BP Amoco Plc -Spons ADR COM 055622104 13,408,361 121,001 X X
BP Prudhoe Bay Rty Tr Unit Ben Int COM 055630107 10,813 1,000 X
Brambles Industries LTD COM Q17481104 1,970,950 68,100 X
Brenton Bank Inc. COM 107211104 61,075 4,392 X
Bristol Securities Litigation COM 110122zzz 0 1 X
Bristol-Myers Squibb Co. COM 110122108 14,857,317 220,108 X X
Brookstone Inc. COM 114537103 22,125 1,500 X
Brown Forman Corp. CL B COM 115637209 45,471 729 X
Brown Forman Corp. Class A COM 115637100 44,911 771 X
Buckeye Partners L P Unit COM 118230101 70,200 2,600 X
Buderus AG COM D14224105 2,035,976 120,294 X
Burlington Northern Santa Fe Corp. COM 12189T104 986,175 35,861 X X
Burlington Resources COM 122014103 237,444 6,461 X X
C S X Corp. COM 126408103 1,669,418 39,396 X X
C-Cube Microsystems Inc. COM 125015107 1,613,850 37,100 X
Cable & Wireless Hkt COM 126828102 37,519 1,725 X
Cable & Wireless Pub Ltd Plc COM 126830207 19,875 600 X
Cabot Oil and Gas Corp. COM 127097103 497,663 28,850 X
Cadbury Schweppes P L C COM 127209302 2,085,239 75,312 X
Calpine Corp. COM 131347106 340,252 4,000 X
Camden Property Trust COM 133131102 26,875 1,000 X
Campbell Soup Co. COM 134429109 328,650 8,400 X
Canadian Intl Power Ltd COM 136159100 0 1,000 X
Canadian Pacific Ltd Com COM 135923100 293,147 12,850 X
Cancer Diagnostics COM 137385100 0 3,000 X
Canon Inc. - Spon ADR COM 138006309 1,035,423 34,951 X
Canon Inc. ORD COM J05124144 1,425,998 49,000 X
Capital One Financial Corp. COM 14040H105 46,800 1,200 X
Cardinal Health Inc. COM 14149Y108 73,030 1,340 X
Cardiothoracic Systems Inc COM 141907105 33,500 2,000 X
Cardo AB COM W1991F100 1,421,481 65,500 X
Caremark Rx Inc. COM 141705103 4,562 811 X
Carey Diversified LLC COM 14174P105 27,960 1,398 X
Carnival Corp. COM 143658102 17,400 400 X
Carolina Power & Light COM 144141108 542,193 15,327 X
Carrier Access Corp. COM 144460102 7,317 175 X
Catellus Dev Corp. COM 149111106 404,200 34,400 X
Caterpillar Inc. COM 149123101 250,167 4,564 X
CBRL Group Inc. COM 12489V106 3,100 200 X
CBS Corp. COM 12490K107 92,500 2,000 X
Cedar Fair, L.P. Dep Rec COM 150185106 593,014 28,579 X
Cendant Corp. COM 151313103 175,477 9,886 X
CenterBank COM 8S01605 500,000 25,000 X
Centerpoint Properties Corp. COM 151895109 66,126 2,000 X
Centex Corp. COM 152312104 6,652 225 X
Central & Southwest Corp. COM 152357109 389,799 18,452 X
Central Vermont Pub Svc Corp. COM 155771108 15,826 1,200 X
Cephalon Inc. COM 156708109 946,966 52,700 X
Ceridian Corp. COM 15677T106 12,438 500 X
Cerner Corp. COM 156782104 61,000 4,000 X
Champion International Corp. COM 158525105 74,494 1,450 X
Charter One Financial Inc. COM 160903100 26,544,028 1,147,866 X X
Chase Manhattan Corp. COM 16161A108 3,572,097 47,391 X X
Chateau Communities Inc. COM 161726104 35,270,612 1,356,562 X X
Checkers Drive-In Restaurants Inc.-New COM 162809305 1,360 750 X
Chemed Corp. COM 163596109 16,335 540 X
Cheung Kong Hong Kong ADR COM 166744201 588,522 70,600 X
Chevron Corp. COM 166751107 3,686,941 41,543 X X
Chile Fund Inc. COM 168834109 13,384 1,290 X
China.Com Corp COM G2108N109 6,500 100 X
Chiquita Brands $3.75 Ser B COM 170032502 127,100 4,100 X
Chiron Corp.Del COM 170040109 14,287 516 X
Choice Hotels Intl Inc. COM 169905106 23,119 1,350 X
Choicecare Inc. COM 170383103 2,080 208 X
Choicepoint Inc. COM 170388102 6,738 100 X
Chubb Corp. COM 171232101 3,048,605 61,201 X X
Cifra SA - ADR V COM 171785405 3,979 253 X
Cigna Corp. COM 125509109 349,875 4,500 X
Cilcorp Inc. COM 171794100 213,883 3,300 X
Cincinnati Bell Inc. COM 171870108 19,102,935 982,762 X X
Cincinnati Financial Corp. COM 172062101 20,251,001 539,581 X X
Cincinnati Inter Term RR Co COM 172124109 2,500 100 X
Cincinnati Microwave Inc. COM 172167108 0 304 X
Cinergy Corp. COM 172474108 207,336 7,323 X X
Cintas Corp. COM 172908105 19,866,859 343,640 X X
Circuit City Stores Inc. COM 172737108 33,750 800 X
Cisco Systems Inc. COM 17275R102 7,557,357 110,225 X X
Citigroup Capital I Tr PFD Sec 8.00% COM 17305F201 25,187 1,010 X
Citigroup Inc Depository Shrs PFD Ser COM 172967713 7,763 300 X
Citigroup, Inc. COM 172967101 22,276,848 506,292 X X
Citizens Bkg Corp. COM 174420109 113,017 4,326 X
Citizens Utilities Co - CL B COM 177342201 283,266 25,039 X
Citrix Systems Inc. COM 177376100 18,581 300 X
City Investing Co Liq Tr Unit Ben Int COM 177900107 641 500 X
Clarcor Inc. COM 179895107 20,983 1,248 X
Clarus Corp. COM 182707109 18,876 2,000 X
Clear Channel Communications COM 184502102 14,617 183 X
Cleveland Cliffs Inc. COM 185896107 21,539 692 X
Clorox Co. COM 189054109 80,325 2,100 X
Coastal Corp. COM 190441105 36,844 900 X
Coca Cola Co. COM 191216100 10,455,961 217,547 X X
Cohesion Technologies Inc. COM 19248N101 30,000 5,000 X
Coleman Inc. New COM 193559101 15,301 1,600 X
Colgate-Palmolive Co. COM 194162103 5,275,158 115,304 X X
Columbia Gas System Inc. COM 197648108 41,531 750 X
Columbia/HCA Healthcare Corp. COM 197677107 345,364 16,300 X
Comair Inc. COM 199789108 3,495,260 209,447 X X
Comcast Corp. Class A COM 200300101 36,063 1,000 X
Comcast Corp. Class A Special COM 200300200 190,523 4,778 X
Comerica Inc. COM 200340107 88,999 1,758 X
Community Trust Bancorp Inc. COM 204149108 18,370 847 X
Compaq Computer Corp. COM 204493100 14,399,834 627,772 X X
Computer Sciences Corp. COM 205363104 12,305 175 X
Compuware Corp. COM 205638109 18,244 700 X
Conagra Inc. COM 205887102 458,029 20,300 X X
Conectiv Inc. COM 206829103 37,288 1,900 X
Conectiv Inc.- Cl A COM 206829202 11,275 275 X
Conexant Systems Inc. COM 207142100 36,328 500 X
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
Item 1: Item 8:
Name of Issuer Voting Authority (Shares)
(a) Sole (b) Shared (c) None
- --------------------------------------------------------------------------------------------
<S> <C> <C> <C>
BHC Communications Inc. 350
Bio-Technology General Corp. 5,300
Biomet Inc. 1,000
Black & Decker Corp. 7,150
Block H & R Inc. 92,800 357,888
Blue Fish Clothing Inc. 100
Boeing Co. 33,684
Bombardier Inc. Cl B 3,500
Boston Scientific Corp. 2,200
BP Amoco Plc -Spons ADR 300 120,701
BP Prudhoe Bay Rty Tr Unit Ben Int 1,000
Brambles Industries LTD 68,100
Brenton Bank Inc. 4,392
Bristol Securities Litigation 1
Bristol-Myers Squibb Co. 220,108
Brookstone Inc. 1,500
Brown Forman Corp. CL B 729
Brown Forman Corp. Class A 771
Buckeye Partners L P Unit 2,600
Buderus AG 120,294
Burlington Northern Santa Fe Corp. 35,861
Burlington Resources 6,461
C S X Corp. 39,396
C-Cube Microsystems Inc. 37,100
Cable & Wireless Hkt 1,725
Cable & Wireless Pub Ltd Plc 600
Cabot Oil and Gas Corp. 28,850
Cadbury Schweppes P L C 75,312
Calpine Corp. 4,000
Camden Property Trust 1,000
Campbell Soup Co. 8,400
Canadian Intl Power Ltd 1,000
Canadian Pacific Ltd Com 12,850
Cancer Diagnostics 3,000
Canon Inc. - Spon ADR 34,951
Canon Inc. ORD 49,000
Capital One Financial Corp. 1,200
Cardinal Health Inc. 1,340
Cardiothoracic Systems Inc 2,000
Cardo AB 65,500
Caremark Rx Inc. 811
Carey Diversified LLC 1,398
Carnival Corp. 400
Carolina Power & Light 15,327
Carrier Access Corp. 175
Catellus Dev Corp. 34,400
Caterpillar Inc. 4,564
CBRL Group Inc. 200
CBS Corp. 2,000
Cedar Fair, L.P. Dep Rec 28,579
Cendant Corp. 9,886
CenterBank 25,000
Centerpoint Properties Corp. 2,000
Centex Corp. 225
Central & Southwest Corp. 18,452
Central Vermont Pub Svc Corp. 1,200
Cephalon Inc. 52,700
Ceridian Corp. 500
Cerner Corp. 4,000
Champion International Corp. 1,450
Charter One Financial Inc. 193,457 954,409
Chase Manhattan Corp. 47,391
Chateau Communities Inc. 153,617 1,202,945
Checkers Drive-In Restaurants Inc.-New 750
Chemed Corp. 540
Cheung Kong Hong Kong ADR 70,600
Chevron Corp. 41,543
Chile Fund Inc. 1,290
China.Com Corp 100
Chiquita Brands $3.75 Ser B 4,100
Chiron Corp.Del 516
Choice Hotels Intl Inc. 1,350
Choicecare Inc. 208
Choicepoint Inc. 100
Chubb Corp. 600 60,601
Cifra SA - ADR V 253
Cigna Corp. 4,500
Cilcorp Inc. 3,300
Cincinnati Bell Inc. 38,200 944,562
Cincinnati Financial Corp. 539,581
Cincinnati Inter Term RR Co 100
Cincinnati Microwave Inc. 304
Cinergy Corp. 7,323
Cintas Corp. 450 343,190
Circuit City Stores Inc. 800
Cisco Systems Inc. 350 109,875
Citigroup Capital I Tr PFD Sec 8.00% 1,010
Citigroup Inc Depository Shrs PFD Ser 300
Citigroup, Inc. 80,296 425,996
Citizens Bkg Corp. 4,326
Citizens Utilities Co - CL B 25,039
Citrix Systems Inc. 300
City Investing Co Liq Tr Unit Ben Int 500
Clarcor Inc. 1,248
Clarus Corp. 2,000
Clear Channel Communications 183
Cleveland Cliffs Inc. 692
Clorox Co. 2,100
Coastal Corp. 900
Coca Cola Co. 400 217,147
Cohesion Technologies Inc. 5,000
Coleman Inc. New 1,600
Colgate-Palmolive Co. 115,304
Columbia Gas System Inc. 750
Columbia/HCA Healthcare Corp. 16,300
Comair Inc. 2,700 206,747
Comcast Corp. Class A 1,000
Comcast Corp. Class A Special 4,778
Comerica Inc. 1,758
Community Trust Bancorp Inc. 847
Compaq Computer Corp. 110,700 517,072
Computer Sciences Corp. 175
Compuware Corp. 700
Conagra Inc. 20,300
Conectiv Inc. 1,900
Conectiv Inc.- Cl A 275
Conexant Systems Inc. 500
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6:
Fair Market Shares or Investment Discretion
Name of Issuer Title of CUSIP Value Principal (b) Shared (c) Shared
Class Number (X $1000) Amount (a) Sole as Def Other
- ---------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
Connect Com Company COM 207840109 2,375 1,000 X
Conoco Inc COM 208251405 19,026 695 X
Consolidated Edison Co N Y Inc. COM 209111301 16,050 200 X
Consolidated Edison Inc. COM 209115104 169,569 4,086 X
Constellation Energy Group COM 210371100 21,516 765 X
Convergys Corp COM 212485106 17,881,336 902,505 X X
Cooper Industries COM 216669101 53,015 1,134 X
Cooper Tire & Rubber Co COM 216831107 112,800 6,400 X
COR Therapeutics Inc. COM 217753102 57,000 3,000 X
Cordant Technologies Inc COM 218412104 14,610 480 X
Corn Products International Inc. COM 219023108 70,494 2,316 X X
Corning Inc. COM 219350105 688,647 10,044 X X
Corus Entertainment Inc. COM 220874101 47 2 X
Countrywide Credit Industries COM 222372104 5,644 175 X
Credit Suisse Group - Spon ADR COM 225401108 54,979 1,200 X
Crescendo Pharmaceuticals CRP CL A COM 225637107 10,838 600 X
Cross A T Co Cl A COM 227478104 64,914 15,500 X
Cymer Inc. COM 232572107 34,688 1,000 X
Cyprus Amax Minerals Co COM 232809103 13,541 690 X
DaimlerChrysler A.G. COM D1668R123 2,181,124 31,411 X X
Dairy Farm International Hldgs COM G2624N104 1,060,670 1,066,000 X
Dairy Farms Intl Hldgs LTD Spons ADR COM 233859206 42,288 8,500 X
Dana Corp. COM 235811106 66,528 1,792 X X
Darden Restaurants Inc. COM 237194105 71,757 3,668 X
Dassault Aviation SA-ORD COM F24539102 26,665 150 X
Dassault Particpa FRF COM F2455Z102 0 150 X
Data Race Inc. COM 237842109 15,936 6,000 X
Dave & Busters Inc. COM 23833N104 25,679 2,151 X
Dayton & Michigan RR COM 239649205 14,280 357 X
Dayton & Michigan RR Co COM 239649106 16,872 608 X
Dayton Hudson Corp. COM 239753106 5,536,788 92,183 X X
Deere & Co COM 244199105 550,453 14,228 X
Dell Computer Corp. COM 247025109 1,717,260 41,070 X
Delphi Automotive Sys Corp COM 247126105 3,439,889 214,150 X X
Delta Air Lines Inc. COM 247361108 404,296 8,336 X
Deltic Timber Corp. COM 247850100 9,100 400 X
Detection Systems Inc. COM 250644101 13,669 1,350 X
Detroit Mtg & Rlty Co COM 251273108 237,489 11,046 X
Deutsche Bank Sponsored ADR COM 251525309 64,955 1,000 X
Deutsche Lufthansa ADR COM 251561205 462,248 25,457 X X
Deutsche Lufthansa New COM D1908N106 1,268,615 69,900 X
Developers Diversified Realty Corp. COM 251591103 22,400 1,600 X
Dexter Corp. COM 252165105 97,014 2,600 X
Diageo PLC-Sponsored ADR New COM 25243Q205 1,694,897 40,902 X
Dial Corp. COM 25247D101 420,750 16,500 X X
Diebold Inc. COM 253651103 68,334 2,955 X
DII Group Inc. COM 232949107 236,534 6,722 X
Dime Bancorp Inc. COM 25429Q102 3,098 177 X
Dole Food Company COM 256605106 262,200 13,800 X
Dollar General Corp. COM 256669102 40,138 1,300 X
Dominion Resources Inc. of VA COM 257470104 47,742 1,058 X
Donaldson Inc. COM 257651109 1,395,918 60,200 X X
Donaldson Lufkin & Jenrette Nw COM 257661504 7,563 500 X
Donnelley (R R) & Sons Co COM 257867101 92,400 3,200 X
Dover Corp. COM 260003108 14,950,644 365,765 X X
Dow Chemical Co COM 260543103 1,698,012 14,944 X X
Dow Jones & Co COM 260561105 82,198 1,540 X
DPL Inc. COM 233293109 884,088 50,161 X
Dresder Bank AG New ADR COM 261561302 47,232 1,000 X
DTE Energy CO COM 233331107 161,118 4,460 X X
Du Pont (EI) de Nemours and Co. COM 263534109 1,709,206 28,077 X X
Du Pont E I De Nemours & Co COM 263534307 31,290 420 X
Duke Energy Corp. COM 264399106 442,213 8,022 X
Duke Realty Investments, Inc. COM 264411505 1,095,900 56,200 X
Dun & Bradstreet Corp. COM 26483B106 371,555 12,437 X
Duramed Pharmaceuticals Inc. COM 266354109 9,300 1,200 X
Dycap Inc. COM 267850998 1 100 X
E G & G Inc. COM 268457108 35,354 888 X
E4L Inc COM 268452109 9,533 2,500 X
Eagle Geophysical Inc COM 269524104 72 192 X
Earthweb Inc COM 27032C108 7,900 200 X
Eastman Kodak Co. COM 277461109 1,149,524 15,238 X X
Eaton Corp. COM 278058102 207,151 2,400 X X
Echelon International Corp. COM 278747100 2,978 120 X
ECI Telecom Limited ORD COM 268258100 7,406 300 X
Ecolab COM 278865100 54,600 1,600 X
Edison International COM 281020107 106,977 4,400 X
Edwards A G Inc. COM 281760108 7,253 275 X
El Paso Energy Corp COM 283905107 50,511 1,269 X X
Elan Corp. ADR COM 284131208 63,770 1,900 X
Electronic Arts COM 285512109 36,188 500 X
Electronic Data Systems COM 285661104 82,583 1,560 X
Elkem A/S Nok Ord COM R21655106 755,754 41,870 X
EMC Corp. COM 268648102 92,869 1,300 X
Emerson Electric Co. COM 291011104 23,465,812 371,365 X X
Endesa S.A. ADR COM 29258N107 1,277,550 66,800 X
Enerco Inc. COM 29265H101 0 4,000 X
Ennis Business Forms Inc. COM 293389102 224,644 25,312 X X
Enron Capital Resources LP 9.0% Cum PF COM 29357D208 102,500 4,100 X
Enron Corp COM 293561106 149,573 3,626 X
Ensco International Inc. COM 26874Q100 484,088 26,800 X
Entergy Corp. COM 29364G103 34,726 1,200 X
Enterprise Capital Tr I-7.44% Cum Trus COM 293701207 30,100 1,400 X
Equifax Inc. COM 294429105 28,125 1,000 X
Equitable Resources Inc. COM 294549100 18,907 500 X
Equity Office Properties Trust COM 294741103 11,625 500 X
Equity Residential Interest Trust COM 29476L883 123,675 5,100 X
Equity Residential Pptys Trust COM 29476L826 885,531 32,950 X
Equity Residential Properties Trust COM 29476L107 149,499 3,528 X
Ericsson L M Tel Co ADR Cl B COM 294821400 723,438 23,150 X
Esps Inc COM 269129102 4,282 500 X
Estee Lauder Companies COM 518439104 23,438 600 X
Euro Disneyland SCA Shs Ord COM F26387104 292 200 X
Exxon Corp. COM 302290101 36,692,066 483,185 X X
Factory Card Outlet Corp. COM 303053102 0 1,250 X
Fannie Mae COM 313586109 46,250,713 737,791 X X
Farmer Brothers Co COM 307675108 91,300 550 X
Fastenal Co. COM 311900104 18,850 400 X
FDX Corp. COM 31304N107 77,500 2,000 X
Federal Mogul Corp. COM 313549107 262,565 9,526 X X
Federal Realty Investment Trust COM 313747206 109,925 5,250 X
Federal Signal Corp. COM 313855108 21,187 1,066 X
Federated Department Stores COM 31410H101 746,453 17,086 X
Ferro Corp. COM 315405100 4,685,663 219,850 X
Fidelity Financial of Ohio COM 31614P107 5,729 315 X
Fifth Third Bancorp COM 316773100 38,561,193 633,772 X X
Finger Lakes Financial Corp. COM 317948107 7,800 800 X
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
Item 1: Item 8:
Name of Issuer Voting Authority (Shares)
(a) Sole (b) Shared (c) None
- --------------------------------------------------------------------------------------------
<S> <C> <C> <C>
Connect Com Company 1,000
Conoco Inc 695
Consolidated Edison Co N Y Inc. 200
Consolidated Edison Inc. 4,086
Constellation Energy Group 765
Convergys Corp 1,500 901,005
Cooper Industries 1,134
Cooper Tire & Rubber Co 6,400
COR Therapeutics Inc. 3,000
Cordant Technologies Inc 480
Corn Products International Inc. 2,316
Corning Inc. 10,044
Corus Entertainment Inc. 2
Countrywide Credit Industries 175
Credit Suisse Group - Spon ADR 1,200
Crescendo Pharmaceuticals CRP CL A 600
Cross A T Co Cl A 15,500
Cymer Inc. 1,000
Cyprus Amax Minerals Co 690
DaimlerChrysler A.G. 31,411
Dairy Farm International Hldgs 1,066,000
Dairy Farms Intl Hldgs LTD Spons ADR 8,500
Dana Corp. 1,792
Darden Restaurants Inc. 3,668
Dassault Aviation SA-ORD 150
Dassault Particpa FRF 150
Data Race Inc. 6,000
Dave & Busters Inc. 2,151
Dayton & Michigan RR 357
Dayton & Michigan RR Co 608
Dayton Hudson Corp. 92,183
Deere & Co 14,228
Dell Computer Corp. 1,000 40,070
Delphi Automotive Sys Corp 31,900 182,250
Delta Air Lines Inc. 500 7,836
Deltic Timber Corp. 400
Detection Systems Inc. 1,350
Detroit Mtg & Rlty Co 11,046
Deutsche Bank Sponsored ADR 1,000
Deutsche Lufthansa ADR 25,457
Deutsche Lufthansa New 69,900
Developers Diversified Realty Corp. 1,600
Dexter Corp. 2,600
Diageo PLC-Sponsored ADR New 40,902
Dial Corp. 16,500
Diebold Inc. 2,955
DII Group Inc. 6,722
Dime Bancorp Inc. 177
Dole Food Company 13,800
Dollar General Corp. 1,300
Dominion Resources Inc. of VA 1,058
Donaldson Inc. 60,200
Donaldson Lufkin & Jenrette Nw 500
Donnelley (R R) & Sons Co 3,200
Dover Corp. 54,400 311,365
Dow Chemical Co 14,944
Dow Jones & Co 1,540
DPL Inc. 50,161
Dresder Bank AG New ADR 1,000
DTE Energy CO 4,460
Du Pont (EI) de Nemours and Co. 28,077
Du Pont E I De Nemours & Co 420
Duke Energy Corp. 8,022
Duke Realty Investments, Inc. 33,200 23,000
Dun & Bradstreet Corp. 12,437
Duramed Pharmaceuticals Inc. 1,200
Dycap Inc. 100
E G & G Inc. 888
E4L Inc 2,500
Eagle Geophysical Inc 192
Earthweb Inc 200
Eastman Kodak Co. 15,238
Eaton Corp. 2,400
Echelon International Corp. 120
ECI Telecom Limited ORD 300
Ecolab 1,600
Edison International 4,400
Edwards A G Inc. 275
El Paso Energy Corp 1,269
Elan Corp. ADR 1,900
Electronic Arts 500
Electronic Data Systems 1,560
Elkem A/S Nok Ord 41,870
EMC Corp. 1,300
Emerson Electric Co. 26,750 344,615
Endesa S.A. ADR 66,800
Enerco Inc. 4,000
Ennis Business Forms Inc. 25,312
Enron Capital Resources LP 9.0% Cum PF 4,100
Enron Corp 3,626
Ensco International Inc. 26,800
Entergy Corp. 1,200
Enterprise Capital Tr I-7.44% Cum Trus 1,400
Equifax Inc. 1,000
Equitable Resources Inc. 500
Equity Office Properties Trust 500
Equity Residential Interest Trust 5,100
Equity Residential Pptys Trust 32,950
Equity Residential Properties Trust 3,528
Ericsson L M Tel Co ADR Cl B 1,000 22,150
Esps Inc 500
Estee Lauder Companies 600
Euro Disneyland SCA Shs Ord 200
Exxon Corp. 5,500 477,685
Factory Card Outlet Corp. 1,250
Fannie Mae 76,700 661,091
Farmer Brothers Co 550
Fastenal Co. 400
FDX Corp. 2,000
Federal Mogul Corp. 9,526
Federal Realty Investment Trust 5,250
Federal Signal Corp. 1,066
Federated Department Stores 17,086
Ferro Corp. 89,350 130,500
Fidelity Financial of Ohio 315
Fifth Third Bancorp 633,772
Finger Lakes Financial Corp. 800
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6:
Fair Market Shares or Investment Discretion
Name of Issuer Title of CUSIP Value Principal (b) Shared (c) Shared
Class Number (X $1000) Amount (a) Sole as Def Other
- ---------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
Finova Group Inc. COM 317928109 528,338 14,475 X X
Fired Up Inc. COM 8S00969 5,000 2,000 X
First American Finl Corp COM 318522307 255,463 19,100 X X
First Bell Bancorp Inc. COM 319301107 715,050 45,400 X
First City Liquidating Trust COM 33762E108 2,007,242 92,287 X
First Data Corp. COM 319963104 309,319 7,050 X X
First Finl Bancorp COM 320209109 209,315 8,907 X
First Franklin Corp. COM 320272107 11,813 900 X
First Tennessee COM 337162101 3,967,369 141,062 X
First Union Corp. COM 337358105 246,736 6,938 X
First VA Banks Inc. COM 337477103 52,798 1,212 X
Firstar Corporation COM 33763V109 25,282,041 986,617 X X
Firstenergy Corp. COM 337932107 48,450 1,900 X
Firstmerit Corp. COM 337915102 252,481 9,950 X
Fleet Financial Group, Inc. COM 338915101 73,250 2,000 X
Fleetwood Enterprises Inc. COM 339099103 8,776,390 434,733 X
Florida Progress COM 341109106 123,118 2,662 X
Fluor Corp. COM 343861100 8,050 200 X
Ford Motor Co. COM 345370100 12,498,117 249,026 X
Foreign & Colonial Eurotrust COM G3623T100 172,716 21,200 X
Fort James Corp. COM 347471104 47,264 1,771 X
Fortune Brands Inc. COM 349631101 397,191 12,316 X
FPL Group Inc. COM 302571104 191,425 3,800 X
Franchise Finance Corp. of America COM 351807102 13,885 594 X
Freddie Mac COM 313400301 34,351,453 660,606 X X
Freeport McMoran Copper And Gold COM 35671D857 48,634 3,125 X
Fremont General Corp. COM 357288109 9,405 990 X
Frontier Insurance Group Inc. COM 359081106 333,165 38,076 X
Fujitsu Ltd COM 359590304 723,611 4,641 X
Fujitsu Ltd Ord COM J15708159 1,963,584 63,000 X
Gallaher Group PLC-Spon ADR COM 363595109 140,018 5,150 X
Gannett Co COM 364730101 3,028,843 43,777 X X
Gap Inc. COM 364760108 5,376 168 X
Gartner Group Inc. - CL B COM 366651206 48,312 2,895 X
Gateway Inc. COM 367626108 66,657 1,500 X
Gatx Corp. COM 361448103 11,600,229 373,442 X X
General Electric COM 369639307 28,656 3,000 X
General Electric Co. COM 369604103 43,449,107 366,464 X X
General Housewares COM 370073108 28,063 1,000 X
General Magic Inc. COM 370253106 762 400 X
General Mills Inc. COM 370334104 346,242 4,268 X
General Motors Corp. COM 370442105 5,495,054 87,309 X X
General Motors Corp. - CL H New COM 370442832 5,954 104 X
Genesee Corp. Cl B COM 371601204 12,813 625 X
Genome Therapeutics Corp. COM 372430108 9,600 2,400 X
Gentex Corp. COM 371901109 82,624 4,000 X
Genuine Parts Co. COM 372460105 156,855 5,905 X
Georgia Pacific Corp. (Timber Group) COM 373298702 38,293 1,674 X
Georgia-Pacific Corp. COM 373298108 150,822 3,724 X
Gerber Scientific Inc. COM 373730100 26,850 1,200 X
Gibson Greetings Inc. COM 374827103 26,565 5,000 X
Gillette Co. COM 375766102 225,688 6,650 X
Glacier Bancorp Inc COM 37637Q105 135,063 7,889 X
Glaxo Wellcome PLC - Spons ADR COM 37733W105 260,000 5,000 X
Global Crossing Ltd. COM G3921A100 5,433 205 X
Global Datatel Inc COM 37934G107 11,475 1,800 X
Globalstar Telecommunications LTD - OR COM G3930H104 2,300 100 X
Golden West Finl Corp. Del COM 381317106 58,950 600 X
Goodrich B.F. Co. COM 382388106 6,960 240 X
Goodyear Tire & Rubber Co COM 382550101 36,479 758 X
GPU Inc. COM 36225X100 39,150 1,200 X
Grainger WW Inc. COM 384802104 48,063 1,000 X
Great Lakes Chemical Corp. COM 390568103 15,225 400 X
Grupo Televisa, S.A. GDS COM 40049J206 43,932 1,100 X
GTE Corp. COM 362320103 1,047,499 13,626 X X
GTE Delaware 8.75% Cumulative Monthly COM 36232E301 20,050 800 X
H & Q Life Sciences Investors COM 404053100 113,000 8,000 X
H B Fuller Co COM 359694106 9,131 150 X
H J Heinz Co COM 423074103 2,919,872 67,904 X X
Halliburton Co. COM 406216101 811,103 19,783 X
Hanger Orthopedic Group, Inc. COM 41043F208 29,000 2,000 X
Hanna M A CO COM 410522106 218,116 19,175 X
Harcourt General Inc. COM 41163G101 46,580 1,119 X
Harland John H Co COM 412693103 11,663 600 X
Harley Davidson, Inc. COM 412822108 30,038 600 X
Harris Corp. COM 413875105 55,250 2,000 X
Hartford Financial Services Group Inc. COM 416515104 933,585 22,840 X X
Hasbro Inc. COM 418056107 122,454 5,712 X
Hawaiian Elec Inds Inc. COM 419870100 70,376 2,000 X
HCR Manor Care Inc COM 564055101 23,203 1,350 X
Health Management Associates, Inc. Cl COM 421933102 29,869 4,050 X
Hearst-Argyle Television Inc. COM 422317107 235,898 10,972 X
Helix Technology Inc. COM 423319102 1,443,050 43,400 X
Helmerich & Payne COM 423452101 357,318 14,116 X X
Hershey Foods Corp. COM 427866108 909,492 18,680 X X
Hewlett-Packard Co. COM 428236103 25,955,960 282,130 X X
Highwoods Properties Inc. COM 431284108 2,352,286 90,910 X X
Hillenbrand Industries Inc. COM 431573104 539,448 20,453 X
HL&P Capital Trust I-8.125% Tr PFD Sr COM 404202202 49,000 2,000 X
Hoechst AG ADR COM 434390308 1,435,500 33,000 X
Holly Corp. Com Par $0.01 COM 435758305 120 8 X
Hologic Inc. COM 436440101 9,674 2,400 X
Home Depot Inc. COM 437076102 28,364,089 413,320 X X
HON Industries Inc. COM 438092108 2,426,463 126,050 X
Honda Motor LTD AMER SHS COM 438128308 4,108 50 X
Honeywell Inc. COM 438506107 541,426 4,864 X
Hong Kong Telecom Adr COM 438579203 116,496 4,854 X
Hospitality Worldwide Services COM 44106N100 2,875 1,000 X
Household International Inc. COM 441815107 112,350 2,800 X X
HRPT Proprties Trust COM 40426W101 25,575 2,200 X
Hubbell Inc. CL B COM 443510201 215,220 6,752 X X
Hudsons Bay Co -Canada- COM 444204101 188,255 14,400 X
Huffy Corp. COM 444356109 11,850 1,200 X
Human Genome Sciences Inc. COM 444903108 341,094 4,625 X
Humana Inc. COM 444859102 13,750 2,000 X
Hunkar Laboratories Inc. COM 8S02052 450 3 X
Huntington Bancshares Inc. COM 446150104 6,544,300 246,369 X
Hussmann International Inc. COM 448110106 4,879 287 X
Hutchinson Whampoa - Unsp ADR COM 448415208 46,508 1,000 X
I T T Industries Inc. COM 450911102 136,796 4,300 X X
IBP Inc. COM 449223106 158,003 6,400 X
Identix Inc. COM 451906101 2,513 300 X
Illinois Tool Works COM 452308109 4,085,307 54,790 X X
Imation Corp. COM 45245A107 5,890 190 X
Imclone Systems Inc COM 45245W109 14,963 450 X
IMS Health Inc. COM 449934108 521,368 22,854 X
Imx Pharmaceuticals Inc COM 449730209 182,565 121,710 X
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
Item 1: Item 8:
Name of Issuer Voting Authority (Shares)
(a) Sole (b) Shared (c) None
- --------------------------------------------------------------------------------------------
<S> <C> <C> <C>
Finova Group Inc. 14,475
Fired Up Inc. 2,000
First American Finl Corp 19,100
First Bell Bancorp Inc. 6,000 39,400
First City Liquidating Trust 92,287
First Data Corp. 7,050
First Finl Bancorp 8,907
First Franklin Corp. 900
First Tennessee 13,364 127,698
First Union Corp. 6,938
First VA Banks Inc. 1,212
Firstar Corporation 986,617
Firstenergy Corp. 1,900
Firstmerit Corp. 9,950
Fleet Financial Group, Inc. 2,000
Fleetwood Enterprises Inc. 119,100 315,633
Florida Progress 2,662
Fluor Corp. 200
Ford Motor Co. 57,700 191,326
Foreign & Colonial Eurotrust 21,200
Fort James Corp. 1,771
Fortune Brands Inc. 12,316
FPL Group Inc. 3,800
Franchise Finance Corp. of America 594
Freddie Mac 660,606
Freeport McMoran Copper And Gold 3,125
Fremont General Corp. 990
Frontier Insurance Group Inc. 38,076
Fujitsu Ltd 4,641
Fujitsu Ltd Ord 63,000
Gallaher Group PLC-Spon ADR 5,150
Gannett Co 43,777
Gap Inc. 168
Gartner Group Inc. - CL B 2,895
Gateway Inc. 1,500
Gatx Corp. 85,900 287,542
General Electric 3,000
General Electric Co. 800 365,664
General Housewares 1,000
General Magic Inc. 400
General Mills Inc. 4,268
General Motors Corp. 8,600 78,709
General Motors Corp. - CL H New 104
Genesee Corp. Cl B 625
Genome Therapeutics Corp. 2,400
Gentex Corp. 4,000
Genuine Parts Co. 5,905
Georgia Pacific Corp. (Timber Group) 1,674
Georgia-Pacific Corp. 3,724
Gerber Scientific Inc. 1,200
Gibson Greetings Inc. 5,000
Gillette Co. 6,650
Glacier Bancorp Inc 7,889
Glaxo Wellcome PLC - Spons ADR 5,000
Global Crossing Ltd. 205
Global Datatel Inc 1,800
Globalstar Telecommunications LTD - OR 100
Golden West Finl Corp. Del 600
Goodrich B.F. Co. 240
Goodyear Tire & Rubber Co 758
GPU Inc. 1,200
Grainger WW Inc. 1,000
Great Lakes Chemical Corp. 400
Grupo Televisa, S.A. GDS 1,100
GTE Corp. 13,626
GTE Delaware 8.75% Cumulative Monthly 800
H & Q Life Sciences Investors 8,000
H B Fuller Co 150
H J Heinz Co 67,904
Halliburton Co. 19,783
Hanger Orthopedic Group, Inc. 2,000
Hanna M A CO 19,175
Harcourt General Inc. 1,119
Harland John H Co 600
Harley Davidson, Inc. 600
Harris Corp. 2,000
Hartford Financial Services Group Inc. 22,840
Hasbro Inc. 5,712
Hawaiian Elec Inds Inc. 2,000
HCR Manor Care Inc 1,350
Health Management Associates, Inc. Cl 4,050
Hearst-Argyle Television Inc. 10,972
Helix Technology Inc. 43,400
Helmerich & Payne 14,116
Hershey Foods Corp. 18,680
Hewlett-Packard Co. 282,130
Highwoods Properties Inc. 90,910
Hillenbrand Industries Inc. 20,453
HL&P Capital Trust I-8.125% Tr PFD Sr 2,000
Hoechst AG ADR 33,000
Holly Corp. Com Par $0.01 8
Hologic Inc. 2,400
Home Depot Inc. 413,320
HON Industries Inc. 56,000 70,050
Honda Motor LTD AMER SHS 50
Honeywell Inc. 4,864
Hong Kong Telecom Adr 4,854
Hospitality Worldwide Services 1,000
Household International Inc. 2,800
HRPT Proprties Trust 2,200
Hubbell Inc. CL B 6,752
Hudsons Bay Co -Canada- 14,400
Huffy Corp. 1,200
Human Genome Sciences Inc. 4,625
Humana Inc. 2,000
Hunkar Laboratories Inc. 3
Huntington Bancshares Inc. 246,369
Hussmann International Inc. 287
Hutchinson Whampoa - Unsp ADR 1,000
I T T Industries Inc. 4,300
IBP Inc. 6,400
Identix Inc. 300
Illinois Tool Works 350 54,440
Imation Corp. 190
Imclone Systems Inc 450
IMS Health Inc. 22,854
Imx Pharmaceuticals Inc 121,710
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6:
Fair Market Shares or Investment Discretion
Name of Issuer Title of CUSIP Value Principal (b) Shared (c) Shared
Class Number (X $1000) Amount (a) Sole as Def Other
- ---------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
Incyte Pharmaceuticals Inc. COM 45337C102 8,094 350 X
Indiana Energy Inc. COM 454707100 132,054 6,582 X
Indo Metals Ltd COM 455916106 54 1,000 X
Information Architects Corp COM 45669R107 3,000 1,500 X
Ing Groep NV Spons ADR COM 456837103 29,784 544 X
Innerdyne Inc COM 45764D102 9,750 3,000 X
Intel Corp. COM 458140100 39,797,081 535,533 X X
International Business Machines COM 459200101 25,155,212 207,252 X X
International Flavors & Fragrances COM 459506101 25,875 750 X
International Home Foods Inc COM 459655106 35,000 2,000 X
International Paper Co. COM 460146103 159,377 3,316 X X
International Speedway Corp. COM 460335201 7,475,878 142,227 X X
Interpublic Group Companies Inc. COM 460690100 57,575 1,400 X
Intl Speedway Corp. Cl B COM 460335300 387,575 7,400 X
Invacare Corp. COM 461203101 156,480 8,000 X
Invensys PLC ORD COM G49133104 1,244,160 259,200 X
Invensys Plc Spons Adr COM 461204109 253,721 26,200 X
INVESCO Asia Trust COM H000379 189,050 190,000 X
Invesco Global Health Sciences Fund COM 46128N109 431,294 27,492 X
Invesco Tokyo Trust COM H000381 136,752 176,000 X
Investor AB Stockholm COM W48102102 8,895 760 X
Iomega Corp. COM 462030107 1,350 400 X
Ipalco Enterprises Inc. COM 462613100 190,220 9,786 X
IRSA - Spon GDR COM 450047204 1,466,774 52,152 X
IRT Property Co COM 450058102 21,600 2,400 X
ISS Group Inc COM 450306105 10,900 400 X
Ito Yokado Ltd ADR - New COM 465714301 1,884,465 23,265 X
J M Smucker Co Cl B COM 832696207 130,463 7,100 X X
J M Smucker Co. COM 832696108 42,250 2,000 X
J P Morgan & Co. COM 616880100 8,823,905 77,233 X X
Jardine Strategic Holdings Ltd COM G50764102 923,769 452,828 X
Jefferson-Pilot Corp. COM 475070108 653,996 10,350 X X
John Hancock Bank & Thrift COM 409735107 69,700 8,200 X X
John Hancock Patriot Select COM 41013U102 112,242 8,200 X
Johnson & Johnson COM 478160104 9,080,098 98,831 X X
Johnson Controls Inc. COM 478366107 789,125 11,900 X X
Jos E. Seagram & Sons Inc SR COM 811845205 47,376 2,000 X
Jostens Inc. COM 481088102 204,638 10,700 X
JSB Finl Inc COM 46624M100 57,250 1,000 X
K Mart Corp. COM 482584109 1,753 150 X
K2 Inc. COM 482732104 12,091 1,372 X
Kansas City Power & Light Co COM 485134100 3,302,871 136,550 X
Kansas City Southern Ind Inc. COM 485170104 41,310,273 889,579 X X
Kaydon Corp. COM 486587108 15,472,250 622,000 X X
Kellogg Co COM 487836108 33,694 900 X
Kellwood Co COM 488044108 55,000 2,500 X
Kemper New Europe fd Inc CL C COM 48841Y404 145,406 7,400 X X
Kerr-McGee Corp. COM 492386107 505,699 9,184 X X
Keycorp New COM 493267108 987,760 38,266 X X
Keyspan Corporation COM 49337W100 126,465 4,418 X
Keystone Financial Inc. COM 493482103 37,881 1,595 X
Kimberly-Clark Corp. COM 494368103 1,363,110 25,964 X X
KIMCO Realty 8.5% Cumulative COM 49446R505 66,750 3,000 X
KIMCO Realty Corp. COM 49446R109 35,750 1,000 X
Kinder Morgan Energy Partners LP COM 494550106 1,149,354 26,536 X X
KMart Financing I 7.75% Conv COM 498778208 60,722 1,275 X
Knight/Trimark Goup Inc. - Cl A COM 499067106 29,625 1,000 X
Kohls Corp. COM 500255104 88,079 1,332 X
Koninklijke Ahold NV-SP ADR COM 500467303 57,571 1,738 X
Korea Electric Power Corp. ADR COM 500631106 703,559 43,800 X
Korea Fund Inc. COM 500634100 784,107 62,414 X
Kroger Co. COM 501044101 705,001 31,954 X X
Kroll O Gara Co. COM 501050108 8,344 500 X
L S Starrett Co COM 855668109 9,950 400 X
L S Starrett Co Cl B COM 855668208 9,600 400 X
LaClede Gas Co COM 505588103 116,025 5,100 X
Laidlaw Inc. New COM 50730K503 20,925 3,100 X
LAM Research Corp. COM 512807108 6,100 100 X
Lanvision Systems Inc. COM 516555109 1,407 1,500 X
Latin American Discovery Fd Inc. COM 51828C106 7,257 900 X
Latin American Investment Fd Inc. COM 518279104 92,817 9,000 X
LCNB Corp COM 50181P100 249,600 3,200 X
Legg Mason, Inc. COM 524901105 34,482 900 X
Leggett & Platt Inc. COM 524660107 702,862 35,700 X
Lehman Brothers Holdings Inc COM 524908100 26,532 455 X
LG & E Energy COM 501917108 1,648,684 77,585 X X
Lilly (Eli) & Co. COM 532457108 1,000,960 15,640 X
Lincoln National Corp. Ind. COM 534187109 717,716 19,107 X
Little Switzerland Inc. COM 537528101 5,278 13,000 X
Littlefuse Inc. COM 537008104 86,775 3,900 X
Lloyds TSB Group PLC COM G5542W106 2,496,584 200,900 X
Lockheed Martin Corp. COM 539830109 11,502,580 351,890 X X
Loews Corp. COM 540424108 3,965,622 56,500 X
Losantiville Cnty Club Land COM 8S02062 4,250 17 X
Louisiana Pacific Corp. COM 546347105 49,531 3,170 X
Lowe's Companies, Inc. COM 548661107 1,731,844 35,525 X
LSI Industries Inc COM 50216C108 1,074,439 46,970 X
Lubrizol Corp. COM 549271104 20,550 800 X
Lubys Cafeterias Inc. COM 549282101 29,153 2,535 X
Lucent Technologies Inc. COM 549463107 5,623,886 86,688 X X
Lunar Corp. COM 550362107 2,250 300 X
M C N Corp. COM 55267J100 156,892 9,128 X
M D U Resources Group, Inc. COM 552690109 40,500 1,800 X
Madge Networks N.V. COM N5424G106 1,306 550 X
MAF Bancorp COM 55261R108 53,285 2,681 X
Magna International Inc. COM 559222401 186,330 3,750 X
Mallinckrodt Inc. COM 561232109 22,641 750 X
Mandalay Resort Group COM 562567107 2,963 150 X
Mannesmann AG Sponsored ADR COM 563775303 101,898 650 X
Manulife Finl Corp COM 56501R106 21,684 1,826 X
Markel Corp. COM 570535104 36,413 200 X
Marriott International Cl A COM 571903202 57,727 1,766 X X
Marsh & McLennan Cos Inc COM 571748102 123,300 1,800 X
Marshall & Ilsley Corp. COM 571834100 5,369,628 94,100 X
Martin Marietta Materials COM 573284106 12,040,524 301,480 X X
Masco Corp. COM 574599106 233,058 7,518 X X
Mascotech Inc. COM 574670105 81,830 5,055 X X
Matsumotokiyoshi Co ltd COM J40885105 1,870,080 24,000 X
Matsushita Elec Ind COM 576879209 586,872 2,808 X
Matsushita Electric Indl Co COM J41121104 1,675,524 78,800 X
Mattel Inc. COM 577081102 474,924 24,996 X
May Department Stores COM 577778103 1,541,291 42,299 X X
MBIA, Inc. COM 55262C100 356,215 7,640 X
MBNA Corp. COM 55262L100 5,135,957 225,133 X
McCormick & Co. COM 579780206 2,602,653 78,718 X X
McDermott International Inc. COM 580037109 49,613 2,450 X X
McDonalds Corp. COM 580135101 29,598,147 688,329 X X
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
Item 1: Item 8:
Name of Issuer Voting Authority (Shares)
(a) Sole (b) Shared (c) None
- --------------------------------------------------------------------------------------------
<S> <C> <C> <C>
Incyte Pharmaceuticals Inc. 350
Indiana Energy Inc. 6,582
Indo Metals Ltd 1,000
Information Architects Corp 1,500
Ing Groep NV Spons ADR 544
Innerdyne Inc 3,000
Intel Corp. 800 534,733
International Business Machines 207,252
International Flavors & Fragrances 750
International Home Foods Inc 2,000
International Paper Co. 3,316
International Speedway Corp. 142,227
Interpublic Group Companies Inc. 1,400
Intl Speedway Corp. Cl B 7,400
Invacare Corp. 8,000
Invensys PLC ORD 259,200
Invensys Plc Spons Adr 26,200
INVESCO Asia Trust 190,000
Invesco Global Health Sciences Fund 27,492
Invesco Tokyo Trust 176,000
Investor AB Stockholm 760
Iomega Corp. 400
Ipalco Enterprises Inc. 9,786
IRSA - Spon GDR 52,152
IRT Property Co 2,400
ISS Group Inc 400
Ito Yokado Ltd ADR - New 23,265
J M Smucker Co Cl B 7,100
J M Smucker Co. 2,000
J P Morgan & Co. 250 76,983
Jardine Strategic Holdings Ltd 452,828
Jefferson-Pilot Corp. 10,350
John Hancock Bank & Thrift 8,200
John Hancock Patriot Select 8,200
Johnson & Johnson 98,831
Johnson Controls Inc. 11,900
Jos E. Seagram & Sons Inc SR 2,000
Jostens Inc. 10,700
JSB Finl Inc 1,000
K Mart Corp. 150
K2 Inc. 1,372
Kansas City Power & Light Co 61,900 74,650
Kansas City Southern Ind Inc. 78,250 811,329
Kaydon Corp. 128,800 493,200
Kellogg Co 900
Kellwood Co 2,500
Kemper New Europe fd Inc CL C 7,400
Kerr-McGee Corp. 9,184
Keycorp New 38,266
Keyspan Corporation 4,418
Keystone Financial Inc. 1,595
Kimberly-Clark Corp. 25,964
KIMCO Realty 8.5% Cumulative 3,000
KIMCO Realty Corp. 1,000
Kinder Morgan Energy Partners LP 26,536
KMart Financing I 7.75% Conv 1,275
Knight/Trimark Goup Inc. - Cl A 1,000
Kohls Corp. 1,332
Koninklijke Ahold NV-SP ADR 1,738
Korea Electric Power Corp. ADR 43,800
Korea Fund Inc. 62,414
Kroger Co. 31,954
Kroll O Gara Co. 500
L S Starrett Co 400
L S Starrett Co Cl B 400
LaClede Gas Co 5,100
Laidlaw Inc. New 3,100
LAM Research Corp. 100
Lanvision Systems Inc. 1,500
Latin American Discovery Fd Inc. 900
Latin American Investment Fd Inc. 9,000
LCNB Corp 3,200
Legg Mason, Inc. 900
Leggett & Platt Inc. 35,700
Lehman Brothers Holdings Inc 455
LG & E Energy 77,585
Lilly (Eli) & Co. 15,640
Lincoln National Corp. Ind. 19,107
Little Switzerland Inc. 13,000
Littlefuse Inc. 3,900
Lloyds TSB Group PLC 35,000 165,900
Lockheed Martin Corp. 74,276 277,614
Loews Corp. 27,100 29,400
Losantiville Cnty Club Land 17
Louisiana Pacific Corp. 3,170
Lowe's Companies, Inc. 35,525
LSI Industries Inc 46,970
Lubrizol Corp. 800
Lubys Cafeterias Inc. 2,535
Lucent Technologies Inc. 86,688
Lunar Corp. 300
M C N Corp. 9,128
M D U Resources Group, Inc. 1,800
Madge Networks N.V. 550
MAF Bancorp 2,681
Magna International Inc. 3,750
Mallinckrodt Inc. 750
Mandalay Resort Group 150
Mannesmann AG Sponsored ADR 650
Manulife Finl Corp 1,826
Markel Corp. 200
Marriott International Cl A 1,766
Marsh & McLennan Cos Inc 1,800
Marshall & Ilsley Corp. 11,300 82,800
Martin Marietta Materials 54,608 246,872
Masco Corp. 7,518
Mascotech Inc. 5,055
Matsumotokiyoshi Co ltd 24,000
Matsushita Elec Ind 2,808
Matsushita Electric Indl Co 78,800
Mattel Inc. 24,996
May Department Stores 42,299
MBIA, Inc. 7,640
MBNA Corp. 225,133
McCormick & Co. 1,000 77,718
McDermott International Inc. 2,450
McDonalds Corp. 54,700 633,629
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6:
Fair Market Shares or Investment Discretion
Name of Issuer Title of CUSIP Value Principal (b) Shared (c) Shared
Class Number (X $1000) Amount (a) Sole as Def Other
- ---------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
MCI Capital I 8.00% Cum PFD Ser A COM 55267Y206 24,063 1,000 X
MCI WorldCom Inc. COM 55268B106 20,278,813 282,140 X X
McKesson HBOC Inc. COM 58155Q103 4,818,350 166,150 X X
McLaren Automotive Group Inc. COM 581759107 4,750 2,000 X
McNeal Real Estate Fd COM 9021974 10,000 20 X
McWhorter Technologies COM 582803102 30,975 2,100 X
Mead Corp. COM 582834107 206,800 6,016 X X
Media General Inc. Class A COM 584404107 41,000 800 X
MediaOne Group Inc. COM 58440J104 15,603,509 228,412 X X
Meditrust Corp. (Paired CTF) COM 58501T306 5,100 600 X
Medtronic Inc. COM 585055106 690,191 19,442 X
Mellon Bank Corp. COM 585509102 24,216,481 717,525 X X
Mercantile Bankshares Corp. COM 587405101 111,377 3,600 X
Merck & Co., Inc. COM 589331107 35,150,222 542,333 X X
Meridian Diagnostics Inc. COM 589602101 29,960 3,745 X X
Merrill Lynch & Co 9% Cum Pfd COM 590188819 30,500 1,000 X
Merrill Lynch & Co., Inc. COM 590188108 339,299 5,050 X
Merrill Lynch Capt Trust II COM 59021C203 42,075 1,700 X
Merry Land Properties Inc COM 590441101 479 87 X
Mesa Offshore Tr Units Of Ben Int COM 590650107 102 1,000 X
MFN Finl Corp. COM 55272N104 306 36 X
MGIC Investment Corp. COM 552848103 13,131 275 X
MGM Grand Inc. COM 552953101 50,676 990 X
Michelin S A, Cie Generale Des COM F61824144 1,825,750 38,700 X
Microsoft Corp. COM 594918104 19,591,856 216,334 X X
Midas Inc. COM 595626102 1,959 95 X
Milacron Inc COM 598709103 439,366 24,753 X
Milacron Inc 4% PFD COM 598709202 3,996 108 X
Millenium Pharmaceuticals COM 599902103 53,625 825 X
Miller Herman Inc. COM 600544100 57,374 2,400 X
Mineral Mountain Mining COM 602873101 83 333 X
Minnesota Mining & Manufacturing Co. COM 604059105 2,211,082 23,017 X
Minnesota Pwr & Light COM 604110106 31,438 1,790 X
Mirage Resorts Inc. COM 60462E104 842,374 59,900 X
Mitchell Energy & Dev Corp. CL B COM 606592301 2,350 100 X
Mobil Corp. COM 607059102 2,170,457 21,543 X X
Molex Inc. COM 608554101 1,554,777 42,743 X
Molex Inc. Cl A COM 608554200 20,210,337 624,258 X X
Monsanto Co. COM 611662107 967,323 27,105 X X
Mony Group Inc. COM 615337102 11,781 408 X
Moore Ltd COM 615785102 4,500 450 X
Morgan JP & Co Inc. Adj Rate COM 616880209 1,111,463 13,850 X
Morgan St Dean Witter Discover & Co. COM 617446448 651,697 7,307 X
Morgan Stanley Africa COM 617444104 4,688 500 X
Morgan Stanley Emerging Mkts Fund COM 61744G107 66,000 6,000 X
Morgan Stanley India Fund COM 61745C105 367,025 27,700 X
Morrison Mgmt Specialists COM 618459101 13,793 613 X
Motorola Inc. COM 620076109 1,723,974 19,591 X X
Murray Global Retu Ord COM M004265 159,897 99,624 X
Murray Global Retu Zero Div Pfd COM M004280 169,261 99,624 X
Myriad Genetics Inc COM 62855J104 12,750 750 X
Nabisco Group Holding Corp COM 62952P102 1,088,910 72,594 X
Nabisco Hldgs Corp. COM 629526104 400,931 11,600 X
Nasdaq 100 Shares COM 631100104 240,438 2,000 X
National Australia Bank 7.875% COM 632525309 41,063 1,500 X
National Australia Bank LTD Spon ADR COM 632525408 2,064,919 27,975 X
National City Corp. COM 635405103 9,661,643 362,022 X X
National Presto Industries Inc. COM 637215104 61,800 1,600 X
National Service Industries Inc. COM 637657107 176,400 5,600 X
Nationwide Health Properties Inc. COM 638620104 12,303 740 X
Navistar International Corp. COM 63934E108 930 20 X
NCR Corp. COM 62886E108 13,721 415 X
Neon System Inc. COM 640509105 5,388 200 X
Nestle SA Sponsored ADR COM 641069406 4,941,567 52,590 X X
New Century Energies Inc. COM 64352U103 45,141 1,350 X
New England Electric System COM 644001109 138,091 2,662 X
New Germany Fund Inc. COM 644465106 87,090 7,372 X
New Holland N.V. COM N62648105 2,276,800 142,300 X
New York Times Co. COM 650111107 2,036,345 54,303 X X
Newell Rubbermaid Inc. COM 651229106 1,182,594 41,403 X
Newmont Mining Corp. COM 651639106 92,969 3,593 X X
Newpark Resources Inc. Com Par $0.01 COM 651718504 270,723 34,932 X
News Corp. Limited COM 652487703 855,984 30,100 X
News Corp. Ltd COM 652487802 84,841 3,179 X
NHP Retirement Housing Partners I COM nhpretire 10,000 10,000 X
Nielsen Media Research COM 653929307 137,819 3,706 X
Nike Inc. COM 654106103 733,688 12,900 X
Nisource inc COM 65473P105 344,929 15,590 X
Nokia Corp. Sponsored ADR COM 654902204 1,144,218 12,740 X X
Nordstrom Inc. COM 655664100 27,000 1,000 X
Norfolk Southern Corp. COM 655844108 3,084,501 125,898 X X
Norfolk Southern Railway Co. COM 655855203 4,927 118 X
Norsk Hydro As Adr COM 656531605 772,925 17,975 X
Nortel Networks Corp. COM 656569100 7,894,851 154,801 X
North Fork Bancorp, Inc.-DEL COM 659424105 565,500 29,000 X X
North Star Inc. COM 990186918 27,000 2,000 X
Northern Mineral Co COM 665415105 10 38 X
Northern States Power Co COM 665772109 34,070 1,580 X
Northern Trust Corp. COM 665859104 225,450 2,700 X
Northwest Natural Gas Co COM 667655104 21,296 825 X
Novartis AG-ADR COM 66987V109 886,937 11,958 X X
Novartis Ag-Regd COM H5820Q101 1,645,806 1,110 X
Novell, Inc. COM 670006105 22,757 1,100 X
Novo-Nordisk A/S ADR COM 670100205 233,025 3,900 X X
NSP Financing I-7.875% Tr PFD COM 629384207 24,250 1,000 X
NTN Communications Inc. COM 629410309 6 5 X
Nucor Corp. COM 670346105 101,060 2,122 X
Ogden Corp. COM 676346109 35,000 3,500 X X
OGE Energy Corp. COM 670837103 169,100 7,600 X
Ohio Casualty Corp. COM 677240103 849,184 50,322 X X
Old Kent Financial Corp. COM 679833103 7,848,442 211,406 X X
Olsten Corp. COM 681385100 113,826 10,905 X X
Omega Healthcare Investors, Inc. COM 681936100 16,800 800 X
Omega Worldwide Inc. COM 68210B108 1,085 265 X
Omnicare Inc. COM 681904108 5,534 575 X
On Command Corp. COM 682160106 11,020 580 X
Oracle Systems Corp. COM 68389X105 1,415,596 31,112 X
Oregon Steel Mills Inc. COM 686079104 11,188 1,000 X
Oshkosh Truck Corp. Class B COM 688239201 255,600 9,600 X X
Outback Steakhouse Inc. COM 689899102 106,970 4,200 X
P G & E Corp. COM 69331C108 15,525 600 X
P N C Bank Corp. COM 693475105 3,816,509 72,436 X X
Paccar Inc. COM 693718108 234,025 4,600 X
Pacific Century Financial Corp. COM 694058108 16,269 796 X
Pacific Enterprises COM 694232604 25,616 350 X
Pacific Telesis Finance TOPRS COM 694887209 11,719 500 X
Pacificare Health Sys Cl A COM 695112102 6,488 150 X
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
Item 1: Item 8:
Name of Issuer Voting Authority (Shares)
(a) Sole (b) Shared (c) None
- --------------------------------------------------------------------------------------------
<S> <C> <C> <C>
MCI Capital I 8.00% Cum PFD Ser A 1,000
MCI WorldCom Inc. 350 281,790
McKesson HBOC Inc. 29,700 136,450
McLaren Automotive Group Inc. 2,000
McNeal Real Estate Fd 20
McWhorter Technologies 2,100
Mead Corp. 6,016
Media General Inc. Class A 800
MediaOne Group Inc. 228,412
Meditrust Corp. (Paired CTF) 600
Medtronic Inc. 19,442
Mellon Bank Corp. 717,525
Mercantile Bankshares Corp. 3,600
Merck & Co., Inc. 20,400 521,933
Meridian Diagnostics Inc. 3,745
Merrill Lynch & Co 9% Cum Pfd 1,000
Merrill Lynch & Co., Inc. 5,050
Merrill Lynch Capt Trust II 1,700
Merry Land Properties Inc 87
Mesa Offshore Tr Units Of Ben Int 1,000
MFN Finl Corp. 36
MGIC Investment Corp. 275
MGM Grand Inc. 990
Michelin S A, Cie Generale Des 38,700
Microsoft Corp. 1,200 215,134
Midas Inc. 95
Milacron Inc 24,753
Milacron Inc 4% PFD 108
Millenium Pharmaceuticals 825
Miller Herman Inc. 2,400
Mineral Mountain Mining 333
Minnesota Mining & Manufacturing Co. 23,017
Minnesota Pwr & Light 1,790
Mirage Resorts Inc. 40,500 19,400
Mitchell Energy & Dev Corp. CL B 100
Mobil Corp. 21,543
Molex Inc. 42,743
Molex Inc. Cl A 106,200 518,058
Monsanto Co. 27,105
Mony Group Inc. 408
Moore Ltd 450
Morgan JP & Co Inc. Adj Rate 13,850
Morgan St Dean Witter Discover & Co. 7,307
Morgan Stanley Africa 500
Morgan Stanley Emerging Mkts Fund 6,000
Morgan Stanley India Fund 27,700
Morrison Mgmt Specialists 613
Motorola Inc. 19,591
Murray Global Retu Ord 99,624
Murray Global Retu Zero Div Pfd 99,624
Myriad Genetics Inc 750
Nabisco Group Holding Corp 45,100 27,494
Nabisco Hldgs Corp. 10,000 1,600
Nasdaq 100 Shares 2,000
National Australia Bank 7.875% 1,500
National Australia Bank LTD Spon ADR 27,975
National City Corp. 26,160 335,862
National Presto Industries Inc. 1,600
National Service Industries Inc. 5,600
Nationwide Health Properties Inc. 740
Navistar International Corp. 20
NCR Corp. 415
Neon System Inc. 200
Nestle SA Sponsored ADR 52,590
New Century Energies Inc. 1,350
New England Electric System 2,662
New Germany Fund Inc. 7,372
New Holland N.V. 142,300
New York Times Co. 54,303
Newell Rubbermaid Inc. 41,403
Newmont Mining Corp. 3,593
Newpark Resources Inc. Com Par $0.01 34,932
News Corp. Limited 30,100
News Corp. Ltd 3,179
NHP Retirement Housing Partners I 10,000
Nielsen Media Research 3,706
Nike Inc. 12,900
Nisource inc 15,590
Nokia Corp. Sponsored ADR 12,740
Nordstrom Inc. 1,000
Norfolk Southern Corp. 125,898
Norfolk Southern Railway Co. 118
Norsk Hydro As Adr 17,975
Nortel Networks Corp. 154,801
North Fork Bancorp, Inc.-DEL 29,000
North Star Inc. 2,000
Northern Mineral Co 38
Northern States Power Co 1,580
Northern Trust Corp. 2,700
Northwest Natural Gas Co 825
Novartis AG-ADR 11,958
Novartis Ag-Regd 1,110
Novell, Inc. 1,100
Novo-Nordisk A/S ADR 3,900
NSP Financing I-7.875% Tr PFD 1,000
NTN Communications Inc. 5
Nucor Corp. 2,122
Ogden Corp. 3,500
OGE Energy Corp. 7,600
Ohio Casualty Corp. 50,322
Old Kent Financial Corp. 1,529 209,877
Olsten Corp. 10,905
Omega Healthcare Investors, Inc. 800
Omega Worldwide Inc. 265
Omnicare Inc. 575
On Command Corp. 580
Oracle Systems Corp. 31,112
Oregon Steel Mills Inc. 1,000
Oshkosh Truck Corp. Class B 9,600
Outback Steakhouse Inc. 4,200
P G & E Corp. 600
P N C Bank Corp. 72,436
Paccar Inc. 4,600
Pacific Century Financial Corp. 796
Pacific Enterprises 350
Pacific Telesis Finance TOPRS 500
Pacificare Health Sys Cl A 150
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6:
Fair Market Shares or Investment Discretion
Name of Issuer Title of CUSIP Value Principal (b) Shared (c) Shared
Class Number (X $1000) Amount (a) Sole as Def Other
- ---------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
Pacificorp COM 695114108 60,375 3,000 X
Paine Webber Group Inc. COM 695629105 81,563 2,250 X
Palex Inc. COM 696368109 6,750 1,000 X
Pall Corp. COM 696429307 55,651 2,400 X X
Panda Project Inc. COM 69833F104 1 5 X
Parker Hannifin Corp. COM 701094104 45,351 1,012 X
Payless Shoesource Inc. COM 704379106 25,856 512 X
PE Corp PE Biosystems Group COM 69332S102 28,900 400 X
Pe Corp. Celera Genomics Group COM 69332S201 4,025 100 X
Pegasus Communications Corp. - Cl A COM 705904100 261,725 5,800 X
Penney (J C) Co Inc. COM 708160106 418,550 12,176 X X
Penton Media Inc. COM 709668107 11,278 694 X
Peoples Energy Corp. COM 711030106 66,857 1,900 X
PeopleSoft Inc. COM 712713106 338,760 20,000 X
PepsiCo, Inc. COM 713448108 1,594,175 52,700 X X
Perlis Plantation Berhad COM Y68454100 510,922 525,100 X
Perlis Plantations-Unsp ADR COM 713900207 10,714 11,000 X
Pfizer Inc. COM 717081103 21,295,164 592,553 X X
Pharmacia & UpJohn Inc. COM 716941109 359,781 7,250 X
Philip Morris Companies Inc. COM 718154107 12,074,996 353,194 X X
Phillips Petroleum Co. COM 718507106 16,462,291 337,688 X X
Phoenix Intl Life Sciences COM 718919103 5,680 1,000 X
Piedmont Natural Gas Co COM 720186105 24,250 800 X
Pier 1 Imports Inc. COM 720279108 27,000 4,000 X
Pioneer Natural Resources Co COM 723787107 446 42 X
Pioneer Standard COM 723877106 2,442,910 169,200 X
Pitney-Bowes, Inc. COM 724479100 2,018,876 33,130 X
Pittway Corp. COM 725790109 8,475 300 X
Pittway Corp. Class A COM 725790208 34,272 1,088 X
Placer Dome Inc. COM 725906101 30,375 2,042 X
Plains Resources Inc. New COM 726540503 35,740 2,000 X
Playtex Products Inc. COM 72813P100 88,500 6,000 X
PLC Capital Trust I 8.25% COM 693406209 48,626 2,000 X
Plum Creek Timber Co L P COM 729251108 72,790 2,320 X
PMC Capital Inc. COM 693430100 42,713 5,100 X
PMI Group Inc. COM 69344M101 36,788 900 X
Pohang Iron & Steel Co, Ltd ADS COM 730450103 926,677 29,594 X
Pomeroy Computer Resources Inc. COM 731822102 28,299 2,558 X X
Portal Software Inc COM 736126103 5,813 150 X
Post Properties Inc. COM 737464107 2,197,597 55,900 X
Potash Corp. of Saskatchewan COM 73755L107 13,944,171 270,105 X
Potomac Electric Power Co COM 737679100 38,157 1,500 X
PPG Industries, Inc. COM 693506107 678,000 11,300 X X
Prandium Inc COM 73972W100 136 400 X
Praxair Inc. COM 74005P104 46,000 1,000 X
Pride International Inc. COM 741932107 76,261 5,375 X
Primark Corp. COM 741903108 17,063 600 X
Procter & Gamble Co. COM 742718109 43,145,206 460,216 X X
Professional Bancorp Inc COM 743112104 124,200 10,800 X
Progressive Corp. COM 743315103 24,506 300 X
Provident Financial GRP COM 743866105 185,071 5,062 X
Providian Financial Corp. COM 74406A102 570,154 7,200 X
Public Service Enterprise Group COM 744573106 61,955 1,604 X
Pulitzer Inc COM 745769109 83,288 1,833 X
Qingling Motors Co Ltd COM Y71713104 2,292 12,000 X
QMS Inc. COM 74726G102 3 1 X
Quaker Oats COM 747402105 74,250 1,200 X
Qualcomm Inc. COM 747525103 37,838 200 X
Quality Dining Inc COM 74756P105 5,250 2,000 X
Questar Corp. COM 748356102 29,000 1,600 X
Qwest Communications Intl Inc COM 749121109 11,825 400 X
R & B Falcon Corp. COM 74912E101 15,383 1,172 X
R.H. Donnelly Corp. COM 74955W307 44,067 2,366 X
R.O.C. Taiwan Fund COM 749651105 11,063 1,500 X
Ralston-Ralston Purina Group COM 751277302 71,257 2,562 X
Ramtron International Corp. Com New COM 751907304 850 400 X
Raymond James Financial Inc. COM 754730109 22,430 1,125 X
Rayonier Inc. COM 754907103 19,950 475 X X
Raytheon Co-Cl B COM 755111408 975,131 19,650 X X
Raytheon Co. Cl A COM 755111309 12,950 267 X X
Regeneron Pharmaceuticals Inc. COM 75886F107 4,063 500 X
Regions Financial Corp. COM 758940100 1,977,180 65,906 X X
Registry Magic Inc COM 75913K103 5,126 2,000 X
Reliance Bancorp Inc. COM 759451107 131,688 3,500 X
Reliant Energy Inc COM 75952J108 361,670 13,364 X X
Reliastar Financial Corp. COM 75952U103 39,900 1,200 X
Repsol S.A. ADR COM 76026T205 2,527,640 126,775 X
Rexall Sundown Inc. COM 761648104 3,694 300 X
Reynolds & Reynolds Co CL A COM 761695105 10,188 500 X
Rio Tinto PLC - Sponsored ADR COM 767204100 1,818,168 25,608 X
River Cities Capital Group II Ltd Part COM RIVERCITI 200,000 200 X
RJ Reynolds Tobacco Holdings COM 76182K105 22,734 842 X
Roche Holdings Ltd Spons ADR COM 771195104 127,294 1,100 X
Rockwell International Corp. COM 773903109 52,500 1,000 X
Rohm & Haas COM 775371107 215,052 5,953 X X
Rohm Co Ltd COM J65328122 2,151,495 10,300 X
Rollins Inc. COM 775711104 15,438 1,000 X
Royal Carribean Cruise Ltd COM V7780T103 13,500 300 X
Royal Dutch Petroleum Co ADR COM 780257804 5,573,834 94,371 X X
Royce Micro Cap Trust Inc. COM 780915104 37,545 4,417 X
Royce Value Tr Inc. COM 780910105 1,959,656 158,356 X
RPM Inc. - Ohio COM 749685103 18,258 1,498 X
Ruby Tuesday Inc. COM 781182100 35,880 1,840 X
S C I Systems Inc. COM 783890106 82,210 1,850 X
Safeway Inc. COM 786514208 5,100 134 X
Saks Incorporated COM 79377W108 623 41 X
San Juan Basin Royalty Tr - UBI COM 798241105 13,125 1,500 X
San Paolo - IMI Spa - Spon ADR COM 465224103 1,982,605 76,254 X
Santa Fe Snyder Corp COM 80218K105 1,674 186 X
SAP AG Sponsored ADR COM 803054204 56,625 1,500 X
Sara Lee Corp. COM 803111103 383,589 16,366 X X
Saville Systems Ireland Ltd COM 805174109 7,344 500 X
SBC Communications Inc. COM 78387G103 1,906,182 37,330 X X
Schering-Plough Corp. COM 806605101 24,043,753 551,146 X X
Schlumberger Limited COM 806857108 8,052,335 129,224 X X
Schwab Charles Corp. COM 808513105 30,319 900 X
Schweitzer-Mauduit Intl COM 808541106 1,087 84 X
Scientific-Atlanta Inc. COM 808655104 170,992 3,450 X
Scripps Co E W Cl A COM 811054204 63,863 1,300 X
Sealed Air Corp. COM 81211K100 87,232 1,700 X
Sears Roebuck & Co COM 812387108 165,158 5,264 X
Secom Co Ltd - Ord COM J69972107 1,819,394 20,400 X
Secom Co Ltd Adr COM 813113206 163,557 470 X
Sempra Energy COM 816851109 41,626 2,000 X
Sepracor Inc. COM 817315104 15,100 200 X
Service Corp. International COM 817565104 5,951,986 563,475 X
Servicemaster Co COM 81760N109 686,408 42,733 X
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
Item 1: Item 8:
Name of Issuer Voting Authority (Shares)
(a) Sole (b) Shared (c) None
- --------------------------------------------------------------------------------------------
<S> <C> <C> <C>
Pacificorp 3,000
Paine Webber Group Inc. 2,250
Palex Inc. 1,000
Pall Corp. 2,400
Panda Project Inc. 5
Parker Hannifin Corp. 1,012
Payless Shoesource Inc. 512
PE Corp PE Biosystems Group 400
Pe Corp. Celera Genomics Group 100
Pegasus Communications Corp. - Cl A 5,800
Penney (J C) Co Inc. 12,176
Penton Media Inc. 694
Peoples Energy Corp. 1,900
PeopleSoft Inc. 20,000
PepsiCo, Inc. 52,700
Perlis Plantation Berhad 525,100
Perlis Plantations-Unsp ADR 11,000
Pfizer Inc. 592,553
Pharmacia & UpJohn Inc. 7,250
Philip Morris Companies Inc. 14,500 338,694
Phillips Petroleum Co. 46,200 291,488
Phoenix Intl Life Sciences 1,000
Piedmont Natural Gas Co 800
Pier 1 Imports Inc. 4,000
Pioneer Natural Resources Co 42
Pioneer Standard 95,000 74,200
Pitney-Bowes, Inc. 33,130
Pittway Corp. 300
Pittway Corp. Class A 1,088
Placer Dome Inc. 2,042
Plains Resources Inc. New 2,000
Playtex Products Inc. 6,000
PLC Capital Trust I 8.25% 2,000
Plum Creek Timber Co L P 2,320
PMC Capital Inc. 5,100
PMI Group Inc. 900
Pohang Iron & Steel Co, Ltd ADS 29,594
Pomeroy Computer Resources Inc. 2,558
Portal Software Inc 150
Post Properties Inc. 26,000 29,900
Potash Corp. of Saskatchewan 66,500 203,605
Potomac Electric Power Co 1,500
PPG Industries, Inc. 11,300
Prandium Inc 400
Praxair Inc. 1,000
Pride International Inc. 5,375
Primark Corp. 600
Procter & Gamble Co. 460,216
Professional Bancorp Inc 10,800
Progressive Corp. 300
Provident Financial GRP 5,062
Providian Financial Corp. 7,200
Public Service Enterprise Group 1,604
Pulitzer Inc 1,833
Qingling Motors Co Ltd 12,000
QMS Inc. 1
Quaker Oats 1,200
Qualcomm Inc. 200
Quality Dining Inc 2,000
Questar Corp. 1,600
Qwest Communications Intl Inc 400
R & B Falcon Corp. 1,172
R.H. Donnelly Corp. 2,366
R.O.C. Taiwan Fund 1,500
Ralston-Ralston Purina Group 2,562
Ramtron International Corp. Com New 400
Raymond James Financial Inc. 1,125
Rayonier Inc. 475
Raytheon Co-Cl B 19,650
Raytheon Co. Cl A 267
Regeneron Pharmaceuticals Inc. 500
Regions Financial Corp. 6,900 59,006
Registry Magic Inc 2,000
Reliance Bancorp Inc. 3,500
Reliant Energy Inc 13,364
Reliastar Financial Corp. 1,200
Repsol S.A. ADR 7,500 119,275
Rexall Sundown Inc. 300
Reynolds & Reynolds Co CL A 500
Rio Tinto PLC - Sponsored ADR 25,608
River Cities Capital Group II Ltd Part 200
RJ Reynolds Tobacco Holdings 842
Roche Holdings Ltd Spons ADR 1,100
Rockwell International Corp. 1,000
Rohm & Haas 5,953
Rohm Co Ltd 10,300
Rollins Inc. 1,000
Royal Carribean Cruise Ltd 300
Royal Dutch Petroleum Co ADR 600 93,771
Royce Micro Cap Trust Inc. 4,417
Royce Value Tr Inc. 50,376 107,980
RPM Inc. - Ohio 1,498
Ruby Tuesday Inc. 1,840
S C I Systems Inc. 1,850
Safeway Inc. 134
Saks Incorporated 41
San Juan Basin Royalty Tr - UBI 1,500
San Paolo - IMI Spa - Spon ADR 76,254
Santa Fe Snyder Corp 186
SAP AG Sponsored ADR 1,500
Sara Lee Corp. 16,366
Saville Systems Ireland Ltd 500
SBC Communications Inc. 700 36,630
Schering-Plough Corp. 551,146
Schlumberger Limited 4,700 124,524
Schwab Charles Corp. 900
Schweitzer-Mauduit Intl 84
Scientific-Atlanta Inc. 3,450
Scripps Co E W Cl A 1,300
Sealed Air Corp. 1,700
Sears Roebuck & Co 5,264
Secom Co Ltd - Ord 20,400
Secom Co Ltd Adr 470
Sempra Energy 2,000
Sepracor Inc. 200
Service Corp. International 145,100 418,375
Servicemaster Co 42,733
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6:
Fair Market Shares or Investment Discretion
Name of Issuer Title of CUSIP Value Principal (b) Shared (c) Shared
Class Number (X $1000) Amount (a) Sole as Def Other
- ---------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
Shanghai Petro Co LTD ADR CL H COM 819424102 8,950 400 X
Shell Transport & Trading PLC COM 822703609 710,346 15,612 X
Sherwin Williams Corp. COM 824348106 46,064 2,200 X
Shopsmith Inc COM 825098106 219 500 X
Sidel SA COM S002537 20,353 200 X
Siemens AG ADR New COM 826197402 146,648 1,800 X
Sigma-Aldrich Corp. COM 826552101 139,700 4,400 X
SK Telecom Co Ltd Sponsored Adr COM 78440P108 25,267 2,450 X
Sky Financial Group Inc COM 83080P103 144,314 6,141 X
SLM Holding Corp. COM 78442A109 141,900 3,300 X
SmithKline Beecham Spons ADR COM 832378301 187,281 3,250 X
Solectron Corp. COM 834182107 46,678 650 X
Solutia Inc. COM 834376105 48,692 2,724 X
Sonat Inc. COM 835415100 156,768 3,950 X
Sonus Pharmaceuticals Inc. COM 835692104 663 200 X
Sony Corp. - Sponsored ADR COM 835699307 2,411,062 16,067 X
Sothebys Holdings Inc. - Cl A Ltd Vtg COM 835898107 2,581 100 X
Southern Co COM 842587107 54,075 2,100 X
Southern Pacific Petroleum NL ADR COM 843581307 6,016 1,375 X
Southtrust Corp. COM 844730101 20,808 580 X
Southwestern Energy Co. COM 845467109 229,294 25,300 X
Spacelabs Medical Inc. COM 846247104 7,563 500 X
Spectra Vision Litigation Proceeds COM 47607zzzz 0 1 X
Spieker Properties, Inc. COM 848497103 55,501 1,600 X
Sprint Corp. (FON Group) COM 852061100 832,846 15,352 X
Sprint Corp. (PCS Group) COM 852061506 304,739 4,087 X
St Gobain COM F80343100 1,625,124 8,724 X
St Jude Medical Inc. COM 790849103 15,750 500 X
St. Mary Land & Exploration COM 792228108 2,240,872 85,775 X
St. Paul Bancorp Inc. COM 792848103 9,150 400
St. Paul Companies Inc. COM 792860108 187,000 6,800 X
Standard & Poors DEP Receipts COM 78462F103 653,201 5,087 X
Staples Inc. COM 855030102 306,473 14,050 X X
Starbucks Corp. COM 855244109 10,408 420 X
Starwood Hotels & Resorts Worldwide In COM 85590A203 38,914 1,744 X X
State Auto Financial Corp. COM 855707105 258,300 25,200 X
State Street Corp. COM 857477103 195,814 3,030 X
Statefed Financial Corp COM 857549109 22,000 2,000 X
Steelcase Inc. - CL A COM 858155203 514,312 36,900 X
Sterling Software Inc. COM 859547101 20,000 1,000 X
Stewart & Stevenson COM 860342104 619,500 47,200 X
Stratus Properties Inc COM 863167102 458 111 X
Stride Rite Corp. COM 863314100 413 59 X
Structural Dynamics Research COM 863555108 11,574 770 X
Student Loan Mkting COM 863871208 42,694 900 X
Suburst Hospitality Corp. COM 866948102 2,785 450 X
Sun Microsystems Inc. COM 866810104 689,130 7,410 X
Sunoco Inc COM 86764P109 6,242 228 X
Suntrust Banks Inc. COM 867914103 677,225 10,300 X X
Superior Energy Services Inc. COM 868157108 25,252 4,000 X
Sylvan Learning Systems Inc. COM 871399101 29,063 1,500 X
Symantec Corp. COM 871503108 143,876 4,000 X
Symbol Technologies Inc. COM 871508107 11,332 337 X
Sysco Corp. COM 871829107 16,396,957 467,642 X X
T R W Inc. COM 872649108 199,498 4,010 X
Taiwan Fund Inc. COM 874036106 123,250 6,800 X
Taiwan Semiconductor Co. LTD Spons ADR COM 874039100 60,328 2,045 X
Taubman Centers, Inc. COM 876664103 453,365 39,423 X
Teco Energy Inc. COM 872375100 15,506 734 X
Telefonica De Espana SA Spons ADR COM 879382208 1,513,803 31,538 X X
Telefonos De Mexico SA Spons ADR COM 879403780 346,418 4,862 X
Telephone & Data Systems, Inc. COM 879433100 409,872 4,615 X
Teligent Inc. Cl A COM 87959Y103 19,875 400 X
Telxon Corp. COM 879700102 5,863 700 X
Temple Inland Inc. COM 879868107 24,200 400 X
Templeton Dragon Fund Inc. COM 88018T101 1,197,206 142,950 X
Templeton Emerging Markets COM 880191101 904,843 81,790 X X
Tenet Healthcare Corp. COM 88033G100 17,563 1,000 X
Tennant Co COM 880345103 30,488 900 X
Teppco Partners L P Units Rep Lim COM 872384102 40,000 2,000 X
Texaco Inc. COM 881694103 2,384,421 37,773 X X
Texas Instruments Inc. COM 882508104 697,480 8,480 X
Texas Utilities Co. COM 882848104 288,504 7,732 X
Textron Capital I Trust Pfd COM 883198202 23,625 1,000 X
Thai Cap Fd Inc. COM 882905102 3,850 800 X
Thai Fund Inc. COM 882904105 1,625 200 X
The Allstate Corp. COM 020002101 407,736 16,350 X X
The India Fund, Inc. COM 454089103 50,213 3,900 X
The Japan Equity Fund, Inc. COM 471057109 86,450 9,100 X
The Midland Co COM 597486109 63,000 3,000 X
The Royal Bank of Scotland Grp Plc Pfd COM 780097507 12,219 500 X
The Scotts Co Class A COM 810186106 242,375 7,000 X X
The Seagram Co Ltd COM 811850106 91,000 2,000 X
The Town and Country Trust COM 892081100 256,476 14,500 X
The Valspar Corp. COM 920355104 9,610,860 294,018 X X
The Walt Disney Co. COM 254687106 13,524,060 522,669 X X
Thermo Electron Corp. COM 883556102 515,011 38,325 X
Thermo Instrument Systems Inc. COM 883559106 22,509 2,106 X
Thomas & Betts Corp. COM 884315102 56,100 1,100 X
Thornburg Mortgage Asset Corp. COM 885218107 17,626 2,000 X
Time Warner Inc. COM 887315109 28,840,759 474,745 X X
Timken Co COM 887389104 132,225 8,200 X
Tnp Enterprises Inc. COM 872594106 264,778 6,800 X
Tomkins PLC Sponsored ADR COM 890030208 1,534,641 90,273 X
Tommy Hilfiger Corp. COM G8915Z102 8,456 300 X
Tootsie Roll Industries Inc. COM 890516107 82,878 2,521 X X
Topps Inc. COM 890786106 8 1 X
Torchmark Corp. COM 891027104 111,263 4,300 X
Total SA Adr COM 89151E109 13,929,018 219,569 X X
Total System Services Inc. COM 891906109 36,000 2,250 X
Toys 'R' Us Inc. COM 892335100 178,050 11,870 X
Trammell Crow Co COM 89288R106 3,975 300 X
Trans World Airlines COM 893349837 4 1 X
Trans-Dominion Energy COM 89322F100 0 1 X
Transcanada Pipelines Ltd COM 893526756 51,582 2,100 X
Travelers P&C Capital I 8.08% COM 893931204 24,438 1,000 X
Tri City Bank Shares Corp - Wisc COM 895364107 510 15 X
Tribune Co COM 896047107 1,779,558 35,770 X X
Tricon Global Restaurants Inc. COM 895953107 134,686 3,290 X X
Triton Energy Limited COM G90751101 234,852 16,700 X
Tupperware Corp. COM 899896104 8,505 420 X
Turbosonic Technologies Inc. COM 900010109 26 53 X
Turkish Investment Fd COM 900145103 7,625 1,000 X
TXU Electric Capital III 8.00% Cum PF COM 87316Q207 24,188 1,000 X
Tyco International LTD COM 902124106 26,914,757 260,676 X X
U S T Inc. COM 902911106 2,348,626 77,800 X
U S Wireless Data inc Cl A COM 912899101 7,875 7,000 X
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
Item 1: Item 8:
Name of Issuer Voting Authority (Shares)
(a) Sole (b) Shared (c) None
- --------------------------------------------------------------------------------------------
<S> <C> <C> <C>
Shanghai Petro Co LTD ADR CL H 400
Shell Transport & Trading PLC 15,612
Sherwin Williams Corp. 2,200
Shopsmith Inc 500
Sidel SA 200
Siemens AG ADR New 1,800
Sigma-Aldrich Corp. 4,400
SK Telecom Co Ltd Sponsored Adr 2,450
Sky Financial Group Inc 6,141
SLM Holding Corp. 3,300
SmithKline Beecham Spons ADR 3,250
Solectron Corp. 650
Solutia Inc. 2,724
Sonat Inc. 3,950
Sonus Pharmaceuticals Inc. 200
Sony Corp. - Sponsored ADR 16,067
Sothebys Holdings Inc. - Cl A Ltd Vtg 100
Southern Co 2,100
Southern Pacific Petroleum NL ADR 1,375
Southtrust Corp. 580
Southwestern Energy Co. 25,300
Spacelabs Medical Inc. 500
Spectra Vision Litigation Proceeds 1
Spieker Properties, Inc. 1,600
Sprint Corp. (FON Group) 15,352
Sprint Corp. (PCS Group) 4,087
St Gobain 8,724
St Jude Medical Inc. 500
St. Mary Land & Exploration 6,900 78,875
St. Paul Bancorp Inc. 400
St. Paul Companies Inc. 6,800
Standard & Poors DEP Receipts 5,087
Staples Inc. 14,050
Starbucks Corp. 420
Starwood Hotels & Resorts Worldwide In 1,744
State Auto Financial Corp. 25,200
State Street Corp. 3,030
Statefed Financial Corp 2,000
Steelcase Inc. - CL A 36,900
Sterling Software Inc. 1,000
Stewart & Stevenson 47,200
Stratus Properties Inc 111
Stride Rite Corp. 59
Structural Dynamics Research 770
Student Loan Mkting 900
Suburst Hospitality Corp. 450
Sun Microsystems Inc. 7,410
Sunoco Inc 228
Suntrust Banks Inc. 10,300
Superior Energy Services Inc. 4,000
Sylvan Learning Systems Inc. 1,500
Symantec Corp. 4,000
Symbol Technologies Inc. 337
Sysco Corp. 467,642
T R W Inc. 4,010
Taiwan Fund Inc. 6,800
Taiwan Semiconductor Co. LTD Spons ADR 2,045
Taubman Centers, Inc. 39,423
Teco Energy Inc. 734
Telefonica De Espana SA Spons ADR 31,538
Telefonos De Mexico SA Spons ADR 4,862
Telephone & Data Systems, Inc. 4,615
Teligent Inc. Cl A 400
Telxon Corp. 700
Temple Inland Inc. 400
Templeton Dragon Fund Inc. 2,700 140,250
Templeton Emerging Markets 81,790
Tenet Healthcare Corp. 1,000
Tennant Co 900
Teppco Partners L P Units Rep Lim 2,000
Texaco Inc. 37,773
Texas Instruments Inc. 8,480
Texas Utilities Co. 7,732
Textron Capital I Trust Pfd 1,000
Thai Cap Fd Inc. 800
Thai Fund Inc. 200
The Allstate Corp. 16,350
The India Fund, Inc. 3,900
The Japan Equity Fund, Inc. 9,100
The Midland Co 3,000
The Royal Bank of Scotland Grp Plc Pfd 500
The Scotts Co Class A 7,000
The Seagram Co Ltd 2,000
The Town and Country Trust 14,500
The Valspar Corp. 294,018
The Walt Disney Co. 23,300 499,369
Thermo Electron Corp. 38,325
Thermo Instrument Systems Inc. 2,106
Thomas & Betts Corp. 1,100
Thornburg Mortgage Asset Corp. 2,000
Time Warner Inc. 45,700 429,045
Timken Co 8,200
Tnp Enterprises Inc. 6,800
Tomkins PLC Sponsored ADR 90,273
Tommy Hilfiger Corp. 300
Tootsie Roll Industries Inc. 2,521
Topps Inc. 1
Torchmark Corp. 4,300
Total SA Adr 28,200 191,369
Total System Services Inc. 2,250
Toys 'R' Us Inc. 11,870
Trammell Crow Co 300
Trans World Airlines 1
Trans-Dominion Energy 1
Transcanada Pipelines Ltd 2,100
Travelers P&C Capital I 8.08% 1,000
Tri City Bank Shares Corp - Wisc 15
Tribune Co 35,770
Tricon Global Restaurants Inc. 3,290
Triton Energy Limited 16,700
Tupperware Corp. 420
Turbosonic Technologies Inc. 53
Turkish Investment Fd 1,000
TXU Electric Capital III 8.00% Cum PF 1,000
Tyco International LTD 14,566 246,110
U S T Inc. 27,200 50,600
U S Wireless Data inc Cl A 7,000
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6:
Fair Market Shares or Investment Discretion
Name of Issuer Title of CUSIP Value Principal (b) Shared (c) Shared
Class Number (X $1000) Amount (a) Sole as Def Other
- ---------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
U.S. Bancorp COM 902973106 177,324 5,874 X
U.S. Trust Corp. New COM 91288L105 6,409,103 79,740 X X
U.S. West Inc. COM 91273H101 1,618,482 28,363 X X
Ucar International Inc. COM 90262K109 4,430,855 194,225 X
Union Carbide Corp. COM 905581104 74,198 1,306 X
Union Pacific Capital Trust Term COM 907824403 27,225 600 X
Union Pacific Corp. COM 907818108 20,222,892 420,758 X X
Union Pacific Resources Group Inc. COM 907834105 161,530 10,056 X
Union Planters Corp. COM 908068109 24,450 600 X
Uniprop Income Fund II COM 90915D106 7,160 500 X
United Asset Management Corp. COM 909420101 75,075 3,900 X
United Dominion Realty Trust COM 910197300 3,100,754 277,150 X
United Dominion Realty Trust COM 910197102 3,100,754 277,150 X
United Dominion Realty Trust COM 910197300 25,200 1,200 X
United Dominion Realty Trust COM 910197102 25,200 1,200 X
United Healthcare Corp. COM 910581107 3,895 80 X
United Overseas Bank LTD Spons ADR COM 911271302 4,552 300 X
United Technologies Corp. COM 913017109 2,371,274 39,979 X
United Water Resources Inc. COM 913190104 32,625 1,000 X
Universal Foods Corp. COM 913538104 35,187 1,534 X
Unocal Corp. COM 915289102 6,375,577 172,020 X
Unumprovident Corp. COM 91529Y106 21,490 730 X
US Air Group COM 911905107 131,250 5,000 X
USX Marathon Group COM 902905827 8,102 277 X
USX-U.S. Steel Group COM 90337T101 489 19 X
Utilicorp United Inc. COM 918005109 12,638 600 X
V F Corp. COM 918204108 74,400 2,400 X X
Valmont Ind Inc COM 920253101 46,373 2,748 X
Varian Inc COM 922206107 10,650 600 X
Varian Medical Systems Inc COM 92220P105 13,125 600 X
Varian Semiconductor Equip COM 922207105 12,638 600 X
Veritas DGC Inc COM 92343P107 1,925 100 X
Vertex Pharmaceuticals Inc. COM 92532F100 17,085 550 X
Viacom Inc Class B COM 925524308 38,870 920 X
Vina Concha Y Toro SA Spons ADR COM 927191106 3,775 100 X
Vion Pharmaceuticals Inc. COM 927624106 14,243 2,713 X
Vishay Intertechnology Inc. COM 928298108 16,358 689 X
Visual Data Corp COM 928428200 3,150 350 X
Vitesse Semiconductor Corp. COM 928497106 170,750 2,000 X
Vlasic Foods International COM 928559103 5,828 840 X
Vodafone Airtouch PLC-Sponsored ADR COM 92857T107 2,663,989 11,205 X X
Volkswagen AG - Sponsored ADR COM 928662303 13,342 1,200 X
Volvo Aktiebolaget COM 928856400 11,475 400 X
Vornado Realty Trust Common Shares COM 929042109 97,500 3,000 X
Wachovia Corp. New COM 929771103 458,227 5,828 X
Wal-Mart Stores Inc. COM 931142103 2,468,520 51,900 X
Walgreen Co COM 931422109 991,046 39,056 X X
Walnut Capital Partners LP COM WLNTLPZZZ 400,000 16 X
Warner Lambert Co. COM 934488107 6,626,681 99,837 X X
Washington Federal Inc. COM 938824109 11,781,783 508,098 X X
Washington Mutual Inc. COM 939322103 828,770 28,334 X
Washington Real Estate Investors Trust COM 939653101 357,714 22,712 X
Waste Management Inc. COM 94106L109 4,177 217 X
Waterford Wedgewood - Unit COM G94697102 47,745 45,000 X
Watts Industries Inc Class A COM 942749102 6,525 300 X
Wausau-Mosinee Paper Corp. COM 943315101 14,550 1,200 X
Webb Interactive Services COM 94748P104 15,282 1,500 X
Webs Index Fund Inc - Hong Kong COM 92923H707 47,206 4,150 X
Webs Index Fund Inc - Japan COM 92923H889 104,535 7,500 X
Webs Index Fund Inc - Malaysia COM 92923H871 24,863 5,100 X
Webs Index Fund Inc Singapore Free COM 92923H848 46,703 6,125 X
WEC CAP TR I TR PFD SECS 6.85% COM 92923G204 169,504 8,000 X
Weingarten Realty Investors COM 948741103 154,546 4,135 X
Weis Markets Inc COM 948849104 49,354 1,441 X
Wells Fargo Company COM 949746101 7,840,893 197,877 X
Wendy's International Inc COM 950590109 2,849 108 X
Western Digital Corp. COM 958102105 2,625 700 X
Western Resources Inc COM 959425109 3,086,550 144,400 X X
Westvaco Corp. COM 961548104 168,587 6,579 X
Westwood Homestead Finl Corp. COM 961767100 2,162 200 X
Weyerhaeuser Co. COM 962166104 564,725 9,800 X X
Whitman Corp COM 96647R107 25,180 1,767 X
Whole Foods Market Inc COM 966837106 24,539 750 X
Wicor Inc COM 929253102 1,096,256 37,720 X X
Wild Oats Markets Inc. COM 96808B107 63,200 1,600 X
Willamette Inds COM 969133107 645,064 14,958 X
Williams Companies Inc COM 969457100 118,454 3,164 X
Williams Sonoma Inc. COM 969904101 327,800 6,750 X
Wind River Systems Inc COM 973149107 19,228 1,012 X
Winton Finl Corp COM 976446104 20,913 1,400 X
Wisconsin Central COM 976592105 13,688 1,000 X
Wisconsin Energy Power COM 976657106 49,899 2,129 X
Wolters Kluwer NV Spons ADR COM 977874205 339,491 9,900 X
Wolters Kluwer-CVA COM N9643A114 47,986 1,400 X
World Television Inc COM 98151F305 0 23 X
Worthington Industry Inc COM 981811102 43,010 2,530 X
Wrigley (WM) Jr Co COM 982526105 93,310 1,356 X
WSFS Financial Corp. COM 929328102 1,064,672 75,375 X
WTS On Command Corp. COM 682160122 1,199 188 X
Xerox Corp. COM 984121103 205,496 4,900 X
Yahoo Inc COM 984332106 13,831 77 X
York International Inc COM 986670107 170,706 4,750 X X
Young & Rubicam Inc. COM 987425105 5,101,800 115,950 X X
Zitel Corp. COM 989913108 1,463 1,200 X
Zweig Fund Inc COM 989834106 56,954 5,329 X
Grand Total: 1,858,037,978
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
Item 1: Item 8:
Name of Issuer Voting Authority (Shares)
(a) Sole (b) Shared (c) None
- --------------------------------------------------------------------------------------------
<S> <C> <C> <C>
U.S. Bancorp 5,874
U.S. Trust Corp. New 79,740
U.S. West Inc. 28,363
Ucar International Inc. 113,100 81,125
Union Carbide Corp. 1,306
Union Pacific Capital Trust Term 600
Union Pacific Corp. 77,600 343,158
Union Pacific Resources Group Inc. 10,056
Union Planters Corp. 600
Uniprop Income Fund II 500
United Asset Management Corp. 3,900
United Dominion Realty Trust 129,200 147,950
United Dominion Realty Trust 129,200 147,950
United Dominion Realty Trust 1,200
United Dominion Realty Trust 1,200
United Healthcare Corp. 80
United Overseas Bank LTD Spons ADR 300
United Technologies Corp. 39,979
United Water Resources Inc. 1,000
Universal Foods Corp. 1,534
Unocal Corp. 51,300 120,720
Unumprovident Corp. 730
US Air Group 5,000
USX Marathon Group 277
USX-U.S. Steel Group 19
Utilicorp United Inc. 600
V F Corp. 2,400
Valmont Ind Inc 2,748
Varian Inc 600
Varian Medical Systems Inc 600
Varian Semiconductor Equip 600
Veritas DGC Inc 100
Vertex Pharmaceuticals Inc. 550
Viacom Inc Class B 920
Vina Concha Y Toro SA Spons ADR 100
Vion Pharmaceuticals Inc. 2,713
Vishay Intertechnology Inc. 689
Visual Data Corp 350
Vitesse Semiconductor Corp. 2,000
Vlasic Foods International 840
Vodafone Airtouch PLC-Sponsored ADR 11,205
Volkswagen AG - Sponsored ADR 1,200
Volvo Aktiebolaget 400
Vornado Realty Trust Common Shares 3,000
Wachovia Corp. New 5,828
Wal-Mart Stores Inc. 51,900
Walgreen Co 39,056
Walnut Capital Partners LP 16
Warner Lambert Co. 99,837
Washington Federal Inc. 136,884 371,214
Washington Mutual Inc. 600 27,734
Washington Real Estate Investors Trust 22,712
Waste Management Inc. 217
Waterford Wedgewood - Unit 45,000
Watts Industries Inc Class A 300
Wausau-Mosinee Paper Corp. 1,200
Webb Interactive Services 1,500
Webs Index Fund Inc - Hong Kong 4,150
Webs Index Fund Inc - Japan 7,500
Webs Index Fund Inc - Malaysia 5,100
Webs Index Fund Inc Singapore Free 6,125
WEC CAP TR I TR PFD SECS 6.85% 8,000
Weingarten Realty Investors 4,135
Weis Markets Inc 1,441
Wells Fargo Company 197,877
Wendy's International Inc 108
Western Digital Corp. 700
Western Resources Inc 70,300 74,100
Westvaco Corp. 6,579
Westwood Homestead Finl Corp. 200
Weyerhaeuser Co. 9,800
Whitman Corp 1,767
Whole Foods Market Inc 750
Wicor Inc 37,720
Wild Oats Markets Inc. 1,600
Willamette Inds 600 14,358
Williams Companies Inc 3,164
Williams Sonoma Inc. 6,750
Wind River Systems Inc 1,012
Winton Finl Corp 1,400
Wisconsin Central 1,000
Wisconsin Energy Power 2,129
Wolters Kluwer NV Spons ADR 9,900
Wolters Kluwer-CVA 1,400
World Television Inc 23
Worthington Industry Inc 2,530
Wrigley (WM) Jr Co 1,356
WSFS Financial Corp. 75,375
WTS On Command Corp. 188
Xerox Corp. 4,900
Yahoo Inc 77
York International Inc 4,750
Young & Rubicam Inc. 115,950
Zitel Corp. 1,200
Zweig Fund Inc 5,329
Grand Total:
</TABLE>
<PAGE>
Page 1 of 19
<TABLE>
<CAPTION>
FORM 13F Name of Reporting Manager: Batterymarch Financial Management, Inc.
For Positions Held As Of 09/30/1999
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C>
ABM INDS INC COM Common Stock 000957100 195 7,700 SH
ACT MANUFACTURING INC Common Stock 000973107 18 700 SH
AMLI RESIDENTIAL PPT Common Stock 001735109 105 5,000 SH
AT&T Common Stock 001957109 9,931 228,300 SH
TELE-COMM LIBERTY MEDIA SER A Common Stock 001957208 2,825 75,700 SH
AVX CORP NEW COM Common Stock 002444107 306 8,700 SH
AXA FINANCIAL INC Common Stock 002451102 112 2,000 SH
ABBOTT LABS COM Common Stock 002824100 9,997 272,500 SH
ABLE TELCOM HOLDING CORP Common Stock 003712304 159 17,400 SH
ACTION PERFORMANCE COS INC Common Stock 004933107 187 8,860 SH
ACXIOM CORP COM NASD INDL Common Stock 005125109 59 3,000 SH
ITI HOLDING SA POLAND Common Stock 005167784 264 1,200 SH
PLIVA GDR (REP 20% OF 1 ORD) CROATIA GDR 005174706 81 8,000 SH
DAIRY FARM INTL US$0.05(SING QUOTE) USD Common Stock 006252087 2,462 2,474,300 SH
ADVANCED DIGITAL INFORMATION COM Common Stock 007525108 904 32,500 SH
AERIAL COMMUNICATIONS INC Common Stock 007655103 30 1,100 SH
ADVANTA CORP COM NASD INDL Common Stock 007942105 648 44,300 SH
ADVANTA CORP CL B Common Stock 007942204 99 8,450 SH
ADVANCED ENERGY INDS COM Common Stock 007973100 2,936 95,100 SH
ADVENT SOFTWARE INC Common Stock 007974108 187 3,000 SH
AFFILIATED COMPUTER SERVICES CL A Common Stock 008190100 12,452 306,500 SH
AIRBORNE FGHT CORP COM Common Stock 009266107 107 5,100 SH
ALBERTO CULVER CO CL B CONV Common Stock 013068101 1,207 52,200 SH
ALLIANT TECHSYSTEMS INC COM Common Stock 018804104 326 4,700 SH
ALLIEDSIGNAL INC COM Common Stock 019512102 5,970 99,600 SH
ALLMERICA FINL CORP COM Common Stock 019754100 248 5,200 SH
ALLSTATE CORP Common Stock 020002101 514 20,600 SH
ALLTEL CORP COM Common Stock 020039103 25,602 363,798 SH
AMBAC FINL GROUP INC COM Common Stock 023139108 1,814 38,300 SH
AMERADA HESS CORP COM Common Stock 023551104 23,104 377,200 SH
AMERICAN EXPRESS CO COM Common Stock 025816109 13,703 101,500 SH
AMERCIAN FINL GROUP INC OHIO COM Common Stock 025932104 34 1,200 SH
AMERICAN HOME PRODS CORP COM Common Stock 026609107 3,772 90,900 SH
AMERICAN INTL GROUP INC COM Common Stock 026874107 16,808 193,331 SH
AMERICAN MGMT SYS INC COM NASD INDL Common Stock 027352103 1,124 43,800 SH
AMERUS LIFE HLDGS INC COM Common Stock 030732101 513 24,200 SH
AMERITECH CORP COM Common Stock 030954101 18,283 273,900 SH
AMGEN INC COM NASD INDL Common Stock 031162100 7,286 89,400 SH
AMKOR TECHNOLOGY INC Common Stock 031652100 1,216 75,400 SH
ANALOG DEVICES INC COM Common Stock 032654105 22,427 437,600 SH
ANHEUSER BUSCH COS INC COM Common Stock 035229103 16,479 235,200 SH
ANNTAYLOR STORES CORP Common Stock 036115103 1,435 35,100 SH
APACHE CORP COM Common Stock 037411105 31,091 719,900 SH
Page Total 237,020
Run Date: 10/14/1999
Form 13F --------------------------
S.E.C. Use Only
--------------------------
Item 6: Item 7: Item 8:
Investment Discretion Other Voting Authority (Shares)
Item 1 (a) Sole (b) Shared (c) Shared Managers (a) Sole (b) Shared (c) None
Name of Issuer as Def Other
- ------------------------------------------------------------------------------------------------------------------------------------
ABM INDS INC COM X 7,700 0 0
ACT MANUFACTURING INC X 700 0 0
AMLI RESIDENTIAL PPT X 5,000 0 0
AT&T X 219,350 0 8,950
TELE-COMM LIBERTY MEDIA SER A X 73,100 0 2,600
AVX CORP NEW COM X 8,700 0 0
AXA FINANCIAL INC X 2,000 0 0
ABBOTT LABS COM X 263,900 0 8,600
ABLE TELCOM HOLDING CORP X 17,100 0 300
ACTION PERFORMANCE COS INC X 8,860 0 0
ACXIOM CORP COM NASD INDL X 3,000 0 0
ITI HOLDING SA POLAND X 1,200 0 0
PLIVA GDR (REP 20% OF 1 ORD) CROATIA X 8,000 0 0
DAIRY FARM INTL US$0.05(SING QUOTE) USD X 2,474,300 0 0
ADVANCED DIGITAL INFORMATION COM X 32,100 0 400
AERIAL COMMUNICATIONS INC X 1,100 0 0
ADVANTA CORP COM NASD INDL X 43,800 0 500
ADVANTA CORP CL B X 8,450 0 0
ADVANCED ENERGY INDS COM X 95,100 0 0
ADVENT SOFTWARE INC X 3,000 0 0
AFFILIATED COMPUTER SERVICES CL A X 297,100 0 9,400
AIRBORNE FGHT CORP COM X 5,100 0 0
ALBERTO CULVER CO CL B CONV X 52,200 0 0
ALLIANT TECHSYSTEMS INC COM X 4,700 0 0
ALLIEDSIGNAL INC COM X 95,000 0 4,600
ALLMERICA FINL CORP COM X 5,200 0 0
ALLSTATE CORP X 18,400 0 2,200
ALLTEL CORP COM X 351,398 0 12,400
AMBAC FINL GROUP INC COM X 38,300 0 0
AMERADA HESS CORP COM X 362,600 0 14,600
AMERICAN EXPRESS CO COM X 97,600 0 3,900
AMERCIAN FINL GROUP INC OHIO COM X 1,200 0 0
AMERICAN HOME PRODS CORP COM X 87,200 0 3,700
AMERICAN INTL GROUP INC COM X 186,581 0 6,750
AMERICAN MGMT SYS INC COM NASD INDL X 42,600 0 1,200
AMERUS LIFE HLDGS INC COM X 24,200 0 0
AMERITECH CORP COM X 266,000 0 7,900
AMGEN INC COM NASD INDL X 85,800 0 3,600
AMKOR TECHNOLOGY INC X 74,400 0 1,000
ANALOG DEVICES INC COM X 407,900 0 29,700
ANHEUSER BUSCH COS INC COM X 231,200 0 4,000
ANNTAYLOR STORES CORP X 35,100 0 0
APACHE CORP COM X 697,200 0 22,700
<PAGE>
Page 2 of 19
FORM 13F Name of Reporting Manager: Batterymarch Financial Management, Inc.
For Positions Held As Of 09/30/1999
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
APPLE COMPUTER INC COM NASD INDL Common Stock 037833100 3,058 48,300 SH
APRIA HEALTHCARE GROUP Common Stock 037933108 1,804 107,700 SH
APPLIED MATERIALS Common Stock 038222105 4,778 61,500 SH
APPLIED PWR INC CL A Common Stock 038225108 152 5,000 SH
APPLIED SCIENCE & TECH COM Common Stock 038236105 109 5,300 SH
APPLIX INC COM Common Stock 038316105 115 9,800 SH
APTARGROUP INC COM Common Stock 038336103 80 3,000 SH
ARCADIA FINL LTD COM Common Stock 039101100 120 27,800 SH
ARDENT SOFTWARE INC Common Stock 039794102 1,358 50,400 SH
ARGOSY GAMING CORP Common Stock 040228108 816 61,600 SH
ARKANSAS BEST CORP Common Stock 040790107 1,666 134,600 SH
ARMSTRONG WORLD INDS INC COM Common Stock 042476101 1,640 36,500 SH
ARNOLD INDS INC COM NASD INDL Common Stock 042595108 213 16,900 SH
ARROW INTERNATIONAL Common Stock 042764100 1,061 41,500 SH
ARTESYN TECHNOLOGIES INC Common Stock 043127109 315 16,600 SH
ARTHROCARE CORP Common Stock 043136100 153 2,800 SH
ARVIN INDS INC COM Common Stock 043339100 999 32,300 SH
ASSOCIATES FIRST CAP CORP CL A Common Stock 046008108 6,311 175,300 SH
ASTORIA FINL CORP Common Stock 046265104 92 3,000 SH
ATLANTIC COAST AIRLINES HLDG Common Stock 048396105 122 6,900 SH
ATLANTIC RICHFIELD CO COM Common Stock 048825103 15,447 174,300 SH
ATMEL CORP Common Stock 049513104 23,763 702,800 SH
AUTHENTIC FITNESS Common Stock 052661105 564 32,100 SH
AUTOMATIC DATA PROCESSING INC COM Common Stock 053015103 2,017 45,200 SH
AZTAR CORP COM Common Stock 054802103 1,531 149,400 SH
BMC INDS INC MINN COM Common Stock 055607105 783 63,600 SH
BMC SOFTWARE INC COM Common Stock 055921100 501 7,000 SH
BALL CORP COM Common Stock 058498106 2,573 58,400 SH
BANCO FRANCES DEL RIO DE LA PL SPONSORED Sponsored ADR 059591107 30 1,500 SH
BANK OF AMERICA CORP Common Stock 060505104 10,398 186,717 SH
BANK NEW YORK INC COM Common Stock 064057102 6,015 179,900 SH
BANK UNITED CORP - CL A Common Stock 065412108 188 5,800 SH
BARD C R INC COM Common Stock 067383109 19,757 419,800 SH
BASIN EXPL INC Common Stock 070107107 259 10,800 SH
BAUSCH & LOMB INC COM Common Stock 071707103 46 700 SH
BAXTER INTL INC COM Common Stock 071813109 5,278 87,600 SH
BEBE STORES INC Common Stock 075571109 1,619 67,100 SH
BEDFORD PPTY INVS INC Common Stock 076446301 143 8,500 SH
BELL & HOWELL CO NEW Common Stock 077852101 448 12,200 SH
BELL ATLANTIC CORP COM Common Stock 077853109 14,806 219,960 SH
BELLSOUTH CORP COM Common Stock 079860102 15,300 340,000 SH
BERKSHIRE HATHAWAY INC CL B Common Stock 084670207 30 16 SH
BIG FLOWERS HLDGS INC COM Common Stock 089159107 184 6,500 SH
Page Total 146,642
Run Date: 10/14/1999
FORM 13F --------------------------
S.E.C. Use Only
--------------------------
Item 6: Item 7: Item 8:
Item 1: Investment Discretion Other Voting Authority (Shares)
Name of Issuer (a) Sole (b) Shared (c) Shared Managers (a) Sole (b) Shared (c) None
as Def Other
- -----------------------------------------------------------------------------------------------------------------------------------
APPLE COMPUTER INC COM NASD INDL X 39,300 0 9,000
APRIA HEALTHCARE GROUP X 107,700 0 0
APPLIED MATERIALS X 59,300 0 2,200
APPLIED PWR INC CL A X 5,000 0 0
APPLIED SCIENCE & TECH COM X 5,300 0 0
APPLIX INC COM X 9,800 0 0
APTARGROUP INC COM X 3,000 0 0
ARCADIA FINL LTD COM X 27,800 0 0
ARDENT SOFTWARE INC X 49,800 0 600
ARGOSY GAMING CORP X 61,200 0 400
ARKANSAS BEST CORP X 134,600 0 0
ARMSTRONG WORLD INDS INC COM X 34,100 0 2,400
ARNOLD INDS INC COM NASD INDL X 0 0 16,900
ARROW INTERNATIONAL X 41,500 0 0
ARTESYN TECHNOLOGIES INC X 15,900 0 700
ARTHROCARE CORP X 2,800 0 0
ARVIN INDS INC COM X 25,900 0 6,400
ASSOCIATES FIRST CAP CORP CL A X 169,100 0 6,200
ASTORIA FINL CORP X 3,000 0 0
ATLANTIC COAST AIRLINES HLDG X 6,900 0 0
ATLANTIC RICHFIELD CO COM X 171,500 0 2,800
ATMEL CORP X 664,600 0 38,200
AUTHENTIC FITNESS X 32,100 0 0
AUTOMATIC DATA PROCESSING INC COM X 43,500 0 1,700
AZTAR CORP COM X 149,400 0 0
BMC INDS INC MINN COM X 63,600 0 0
BMC SOFTWARE INC COM X 7,000 0 0
BALL CORP COM X 58,400 0 0
BANCO FRANCES DEL RIO DE LA PL SPONSORED X 1,500 0 0
BANK OF AMERICA CORP X 179,365 0 7,352
BANK NEW YORK INC COM X 173,500 0 6,400
BANK UNITED CORP - CL A X 5,800 0 0
BARD C R INC COM X 409,300 0 10,500
BASIN EXPL INC X 10,600 0 200
BAUSCH & LOMB INC COM X 0 0 700
BAXTER INTL INC COM X 87,600 0 0
BEBE STORES INC X 66,900 0 200
BEDFORD PPTY INVS INC X 8,500 0 0
BELL & HOWELL CO NEW X 11,400 0 800
BELL ATLANTIC CORP COM X 210,960 0 9,000
BELLSOUTH CORP COM X 323,400 0 16,600
BERKSHIRE HATHAWAY INC CL B X 16 0 0
BIG FLOWERS HLDGS INC COM X 6,500 0 0
<PAGE>
Page 3 of 19
FORM 13F Name of Reporting Manager: Batterymarch Financial Management, Inc.
For Positions Held As Of 09/30/1999
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
BINDVIEW DEVELOPMENT CORP Common Stock 090327107 39 2,000 SH
BLACK BOX CORP COM Common Stock 091826107 294 5,600 SH
BOEING CO COM Common Stock 097023105 4,697 110,200 SH
BOISE CASCADE CORP COM Common Stock 097383103 6,592 180,900 SH
BORG WARNER AUTO Common Stock 099724106 4,288 99,710 SH
BOSTON PROPERTIES INC COM Common Stock 101121101 190 6,200 SH
BOYDS COLLECTION LTD Common Stock 103354106 172 14,000 SH
BRISTOL MYERS SQUIBB CO COM Common Stock 110122108 14,972 221,800 SH
BROADVISION CORP Common Stock 111412102 200 1,500 SH
BROWN SHOE COMPANY INC Common Stock 115736100 2,881 157,300 SH
BRUNSWICK CORP COM Common Stock 117043109 9,574 384,900 SH
BUFFETS INC COM NASD INDL Common Stock 119882108 1,800 154,800 SH
BUILDING ONE SERVICES CORP Common Stock 120114103 240 19,722 SH
CBL & ASSOCIATES PPTYS INC Common Stock 124830100 2,402 98,300 SH
C COR.NET CORP Common Stock 125010108 91 3,000 SH
C D I CORP COM Common Stock 125071100 178 6,500 SH
CDW COMPUTER CENTERS INC Common Stock 125129106 1,173 24,000 SH
CIT GROUP INC Common Stock 125577106 253 12,300 SH
CSK AUTO CORP Common Stock 125965103 1,523 69,800 SH
CTS CORP COM Common Stock 126501105 276 4,800 SH
CACI INTL INC -CL A Common Stock 127190304 296 13,900 SH
CALIFORNIA AMPLIFIER INC Common Stock 129900106 363 25,000 SH
CAMDEN PROPERTY TRUST Common Stock 133131102 188 7,000 SH
CANADIAN PACIFIC LTD Common Stock 135923100 2,140 93,800 SH
CANANDAIGUA BRANDS INC CLA Common Stock 137219200 1,386 23,200 SH
CAPITAL SENIOR LIVING CORP Common Stock 140475104 45 6,000 SH
CAREER ED CORP Common Stock 141665109 322 11,100 SH
CAREMARK RX INC Common Stock 141705103 71 12,300 SH
CAREMATRIX CORP COM Common Stock 141706101 13 2,500 SH
CARLISLE COS INC COM Common Stock 142339100 111 2,800 SH
CARNIVAL CORP COM Common Stock 143658102 2,706 62,200 SH
CARRIER ACCESS CORP Common Stock 144460102 29 700 SH
CASELLA WASTE SYS INC Common Stock 147448104 100 6,000 SH
CATELLUS DEVELOPMENT CORP COM Common Stock 149111106 1,197 101,900 SH
CATO CORP -CL A Common Stock 149205106 1,459 103,500 SH
CELL GENESYS INC Common Stock 150921104 62 7,900 SH
CENTRAL NEWSPAPERS -CL A Common Stock 154647101 3,338 75,000 SH
CHARMING SHOPPES Common Stock 161133103 281 54,900 SH
CHATEAU CMNTYS INC COM Common Stock 161726104 187 7,200 SH
CHATTEM INC Common Stock 162456107 896 40,600 SH
CHEAP TICKETS INC Common Stock 162672109 1,166 36,000 SH
CHELSEA GCA REALTY INC Common Stock 163262108 591 18,700 SH
CHEVRON CORPORATION COM Common Stock 166751107 8,369 94,300 SH
Page Total 77,151
Run Date: 10/14/1999
FORM 13F --------------------------
S.E.C. Use Only
--------------------------
Item 6: Item 7: Item 8:
Item 1: Investment Discretion Other Voting Authority (Shares)
Name of Issuer (a) Sole (b) Shared (c) Shared Managers (a) Sole (b) Shared (c) None
as Def Other
- ---------------------------------------------------------------------------------------------------------------------------------
BINDVIEW DEVELOPMENT CORP X 2,000 0 0
BLACK BOX CORP COM X 5,600 0 0
BOEING CO COM X 103,600 0 6,600
BOISE CASCADE CORP COM X 177,500 0 3,400
BORG WARNER AUTO X 96,910 0 2,800
BOSTON PROPERTIES INC COM X 6,200 0 0
BOYDS COLLECTION LTD X 13,400 0 600
BRISTOL MYERS SQUIBB CO COM X 213,400 0 8,400
BROADVISION CORP X 1,500 0 0
BROWN SHOE COMPANY INC X 157,300 0 0
BRUNSWICK CORP COM X 362,700 0 22,200
BUFFETS INC COM NASD INDL X 154,300 0 500
BUILDING ONE SERVICES CORP X 19,722 0 0
CBL & ASSOCIATES PPTYS INC X 98,100 0 200
C COR.NET CORP X 3,000 0 0
C D I CORP COM X 6,500 0 0
CDW COMPUTER CENTERS INC X 24,000 0 0
CIT GROUP INC X 12,300 0 0
CSK AUTO CORP X 69,800 0 0
CTS CORP COM X 4,800 0 0
CACI INTL INC -CL A X 13,900 0 0
CALIFORNIA AMPLIFIER INC X 24,500 0 500
CAMDEN PROPERTY TRUST X 6,800 0 200
CANADIAN PACIFIC LTD X 82,000 0 11,800
CANANDAIGUA BRANDS INC CLA X 22,800 0 400
CAPITAL SENIOR LIVING CORP X 6,000 0 0
CAREER ED CORP X 10,800 0 300
CAREMARK RX INC X 12,300 0 0
CAREMATRIX CORP COM X 2,500 0 0
CARLISLE COS INC COM X 2,800 0 0
CARNIVAL CORP COM X 59,500 0 2,700
CARRIER ACCESS CORP X 700 0 0
CASELLA WASTE SYS INC X 6,000 0 0
CATELLUS DEVELOPMENT CORP COM X 101,300 0 600
CATO CORP -CL A X 103,000 0 500
CELL GENESYS INC X 7,900 0 0
CENTRAL NEWSPAPERS -CL A X 75,000 0 0
CHARMING SHOPPES X 54,900 0 0
CHATEAU CMNTYS INC COM X 7,200 0 0
CHATTEM INC X 40,500 0 100
CHEAP TICKETS INC X 36,000 0 0
CHELSEA GCA REALTY INC X 18,700 0 0
CHEVRON CORPORATION COM X 91,400 0 2,900
<PAGE>
Page 4 of 19
FORM 13F Name of Reporting Manager: Batterymarch Financial Management, Inc.
For Positions Held As Of 09/30/1999
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
CHICAGO TITLE CORP Common Stock 168228104 1,977 49,500 SH
CHICOS FAS INC Common Stock 168615102 529 19,400 SH
CHILECTRA ADR ADR 168884104 140 7,400 SH
CHINA TELECOM LTD ADR ADR 169428109 618 10,000 SH
CHURCH & DWIGHT INC COM NASD INDL Common Stock 171340102 285 11,400 SH
CHURCHILL DOWNS INC Common Stock 171484108 449 19,400 SH
CITIGROUP INC Common Stock 172967101 33,468 760,629 SH
CLAIRE S STORES INC COM Common Stock 179584107 2,834 171,100 SH
CLARIFY INC COM Common Stock 180492100 1,303 25,900 SH
COCA COLA CO COM Common Stock 191216100 2,388 49,500 SH
COGNEX CORP Common Stock 192422103 106 3,500 SH
COHU INC COM Common Stock 192576106 1,177 55,700 SH
COLE KENNETH PRODTNS INC COM Common Stock 193294105 146 3,900 SH
COLGATE PALMOLIVE CO COM Common Stock 194162103 3,450 75,400 SH
COLONIAL BANCGROUP INC COM Common Stock 195493309 192 17,200 SH
COLUMBIA LABORATORIES INC Common Stock 197779101 286 38,100 SH
COMCAST CORP CL A SPL NASD INDL Common Stock 200300200 1,910 47,900 SH
COMERICA Common Stock 200340107 137 2,700 SH
COMMONWEALTH INDS INC DEL COM Common Stock 203004106 762 56,700 SH
COMMSCOPE INC Common Stock 203372107 237 7,300 SH
COMMUNITY FIRST BANK Common Stock 203902101 150 8,900 SH
COMPANIA DE TELECOM CHILE SPON ADR NEW Sponsored ADR 204449300 250 13,855 SH
COMPAQ COMPUTER CORP COM Common Stock 204493100 1,935 84,602 SH
COMPUTER ASSOC INTL INC COM Common Stock 204912109 6,247 102,200 SH
COMPUWARE CORP Common Stock 205638109 17,212 660,400 SH
COMVERSE TECHNOLOGY INC PAR $0.10 NASD I Common Stock 205862402 472 5,000 SH
CONCORD EFS INC COM Common Stock 206197105 7,085 343,500 SH
CONCURRENT COMPUTER CORP NEW COM NASD Common Stock 206710204 33 4,900 SH
CONECTIV INC COM Common Stock 206829103 59 3,000 SH
CONEXANT SYSTEMS INC Common Stock 207142100 15,527 213,700 SH
CONMED CORP Common Stock 207410101 3,082 125,800 SH
CONSOLIDATED FREIGHTWAYS CORP COM Common Stock 209232107 121 12,300 SH
CONSOLIDATED GRAPHICS INC COM Common Stock 209341106 29 700 SH
CONSTELLATION ENERGY GROUP Common Stock 210371100 10,758 382,500 SH
CONVERGYS CORP Common Stock 212485106 184 9,300 SH
COOPER TIRE & RUBR CO COM Common Stock 216831107 2,297 130,300 SH
COORS ADOLPH CO CL B NASD INDL Common Stock 217016104 8,427 155,700 SH
COPART INC Common Stock 217204106 437 23,700 SH
COVANCE INC Common Stock 222816100 52 5,400 SH
COVENTRY HEALTH CARE Common Stock 222862104 86 9,045 SH
COX COMMUNICATIONS INC NEW CL A Common Stock 224044107 7,665 183,600 SH
CRANE CO COM Common Stock 224399105 14,753 657,500 SH
CREDENCE SYSTEMS CORP Common Stock 225302108 296 6,600 SH
Page Total 149,551
Run Date: 10/14/1999
FORM 13F --------------------------
S.E.C. Use Only
--------------------------
Item 6: Item 7: Item 8:
Item 1: Investment Discretion Other Voting Authority (Shares)
Name of Issuer (a) Sole (b) Shared (c) Shared Managers (a) Sole (b) Shared (c) None
as Def Other
- ----------------------------------------------------------------------------------------------------------------------------------
CHICAGO TITLE CORP X 48,800 0 700
CHICOS FAS INC X 19,100 0 300
CHILECTRA ADR X 1,800 0 5,600
CHINA TELECOM LTD ADR X 10,000 0 0
CHURCH & DWIGHT INC COM NASD INDL X 4,600 0 6,800
CHURCHILL DOWNS INC X 19,100 0 300
CITIGROUP INC X 731,429 0 29,200
CLAIRE S STORES INC COM X 159,400 0 11,700
CLARIFY INC COM X 25,500 0 400
COCA COLA CO COM X 48,100 0 1,400
COGNEX CORP X 3,500 0 0
COHU INC COM X 54,700 0 1,000
COLE KENNETH PRODTNS INC COM X 3,900 0 0
COLGATE PALMOLIVE CO COM X 72,800 0 2,600
COLONIAL BANCGROUP INC COM X 15,800 0 1,400
COLUMBIA LABORATORIES INC X 38,100 0 0
COMCAST CORP CL A SPL NASD INDL X 45,900 0 2,000
COMERICA X 2,700 0 0
COMMONWEALTH INDS INC DEL COM X 55,500 0 1,200
COMMSCOPE INC X 7,300 0 0
COMMUNITY FIRST BANK X 8,900 0 0
COMPANIA DE TELECOM CHILE SPON ADR NEW X 10,625 0 3,230
COMPAQ COMPUTER CORP COM X 80,002 0 4,600
COMPUTER ASSOC INTL INC COM X 97,900 0 4,300
COMPUWARE CORP X 631,800 0 28,600
COMVERSE TECHNOLOGY INC PAR $0.10 NASD I X 5,000 0 0
CONCORD EFS INC COM X 306,150 0 37,350
CONCURRENT COMPUTER CORP NEW COM NASD X 4,900 0 0
CONECTIV INC COM X 1,400 0 1,600
CONEXANT SYSTEMS INC X 207,100 0 6,600
CONMED CORP X 125,500 0 300
CONSOLIDATED FREIGHTWAYS CORP COM X 12,300 0 0
CONSOLIDATED GRAPHICS INC COM X 700 0 0
CONSTELLATION ENERGY GROUP X 367,300 0 15,200
CONVERGYS CORP X 9,300 0 0
COOPER TIRE & RUBR CO COM X 130,300 0 0
COORS ADOLPH CO CL B NASD INDL X 139,300 0 16,400
COPART INC X 23,700 0 0
COVANCE INC X 0 0 5,400
COVENTRY HEALTH CARE X 9,045 0 0
COX COMMUNICATIONS INC NEW CL A X 183,000 0 600
CRANE CO COM X 643,900 0 13,600
CREDENCE SYSTEMS CORP X 6,600 0 0
<PAGE>
Page 5 of 19
FORM 13F Name of Reporting Manager: Batterymarch Financial Management, Inc.
For Positions Held As Of 09/30/1999
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
CRESTLINE CAPITAL CORP Common Stock 226153104 1,133 55,100 SH
CULLEN FROST BANKERS INC COM NASD INDL Common Stock 229899109 200 8,000 SH
CUMMINS ENGINE INC COM Common Stock 231021106 2,511 50,400 SH
CYMER INC COM Common Stock 232572107 62 1,800 SH
CYPRESS SEMICONDUCTOR CORP COM Common Stock 232806109 11,739 546,000 SH
CYTYC CORP COM Common Stock 232946103 147 3,800 SH
DII GROUP INC COM Common Stock 232949107 144 4,100 SH
DPL INC COM Common Stock 233293109 1,595 90,500 SH
DTE ENERGY CO COM Common Stock 233331107 21,156 581,600 SH
DAIN RAUSCHER CORP COM Common Stock 233856103 260 5,300 SH
DANA CORP COM Common Stock 235811106 2,320 62,500 SH
DARDEN RESTAURANTS INC COM Common Stock 237194105 4,505 230,300 SH
DATASCOPE CORP COM NASD INDL Common Stock 238113104 422 12,000 SH
DATASTREAM SYS INC COM Common Stock 238124101 3 200 SH
DAYTON HUDSON CORP COM Common Stock 239753106 9,346 155,600 SH
DEB SHOPS INC COM NASD INDL Common Stock 242728103 138 7,100 SH
DELL COMPUTER CORP COM NASD INDL Common Stock 247025109 14,609 349,400 SH
DELPHI AUTO SYSTEMS Common Stock 247126105 17,396 1,083,050 SH
DELPHI FINL GROUP INC CL A NASD INDL Common Stock 247131105 981 32,500 SH
DENTSPLY INTL INC NEW COM NASD INDL Common Stock 249030107 10,629 467,200 SH
DEVRY INC DEL COM NASD INDL Common Stock 251893103 96 4,800 SH
DIGITAL MICROWAVE CORP COM NASD INDL Common Stock 253859102 58 3,700 SH
DIONEX CORP COM NASD INDL Common Stock 254546104 257 6,000 SH
DISNEY WALT CO DEL COM Common Stock 254687106 6,482 249,300 SH
DISTRIBUCION Y SERVICIO ADR ADR 254753106 131 7,800 SH
DIRECT FOCUS INC Common Stock 254931108 23 1,200 SH
DOLLAR THRIFTY AUTOMOTIVE GP Common Stock 256743105 2,936 141,900 SH
DOMINION RES INC VA COM Common Stock 257470104 29,485 653,400 SH
DONALDSON INC COM Common Stock 257651109 65 2,800 SH
DONALDSON LUFKIN & JENRETTE NV COM Common Stock 257661108 1,946 49,200 SH
DOW CHEM CO COM Common Stock 260543103 16,089 141,600 SH
DREYERS GRAND ICE CREAM INC COM NASD I Common Stock 261878102 158 9,100 SH
DU PONT E I DE NEMOURS & CO COM Common Stock 263534109 6,310 104,300 SH
DUKE REALTY INVT INC COM NEW Common Stock 264411505 1,593 81,700 SH
DYCOM INDS INC COM NASD INDL Common Stock 267475101 51 1,200 SH
ECI TELECOMMUNICATIONS -ORD Common Stock 268258100 2,328 94,300 SH
E M C CORP MASS COM Common Stock 268648102 5,068 71,000 SH
ESS TECHNOLOGY INC Common Stock 269151106 227 17,100 SH
EAGLE GEOPHYSICAL INC Common Stock 269524104 0 2 SH
EASTMAN KODAK CO COM Common Stock 277461109 2,738 36,200 SH
ECHOSTAR COMMUN CORP CL A Common Stock 278762109 36 400 SH
EDISON INTERNATIONAL Common Stock 281020107 2,511 103,300 SH
EL PASO ELECTRIC CO COM NEW Common Stock 283677854 798 88,700 SH
Page Total 178,682
Run Date: 10/14/1999
FORM 13F --------------------------
S.E.C. Use Only
--------------------------
Item 6: Item 7: Item 8:
Item 1: Investment Discretion Other Voting Authority (Shares)
Name of Issuer (a) Sole (b) Shared (c) Shared Managers (a) Sole (b) Shared (c) None
as Def Other
- ---------------------------------------------------------------------------------------------------------------------------------
CRESTLINE CAPITAL CORP X 53,900 0 1,200
CULLEN FROST BANKERS INC COM NASD INDL X 8,000 0 0
CUMMINS ENGINE INC COM X 48,300 0 2,100
CYMER INC COM X 1,500 0 300
CYPRESS SEMICONDUCTOR CORP COM X 524,600 0 21,400
CYTYC CORP COM X 3,800 0 0
DII GROUP INC COM X 4,100 0 0
DPL INC COM X 90,500 0 0
DTE ENERGY CO COM X 560,400 0 21,200
DAIN RAUSCHER CORP COM X 5,100 0 200
DANA CORP COM X 62,500 0 0
DARDEN RESTAURANTS INC COM X 226,200 0 4,100
DATASCOPE CORP COM NASD INDL X 12,000 0 0
DATASTREAM SYS INC COM X 200 0 0
DAYTON HUDSON CORP COM X 151,800 0 3,800
DEB SHOPS INC COM NASD INDL X 6,800 0 300
DELL COMPUTER CORP COM NASD INDL X 333,400 0 16,000
DELPHI AUTO SYSTEMS X 1,068,277 0 14,773
DELPHI FINL GROUP INC CL A NASD INDL X 32,500 0 0
DENTSPLY INTL INC NEW COM NASD INDL X 446,700 0 20,500
DEVRY INC DEL COM NASD INDL X 4,800 0 0
DIGITAL MICROWAVE CORP COM NASD INDL X 3,700 0 0
DIONEX CORP COM NASD INDL X 6,000 0 0
DISNEY WALT CO DEL COM X 240,000 0 9,300
DISTRIBUCION Y SERVICIO ADR X 0 0 7,800
DIRECT FOCUS INC X 1,200 0 0
DOLLAR THRIFTY AUTOMOTIVE GP X 141,900 0 0
DOMINION RES INC VA COM X 638,700 0 14,700
DONALDSON INC COM X 2,800 0 0
DONALDSON LUFKIN & JENRETTE NV COM X 48,600 0 600
DOW CHEM CO COM X 139,800 0 1,800
DREYERS GRAND ICE CREAM INC COM NASD I X 9,100 0 0
DU PONT E I DE NEMOURS & CO COM X 100,000 0 4,300
DUKE REALTY INVT INC COM NEW X 81,700 0 0
DYCOM INDS INC COM NASD INDL X 1,200 0 0
ECI TELECOMMUNICATIONS -ORD X 94,300 0 0
E M C CORP MASS COM X 68,100 0 2,900
ESS TECHNOLOGY INC X 16,800 0 300
EAGLE GEOPHYSICAL INC X 2 0 0
EASTMAN KODAK CO COM X 34,100 0 2,100
ECHOSTAR COMMUN CORP CL A X 400 0 0
EDISON INTERNATIONAL X 96,800 0 6,500
EL PASO ELECTRIC CO COM NEW X 85,500 0 3,200
<PAGE>
Page 6 of 19
FORM 13F Name of Reporting Manager: Batterymarch Financial Management, Inc.
For Positions Held As Of 09/30/1999
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
ELCOR CORP COM Common Stock 284443108 803 32,100 SH
ELECTRONIC DATA SYS NW COM Common Stock 285661104 4,738 89,500 SH
ELECTRONICS FOR IMAG Common Stock 286082102 19,948 388,050 SH
EMERSON ELEC CO COM Common Stock 291011104 3,020 47,800 SH
ENHANCE FINANCIAL SV Common Stock 293310108 584 33,000 SH
ENRON CORP COM Common Stock 293561106 3,174 77,300 SH
ENTERCOM COMMUNIOCATIONS CORP Common Stock 293639100 670 18,600 SH
EQUITABLE RES INC COM Common Stock 294549100 189 5,000 SH
ETHAN ALLEN INTERIORS INC Common Stock 297602104 191 6,000 SH
EVEREST REINSURANCE HLDGS Common Stock 299808105 4,662 195,800 SH
EXAR CORP COM NASD INDL Common Stock 300645108 45 1,200 SH
EXPEDITORS INTL WASH INC COM NASD INDL Common Stock 302130109 385 12,000 SH
EXXON CORP COM Common Stock 302290101 12,487 164,300 SH
FPIC INSURANCE GROUP INC Common Stock 302563101 123 8,160 SH
FAIRFIELD CMNTYS INC COM PAR $0.10 Common Stock 304231301 514 47,000 SH
FREDDIE MAC COM Common Stock 313400301 13,406 257,800 SH
FANNIE MAE Common Stock 313586109 17,797 283,900 SH
FEDERAL REALTY INVT TR SH BEN INT NEW Common Stock 313747206 1,438 68,700 SH
FEDERATED INVESTORS INC Common Stock 314211103 2,103 121,900 SH
FERRO CORP COM Common Stock 315405100 6,498 304,900 SH
FIRST BANCORP P R COM Common Stock 318672102 425 21,500 SH
FIRST DATA CORP Common Stock 319963104 6,292 143,400 SH
FIRST HEALTH GROUP CORP Common Stock 320960107 168 7,500 SH
FIRST TENN NATL CORP COM NASD BK INS Common Stock 337162101 56 2,000 SH
FIRST UN CORP COM Common Stock 337358105 3,773 105,900 SH
FLAGSTAR BANCORP INC Common Stock 337930101 14 900 SH
FIRSTENERGY CORP COM Common Stock 337932107 26,596 1,050,700 SH
FLEET FINL GROUP INC NEW COM Common Stock 338915101 20,063 547,800 SH
FLUOR CORP COM Common Stock 343861100 18,748 465,800 SH
FOMENTO ECONOMICO MEX-SP ADR ADS 344419106 10,340 330,240 SH
FOODMAKER INC Common Stock 344839204 289 11,600 SH
FOOTSTAR INC COM Common Stock 344912100 1,643 46,600 SH
FORD MTR CO DEL COM Common Stock 345370100 12,397 246,700 SH
FOREST LABS INC CL A Common Stock 345838106 615 14,600 SH
FOUNDATION HEALTH SYS INC COM Common Stock 350404109 3,221 341,300 SH
FRANCHISE FINL CORP AMERICA Common Stock 351807102 1,330 56,900 SH
FRONTIER AIRLINES INC Common Stock 359065109 17 1,800 SH
FULLER H B CO COM NASD INDL Common Stock 359694106 2,898 47,600 SH
FUNCO INC Common Stock 360762108 13 700 SH
FURNITURE BRANDS INTL COM Common Stock 360921100 159 8,100 SH
G & K SVCS INC CL A NASD INDL Common Stock 361268105 113 2,800 SH
GTE CORP COM Common Stock 362320103 13,061 169,900 SH
GALILEO INTERNATIONAL INC COM Common Stock 363547100 28 700 SH
Page Total 215,034
Run Date: 10/14/1999
FORM 13F --------------------------
S.E.C. Use Only
--------------------------
Item 6: Item 7: Item 8:
Item 1: Investment Discretion Other Voting Authority (Shares)
Name of Issuer (a) Sole (b) Shared (c) Shared Managers (a) Sole (b) Shared (c) None
as Def Other
- ---------------------------------------------------------------------------------------------------------------------------------
ELCOR CORP COM X 32,100 0 0
ELECTRONIC DATA SYS NW COM X 86,100 0 3,400
ELECTRONICS FOR IMAG X 377,600 0 10,450
EMERSON ELEC CO COM X 45,900 0 1,900
ENHANCE FINANCIAL SV X 33,000 0 0
ENRON CORP COM X 74,200 0 3,100
ENTERCOM COMMUNIOCATIONS CORP X 18,500 0 100
EQUITABLE RES INC COM X 5,000 0 0
ETHAN ALLEN INTERIORS INC X 6,000 0 0
EVEREST REINSURANCE HLDGS X 192,000 0 3,800
EXAR CORP COM NASD INDL X 1,200 0 0
EXPEDITORS INTL WASH INC COM NASD INDL X 12,000 0 0
EXXON CORP COM X 157,600 0 6,700
FPIC INSURANCE GROUP INC X 8,160 0 0
FAIRFIELD CMNTYS INC COM PAR $0.10 X 47,000 0 0
FREDDIE MAC COM X 251,900 0 5,900
FANNIE MAE X 275,800 0 8,100
FEDERAL REALTY INVT TR SH BEN INT NEW X 68,700 0 0
FEDERATED INVESTORS INC X 121,900 0 0
FERRO CORP COM X 295,600 0 9,300
FIRST BANCORP P R COM X 21,500 0 0
FIRST DATA CORP X 140,600 0 2,800
FIRST HEALTH GROUP CORP X 7,500 0 0
FIRST TENN NATL CORP COM NASD BK INS X 2,000 0 0
FIRST UN CORP COM X 101,600 0 4,300
FLAGSTAR BANCORP INC X 900 0 0
FIRSTENERGY CORP COM X 1,021,700 0 29,000
FLEET FINL GROUP INC NEW COM X 542,500 0 5,300
FLUOR CORP COM X 441,400 0 24,400
FOMENTO ECONOMICO MEX-SP ADR X 318,020 0 12,220
FOODMAKER INC X 11,000 0 600
FOOTSTAR INC COM X 46,500 0 100
FORD MTR CO DEL COM X 238,500 0 8,200
FOREST LABS INC CL A X 14,600 0 0
FOUNDATION HEALTH SYS INC COM X 340,200 0 1,100
FRANCHISE FINL CORP AMERICA X 56,900 0 0
FRONTIER AIRLINES INC X 1,800 0 0
FULLER H B CO COM NASD INDL X 46,000 0 1,600
FUNCO INC X 700 0 0
FURNITURE BRANDS INTL COM X 8,100 0 0
G & K SVCS INC CL A NASD INDL X 2,800 0 0
GTE CORP COM X 163,000 0 6,900
GALILEO INTERNATIONAL INC COM X 700 0 0
<PAGE>
Page 7 of 19
FORM 13F Name of Reporting Manager: Batterymarch Financial Management, Inc.
For Positions Held As Of 09/30/1999
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
GAP INC DEL COM Common Stock 364760108 10,995 343,600 SH
GATEWAY INC Common Stock 367626108 827 18,800 SH
GENERAL ELEC CO COM Common Stock 369604103 26,665 224,900 SH
GENERAL GROWTH PPTYS INC Common Stock 370021107 983 31,200 SH
GENERAL MTRS CORP COM Common Stock 370442105 12,984 206,300 SH
GENTEX CORP Common Stock 371901109 238 11,500 SH
GEORGIA PAC CORP COM Common Stock 373298108 11,173 276,300 SH
GEORGIA-PACIFIC TIMBER CO Common Stock 373298702 1,471 64,300 SH
GIANT CEMENT HOLDING INC Common Stock 374450104 193 8,400 SH
GILLETTE CO COM Common Stock 375766102 4,049 119,300 SH
GILDAN ACTIVEWEAR INC Common Stock 375916103 3 200 SH
GLIMCHER REALTY TRUST Common Stock 379302102 1,854 126,200 SH
GOLDEN ST BANCORP INC COM Common Stock 381197102 1,381 77,000 SH
GOODRICH B F CO COM Common Stock 382388106 32 1,100 SH
GRANITE CONSTRUCTION INC Common Stock 387328107 2,546 97,700 SH
GUESS INC Common Stock 401617105 241 17,900 SH
HS RESOURCES INC Common Stock 404297103 567 34,600 SH
HADCO CORP COM NASD INDL Common Stock 404681108 463 10,700 SH
HAEMONETICS CORPORATION Common Stock 405024100 575 29,200 SH
HAMBRECHT & QUIST GROUP INC COM Common Stock 406545103 536 11,000 SH
HARLAND JOHN H CO COM Common Stock 412693103 519 26,700 SH
HAVERTY FURNITURE INC COM NASD INDL Common Stock 419596101 800 55,200 SH
HAYES LEMMERZ INTL INC COM Common Stock 420781106 435 18,700 SH
HEWLETT PACKARD CO COM Common Stock 428236103 18,631 205,300 SH
HOLLYWOOD PK INC NEW COM Common Stock 436255103 420 27,300 SH
HOME DEPOT INC COM Common Stock 437076102 10,850 158,100 SH
HORACE MANN EDUCATORS CORP NEW COM Common Stock 440327104 176 6,800 SH
HORMEL FOODS CORP COM Common Stock 440452100 23,664 572,800 SH
HOUGHTON MIFFLIN CO COM Common Stock 441560109 5,029 123,800 SH
HOWMET INTERNATIONAL INC Common Stock 443208103 1,141 81,500 SH
HUDSON UNITED BANCORP Common Stock 444165104 2,373 77,000 SH
HUNTINGTON BANCSHARES INC COM NASD BK Common Stock 446150104 6,731 253,400 SH
IBP INC COM Common Stock 449223106 23,098 935,600 SH
IRSA GDS GDS 450047204 281 10,000 SH
IRT PPTY CO COM Common Stock 450058102 206 22,900 SH
ISS GROUP INC Common Stock 450306105 25 900 SH
INDIAN TOBACCO CO LTD 144A GDS (ITC) GDS 144A 450318100 302 16,000 SH
ITT INDUSTRIES INC IND COM Common Stock 450911102 11,449 359,900 SH
IKON OFFICE SOLUTIONS Common Stock 451713101 820 76,700 SH
ILLINOVA CORP COM Common Stock 452317100 3,011 107,300 SH
IN FOCUS SYSTEMS INC Common Stock 452919103 740 44,200 SH
IMPERIAL OIL LTD COM NEW Common Stock 453038408 5,413 260,100 SH
INFORMIX CORP COM NASD INDL Common Stock 456779107 91 11,500 SH
Page Total 193,981
Run Date: 10/14/1999
FORM 13F --------------------------
S.E.C. Use Only
--------------------------
Item 6: Item 7: Item 8:
Item 1: Investment Discretion Other Voting Authority (Shares)
Name of Issuer (a) Sole (b) Shared (c) Shared Managers (a) Sole (b) Shared (c) None
as Def Other
- ---------------------------------------------------------------------------------------------------------------------------------
GAP INC DEL COM X 336,200 0 7,400
GATEWAY INC X 18,800 0 0
GENERAL ELEC CO COM X 215,700 0 9,200
GENERAL GROWTH PPTYS INC X 30,500 0 700
GENERAL MTRS CORP COM X 201,600 0 4,700
GENTEX CORP X 11,500 0 0
GEORGIA PAC CORP COM X 261,500 0 14,800
GEORGIA-PACIFIC TIMBER CO X 60,000 0 4,300
GIANT CEMENT HOLDING INC X 8,300 0 100
GILLETTE CO COM X 114,500 0 4,800
GILDAN ACTIVEWEAR INC X 200 0 0
GLIMCHER REALTY TRUST X 124,500 0 1,700
GOLDEN ST BANCORP INC COM X 77,000 0 0
GOODRICH B F CO COM X 1,100 0 0
GRANITE CONSTRUCTION INC X 97,700 0 0
GUESS INC X 17,900 0 0
HS RESOURCES INC X 34,600 0 0
HADCO CORP COM NASD INDL X 10,700 0 0
HAEMONETICS CORPORATION X 27,800 0 1,400
HAMBRECHT & QUIST GROUP INC COM X 10,800 0 200
HARLAND JOHN H CO COM X 26,700 0 0
HAVERTY FURNITURE INC COM NASD INDL X 53,600 0 1,600
HAYES LEMMERZ INTL INC COM X 18,400 0 300
HEWLETT PACKARD CO COM X 198,000 0 7,300
HOLLYWOOD PK INC NEW COM X 27,300 0 0
HOME DEPOT INC COM X 152,700 0 5,400
HORACE MANN EDUCATORS CORP NEW COM X 6,800 0 0
HORMEL FOODS CORP COM X 550,000 0 22,800
HOUGHTON MIFFLIN CO COM X 122,100 0 1,700
HOWMET INTERNATIONAL INC X 81,500 0 0
HUDSON UNITED BANCORP X 77,000 0 0
HUNTINGTON BANCSHARES INC COM NASD BK X 233,700 0 19,700
IBP INC COM X 923,300 0 12,300
IRSA GDS X 10,000 0 0
IRT PPTY CO COM X 22,900 0 0
ISS GROUP INC X 900 0 0
INDIAN TOBACCO CO LTD 144A GDS (ITC) X 16,000 0 0
ITT INDUSTRIES INC IND COM X 356,800 0 3,100
IKON OFFICE SOLUTIONS X 76,400 0 300
ILLINOVA CORP COM X 87,400 0 19,900
IN FOCUS SYSTEMS INC X 43,700 0 500
IMPERIAL OIL LTD COM NEW X 244,300 0 15,800
INFORMIX CORP COM NASD INDL X 11,500 0 0
<PAGE>
Page 8 of 19
FORM 13F Name of Reporting Manager: Batterymarch Financial Management, Inc.
For Positions Held As Of 09/30/1999
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
INFORMATION RES INC COM NASD INDL Common Stock 456905108 17 1,500 SH
INSITUFORM TECH INC CL A NASD INDL Common Stock 457667103 338 13,500 SH
INTEGRATED DEVICE TECHNOLOGY COM NASD Common Stock 458118106 1,380 74,600 SH
INTEL CORP COM NASD INDL Common Stock 458140100 41,013 551,900 SH
INTER TEL INC COM NASD INDL Common Stock 458372109 202 11,400 SH
INTERLINK ELECTRONICS INC Common Stock 458751104 60 7,400 SH
INTERNATIONAL BUSINESS MACHINES COM Common Stock 459200101 30,540 252,400 SH
INTERNATIONAL HOME FOODS INC Common Stock 459655106 453 25,900 SH
INTERNATIONAL MULTIFOODS CORP COM Common Stock 460043102 251 10,900 SH
INTERNATIONAL RECTIFIER CORP COM Common Stock 460254105 1,528 100,200 SH
INTERTAN INC COM Common Stock 461120107 196 10,000 SH
INTIMATE BRANDS INC CL A Common Stock 461156101 2,097 53,865 SH
INTUIT INC Common Stock 461202103 11,369 129,700 SH
INVACARE CORP COM NASD INDL Common Stock 461203101 229 11,700 SH
INVESTORS FINANCIAL SVCS CP Common Stock 461915100 168 4,900 SH
ISLE OF CAPRIS CASINOS INC Common Stock 464592104 31 3,100 SH
INTERNATIONAL TECHNOLOGY CORP COM Common Stock 465266104 251 26,200 SH
IVAX CORP COM Common Stock 465823102 4,844 293,600 SH
IVEX PACKAGING CORP DEL COM Common Stock 465855104 289 28,900 SH
JLG INDS INC COM NASD INDL Common Stock 466210101 355 23,400 SH
JACOBS ENGR GROUP INC DEL COM Common Stock 469814107 5,701 175,400 SH
JEFFRIES GROUP INC (NEW) Common Stock 472319102 94 4,500 SH
JOHN NUVEEN CO -CL Common Stock 478035108 648 17,300 SH
JOHNS MANVILLE CORP NEW COM Common Stock 478129109 4,249 323,700 SH
JOHNSON & JOHNSON COM Common Stock 478160104 21,637 235,500 SH
JOHNSON CTLS INC COM Common Stock 478366107 1,903 28,700 SH
JONES PHARMA INC Common Stock 480236108 1,035 31,400 SH
K MART CORP COM Common Stock 482584109 16,811 1,438,400 SH
K-SWISS INC -CL A Common Stock 482686102 66 2,100 SH
KEEBLER FOODS CO Common Stock 487256109 2,922 97,800 SH
KIMBERLY CLARK CORP COM Common Stock 494368103 14,665 278,000 SH
KING PHARMACEUTICALS INC Common Stock 495582108 3,903 111,500 SH
KOREA ELECTRIC POWER (KEPCO) ADR Sponsored ADR 500631106 3,453 215,000 SH
LCA-VISION INC Common Stock 501803209 763 143,700 SH
LSI LOGIC CORP COM Common Stock 502161102 29,276 563,000 SH
LAM RESH CORP COM NASD INDL Common Stock 512807108 2,800 45,900 SH
LANCASTER COLONY CORP COM NASD INDL Common Stock 513847103 154 4,800 SH
LANDSTAR SYS INC Common Stock 515098101 1,470 42,300 SH
LASALLE HOTEL PROPERTIES Common Stock 517942108 1,142 88,300 SH
LATTICE SEMICONDUCTOR CORP Common Stock 518415104 540 18,200 SH
LEAR CORP COM Common Stock 521865105 5,957 169,300 SH
LEGATO SYSTEMS INC COM Common Stock 524651106 26,801 614,800 SH
LENNAR CORP COM Common Stock 526057104 80 5,000 SH
Page Total 241,681
Run Date: 10/14/1999
FORM 13F --------------------------
S.E.C. Use Only
--------------------------
Item 6: Item 7: Item 8:
Item 1: Investment Discretion Other Voting Authority (Shares)
Name of Issuer (a) Sole (b) Shared (c) Shared Managers (a) Sole (b) Shared (c) None
as Def Other
- ---------------------------------------------------------------------------------------------------------------------------------
INFORMATION RES INC COM NASD INDL X 1,500 0 0
INSITUFORM TECH INC CL A NASD INDL X 13,500 0 0
INTEGRATED DEVICE TECHNOLOGY COM NASD X 74,000 0 600
INTEL CORP COM NASD INDL X 524,300 0 27,600
INTER TEL INC COM NASD INDL X 10,600 0 800
INTERLINK ELECTRONICS INC X 7,400 0 0
INTERNATIONAL BUSINESS MACHINES COM X 242,000 0 10,400
INTERNATIONAL HOME FOODS INC X 25,900 0 0
INTERNATIONAL MULTIFOODS CORP COM X 10,900 0 0
INTERNATIONAL RECTIFIER CORP COM X 98,900 0 1,300
INTERTAN INC COM X 10,000 0 0
INTIMATE BRANDS INC CL A X 53,865 0 0
INTUIT INC X 124,400 0 5,300
INVACARE CORP COM NASD INDL X 11,700 0 0
INVESTORS FINANCIAL SVCS CP X 4,900 0 0
ISLE OF CAPRIS CASINOS INC X 2,700 0 400
INTERNATIONAL TECHNOLOGY CORP COM X 24,500 0 1,700
IVAX CORP COM X 274,600 0 19,000
IVEX PACKAGING CORP DEL COM X 28,900 0 0
JLG INDS INC COM NASD INDL X 23,400 0 0
JACOBS ENGR GROUP INC DEL COM X 161,100 0 14,300
JEFFRIES GROUP INC (NEW) X 4,500 0 0
JOHN NUVEEN CO -CL X 17,300 0 0
JOHNS MANVILLE CORP NEW COM X 288,300 0 35,400
JOHNSON & JOHNSON COM X 227,900 0 7,600
JOHNSON CTLS INC COM X 26,100 0 2,600
JONES PHARMA INC X 31,400 0 0
K MART CORP COM X 1,335,600 0 102,800
K-SWISS INC -CL A X 2,100 0 0
KEEBLER FOODS CO X 87,400 0 10,400
KIMBERLY CLARK CORP COM X 273,300 0 4,700
KING PHARMACEUTICALS INC X 111,500 0 0
KOREA ELECTRIC POWER (KEPCO) ADR X 215,000 0 0
LCA-VISION INC X 143,700 0 0
LSI LOGIC CORP COM X 538,500 0 24,500
LAM RESH CORP COM NASD INDL X 42,600 0 3,300
LANCASTER COLONY CORP COM NASD INDL X 4,500 0 300
LANDSTAR SYS INC X 41,700 0 600
LASALLE HOTEL PROPERTIES X 88,300 0 0
LATTICE SEMICONDUCTOR CORP X 17,600 0 600
LEAR CORP COM X 155,600 0 13,700
LEGATO SYSTEMS INC COM X 601,200 0 13,600
LENNAR CORP COM X 5,000 0 0
<PAGE>
Page 9 of 19
FORM 13F Name of Reporting Manager: Batterymarch Financial Management, Inc.
For Positions Held As Of 09/30/1999
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
LIBERTY PROPERTY TRUST Common Stock 531172104 1,339 59,000 SH
LIFE TECHNOLOGIES INC COM NASD INDL Common Stock 532177201 197 4,800 SH
LIGHTBRIDGE INC Common Stock 532226107 4 200 SH
LILLY ELI & CO COM Common Stock 532457108 5,469 85,200 SH
LILLY INDL INC CL A NASD INDL Common Stock 532491107 22 1,600 SH
LINENS N THINGS INC COM Common Stock 535679104 84 2,500 SH
LONE STAR INDUSTRIES Common Stock 542290408 175 3,500 SH
LONGVIEW FIBRE CO COM Common Stock 543213102 2,214 178,000 SH
LOUIS DREYFUS NAT GAS CORP Common Stock 546011107 547 25,500 SH
LOUISIANA PAC CORP COM Common Stock 546347105 4,255 272,300 SH
LUCENT TECHNOLOGIES INC COM Common Stock 549463107 20,702 319,100 SH
M D C HLDGS INC COM Common Stock 552676108 599 37,000 SH
MGIC INVT CORP WIS COM Common Stock 552848103 1,003 21,000 SH
MTI TECHNOLOGY CORP Common Stock 553903105 212 9,200 SH
MACERICH CO Common Stock 554382101 881 38,100 SH
MACROMEDIA INC Common Stock 556100105 20 500 SH
STEVEN MADDEN LTD Common Stock 556269108 118 9,156 SH
MALLINCKRODT GROUP INC COM Common Stock 561232109 10,496 347,700 SH
MANITOWOC INC COM Common Stock 563571108 1,991 58,350 SH
MAVESA SA ADR ADR 577717101 134 44,800 SH
MCCLATCHY NEWSPAPERS INC CL A Common Stock 579489105 719 20,100 SH
MCDONALDS CORP COM Common Stock 580135101 3,966 91,700 SH
MEAD CORP COM Common Stock 582834107 7,514 218,600 SH
MEASUREMENT SPECIALTIES INC Common Stock 583421102 237 12,900 SH
MEDCO RESEARCH INC Common Stock 584059109 282 11,300 SH
MEDICIS PHARMACEUTICAL CORP CL A NEW Common Stock 584690309 150 5,250 SH
MEDQUIST INC Common Stock 584949101 124 3,700 SH
MEDTRONIC INC COM Common Stock 585055106 3,201 90,000 SH
MENTOR CORP MINN COM NASD INDL Common Stock 587188103 80 2,800 SH
MERCK & CO INC COM Common Stock 589331107 13,462 207,700 SH
MERCURY INTERACTIVE CORP Common Stock 589405109 6,734 104,300 SH
MERRILL LYNCH & CO INC COM Common Stock 590188108 5,215 77,400 SH
METRIS COS INC COM Common Stock 591598107 5,446 184,600 SH
MICREL INC Common Stock 594793101 347 8,000 SH
MICROS SYSTEMS INC Common Stock 594901100 162 4,000 SH
MICROSOFT CORP COM NASD INDL Common Stock 594918104 32,838 362,600 SH
MIDWEST EXPRESS HLDGS INC COM Common Stock 597911106 5,565 212,500 SH
MILLENNIUM PHARMACEUTICALS INC COM Common Stock 599902103 2,223 34,200 SH
MINNESOTA MNG & MFG CO COM Common Stock 604059105 18,694 194,600 SH
MINNESOTA POWER INC Common Stock 604110106 4,283 243,900 SH
MITCHELL ENERGY & DEV CL B Common Stock 606592301 437 18,600 SH
MOBIL CORP COM Common Stock 607059102 11,052 109,700 SH
MOHAWK INDUSTRIES IN Common Stock 608190104 475 23,800 SH
Page Total 173,668
Run Date: 10/14/1999
FORM 13F --------------------------
S.E.C. Use Only
--------------------------
Item 6: Item 7: Item 8:
Item 1: Investment Discretion Other Voting Authority (Shares)
Name of Issuer (a) Sole (b) Shared (c) Shared Managers (a) Sole (b) Shared (c) None
as Def Other
- ---------------------------------------------------------------------------------------------------------------------------------
LIBERTY PROPERTY TRUST X 58,400 0 600
LIFE TECHNOLOGIES INC COM NASD INDL X 4,800 0 0
LIGHTBRIDGE INC X 0 0 200
LILLY ELI & CO COM X 82,100 0 3,100
LILLY INDL INC CL A NASD INDL X 1,600 0 0
LINENS N THINGS INC COM X 2,500 0 0
LONE STAR INDUSTRIES X 3,500 0 0
LONGVIEW FIBRE CO COM X 159,300 0 18,700
LOUIS DREYFUS NAT GAS CORP X 24,300 0 1,200
LOUISIANA PAC CORP COM X 272,300 0 0
LUCENT TECHNOLOGIES INC COM X 306,100 0 13,000
M D C HLDGS INC COM X 36,200 0 800
MGIC INVT CORP WIS COM X 20,300 0 700
MTI TECHNOLOGY CORP X 9,200 0 0
MACERICH CO X 36,800 0 1,300
MACROMEDIA INC X 500 0 0
STEVEN MADDEN LTD X 9,156 0 0
MALLINCKRODT GROUP INC COM X 334,700 0 13,000
MANITOWOC INC COM X 58,350 0 0
MAVESA SA ADR X 16,000 0 28,800
MCCLATCHY NEWSPAPERS INC CL A X 20,100 0 0
MCDONALDS CORP COM X 87,900 0 3,800
MEAD CORP COM X 218,600 0 0
MEASUREMENT SPECIALTIES INC X 12,100 0 800
MEDCO RESEARCH INC X 10,900 0 400
MEDICIS PHARMACEUTICAL CORP CL A NEW X 5,250 0 0
MEDQUIST INC X 3,700 0 0
MEDTRONIC INC COM X 84,800 0 5,200
MENTOR CORP MINN COM NASD INDL X 2,800 0 0
MERCK & CO INC COM X 197,200 0 10,500
MERCURY INTERACTIVE CORP X 103,300 0 1,000
MERRILL LYNCH & CO INC COM X 74,200 0 3,200
METRIS COS INC COM X 184,100 0 500
MICREL INC X 8,000 0 0
MICROS SYSTEMS INC X 4,000 0 0
MICROSOFT CORP COM NASD INDL X 348,000 0 14,600
MIDWEST EXPRESS HLDGS INC COM X 212,500 0 0
MILLENNIUM PHARMACEUTICALS INC COM X 32,300 0 1,900
MINNESOTA MNG & MFG CO COM X 191,200 0 3,400
MINNESOTA POWER INC X 225,900 0 18,000
MITCHELL ENERGY & DEV CL B X 18,600 0 0
MOBIL CORP COM X 105,200 0 4,500
MOHAWK INDUSTRIES IN X 14,300 0 9,500
<PAGE>
Page 10 of 19
FORM 13F Name of Reporting Manager: Batterymarch Financial Management, Inc.
For Positions Held As Of 09/30/1999
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
MONY GROUP INC Common Stock 615337102 1,305 45,200 SH
MORGAN J P & CO INC COM Common Stock 616880100 20,588 180,200 SH
MORGAN ST DEAN WITTER & CO Common Stock 617446448 12,067 135,295 SH
MOTOROLA INC COM Common Stock 620076109 10,912 124,000 SH
NCI BUILDING SYSTEMS Common Stock 628852105 1,227 74,100 SH
NTL INC Common Stock 629407107 336 3,500 SH
NABISCO HLDGS CORP CL A Common Stock 629526104 211 6,100 SH
NACCO INDS INC CL A Common Stock 629579103 321 4,600 SH
NAMIBIAN MINERALS CORP COM Common Stock 629913104 4,093 803,500 SH
NATIONAL COMPUTER SYS INC COM NASD IND Common Stock 635519101 77 2,000 SH
NATIONAL INSTRS CORP COM Common Stock 636518102 498 14,100 SH
NATIONAL RV HOLDINGS INC COM Common Stock 637277104 721 36,500 SH
NATIONAL SEMICONDUCTOR CORP COM Common Stock 637640103 648 21,200 SH
NEON SYSTEMS INC Common Stock 640509105 35 1,300 SH
NEWFIELD EXPLORATION CO Common Stock 651290108 1,716 52,100 SH
NICE SYSTEMS LTD ADR ADR 653656108 2,206 85,660 SH
NIKE INC CL B NASD INDL Common Stock 654106103 4,044 71,100 SH
NORTEK INC COM Common Stock 656559101 137 4,000 SH
NORTEL NETWORKS CORP Common Stock 656569100 6,798 133,300 SH
NORTHROP GRUMMAN CORP COM Common Stock 666807102 2,930 46,100 SH
NORTHWESTERN CORPORATION INC Common Stock 668074107 97 4,279 SH
NOVA CORP GA COM Common Stock 669784100 45 1,800 SH
NOVADIGM INC Common Stock 669937104 66 4,490 SH
NOVELL INC COM NASD INDL Common Stock 670006105 6,982 337,500 SH
OM GROUP INC Common Stock 670872100 146 3,800 SH
OCULAR SCIENCES INC COM Common Stock 675744106 1,744 90,000 SH
OGDEN CORP COM Common Stock 676346109 1,121 108,000 SH
LUKOIL OIL CO SPONSORED ADR RUSSIA Sponsored ADR 677862104 87 3,200 SH
OLD KENT FINL CORP COM NASD INDL Common Stock 679833103 1,021 27,500 SH
OSHKOSH B GOSH INC CL A NASD INDL Common Stock 688222207 401 25,100 SH
OSHKOSH TRUCK CORP CL B NASD INDL Common Stock 688239201 36 1,350 SH
OUTBACK STEAKHOUSE I Common Stock 689899102 5,471 214,800 SH
PNC BK CORP COM Common Stock 693475105 16,028 304,200 SH
PACIFIC CENTY FINL CORP COM Common Stock 694058108 57 2,800 SH
PACIFIC SUNWEAR CALIF INC Common Stock 694873100 313 11,175 SH
PACIFICARE HEALTH SYS INC Common Stock 695112102 10,319 238,600 SH
PAINE WEBBER GROUP INC COM Common Stock 695629105 5,572 153,700 SH
PAREXEL INTERNATIONAL CORP Common Stock 699462107 47 5,200 SH
PATINA OIL & GAS CORP Common Stock 703224105 489 55,100 SH
PATTERSON DENTAL CO Common Stock 703412106 149 3,000 SH
PAYLESS SHOESOURCE INC COM Common Stock 704379106 6,338 125,500 SH
PEERLESS SYSTEMS CORP Common Stock 705536100 65 4,900 SH
PENNSYLVANIA ENTERPRISES INC COM NASD Common Stock 708720107 467 14,400 SH
Page Total 127,931
Run Date: 10/14/1999
FORM 13F --------------------------
S.E.C. Use Only
--------------------------
Item 6: Item 7: Item 8:
Item 1: Investment Discretion Other Voting Authority (Shares)
Name of Issuer (a) Sole (b) Shared (c) Shared Managers (a) Sole (b) Shared (c) None
as Def Other
- ---------------------------------------------------------------------------------------------------------------------------------
MONY GROUP INC X 45,200 0 0
MORGAN J P & CO INC COM X 176,800 0 3,400
MORGAN ST DEAN WITTER & CO X 130,495 0 4,800
MOTOROLA INC COM X 118,700 0 5,300
NCI BUILDING SYSTEMS X 74,100 0 0
NTL INC X 3,500 0 0
NABISCO HLDGS CORP CL A X 6,100 0 0
NACCO INDS INC CL A X 4,600 0 0
NAMIBIAN MINERALS CORP COM X 803,500 0 0
NATIONAL COMPUTER SYS INC COM NASD IND X 2,000 0 0
NATIONAL INSTRS CORP COM X 14,100 0 0
NATIONAL RV HOLDINGS INC COM X 36,500 0 0
NATIONAL SEMICONDUCTOR CORP COM X 21,200 0 0
NEON SYSTEMS INC X 1,300 0 0
NEWFIELD EXPLORATION CO X 51,000 0 1,100
NICE SYSTEMS LTD ADR X 85,660 0 0
NIKE INC CL B NASD INDL X 58,500 0 12,600
NORTEK INC COM X 4,000 0 0
NORTEL NETWORKS CORP X 127,700 0 5,600
NORTHROP GRUMMAN CORP COM X 46,100 0 0
NORTHWESTERN CORPORATION INC X 4,279 0 0
NOVA CORP GA COM X 1,800 0 0
NOVADIGM INC X 4,490 0 0
NOVELL INC COM NASD INDL X 314,200 0 23,300
OM GROUP INC X 3,800 0 0
OCULAR SCIENCES INC COM X 90,000 0 0
OGDEN CORP COM X 108,000 0 0
LUKOIL OIL CO SPONSORED ADR RUSSIA X 3,200 0 0
OLD KENT FINL CORP COM NASD INDL X 27,500 0 0
OSHKOSH B GOSH INC CL A NASD INDL X 25,100 0 0
OSHKOSH TRUCK CORP CL B NASD INDL X 900 0 450
OUTBACK STEAKHOUSE I X 212,050 0 2,750
PNC BK CORP COM X 303,000 0 1,200
PACIFIC CENTY FINL CORP COM X 2,800 0 0
PACIFIC SUNWEAR CALIF INC X 11,175 0 0
PACIFICARE HEALTH SYS INC X 231,600 0 7,000
PAINE WEBBER GROUP INC COM X 146,700 0 7,000
PAREXEL INTERNATIONAL CORP X 5,200 0 0
PATINA OIL & GAS CORP X 52,800 0 2,300
PATTERSON DENTAL CO X 3,000 0 0
PAYLESS SHOESOURCE INC COM X 125,300 0 200
PEERLESS SYSTEMS CORP X 4,900 0 0
PENNSYLVANIA ENTERPRISES INC COM NASD X 13,500 0 900
<PAGE>
Page 11 of 19
FORM 13F Name of Reporting Manager: Batterymarch Financial Management, Inc.
For Positions Held As Of 09/30/1999
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
PENTAIR INC COM NASD INDL Common Stock 709631105 2,255 56,200 SH
PEOPLES HERITAGE Common Stock 711147108 153 9,200 SH
PEP BOYS MANNY MOE & JACK COM Common Stock 713278109 79 5,300 SH
PEPSICO INC COM Common Stock 713448108 2,986 97,900 SH
PERFORMANCE FOOD GROUP CO Common Stock 713755106 58 2,250 SH
PERICOM SEMICONDUCTOR CORP Common Stock 713831105 74 5,000 SH
PERIPHONICS CORP COM Common Stock 714005105 373 11,900 SH
PEROT SYSTEMS CORP CL A Common Stock 714265105 1,140 61,000 SH
PERVASIVE SOFTWARE INC Common Stock 715710109 148 4,300 SH
PETCO ANIMAL SUPPLIES COM Common Stock 716016100 26 2,200 SH
PHARMACIA & UPJOHN INC COM Common Stock 716941109 2,650 53,400 SH
PFIZER INC COM Common Stock 717081103 9,866 275,000 SH
PHARMACEUTOCAL PROD DEV INC Common Stock 717124101 71 5,200 SH
PHILIP MORRIS COS INC COM Common Stock 718154107 11,586 338,900 SH
PHILIPPINE LONG DISTANCE TEL Common Stock 718252604 2,610 120,000 SH
PHOTON DYNAMICS INC Common Stock 719364101 109 5,200 SH
PILGRIMS PRIDE CORP CL A Common Stock 721467207 11 2,150 SH
PIONEER STD ELECTRS INC COM NASD INDL Common Stock 723877106 198 13,700 SH
PITTWAY CORP CLASS A Common Stock 725790208 633 20,100 SH
PLANTRONICS INC Common Stock 727493108 104 2,100 SH
PLEXUS CORP Common Stock 729132100 61 2,000 SH
POHANG IRON & STEEL ADR ADR 730450103 3,131 100,000 SH
POLICY MGMT SYS CORP COM NASD INDL Common Stock 731108106 54 1,700 SH
POLO RALPH LAUREN CL A Common Stock 731572103 70 3,900 SH
POLYMEDICA CORP COM Common Stock 731738100 28 1,200 SH
PORTAL SOFTWARE INC Common Stock 736126103 1,345 34,700 SH
PROCTER & GAMBLE CO COM Common Stock 742718109 21,909 233,700 SH
PROFESSIONALS GROUP INC Common Stock 742954100 125 5,000 SH
PROGRESS SOFTWARE CO Common Stock 743312100 1,006 32,050 SH
PROVINCE HEALTHCARE CO Common Stock 743977100 112 9,700 SH
PUBLIC SVC ENTERPRISE GROUP COM Common Stock 744573106 20,576 532,700 SH
PULITZER INC Common Stock 745769109 432 9,500 SH
QLT PHOTOTHERAPEUTICS COM Common Stock 746927102 2,102 27,500 SH
QUAKER OATS CO COM Common Stock 747402105 606 9,800 SH
QUALCOMM Common Stock 747525103 3,973 21,000 SH
QUANTUM CORP COM DSSG Common Stock 747906204 114 8,100 SH
QUESTAR CORP COM Common Stock 748356102 2,795 154,200 SH
RPM INC OHIO COM NASD INDL Common Stock 749685103 3,560 292,100 SH
RADIAN GROUP INC Common Stock 750236101 1,653 38,500 SH
RADISYS CORP COM Common Stock 750459109 444 11,311 SH
RARE HOSPITALITY INTL INC Common Stock 753820109 527 24,371 SH
RAYONIER INC COM Common Stock 754907103 815 19,400 SH
RAYTHEON CL A Common Stock 755111309 177 3,647 SH
Page Total 100,745
Run Date: 10/14/1999
FORM 13F --------------------------
S.E.C. Use Only
--------------------------
Item 6: Item 7: Item 8:
Item 1: Investment Discretion Other Voting Authority (Shares)
Name of Issuer (a) Sole (b) Shared (c) Shared Managers (a) Sole (b) Shared (c) None
as Def Other
- ---------------------------------------------------------------------------------------------------------------------------------
PENTAIR INC COM NASD INDL X 56,200 0 0
PEOPLES HERITAGE X 9,200 0 0
PEP BOYS MANNY MOE & JACK COM X 5,300 0 0
PEPSICO INC COM X 93,900 0 4,000
PERFORMANCE FOOD GROUP CO X 2,250 0 0
PERICOM SEMICONDUCTOR CORP X 5,000 0 0
PERIPHONICS CORP COM X 11,900 0 0
PEROT SYSTEMS CORP CL A X 61,000 0 0
PERVASIVE SOFTWARE INC X 4,100 0 200
PETCO ANIMAL SUPPLIES COM X 2,200 0 0
PHARMACIA & UPJOHN INC COM X 51,200 0 2,200
PFIZER INC COM X 263,400 0 11,600
PHARMACEUTOCAL PROD DEV INC X 5,200 0 0
PHILIP MORRIS COS INC COM X 328,100 0 10,800
PHILIPPINE LONG DISTANCE TEL X 120,000 0 0
PHOTON DYNAMICS INC X 5,200 0 0
PILGRIMS PRIDE CORP CL A X 2,100 0 50
PIONEER STD ELECTRS INC COM NASD INDL X 12,100 0 1,600
PITTWAY CORP CLASS A X 20,100 0 0
PLANTRONICS INC X 2,100 0 0
PLEXUS CORP X 2,000 0 0
POHANG IRON & STEEL ADR X 100,000 0 0
POLICY MGMT SYS CORP COM NASD INDL X 1,700 0 0
POLO RALPH LAUREN CL A X 3,900 0 0
POLYMEDICA CORP COM X 1,200 0 0
PORTAL SOFTWARE INC X 34,700 0 0
PROCTER & GAMBLE CO COM X 224,200 0 9,500
PROFESSIONALS GROUP INC X 5,000 0 0
PROGRESS SOFTWARE CO X 31,850 0 200
PROVINCE HEALTHCARE CO X 9,700 0 0
PUBLIC SVC ENTERPRISE GROUP COM X 532,700 0 0
PULITZER INC X 9,500 0 0
QLT PHOTOTHERAPEUTICS COM X 22,200 0 5,300
QUAKER OATS CO COM X 5,400 0 4,400
QUALCOMM X 20,000 0 1,000
QUANTUM CORP COM DSSG X 8,100 0 0
QUESTAR CORP COM X 129,600 0 24,600
RPM INC OHIO COM NASD INDL X 269,300 0 22,800
RADIAN GROUP INC X 38,500 0 0
RADISYS CORP COM X 11,111 0 200
RARE HOSPITALITY INTL INC X 24,071 0 300
RAYONIER INC COM X 19,400 0 0
RAYTHEON CL A X 3,647 0 0
<PAGE>
Page 12 of 19
FORM 13F Name of Reporting Manager: Batterymarch Financial Management, Inc.
For Positions Held As Of 09/30/1999
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
READERS DIGEST ASS'N A Common Stock 755267101 8,272 282,800 SH
REGIS CORP MINN COM NASD INDL Common Stock 758932107 101 5,250 SH
REGENCY REALTY CORP Common Stock 758939102 53 2,500 SH
REINSURANCE GROUP AMER INC Common Stock 759351109 15 600 SH
REMEDY CORP Common Stock 759548100 934 32,900 SH
REPUBLIC SEC FINL CORP Common Stock 760758102 9 1,000 SH
RESMED INC COM Common Stock 761152107 1,706 51,500 SH
REX STORES CORP COM Common Stock 761624105 515 16,600 SH
REYNOLDS & REYNOLDS CO CL A Common Stock 761695105 12 600 SH
ROADWAY EXPRESS IN Common Stock 769742107 1,787 88,500 SH
ROGERS COMMUNICATION -CL B Common Stock 775109200 244 14,500 SH
ROSS STORES INC COM NASD INDL Common Stock 778296103 8,851 439,800 SH
ROUSE CO COM NASD INDL Common Stock 779273101 81 3,500 SH
ROYAL DUTCH PETE CO NY REG GLD1.25 Common Stock 780257804 1,447 24,500 SH
RUBY TUESDAY INC Common Stock 781182100 866 44,400 SH
RURAL CELLULAR CORP CL A Common Stock 781904107 1,372 29,900 SH
RYLAND GROUP INC COM Common Stock 783764103 1,781 78,300 SH
SCI SYS INC COM NASD INDL Common Stock 783890106 787 17,700 SH
SCP POOL CORP COM Common Stock 784028102 345 14,700 SH
SEI CORP COM NASD INDL Common Stock 784117103 2,875 32,200 SH
S3 INCORPORATED Common Stock 784849101 134 12,800 SH
ST JUDE MED INC COM NASD INDL Common Stock 790849103 3,578 113,600 SH
ST MARY LAND & EXPLO Common Stock 792228108 47 1,800 SH
SALTON INC Common Stock 795757103 1,287 41,500 SH
SANTA CRUZ OPERATION INC Common Stock 801833104 694 58,100 SH
SARA LEE CORP COM Common Stock 803111103 3,368 144,100 SH
SAWTEK INC COM Common Stock 805468105 147 4,200 SH
SCHEIN PHARMACEUTICAL INC Common Stock 806416103 17 1,800 SH
SCHERING PLOUGH CORP COM Common Stock 806605101 11,279 258,540 SH
SCHLUMBERGER LTD COM Common Stock 806857108 592 9,500 SH
SCHOLASTIC CORP Common Stock 807066105 25 500 SH
SCHWAB (CHARLES) CORP Common Stock 808513105 8,971 268,300 SH
SCITEX LTD ORD NASD INDL Common Stock 809090103 199 18,200 SH
SEMTECH CORP COM Common Stock 816850101 271 7,400 SH
SENSORMATIC ELECTRS CORP COM NASD INDL Common Stock 817265101 47 3,700 SH
SERENA SOFTWARE INC Common Stock 817492101 634 37,000 SH
SHAW INDUSTRIES Common Stock 820286102 15,230 959,400 SH
SHERWIN WILLIAMS CO COM Common Stock 824348106 5,140 245,500 SH
SHOP AT HOME INC Common Stock 825066301 89 9,900 SH
SHOREWOOD PACKAGING CORP COM NASD INDL Common Stock 825229107 250 18,400 SH
SIEBEL SYSTEMS INC Common Stock 826170102 12,272 184,200 SH
SIMON PROPERTY GROUP INC Common Stock 828806109 263 11,700 SH
SKYWEST INC COM NASD INDL Common Stock 830879102 612 27,900 SH
Page Total 97,199
Run Date: 10/14/1999
FORM 13F --------------------------
S.E.C. Use Only
--------------------------
Item 6: Item 7: Item 8:
Item 1: Investment Discretion Other Voting Authority (Shares)
Name of Issuer (a) Sole (b) Shared (c) Shared Managers (a) Sole (b) Shared (c) None
as Def Other
- ---------------------------------------------------------------------------------------------------------------------------------
READERS DIGEST ASS'N A X 274,700 0 8,100
REGIS CORP MINN COM NASD INDL X 5,250 0 0
REGENCY REALTY CORP X 2,500 0 0
REINSURANCE GROUP AMER INC X 600 0 0
REMEDY CORP X 32,700 0 200
REPUBLIC SEC FINL CORP X 1,000 0 0
RESMED INC COM X 51,500 0 0
REX STORES CORP COM X 16,600 0 0
REYNOLDS & REYNOLDS CO CL A X 600 0 0
ROADWAY EXPRESS IN X 87,100 0 1,400
ROGERS COMMUNICATION -CL B X 14,500 0 0
ROSS STORES INC COM NASD INDL X 405,400 0 34,400
ROUSE CO COM NASD INDL X 2,500 0 1,000
ROYAL DUTCH PETE CO NY REG GLD1.25 X 18,400 0 6,100
RUBY TUESDAY INC X 44,400 0 0
RURAL CELLULAR CORP CL A X 29,900 0 0
RYLAND GROUP INC COM X 77,400 0 900
SCI SYS INC COM NASD INDL X 17,700 0 0
SCP POOL CORP COM X 14,700 0 0
SEI CORP COM NASD INDL X 32,100 0 100
S3 INCORPORATED X 12,800 0 0
ST JUDE MED INC COM NASD INDL X 113,600 0 0
ST MARY LAND & EXPLO X 1,500 0 300
SALTON INC X 40,900 0 600
SANTA CRUZ OPERATION INC X 56,400 0 1,700
SARA LEE CORP COM X 141,600 0 2,500
SAWTEK INC COM X 4,000 0 200
SCHEIN PHARMACEUTICAL INC X 1,600 0 200
SCHERING PLOUGH CORP COM X 248,040 0 10,500
SCHLUMBERGER LTD COM X 9,200 0 300
SCHOLASTIC CORP X 0 0 500
SCHWAB (CHARLES) CORP X 263,600 0 4,700
SCITEX LTD ORD NASD INDL X 17,200 0 1,000
SEMTECH CORP COM X 7,200 0 200
SENSORMATIC ELECTRS CORP COM NASD INDL X 3,700 0 0
SERENA SOFTWARE INC X 37,000 0 0
SHAW INDUSTRIES X 931,400 0 28,000
SHERWIN WILLIAMS CO COM X 231,800 0 13,700
SHOP AT HOME INC X 9,900 0 0
SHOREWOOD PACKAGING CORP COM NASD INDL X 18,400 0 0
SIEBEL SYSTEMS INC X 165,900 0 18,300
SIMON PROPERTY GROUP INC X 0 0 11,700
SKYWEST INC COM NASD INDL X 27,900 0 0
<PAGE>
Page 13 of 19
FORM 13F Name of Reporting Manager: Batterymarch Financial Management, Inc.
For Positions Held As Of 09/30/1999
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
SMITH A O COM Common Stock 831865209 166 5,500 SH
SMITH CHARLES E RESDNTL RLTY COM Common Stock 832197107 44 1,300 SH
SMURFIT-STONE CONTAINER CORP Common Stock 832727101 17 800 SH
SNAP ON INC COM Common Stock 833034101 5,710 175,700 SH
SOCIEDAD QUIMICA Y MINERA DE CHILE S.A. Common Stock 833635105 618 20,846 SH
SODEXHO MARRIOTT SVCS INC Common Stock 833793102 1,316 77,400 SH
SOLUTIA INC COM Common Stock 834376105 2,972 166,280 SH
SONIC CORP Common Stock 835451105 4,270 140,300 SH
SOURCE INFORMATION MGMT CO Common Stock 836151209 16 1,100 SH
SOUTHDOWN INC COM Common Stock 841297104 120 2,250 SH
SOUTHERN CO COM Common Stock 842587107 118 4,600 SH
SOUTHTRUST CORP COM NASD BK INS Common Stock 844730101 1,460 40,700 SH
SPECTRALINK INC Common Stock 847580107 12 2,700 SH
SPREEDWAY MOTORSPORTS INC COM Common Stock 847788106 1,334 30,800 SH
SPRINGS INDS INC COM Common Stock 851783100 238 7,000 SH
SPRINT CORP COM Common Stock 852061100 2,523 46,500 SH
SPRINT CORP (PCS GROUP) Common Stock 852061506 4,765 63,900 SH
STANCORP FINL GROUP INC Common Stock 852891100 123 5,500 SH
STATION CASINOS INC Common Stock 857689103 767 33,000 SH
STRAYER EDUCATION INC Common Stock 863236105 50 2,500 SH
STRIDE RITE CORP COM Common Stock 863314100 15 2,100 SH
STRUCTURAL DYNAMICS RESH CORP COM NASD Common Stock 863555108 573 38,100 SH
STRYKER CORP COM NASD INDL Common Stock 863667101 302 5,900 SH
SUMMIT PROPERTIES INC Common Stock 866239106 502 25,200 SH
SUN MICROSYSTEMS INC COM NASD INDL Common Stock 866810104 7,840 84,300 SH
SUNQUEST INFORMATION SYS INC Common Stock 867654105 145 9,000 SH
SUPERIOR CONSULTANT HLDGS Common Stock 868146101 21 1,800 SH
SUPERIOR INDS INTL INC COM Common Stock 868168105 1,714 61,200 SH
SUPERVALU INC COM Common Stock 868536103 1,785 80,900 SH
SURGUTNEFTEGAZ JSC SPON ADR ADR 868861204 64 9,600 SH
SWIFT ENERGY CO Common Stock 870738101 855 67,700 SH
SWIFT TRANSPORTATION CO INC Common Stock 870756103 111 5,625 SH
SYBASE INC Common Stock 871130100 1,428 120,900 SH
SYLVAN LEARNING SYST Common Stock 871399101 107 5,500 SH
SYMANTEC CORP COM NASD INDL Common Stock 871503108 1,453 40,400 SH
TJX COS INC NEW COM Common Stock 872540109 23,241 828,200 SH
TLC THE LASER CENTER INC Common Stock 872934104 76 3,100 SH
TALBOTS INC Common Stock 874161102 2,060 46,100 SH
TEL-SAVE HLDGS INC COM Common Stock 874264104 818 63,400 SH
TANGER FACTORY OUTLET CTRS Common Stock 875465106 23 1,000 SH
TECHNE CORP Common Stock 878377100 251 8,000 SH
TECO ELECTRIC & MACHINE GDR 144A GDR 144A 878757103 0 0 SH
TECUMSEH PRODUCTS CO -CL A Common Stock 878895200 9,980 199,100 SH
Page Total 80,003
Run Date: 10/14/1999
FORM 13F --------------------------
S.E.C. Use Only
--------------------------
Item 6: Item 7: Item 8:
Item 1: Investment Discretion Other Voting Authority (Shares)
Name of Issuer (a) Sole (b) Shared (c) Shared Managers (a) Sole (b) Shared (c) None
as Def Other
- ---------------------------------------------------------------------------------------------------------------------------------
SMITH A O COM X 5,500 0 0
SMITH CHARLES E RESDNTL RLTY COM X 1,300 0 0
SMURFIT-STONE CONTAINER CORP X 800 0 0
SNAP ON INC COM X 173,600 0 2,100
SOCIEDAD QUIMICA Y MINERA DE CHILE S.A. X 17,746 0 3,100
SODEXHO MARRIOTT SVCS INC X 77,400 0 0
SOLUTIA INC COM X 164,680 0 1,600
SONIC CORP X 140,300 0 0
SOURCE INFORMATION MGMT CO X 1,100 0 0
SOUTHDOWN INC COM X 2,250 0 0
SOUTHERN CO COM X 4,600 0 0
SOUTHTRUST CORP COM NASD BK INS X 40,700 0 0
SPECTRALINK INC X 2,700 0 0
SPREEDWAY MOTORSPORTS INC COM X 30,800 0 0
SPRINGS INDS INC COM X 7,000 0 0
SPRINT CORP COM X 44,600 0 1,900
SPRINT CORP (PCS GROUP) X 62,000 0 1,900
STANCORP FINL GROUP INC X 5,500 0 0
STATION CASINOS INC X 32,100 0 900
STRAYER EDUCATION INC X 2,500 0 0
STRIDE RITE CORP COM X 2,100 0 0
STRUCTURAL DYNAMICS RESH CORP COM NASD X 35,500 0 2,600
STRYKER CORP COM NASD INDL X 3,700 0 2,200
SUMMIT PROPERTIES INC X 25,200 0 0
SUN MICROSYSTEMS INC COM NASD INDL X 80,800 0 3,500
SUNQUEST INFORMATION SYS INC X 9,000 0 0
SUPERIOR CONSULTANT HLDGS X 1,800 0 0
SUPERIOR INDS INTL INC COM X 61,000 0 200
SUPERVALU INC COM X 80,900 0 0
SURGUTNEFTEGAZ JSC SPON ADR X 9,600 0 0
SWIFT ENERGY CO X 67,700 0 0
SWIFT TRANSPORTATION CO INC X 5,625 0 0
SYBASE INC X 119,800 0 1,100
SYLVAN LEARNING SYST X 5,500 0 0
SYMANTEC CORP COM NASD INDL X 36,000 0 4,400
TJX COS INC NEW COM X 785,300 0 42,900
TLC THE LASER CENTER INC X 3,100 0 0
TALBOTS INC X 46,100 0 0
TEL-SAVE HLDGS INC COM X 63,400 0 0
TANGER FACTORY OUTLET CTRS X 1,000 0 0
TECHNE CORP X 8,000 0 0
TECO ELECTRIC & MACHINE GDR 144A X 0 0 0
TECUMSEH PRODUCTS CO -CL A X 190,900 0 8,200
<PAGE>
Page 14 of 19
FORM 13F Name of Reporting Manager: Batterymarch Financial Management, Inc.
For Positions Held As Of 09/30/1999
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
TELEFLEX INC COM Common Stock 879369106 75 1,900 SH
TELEFONICA DE ARGENTINA S A ADR CL B Sponsored ADR CL B 879378206 551 20,900 SH
TELESCAN INC Common Stock 879516102 117 7,100 SH
TERADYNE INC COM Common Stock 880770102 25,084 711,600 SH
TEREX CORP NEW COM NASD INDL Common Stock 880779103 5,878 186,600 SH
TEXACO INC COM Common Stock 881694103 5,006 79,300 SH
TEXAS INSTRS INC COM Common Stock 882508104 6,794 82,600 SH
TEXAS REGIONAL BANCSHARES INC CL A Common Stock 882673106 67 2,700 SH
TEXAS UTILS CO COM Common Stock 882848104 2,134 57,200 SH
TIMBERLAND CO CL A Common Stock 887100105 1,766 45,200 SH
TIMBERLINE SOFTWARE CORP Common Stock 887134104 63 3,400 SH
TIME WARNER INC COM Common Stock 887315109 4,538 74,700 SH
TOPPS INC COM NASD INDL Common Stock 890786106 35 4,665 SH
TORCHMARK CORP COM Common Stock 891027104 4,432 171,300 SH
TOSCO CORP COM NEW Common Stock 891490302 4,146 164,200 SH
TOWER AUTOMOTIVE INC Common Stock 891707101 1,018 51,400 SH
TOWN & COUNTRY TRUST Common Stock 892081100 16 900 SH
TOYS R US COM Common Stock 892335100 3,369 224,600 SH
TRANSACTION NETWORK SVCS INC Common Stock 893414102 483 12,300 SH
TRANSACTION SYS ARCHITECTS CL A Common Stock 893416107 587 21,800 SH
TRAVELERS PPTY CAS CORP CL A Common Stock 893939108 711 24,100 SH
TRICON GLOBAL RESTAURANTS COM Common Stock 895953107 5,576 136,200 SH
TRIUMPH GROUP INC Common Stock 896818101 242 9,100 SH
TUBOS DE ACERO DE MEXICO SA ADR NEW ADR New 898592506 3,067 250,400 SH
TYCO INTL LTD NEW COM Common Stock 902124106 13,928 134,900 SH
UICI COM Common Stock 902737105 1,511 59,100 SH
US PLASTIC LUMBER CORP Common Stock 902948108 356 28,800 SH
US BANCORP DEL COM Common Stock 902973106 75 2,500 SH
URS CORP Common Stock 903236107 47 1,900 SH
USG CORP Common Stock 903293405 6,096 128,000 SH
ULTIMATE ELECTRONICS INC Common Stock 903849107 58 3,700 SH
UNIFIED ENERGY SYSTEMS SPONS ADR ADR 904688108 32 6,000 SH
UNIFY CORP Common Stock 904743101 488 21,700 SH
UNILEVER N.V. NEW YORK SHARES Common Stock 904784709 688 10,101 SH
UNICOM CORP COM Common Stock 904911104 11,576 313,400 SH
UNION PAC RES GROUP INC COM Common Stock 907834105 9,185 565,200 SH
UNIONBANCAL CORP COM Common Stock 908906100 5,601 154,500 SH
UNITED DOMINION REALTY TR INC COM Common Stock 910197102 269 24,000 SH
UNITED PAYORS&UTD PROVIDERS Common Stock 911319101 23 1,300 SH
UNITED RENTALS INC Common Stock 911363109 70 3,200 SH
US CELLULAR CORP Common Stock 911684108 2,951 43,400 SH
U S HOME CORP NEW Common Stock 911920106 11 400 SH
UNITED STATIONERS INC COM NASD INDL Common Stock 913004107 34 1,600 SH
Page Total 128,754
Run Date: 10/14/1999
FORM 13F --------------------------
S.E.C. Use Only
--------------------------
Item 6: Item 7: Item 8:
Item 1: Investment Discretion Other Voting Authority (Shares)
Name of Issuer (a) Sole (b) Shared (c) Shared Managers (a) Sole (b) Shared (c) None
as Def Other
- ---------------------------------------------------------------------------------------------------------------------------------
TELEFLEX INC COM X 1,900 0 0
TELEFONICA DE ARGENTINA S A ADR CL B X 11,100 0 9,800
TELESCAN INC X 7,100 0 0
TERADYNE INC COM X 682,800 0 28,800
TEREX CORP NEW COM NASD INDL X 186,400 0 200
TEXACO INC COM X 76,100 0 3,200
TEXAS INSTRS INC COM X 79,200 0 3,400
TEXAS REGIONAL BANCSHARES INC CL A X 2,700 0 0
TEXAS UTILS CO COM X 55,100 0 2,100
TIMBERLAND CO CL A X 45,200 0 0
TIMBERLINE SOFTWARE CORP X 3,400 0 0
TIME WARNER INC COM X 71,700 0 3,000
TOPPS INC COM NASD INDL X 4,665 0 0
TORCHMARK CORP COM X 156,200 0 15,100
TOSCO CORP COM NEW X 142,700 0 21,500
TOWER AUTOMOTIVE INC X 50,700 0 700
TOWN & COUNTRY TRUST X 900 0 0
TOYS R US COM X 224,600 0 0
TRANSACTION NETWORK SVCS INC X 11,300 0 1,000
TRANSACTION SYS ARCHITECTS CL A X 21,200 0 600
TRAVELERS PPTY CAS CORP CL A X 24,100 0 0
TRICON GLOBAL RESTAURANTS COM X 123,900 0 12,300
TRIUMPH GROUP INC X 9,100 0 0
TUBOS DE ACERO DE MEXICO SA ADR NEW X 238,800 0 11,600
TYCO INTL LTD NEW COM X 127,800 0 7,100
UICI COM X 58,900 0 200
US PLASTIC LUMBER CORP X 28,800 0 0
US BANCORP DEL COM X 2,500 0 0
URS CORP X 1,900 0 0
USG CORP X 122,300 0 5,700
ULTIMATE ELECTRONICS INC X 3,700 0 0
UNIFIED ENERGY SYSTEMS SPONS ADR X 6,000 0 0
UNIFY CORP X 21,300 0 400
UNILEVER N.V. NEW YORK SHARES X 7,601 0 2,500
UNICOM CORP COM X 296,200 0 17,200
UNION PAC RES GROUP INC COM X 517,900 0 47,300
UNIONBANCAL CORP COM X 135,500 0 19,000
UNITED DOMINION REALTY TR INC COM X 24,000 0 0
UNITED PAYORS&UTD PROVIDERS X 1,300 0 0
UNITED RENTALS INC X 3,200 0 0
US CELLULAR CORP X 43,400 0 0
U S HOME CORP NEW X 400 0 0
UNITED STATIONERS INC COM NASD INDL X 1,600 0 0
<PAGE>
Page 15 of 19
FORM 13F Name of Reporting Manager: Batterymarch Financial Management, Inc.
For Positions Held As Of 09/30/1999
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORP COM Common Stock 913017109 14,727 248,300 SH
UNITEDGLOBALCOM INC CL A Common Stock 913247508 64 900 SH
UNIVERSAL FOODS CORP COM Common Stock 913538104 1,177 51,300 SH
UNIVERSAL HEALTH SVCS INC CL B NASD IN Common Stock 913903100 65 2,500 SH
USFREIGHTWAYS CORP COM Common Stock 916906100 12,697 268,000 SH
URBAN OUTFITTERS INC Common Stock 917047102 715 32,300 SH
URBAN SHOPPING CENTERS INC Common Stock 917060105 1,669 57,300 SH
UTILICORP UTD INC DEL COM Common Stock 918005109 2,466 117,100 SH
VALASSIS COMMUNICATI Common Stock 918866104 21,090 480,000 SH
VANS INC Common Stock 921930103 19 1,600 SH
VARIAN SEMICONDUCTOR EQUIPMENT Common Stock 922207105 586 27,800 SH
VENATOR GROUP INC Common Stock 922944103 8 900 SH
VERITAS SOFTWARE CO COM Common Stock 923436109 7,776 102,400 SH
VIATEL INC Common Stock 925529208 239 8,100 SH
VINA CONCHA & TORO ADR Sponsored ADR 927191106 177 4,700 SH
VISHAY INTERTECHNOLOGY INC COM Common Stock 928298108 3,879 163,325 SH
VITESSE SEMICONDUCTO Common Stock 928497106 256 3,000 SH
WACKENHUT CORRECTIONS CORP Common Stock 929798106 83 6,200 SH
WAL MART STORES INC COM Common Stock 931142103 14,283 300,300 SH
WALGREEN CO COM Common Stock 931422109 1,720 67,800 SH
WALLACE COMPUTER SERVICES INC COM Common Stock 932270101 2,300 113,600 SH
WARNER LAMBERT CO COM Common Stock 934488107 6,850 103,200 SH
WASHINGTON REAL ESTATE INVT TR SH BEN I Common Stock 939653101 156 9,900 SH
WEBSTER FINL CORP WA Common Stock 947890109 755 29,600 SH
WEINGARTEN RLTY INVS SH BEN INT Common Stock 948741103 1,218 32,600 SH
WELLS FARGO & CO COM Common Stock 949746101 14,863 375,100 SH
WERNER ENTERPRISES INC COM NASD INDL Common Stock 950755108 812 46,087 SH
WESLEY JESSEN VISIONCARE INC COM Common Stock 951018100 496 15,900 SH
WESTAMERICA BANCORPORATION COM Common Stock 957090103 61 2,000 SH
WESTERNBANK PUERTO RICO Common Stock 959897109 188 15,500 SH
WESTFIELD AMER INC COM Common Stock 959910100 327 23,600 SH
WESTVACO CORP COM Common Stock 961548104 5,417 211,400 SH
WESTWOOD ONE INC COM NASD INDL Common Stock 961815107 27 600 SH
WEYERHAEUSER CO COM Common Stock 962166104 3,394 58,900 SH
WILLAMETTE INDS INC COM NASD INDL Common Stock 969133107 6,758 156,700 SH
WILLIAMS SONOMA INC COM NASD INDL Common Stock 969904101 243 5,000 SH
WILMINGTON TRUST CORP COM Common Stock 971807102 83 1,700 SH
WINNEBAGO INDS INC COM Common Stock 974637100 38 1,600 SH
WORTHINGTON INDS INC COM NASD INDL Common Stock 981811102 4,541 267,100 SH
XIRCOM INC Common Stock 983922105 3,120 73,100 SH
XEROX CORP COM Common Stock 984121103 4,039 96,300 SH
YANG MING MARINE 144A GDR TAIWAN GDR 144A 984749101 90 10,947 SH
YELLOW CORP COM Common Stock 985509108 3,102 187,300 SH
Page Total 142,574
Run Date: 10/14/1999
FORM 13F --------------------------
S.E.C. Use Only
--------------------------
Item 6: Item 7: Item 8:
Item 1: Investment Discretion Other Voting Authority (Shares)
Name of Issuer (a) Sole (b) Shared (c) Shared Managers (a) Sole (b) Shared (c) None
as Def Other
- ---------------------------------------------------------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORP COM X 243,900 0 4,400
UNITEDGLOBALCOM INC CL A X 900 0 0
UNIVERSAL FOODS CORP COM X 51,300 0 0
UNIVERSAL HEALTH SVCS INC CL B NASD IN X 2,500 0 0
USFREIGHTWAYS CORP COM X 268,000 0 0
URBAN OUTFITTERS INC X 32,300 0 0
URBAN SHOPPING CENTERS INC X 56,500 0 800
UTILICORP UTD INC DEL COM X 117,100 0 0
VALASSIS COMMUNICATI X 473,150 0 6,850
VANS INC X 1,600 0 0
VARIAN SEMICONDUCTOR EQUIPMENT X 27,800 0 0
VENATOR GROUP INC X 900 0 0
VERITAS SOFTWARE CO COM X 96,000 0 6,400
VIATEL INC X 7,900 0 200
VINA CONCHA & TORO ADR X 800 0 3,900
VISHAY INTERTECHNOLOGY INC COM X 158,825 0 4,500
VITESSE SEMICONDUCTO X 3,000 0 0
WACKENHUT CORRECTIONS CORP X 6,200 0 0
WAL MART STORES INC COM X 288,000 0 12,300
WALGREEN CO COM X 65,000 0 2,800
WALLACE COMPUTER SERVICES INC COM X 111,500 0 2,100
WARNER LAMBERT CO COM X 99,400 0 3,800
WASHINGTON REAL ESTATE INVT TR SH BEN I X 9,900 0 0
WEBSTER FINL CORP WA X 29,600 0 0
WEINGARTEN RLTY INVS SH BEN INT X 32,600 0 0
WELLS FARGO & CO COM X 360,600 0 14,500
WERNER ENTERPRISES INC COM NASD INDL X 46,087 0 0
WESLEY JESSEN VISIONCARE INC COM X 15,900 0 0
WESTAMERICA BANCORPORATION COM X 2,000 0 0
WESTERNBANK PUERTO RICO X 15,500 0 0
WESTFIELD AMER INC COM X 23,600 0 0
WESTVACO CORP COM X 211,400 0 0
WESTWOOD ONE INC COM NASD INDL X 600 0 0
WEYERHAEUSER CO COM X 58,900 0 0
WILLAMETTE INDS INC COM NASD INDL X 138,000 0 18,700
WILLIAMS SONOMA INC COM NASD INDL X 5,000 0 0
WILMINGTON TRUST CORP COM X 1,700 0 0
WINNEBAGO INDS INC COM X 1,600 0 0
WORTHINGTON INDS INC COM NASD INDL X 265,400 0 1,700
XIRCOM INC X 73,000 0 100
XEROX CORP COM X 91,600 0 4,700
YANG MING MARINE 144A GDR TAIWAN X 10,947 0 0
YELLOW CORP COM X 186,300 0 1,000
<PAGE>
Page 16 of 19
FORM 13F Name of Reporting Manager: Batterymarch Financial Management, Inc.
For Positions Held As Of 09/30/1999
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
YORK INTL Common Stock 986670107 5,606 156,000 SH
ZALE CORP NEW COM Common Stock 988858106 6,233 162,700 SH
ZIONS BANCORPORATION COM NASD BK INS Common Stock 989701107 1,610 29,200 SH
ZOLL MEDICAL CORP Common Stock 989922109 21 700 SH
ZOMAX INC Common Stock 989929104 2,417 93,400 SH
AT&T CANADA INC CL B Common Stock 00207Q202 245 3,900 SH
ACTUATE CORPORATION Common Stock 00508B102 20 600 SH
ADAPTEC INC COM NASD INDL Common Stock 00651F108 25,071 631,700 SH
ADOBE SYSTEMS Common Stock 00724F101 13,370 117,800 SH
ADVANCED RADIO TELECOM CORP Common Stock 00754U101 38 3,000 SH
AGRIBRANDS INTERNATIONAL INC Common Stock 00849R105 1,985 40,000 SH
ALLIANCE SEMICONDUCTOR CORP Common Stock 01877H100 692 65,100 SH
ALLIED CAPITAL CP Common Stock 01903Q108 321 14,325 SH
AMERICA ONLINE INC Common Stock 02364J104 12,612 121,200 SH
AMERISOURCE HEALTH CORP CL A Common Stock 03071P102 3,392 143,200 SH
ANTEC CORP Common Stock 03664P105 345 6,500 SH
APARTMENT INVT & MGMT CO CL A Common Stock 03748R101 122 3,192 SH
ARCH CHEMICALS INC Common Stock 03937R102 659 40,700 SH
ASUSTEK COMPUTER INC GDR 144A GDR 144A 04648R100 1,457 109,550 SH
BJS WHOLESALE CLUB INC CO Common Stock 05548J106 5,623 190,200 SH
BANK ONE CORP Common Stock 06423A103 2,765 79,428 SH
BEAZER HOMES USA INC Common Stock 07556Q105 113 6,100 SH
BENCHMARK ELECTRONICS INC Common Stock 08160H101 42 1,200 SH
BIOVAIL CORP INTL NEW COM Common Stock 09067K106 20 400 SH
BLYTH INDS INC COM Common Stock 09643P108 70 2,500 SH
CBS CORP Common Stock 12490K107 3,700 80,000 SH
CNA SURETY CORP COM Common Stock 12612L108 97 7,400 SH
CARDINAL HEALTH INC COM NASD INDL Common Stock 14149Y108 0 1 SH
CENTEX CONSTRN PRODS INC Common Stock 15231R109 2,216 59,700 SH
CHASE MANHATTAN CORP NEW COM Common Stock 16161A108 14,223 188,700 SH
CISCO SYSTEMS Common Stock 17275R102 14,498 211,450 SH
COLORADO MEDTECH INC Common Stock 19652U104 374 25,900 SH
COMP PARANAENSE ENERG (COPEL) ADR PFD ADR 20441B407 4,318 658,000 SH
COMPASS BANCSHARES INC COM Common Stock 20449H109 115 4,600 SH
CORNERSTONE REALTY INCOME TRUST Common Stock 21922V102 426 47,300 SH
COVENANT TRANSPORT INC CL A Common Stock 22284P105 40 2,600 SH
D R HORTON INC Common Stock 23331A109 65 5,000 SH
DSP GROUP INC Common Stock 23332B106 104 2,600 SH
DIAL CORP NEW COM Common Stock 25247D101 1,015 39,800 SH
DORAL FINL CORP COM Common Stock 25811P100 737 55,100 SH
DYNEGY INC Common Stock 26816L102 2,259 109,200 SH
CROSSMAN COMMUNITIES INC Common Stock 27764E109 65 4,000 SH
EDUCATION MANAGEMENT CORP Common Stock 28139T101 62 5,000 SH
Page Total 129,163
Run Date: 10/14/1999
FORM 13F --------------------------
S.E.C. Use Only
--------------------------
Item 6: Item 7: Item 8:
Item 1: Investment Discretion Other Voting Authority (Shares)
Name of Issuer (a) Sole (b) Shared (c) Shared Managers (a) Sole (b) Shared (c) None
as Def Other
- ---------------------------------------------------------------------------------------------------------------------------------
YORK INTL X 146,000 0 10,000
ZALE CORP NEW COM X 161,900 0 800
ZIONS BANCORPORATION COM NASD BK INS X 29,200 0 0
ZOLL MEDICAL CORP X 700 0 0
ZOMAX INC X 93,000 0 400
AT&T CANADA INC CL B X 3,900 0 0
ACTUATE CORPORATION X 500 0 100
ADAPTEC INC COM NASD INDL X 595,300 0 36,400
ADOBE SYSTEMS X 108,300 0 9,500
ADVANCED RADIO TELECOM CORP X 3,000 0 0
AGRIBRANDS INTERNATIONAL INC X 39,200 0 800
ALLIANCE SEMICONDUCTOR CORP X 64,200 0 900
ALLIED CAPITAL CP X 14,325 0 0
AMERICA ONLINE INC X 116,600 0 4,600
AMERISOURCE HEALTH CORP CL A X 143,200 0 0
ANTEC CORP X 6,500 0 0
APARTMENT INVT & MGMT CO CL A X 3,192 0 0
ARCH CHEMICALS INC X 40,700 0 0
ASUSTEK COMPUTER INC GDR 144A X 109,550 0 0
BJS WHOLESALE CLUB INC CO X 190,200 0 0
BANK ONE CORP X 76,170 0 3,258
BEAZER HOMES USA INC X 5,400 0 700
BENCHMARK ELECTRONICS INC X 1,200 0 0
BIOVAIL CORP INTL NEW COM X 400 0 0
BLYTH INDS INC COM X 2,500 0 0
CBS CORP X 76,900 0 3,100
CNA SURETY CORP COM X 7,400 0 0
CARDINAL HEALTH INC COM NASD INDL X 1 0 0
CENTEX CONSTRN PRODS INC X 59,500 0 200
CHASE MANHATTAN CORP NEW COM X 181,500 0 7,200
CISCO SYSTEMS X 202,750 0 8,700
COLORADO MEDTECH INC X 25,600 0 300
COMP PARANAENSE ENERG (COPEL) ADR PFD X 621,800 0 36,200
COMPASS BANCSHARES INC COM X 4,600 0 0
CORNERSTONE REALTY INCOME TRUST X 46,700 0 600
COVENANT TRANSPORT INC CL A X 2,600 0 0
D R HORTON INC X 5,000 0 0
DSP GROUP INC X 2,600 0 0
DIAL CORP NEW COM X 39,800 0 0
DORAL FINL CORP COM X 53,900 0 1,200
DYNEGY INC X 109,200 0 0
CROSSMAN COMMUNITIES INC X 4,000 0 0
EDUCATION MANAGEMENT CORP X 5,000 0 0
<PAGE>
Page 17 of 19
FORM 13F Name of Reporting Manager: Batterymarch Financial Management, Inc.
For Positions Held As Of 09/30/1999
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
EMCOR GROUP INC Common Stock 29084Q100 1,671 86,800 SH
ENERGY EAST CORP Common Stock 29266M109 2,005 84,400 SH
FIRST CONSULTING GROUP INC Common Stock 31986R103 299 29,865 SH
FIRSTAR CORP Common Stock 33763V109 4,095 159,800 SH
GEON COMPANY Common Stock 37246W105 1,687 65,500 SH
GLOBAL IMAGING SYSTEMS Common Stock 37934A100 475 31,926 SH
GLOBAL TELESYSTEMS GROUP (GTS) INC Common Stock 37936U104 745 37,800 SH
GOLDMAN SACHS GROUP INC Common Stock 38141G104 201 3,300 SH
GRACE W R & CO COM Common Stock 38388F108 3,278 200,200 SH
GREAT PLAINS SOFTWARE COM Common Stock 39119E105 26 500 SH
GROUP MAINTENANCE AMERICA CORP Common Stock 39943E107 313 25,035 SH
GRUPO TELEVISA SA DE CV SPN ADR REPORD Sponsored ADR RepOrd40049J206 13,695 342,900 SH
IPC INFORMATION SYS INC Common Stock 44980K206 129 2,100 SH
ITT EDUCATIONAL SVCS INC Common Stock 45068B109 72 3,700 SH
IMPATH INC Common Stock 45255G101 149 5,100 SH
INTEGRATED ELECTRICAL SERVICES Common Stock 45811E103 55 3,500 SH
INTERIM SERVICES INC Common Stock 45868P100 1,547 94,500 SH
INVITROGEN CORP Common Stock 46185R100 198 5,900 SH
JP REALTY INC Common Stock 46624A106 1,510 88,200 SH
LABORATORY CORP AMER HLDGS Common Stock 50540R102 6 2,200 SH
LASON INC COM Common Stock 51808R107 143 3,200 SH
MBNA CORP Common Stock 55262L100 830 36,400 SH
MCI WORLDCOM INC COM Common Stock 55268B106 23,325 324,521 SH
MMC NETWORKS INC Common Stock 55308N102 37 1,200 SH
MANPOWER INC COM Common Stock 56418H100 504 17,300 SH
MEDIAONE GROUP INC Common Stock 58440J104 3,074 45,000 SH
MERITOR AUTOMOTIVE INC COM Common Stock 59000G100 5,453 261,200 SH
MID ATLANTIC MEDICAL SVCS Common Stock 59523C107 161 18,000 SH
MINIMED INC Common Stock 60365K108 393 4,000 SH
MONACO COACH CORP Common Stock 60886R103 105 4,300 SH
NVR INC Common Stock 62944T105 3,277 64,900 SH
NAVISTAR INTL CORP NEW COM Common Stock 63934E108 8,947 192,400 SH
NAVIGANT CONSULTING CO Common Stock 63935N107 492 10,600 SH
NET2PHONE INC Common Stock 64108N106 21 400 SH
NETWORK SOLUTIONS INC CL A Common Stock 64121Q102 6,633 72,200 SH
NEW CENTURY FINANCIAL CORP COM Common Stock 64352D101 37 2,100 SH
NEXTEL COMMUNICATIONS CL A NASD INDL Common Stock 65332V103 4,238 62,500 SH
NSTAR COM Common Stock 67019E107 11,961 308,670 SH
NVIDIA CORP Common Stock 67066G104 1,084 56,300 SH
OPTIMAL ROBOTICS CORP Common Stock 68388R208 119 6,600 SH
ORACLE CORP COM Common Stock 68389X105 12,171 267,500 SH
ORIENTAL FINANCIAL GROUP Common Stock 68618W100 25 1,100 SH
ORTHODONTIC CTRS AMER INC COM Common Stock 68750P103 19 1,100 SH
Page Total 115,205
Run Date: 10/14/1999
FORM 13F --------------------------
S.E.C. Use Only
--------------------------
Item 6: Item 7: Item 8:
Item 1: Investment Discretion Other Voting Authority (Shares)
Name of Issuer (a) Sole (b) Shared (c) Shared Managers (a) Sole (b) Shared (c) None
as Def Other
- ---------------------------------------------------------------------------------------------------------------------------------
EMCOR GROUP INC X 86,500 0 300
ENERGY EAST CORP X 75,800 0 8,600
FIRST CONSULTING GROUP INC X 28,565 0 1,300
FIRSTAR CORP X 155,700 0 4,100
GEON COMPANY X 65,500 0 0
GLOBAL IMAGING SYSTEMS X 31,726 0 200
GLOBAL TELESYSTEMS GROUP (GTS) INC X 37,800 0 0
GOLDMAN SACHS GROUP INC X 3,300 0 0
GRACE W R & CO COM X 200,200 0 0
GREAT PLAINS SOFTWARE COM X 500 0 0
GROUP MAINTENANCE AMERICA CORP X 24,635 0 400
GRUPO TELEVISA SA DE CV SPN ADR REPORD X 329,300 0 13,600
IPC INFORMATION SYS INC X 2,100 0 0
ITT EDUCATIONAL SVCS INC X 3,700 0 0
IMPATH INC X 5,100 0 0
INTEGRATED ELECTRICAL SERVICES X 3,500 0 0
INTERIM SERVICES INC X 94,500 0 0
INVITROGEN CORP X 5,900 0 0
JP REALTY INC X 88,200 0 0
LABORATORY CORP AMER HLDGS X 0 0 2,200
LASON INC COM X 3,200 0 0
MBNA CORP X 35,300 0 1,100
MCI WORLDCOM INC COM X 313,326 0 11,195
MMC NETWORKS INC X 1,200 0 0
MANPOWER INC COM X 17,300 0 0
MEDIAONE GROUP INC X 43,200 0 1,800
MERITOR AUTOMOTIVE INC COM X 250,300 0 10,900
MID ATLANTIC MEDICAL SVCS X 18,000 0 0
MINIMED INC X 4,000 0 0
MONACO COACH CORP X 4,300 0 0
NVR INC X 64,500 0 400
NAVISTAR INTL CORP NEW COM X 176,000 0 16,400
NAVIGANT CONSULTING CO X 10,600 0 0
NET2PHONE INC X 400 0 0
NETWORK SOLUTIONS INC CL A X 72,000 0 200
NEW CENTURY FINANCIAL CORP COM X 1,800 0 300
NEXTEL COMMUNICATIONS CL A NASD INDL X 62,500 0 0
NSTAR COM X 308,470 0 200
NVIDIA CORP X 55,900 0 400
OPTIMAL ROBOTICS CORP X 5,800 0 800
ORACLE CORP COM X 256,900 0 10,600
ORIENTAL FINANCIAL GROUP X 1,100 0 0
ORTHODONTIC CTRS AMER INC COM X 1,100 0 0
<PAGE>
Page 18 of 19
FORM 13F Name of Reporting Manager: Batterymarch Financial Management, Inc.
For Positions Held As Of 09/30/1999
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
PF CHANGS CHINA BISTRO INC Common Stock 69333Y108 811 37,500 SH
PMI GROUP INC Common Stock 69344M101 907 22,200 SH
PAN PAC RETAIL PPTYS INC Common Stock 69806L104 114 6,700 SH
PLIVA 144A CROATIA GDR 144A 72917Q103 203 20,000 SH
POWERTEL INC Common Stock 73936C109 165 3,000 SH
PRIORITY HEALTHCARE CORP CL B Common Stock 74264T102 80 2,579 SH
PROJECT SOFTWARE & DEV IN COM Common Stock 74339P101 487 9,100 SH
PROVIDIAN FINANCIAL CORP COM Common Stock 74406A102 11,181 141,200 SH
QRS CORP Common Stock 74726X105 2,251 35,100 SH
QUIKSILVER INC COM NASD INDL Common Stock 74838C106 576 31,550 SH
RATIONAL SOFTWARE CORP COM NEW Common Stock 75409P202 20,842 711,800 SH
RENTERS CHOICE INC Common Stock 76009N100 200 10,765 SH
RYERSON TULL INC Common Stock 78375P107 111 4,800 SH
SBC COMMUNICATIONS INC Common Stock 78387G103 28,150 551,291 SH
SPSS INC Common Stock 78462K102 157 8,100 SH
SANTA FE SNYDER CORP Common Stock 80218K105 2,639 293,200 SH
SUMMIT TECHNOLOGY INC Common Stock 86627E105 3,501 191,200 SH
SUNGLASS HUT INTL INC Common Stock 86736F106 159 15,100 SH
SYBRON INTL CORP COM Common Stock 87114F106 5,942 221,100 SH
TELECOM SEMICONDUCTOR INC Common Stock 87921P107 241 18,900 SH
TETRA TECH INC Common Stock 88162G103 122 7,322 SH
US FOODSERVICE COM Common Stock 90331R101 3,640 202,200 SH
US ONCOLOGY INC Common Stock 90338W103 91 10,000 SH
UNIBANCO-UNI GDS BRAZIL GDS 90458E111 35 2,000 SH
US WEST INC Common Stock 91273H101 1,831 32,082 SH
US TRUST CORP NEW COM Common Stock 91288L105 2,765 34,400 SH
VERITY INC Common Stock 92343C106 41 600 SH
VIAD CORP Common Stock 92552R109 41 1,400 SH
WELLPOINT HLTH NETWORKS NEW CL A Common Stock 94973H108 12,854 225,500 SH
WESCO INTERNATIONAL INC Common Stock 95082P105 25 1,800 SH
WESTERN WIRELESS CORP CL A Common Stock 95988E208 1,888 42,100 SH
WILD OATS MARKETS INC Common Stock 96808B107 158 4,000 SH
WORKFLOW MGMT INC Common Stock 98137N109 217 16,700 SH
XCEED INC Common Stock 98388N105 36 1,700 SH
XOMED SURGICAL PRODUCTS INC Common Stock 98412V107 114 2,000 SH
AMDOCS LTD Common Stock G02602103 15,301 728,600 SH
CHINA.COM CORP CL A Common Stock G2108N109 475 7,300 SH
GLOBAL CROSSING LTD Common Stock G3921A100 6,665 251,525 SH
PARTNERRE LTD COM NASD INDL Common Stock G6852T105 243 7,000 SH
RENAISSANCERE HOLDINGS LTD Common Stock G7496G103 1,571 45,300 SH
TOMMY HILFIGER CORP Common Stock G8915Z102 6,517 231,200 SH
BACKWEB TECHNOLOGIES LTD Common Stock M15633106 105 6,200 SH
CHECK POINT SOFTWARE TECHN Common Stock M22465104 650 7,700 SH
Page Total 134,102
Run Date: 10/14/1999
FORM 13F --------------------------
S.E.C. Use Only
--------------------------
Item 6: Item 7: Item 8:
Item 1: Investment Discretion Other Voting Authority (Shares)
Name of Issuer (a) Sole (b) Shared (c) Shared Managers (a) Sole (b) Shared (c) None
as Def Other
- ----------------------------------------------------------------------------------------------------------------------------
PF CHANGS CHINA BISTRO INC X 37,500 0 0
PMI GROUP INC X 22,200 0 0
PAN PAC RETAIL PPTYS INC X 6,700 0 0
PLIVA 144A CROATIA X 20,000 0 0
POWERTEL INC X 3,000 0 0
PRIORITY HEALTHCARE CORP CL B X 2,579 0 0
PROJECT SOFTWARE & DEV IN COM X 9,000 0 100
PROVIDIAN FINANCIAL CORP COM X 137,300 0 3,900
QRS CORP X 34,500 0 600
QUIKSILVER INC COM NASD INDL X 30,550 0 1,000
RATIONAL SOFTWARE CORP COM NEW X 692,000 0 19,800
RENTERS CHOICE INC X 10,765 0 0
RYERSON TULL INC X 4,800 0 0
SBC COMMUNICATIONS INC X 537,091 0 14,200
SPSS INC X 8,100 0 0
SANTA FE SNYDER CORP X 263,800 0 29,400
SUMMIT TECHNOLOGY INC X 191,000 0 200
SUNGLASS HUT INTL INC X 14,700 0 400
SYBRON INTL CORP COM X 203,400 0 17,700
TELECOM SEMICONDUCTOR INC X 17,900 0 1,000
TETRA TECH INC X 7,322 0 0
US FOODSERVICE COM X 194,900 0 7,300
US ONCOLOGY INC X 10,000 0 0
UNIBANCO-UNI GDS BRAZIL X 2,000 0 0
US WEST INC X 30,682 0 1,400
US TRUST CORP NEW COM X 34,300 0 100
VERITY INC X 600 0 0
VIAD CORP X 1,400 0 0
WELLPOINT HLTH NETWORKS NEW CL A X 218,700 0 6,800
WESCO INTERNATIONAL INC X 1,800 0 0
WESTERN WIRELESS CORP CL A X 42,100 0 0
WILD OATS MARKETS INC X 4,000 0 0
WORKFLOW MGMT INC X 16,300 0 400
XCEED INC X 1,700 0 0
XOMED SURGICAL PRODUCTS INC X 2,000 0 0
AMDOCS LTD X 699,000 0 29,600
CHINA.COM CORP CL A X 7,300 0 0
GLOBAL CROSSING LTD X 219,255 0 32,270
PARTNERRE LTD COM NASD INDL X 7,000 0 0
RENAISSANCERE HOLDINGS LTD X 45,300 0 0
TOMMY HILFIGER CORP X 231,200 0 0
BACKWEB TECHNOLOGIES LTD X 6,200 0 0
CHECK POINT SOFTWARE TECHN X 6,500 0 1,200
<PAGE>
Page 19 of 19
FORM 13F Name of Reporting Manager: Batterymarch Financial Management, Inc.
For Positions Held As Of 09/30/1999
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
GALILEO TECHNOLOGY LTD Common Stock M47298100 2,868 114,700 SH
ORBOTECH LTD ORD NASD INDL Common Stock M75253100 545 8,800 SH
STEINER LEISURE LTD ORD Common Stock P8744Y102 350 14,000 SH
Page Total 3,763
TOTAL 2,672,849
Run Date: 10/14/1999
FORM 13F --------------------------
S.E.C. Use Only
--------------------------
Item 6: Item 7: Item 8:
Item 1: Investment Discretion Other Voting Authority (Shares)
Name of Issuer (a) Sole (b) Shared (c) Shared Managers (a) Sole (b) Shared (c) None
as Def Other
- ---------------------------------------------------------------------------------------------------------------------------------
GALILEO TECHNOLOGY LTD X 114,500 0 200
ORBOTECH LTD ORD NASD INDL X 8,800 0 0
STEINER LEISURE LTD ORD X 14,000 0 0
</TABLE>
<PAGE>
Berkshire Asset Management, Inc.
13-F Filing
September 30, 1999
<TABLE>
<CAPTION>
ITEM 5
ITEM 4 Shares
ITEM 1 ITEM 2 ITEM 3 Fair Market of Principal ITEM 6
Name of Issuer Title of Class Cusip Value (000's) Amounts SOLE SHARED SHARED
<S> <C> <C> <C> <C> <C> <C> <C>
Alltel Common 020039103 7904 112310 X
American Express Common 025816109 35914 26600 X
American International Group Common 026874107 5462 62832 X
Berkshire Hathaway Cl B Common 084670207 3196 1722 X
Berkshire Hathaway Class A Common 084670108 440 8 X
BSB Bancorp Common 055652101 486 20250 X
Charter One Common 160903100 9227 399006.9 X
Cisco Systems Common 17275R102 25307 369110 X
Coca Cola Common 191216100 241 5000 X
Commonwealth Telephone Enterpr Common 203349105 8482 192764 X
Computer Associates Common 204912109 34064 557291 X
Fannie Mae Common 313586109 14660 233863 X
Federal Home Loan Mortgage Common 313400301 12001 230782 X
Fidelity Financial of Ohio Common 31614P107 558 30671 X
First Bell Bancorp Common 319301107 342 21700 X
First Union Common 337358105 19176 538285.53 X
General Electric Common 369604103 9275 78225 X
Gillette Common 375766102 7264 214048 X
Hasbro Common 418056107 12392 576358 X
Hershey Foods Common 427866108 7856 161360 X
Hewlett Packard Common 428236103 4211 46400 X
Hubbell Cl B Common 443510201 536 16800 X
Idex Common 45167R104 637 22500 X
International Business Machine Common 459200101 43646 360710.02 X
Interpublic Group Companies Common 460690100 2468 60000 X
Johnson & Johnson Common 478160104 371 4042 X
Leggett & Platt Common 524660107 14522 737645.74 X
M & T Bank Common 55261f104 28698 62523 X
MAF Bancorp Common 55261R108 15085 758992 X
Mellon Financial Common 58551A108 12899 383608 X
Merck Common 589331107 25259 389722 X
Microsoft Common 594918104 2374 26218 X
Molex Cl A Common 608554200 860 26561 X
Morgan Stanley, Dean Witter, D Common 617446448 771 8650 X
Pennsylvania Enterprises Common 708720107 402 12400 X
Philip Morris Common 718154107 12059 352732 X
PNC Bank Corp Common 693475105 422 8000 X
Policy Management Systems Common 731108106 759 24000 X
RCN Corporation Common 749361101 246 6000 X
Reebok Common 758110100 230 21500 X
Roper Industries Common 776696106 765 20000 X
Royal Dutch Common 780257804 4182 70800 X
Safra Republic Holdings Common 524818 1984 32000 X
Schlumberger Common 806857108 499 8000 X
Sovereign Bancorp Common 845905108 6778 745385 X
Tootsie Roll Common 890516107 218 6645 X
Tribune Common 896047107 10204 205110 X
US Foodservice Common 90331R101 10304 572424 X
UST Inc. Common 902911106 1509 50000 X
Washington Federal, Inc. Common 938824109 754 32519 X
Washington Mutual Common 939322103 508 17360 X
Waste Management Common 94106l109 4324 224630 X
Wells Fargo & Co Common 949746101 4162 105040 X
Grand Total 426893
<CAPTION>
ITEM 1 ITEM 7 ITEM 8
Name of Issuer Managers Sole Shared None
Alltel X
American Express X
American International Group X
Berkshire Hathaway Cl B X
Berkshire Hathaway Class A X
BSB Bancorp X
Charter One X
Cisco Systems X
Coca Cola X
Commonwealth Telephone Enterpr X
Computer Associates X
Fannie Mae X
Federal Home Loan Mortgage X
Fidelity Financial of Ohio X
First Bell Bancorp X
First Union X
General Electric X
Gillette X
Hasbro X
Hershey Foods X
Hewlett Packard X
Hubbell Cl B X
Idex X
International Business Machine X
Interpublic Group Companies X
Johnson & Johnson X
Leggett & Platt X
M & T Bank X
MAF Bancorp X
Mellon Financial X
Merck X
Microsoft X
Molex Cl A X
Morgan Stanley, Dean Witter, D X
Pennsylvania Enterprises X
Philip Morris X
PNC Bank Corp X
Policy Management Systems X
RCN Corporation X
Reebok X
Roper Industries X
Royal Dutch X
Safra Republic Holdings X
Schlumberger X
Sovereign Bancorp X
Tootsie Roll X
Tribune X
US Foodservice X
UST Inc. X
Washington Federal, Inc. X
Washington Mutual X
Waste Management X
Wells Fargo & Co X
Grand Total
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
Brandywine Asset Management, Inc. 13F Report
- -------------------------------------------------------------------------------------------------------------------------
Issuer Class CUSIP FMV Shares IDSole IDShared IDOther
- -------------------------------------------------------------------------------------------------------------------------
<C> <C> <C> <C> <C> <C> <C> <C>
3DFX INTERACTIVE INC COMMON 88553X103 141199 17115 17115
- -------------------------------------------------------------------------------------------------------------------------
7-ELEVEN INC COMMON 817826100 620550 315200 315200
- -------------------------------------------------------------------------------------------------------------------------
A C MOORE ARTS & CRAFTS COMMON 00086T103 58131 13100 13100
- -------------------------------------------------------------------------------------------------------------------------
AAON INC COMMON 000360206 130950 9700 9700
- -------------------------------------------------------------------------------------------------------------------------
AAR CORP COMMON 000361105 928854 51603 51603
- -------------------------------------------------------------------------------------------------------------------------
ABBOTT LABS COMMON 002824100 476937 13000 13000
- -------------------------------------------------------------------------------------------------------------------------
ABITIBI-CONSOLIDATED COMMON 003924107 207777 17225 17225
- -------------------------------------------------------------------------------------------------------------------------
ABN AMRO HLDG N V ADR COMMON 000937102 4212737 186198 186198
- -------------------------------------------------------------------------------------------------------------------------
ACCEPTANCE INS COS INC COMMON 004308102 4396329 348224 347124
- -------------------------------------------------------------------------------------------------------------------------
ACE LIMITED COMMON G0070K103 18427153 1087950 1087950
- -------------------------------------------------------------------------------------------------------------------------
ACETO CORP COMMON 004446100 806849 74193 74193
- -------------------------------------------------------------------------------------------------------------------------
ACME ELEC CORP COMMON 004644100 568675 98900 98400
- -------------------------------------------------------------------------------------------------------------------------
ACX TECHNOLOGIES INC COMMON 005123104 4841191 509599 506999
- -------------------------------------------------------------------------------------------------------------------------
ADAC LABS COMMON 005313200 370913 37800 37800
- -------------------------------------------------------------------------------------------------------------------------
ADAMS RES & ENERGY INC COMMON 006351308 453250 51800 51800
- -------------------------------------------------------------------------------------------------------------------------
ADOBE SYS INC COMMON 00724F101 27240 240 240
- -------------------------------------------------------------------------------------------------------------------------
ADVANCED MARKETING SVCS COMMON 00753T105 1337075 67700 67700
- -------------------------------------------------------------------------------------------------------------------------
ADVANCED MICRO DEVICES I COMMON 007903107 2578 150 150
- -------------------------------------------------------------------------------------------------------------------------
ADVANTA CORP COMMON 007942204 57657 4907 4907
- -------------------------------------------------------------------------------------------------------------------------
ADVANTA CORP COMMON 007942105 9167228 626819 623519
- -------------------------------------------------------------------------------------------------------------------------
ADVEST GROUP INC COMMON 007566102 237250 13000 13000
- -------------------------------------------------------------------------------------------------------------------------
ADVO INC COMMON 007585102 7340988 368200 365800
- -------------------------------------------------------------------------------------------------------------------------
ADVOCAT INC COMMON 007586100 43900 43900 43900
- -------------------------------------------------------------------------------------------------------------------------
AEGON N V COMMON 007924103 12370 143 143
- -------------------------------------------------------------------------------------------------------------------------
AEROVOX INC COMMON 00808M105 2625 1000 1000
- -------------------------------------------------------------------------------------------------------------------------
AETNA INC. COMMON 008117103 3708588 75300 75300
- -------------------------------------------------------------------------------------------------------------------------
AFSC EQUITY FUND COMMON 0 BLA 10599423 559573 559573
- -------------------------------------------------------------------------------------------------------------------------
AFTERMARKET TECHNOLOGY C COMMON 008318107 138600 13200 13200
- -------------------------------------------------------------------------------------------------------------------------
AGCO CORP COMMON 001084102 6211400 477800 471000
- -------------------------------------------------------------------------------------------------------------------------
AIR PRODS & CHEMS INC COMMON 009158106 8872988 303350 303350
- -------------------------------------------------------------------------------------------------------------------------
AIRBORNE FREIGHT COMMON 009266107 1269744.68 60284 60284
- -------------------------------------------------------------------------------------------------------------------------
AIRGAS INC COMMON 009363102 1448323 124586 124586
- -------------------------------------------------------------------------------------------------------------------------
AKZO N V COMMON 010199305 3168203 74110 74110
- -------------------------------------------------------------------------------------------------------------------------
ALAMO GROUP INC COMMON 011311107 509675 55100 54600
- -------------------------------------------------------------------------------------------------------------------------
ALASKA AIR GROUP INC COMMON 011659109 797475 19600 19600
- -------------------------------------------------------------------------------------------------------------------------
ALBANY INTL CORP COMMON 012348108 231564 15310 15310
- -------------------------------------------------------------------------------------------------------------------------
ALBEMARLE CORP COMMON 012653101 3811676 189400 189300
- -------------------------------------------------------------------------------------------------------------------------
<CAPTION>
- ---------------------------------------------
Manager VSole VShared VNone
- ---------------------------------------------
<S> <C> <C> <C>
1 17115
- ---------------------------------------------
1 313600 1600
- ---------------------------------------------
1 13100
- ---------------------------------------------
1 9700
- ---------------------------------------------
1 51603
- -------------------------------------------
1 10000 0 3000
- ---------------------------------------------
1 0 0 17225
- ---------------------------------------------
1 155149 8500 22549
- ---------------------------------------------
1 341124 7100
- ---------------------------------------------
1 1023050 64900
- ---------------------------------------------
1 71388 2805
- ---------------------------------------------
1 96700 2200
- --------------------------------------------
1 495499 14100
- ---------------------------------------------
1 37800
- ---------------------------------------------
1 51000 800
- ---------------------------------------------
1 240
- ---------------------------------------------
1 63800 3900
- ---------------------------------------------
1 150
- ---------------------------------------------
1 4907
- ---------------------------------------------
1 615619 11200
- ---------------------------------------------
1 13000
- ---------------------------------------------
1 359900 8300
- ---------------------------------------------
1 43900
- ---------------------------------------------
1 143
- ---------------------------------------------
1 1000
- ---------------------------------------------
1 65120 0 10180
- ---------------------------------------------
1 0 0 559573
- ---------------------------------------------
1 13200
- ---------------------------------------------
1 477800
- ---------------------------------------------
1 303350
- ---------------------------------------------
1 48284 205 11795
- ---------------------------------------------
1 99136 395 25055
- ---------------------------------------------
1 67420 4240 2450
- ---------------------------------------------
1 51600 3500
- ---------------------------------------------
1 19600
- ---------------------------------------------
1 15310
- ---------------------------------------------
1 189400
- ---------------------------------------------
</TABLE>
Page1 of 43
<PAGE>
<TABLE>
<CAPTION>
Brandywine Asset Management, Inc. 13F Report
- -------------------------------------------------------------------------------------------------------------------------
Issuer Class CUSIP FMV Shares IDSole IDShared IDOther
- -------------------------------------------------------------------------------------------------------------------------
<C> <C> <C> <C> <C> <C> <C> <C>
- -------------------------------------------------------------------------------------------------------------------------
ALBERTSONS INC COMMON 013104104 17803 450 450
- -------------------------------------------------------------------------------------------------------------------------
ALCAN ALUMINIUM LTD COMMON 013716105 26087084 834785 834785
- -------------------------------------------------------------------------------------------------------------------------
ALCATEL ALSTHOM COMMON 013904305 3871403 139510 139510
- -------------------------------------------------------------------------------------------------------------------------
ALCOA INC COMMON 013817101 99300 1600 1600
- -------------------------------------------------------------------------------------------------------------------------
ALFA CORP COMMON 015385107 166953 10274 10274
- -------------------------------------------------------------------------------------------------------------------------
ALIGN-RITE INTL INC COMMON 016251100 1397769 74300 74300
- -------------------------------------------------------------------------------------------------------------------------
ALLEGHENY ENERGY INC COMMON 017361106 1728581 54230 54230
- -------------------------------------------------------------------------------------------------------------------------
ALLEGHENY TELEDYNE INC COMMON 017415100 3375 200 200
- -------------------------------------------------------------------------------------------------------------------------
ALLIANCE BANCORP NEW ENG COMMON 01852Q109 73913 7300 7300
- -------------------------------------------------------------------------------------------------------------------------
ALLIANT TECHSYSTEMS INC COMMON 018804104 2824484 40750 40750
- -------------------------------------------------------------------------------------------------------------------------
ALLIED PRODS CORP DEL COMMON 019411107 110800 27700 27700
- -------------------------------------------------------------------------------------------------------------------------
ALLIED RESH CORP COMMON 019483106 550376 103600 103000
- -------------------------------------------------------------------------------------------------------------------------
ALLIED ZURICH PLC ADR COMMON 01959Q101 3630181 153691 153691
- -------------------------------------------------------------------------------------------------------------------------
ALLIEDSIGNAL INC COMMON 019512102 35963 600 600
- -------------------------------------------------------------------------------------------------------------------------
ALLSTAR SYS INC COMMON 019892108 59875 47900 47900
- -------------------------------------------------------------------------------------------------------------------------
ALLSTATE CORP COMMON 020002101 21453187 860277 860277
- -------------------------------------------------------------------------------------------------------------------------
ALLTRISTA CORP COMMON 020040101 3009600 115200 114600
- -------------------------------------------------------------------------------------------------------------------------
ALPHANET SOLUTIONS INC COMMON 020787107 97094 23900 23900
- -------------------------------------------------------------------------------------------------------------------------
ALPINE GROUP INC COMMON 020825105 159131 12300 12300
- -------------------------------------------------------------------------------------------------------------------------
ALTERNATIVE RESOURCES CO COMMON 02145R102 1129837 217800 217100
- -------------------------------------------------------------------------------------------------------------------------
ALTERRA HEALTHCARE CORP COMMON 02146C104 927438 104500 103400
- -------------------------------------------------------------------------------------------------------------------------
AMADA LTD ADR COMMON 022631204 251469 9010 9010
- -------------------------------------------------------------------------------------------------------------------------
AMBAC INC COMMON 023139108 24758744 522611 522611
- -------------------------------------------------------------------------------------------------------------------------
AMCAST INDL CORP COMMON 023395106 2148638 161400 160400
- -------------------------------------------------------------------------------------------------------------------------
AMCOR LTD COMMON 02341R302 304142 15955 15955
- -------------------------------------------------------------------------------------------------------------------------
AMERADA HESS CORP COMMON 023551104 6125 100 100
- -------------------------------------------------------------------------------------------------------------------------
AMERCO COMMON 023586100 7292007 255300 254200
- -------------------------------------------------------------------------------------------------------------------------
AMEREN CORP COMMON 023608102 5672 150 150
- -------------------------------------------------------------------------------------------------------------------------
AMERICA WEST HLDG CORP COMMON 023657208 15019494 867552 858652
- -------------------------------------------------------------------------------------------------------------------------
AMERICAN ANNUITY GROUP I COMMON 023840101 2004897 92712 92712
- -------------------------------------------------------------------------------------------------------------------------
AMERICAN BILTRITE INC COMMON 024591109 569250 34500 34500
- -------------------------------------------------------------------------------------------------------------------------
AMERICAN BK CONN WATERBU COMMON 024327108 423163 19400 19400
- -------------------------------------------------------------------------------------------------------------------------
AMERICAN BUSINESS FINL S COMMON 02476B106 73200 6100 6100
- -------------------------------------------------------------------------------------------------------------------------
AMERICAN BUSINESS PRODS COMMON 024763104 571032 36256 36256
- -------------------------------------------------------------------------------------------------------------------------
AMERICAN COIN MERCHANDIS COMMON 02516B108 95700 26400 26400
- -------------------------------------------------------------------------------------------------------------------------
AMERICAN DENTAL TECHNOLO COMMON 025352204 355875 156000 155100
- -------------------------------------------------------------------------------------------------------------------------
AMERICAN ELEC PWR INC COMMON 025537101 6825 200 200
- -------------------------------------------------------------------------------------------------------------------------
<CAPTION>
- ---------------------------------------------------
Manager VSole VShared VNone
- ---------------------------------------------------
<S> <C> <C> <C>
- ---------------------------------------------------
1 450
- ---------------------------------------------------
1 723635 0 111150
- ---------------------------------------------------
1 118930 7800 12780
- ---------------------------------------------------
1 1600
- ---------------------------------------------------
1 10274
- ---------------------------------------------------
1 72200 2100
- ---------------------------------------------------
1 47830 0 6400
- ---------------------------------------------------
1 200
- ---------------------------------------------------
1 7300
- ---------------------------------------------------
1 37950 2800
- ---------------------------------------------------
1 22100 5600
- ---------------------------------------------------
1 101600 2000
- ---------------------------------------------------
1 133987 7685 12019
- ---------------------------------------------------
1 600
- ---------------------------------------------------
1 47900
- ---------------------------------------------------
1 755482 0 104795
- ---------------------------------------------------
1 113400 1800
- ---------------------------------------------------
1 23900
- ---------------------------------------------------
1 12300
- ---------------------------------------------------
1 211600 6200
- ---------------------------------------------------
1 104500
- ---------------------------------------------------
1 0 0 9010
- ---------------------------------------------------
1 445736 0 76875
- ---------------------------------------------------
1 156800 4600
- ---------------------------------------------------
1 0 0 15955
- ---------------------------------------------------
1 100
- ---------------------------------------------------
1 253500 1800
- ---------------------------------------------------
1 150
- ---------------------------------------------------
1 847752 19800
- ---------------------------------------------------
1 81712 11000
- ---------------------------------------------------
1 32900 1600
- ---------------------------------------------------
1 19400
- ---------------------------------------------------
1 6100
- ---------------------------------------------------
1 36256
- --------------------------------------------------
1 26400
- ---------------------------------------------------
1 152900 3100
- ---------------------------------------------------
1 200
- ---------------------------------------------------
</TABLE>
Page2 of 43
<PAGE>
<TABLE>
<CAPTION>
Brandywine Asset Management, Inc. 13F Report
- -------------------------------------------------------------------------------------------------------------------------
Issuer Class CUSIP FMV Shares IDSole IDShared IDOther
- -------------------------------------------------------------------------------------------------------------------------
<C> <C> <C> <C> <C> <C> <C> <C>
- --------------------------------------------------------------------------------------------------------------------
AMERICAN EXPRESS CO COMMON 025816109 67500 500 500
- --------------------------------------------------------------------------------------------------------------------
AMERICAN GENERAL CORP COMMON 026351106 6801026 107525 107525
- --------------------------------------------------------------------------------------------------------------------
AMERICAN HOMESTAR CORP COMMON 026651109 1403525 362200 360400
- --------------------------------------------------------------------------------------------------------------------
AMERICAN PHYSICIANS SVC COMMON 028882108 169650 37700 37700
- --------------------------------------------------------------------------------------------------------------------
AMERICAN PRECISION IND D COMMON 029069101 413075 40300 40300
- --------------------------------------------------------------------------------------------------------------------
AMERICAN VANGUARD CORP COMMON 030371108 167500 33500 33500
- --------------------------------------------------------------------------------------------------------------------
AMERICAN WOODMARK CORP COMMON 030506109 91375 3400 3400
- --------------------------------------------------------------------------------------------------------------------
AMERIPATH INC COMMON 03071D109 2981501 356000 353700
- --------------------------------------------------------------------------------------------------------------------
AMERISTAR CASINOS INC COMMON 03070Q101 51256 13900 13900
- --------------------------------------------------------------------------------------------------------------------
AMERITECH CORP NEW COMMON 030954101 269670 4040 4040
- --------------------------------------------------------------------------------------------------------------------
AMERON INTL INC COMMON 030710107 3900506 83100 83100
- --------------------------------------------------------------------------------------------------------------------
AMERUS LIFE HLDGS INC COMMON 030732101 10687145 504408 502708
- --------------------------------------------------------------------------------------------------------------------
AMES DEPT STORES INC COMMON 030789507 258188 8100 8100
- --------------------------------------------------------------------------------------------------------------------
AMETEK INC NEW COMMON 031100100 2080313 105000 105000
- --------------------------------------------------------------------------------------------------------------------
AMGEN INC COMMON 031162100 1011415 12410 12410
- --------------------------------------------------------------------------------------------------------------------
AMISTAR CORP COMMON 031535107 23238 14300 14300
- --------------------------------------------------------------------------------------------------------------------
AMOY PPTYS LTD COMMON 031892102 1863824 392384 392384
- --------------------------------------------------------------------------------------------------------------------
AMPCO-PITTSBURGH CORP COMMON 032037103 2766150 204900 204400
- --------------------------------------------------------------------------------------------------------------------
AMPLICON INC COMMON 032101107 1349513 111300 111300
- --------------------------------------------------------------------------------------------------------------------
AMR CORP COMMON 001765106 22179020 406954 406954
- --------------------------------------------------------------------------------------------------------------------
AMREP CORP NEW COMMON 032159105 691150 120200 119300
- --------------------------------------------------------------------------------------------------------------------
AMRESCO INC COMMON 031909104 2928900 976300 970600
- --------------------------------------------------------------------------------------------------------------------
AMSOUTH BANCORPORATION COMMON 032165102 5273 225 225
- --------------------------------------------------------------------------------------------------------------------
AMTRAN INC COMMON 03234G106 1550625 82700 81700
- --------------------------------------------------------------------------------------------------------------------
AMWEST INS GROUP INC DEL COMMON 032345100 580273 60288 59788
- --------------------------------------------------------------------------------------------------------------------
ANALYSTS INTL CORP COMMON 032681108 283238 27300 27300
- --------------------------------------------------------------------------------------------------------------------
ANCHOR GAMING COMMON 033037102 7254754.5 121928 120828
- --------------------------------------------------------------------------------------------------------------------
ANDERSONS INC COMMON 034164103 1414000 161600 160900
- --------------------------------------------------------------------------------------------------------------------
ANDOVER BANCORP INC DEL COMMON 034258103 496031 16500 16500
- --------------------------------------------------------------------------------------------------------------------
ANDREW CORP COMMON 034425108 17304016 995912 995912
- --------------------------------------------------------------------------------------------------------------------
ANSYS INC COMMON 03662Q105 755438 76500 76500
- --------------------------------------------------------------------------------------------------------------------
AON CORP COMMON 037389103 8869 300 300
- --------------------------------------------------------------------------------------------------------------------
APACHE CORP COMMON 037411105 1187656 27500 27500
- --------------------------------------------------------------------------------------------------------------------
APASCO S A DE C V ADR COMMON 037488103 210787 7665 7665
- --------------------------------------------------------------------------------------------------------------------
APOGEE ENTERPRISES INC COMMON 037598109 2003204 284900 282100
- --------------------------------------------------------------------------------------------------------------------
APPLE COMPUTER INC COMMON 037833100 9497 150 150
- --------------------------------------------------------------------------------------------------------------------
APPLEBEES INTL INC COMMON 037899101 1596938.61 47404 47404
- --------------------------------------------------------------------------------------------------------------------
<CAPTION>
- ---------------------------------------------------
Manager VSole VShared VNone
- ---------------------------------------------------
<S> <C> <C> <C>
- ------------------------------------------------
1 500
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1 38466 190 8748
- ------------------------------------------------
</TABLE>
Page3 of 43
<PAGE>
<TABLE>
<CAPTION>
Brandywine Asset Management, Inc. 13F Report
- -------------------------------------------------------------------------------------------------------------------------
Issuer Class CUSIP FMV Shares IDSole IDShared IDOther
- -------------------------------------------------------------------------------------------------------------------------
<C> <C> <C> <C> <C> <C> <C> <C>
- -------------------------------------------------------------------------------------------------------------------------
APPLIED INDL TECHNOLOGIE COMMON 03820C105 2119572 117754 115754
- -------------------------------------------------------------------------------------------------------------------------
APPLIED SIGNAL TECHNOLOG COMMON 038237103 1289925 132300 131500
- -------------------------------------------------------------------------------------------------------------------------
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- -------------------------------------------------------------------------------------------------------------------------
ARACRUZ CELULOSE S A COMMON 038496204 4991004 239090 239090
- -------------------------------------------------------------------------------------------------------------------------
ARCADIA FINL LTD COMMON 039101100 3288282 762500 758700
- -------------------------------------------------------------------------------------------------------------------------
ARCADIS NV ORD SHS COMMON N0605M105 207419 25927 25927
- -------------------------------------------------------------------------------------------------------------------------
ARCH CHEMICALS INC COMMON 03937R102 242813 15000 15000
- -------------------------------------------------------------------------------------------------------------------------
ARCHER-DANIELS COMMON 039483102 14855225 1225173 1225173
- -------------------------------------------------------------------------------------------------------------------------
ARCTIC CAT INC COMMON 039670104 5977519 625100 622200
- -------------------------------------------------------------------------------------------------------------------------
ARGONAUT GROUP COMMON 040157109 1722631.88 68562 68562
- -------------------------------------------------------------------------------------------------------------------------
ARK RESTAURANTS CORP COMMON 040712101 748525 75800 75800
- -------------------------------------------------------------------------------------------------------------------------
ARKANSAS BEST CORP DEL COMMON 040790107 4763138 384900 382700
- -------------------------------------------------------------------------------------------------------------------------
ARMCO INC COMMON 042170100 17138800 2448400 2435600
- -------------------------------------------------------------------------------------------------------------------------
ARMSTRONG WORLD INDS INC COMMON 042476101 22868694 508900 508900
- -------------------------------------------------------------------------------------------------------------------------
ARNOLD INDS INC COMMON 042595108 6244704 494630 490330
- -------------------------------------------------------------------------------------------------------------------------
ARVIN INDS INC COM COMMON 043339100 15378234.6 497074 494574
- -------------------------------------------------------------------------------------------------------------------------
ASIA PULP & PAPER LTD WARRANT 04516V209 52782 64963 64963
- -------------------------------------------------------------------------------------------------------------------------
ASIA PULP & PAPER LTD COMMON 04516V100 2792124 475255 475255
- -------------------------------------------------------------------------------------------------------------------------
ASSOCIATES FIRST CAP COR COMMON 046008108 51264 1424 1424
- -------------------------------------------------------------------------------------------------------------------------
ASTRA AB COMMON 046298105 395600 18400 18400
- -------------------------------------------------------------------------------------------------------------------------
ASTRA ZENECA PLC ADR COMMON 046353108 7074213 167437 167437
- -------------------------------------------------------------------------------------------------------------------------
ASTRONICS CORP COMMON 046433108 119060 14007 14007
- -------------------------------------------------------------------------------------------------------------------------
AT&T CORP COMMON 001957109 657720 15120 15120
- -------------------------------------------------------------------------------------------------------------------------
ATCHISON CASTING CORP COMMON 046613105 1571062 171000 169900
- -------------------------------------------------------------------------------------------------------------------------
ATG INC COMMON 00206P106 30000 6000 6000
- -------------------------------------------------------------------------------------------------------------------------
ATLANTIC AMERN CORP COMMON 048209100 237300 79100 78400
- -------------------------------------------------------------------------------------------------------------------------
ATLANTIC RICHFIELD CO COMMON 048825103 44923090 506889 506889
- -------------------------------------------------------------------------------------------------------------------------
ATLANTIS PLASTICS INC COMMON 049156102 662850 49100 49100
- -------------------------------------------------------------------------------------------------------------------------
AUTOCAM CORP COMMON 052907102 1368512 81097 81097
- -------------------------------------------------------------------------------------------------------------------------
AUTODESK INC COMMON 052769106 179375 8200 8200
- -------------------------------------------------------------------------------------------------------------------------
AUTOLOGIC INFORMATION IN COMMON 052803103 55200 19200 19200
- -------------------------------------------------------------------------------------------------------------------------
AUTOZONE INC COMMON 053332102 4209 150 150
- -------------------------------------------------------------------------------------------------------------------------
AVANT CORP COMMON 053487104 10390452 582302 579502
- -------------------------------------------------------------------------------------------------------------------------
AVIALL INC NEW COMMON 05366B102 1015775 99100 99100
- -------------------------------------------------------------------------------------------------------------------------
AVIS RENT A CAR INC COMMON 053790101 7798921 373601 372101
- -------------------------------------------------------------------------------------------------------------------------
AVISTA CORP COMMON 05379B107 525119 29900 29900
- -------------------------------------------------------------------------------------------------------------------------
AXA FINL INC COMMON 002451102 13953 250 250
- -------------------------------------------------------------------------------------------------------------------------
<CAPTION>
- ---------------------------------------------------
Manager VSole VShared VNone
- ---------------------------------------------------
<S> <C> <C> <C>
- ------------------------------------------------
1 117754
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1 128700 3600
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- ------------------------------------------------
</TABLE>
Page 4 of 43
<PAGE>
<TABLE>
<CAPTION>
Brandywine Asset Management, Inc. 13F Report
- -------------------------------------------------------------------------------------------------------------------------
Issuer Class CUSIP FMV Shares IDSole IDShared IDOther
- -------------------------------------------------------------------------------------------------------------------------
<C> <C> <C> <C> <C> <C> <C> <C>
- -------------------------------------------------------------------------------------------------------------------------
AXSYS TECHNOLOGIES INC COMMON 054615109 586300 57200 57200
- -------------------------------------------------------------------------------------------------------------------------
AZTEC MFG CO COMMON 054825104 1101157 105500 105000
- -------------------------------------------------------------------------------------------------------------------------
BAA PLC SPONSORED ADR COMMON 05518L206 389569 39450 39450
- -------------------------------------------------------------------------------------------------------------------------
BAAN CO N V ORD COMMON N08044104 3090675 213150 213150
- -------------------------------------------------------------------------------------------------------------------------
BACOU USA INC COMMON 056439102 2167706 129900 128400
- -------------------------------------------------------------------------------------------------------------------------
BADGER PAPER MLS INC COMMON 056543101 41850 6200 6200
- -------------------------------------------------------------------------------------------------------------------------
BAIRNCO CORP COMMON 057097107 1240400 177200 176200
- -------------------------------------------------------------------------------------------------------------------------
BAKER HUGHES INC COMMON 057224107 39150 1350 1350
- -------------------------------------------------------------------------------------------------------------------------
BALCHEM CORP COMMON 057665200 448263 76300 75800
- -------------------------------------------------------------------------------------------------------------------------
BALDWIN TECHNOLOGY INC COMMON 058264102 904638 380900 379200
- -------------------------------------------------------------------------------------------------------------------------
BALLANTYNE OMAHA INC COMMON 058516105 46125 8200 8200
- -------------------------------------------------------------------------------------------------------------------------
BALTEK CORP COMMON 058822107 174375 22500 22500
- -------------------------------------------------------------------------------------------------------------------------
BANCINSURANCE CORP COMMON 05945K102 102152 19005 19005
- -------------------------------------------------------------------------------------------------------------------------
BANCWEST CORP NEW COM COMMON 059790105 2207485.38 54338 54338
- -------------------------------------------------------------------------------------------------------------------------
BANDAG INC COMMON 059815100 2565728 80179 78779
- -------------------------------------------------------------------------------------------------------------------------
BANDAG INC COMMON 059815308 1814137 71847 71847
- -------------------------------------------------------------------------------------------------------------------------
BANGOR HYDRO ELEC CO COMMON 060077104 1823729 110527 110527
- -------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA COMMON 060505104 34152822 613294 613294
- -------------------------------------------------------------------------------------------------------------------------
BANK OF THE OZARKS INC COMMON 063904106 109688 6500 6500
- -------------------------------------------------------------------------------------------------------------------------
BANK ONE CORP COMMON 06423A103 22887069 657439 657439
- -------------------------------------------------------------------------------------------------------------------------
BANK TOKYO MITSUBISHI COMMON 065379109 6960909 454590 454590
- -------------------------------------------------------------------------------------------------------------------------
BANK UTD CORP COMMON 065412108 433825 13400 13400
- -------------------------------------------------------------------------------------------------------------------------
BANKATLANTIC BANCORP COMMON 065908501 3627000 652045 647417
- -------------------------------------------------------------------------------------------------------------------------
BANKBOSTON CORP. COMMON 06605R106 4922362 113484 113484
- -------------------------------------------------------------------------------------------------------------------------
BANKNORTH GROUP INC DEL COMMON 06646L100 195024 6528 6528
- -------------------------------------------------------------------------------------------------------------------------
BARD C R INC COMMON 067383109 781238 16600 16600
- -------------------------------------------------------------------------------------------------------------------------
BARNES GROUP INC COMMON 067806109 8077163 402600 400200
- -------------------------------------------------------------------------------------------------------------------------
BARNETT INC COMMON 068062108 2553207 277900 276100
- -------------------------------------------------------------------------------------------------------------------------
BARRY R G CORP OHIO COMMON 068798107 888125 145000 144600
- -------------------------------------------------------------------------------------------------------------------------
BAYER AG SPONS ADR COMMON 072730302 3441158 86570 86570
- -------------------------------------------------------------------------------------------------------------------------
BAYOU STL CORP LA PLACE COMMON 073051104 968625 287000 285800
- -------------------------------------------------------------------------------------------------------------------------
BCE INC COMMON 05534B109 65717333 1319293 1319293
- -------------------------------------------------------------------------------------------------------------------------
BCT INTL INC COMMON 055355101 128138 61200 61200
- -------------------------------------------------------------------------------------------------------------------------
BEAR STEARNS COS INC COMMON 073902108 4036 105 105
- -------------------------------------------------------------------------------------------------------------------------
BEAZER HOMES USA INC COMMON 07556Q105 2851590 153621 153121
- -------------------------------------------------------------------------------------------------------------------------
BECKMAN COULTER INC C COMMON 075811109 2007839 44495 44495
- -------------------------------------------------------------------------------------------------------------------------
BEL FUSE INC COMMON 077347201 486450 14100 14100
- -------------------------------------------------------------------------------------------------------------------------
<CAPTION>
- ---------------------------------------------------
Manager VSole VShared VNone
- ---------------------------------------------------
<S> <C> <C> <C>
- -----------------------------------------------
1 55300 1900
- -----------------------------------------------
1 103100 2400
- -----------------------------------------------
1 0 0 39450
- -----------------------------------------------
1 163565 6555 43030
- -----------------------------------------------
1 127700 2200
- -----------------------------------------------
1 6200
- -----------------------------------------------
1 172400 4800
- -----------------------------------------------
1 1350
- -----------------------------------------------
1 75300 1000
- -----------------------------------------------
1 369400 11500
- -----------------------------------------------
1 8200
- -----------------------------------------------
1 22300 200
- -----------------------------------------------
1 19005
- -----------------------------------------------
1 45393 205 8740
- -----------------------------------------------
1 75579 4600
- -----------------------------------------------
1 71847
- -----------------------------------------------
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- -----------------------------------------------
1 562135 0 51159
- -----------------------------------------------
1 6500
- -----------------------------------------------
1 625727 0 31712
- -----------------------------------------------
1 378785 19275 56530
- -----------------------------------------------
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- -----------------------------------------------
1 632697 19348
- -----------------------------------------------
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- -----------------------------------------------
1 6528
- -----------------------------------------------
1 16600
- -----------------------------------------------
1 392700 9900
- -----------------------------------------------
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- -----------------------------------------------
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- -----------------------------------------------
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- -----------------------------------------------
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1 1193973 0 125320
- -----------------------------------------------
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- -----------------------------------------------
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- -----------------------------------------------
1 150921 2700
- -----------------------------------------------
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- -----------------------------------------------
1 14100
- -----------------------------------------------
</TABLE>
Page 5 of 43
<PAGE>
<TABLE>
<CAPTION>
Brandywine Asset Management, Inc. 13F Report
- -------------------------------------------------------------------------------------------------------------------------
Issuer Class CUSIP FMV Shares IDSole IDShared IDOther
- -------------------------------------------------------------------------------------------------------------------------
<C> <C> <C> <C> <C> <C> <C> <C>
- -------------------------------------------------------------------------------------------------------------------------
BEL FUSE INC COMMON 077347300 739406 24750 24750
- -------------------------------------------------------------------------------------------------------------------------
BELCO OIL & GAS CORP COMMON 077410108 20925 3100 3100
- -------------------------------------------------------------------------------------------------------------------------
BELDEN INC COMMON 077459105 446900 21800 21800
- -------------------------------------------------------------------------------------------------------------------------
BELL ATLANTIC CORP COMMON 077853109 29798068 442683 442683
- -------------------------------------------------------------------------------------------------------------------------
BELL MICROPRODUCTS INC COMMON 078137106 1294025 152800 151900
- -------------------------------------------------------------------------------------------------------------------------
BELLSOUTH CORP COMMON 079860102 108000 2400 2400
- -------------------------------------------------------------------------------------------------------------------------
BEN FRANKLIN RETAIL STOR COMMON 081499105 47 4660 4660
- -------------------------------------------------------------------------------------------------------------------------
BENIHANA INC COMMON 082047200 149013 9100 9100
- -------------------------------------------------------------------------------------------------------------------------
BESTFOODS COMMON 08658U101 14569 300 300
- -------------------------------------------------------------------------------------------------------------------------
BEVERLY ENTERPRISES I COMMON 087851309 9358513 2202003 2189803
- -------------------------------------------------------------------------------------------------------------------------
BG PLC ADR FINAL INST COMMON 055434104 435387 15210 15210
- -------------------------------------------------------------------------------------------------------------------------
BHA GROUP HLDGS INC COMMON 055446108 36813 3800 3800
- -------------------------------------------------------------------------------------------------------------------------
BIG DOG HLDGS INC COMMON 089128102 15019 2700 2700
- -------------------------------------------------------------------------------------------------------------------------
BILLING CONCEPTS CORP COMMON 090063108 426500 85300 85300
- -------------------------------------------------------------------------------------------------------------------------
BILLITON COMMON 090171109 4789356 1162465 1162465
- -------------------------------------------------------------------------------------------------------------------------
BIO RAD LABS COMMON 090572207 3953372.01 144415 144415
- -------------------------------------------------------------------------------------------------------------------------
BIOSOURCE INTL INC COMMON 09066H104 101969 25100 24400
- -------------------------------------------------------------------------------------------------------------------------
BLACK & DECKER CORP COMMON 091797100 4569 100 100
- -------------------------------------------------------------------------------------------------------------------------
BLACK HAWK GAMING & DEV COMMON 092067107 264000 48000 48000
- -------------------------------------------------------------------------------------------------------------------------
BLIMPIE INTL INC COMMON 093538106 147400 73700 72700
- -------------------------------------------------------------------------------------------------------------------------
BLOCK DRUG INC COMMON 093644102 1749550.93 48683 48683
- -------------------------------------------------------------------------------------------------------------------------
BLOCK H & R INC COMMON 093671105 531675 12240 12240
- -------------------------------------------------------------------------------------------------------------------------
BLONDER TONGUE LABS INC COMMON 093698108 1212000 151500 150800
- -------------------------------------------------------------------------------------------------------------------------
BLOUNT INTL INC NEW COMMON 095180105 13082 969 969
- -------------------------------------------------------------------------------------------------------------------------
BLUEGREEN CORP COMMON 096231105 2278100 479600 476800
- -------------------------------------------------------------------------------------------------------------------------
BNC MTG INC COMMON 05561Y105 33000 4800 4800
- -------------------------------------------------------------------------------------------------------------------------
BOC GROUP PLC ADR COMMON 055617609 882367 21198 21198
- -------------------------------------------------------------------------------------------------------------------------
BOEING CO COMMON 097023105 20460 480 480
- -------------------------------------------------------------------------------------------------------------------------
BOISE CASCADE OFFICE PRO COMMON 097403109 7148388 657323 657323
- -------------------------------------------------------------------------------------------------------------------------
BON-TON STORES INC COMMON 09776J101 1334691 336300 334800
- -------------------------------------------------------------------------------------------------------------------------
BORG-WARNER AUTOMOTIVE COMMON 099724106 726700 16900 16900
- -------------------------------------------------------------------------------------------------------------------------
BOSTON ACOUSTICS INC COMMON 100534106 1527625 101000 100400
- -------------------------------------------------------------------------------------------------------------------------
BOUNDLESS CORP COMMON 101706208 173875 42800 42800
- -------------------------------------------------------------------------------------------------------------------------
BOWATER INC COMMON 102183100 30639000 583600 583600
- -------------------------------------------------------------------------------------------------------------------------
BOWNE & CO INC COMMON 103043105 939494 77484 77484
- -------------------------------------------------------------------------------------------------------------------------
BOYD BROS TRANSPORTATION COMMON 103255105 462000 52800 52800
- -------------------------------------------------------------------------------------------------------------------------
BOYD GAMING CORP COMMON 103304101 6114342 1019057 1012057
- -------------------------------------------------------------------------------------------------------------------------
<CAPTION>
- ---------------------------------------------------
Manager VSole VShared VNone
- ---------------------------------------------------
<S> <C> <C> <C>
- ---------------------------------------------------
1 24750
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1 3100
- ---------------------------------------------------
1 21800
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1 421151 0 21532
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1 149300 3500
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- ---------------------------------------------------
1 4660
- ---------------------------------------------------
1 8100 1000
- ---------------------------------------------------
1 300
- ---------------------------------------------------
1 2128100 0 73903
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- ---------------------------------------------------
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- ---------------------------------------------------
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</TABLE>
Page 6 of 43
<PAGE>
<TABLE>
<CAPTION>
Brandywine Asset Management, Inc. 13F Report
- -------------------------------------------------------------------------------------------------------------------------
Issuer Class CUSIP FMV Shares IDSole IDShared IDOther
- -------------------------------------------------------------------------------------------------------------------------
<C> <C> <C> <C> <C> <C> <C> <C>
- -------------------------------------------------------------------------------------------------------------------------
BP AMOCO ADS COMMON 055622104 9996839 121874 121874
- -------------------------------------------------------------------------------------------------------------------------
BRISTOL MYERS SQUIBB CO COMMON 110122108 29004750 429700 429700
- -------------------------------------------------------------------------------------------------------------------------
BRITISH AIRWAYS PLC COMMON 110419306 638944 11185 11185
- -------------------------------------------------------------------------------------------------------------------------
BROOKS AUTOMATION INC COMMON 11434A100 932927.05 53120 53120
- -------------------------------------------------------------------------------------------------------------------------
BROWN & SHARPE MFG CO COMMON 115223109 509201 214400 213300
- -------------------------------------------------------------------------------------------------------------------------
BROWN FORMAN CORP COMMON 115637209 3119 50 50
- -------------------------------------------------------------------------------------------------------------------------
BROWN SHOE INC NEW COMMON 115736100 999863 54600 54600
- -------------------------------------------------------------------------------------------------------------------------
BSB BANCORP COMMON 055652101 2764800 115200 115200
- -------------------------------------------------------------------------------------------------------------------------
BUCKEYE TECHNOLOGIES INC COMMON 118255108 10799276 688400 684200
- -------------------------------------------------------------------------------------------------------------------------
BUDGET GROUP INC COMMON 119003101 442819 62700 62700
- -------------------------------------------------------------------------------------------------------------------------
BUFFETS INC COMMON 119882108 527775 45400 45000
- -------------------------------------------------------------------------------------------------------------------------
BUILDING MATLS HLDG CORP COMMON 120113105 2476000 247600 246400
- -------------------------------------------------------------------------------------------------------------------------
BUILDING ONE SVCS CORP COMMON 120114103 36246 2974 2974
- -------------------------------------------------------------------------------------------------------------------------
BURLINGTON COAT FACTO COMMON 121579106 5676895.75 287437 287437
- -------------------------------------------------------------------------------------------------------------------------
BURLINGTON INDS INC COMMON 121693105 6144606 1365468 1356568
- -------------------------------------------------------------------------------------------------------------------------
BURLINGTON NORTHN SANTA COMMON 12189T104 12886500 468600 468600
- -------------------------------------------------------------------------------------------------------------------------
BURLINGTON RES INC COMMON 122014103 95734 2605 2605
- -------------------------------------------------------------------------------------------------------------------------
BURNS INTERNATIONAL S COMMON 122374101 1890329.26 117229 117229
- -------------------------------------------------------------------------------------------------------------------------
BUSINESS RESOURCE GROUP COMMON 12329K104 40875 10900 10900
- -------------------------------------------------------------------------------------------------------------------------
BUTLER INTL INC NEW COMMON 123649105 28875 3300 3300
- -------------------------------------------------------------------------------------------------------------------------
BUTLER MFG CO DEL COMMON 123655102 3735375 142300 141900
- -------------------------------------------------------------------------------------------------------------------------
BYL BANCORP COMMON 056064108 33375 3000 3000
- -------------------------------------------------------------------------------------------------------------------------
C D I CORP COMMON 125071100 8625288 315800 313800
- -------------------------------------------------------------------------------------------------------------------------
C P CLARE CORP COMMON 12615K107 116025 18200 18200
- -------------------------------------------------------------------------------------------------------------------------
C&D TECHNOLOGIES INC COMMON 124661109 250556 6900 6900
- -------------------------------------------------------------------------------------------------------------------------
CABLE DESIGN TECHNOLOGIE COMMON 126924109 6462782 283300 282200
- -------------------------------------------------------------------------------------------------------------------------
CABLETRON SYS INC COMMON 126920107 429838 27400 27400
- -------------------------------------------------------------------------------------------------------------------------
CACHE INC COMMON 127150308 116200 33200 32300
- -------------------------------------------------------------------------------------------------------------------------
CADMUS COMMUNICATIONS CO COMMON 127587103 1416213 127300 127300
- -------------------------------------------------------------------------------------------------------------------------
CAERE CORP COMMON 127646107 1074925 138700 137400
- -------------------------------------------------------------------------------------------------------------------------
CAGLES INC COMMON 127703106 590106 35900 35900
- -------------------------------------------------------------------------------------------------------------------------
CAL MAINE FOODS INC COMMON 128030202 99000 26400 26400
- -------------------------------------------------------------------------------------------------------------------------
CALLAWAY GOLF CO COMMON 131193104 1219 100 100
- -------------------------------------------------------------------------------------------------------------------------
CAMERON ASHLEY BUILDING COMMON 133290106 2031300 225700 224700
- -------------------------------------------------------------------------------------------------------------------------
CANADIAN PAC LTD NEW COMMON 135923100 139156 6100 6100
- -------------------------------------------------------------------------------------------------------------------------
CANNONDALE CORP COMMON 137798104 1593000 177000 175300
- -------------------------------------------------------------------------------------------------------------------------
CANON INC ADR COMMON 138006309 5272954 177990 177990
- -------------------------------------------------------------------------------------------------------------------------
<CAPTION>
- ---------------------------------------------------
Manager VSole VShared VNone
- ---------------------------------------------------
<S> <C> <C> <C>
- ---------------------------------------------------
1 113384 0 8490
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1 429700
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1 173000 4000
- ---------------------------------------------------
1 139460 7715 30815
- ---------------------------------------------------
</TABLE>
Page 7 of 43
<PAGE>
<TABLE>
<CAPTION>
Brandywine Asset Management, Inc. 13F Report
- -------------------------------------------------------------------------------------------------------------------------
Issuer Class CUSIP FMV Shares IDSole IDShared IDOther
- -------------------------------------------------------------------------------------------------------------------------
<C> <C> <C> <C> <C> <C> <C> <C>
- -------------------------------------------------------------------------------------------------------------------------
CAPITAL RE CORP COMMON 140432105 4311870 431187 424787
- -------------------------------------------------------------------------------------------------------------------------
CAPITAL SR LIVING CORP COMMON 140475104 1025475 135600 135600
- -------------------------------------------------------------------------------------------------------------------------
CARAUSTAR INDS INC COMMON 140909102 1445850 56700 56700
- -------------------------------------------------------------------------------------------------------------------------
CARBIDE/GRAPHITE GROUP I COMMON 140777103 1773300 205600 205200
- -------------------------------------------------------------------------------------------------------------------------
CAREMATRIX CORP COMMON 141706101 1523050 293600 291600
- -------------------------------------------------------------------------------------------------------------------------
CAROLINA PWR & LT CO COMMON 144141108 7075 200 200
- -------------------------------------------------------------------------------------------------------------------------
CARPENTER TECHNOLOGY COR COMMON 144285103 9377596 382759 381159
- -------------------------------------------------------------------------------------------------------------------------
CARRIAGE SVCS INC COMMON 143905107 100406 11900 11900
- -------------------------------------------------------------------------------------------------------------------------
CASCADE CORP COMMON 147195101 2612400 248800 248200
- -------------------------------------------------------------------------------------------------------------------------
CASE CORP COMMON 14743R103 8463144 169900 169900
- -------------------------------------------------------------------------------------------------------------------------
CASTLE A M & CO COMMON 148411101 183063 14500 14500
- -------------------------------------------------------------------------------------------------------------------------
CASTLE DENTAL CTRS INC COMMON 14844P105 300150 104400 104400
- -------------------------------------------------------------------------------------------------------------------------
CASTLE ENERGY CORP COMMON 148449309 251600 14800 14800
- -------------------------------------------------------------------------------------------------------------------------
CATALINA LTG INC COMMON 148865108 178613 43300 43300
- -------------------------------------------------------------------------------------------------------------------------
CATERPILLAR INC COMMON 149123101 4713442 85993 85993
- -------------------------------------------------------------------------------------------------------------------------
CATHERINES STORES CORP COMMON 14916F100 1021125 77800 77200
- -------------------------------------------------------------------------------------------------------------------------
CATO CORP NEW COMMON 149205106 2167619 153800 153800
- -------------------------------------------------------------------------------------------------------------------------
CAVALIER HOMES INC COMMON 149507105 1792200 358440 356140
- -------------------------------------------------------------------------------------------------------------------------
CBL MED INC COMMON 124831108 253 900 900
- -------------------------------------------------------------------------------------------------------------------------
CBRL GROUP INC COM COMMON 12489V106 18633036.5 1202129 1202129
- -------------------------------------------------------------------------------------------------------------------------
CCA INDS INC COMMON 124867102 201094 99000 99000
- -------------------------------------------------------------------------------------------------------------------------
CELLSTAR CORP COMMON 150925105 6228750 830500 824700
- -------------------------------------------------------------------------------------------------------------------------
CEM CORP COMMON 125165100 94325 15400 15400
- -------------------------------------------------------------------------------------------------------------------------
CENDANT CORP COMMON 151313103 23963 1350 1350
- -------------------------------------------------------------------------------------------------------------------------
CENTEX CONSTRUCTION PROD COMMON 15231R109 8894890 239593 237993
- -------------------------------------------------------------------------------------------------------------------------
CENTRAL & SOUTH WEST COR COMMON 152357109 11814156 559250 559250
- -------------------------------------------------------------------------------------------------------------------------
CENTRAL GARDEN & PET COMMON 153527106 3967288 520300 517200
- -------------------------------------------------------------------------------------------------------------------------
CENTRAL HUDSON GAS & ELE COMMON 153609102 393750 10000 10000
- -------------------------------------------------------------------------------------------------------------------------
CENTRAL VT PUB SVC CO COMMON 155771108 908144 68864 68864
- -------------------------------------------------------------------------------------------------------------------------
CENTRICA PLC COMMON 0183901 22645 11000 11000
- -------------------------------------------------------------------------------------------------------------------------
CENTRIS GROUP INC COMMON 155904105 376338 37400 37400
- -------------------------------------------------------------------------------------------------------------------------
CENTURY ALUM CO COM COMMON 156431108 2259289.5 210165 210165
- -------------------------------------------------------------------------------------------------------------------------
CENVILL DEV CORP NEW COMMON 156906109 4659 9300 9300
- -------------------------------------------------------------------------------------------------------------------------
CFC INTL INC COMMON 125252106 10888 1300 1300
- -------------------------------------------------------------------------------------------------------------------------
CFI PROSERVICES INC COMMON 12525N100 664147 67900 67900
- -------------------------------------------------------------------------------------------------------------------------
CHAMPION ENTERPRISES INC COMMON 158496109 5582700 620300 614900
- -------------------------------------------------------------------------------------------------------------------------
CHAMPION INTL CORP COMMON 158525105 12972188 252500 252500
- -------------------------------------------------------------------------------------------------------------------------
<CAPTION>
- ---------------------------------------------------
Manager VSole VShared VNone
- ---------------------------------------------------
<S> <C> <C> <C>
- ---------------------------------------------------
1 431187
- ---------------------------------------------------
1 128000 7600
- ---------------------------------------------------
1 53100 3600
- ---------------------------------------------------
1 201600 4000
- ---------------------------------------------------
1 286700 6900
- ---------------------------------------------------
1 200
- ---------------------------------------------------
1 373659 9100
- ---------------------------------------------------
1 11900
- ---------------------------------------------------
1 243600 5200
- ---------------------------------------------------
1 169900
- ---------------------------------------------------
1 14500
- ---------------------------------------------------
1 101900 2500
- ---------------------------------------------------
1 13800 1000
- ---------------------------------------------------
1 43300
- ---------------------------------------------------
1 70248 0 15745
- ---------------------------------------------------
1 76600 1200
- ---------------------------------------------------
1 153800
- ---------------------------------------------------
1 352300 6140
- ---------------------------------------------------
1 900
- ---------------------------------------------------
1 1030159 700 171270
- ---------------------------------------------------
1 95900 3100
- ---------------------------------------------------
1 805900 24600
- ---------------------------------------------------
1 14200 1200
- ---------------------------------------------------
1 1350
- ---------------------------------------------------
1 227493 12100
- ---------------------------------------------------
1 559250
- ---------------------------------------------------
1 506300 14000
- ---------------------------------------------------
1 10000
- ---------------------------------------------------
1 53319 235 15310
- ---------------------------------------------------
1 0 0 11000
- ---------------------------------------------------
1 37400
- ---------------------------------------------------
1 166690 875 42600
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1 1300
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1 65400 2500
- ---------------------------------------------------
1 611100 9200
- ---------------------------------------------------
1 252500
- ---------------------------------------------------
</TABLE>
Page 8 of 43
<PAGE>
<TABLE>
<CAPTION>
Brandywine Asset Management, Inc. 13F Report
- -------------------------------------------------------------------------------------------------------------------------
Issuer Class CUSIP FMV Shares IDSole IDShared IDOther
- -------------------------------------------------------------------------------------------------------------------------
<C> <C> <C> <C> <C> <C> <C> <C>
- -------------------------------------------------------------------------------------------------------------------------
CHANNELL COML CORP COMMON 159186105 1840726 181800 181300
- -------------------------------------------------------------------------------------------------------------------------
CHART INDS INC COMMON 16115Q100 448819 90900 90900
- -------------------------------------------------------------------------------------------------------------------------
CHARTWELL RE CORP COMMON 16139W109 3281644 227300 225400
- -------------------------------------------------------------------------------------------------------------------------
CHASE CORP COMMON 16150R104 1013 100 100
- -------------------------------------------------------------------------------------------------------------------------
CHASE INDS INC COMMON 161568100 2806359 327750 326000
- -------------------------------------------------------------------------------------------------------------------------
CHASE MANHATTAN CORPO COMMON 16161A108 18956226 251492 251492
- -------------------------------------------------------------------------------------------------------------------------
CHAUS BERNARD INC COMMON 162510200 1055651 392800 389800
- -------------------------------------------------------------------------------------------------------------------------
CHELSEA GCA RLTY INC COMMON 163262108 3573625 113000 113000
- -------------------------------------------------------------------------------------------------------------------------
CHEMFAB CORP COMMON 16361L102 377325 23400 23400
- -------------------------------------------------------------------------------------------------------------------------
CHEMFIRST INC COM COMMON 16361A106 2198923 80509 80509
- -------------------------------------------------------------------------------------------------------------------------
CHERRY CORP COMMON 164541401 1887438 149500 147000
- -------------------------------------------------------------------------------------------------------------------------
CHESAPEAKE CORP COMMON 165159104 874225 28900 28900
- -------------------------------------------------------------------------------------------------------------------------
CHESAPEAKE UTILS CORP COMMON 165303108 132825 7700 7700
- -------------------------------------------------------------------------------------------------------------------------
CHICAGO RIVET & MACH CO COMMON 168088102 158775 7300 7300
- -------------------------------------------------------------------------------------------------------------------------
CHILDRENS COMPREHENSIVE COMMON 16875K202 756900 104400 103600
- -------------------------------------------------------------------------------------------------------------------------
CHOCK FULL O NUTS CORP COMMON 170268106 398026 36600 34500
- -------------------------------------------------------------------------------------------------------------------------
CHROMCRAFT REVINGTON INC COMMON 171117104 2706250 216500 215300
- -------------------------------------------------------------------------------------------------------------------------
CHS ELECTRONICS INC COMMON 12542A206 1524613 1060600 1054000
- -------------------------------------------------------------------------------------------------------------------------
CHUBB CORP COMMON 171232101 12731195 256548 256548
- -------------------------------------------------------------------------------------------------------------------------
CIGNA CORP COMMON 125509109 4594937 59098 59098
- -------------------------------------------------------------------------------------------------------------------------
CINCINNATI FINL CORP COMMON 172062101 7506 200 200
- -------------------------------------------------------------------------------------------------------------------------
CINERGY CORP COMMON 172474108 107588 3800 3800
- -------------------------------------------------------------------------------------------------------------------------
CIRCLE INTL GROUP INC COMMON 172574105 887253 43413 42213
- -------------------------------------------------------------------------------------------------------------------------
CIT GROUP INC CL A COMMON 125577106 25263900 1228638 1228638
- -------------------------------------------------------------------------------------------------------------------------
CITATION CORP COMMON 172895104 2007700 118100 118100
- -------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC COMMON 172967101 217800 4950 4950
- -------------------------------------------------------------------------------------------------------------------------
CK WITCO CORP COMMON 12562C108 560788 37700 37700
- -------------------------------------------------------------------------------------------------------------------------
CKE RESTAURANTS INC COMMON 12561E105 4953925 683300 680800
- -------------------------------------------------------------------------------------------------------------------------
CLARCOR INC COMMON 179895107 160543 9549 9549
- -------------------------------------------------------------------------------------------------------------------------
CLAYTON HOMES INC COMMON 184190106 261494 30100 30100
- -------------------------------------------------------------------------------------------------------------------------
CLECO CORP NEW COMMON 12561W105 4764744 146890 146890
- -------------------------------------------------------------------------------------------------------------------------
CLEVELAND CLIFFS INC COMMON 185896107 10364224.5 332987 331987
- -------------------------------------------------------------------------------------------------------------------------
CMP GROUP INC COM COMMON 125887109 5502624.75 208630 208630
- -------------------------------------------------------------------------------------------------------------------------
CMS ENERGY CORP COMMON 125896100 3394 100 100
- -------------------------------------------------------------------------------------------------------------------------
CNF TRANSN INC COM COMMON 12612W104 24033439 645191 645191
- -------------------------------------------------------------------------------------------------------------------------
COACHMEN INDUSTRIES COMMON 189873102 3032885 195670 194270
- -------------------------------------------------------------------------------------------------------------------------
COAST DENTAL SVCS INC COMMON 19034H102 469625 144500 143600
- -------------------------------------------------------------------------------------------------------------------------
<CAPTION>
- ---------------------------------------------------
Manager VSole VShared VNone
- ---------------------------------------------------
<S> <C> <C> <C>
- ---------------------------------------------------
1 177700 4100
- ---------------------------------------------------
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- ---------------------------------------------------
1 222800 4500
- ---------------------------------------------------
1 100
- ---------------------------------------------------
1 321050 6700
- ---------------------------------------------------
1 238392 0 13100
- ---------------------------------------------------
1 382400 10400
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1 113000
- ---------------------------------------------------
1 23400
- ---------------------------------------------------
1 69104 250 11155
- ---------------------------------------------------
1 143100 6400
- ---------------------------------------------------
1 28900
- ---------------------------------------------------
1 7700
- ---------------------------------------------------
1 7300
- ---------------------------------------------------
1 101600 2800
- ---------------------------------------------------
1 36600
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- ---------------------------------------------------
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- ---------------------------------------------------
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- ---------------------------------------------------
1 200
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1 1600 2200
- ---------------------------------------------------
1 43413
- ---------------------------------------------------
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1 118100
- ---------------------------------------------------
1 4950
- ---------------------------------------------------
1 37700
- ---------------------------------------------------
1 663300 20000
- ---------------------------------------------------
1 9549
- ---------------------------------------------------
1 30100
- ---------------------------------------------------
1 135190 11700
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1 318242 215 14530
- ---------------------------------------------------
1 174670 425 33535
- ---------------------------------------------------
1 100
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1 551371 0 93820
- ---------------------------------------------------
1 189270 6400
- ---------------------------------------------------
1 141700 2800
- ---------------------------------------------------
</TABLE>
Page 9 of 43
<PAGE>
<TABLE>
<CAPTION>
Brandywine Asset Management, Inc. 13F Report
- -------------------------------------------------------------------------------------------------------------------------
Issuer Class CUSIP FMV Shares IDSole IDShared IDOther
- -------------------------------------------------------------------------------------------------------------------------
<C> <C> <C> <C> <C> <C> <C> <C>
- -------------------------------------------------------------------------------------------------------------------------
COASTAL BANCORP INC COMMON 19041P105 36488 2100 2100
- -------------------------------------------------------------------------------------------------------------------------
COASTAL CORP COMMON 190441105 10234 250 250
- -------------------------------------------------------------------------------------------------------------------------
COBRA ELECTRS CORP COMMON 191042100 422663 132600 132100
- -------------------------------------------------------------------------------------------------------------------------
COFLEXIP SPONSORED AD COMMON 192384105 364332 7630 7630
- -------------------------------------------------------------------------------------------------------------------------
COGENERATION CORP AMER COMMON 19238M105 3016181 124700 123900
- -------------------------------------------------------------------------------------------------------------------------
COGNITRONICS CORP COMMON 192432102 796500 70800 70800
- -------------------------------------------------------------------------------------------------------------------------
COHU INC COMMON 192576106 135200 6400 6400
- -------------------------------------------------------------------------------------------------------------------------
COLD METAL PRODS INC COMMON 192861102 2700 800 800
- -------------------------------------------------------------------------------------------------------------------------
COLDWATER CREEK INC COMMON 193068103 108000 5400 5400
- -------------------------------------------------------------------------------------------------------------------------
COLE NATIONAL CORP NEW COMMON 193290103 2325469 302500 300800
- -------------------------------------------------------------------------------------------------------------------------
COLLINS INDS INC COMMON 194858106 264600 37800 37800
- -------------------------------------------------------------------------------------------------------------------------
COLONIAL PROPERTIES T COMMON 195872106 1728884 64631 64631
- -------------------------------------------------------------------------------------------------------------------------
COLUMBIA ENERGY GROUP COMMON 197648108 66450 1200 1200
- -------------------------------------------------------------------------------------------------------------------------
COLUMBIA/HCA HEALTHCA COMMON 197677107 4537616 214161 214161
- -------------------------------------------------------------------------------------------------------------------------
COLUMBUS MCKINNON CORP N COMMON 199333105 3758775 217900 216600
- -------------------------------------------------------------------------------------------------------------------------
COMDIAL CORP COMMON 200332302 884500 122000 121000
- -------------------------------------------------------------------------------------------------------------------------
COMMERCE GROUP INC MASS COMMON 200641108 11471319 498753 494853
- -------------------------------------------------------------------------------------------------------------------------
COMMERCIAL INTERTECH COR COMMON 201709102 3104887 257400 255300
- -------------------------------------------------------------------------------------------------------------------------
COMMERCIAL METALS CO COMMON 201723103 10121553 352054 348554
- -------------------------------------------------------------------------------------------------------------------------
COMMUNICATIONS SYS INC COMMON 203900105 580088 49900 49500
- -------------------------------------------------------------------------------------------------------------------------
COMMUNITY BK SYS INC COMMON 203607106 1281150 46800 46800
- -------------------------------------------------------------------------------------------------------------------------
COMPAQ COMPUTER CORP COMMON 204493100 337658 14761 14761
- -------------------------------------------------------------------------------------------------------------------------
COMPTEK RESH INC COMMON 204682108 386400 48300 48300
- -------------------------------------------------------------------------------------------------------------------------
COMPUCOM SYS INC COMMON 204780100 502505 134562 134562
- -------------------------------------------------------------------------------------------------------------------------
COMPUTER ASSOC INTL I COMMON 204912109 7646072 125089 125089
- -------------------------------------------------------------------------------------------------------------------------
CONCORD CAMERA CORP COMMON 206156101 1415363 164100 163500
- -------------------------------------------------------------------------------------------------------------------------
CONGOLEUM CORP NEW COMMON 207195108 863550 191900 190900
- -------------------------------------------------------------------------------------------------------------------------
CONNECTICUT WTR SVC INC COMMON 207797101 17700 600 600
- -------------------------------------------------------------------------------------------------------------------------
CONOCO INC COMMON 208251306 19425 700 700
- -------------------------------------------------------------------------------------------------------------------------
CONOCO INC CL B COMMON 208251405 3250657 118745 118745
- -------------------------------------------------------------------------------------------------------------------------
CONSLDTD DELIVERY & LOGI COMMON 209029107 257913 87800 87200
- -------------------------------------------------------------------------------------------------------------------------
CONSO INTL CORP COMMON 20854R105 809366 157925 156425
- -------------------------------------------------------------------------------------------------------------------------
CONSOLIDATED EDISON INC COMMON 209115104 12450 300 300
- -------------------------------------------------------------------------------------------------------------------------
CONSOLIDATED FGHT CORP COMMON 209232107 5061926 512600 510300
- -------------------------------------------------------------------------------------------------------------------------
CONSOLIDATED NAT GAS CO COMMON 209615103 6238 100 100
- -------------------------------------------------------------------------------------------------------------------------
CONSOLIDATED PAPERS I COMMON 209759109 679938 25300 25300
- -------------------------------------------------------------------------------------------------------------------------
CONSTELLATION ENERGY COR COMMON 210371100 5625 200 200
- -------------------------------------------------------------------------------------------------------------------------
<CAPTION>
- ---------------------------------------------------
Manager VSole VShared VNone
- ---------------------------------------------------
<S> <C> <C> <C>
- ---------------------------------------------------
1 2100
- ---------------------------------------------------
1 250
- ---------------------------------------------------
1 129700 2900
- ---------------------------------------------------
1 0 0 7630
- ---------------------------------------------------
1 121700 3000
- ---------------------------------------------------
1 68400 2400
- ---------------------------------------------------
1 6400
- ---------------------------------------------------
1 800
- ---------------------------------------------------
1 5400
- ---------------------------------------------------
1 296800 5700
- ---------------------------------------------------
1 37800
- ---------------------------------------------------
1 53196 195 11240
- ---------------------------------------------------
1 1200
- ---------------------------------------------------
1 186136 0 28025
- ---------------------------------------------------
1 212700 5200
- ---------------------------------------------------
1 120700 1300
- ---------------------------------------------------
1 485353 13400
- ---------------------------------------------------
1 250400 7000
- ---------------------------------------------------
1 344354 7700
- ---------------------------------------------------
1 49900
- ---------------------------------------------------
1 46800
- ---------------------------------------------------
1 14761
- ---------------------------------------------------
1 46400 1900
- ---------------------------------------------------
1 134262 300
- ---------------------------------------------------
1 109744 0 15345
- ---------------------------------------------------
1 159200 4900
- ---------------------------------------------------
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- ---------------------------------------------------
1 600
- ---------------------------------------------------
1 700
- ---------------------------------------------------
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- ---------------------------------------------------
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- ---------------------------------------------------
1 154550 3375
- ---------------------------------------------------
1 300
- ---------------------------------------------------
1 502000 10600
- ---------------------------------------------------
1 100
- ---------------------------------------------------
1 17300 0 8000
- ---------------------------------------------------
1 200
- ---------------------------------------------------
</TABLE>
Page 10 of 43
<PAGE>
<TABLE>
<CAPTION>
Brandywine Asset Management, Inc. 13F Report
- -------------------------------------------------------------------------------------------------------------------------
Issuer Class CUSIP FMV Shares IDSole IDShared IDOther
- -------------------------------------------------------------------------------------------------------------------------
<C> <C> <C> <C> <C> <C> <C> <C>
- -------------------------------------------------------------------------------------------------------------------------
CONSUMER PORTFOLIO SVCS COMMON 210502100 175925 181600 181600
- -------------------------------------------------------------------------------------------------------------------------
CONTINENTAL AG SPONSO COMMON 210771200 289085 12920 12920
- -------------------------------------------------------------------------------------------------------------------------
COOKER RESTAURANT CORP COMMON 216284208 794588 201800 200600
- -------------------------------------------------------------------------------------------------------------------------
COOPER INDUSTRIES COMMON 216669101 4675 100 100
- -------------------------------------------------------------------------------------------------------------------------
COOPER TIRE & RUBR CO COMMON 216831107 98700 5600 5600
- -------------------------------------------------------------------------------------------------------------------------
COPLEY PHARMACEUTIAL INC Common 21745K101 404810 37010 37010
- -------------------------------------------------------------------------------------------------------------------------
CORDANT TECHNOLOGIES COMMON 218412104 1198764.3 39384 39384
- -------------------------------------------------------------------------------------------------------------------------
CORE MATLS CORP COMMON 218683100 56063 29900 29900
- -------------------------------------------------------------------------------------------------------------------------
CORN PRODS INTL INC COMMON 219023108 421285 13841 13841
- -------------------------------------------------------------------------------------------------------------------------
CORRPRO COS INC COMMON 220317101 883350 147225 146325
- -------------------------------------------------------------------------------------------------------------------------
CORT BUSINESS SVCS CORP COMMON 220493100 3697688 159900 159600
- -------------------------------------------------------------------------------------------------------------------------
CORUS BANKSHARES INC COMMON 220873103 7845857.26 306179 303179
- -------------------------------------------------------------------------------------------------------------------------
COTELLIGENT INC COMMON 221630106 214463 60200 60200
- -------------------------------------------------------------------------------------------------------------------------
COTTON STS LIFE INS CO COMMON 221774102 49866 5249 5249
- -------------------------------------------------------------------------------------------------------------------------
COUNTRYWIDE CREDIT IN COMMON 222372104 36018937 1116864 1116864
- -------------------------------------------------------------------------------------------------------------------------
COURIER CORP COMMON 222660102 991200 41300 41300
- -------------------------------------------------------------------------------------------------------------------------
COVANCE INC COMMON 222816100 152094 15700 15700
- -------------------------------------------------------------------------------------------------------------------------
COVENANT TRANS INC COMMON 22284P105 3222325 211300 210000
- -------------------------------------------------------------------------------------------------------------------------
CPAC INC COMMON 126145101 931776 158600 157500
- -------------------------------------------------------------------------------------------------------------------------
CPB INC COMMON 125903104 475800 20800 20800
- -------------------------------------------------------------------------------------------------------------------------
CRAFTMADE INTL INC COMMON 22413E104 100800 14400 14400
- -------------------------------------------------------------------------------------------------------------------------
CRAIG JENNY INC COMMON 224206102 32838 14200 14200
- -------------------------------------------------------------------------------------------------------------------------
CREDIT ACCEP CORP MICH COMMON 225310101 291600 48600 48600
- -------------------------------------------------------------------------------------------------------------------------
CROSSMANN CMNTYS INC COMMON 22764E109 22838 1400 300
- -------------------------------------------------------------------------------------------------------------------------
CROWN CORK & SEAL INC COMMON 228255105 293425 12100 12100
- -------------------------------------------------------------------------------------------------------------------------
CSX CORP COMMON 126408103 16159706 381350 381350
- -------------------------------------------------------------------------------------------------------------------------
CTB INTL CORP COMMON 125960104 101506 14900 14900
- -------------------------------------------------------------------------------------------------------------------------
CUMMINS ENGINE INC COMMON 231021106 24906 500 500
- -------------------------------------------------------------------------------------------------------------------------
CURATIVE HEALTH SVCS INC COMMON 231264102 267425 56300 55200
- -------------------------------------------------------------------------------------------------------------------------
CURTISS WRIGHT CORP COMMON 231561101 533125 16531 16531
- -------------------------------------------------------------------------------------------------------------------------
CVS CORP COMMON 126650100 32650 800 800
- -------------------------------------------------------------------------------------------------------------------------
CYBEX INTL INC COMMON 23252E106 74550 21300 21300
- -------------------------------------------------------------------------------------------------------------------------
CYCLE & CARRIAGE LTD COMMON 232903302 2978280 441395 441395
- -------------------------------------------------------------------------------------------------------------------------
CYPRUS AMAX MINERALS CO COMMON 232809103 626038 31900 31900
- -------------------------------------------------------------------------------------------------------------------------
CYTEC INDS INC COMMON 232820100 2240031 95307 95307
- -------------------------------------------------------------------------------------------------------------------------
D R HORTON INC COMMON 23331A109 9303356 719100 716000
- -------------------------------------------------------------------------------------------------------------------------
DAIMLERCHRYSLER AG OR COMMON D1668R123 10221365 147202 147202
- -------------------------------------------------------------------------------------------------------------------------
<CAPTION>
- ---------------------------------------------------
Manager VSole VShared VNone
- ---------------------------------------------------
<S> <C> <C> <C>
- ---------------------------------------------------
1 178900 2700
- ---------------------------------------------------
1 0 0 12920
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1 197500 4300
- ---------------------------------------------------
1 100
- ---------------------------------------------------
1 5600
- ---------------------------------------------------
1 37010
- ---------------------------------------------------
1 32649 125 6610
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1 29900
- ---------------------------------------------------
1 13841
- ---------------------------------------------------
1 144300 2925
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1 154100 5800
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1 291399 165 14615
- ---------------------------------------------------
1 58700 1500
- ---------------------------------------------------
1 5249
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1 959424 0 157440
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- ---------------------------------------------------
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- ---------------------------------------------------
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- ---------------------------------------------------
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- ---------------------------------------------------
1 1400
- ---------------------------------------------------
1 12100
- ---------------------------------------------------
1 381350
- ---------------------------------------------------
1 14900
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1 500
- ---------------------------------------------------
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1 21300
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1 405800 21140 14455
- ---------------------------------------------------
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- ---------------------------------------------------
1 82181 290 12836
- ---------------------------------------------------
1 694500 24600
- ---------------------------------------------------
1 131325 2290 13587
- ---------------------------------------------------
</TABLE>
Page 11 of 43
<PAGE>
<TABLE>
<CAPTION>
Brandywine Asset Management, Inc. 13F Report
- -------------------------------------------------------------------------------------------------------------------------
Issuer Class CUSIP FMV Shares IDSole IDShared IDOther
- -------------------------------------------------------------------------------------------------------------------------
<C> <C> <C> <C> <C> <C> <C> <C>
- -------------------------------------------------------------------------------------------------------------------------
DAISYTEK INTL CORP COMMON 234053106 2178281 154900 154900
- -------------------------------------------------------------------------------------------------------------------------
DAKTRONICS INC COMMON 234264109 129000 8000 8000
- -------------------------------------------------------------------------------------------------------------------------
DANA CORP COMMON 235811106 7425 200 200
- -------------------------------------------------------------------------------------------------------------------------
DATA GEN CORP COMMON 237688106 40105738.8 1904130 1904130
- -------------------------------------------------------------------------------------------------------------------------
DATARAM CORP COMMON 238108203 648225 60300 60300
- -------------------------------------------------------------------------------------------------------------------------
DATRON SYS INC DEL COMMON 238173108 88088 16200 16200
- -------------------------------------------------------------------------------------------------------------------------
DAWSON GEOPHYSICAL CO COMMON 239359102 54313 5500 5500
- -------------------------------------------------------------------------------------------------------------------------
DAY RUNNER INC COMMON 239545106 340025 40600 38400
- -------------------------------------------------------------------------------------------------------------------------
DAYTON SUPERIOR CORP COMMON 240028100 1601400 94200 94200
- -------------------------------------------------------------------------------------------------------------------------
DE BEERS CONS MINES LTD COMMON 240253302 46545435 1723905 1723905
- -------------------------------------------------------------------------------------------------------------------------
DE RIGO S P A COMMON 245334107 738000 131200 131200
- -------------------------------------------------------------------------------------------------------------------------
DEB SHOPS INC COMMON 242728103 1782300 91400 91400
- -------------------------------------------------------------------------------------------------------------------------
DECORA INDS INC COMMON 243593308 133875 25500 25500
- -------------------------------------------------------------------------------------------------------------------------
DECORATOR INDS INC COMMON 243631207 325048 60474 60474
- -------------------------------------------------------------------------------------------------------------------------
DEERE & CO COMMON 244199105 6788302 175465 175465
- -------------------------------------------------------------------------------------------------------------------------
DEL GLOBAL TECHNOLOGIES COMMON 245073101 982013 124700 124700
- -------------------------------------------------------------------------------------------------------------------------
DELHAIZE AMER INC COMMON 246688105 12713 600 600
- -------------------------------------------------------------------------------------------------------------------------
DELPHI AUTOMOTIVE SYS CO COMMON 247126105 13460 838 838
- -------------------------------------------------------------------------------------------------------------------------
DELPHI FINL GROUP INC COMMON 247131105 8027702 265928 265028
- -------------------------------------------------------------------------------------------------------------------------
DELTA AIR LINES INC DEL COMMON 247361108 7275 150 150
- -------------------------------------------------------------------------------------------------------------------------
DELTA FINANCIAL CORP COMMON 247918105 1367500 273500 272100
- -------------------------------------------------------------------------------------------------------------------------
DELUXE CORP COM COMMON 248019101 35520820 1044730 1044730
- -------------------------------------------------------------------------------------------------------------------------
DENALI INC COMMON 248221103 247063 59000 59000
- -------------------------------------------------------------------------------------------------------------------------
DEPARTMENT 56 INC COMMON 249509100 4021476 167999 167999
- -------------------------------------------------------------------------------------------------------------------------
DERWELL CO CL A VTC COMMON 249995101 88420 400 400
- -------------------------------------------------------------------------------------------------------------------------
DETECTION SYS INC COMMON 250644101 247050 24400 24400
- -------------------------------------------------------------------------------------------------------------------------
DETROIT DIESEL CORP COMMON 250837101 3411770 184420 183220
- -------------------------------------------------------------------------------------------------------------------------
DEUTSCHE BK A G SPON COMMON 251525309 4023690 60280 60280
- -------------------------------------------------------------------------------------------------------------------------
DEWOLFE COS INC COMMON 252115100 305100 45200 45200
- -------------------------------------------------------------------------------------------------------------------------
DEXTER CORP COMMON 252165105 3649163 97800 97800
- -------------------------------------------------------------------------------------------------------------------------
DIEBOLD INC COMMON 253651103 26360849 1139927 1139927
- -------------------------------------------------------------------------------------------------------------------------
DIODES INC COMMON 254543101 422050 73400 72900
- -------------------------------------------------------------------------------------------------------------------------
DISCOUNT AUTO PTS INC COMMON 254642101 575663 35700 35700
- -------------------------------------------------------------------------------------------------------------------------
DISNEY WALT COMPANY COMMON 254687106 946660 36410 36410
- -------------------------------------------------------------------------------------------------------------------------
DIXIE GROUP INC COMMON 255519100 1957650 252600 252000
- -------------------------------------------------------------------------------------------------------------------------
DOLE FOOD INC COMMON 256605106 9344770 491830 491830
- -------------------------------------------------------------------------------------------------------------------------
DOLLAR THRIFTY AUTOMOTIV COMMON 256743105 587153 28382 28382
- -------------------------------------------------------------------------------------------------------------------------
<CAPTION>
- ---------------------------------------------------
Manager VSole VShared VNone
- ---------------------------------------------------
<S> <C> <C> <C>
- ---------------------------------------------------
1 148300 6600
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1 8000
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1 200
- ---------------------------------------------------
1 1773170 350 130610
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1 57500 2800
- ---------------------------------------------------
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- ---------------------------------------------------
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- ---------------------------------------------------
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- ---------------------------------------------------
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1 57100 1900
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1 400
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1 24400
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1 54000 3990 2290
- ---------------------------------------------------
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1 97800
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1 28382
- ----------------------------------------------------
</TABLE>
Page 12 of 43
<PAGE>
<TABLE>
<CAPTION>
Brandywine Asset Management, Inc. 13F Report
- -------------------------------------------------------------------------------------------------------------------------
Issuer Class CUSIP FMV Shares IDSole IDShared IDOther
- -------------------------------------------------------------------------------------------------------------------------
<C> <C> <C> <C> <C> <C> <C> <C>
- -------------------------------------------------------------------------------------------------------------------------
DOMINION HOMES INC COMMON 257386102 619876 104400 103800
- -------------------------------------------------------------------------------------------------------------------------
DOMINION RES INC VA COMMON 257470104 9025 200 200
- -------------------------------------------------------------------------------------------------------------------------
DONEGAL GROUP INC COMMON 257701102 1079524 155607 154607
- -------------------------------------------------------------------------------------------------------------------------
DONNELLEY R R & SONS CO COMMON 257867101 4331 150 150
- -------------------------------------------------------------------------------------------------------------------------
DONNELLY CORP COMMON 257870105 66094 4700 4700
- -------------------------------------------------------------------------------------------------------------------------
DOVER CORP COMMON 260003108 616395 15080 15080
- -------------------------------------------------------------------------------------------------------------------------
DOW CHEMICAL COMPANY COMMON 260543103 51131 450 450
- -------------------------------------------------------------------------------------------------------------------------
DOWNEY FINL CORP COMMON 261018105 6460427 321015 320715
- -------------------------------------------------------------------------------------------------------------------------
DRESS BARN INC COMMON 261570105 9168041 499791 497591
- -------------------------------------------------------------------------------------------------------------------------
DREW INDS INC COMMON 26168L205 1661156 183300 182000
- -------------------------------------------------------------------------------------------------------------------------
DT INDUSTRIES INC COMMON 23333J108 1142746 177514 175214
- -------------------------------------------------------------------------------------------------------------------------
DTE ENERGY CO COMMON 233331107 15610331 429150 429150
- -------------------------------------------------------------------------------------------------------------------------
DU PONT E I DE NEMOURS & COMMON 263534109 49731 822 822
- -------------------------------------------------------------------------------------------------------------------------
DUCKWALL-ALCO STORES INC COMMON 264142100 908325 110100 109600
- -------------------------------------------------------------------------------------------------------------------------
DUKE ENERGY CORP COMMON 264399106 22050 400 400
- -------------------------------------------------------------------------------------------------------------------------
DUN & BRADSTREET CORP COMMON 26483B106 5975 200 200
- -------------------------------------------------------------------------------------------------------------------------
DURA AUTOMOTIVE SYS I COMMON 265903104 6395944.97 265805 265805
- -------------------------------------------------------------------------------------------------------------------------
DVI INC COMMON 233343102 1147888 70100 69500
- -------------------------------------------------------------------------------------------------------------------------
DYNAMEX INC COMMON 26784F103 182000 83200 83200
- -------------------------------------------------------------------------------------------------------------------------
DYNAMIC MATLS CORP COMMON 267888105 6300 4200 4200
- -------------------------------------------------------------------------------------------------------------------------
EAGLE BANCSHARES INC COMMON 26942C109 92500 5000 5000
- -------------------------------------------------------------------------------------------------------------------------
EAGLE FOOD CENTERS INC COMMON 269514105 147263 71400 69200
- -------------------------------------------------------------------------------------------------------------------------
EAGLE GEOPHYSICAL INC COMMON 269524104 0 1 1
- -------------------------------------------------------------------------------------------------------------------------
EASTERN CO COMMON 276317104 679563 41500 41500
- -------------------------------------------------------------------------------------------------------------------------
EASTMAN KODAK CO COMMON 277461109 30250 400 400
- -------------------------------------------------------------------------------------------------------------------------
EASTN UTILS ASSOC Common 277173100 9112 305 305
- -------------------------------------------------------------------------------------------------------------------------
EATERIES INC COMMON 277851101 6825 2600 2600
- -------------------------------------------------------------------------------------------------------------------------
EATON CORP COMMON 278058102 4316 50 50
- -------------------------------------------------------------------------------------------------------------------------
ECI TELECOM LTD COMMON 268258100 2513188 101800 101800
- -------------------------------------------------------------------------------------------------------------------------
EDELBROCK CORP COMMON 279434104 856750 59600 59600
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EDISON INTL COMMON 281020107 36469 1500 1500
- -------------------------------------------------------------------------------------------------------------------------
EDO CORP COMMON 281347104 775675 134900 133600
- -------------------------------------------------------------------------------------------------------------------------
EDPERBRASCAN CORP LTD COMMON 280905803 193087 13550 13550
- -------------------------------------------------------------------------------------------------------------------------
EDUCATIONAL DEV CORP COMMON 281479105 499617 111026 111026
- -------------------------------------------------------------------------------------------------------------------------
EDWARDS AG INC COMMON 281760108 466838 17700 17700
- -------------------------------------------------------------------------------------------------------------------------
EEX CORP COM NEW COMMON 26842V207 698764.04 237870 237870
- -------------------------------------------------------------------------------------------------------------------------
EFTC CORP COMMON 268443108 95594 26600 26600
- -------------------------------------------------------------------------------------------------------------------------
<CAPTION>
- ---------------------------------------------------
Manager VSole VShared VNone
- ---------------------------------------------------
<S> <C> <C> <C>
- ---------------------------------------------------
1 101600 2800
- ---------------------------------------------------
1 200
- ---------------------------------------------------
1 151874 3733
- ---------------------------------------------------
1 150
- ---------------------------------------------------
1 4700
- ---------------------------------------------------
1 15080
- ---------------------------------------------------
1 450
- ---------------------------------------------------
1 315215 5800
- ---------------------------------------------------
1 489091 10700
- ---------------------------------------------------
1 178900 4400
- ---------------------------------------------------
1 172214 5300
- ---------------------------------------------------
1 429150
- ---------------------------------------------------
1 822
- ---------------------------------------------------
1 108000 2100
- ---------------------------------------------------
1 400
- ---------------------------------------------------
1 200
- ---------------------------------------------------
1 250788 141 14876
- ---------------------------------------------------
1 63100 7000
- ---------------------------------------------------
1 82000 1200
- ---------------------------------------------------
1 4200
- ---------------------------------------------------
1 5000
- ---------------------------------------------------
1 71400
- ---------------------------------------------------
1 1
- ---------------------------------------------------
1 39850 1650
- ---------------------------------------------------
1 400
- ---------------------------------------------------
1 305
- ---------------------------------------------------
1 2600
- ---------------------------------------------------
1 50
- ---------------------------------------------------
1 83850 3930 14020
- ---------------------------------------------------
1 58500 1100
- ---------------------------------------------------
1 1500
- ---------------------------------------------------
1 132000 2900
- ---------------------------------------------------
1 0 0 13550
- ---------------------------------------------------
1 109926 1100
- ---------------------------------------------------
1 17700
- ---------------------------------------------------
1 189940 975 46955
- ---------------------------------------------------
1 26600
- ---------------------------------------------------
</TABLE>
Page 13 of 43
<PAGE>
<TABLE>
<CAPTION>
Brandywine Asset Management, Inc. 13F Report
- -------------------------------------------------------------------------------------------------------------------------
Issuer Class CUSIP FMV Shares IDSole IDShared IDOther
- -------------------------------------------------------------------------------------------------------------------------
<C> <C> <C> <C> <C> <C> <C> <C>
- -------------------------------------------------------------------------------------------------------------------------
EL PASO ELEC CO COM N COMMON 283677854 9997272 1110808 1103708
- -------------------------------------------------------------------------------------------------------------------------
EL PASO ENERGY CORP DEL COMMON 283905107 6038 150 150
- -------------------------------------------------------------------------------------------------------------------------
ELDER BEERMAN STORES COMMON 284470101 1224493 192077 192077
- -------------------------------------------------------------------------------------------------------------------------
ELECTRO RENT CORP COMMON 285218103 800863 64069 64069
- -------------------------------------------------------------------------------------------------------------------------
ELF AQUITAINE SPONSOR COMMON 286269105 4255278 46442 46442
- -------------------------------------------------------------------------------------------------------------------------
ELLETT BROS INC COMMON 288398100 337000 67400 66900
- -------------------------------------------------------------------------------------------------------------------------
ELLIS PERRY INTL INC COMMON 288853104 1751321 161041 160241
- -------------------------------------------------------------------------------------------------------------------------
ELXSI CORP COMMON 268613205 835744 84100 84100
- -------------------------------------------------------------------------------------------------------------------------
EMC INS GROUP INC COMMON 268664109 445638 46300 46300
- -------------------------------------------------------------------------------------------------------------------------
EMERSON ELEC CO COMMON 291011104 31594 500 500
- -------------------------------------------------------------------------------------------------------------------------
EN POINTE TECHNOLOGIES I COMMON 29247F108 58050 5400 5400
- -------------------------------------------------------------------------------------------------------------------------
ENCORE MED CORP COMMON 29256E109 28059 12300 12300
- -------------------------------------------------------------------------------------------------------------------------
ENCORE WIRE CORP COMMON 292562105 1843313 203400 202000
- -------------------------------------------------------------------------------------------------------------------------
ENERGEN CORP COMMON 29265N108 570949 28195 28195
- -------------------------------------------------------------------------------------------------------------------------
ENERGYNORTH INC COMMON 292925104 116200 2800 2800
- -------------------------------------------------------------------------------------------------------------------------
ENERGYSOUTH INC COMMON 292970100 773500 36400 36400
- -------------------------------------------------------------------------------------------------------------------------
ENGLE HOMES INC COMMON 292896107 2555437 247800 246500
- -------------------------------------------------------------------------------------------------------------------------
ENHANCE FINL SVCS GROUP COMMON 293310108 13935416 787868 783668
- -------------------------------------------------------------------------------------------------------------------------
ENI S P A SPONSORED A COMMON 26874R108 3484215 55305 55305
- -------------------------------------------------------------------------------------------------------------------------
ENNIS BUSINESS FORMS INC COMMON 293389102 2955376 333000 331100
- -------------------------------------------------------------------------------------------------------------------------
ENTERGY CORP NEW COMMON 29364G103 12075619 417300 417300
- -------------------------------------------------------------------------------------------------------------------------
EQUINOX SYS INC COMMON 294436100 368156 31500 31500
- -------------------------------------------------------------------------------------------------------------------------
EQUITABLE RES INC COMMON 294549100 18267219 483100 483100
- -------------------------------------------------------------------------------------------------------------------------
EQUITY MARKETING INC COMMON 294724109 410050 27800 27800
- -------------------------------------------------------------------------------------------------------------------------
ESCALADE INC COMMON 296056104 166400 10400 10400
- -------------------------------------------------------------------------------------------------------------------------
ESCO ELECTRS CORP COMMON 269030201 1969125 177000 176000
- -------------------------------------------------------------------------------------------------------------------------
ESTERLINE TECHNOLOGIES C COMMON 297425100 1179675 74900 74900
- -------------------------------------------------------------------------------------------------------------------------
ETHYL CORP COMMON 297659104 8216345 2120347 2110647
- -------------------------------------------------------------------------------------------------------------------------
EVEREST REINS HLDGS INC COMMON 299808105 18010585 756350 756350
- -------------------------------------------------------------------------------------------------------------------------
EXCEL LEGACY CORP COMMON 300665106 20389 4869 4869
- -------------------------------------------------------------------------------------------------------------------------
EXCEL TECHNOLOGY INC COMMON 30067T103 614036 41107 40607
- -------------------------------------------------------------------------------------------------------------------------
EXIDE CORP COMMON 302051107 1775377.48 185659 185659
- -------------------------------------------------------------------------------------------------------------------------
EXPONET INC COMMON 30214U102 343500 68700 68700
- -------------------------------------------------------------------------------------------------------------------------
EXXON CORP COMMON 302290101 635360 8360 8360
- -------------------------------------------------------------------------------------------------------------------------
EZCORP INC COMMON 302301106 1135050 216200 215000
- -------------------------------------------------------------------------------------------------------------------------
F M C CORP COMMON 302491303 24653338 510950 510950
- -------------------------------------------------------------------------------------------------------------------------
FANSTEEL INC DEL COMMON 307260109 509600 127400 126400
- -------------------------------------------------------------------------------------------------------------------------
<CAPTION>
- ---------------------------------------------------
Manager VSole VShared VNone
- ---------------------------------------------------
<S> <C> <C> <C>
- ---------------------------------------------------
1 1047683 650 62475
- ---------------------------------------------------
1 150
- ---------------------------------------------------
1 158429 623 33025
- ---------------------------------------------------
1 64069
- ---------------------------------------------------
1 39862 0 6580
- ---------------------------------------------------
1 66100 1300
- ---------------------------------------------------
1 158141 2900
- ---------------------------------------------------
1 81700 2400
- ---------------------------------------------------
1 46300
- ---------------------------------------------------
1 500
- ---------------------------------------------------
1 5400
- ---------------------------------------------------
1 12300
- ---------------------------------------------------
1 203400
- ---------------------------------------------------
1 28195
- ---------------------------------------------------
1 2300 500
- ---------------------------------------------------
1 36400
- ---------------------------------------------------
1 242900 4900
- ---------------------------------------------------
1 769068 18800
- ---------------------------------------------------
1 50260 3090 1955
- ---------------------------------------------------
1 326700 6300
- ---------------------------------------------------
1 417300
- ---------------------------------------------------
1 31500
- ---------------------------------------------------
1 483100
- ---------------------------------------------------
1 26000 1800
- ---------------------------------------------------
1 10400
- ---------------------------------------------------
1 172600 4400
- ---------------------------------------------------
1 70900 4000
- ---------------------------------------------------
1 2074147 46200
- ---------------------------------------------------
1 676150 80200
- ---------------------------------------------------
1 4869
- ---------------------------------------------------
1 41107
- ---------------------------------------------------
1 157569 560 27530
- ---------------------------------------------------
1 68700
- ---------------------------------------------------
1 8160 0 200
- ---------------------------------------------------
1 211600 4600
- ---------------------------------------------------
1 466850 44100
- ---------------------------------------------------
1 127400
- ---------------------------------------------------
</TABLE>
Page 14 of 43
<PAGE>
<TABLE>
<CAPTION>
Brandywine Asset Management, Inc. 13F Report
- -------------------------------------------------------------------------------------------------------------------------
Issuer Class CUSIP FMV Shares IDSole IDShared IDOther
- -------------------------------------------------------------------------------------------------------------------------
<C> <C> <C> <C> <C> <C> <C> <C>
- -------------------------------------------------------------------------------------------------------------------------
FARM FAMILY HLDGS INC COMMON 307901108 355500 9000 9000
- -------------------------------------------------------------------------------------------------------------------------
FARR CO COMMON 311648109 450707 48725 47075
- -------------------------------------------------------------------------------------------------------------------------
FARREL CORP NEW COMMON 311667109 74375 42500 42500
- -------------------------------------------------------------------------------------------------------------------------
FBL FINL GROUP INC COMMON 30239F106 107931 5233 5233
- -------------------------------------------------------------------------------------------------------------------------
FDX CORP COMMON 31304N107 221588 5700 5700
- -------------------------------------------------------------------------------------------------------------------------
FEATHERLITE INC COMMON 313054108 465751 92000 91400
- -------------------------------------------------------------------------------------------------------------------------
FEDDERS CORP COMMON 313135105 2006400 334400 330400
- -------------------------------------------------------------------------------------------------------------------------
FEDERAL SIGNAL CORP COMMON 313855108 1399278.01 70404 70404
- -------------------------------------------------------------------------------------------------------------------------
FEDERATED DEPARTMENT COMMON 31410H101 34290437 784902 784902
- -------------------------------------------------------------------------------------------------------------------------
FIAT S P A ADR SPON O COMMON 315621888 3826119 115943 115943
- -------------------------------------------------------------------------------------------------------------------------
FIBERMARK INC COMMON 315646109 1634550 128200 127500
- -------------------------------------------------------------------------------------------------------------------------
FIDELITY NATL FINL INC COMMON 316326107 9857188 649033 645623
- -------------------------------------------------------------------------------------------------------------------------
FINISH LINE INC COMMON 317923100 781375 89300 89300
- -------------------------------------------------------------------------------------------------------------------------
FINLAY ENTERPRISES INC COMMON 317884203 3181750 231400 230300
- -------------------------------------------------------------------------------------------------------------------------
FIRST ALLIANCE CORP COMMON 317936102 819826 385800 383900
- -------------------------------------------------------------------------------------------------------------------------
FIRST AMER CORP TENN COMMON 318900107 4350 100 100
- -------------------------------------------------------------------------------------------------------------------------
FIRST AMERN FINL CORP COMMON 318522307 109006 8150 8150
- -------------------------------------------------------------------------------------------------------------------------
FIRST CAP HLDGS CORP COMMON 319417101 1531 24300 24300
- -------------------------------------------------------------------------------------------------------------------------
FIRST CTZNS BANCSHARES I COMMON 31946M103 11173265 145580 145080
- -------------------------------------------------------------------------------------------------------------------------
FIRST ESSEX BANCORP INC COMMON 320103104 7906 500 500
- -------------------------------------------------------------------------------------------------------------------------
FIRST HEALTH GROUP CORP COMMON 320960107 26925 1200 1200
- -------------------------------------------------------------------------------------------------------------------------
FIRST MERCHANTS ACCEP CO COMMON 320816101 30 5000 5000
- -------------------------------------------------------------------------------------------------------------------------
FIRST REP BK SAN FRANCIS COMMON 336158100 2941500 111000 111000
- -------------------------------------------------------------------------------------------------------------------------
FIRST SEC CORP DEL COMMON 336294103 4756 200 200
- -------------------------------------------------------------------------------------------------------------------------
FIRST TENN NATL CORP COMMON 337162101 2813 100 100
- -------------------------------------------------------------------------------------------------------------------------
FIRST UN CORP COMMON 337358105 39188 1100 1100
- -------------------------------------------------------------------------------------------------------------------------
FIRST VA BANKS INC COMMON 337477103 923525 21200 21200
- -------------------------------------------------------------------------------------------------------------------------
FIRSTCITY FINL CORP COMMON 33761X107 51000 34000 34000
- -------------------------------------------------------------------------------------------------------------------------
FIRSTENERGY CORP COMMON 337932107 7594 300 300
- -------------------------------------------------------------------------------------------------------------------------
FIRSTFED FINL CORP COMMON 337907109 7532063 433500 431000
- -------------------------------------------------------------------------------------------------------------------------
FISERV INC COMMON 337738108 218563 6725 6725
- -------------------------------------------------------------------------------------------------------------------------
FLAGSTAR BANCORP INC COMMON 337930101 516600 33600 33600
- -------------------------------------------------------------------------------------------------------------------------
FLEET BOSTON CORP Common 33901A108 25926709 707895 707895
- -------------------------------------------------------------------------------------------------------------------------
FLEET FINL GROUP INC COMMON 338915101 2510607 68549 68549
- -------------------------------------------------------------------------------------------------------------------------
FLEETWOOD ENTERPRISES IN COMMON 339099103 13051219 646500 642600
- -------------------------------------------------------------------------------------------------------------------------
FLEMING COS INC COMMON 339130106 654494 66700 66700
- -------------------------------------------------------------------------------------------------------------------------
FLEXSTEEL INDS INC COMMON 339382103 1637550 121300 119900
- -------------------------------------------------------------------------------------------------------------------------
<CAPTION>
- ---------------------------------------------------
Manager VSole VShared VNone
- ---------------------------------------------------
<S> <C> <C> <C>
- ---------------------------------------------------
1 9000
- ---------------------------------------------------
1 46775 1950
- ---------------------------------------------------
1 41100 1400
- ---------------------------------------------------
1 5233
- ---------------------------------------------------
1 5700
- ---------------------------------------------------
1 89300 2700
- ---------------------------------------------------
1 327300 7100
- ---------------------------------------------------
1 56699 225 13480
- ---------------------------------------------------
1 684397 0 100505
- ---------------------------------------------------
1 105599 6248 4097
- ---------------------------------------------------
1 124650 3550
- ---------------------------------------------------
1 633546 15487
- ---------------------------------------------------
1 89300
- ---------------------------------------------------
1 227000 4400
- ---------------------------------------------------
1 376800 9000
- ---------------------------------------------------
1 100
- ---------------------------------------------------
1 8150
- ---------------------------------------------------
1 24300
- ---------------------------------------------------
1 140280 5300
- ---------------------------------------------------
1 500
- ---------------------------------------------------
1 1200
- ---------------------------------------------------
1 3400 1600
- ---------------------------------------------------
1 107400 3600
- ---------------------------------------------------
1 200
- ---------------------------------------------------
1 100
- ---------------------------------------------------
1 1100
- ---------------------------------------------------
1 18450 2750
- ---------------------------------------------------
1 31100 2900
- ---------------------------------------------------
1 300
- ---------------------------------------------------
1 425200 8300
- ---------------------------------------------------
1 6725
- ---------------------------------------------------
1 33600
- ---------------------------------------------------
1 614095 93800
- ---------------------------------------------------
1 52659 0 15890
- ---------------------------------------------------
1 632900 13600
- ---------------------------------------------------
1 66700
- ---------------------------------------------------
1 119000 2300
- ---------------------------------------------------
</TABLE>
Page 15 of 43
<PAGE>
<TABLE>
<CAPTION>
Brandywine Asset Management, Inc. 13F Report
- -------------------------------------------------------------------------------------------------------------------------
Issuer Class CUSIP FMV Shares IDSole IDShared IDOther
- -------------------------------------------------------------------------------------------------------------------------
<C> <C> <C> <C> <C> <C> <C> <C>
- -------------------------------------------------------------------------------------------------------------------------
FLIR SYS INC COMMON 302445101 392006 30300 30300
- -------------------------------------------------------------------------------------------------------------------------
FLORIDA PROGRESS CORP COMMON 341109106 841750 18200 18200
- -------------------------------------------------------------------------------------------------------------------------
FLORIDA ROCK INDS INC COMMON 341140101 201550 5800 5800
- -------------------------------------------------------------------------------------------------------------------------
FLOWSERVE CORP COMMON 34354P105 11449638 688700 684200
- -------------------------------------------------------------------------------------------------------------------------
FOAMEX INTL INC COMMON 344123104 844900 120700 120400
- -------------------------------------------------------------------------------------------------------------------------
FOILMARK INC COMMON 344185103 7150 2200 2200
- -------------------------------------------------------------------------------------------------------------------------
FOOTSTAR INC COMMON 344912100 2298300 65200 65200
- -------------------------------------------------------------------------------------------------------------------------
FORD MTR CO DEL COMMON 345370100 34504163 686650 686650
- -------------------------------------------------------------------------------------------------------------------------
FOREMOST CORP OF AMER COMMON 345469100 7924152 330173 328173
- -------------------------------------------------------------------------------------------------------------------------
FORT JAMES CORP COMMON 347471104 5338 200 200
- -------------------------------------------------------------------------------------------------------------------------
FORTRESS GROUP INC COMMON 34956K108 274626 169000 167900
- -------------------------------------------------------------------------------------------------------------------------
FORTUNE BRANDS INC CO COMMON 349631101 2873579 89101 89101
- -------------------------------------------------------------------------------------------------------------------------
FOUNTAIN POWERBOAT IND COMMON 350755302 19950 8400 8400
- -------------------------------------------------------------------------------------------------------------------------
FPIC INS GROUP INC COMMON 302563101 227444 15100 15100
- -------------------------------------------------------------------------------------------------------------------------
FPL GROUP INC COMMON 302571104 10075 200 200
- -------------------------------------------------------------------------------------------------------------------------
FRANKLIN BK NA SOUTHFIEL COMMON 352456107 47850 6600 6600
- -------------------------------------------------------------------------------------------------------------------------
FRANKLIN COVEY CO COMMON 353469109 3824255 497464 494964
- -------------------------------------------------------------------------------------------------------------------------
FRANKLIN RES INC COMMON 354613101 9169 300 300
- -------------------------------------------------------------------------------------------------------------------------
FREEDOM SECS CORP COM COMMON 35644K103 1938136 143563 143563
- -------------------------------------------------------------------------------------------------------------------------
FREEDOM SECURITIES CORP COMMON 35664K103 11340 840 840
- -------------------------------------------------------------------------------------------------------------------------
FREEPORT-MCM COPR GOLD COMMON 35671D857 2570925 165200 165200
- -------------------------------------------------------------------------------------------------------------------------
FREMONT GEN CORP COMMON 357288109 6493000 688000 684400
- -------------------------------------------------------------------------------------------------------------------------
FRENCH FRAGRANCES INC COMMON 357658103 2006775 297300 296000
- -------------------------------------------------------------------------------------------------------------------------
FRESH AMERICA CORP COMMON 35803R105 381938 63000 63000
- -------------------------------------------------------------------------------------------------------------------------
FRIEDE GOLDMAN INTERNATI COMMON 358430106 4155300 410400 407800
- -------------------------------------------------------------------------------------------------------------------------
FRIEDMAN INDS INC COMMON 358435105 428027 124517 123717
- -------------------------------------------------------------------------------------------------------------------------
FRIEDMAN'S INC COMMON 358438109 2866706 325300 322400
- -------------------------------------------------------------------------------------------------------------------------
FRONTIER INS GROUP INC N COMMON 359081106 5505325 629180 625380
- -------------------------------------------------------------------------------------------------------------------------
FRONTIER OIL CORP COMMON 35914P105 2136400 313600 310900
- -------------------------------------------------------------------------------------------------------------------------
FROZEN FOOD EXPRESS INDS COMMON 359360104 787063 128500 126900
- -------------------------------------------------------------------------------------------------------------------------
FRUIT OF THE LOOM LTD COMMON G3682L105 85938 25000 25000
- -------------------------------------------------------------------------------------------------------------------------
FTI CONSULTING INC COMMON 302941109 357513 77300 77300
- -------------------------------------------------------------------------------------------------------------------------
FUJITSU LTD ADR 5 COM COMMON 359590304 3284976 21177 21177
- -------------------------------------------------------------------------------------------------------------------------
FULLER H B CO COM COMMON 359694106 2907279.26 47758 47758
- -------------------------------------------------------------------------------------------------------------------------
FUNCO INC COMMON 360762108 1292938 68500 68500
- -------------------------------------------------------------------------------------------------------------------------
FURNITURE BRANDS INTL IN COMMON 360921100 173250 8800 8800
- -------------------------------------------------------------------------------------------------------------------------
FURON CO COMMON 361106107 1733156 69500 68300
- -------------------------------------------------------------------------------------------------------------------------
<CAPTION>
- ---------------------------------------------------
Manager VSole VShared VNone
- ---------------------------------------------------
<S> <C> <C> <C>
- ---------------------------------------------------
1 30300
- ---------------------------------------------------
1 18200
- ---------------------------------------------------
1 5800
- ---------------------------------------------------
1 672500 16200
- ---------------------------------------------------
1 107400 13300
- ---------------------------------------------------
1 2200
- ---------------------------------------------------
1 65200
- ---------------------------------------------------
1 633650 53000
- ---------------------------------------------------
1 326173 4000
- ---------------------------------------------------
1 200
- ---------------------------------------------------
1 163700 5300
- ---------------------------------------------------
1 72846 0 16255
- ---------------------------------------------------
1 8400
- ---------------------------------------------------
1 15100
- ---------------------------------------------------
1 200
- ---------------------------------------------------
1 6600
- ---------------------------------------------------
1 486364 11100
- ---------------------------------------------------
1 300
- ---------------------------------------------------
1 119763 490 23310
- ---------------------------------------------------
1 840
- ---------------------------------------------------
1 165200
- ---------------------------------------------------
1 661000 27000
- ---------------------------------------------------
1 291000 6300
- ---------------------------------------------------
1 61900 1100
- ---------------------------------------------------
1 401400 9000
- ---------------------------------------------------
1 121966 2551
- ---------------------------------------------------
1 317600 7700
- ---------------------------------------------------
1 615780 13400
- ---------------------------------------------------
1 313600
- ---------------------------------------------------
1 125100 3400
- ---------------------------------------------------
1 25000
- ---------------------------------------------------
1 75200 2100
- ---------------------------------------------------
1 17597 1260 2320
- ---------------------------------------------------
1 38393 155 9210
- ---------------------------------------------------
1 67300 1200
- ---------------------------------------------------
1 8800
- ---------------------------------------------------
1 69500
- ---------------------------------------------------
</TABLE>
Page 16 of 43
<PAGE>
<TABLE>
<CAPTION>
Brandywine Asset Management, Inc. 13F Report
- -------------------------------------------------------------------------------------------------------------------------
Issuer Class CUSIP FMV Shares IDSole IDShared IDOther
- -------------------------------------------------------------------------------------------------------------------------
<C> <C> <C> <C> <C> <C> <C> <C>
- -------------------------------------------------------------------------------------------------------------------------
GA FINL INC COMMON 361437106 104288 8100 8100
- -------------------------------------------------------------------------------------------------------------------------
GALEY & LORD INC COMMON 36352K103 550726 209800 208700
- -------------------------------------------------------------------------------------------------------------------------
GALLAHER GROUP PLC COMMON 363595109 22516688 828200 828200
- -------------------------------------------------------------------------------------------------------------------------
GARAN INC COMMON 364802108 3164626 97000 96500
- -------------------------------------------------------------------------------------------------------------------------
GARDEN RIDGE CORP COMMON 36541P104 2372925 327300 326000
- -------------------------------------------------------------------------------------------------------------------------
GARDNER DENVER INC COMMON 365558105 605000 40000 40000
- -------------------------------------------------------------------------------------------------------------------------
GBC BANCORP CALIF COMMON 361475106 1705001 88000 86900
- -------------------------------------------------------------------------------------------------------------------------
GEHL CO COMMON 368483103 1100500 62000 62000
- -------------------------------------------------------------------------------------------------------------------------
GENCOR INDS INC COMMON 368678108 107060 16960 16960
- -------------------------------------------------------------------------------------------------------------------------
GENCORP INC COMMON 368682100 8500662 464200 462100
- -------------------------------------------------------------------------------------------------------------------------
GENERAL CHEM GROUP INC COMMON 369332101 1470906 427900 426000
- -------------------------------------------------------------------------------------------------------------------------
GENERAL CIGAR HLDGS INC COMMON 36933P100 3384477 501404 498904
- -------------------------------------------------------------------------------------------------------------------------
GENERAL DYNAMICS CORP COMMON 369550108 12488 200 200
- -------------------------------------------------------------------------------------------------------------------------
GENERAL ELEC CO COMMON 369604103 248981 2100 2100
- -------------------------------------------------------------------------------------------------------------------------
GENERAL EMPLOYMENT ENTER COMMON 369730106 60375 13800 13800
- -------------------------------------------------------------------------------------------------------------------------
GENERAL MTRS CORP COMMON 370442105 47408259 753259 753259
- -------------------------------------------------------------------------------------------------------------------------
GENERAL SEMICONDUCTOR IN COMMON 370787103 3139125 304400 300800
- -------------------------------------------------------------------------------------------------------------------------
GENESCO INC COMMON 371532102 5775000 462000 459000
- -------------------------------------------------------------------------------------------------------------------------
GENESIS HEALTH VENTURES COMMON 371912106 1629949 686294 682194
- -------------------------------------------------------------------------------------------------------------------------
GENESSEE AND WYOMING COMMON 371559105 2355250.25 207054 206554
- -------------------------------------------------------------------------------------------------------------------------
GENLYTE GROUP INC COMMON 372302109 1541375 64900 62200
- -------------------------------------------------------------------------------------------------------------------------
GENTEK INC COMMON 37245X104 4843476 425800 423900
- -------------------------------------------------------------------------------------------------------------------------
GENUINE PARTS CO COMMON 372460105 2433125 91600 91600
- -------------------------------------------------------------------------------------------------------------------------
GEON CO COMMON 37246W105 20600 800 800
- -------------------------------------------------------------------------------------------------------------------------
GEORGIA GULF CORP COMMON 373200203 6877276 390200 386700
- -------------------------------------------------------------------------------------------------------------------------
GEORGIA PAC CORP COMMON 373298108 8088 200 200
- -------------------------------------------------------------------------------------------------------------------------
GERBER CHILDRENSWEAR INC COMMON 373701101 88513 19400 19400
- -------------------------------------------------------------------------------------------------------------------------
GIANT CEMENT HLDG INC COMMON 374450104 3183725 138800 138300
- -------------------------------------------------------------------------------------------------------------------------
GLATFELTER P H CO COMMON 377316104 1707856 103900 103900
- -------------------------------------------------------------------------------------------------------------------------
GLEASON CORP COMMON 377339106 2169200 127600 127600
- -------------------------------------------------------------------------------------------------------------------------
GLENBOROUGH RLTY TR INC COMMON 37803P105 330000 20000 20000
- -------------------------------------------------------------------------------------------------------------------------
GLOBAL INDL TECHNOLOGIES COMMON 379335102 360150 29400 29400
- -------------------------------------------------------------------------------------------------------------------------
GLOBAL MARINE INC COMMON 379352404 453675 27600 27600
- -------------------------------------------------------------------------------------------------------------------------
GLOBAL PMT TECHNOLOGIES COMMON 37936S109 438075 53100 53100
- -------------------------------------------------------------------------------------------------------------------------
GOLDEN WEST FINL CORP DE COMMON 381317106 4916 50 50
- -------------------------------------------------------------------------------------------------------------------------
GOODYEAR TIRE & RUBR CO COMMON 382550101 9625 200 200
- -------------------------------------------------------------------------------------------------------------------------
GOODYS FAMILY CLOTHING I COMMON 382588101 4467432 554100 551500
- -------------------------------------------------------------------------------------------------------------------------
<CAPTION>
- ---------------------------------------------------
Manager VSole VShared VNone
- ---------------------------------------------------
<S> <C> <C> <C>
- ---------------------------------------------------
1 8100
- ---------------------------------------------------
1 204400 5400
- ---------------------------------------------------
1 828200
- ---------------------------------------------------
1 94800 2200
- ---------------------------------------------------
1 321100 6200
- ---------------------------------------------------
1 33300 6700
- ---------------------------------------------------
1 85700 2300
- ---------------------------------------------------
1 59900 2100
- ---------------------------------------------------
1 16960
- ---------------------------------------------------
1 448900 15300
- ---------------------------------------------------
1 418600 9300
- ---------------------------------------------------
1 488804 12600
- ---------------------------------------------------
1 200
- ---------------------------------------------------
1 0 0 2100
- ---------------------------------------------------
1 13800
- ---------------------------------------------------
1 666999 0 86260
- ---------------------------------------------------
1 304400
- ---------------------------------------------------
1 450000 12000
- ---------------------------------------------------
1 670694 15600
- ---------------------------------------------------
1 181394 475 25185
- ---------------------------------------------------
1 62500 2400
- ---------------------------------------------------
1 416500 9300
- ---------------------------------------------------
1 84600 7000
- ---------------------------------------------------
1 800
- ---------------------------------------------------
1 374900 15300
- ---------------------------------------------------
1 200
- ---------------------------------------------------
1 19400
- ---------------------------------------------------
1 133700 5100
- ---------------------------------------------------
1 103900
- ---------------------------------------------------
1 125400 2200
- ---------------------------------------------------
1 20000
- ---------------------------------------------------
1 20000 9400
- ---------------------------------------------------
1 27600
- ---------------------------------------------------
1 53100
- ---------------------------------------------------
1 50
- ---------------------------------------------------
1 200
- ---------------------------------------------------
1 539300 14800
- ---------------------------------------------------
</TABLE>
Page 17 of 43
<PAGE>
<TABLE>
<CAPTION>
Brandywine Asset Management, Inc. 13F Report
- -------------------------------------------------------------------------------------------------------------------------
Issuer Class CUSIP FMV Shares IDSole IDShared IDOther
- -------------------------------------------------------------------------------------------------------------------------
<C> <C> <C> <C> <C> <C> <C> <C>
- -------------------------------------------------------------------------------------------------------------------------
GORMAN RUPP CO COMMON 383082104 350300 22600 21300
- -------------------------------------------------------------------------------------------------------------------------
GOVERNMENT TECHNOLOGY SV COMMON 383750106 343000 98000 98000
- -------------------------------------------------------------------------------------------------------------------------
GPU INC COMMON 36225X100 4894 150 150
- -------------------------------------------------------------------------------------------------------------------------
GRACO INC COMMON 384109104 1584844 48300 48300
- -------------------------------------------------------------------------------------------------------------------------
GRADCO SYS INC COMMON 384111100 294513 152007 151307
- -------------------------------------------------------------------------------------------------------------------------
GRAHAM CORP COMMON 384556106 161284 25550 25550
- -------------------------------------------------------------------------------------------------------------------------
GRAINGER W W INC COMMON 384802104 4806 100 100
- -------------------------------------------------------------------------------------------------------------------------
GRANITE CONSTR INC COMMON 387328107 63905 2452 2452
- -------------------------------------------------------------------------------------------------------------------------
GRC INTERNATIONAL INC COMMON 361922107 488881 54700 54700
- -------------------------------------------------------------------------------------------------------------------------
GREAT ATLANTIC & PAC COMMON 390064103 1259668.17 41556 41556
- -------------------------------------------------------------------------------------------------------------------------
GREAT LAKES CHEM CORP COMMON 390568103 15225 400 400
- -------------------------------------------------------------------------------------------------------------------------
GREEN MOUNTAIN PWR CORP COMMON 393154109 92250 9000 9000
- -------------------------------------------------------------------------------------------------------------------------
GREENBRIER COS INC COMMON 393657101 4643862.93 419784 418484
- -------------------------------------------------------------------------------------------------------------------------
GRIFFON CORP COMMON 398433102 5415584 676948 673348
- -------------------------------------------------------------------------------------------------------------------------
GRUBB & ELLIS CO COMMON 400095204 512900 89200 87400
- -------------------------------------------------------------------------------------------------------------------------
GTE CORP COMMON 362320103 47631477 619596 619596
- -------------------------------------------------------------------------------------------------------------------------
GTECH HLDGS CORP COMMON 400518106 9042338 421800 421800
- -------------------------------------------------------------------------------------------------------------------------
GUCCI GROUP N V ADR COMMON 401566104 3355865 40190 40190
- -------------------------------------------------------------------------------------------------------------------------
GUILFORD MLS INC COMMON 401794102 4088199 473994 471294
- -------------------------------------------------------------------------------------------------------------------------
GULF ISLAND FABRICATION COMMON 402307102 2752232 208700 207800
- -------------------------------------------------------------------------------------------------------------------------
GYMBOREE CORP COMMON 403777105 40563 5900 5900
- -------------------------------------------------------------------------------------------------------------------------
HAGGAR CORP COMMON 405173105 228513 18100 18100
- -------------------------------------------------------------------------------------------------------------------------
HALLWOOD GROUP INC COMMON 406364406 123806 7100 7100
- -------------------------------------------------------------------------------------------------------------------------
HALTER MARINE GROUP INC COMMON 40642Y105 768319 141300 141300
- -------------------------------------------------------------------------------------------------------------------------
HAMBRECHT & QUIST GRP COMMON 406545103 972758 19954 19954
- -------------------------------------------------------------------------------------------------------------------------
HAMILTON BANCORP INC FLA COMMON 407013101 3652875 171900 171400
- -------------------------------------------------------------------------------------------------------------------------
HAMPSHIRE GROUP LTD COMMON 408859106 250200 27800 27800
- -------------------------------------------------------------------------------------------------------------------------
HANOVER COMPRESSOR CO COMMON 410768105 203218 6388 6388
- -------------------------------------------------------------------------------------------------------------------------
HARCOURT GEN INC COMMON 41163G101 446428 10725 10725
- -------------------------------------------------------------------------------------------------------------------------
HARDINGE INC COMMON 412324303 3322400 207650 205700
- -------------------------------------------------------------------------------------------------------------------------
HARLEYSVILLE GROUP INC COMMON 412824104 9119616 648506 645306
- -------------------------------------------------------------------------------------------------------------------------
HARMAN INTL INDS INC COMMON 413086109 2502719 59500 59500
- -------------------------------------------------------------------------------------------------------------------------
HARSCO CORP COMMON 415864107 345313 12500 12500
- -------------------------------------------------------------------------------------------------------------------------
HARTFORD FINL SVCS GROUP COMMON 416515104 42919 1050 1050
- -------------------------------------------------------------------------------------------------------------------------
HARTFORD LIFE INC COMMON 416592103 132975 2700 2700
- -------------------------------------------------------------------------------------------------------------------------
HARTMARX CORP COMMON 417119104 1522800 380700 379100
- -------------------------------------------------------------------------------------------------------------------------
HASBRO INC COMMON 418056107 4300 200 200
- -------------------------------------------------------------------------------------------------------------------------
<CAPTION>
- ---------------------------------------------------
Manager VSole VShared VNone
- ---------------------------------------------------
<S> <C> <C> <C>
- ---------------------------------------------------
1 20100 2500
- ---------------------------------------------------
1 98000
- ---------------------------------------------------
1 150
- ---------------------------------------------------
1 48300
- ---------------------------------------------------
1 149557 2450
- ---------------------------------------------------
1 25550
- ---------------------------------------------------
1 100
- ---------------------------------------------------
1 2452
- ---------------------------------------------------
1 51700 3000
- ---------------------------------------------------
1 33241 175 8140
- ---------------------------------------------------
1 400
- ---------------------------------------------------
1 9000
- ---------------------------------------------------
1 388874 435 30475
- ---------------------------------------------------
1 662248 14700
- ---------------------------------------------------
1 81500 7700
- ---------------------------------------------------
1 567461 0 52135
- ---------------------------------------------------
1 414400 7400
- ---------------------------------------------------
1 40190
- ---------------------------------------------------
1 469294 4700
- ---------------------------------------------------
1 202900 5800
- ---------------------------------------------------
1 5900
- ---------------------------------------------------
1 18100
- ---------------------------------------------------
1 7100
- ---------------------------------------------------
1 141300
- ---------------------------------------------------
1 19954
- ---------------------------------------------------
1 166900 5000
- ---------------------------------------------------
1 26800 1000
- ---------------------------------------------------
1 6388
- ---------------------------------------------------
1 10725
- ---------------------------------------------------
1 203150 4500
- ---------------------------------------------------
1 634006 14500
- ---------------------------------------------------
1 59500
- ---------------------------------------------------
1 12500
- ---------------------------------------------------
1 1050
- ---------------------------------------------------
1 2700
- ---------------------------------------------------
1 368200 12500
- ---------------------------------------------------
1 200
- ---------------------------------------------------
</TABLE>
Page 18 of 43
<PAGE>
<TABLE>
<CAPTION>
Brandywine Asset Management, Inc. 13F Report
- -------------------------------------------------------------------------------------------------------------------------
Issuer Class CUSIP FMV Shares IDSole IDShared IDOther
- -------------------------------------------------------------------------------------------------------------------------
<C> <C> <C> <C> <C> <C> <C> <C>
- -------------------------------------------------------------------------------------------------------------------------
HAWAIIAN AIRLS INC NEW COMMON 419849104 1636556 707700 703200
- -------------------------------------------------------------------------------------------------------------------------
HAWKINS CHEM INC COMMON 420200107 451474 57330 56130
- -------------------------------------------------------------------------------------------------------------------------
HAWTHORNE FINL CORP COMMON 420542102 152475 11400 11400
- -------------------------------------------------------------------------------------------------------------------------
HEADWAY CORPORATE RESOUR COMMON 422101105 34650 7700 7700
- -------------------------------------------------------------------------------------------------------------------------
HEALTH MGMT SYS INC COMMON 42219M100 38000 8000 8000
- -------------------------------------------------------------------------------------------------------------------------
HEALTHCARE RECOVERIES IN COMMON 42220K101 549725 199900 198700
- -------------------------------------------------------------------------------------------------------------------------
HEALTHCARE SVCS GRP INC COMMON 421906108 1691566 207395 206795
- -------------------------------------------------------------------------------------------------------------------------
HEALTHSOUTH CORP COMMON 421924101 3063 500 500
- -------------------------------------------------------------------------------------------------------------------------
HECTOR COMMUNICATIONS CO COMMON 422730101 103550 7600 7600
- -------------------------------------------------------------------------------------------------------------------------
HELLER FINANCIAL INC COMMON 423328103 67500 3000 3000
- -------------------------------------------------------------------------------------------------------------------------
HELMERICH & PAYNE INC COMMON 423452101 65813 2600 2600
- -------------------------------------------------------------------------------------------------------------------------
HERBALIFE INTL INC COMMON 426908208 10436033 684330 680564
- -------------------------------------------------------------------------------------------------------------------------
HERBALIFE INTL INC COMMON 426908307 1509629 104563 103030
- -------------------------------------------------------------------------------------------------------------------------
HERCULES INC COMMON 427056106 12560651 438800 438800
- -------------------------------------------------------------------------------------------------------------------------
HERLEY INDS INC DEL COMMON 427398102 967561 67899 67899
- -------------------------------------------------------------------------------------------------------------------------
HERTZ CORP COMMON 428040109 4400 100 100
- -------------------------------------------------------------------------------------------------------------------------
HEWLETT PACKARD CO COMMON 428236103 456019 5025 5025
- -------------------------------------------------------------------------------------------------------------------------
HEXCEL CORP NEW COMMON 428291108 4059450 698400 696500
- -------------------------------------------------------------------------------------------------------------------------
HI-TECH PHARMACAL INC COMMON 42840B101 290156 61900 61900
- -------------------------------------------------------------------------------------------------------------------------
HICKORY TECH CORP COMMON 429060106 861438 61600 61600
- -------------------------------------------------------------------------------------------------------------------------
HIGHLANDS INS GROUP INC COMMON 431032101 44400 4800 4800
- -------------------------------------------------------------------------------------------------------------------------
HIRSCH INTL CORP COMMON 433550100 61006 45400 45400
- -------------------------------------------------------------------------------------------------------------------------
HITACHI LTD COMMON 433578507 5555554 50910 50910
- -------------------------------------------------------------------------------------------------------------------------
HMT TECHNOLOGY CORP C COMMON 403917107 1479972 422839 422839
- -------------------------------------------------------------------------------------------------------------------------
HOECHST A G ADR SPONS COMMON 434390308 4160949 95654 95654
- -------------------------------------------------------------------------------------------------------------------------
HOLIDAY RV SUPERSTORES I COMMON 434902102 83738 17400 17400
- -------------------------------------------------------------------------------------------------------------------------
HOLLY CORP COMMON 435758305 2094000 139600 138600
- -------------------------------------------------------------------------------------------------------------------------
HOME PRODS INTL INC COMMON 437305105 1800938 169500 168800
- -------------------------------------------------------------------------------------------------------------------------
HOMEBASE INC COMMON 43738E108 2206182 560300 556600
- -------------------------------------------------------------------------------------------------------------------------
HONEYWELL INC COMMON 438506107 16697 150 150
- -------------------------------------------------------------------------------------------------------------------------
HORACE MANN EDUCATORS COMMON 440327104 2148014.58 83215 83215
- -------------------------------------------------------------------------------------------------------------------------
HORIZON FINL CORP WASH COMMON 44041F105 5625 500 500
- -------------------------------------------------------------------------------------------------------------------------
HORIZON HEALTH CORP COMMON 44041Y104 724388 123300 123300
- -------------------------------------------------------------------------------------------------------------------------
HOST MARRIOTT CORP NEW COMMON 44107P104 372875 39250 39250
- -------------------------------------------------------------------------------------------------------------------------
HOVNANIAN ENTERPRISES COMMON 442487203 5545877.75 715595 712295
- -------------------------------------------------------------------------------------------------------------------------
HSBC HOLDINGS PLC COMMON 404280406 6179011 106420 106420
- -------------------------------------------------------------------------------------------------------------------------
HUBBELL INC COMMON 443510102 81574 2426 2426
- -------------------------------------------------------------------------------------------------------------------------
<CAPTION>
- ---------------------------------------------------
Manager VSole VShared VNone
- ---------------------------------------------------
<S> <C> <C> <C>
- ---------------------------------------------------
1 679100 28600
- ---------------------------------------------------
1 53130 4200
- ---------------------------------------------------
1 11400
- ---------------------------------------------------
1 7700
- ---------------------------------------------------
1 8000
- ---------------------------------------------------
1 194200 5700
- ---------------------------------------------------
1 202595 4800
- ---------------------------------------------------
1 500
- ---------------------------------------------------
1 7600
- ---------------------------------------------------
1 3000
- ---------------------------------------------------
1 2600
- ---------------------------------------------------
1 662430 21900
- ---------------------------------------------------
1 100763 3800
- ---------------------------------------------------
1 383100 55700
- ---------------------------------------------------
1 65266 2633
- ---------------------------------------------------
1 100
- ---------------------------------------------------
1 5025
- ---------------------------------------------------
1 682000 16400
- ---------------------------------------------------
1 60200 1700
- ---------------------------------------------------
1 60600 1000
- ---------------------------------------------------
1 4800
- ---------------------------------------------------
1 45400
- ---------------------------------------------------
1 46040 3105 1765
- ---------------------------------------------------
1 339394 2085 81360
- ---------------------------------------------------
1 87269 5200 3185
- ---------------------------------------------------
1 15900 1500
- ---------------------------------------------------
1 136400 3200
- ---------------------------------------------------
1 166100 3400
- ---------------------------------------------------
1 545700 14600
- ---------------------------------------------------
1 150
- ---------------------------------------------------
1 66245 315 16655
- ---------------------------------------------------
1 500
- ---------------------------------------------------
1 120700 2600
- ---------------------------------------------------
1 39250
- ---------------------------------------------------
1 669470 1010 45115
- ---------------------------------------------------
1 90420 4985 11015
- ---------------------------------------------------
1 2426
- ---------------------------------------------------
</TABLE>
Page 19 of 43
<PAGE>
<TABLE>
<CAPTION>
Brandywine Asset Management, Inc. 13F Report
- -------------------------------------------------------------------------------------------------------------------------
Issuer Class CUSIP FMV Shares IDSole IDShared IDOther
- -------------------------------------------------------------------------------------------------------------------------
<C> <C> <C> <C> <C> <C> <C> <C>
- -------------------------------------------------------------------------------------------------------------------------
HUGHES SUPPLY INC COMMON 444482103 10097438 464250 460750
- -------------------------------------------------------------------------------------------------------------------------
HUMANA INC COM COMMON 444859102 13246716 1926795 1926795
- -------------------------------------------------------------------------------------------------------------------------
HUNT J B TRANSPORT SVC COMMON 445658107 4065375 293000 293000
- -------------------------------------------------------------------------------------------------------------------------
HUNTINGTON BANCSHARES IN COMMON 446150104 7305 275 275
- -------------------------------------------------------------------------------------------------------------------------
HURCO COMPANIES INC COMMON 447324104 526541 156012 155412
- -------------------------------------------------------------------------------------------------------------------------
HUTCHINSON TECHNOLOGY COMMON 448407106 2261196 83748 83748
- -------------------------------------------------------------------------------------------------------------------------
I B M COMMON 459200101 30325338 261507 261507
- -------------------------------------------------------------------------------------------------------------------------
IBP INC COMMON 449223106 24688 1000 1000
- -------------------------------------------------------------------------------------------------------------------------
IDACORP INC COMMON 451107106 970025 32200 32200
- -------------------------------------------------------------------------------------------------------------------------
ILLANOVA CORP COMMON 452317100 53199338 1895743 1895743
- -------------------------------------------------------------------------------------------------------------------------
IMC GLOBAL INC COMMON 449669100 34174424 2346740 2346740
- -------------------------------------------------------------------------------------------------------------------------
IMCO RECYCLING INC COMMON 449681105 514500 34300 34300
- -------------------------------------------------------------------------------------------------------------------------
IMPERIAL CHEM INDS PLC COMMON 452704505 11703813 271000 271000
- -------------------------------------------------------------------------------------------------------------------------
INACOM CORP COM COMMON 45323G109 8070509.02 878420 873420
- -------------------------------------------------------------------------------------------------------------------------
INDEPENDENCE HLDG CO NEW COMMON 453440307 402438 34250 34250
- -------------------------------------------------------------------------------------------------------------------------
INDEPENDENT BANK CORP MI COMMON 453838104 15313 1000 1000
- -------------------------------------------------------------------------------------------------------------------------
INDEPENDENT BANKSHARES I COMMON 453841207 128650 12400 12400
- -------------------------------------------------------------------------------------------------------------------------
INDONESIAN SATELLITE COMMON 715680104 153360 11360 11360
- -------------------------------------------------------------------------------------------------------------------------
INDUSTRIAL HLDGS INC COMMON 456160100 409500 117000 117000
- -------------------------------------------------------------------------------------------------------------------------
ING GROEP N V ADR SPO COMMON 456837103 4528646 82715 82715
- -------------------------------------------------------------------------------------------------------------------------
INGERSOLL-RAND COMPANY COMMON 456866102 10988 200 200
- -------------------------------------------------------------------------------------------------------------------------
INGRAM MICRO INC COMMON 457153104 1931 150 150
- -------------------------------------------------------------------------------------------------------------------------
INLAND ENTMT CORP COMMON 457349108 100650 36600 36600
- -------------------------------------------------------------------------------------------------------------------------
INSO CORP COMMON 457674109 2657936 332242 332242
- -------------------------------------------------------------------------------------------------------------------------
INSURANCE AUTO AUCTIO COMMON 457875102 2982071.38 200475 200475
- -------------------------------------------------------------------------------------------------------------------------
INTEGRATED DEVICE TEC COMMON 458118106 2619691 141603 141603
- -------------------------------------------------------------------------------------------------------------------------
INTEGRATED HEALTH SVCS I COMMON 45812C106 1565378 1001842 995742
- -------------------------------------------------------------------------------------------------------------------------
INTEL CORP COMMON 458140100 355957 4790 4790
- -------------------------------------------------------------------------------------------------------------------------
INTER PARFUMS INC COMMON 458334109 488300 51400 51400
- -------------------------------------------------------------------------------------------------------------------------
INTERCHANGE FINL SVCS S COMMON 458447109 150450 8850 8850
- -------------------------------------------------------------------------------------------------------------------------
INTERDIGITAL COMMUNICATI COMMON 45866A105 1503700 273400 273400
- -------------------------------------------------------------------------------------------------------------------------
INTERFACE INC COMMON 458665106 4686301 914400 909700
- -------------------------------------------------------------------------------------------------------------------------
INTERMET CORP COMMON 45881K104 5708784 674100 671200
- -------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL AIRL SUPPO COMMON 458865201 123250 29000 29000
- -------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL ALUM CORP COMMON 458884103 1601381 58100 58100
- -------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL PAPER CO COMMON 460146103 20379 424 424
- -------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL TELECOMMUN COMMON 46047F104 810844 96100 96100
- ----------------------------------------------------------------------------------------------------------------------
<CAPTION>
- ---------------------------------------------------
Manager VSole VShared VNone
- ---------------------------------------------------
<S> <C> <C> <C>
- ---------------------------------------------------
1 454050 10200
- ---------------------------------------------------
1 1695455 0 231340
- ---------------------------------------------------
1 290400 2600
- ---------------------------------------------------
1 275
- ---------------------------------------------------
1 153212 2800
- ---------------------------------------------------
1 70213 265 13270
- ---------------------------------------------------
1 253437 0 8070
- ---------------------------------------------------
1 1000
- ---------------------------------------------------
1 32200
- ---------------------------------------------------
1 1696968 0 198775
- ---------------------------------------------------
1 2101470 0 245270
- ---------------------------------------------------
1 34300
- ---------------------------------------------------
1 271000
- ---------------------------------------------------
1 827790 720 49910
- ---------------------------------------------------
1 32500 1750
- ---------------------------------------------------
1 1000
- ---------------------------------------------------
1 12400
- ---------------------------------------------------
1 0 11360 0
- ---------------------------------------------------
1 111200 5800
- ---------------------------------------------------
1 70100 3025 9590
- ---------------------------------------------------
1 200
- ---------------------------------------------------
1 150
- ---------------------------------------------------
1 35500 1100
- ---------------------------------------------------
1 264552 1385 66305
- ---------------------------------------------------
1 159270 690 40515
- ---------------------------------------------------
1 114673 535 26395
- ---------------------------------------------------
1 979942 21900
- ---------------------------------------------------
1 4790
- ---------------------------------------------------
1 51400
- ---------------------------------------------------
1 8615 235
- ---------------------------------------------------
1 273400
- ---------------------------------------------------
1 888200 26200
- ---------------------------------------------------
1 662700 11400
- ---------------------------------------------------
1 27900 1100
- ---------------------------------------------------
1 58100
- ---------------------------------------------------
1 424
- ---------------------------------------------------
1 91400 4700
- ---------------------------------------------------
</TABLE>
Page 20 of 43
<PAGE>
<TABLE>
<CAPTION>
Brandywine Asset Management, Inc. 13F Report
- -------------------------------------------------------------------------------------------------------------------------
Issuer Class CUSIP FMV Shares IDSole IDShared IDOther
- -------------------------------------------------------------------------------------------------------------------------
<C> <C> <C> <C> <C> <C> <C> <C>
- -------------------------------------------------------------------------------------------------------------------------
INTERPOOL INC COMMON 46062R108 3487896 457429 455629
- -------------------------------------------------------------------------------------------------------------------------
INTEVAC INC COMMON 461148108 106200 23600 23600
- -------------------------------------------------------------------------------------------------------------------------
INTL SPECIALTY PRODS INC COMMON 460337108 6539869 658100 655300
- -------------------------------------------------------------------------------------------------------------------------
INVENSYS PLC ADR COMMON 461204109 443018 45950 45950
- -------------------------------------------------------------------------------------------------------------------------
INVESTMENT TECHNOLOGY GR COMMON 46145F105 36800 1600 1600
- -------------------------------------------------------------------------------------------------------------------------
INVESTORS TITLE CO COMMON 461804106 149725 10600 10600
- -------------------------------------------------------------------------------------------------------------------------
ISLE OF CAPRI CASINOS IN COMMON 464592104 411000 41100 41100
- -------------------------------------------------------------------------------------------------------------------------
ISTITUTO BANCARIO SAN COMMON 465224103 3985483 153288 153288
- -------------------------------------------------------------------------------------------------------------------------
ITEQ INC COMMON 450430103 637106 308900 306400
- -------------------------------------------------------------------------------------------------------------------------
ITLA CAP CORP COMMON 450565106 128325 8700 8700
- -------------------------------------------------------------------------------------------------------------------------
ITOCHU CORP ADR COMMON 465717106 4844131 146970 146970
- -------------------------------------------------------------------------------------------------------------------------
ITT INDS INC IND COMMON 450911102 3181 100 100
- -------------------------------------------------------------------------------------------------------------------------
IVEX PACKAGING CORP DEL COMMON 465855104 231600 18840 18840
- -------------------------------------------------------------------------------------------------------------------------
J JILL GROUP INC COMMON 466189107 74531 15900 15900
- -------------------------------------------------------------------------------------------------------------------------
J P MORGAN AND CO. COMMON 616880100 6851385 59968 59968
- -------------------------------------------------------------------------------------------------------------------------
JACKPOT ENTERPRISES INC COMMON 466392107 31500 3600 3600
- -------------------------------------------------------------------------------------------------------------------------
JAN BELL MARKETING INC COMMON 470760109 1272000 384000 382700
- -------------------------------------------------------------------------------------------------------------------------
JASON INC COMMON 471171108 1894726 240600 239500
- -------------------------------------------------------------------------------------------------------------------------
JEFFERIES GROUP INC NEW COMMON 472319102 1528050 73200 73200
- -------------------------------------------------------------------------------------------------------------------------
JEFFERSON PILOT CORP COMMON 475070108 6319 100 100
- -------------------------------------------------------------------------------------------------------------------------
JEFFERSON SMURFIT GRO COMMON 47508W107 4725469 161210 161210
- -------------------------------------------------------------------------------------------------------------------------
JLK DIRECT DISTRIBUTION COMMON 46621C105 2029500 270600 270600
- -------------------------------------------------------------------------------------------------------------------------
JOHNSON CTLS INC COMMON 478366107 6631 100 100
- -------------------------------------------------------------------------------------------------------------------------
JOHNSON WORLDWIDE ASSOC COMMON 479254104 195731 21900 21900
- -------------------------------------------------------------------------------------------------------------------------
JOS A BANK CLOTHIERS INC COMMON 480838101 405844 99900 99900
- -------------------------------------------------------------------------------------------------------------------------
JOURNAL REGISTER CO C COMMON 481138105 1237048 89966 89966
- -------------------------------------------------------------------------------------------------------------------------
JPM CO COMMON 465933109 220613 33300 33300
- -------------------------------------------------------------------------------------------------------------------------
JSB FINANCIAL INC COMMON 46624M100 202837 3543 3543
- -------------------------------------------------------------------------------------------------------------------------
JUSCO LTD ADR COMMON 482131208 3626102 19255 19255
- -------------------------------------------------------------------------------------------------------------------------
JUSTIN INDS INC COMMON 482171105 3579507 252300 250200
- -------------------------------------------------------------------------------------------------------------------------
JWGENESIS FINL CORP COMMON 482227105 288638 17900 17900
- -------------------------------------------------------------------------------------------------------------------------
K MART CORP COMMON 482584109 7013 600 600
- -------------------------------------------------------------------------------------------------------------------------
K TRON INTL INC COMMON 482730108 760113 51100 51100
- -------------------------------------------------------------------------------------------------------------------------
K2 INC COMMON 482732104 2107069 239100 238400
- -------------------------------------------------------------------------------------------------------------------------
KAISER ALUMINUM CORP COMMON 483007100 190356 22900 22900
- -------------------------------------------------------------------------------------------------------------------------
KAMAN CORP COMMON 483548103 5361375 420500 417700
- -------------------------------------------------------------------------------------------------------------------------
KANSAS CITY LIFE INS CO COMMON 484836101 112347 3078 3078
- -------------------------------------------------------------------------------------------------------------------------
<CAPTION>
- ---------------------------------------------------
Manager VSole VShared VNone
- ---------------------------------------------------
<S> <C> <C> <C>
- ---------------------------------------------------
1 444679 12750
- ---------------------------------------------------
1 23600
- ---------------------------------------------------
1 624000 34100
- ---------------------------------------------------
1 12700 0 33250
- ---------------------------------------------------
1 1600
- ---------------------------------------------------
1 10600
- ---------------------------------------------------
1 41100
- ---------------------------------------------------
1 131242 4380 17666
- ---------------------------------------------------
1 308900
- ---------------------------------------------------
1 8700
- ---------------------------------------------------
1 134660 7100 5210
- ---------------------------------------------------
1 100
- ---------------------------------------------------
1 18840
- ---------------------------------------------------
1 15900
- ---------------------------------------------------
1 52733 0 7235
- ---------------------------------------------------
1 1800 1800
- ---------------------------------------------------
1 373300 10700
- ---------------------------------------------------
1 232800 7800
- ---------------------------------------------------
1 71800 1400
- ---------------------------------------------------
1 100
- ---------------------------------------------------
1 135940 10725 14545
- ---------------------------------------------------
1 264900 5700
- ---------------------------------------------------
1 100
- ---------------------------------------------------
1 21900
- ---------------------------------------------------
1 97300 2600
- ---------------------------------------------------
1 72426 360 17180
- ---------------------------------------------------
1 33300
- ---------------------------------------------------
1 3543
- ---------------------------------------------------
1 16650 850 1755
- ---------------------------------------------------
1 239200 13100
- ---------------------------------------------------
1 17900
- ---------------------------------------------------
1 600
- ---------------------------------------------------
1 51100
- ---------------------------------------------------
1 235800 3300
- ---------------------------------------------------
1 22900
- ---------------------------------------------------
1 410500 10000
- ---------------------------------------------------
1 3078
- ---------------------------------------------------
</TABLE>
Page 21 of 43
<PAGE>
<TABLE>
<CAPTION>
Brandywine Asset Management, Inc. 13F Report
- -------------------------------------------------------------------------------------------------------------------------
Issuer Class CUSIP FMV Shares IDSole IDShared IDOther
- -------------------------------------------------------------------------------------------------------------------------
<C> <C> <C> <C> <C> <C> <C> <C>
- -------------------------------------------------------------------------------------------------------------------------
KATY INDS INC COMMON 486026107 117600 9800 9800
- -------------------------------------------------------------------------------------------------------------------------
KAUFMAN & BROAD HOME COR COMMON 486168107 2827688 137100 137100
- -------------------------------------------------------------------------------------------------------------------------
KAYE GROUP INC COMMON 486589104 654925 78200 78200
- -------------------------------------------------------------------------------------------------------------------------
KBK CAPITAL CORP COMMON 482412103 4613 900 900
- -------------------------------------------------------------------------------------------------------------------------
KEANE INC COMMON 486665102 15569715 682505 682505
- -------------------------------------------------------------------------------------------------------------------------
KELLWOOD CO COMMON 488044108 8031782 365081 362481
- -------------------------------------------------------------------------------------------------------------------------
KENNAMETAL INC COMMON 489170100 12352143.1 477377 475077
- -------------------------------------------------------------------------------------------------------------------------
KENTEK INFORMATION SYS I COMMON 490807104 623232 77300 76700
- -------------------------------------------------------------------------------------------------------------------------
KENTUCKY ELEC STL INC COMMON 49127B100 25650 7600 7600
- -------------------------------------------------------------------------------------------------------------------------
KERR MCGEE CORP COMMON 492386107 585149 10627 10627
- -------------------------------------------------------------------------------------------------------------------------
KEVCO INC COMMON 492716105 68875 14500 14500
- -------------------------------------------------------------------------------------------------------------------------
KEYCORP NEW COMMON 493267108 33574319 1300700 1300700
- -------------------------------------------------------------------------------------------------------------------------
KEYSPAN CORP COMMON 49337W100 5725 200 200
- -------------------------------------------------------------------------------------------------------------------------
KEYSTONE CONS INDS INC COMMON 493422109 94638 22600 22600
- -------------------------------------------------------------------------------------------------------------------------
KILROY RLTY CORP COM COMMON 49427F108 4687561.26 221896 221896
- -------------------------------------------------------------------------------------------------------------------------
KIMBALL INTL INC COMMON 494274103 245784 12768 9868
- -------------------------------------------------------------------------------------------------------------------------
KINDER MORGAN ENERGY PAR COMMON 494550106 450450 10400 10400
- -------------------------------------------------------------------------------------------------------------------------
KITTY HAWK INC COMMON 498326107 3149888 311100 309000
- -------------------------------------------------------------------------------------------------------------------------
KN ENERGY INC COMMON 482620101 24861872 1108050 1108050
- -------------------------------------------------------------------------------------------------------------------------
KNIGHT RIDDER INC COMMON 499040103 5500 100 100
- -------------------------------------------------------------------------------------------------------------------------
KNOLL INC COMMON 498904101 185438 6900 6900
- -------------------------------------------------------------------------------------------------------------------------
KOMAG INC COMMON 500453105 639426 213142 213142
- -------------------------------------------------------------------------------------------------------------------------
KONINKLIJKE PHILIPS E COMMON 500472204 73701639 729719 729719
- -------------------------------------------------------------------------------------------------------------------------
KOREA ELEC PWR CO COMMON 500631106 5260388 327495 327495
- -------------------------------------------------------------------------------------------------------------------------
KOSS CORP COMMON 500692108 580125 54600 54600
- -------------------------------------------------------------------------------------------------------------------------
LA BARGE INC COMMON 502470107 275000 176000 172900
- -------------------------------------------------------------------------------------------------------------------------
LACROSSE FOOTWEAR INC COMMON 505688101 166100 30200 30200
- -------------------------------------------------------------------------------------------------------------------------
LADD FURNITURE INC COMMON 505739201 1224638 57800 57800
- -------------------------------------------------------------------------------------------------------------------------
LADISH INC COMMON 505754200 133250 20500 20500
- -------------------------------------------------------------------------------------------------------------------------
LADY LUCK GAMING CORP COMMON 505820308 500000 62500 62500
- -------------------------------------------------------------------------------------------------------------------------
LAFARGE CORP COMMON 505862102 691200 21600 21600
- -------------------------------------------------------------------------------------------------------------------------
LAKELAND INDS INC COMMON 511795106 93000 24000 24000
- -------------------------------------------------------------------------------------------------------------------------
LAKES GAMING INC COMMON 51206P109 1697725 176387 174537
- -------------------------------------------------------------------------------------------------------------------------
LAM RESEARCH CORP COMMON 512807108 3529948 57868 57868
- -------------------------------------------------------------------------------------------------------------------------
LAMSON & SESSIONS CO COMMON 513696104 997037 192200 190700
- -------------------------------------------------------------------------------------------------------------------------
LANDAMERICA FINL GROUP I COMMON 514936103 5480625 277500 276800
- -------------------------------------------------------------------------------------------------------------------------
LANDRYS SEAFOOD RESTAURA COMMON 51508L103 4743368 592921 590021
- -------------------------------------------------------------------------------------------------------------------------
<CAPTION>
- ---------------------------------------------------
Manager VSole VShared VNone
- ---------------------------------------------------
<S> <C> <C> <C>
- ---------------------------------------------------
1 9800
- ---------------------------------------------------
1 137100
- ---------------------------------------------------
1 76700 1500
- ---------------------------------------------------
1 900
- ---------------------------------------------------
1 584805 0 97700
- ---------------------------------------------------
1 363081 2000
- ---------------------------------------------------
1 457382 195 19800
- ---------------------------------------------------
1 75500 1800
- ---------------------------------------------------
1 7600
- ---------------------------------------------------
1 10627
- ---------------------------------------------------
1 14500
- ---------------------------------------------------
1 1185700 115000
- ---------------------------------------------------
1 200
- ---------------------------------------------------
1 22600
- ---------------------------------------------------
1 212681 230 8985
- ---------------------------------------------------
1 12768
- ---------------------------------------------------
1 10400
- ---------------------------------------------------
1 303900 7200
- ---------------------------------------------------
1 958550 149500
- ---------------------------------------------------
1 100
- ---------------------------------------------------
1 6900
- ---------------------------------------------------
1 157652 720 54770
- ---------------------------------------------------
1 657684 3192 68843
- ---------------------------------------------------
1 301665 16100 9730
- ---------------------------------------------------
1 53100 1500
- ---------------------------------------------------
1 176000
- ---------------------------------------------------
1 30200
- ---------------------------------------------------
1 57800
- ---------------------------------------------------
1 20500
- ---------------------------------------------------
1 62500
- ---------------------------------------------------
1 21600
- ---------------------------------------------------
1 22800 1200
- ---------------------------------------------------
1 171487 4900
- ---------------------------------------------------
1 49218 135 8515
- ---------------------------------------------------
1 189500 2700
- ---------------------------------------------------
1 269900 7600
- ---------------------------------------------------
1 579521 13400
- ---------------------------------------------------
</TABLE>
Page 22 of 43
<PAGE>
<TABLE>
<CAPTION>
Brandywine Asset Management, Inc. 13F Report
- -------------------------------------------------------------------------------------------------------------------------
Issuer Class CUSIP FMV Shares IDSole IDShared IDOther
- -------------------------------------------------------------------------------------------------------------------------
<C> <C> <C> <C> <C> <C> <C> <C>
- -------------------------------------------------------------------------------------------------------------------------
LANDSTAR SYS INC COMMON 515098101 3223514 92763 92763
- -------------------------------------------------------------------------------------------------------------------------
LASALLE HOTEL PPTYS C COMMON 517942108 1285203.63 99339 99339
- -------------------------------------------------------------------------------------------------------------------------
LAWSON PRODS INC COMMON 520776105 2015450 93200 92600
- -------------------------------------------------------------------------------------------------------------------------
LEGGETT & PLATT INC COMMON 524660107 4922 250 250
- -------------------------------------------------------------------------------------------------------------------------
LEHMAN BROS HLDGS INC COMMON 524908100 5838 100 100
- -------------------------------------------------------------------------------------------------------------------------
LENNAR CORP COMMON 526057104 640688 40200 40200
- -------------------------------------------------------------------------------------------------------------------------
LIBBEY INC COMMON 529898108 4316125 146000 144400
- -------------------------------------------------------------------------------------------------------------------------
LIBERTY FINL COS INC COMMON 530512102 818269 37300 37300
- -------------------------------------------------------------------------------------------------------------------------
LIFE USA HLDG INC COMMON 531918209 963188 46700 46700
- -------------------------------------------------------------------------------------------------------------------------
LIFEMARK CORP COMMON 53219F102 8400 2800 2800
- -------------------------------------------------------------------------------------------------------------------------
LIFEPOINT HOSPITALS INC Common 53219L109 40124 4617 4617
- -------------------------------------------------------------------------------------------------------------------------
LIFETIME HOAN CORP COMMON 531926103 1749881 239300 236800
- -------------------------------------------------------------------------------------------------------------------------
LILLY INDS INC COMMON 532491107 758913 55700 55700
- -------------------------------------------------------------------------------------------------------------------------
LINCOLN ELEC HLDGS INC COMMON 533900106 2216716 106190 106190
- -------------------------------------------------------------------------------------------------------------------------
LINCOLN NATL CORP IND COMMON 534187109 7513 200 200
- -------------------------------------------------------------------------------------------------------------------------
LINDBERG CORP COMMON 535171102 1021088 111900 111900
- -------------------------------------------------------------------------------------------------------------------------
LINDSAY MFG CO COMMON 535555106 137375 7000 7000
- -------------------------------------------------------------------------------------------------------------------------
LITCHFIELD FINL CORP COMMON 536619109 839781 34900 34900
- -------------------------------------------------------------------------------------------------------------------------
LIZ CLAIBORNE INC COMMON 539320101 20871680 673280 673280
- -------------------------------------------------------------------------------------------------------------------------
LOCAL FINL CORP COMMON 539553107 59200 6400 6400
- -------------------------------------------------------------------------------------------------------------------------
LOCKHEED MARTIN CORP COMMON 539830109 28774359 880285 880285
- -------------------------------------------------------------------------------------------------------------------------
LODGIAN INC COMMON 54021P106 1761750 469800 467600
- -------------------------------------------------------------------------------------------------------------------------
LOEWS CORP COMMON 540424108 25913225 369200 369200
- -------------------------------------------------------------------------------------------------------------------------
LONE STAR INDS INC COMMON 542290408 6964745 139644 137744
- -------------------------------------------------------------------------------------------------------------------------
LONE STAR STEAKHOUSE SAL COMMON 542307103 2702156 351500 344800
- -------------------------------------------------------------------------------------------------------------------------
LORAL SPACE & COMMUNICAT COMMON G56462107 5156 300 300
- -------------------------------------------------------------------------------------------------------------------------
LOUIS DREYFUS NAT GAS COMMON 546011107 2666414.21 124380 124380
- -------------------------------------------------------------------------------------------------------------------------
LOUISIANA PAC CORP COMMON 546347105 12500 800 800
- -------------------------------------------------------------------------------------------------------------------------
LTV CORP COMMON 501921100 168563 31000 31000
- -------------------------------------------------------------------------------------------------------------------------
LUBYS INC COMMON 549282101 3978862 345988 343688
- -------------------------------------------------------------------------------------------------------------------------
LUFKIN INDS INC COMMON 549764108 663375 43500 43500
- -------------------------------------------------------------------------------------------------------------------------
LYDALL INC DEL COMMON 550819106 1878938 182200 182200
- -------------------------------------------------------------------------------------------------------------------------
LYONDELL CHEMICAL CO COMMON 552078107 10593 792 792
- -------------------------------------------------------------------------------------------------------------------------
M & F WORLDWIDE CORP COMMON 552541104 3040800 380100 378500
- -------------------------------------------------------------------------------------------------------------------------
M D C HLDGS INC COMMON 552676108 1872894 115700 113100
- -------------------------------------------------------------------------------------------------------------------------
M.A. HANNA CO. COMMON 410522106 2421447.89 212874 212874
- -------------------------------------------------------------------------------------------------------------------------
M/I SCHOTTENSTEIN HOMES COMMON 55305B101 3024450 183300 182500
- -------------------------------------------------------------------------------------------------------------------------
<CAPTION>
- ---------------------------------------------------
Manager VSole VShared VNone
- ---------------------------------------------------
<S> <C> <C> <C>
- ---------------------------------------------------
1 89263 3500
- ---------------------------------------------------
1 79959 405 18975
- ---------------------------------------------------
1 89600 3600
- ---------------------------------------------------
1 250
- ---------------------------------------------------
1 100
- ---------------------------------------------------
1 40200
- ---------------------------------------------------
1 139000 7000
- ---------------------------------------------------
1 37300
- ---------------------------------------------------
1 46700
- ---------------------------------------------------
1 2800
- ---------------------------------------------------
1 4617
- ---------------------------------------------------
1 234400 4900
- ---------------------------------------------------
1 53800 1900
- ---------------------------------------------------
1 101190 5000
- ---------------------------------------------------
1 200
- ---------------------------------------------------
1 109500 2400
- ---------------------------------------------------
1 7000
- ---------------------------------------------------
1 34900
- ---------------------------------------------------
1 650965 0 22315
- ---------------------------------------------------
1 6400
- ---------------------------------------------------
1 772215 0 108070
- ---------------------------------------------------
1 459000 10800
- ---------------------------------------------------
1 336300 32900
- ---------------------------------------------------
1 134744 4900
- ---------------------------------------------------
1 351500
- ---------------------------------------------------
1 300
- ---------------------------------------------------
1 104670 500 19210
- ---------------------------------------------------
1 800
- ---------------------------------------------------
1 31000
- ---------------------------------------------------
1 333288 12700
- ---------------------------------------------------
1 43500
- ---------------------------------------------------
1 182200
- ---------------------------------------------------
1 792
- ---------------------------------------------------
1 371400 8700
- ---------------------------------------------------
1 110800 4900
- ---------------------------------------------------
1 182004 370 30500
- ---------------------------------------------------
1 179200 4100
- ---------------------------------------------------
</TABLE>
Page 23 of 43
<PAGE>
<TABLE>
<CAPTION>
Brandywine Asset Management, Inc. 13F Report
- -------------------------------------------------------------------------------------------------------------------------
Issuer Class CUSIP FMV Shares IDSole IDShared IDOther
- -------------------------------------------------------------------------------------------------------------------------
<C> <C> <C> <C> <C> <C> <C> <C>
- -------------------------------------------------------------------------------------------------------------------------
MAF BANCORP INC COMMON 55261R108 609487 30666 30666
- -------------------------------------------------------------------------------------------------------------------------
MAGNETEK INC COMMON 559424106 4357926 487600 484600
- -------------------------------------------------------------------------------------------------------------------------
MAI SYSTEMS CORP COMMON 552620205 104963 93300 93300
- -------------------------------------------------------------------------------------------------------------------------
MAIL-WELL INC COMMON 560321200 2468363 177900 175400
- -------------------------------------------------------------------------------------------------------------------------
MAIN STREET AND MAIN INC COMMON 560345308 649950 185700 184800
- -------------------------------------------------------------------------------------------------------------------------
MAINE PUB SVC CO COMMON 560483109 203400 11300 11300
- -------------------------------------------------------------------------------------------------------------------------
MAKITA CORP COMMON 560877300 568700 51700 51700
- -------------------------------------------------------------------------------------------------------------------------
MALLINCKRODT INC NEW COMMON 561232109 3919545 129840 129840
- -------------------------------------------------------------------------------------------------------------------------
MANCHESTER EQUIP INC COMMON 562154104 54359 17750 17750
- -------------------------------------------------------------------------------------------------------------------------
MARCUS CORP COMMON 566330106 34981 2900 2900
- -------------------------------------------------------------------------------------------------------------------------
MARINE DRILLING COS INC COMMON 568240204 641988 40600 40600
- -------------------------------------------------------------------------------------------------------------------------
MARINE TRANS CORP COMMON 567912100 4569 1523 1523
- -------------------------------------------------------------------------------------------------------------------------
MARITRANS INC COMMON 570363101 64575 12600 12600
- -------------------------------------------------------------------------------------------------------------------------
MARK IV INDS INC COMMON 570387100 7953325 402700 400900
- -------------------------------------------------------------------------------------------------------------------------
MARRIOTT INTL INC NEW COMMON 571903202 8172 250 250
- -------------------------------------------------------------------------------------------------------------------------
MARSH SUPERMARKETS INC COMMON 571783307 911625 57200 55500
- -------------------------------------------------------------------------------------------------------------------------
MARSHALL INDS COMMON 572393106 3186450 87300 86100
- -------------------------------------------------------------------------------------------------------------------------
MARTIN MARIETTA MATLS IN COMMON 573284106 690919 17300 17300
- -------------------------------------------------------------------------------------------------------------------------
MASCO CORP COMMON 574599106 12400 400 400
- -------------------------------------------------------------------------------------------------------------------------
MASCOTECH INC COMMON 574670105 15436313 928500 923100
- -------------------------------------------------------------------------------------------------------------------------
MATSUSHITA ELEC CO COMMON 576879209 486970 2330 2330
- -------------------------------------------------------------------------------------------------------------------------
MATTEL INC COMMON 577081102 22772127 1198533 1198533
- -------------------------------------------------------------------------------------------------------------------------
MAX & ERMAS RESTAURANTS COMMON 577903107 228150 33800 33800
- -------------------------------------------------------------------------------------------------------------------------
MAXWELL SHOE INC COMMON 577766108 1647938 187000 186000
- -------------------------------------------------------------------------------------------------------------------------
MAXXIM MEDICAL, INC. COMMON 57777G105 3434919 143495 143495
- -------------------------------------------------------------------------------------------------------------------------
MAY DEPT STORES CO COMMON 577778103 13664 375 375
- -------------------------------------------------------------------------------------------------------------------------
MBIA INC COMMON 55262C100 542482 11635 11635
- -------------------------------------------------------------------------------------------------------------------------
MCGRATH RENTCORP COMMON 580589109 3272400 181800 180900
- -------------------------------------------------------------------------------------------------------------------------
MCI WORLDCOM INC COMMON 55268B106 53619 746 746
- -------------------------------------------------------------------------------------------------------------------------
MCKESSON HBOC INC COM COMMON 58155Q103 33068410 1140290 1140290
- -------------------------------------------------------------------------------------------------------------------------
MCN CORP COMMON 55267J100 14146688 823080 823080
- -------------------------------------------------------------------------------------------------------------------------
MCRAE INDS INC COMMON 582757209 163350 29700 29700
- -------------------------------------------------------------------------------------------------------------------------
MEAD CORP COMMON 582834107 15204234 442305 442305
- -------------------------------------------------------------------------------------------------------------------------
MEADOW VY CORP COMMON 583185103 304658 69636 69636
- -------------------------------------------------------------------------------------------------------------------------
MEDFORD BANCORP INC COMMON 584131106 72263 4700 4700
- -------------------------------------------------------------------------------------------------------------------------
MEDIA ARTS GROUP INC COMMON 58439C102 871082 196300 195000
- -------------------------------------------------------------------------------------------------------------------------
MEDICAL ASSURN INC COMMON 58449U100 151302 6037 6037
- -------------------------------------------------------------------------------------------------------------------------
<CAPTION>
- ---------------------------------------------------
Manager VSole VShared VNone
- ---------------------------------------------------
<S> <C> <C> <C>
- ---------------------------------------------------
1 30666
- ---------------------------------------------------
1 471900 15700
- ---------------------------------------------------
1 89100 4200
- ---------------------------------------------------
1 177900
- ---------------------------------------------------
1 181800 3900
- ---------------------------------------------------
1 11300
- ---------------------------------------------------
1 51700
- ---------------------------------------------------
1 119755 0 10085
- ---------------------------------------------------
1 17750
- ---------------------------------------------------
1 2900
- ---------------------------------------------------
1 40600
- ---------------------------------------------------
1 1523
- ---------------------------------------------------
1 12600
- ---------------------------------------------------
1 402700
- ---------------------------------------------------
1 250
- ---------------------------------------------------
1 53900 3300
- ---------------------------------------------------
1 87300
- ---------------------------------------------------
1 17300
- ---------------------------------------------------
1 400
- ---------------------------------------------------
1 906200 22300
- ---------------------------------------------------
1 0 0 2330
- ---------------------------------------------------
1 1022808 0 175725
- ---------------------------------------------------
1 31800 2000
- ---------------------------------------------------
1 183100 3900
- ---------------------------------------------------
1 130775 315 12405
- ---------------------------------------------------
1 375
- ---------------------------------------------------
1 11635
- ---------------------------------------------------
1 174800 7000
- ---------------------------------------------------
1 746
- ---------------------------------------------------
1 986975 0 153315
- ---------------------------------------------------
1 811680 0 11400
- ---------------------------------------------------
1 28800 900
- ---------------------------------------------------
1 432205 0 10100
- ---------------------------------------------------
1 69636
- ---------------------------------------------------
1 4700
- ---------------------------------------------------
1 191300 5000
- ---------------------------------------------------
1 6037
- ---------------------------------------------------
</TABLE>
Page 24 of 43
<PAGE>
<TABLE>
<CAPTION>
Brandywine Asset Management, Inc. 13F Report
- -------------------------------------------------------------------------------------------------------------------------
Issuer Class CUSIP FMV Shares IDSole IDShared IDOther
- -------------------------------------------------------------------------------------------------------------------------
<C> <C> <C> <C> <C> <C> <C> <C>
- -------------------------------------------------------------------------------------------------------------------------
MEDSTONE INTL INC NEW COMMON 58505C101 866158 133255 132155
- -------------------------------------------------------------------------------------------------------------------------
MENS WEARHOUSE INC COMMON 587118100 9245 430 430
- -------------------------------------------------------------------------------------------------------------------------
MENTOR GRAPHICS CORP COMMON 587200106 1185882.04 138496 138496
- -------------------------------------------------------------------------------------------------------------------------
MERCANTILE BANCORP INC COMMON 587342106 10275 200 200
- -------------------------------------------------------------------------------------------------------------------------
MERCHANTS BANCSHARES COMMON 588448100 1692738 70900 70400
- -------------------------------------------------------------------------------------------------------------------------
MERCHANTS GROUP INC COMMON 588539106 265350 11600 11600
- -------------------------------------------------------------------------------------------------------------------------
MERCURY AIR GROUP INC COMMON 589354109 882861 144140 143340
- -------------------------------------------------------------------------------------------------------------------------
MERITOR AUTOMOTIVE INC COMMON 59000G100 672175 32200 32200
- -------------------------------------------------------------------------------------------------------------------------
MERRILL CORP COMMON 590175105 6055019 303700 302200
- -------------------------------------------------------------------------------------------------------------------------
MESA LABS INC COMMON 59064R109 267750 61200 61200
- -------------------------------------------------------------------------------------------------------------------------
MESTEK INC COMMON 590829107 1634000 81700 81700
- -------------------------------------------------------------------------------------------------------------------------
MET PRO CORP COMMON 590876306 688000 64000 64000
- -------------------------------------------------------------------------------------------------------------------------
METALS USA INC COMMON 591324108 7879879 773485 768985
- -------------------------------------------------------------------------------------------------------------------------
METRIKA SYSTEMS CORP COMMON 59159M106 589375 102500 102500
- -------------------------------------------------------------------------------------------------------------------------
METROWEST BK MASS COMMON 592668107 918675 136100 133300
- -------------------------------------------------------------------------------------------------------------------------
METSO CORP ADR SPONSO COMMON 592671101 146970 12780 12780
- -------------------------------------------------------------------------------------------------------------------------
MFRI INC COMMON 552721102 197438 40500 40500
- -------------------------------------------------------------------------------------------------------------------------
MGIC INVT CORP WIS COMMON 552848103 4775 100 100
- -------------------------------------------------------------------------------------------------------------------------
MICHAEL ANTHONY JEWELERS COMMON 594060105 30000 10000 10000
- -------------------------------------------------------------------------------------------------------------------------
MICHAEL FOOD INC NEW COMMON 594079105 6237172 237324 235024
- -------------------------------------------------------------------------------------------------------------------------
MICRO WAREHOUSE INC COMMON 59501B105 5284582 438100 434200
- -------------------------------------------------------------------------------------------------------------------------
MICROSEMI CORP COMMON 595137100 684401 92800 91700
- -------------------------------------------------------------------------------------------------------------------------
MID AMER BANCORP COMMON 595915109 829972 34403 34403
- -------------------------------------------------------------------------------------------------------------------------
MIDDLEBY CORP COMMON 596278101 30256 5150 5150
- -------------------------------------------------------------------------------------------------------------------------
MIDLAND CO COMMON 597486109 1476300 70300 69800
- -------------------------------------------------------------------------------------------------------------------------
MIDWAY AIRLS CORP COMMON 598126100 6375 1000 1000
- -------------------------------------------------------------------------------------------------------------------------
MIDWAY GAMES INC COMMON 598148104 1560825 99100 99100
- -------------------------------------------------------------------------------------------------------------------------
MIDWEST EXPRESS HLDGS IN COMMON 597911106 1241916 47424 45174
- -------------------------------------------------------------------------------------------------------------------------
MIKASA INC COMMON 59862T109 2334725 198700 194200
- -------------------------------------------------------------------------------------------------------------------------
MILACRON INC COMMON 598709103 17394468 979970 975770
- -------------------------------------------------------------------------------------------------------------------------
MILLER BLDG SYS INC COMMON 600404107 312000 52000 52000
- -------------------------------------------------------------------------------------------------------------------------
MIM CORP COMMON 553044108 541875 255000 255000
- -------------------------------------------------------------------------------------------------------------------------
MITCHAM INDS INC COMMON 606501104 235238 45900 45400
- -------------------------------------------------------------------------------------------------------------------------
MMI COS INC COMMON 553087107 4031563 368600 366900
- -------------------------------------------------------------------------------------------------------------------------
MOBIL CORP COMMON 607059102 50375 500 500
- -------------------------------------------------------------------------------------------------------------------------
MOBILE AMER CORP FLA COMMON 607235504 221652 92115 92115
- -------------------------------------------------------------------------------------------------------------------------
MODINE MFG CO COMMON 607828100 2689517 115368 115368
- -------------------------------------------------------------------------------------------------------------------------
<CAPTION>
- ---------------------------------------------------
Manager VSole VShared VNone
- ---------------------------------------------------
<S> <C> <C> <C>
- ---------------------------------------------------
1 131455 1800
- ---------------------------------------------------
1 430
- ---------------------------------------------------
1 112906 490 25100
- ---------------------------------------------------
1 200
- ---------------------------------------------------
1 69200 1700
- ---------------------------------------------------
1 11000 600
- ---------------------------------------------------
1 141115 3025
- ---------------------------------------------------
1 32200
- ---------------------------------------------------
1 295900 7800
- ---------------------------------------------------
1 59700 1500
- ---------------------------------------------------
1 78100 3600
- ---------------------------------------------------
1 62800 1200
- ---------------------------------------------------
1 754585 18900
- ---------------------------------------------------
1 100200 2300
- ---------------------------------------------------
1 132300 3800
- ---------------------------------------------------
1 0 0 12780
- ---------------------------------------------------
1 38200 2300
- ---------------------------------------------------
1 100
- ---------------------------------------------------
1 10000
- ---------------------------------------------------
1 234224 3100
- ---------------------------------------------------
1 424300 13800
- ---------------------------------------------------
1 92800
- ---------------------------------------------------
1 34403
- ---------------------------------------------------
1 5150
- ---------------------------------------------------
1 69000 1300
- ---------------------------------------------------
1 1000
- ---------------------------------------------------
1 99100
- ---------------------------------------------------
1 43449 3975
- ---------------------------------------------------
1 190100 8600
- ---------------------------------------------------
1 961570 18400
- ---------------------------------------------------
1 51300 700
- ---------------------------------------------------
1 253600 1400
- ---------------------------------------------------
1 45900
- ---------------------------------------------------
1 360200 8400
- ---------------------------------------------------
1 500
- ---------------------------------------------------
1 89815 2300
- ---------------------------------------------------
1 115368
- ---------------------------------------------------
</TABLE>
Page 25 of 43
<PAGE>
<TABLE>
<CAPTION>
Brandywine Asset Management, Inc. 13F Report
- -------------------------------------------------------------------------------------------------------------------------
Issuer Class CUSIP FMV Shares IDSole IDShared IDOther
- -------------------------------------------------------------------------------------------------------------------------
<C> <C> <C> <C> <C> <C> <C> <C>
- -------------------------------------------------------------------------------------------------------------------------
MODIS PROFESSIONAL SVCS COMMON 607830106 13127438 990750 990750
- -------------------------------------------------------------------------------------------------------------------------
MOHAWK INDS INC COMMON 608190104 79750 4000 4000
- -------------------------------------------------------------------------------------------------------------------------
MONACO COACH CORP COMMON 60886R103 1521609 62425 62425
- -------------------------------------------------------------------------------------------------------------------------
MONARCH DENTAL CORP COMMON 609044102 197969 90500 89200
- -------------------------------------------------------------------------------------------------------------------------
MONRO MUFFLER BRAKE INC COMMON 610236101 643605 96240 96240
- -------------------------------------------------------------------------------------------------------------------------
MONTANA POWER CO COMMON 612085100 730500 24000 24000
- -------------------------------------------------------------------------------------------------------------------------
MOORE MED CORP COMMON 615799103 319138 42200 42200
- -------------------------------------------------------------------------------------------------------------------------
MOORE PRODS CO COMMON 615836103 128963 5700 5700
- -------------------------------------------------------------------------------------------------------------------------
MORGAN KEEGAN INC COMMON 617410105 2537347 148709 148709
- -------------------------------------------------------------------------------------------------------------------------
MORGAN STANLEY DEAN WITT COMMON 617446448 18700389 209675 209675
- -------------------------------------------------------------------------------------------------------------------------
MOVIE STAR INC COMMON 624591103 131500 105200 105200
- -------------------------------------------------------------------------------------------------------------------------
MSC SOFTWARE CORP COMMON 553531104 1643788 245800 244600
- -------------------------------------------------------------------------------------------------------------------------
MTS SYS CORP COMMON 553777103 1643670 158426 158426
- -------------------------------------------------------------------------------------------------------------------------
MUELLER INDS INC COMMON 624756102 3146875 106000 106000
- -------------------------------------------------------------------------------------------------------------------------
MURPHY OIL CORP COMMON 626717102 1859750 34400 34400
- -------------------------------------------------------------------------------------------------------------------------
MUSICLAND STORES CORP COMMON 62758B109 2364300 266400 264600
- -------------------------------------------------------------------------------------------------------------------------
MYR GROUP INC COMMON 554053108 751343 33393 33393
- -------------------------------------------------------------------------------------------------------------------------
NABISCO GROUP HLDG CORP COMMON 62952P102 12450 830 830
- -------------------------------------------------------------------------------------------------------------------------
NACCO INDS INC COMMON 629579103 12549551 179600 178900
- -------------------------------------------------------------------------------------------------------------------------
NAPCO SEC SYS INC COMMON 630402105 33713 8700 8700
- -------------------------------------------------------------------------------------------------------------------------
NASH FINCH CO COMMON 631158102 1340500 191500 189700
- -------------------------------------------------------------------------------------------------------------------------
NATIONAL AUSTRALIA BANK PFD CV 632525309 865050 31600 31600
- -------------------------------------------------------------------------------------------------------------------------
NATIONAL CITY BANCORPORA COMMON 635312101 2504250 143100 142100
- -------------------------------------------------------------------------------------------------------------------------
NATIONAL CITY CORP COMMON 635405103 12113456 453900 453900
- -------------------------------------------------------------------------------------------------------------------------
NATIONAL DATA CORP COMMON 635621105 293800 11300 11300
- -------------------------------------------------------------------------------------------------------------------------
NATIONAL PWR PLC SPON COMMON 637194408 1683319 52810 52810
- -------------------------------------------------------------------------------------------------------------------------
NATIONAL SEMICONDUCTOR C COMMON 637640103 1265288 41400 41400
- -------------------------------------------------------------------------------------------------------------------------
NATIONAL STL CORP COMMON 637844309 3560325 513200 510000
- -------------------------------------------------------------------------------------------------------------------------
NATIONAL TECHNICAL SYS I COMMON 638104109 471250 145000 145000
- -------------------------------------------------------------------------------------------------------------------------
NATIONAL WESTMINSTER BK COMMON 638539403 375300 2700 2700
- -------------------------------------------------------------------------------------------------------------------------
NATIONAL WESTN LIFE INS COMMON 638522102 3957825 46700 46700
- -------------------------------------------------------------------------------------------------------------------------
NATIONAL-OILWELL INC COMMON 637071101 6339944 385700 379900
- -------------------------------------------------------------------------------------------------------------------------
NATURAL ALTERNATIVES INT COMMON 638842302 394476 101800 101300
- -------------------------------------------------------------------------------------------------------------------------
NATURES SUNSHINE PRODUCT COMMON 639027101 3352885 354100 352100
- -------------------------------------------------------------------------------------------------------------------------
NAUTICA ENTERPRISES INC COMMON 639089101 9631463 597300 590500
- -------------------------------------------------------------------------------------------------------------------------
NAVIGATORS GROUP INC COMMON 638904102 1530101 114400 113100
- -------------------------------------------------------------------------------------------------------------------------
NCH CORP COMMON 628850109 1864346 41258 41258
- -------------------------------------------------------------------------------------------------------------------------
<CAPTION>
- ---------------------------------------------------
Manager VSole VShared VNone
- ---------------------------------------------------
<S> <C> <C> <C>
- ---------------------------------------------------
1 882350 108400
- ---------------------------------------------------
1 4000
- ---------------------------------------------------
1 52750 9675
- ---------------------------------------------------
1 90500
- ---------------------------------------------------
1 96240
- ---------------------------------------------------
1 24000
- ---------------------------------------------------
1 41100 1100
- ---------------------------------------------------
1 5700
- ---------------------------------------------------
1 133559 15150
- ---------------------------------------------------
1 209675
- ---------------------------------------------------
1 103700 1500
- ---------------------------------------------------
1 239900 5900
- ---------------------------------------------------
1 151226 7200
- ---------------------------------------------------
1 106000
- ---------------------------------------------------
1 30400 0 4000
- ---------------------------------------------------
1 252500 13900
- ---------------------------------------------------
1 31727 1666
- ---------------------------------------------------
1 830
- ---------------------------------------------------
1 176200 3400
- ---------------------------------------------------
1 8700
- ---------------------------------------------------
1 185300 6200
- ---------------------------------------------------
1 31600
- ---------------------------------------------------
1 138700 4400
- ---------------------------------------------------
1 453900
- ---------------------------------------------------
1 11300
- ---------------------------------------------------
1 45640 4640 2530
- ---------------------------------------------------
1 41400
- ---------------------------------------------------
1 309500 203700
- ---------------------------------------------------
1 143900 1100
- ---------------------------------------------------
1 700 2000
- ---------------------------------------------------
1 45600 1100
- ---------------------------------------------------
1 384500 1200
- ---------------------------------------------------
1 100200 1600
- ---------------------------------------------------
1 347300 6800
- ---------------------------------------------------
1 584000 13300
- ---------------------------------------------------
1 111000 3400
- ---------------------------------------------------
1 41258
- ---------------------------------------------------
</TABLE>
Page 26 of 43
<PAGE>
<TABLE>
<CAPTION>
Brandywine Asset Management, Inc. 13F Report
- -------------------------------------------------------------------------------------------------------------------------
Issuer Class CUSIP FMV Shares IDSole IDShared IDOther
- -------------------------------------------------------------------------------------------------------------------------
<C> <C> <C> <C> <C> <C> <C> <C>
- -------------------------------------------------------------------------------------------------------------------------
NCI BUILDING SYS INC COMMON 628852105 4271469 257900 255900
- -------------------------------------------------------------------------------------------------------------------------
NEIMAN MARCUS GROUP INC COMMON 640204103 776050 33200 33200
- -------------------------------------------------------------------------------------------------------------------------
NEOMAGIC CORP COMMON 640497103 4115250 531000 527900
- -------------------------------------------------------------------------------------------------------------------------
NEW CENTURY ENERGIES INC COMMON 64352U103 3344 100 100
- -------------------------------------------------------------------------------------------------------------------------
NEW HAMPSHIRE THRIFT BAN COMMON 644722100 69113 5700 5700
- -------------------------------------------------------------------------------------------------------------------------
NEW HOLLAND N V COMMON N62648105 27200 1700 1700
- -------------------------------------------------------------------------------------------------------------------------
NEWELL RUBBERMAID INC COMMON 651229106 5713 200 200
- -------------------------------------------------------------------------------------------------------------------------
NEWPORT NEWS SHIPBLDG COMMON 652228107 904750 28000 28000
- -------------------------------------------------------------------------------------------------------------------------
NIAGARA CORP COMMON 653349100 590400 131200 130200
- -------------------------------------------------------------------------------------------------------------------------
NIAGARA MOHAWK HLDGS COMMON 653520106 26055784 1674265 1674265
- -------------------------------------------------------------------------------------------------------------------------
NIKE INC CL B COMMON 654106103 4778841 84023 84023
- -------------------------------------------------------------------------------------------------------------------------
NIKKO SECS LTD JAPAN COMMON 654107200 2831960 34120 34120
- -------------------------------------------------------------------------------------------------------------------------
NIPPON TELEG & TEL CO COMMON 654624105 5365579 86980 86980
- -------------------------------------------------------------------------------------------------------------------------
NL INDS INC COMMON 629156407 11039301 874400 868300
- -------------------------------------------------------------------------------------------------------------------------
NN BALL & ROLLER INC COMMON 629305103 451000 70400 69900
- -------------------------------------------------------------------------------------------------------------------------
NOBILITY HOMES INC COMMON 654892108 36875 5000 5000
- -------------------------------------------------------------------------------------------------------------------------
NORFOLK SOUTHERN CORP COMMON 655844108 72275 2950 2950
- -------------------------------------------------------------------------------------------------------------------------
NORTECH SYS INC COMMON 656553104 16500 6600 6600
- -------------------------------------------------------------------------------------------------------------------------
NORTEK INC COMMON 656559101 1552688 45500 45500
- -------------------------------------------------------------------------------------------------------------------------
NORTHEAST BANCORP COMMON 663904100 46750 5500 5500
- -------------------------------------------------------------------------------------------------------------------------
NORTHERN TECH INTL CORP COMMON 665809109 218938 31000 31000
- -------------------------------------------------------------------------------------------------------------------------
NORTHN STS PWR CO MINN COMMON 665772109 3234 150 150
- -------------------------------------------------------------------------------------------------------------------------
NORTHROP GRUMMAN CORP COMMON 666807102 30875484 485750 485750
- -------------------------------------------------------------------------------------------------------------------------
NORTHSTAR COMPUTER FORMS COMMON 667031108 160175 14900 14900
- -------------------------------------------------------------------------------------------------------------------------
NORTHWEST PIPE CO COMMON 667746101 1826563 116900 116300
- -------------------------------------------------------------------------------------------------------------------------
NORTHWESTERN STL & WIRE COMMON 668367204 422 500 500
- -------------------------------------------------------------------------------------------------------------------------
NOVARTIS AG SPONSORED COMMON 66987V109 808100 10944 10944
- -------------------------------------------------------------------------------------------------------------------------
NOVO NORDISK COMMON 670100205 5193171 86915 86915
- -------------------------------------------------------------------------------------------------------------------------
NSTAR COMMON 67019E107 1370433 35366 35366
- -------------------------------------------------------------------------------------------------------------------------
NU HORIZONS ELECTRS CORP COMMON 669908105 1331200 166400 165000
- -------------------------------------------------------------------------------------------------------------------------
NU SKIN ENTERPRISES COMMON 67018T105 573750 42500 42500
- -------------------------------------------------------------------------------------------------------------------------
NUCOR CORP COMMON 670346105 38100 800 800
- -------------------------------------------------------------------------------------------------------------------------
NVR INC COMMON 62944T105 4055150 80300 79500
- -------------------------------------------------------------------------------------------------------------------------
NYMAGIC INC COMMON 629484106 2112500 162500 161900
- -------------------------------------------------------------------------------------------------------------------------
O I CORP COMMON 670841105 242363 56200 56200
- -------------------------------------------------------------------------------------------------------------------------
O'SULLIVAN INDS HLDGS COMMON 688609106 4880100 325340 321940
- -------------------------------------------------------------------------------------------------------------------------
OAK INDS INC COMMON 671400505 133280 3920 3920
- -------------------------------------------------------------------------------------------------------------------------
<CAPTION>
- ---------------------------------------------------
Manager VSole VShared VNone
- ---------------------------------------------------
<S> <C> <C> <C>
- ---------------------------------------------------
1 251700 6200
- ---------------------------------------------------
1 33200
- ---------------------------------------------------
1 521400 9600
- ---------------------------------------------------
1 100
- ---------------------------------------------------
1 5700
- ---------------------------------------------------
1 1700
- ---------------------------------------------------
1 200
- ---------------------------------------------------
1 28000
- ---------------------------------------------------
1 128100 3100
- ---------------------------------------------------
1 1427785 0 246480
- ---------------------------------------------------
1 70068 0 13955
- ---------------------------------------------------
1 27435 2075 4610
- ---------------------------------------------------
1 70830 3065 13085
- ---------------------------------------------------
1 848700 25700
- ---------------------------------------------------
1 70400
- ---------------------------------------------------
1 5000
- ---------------------------------------------------
1 2950
- ---------------------------------------------------
1 6600
- ---------------------------------------------------
1 39900 5600
- ---------------------------------------------------
1 5500
- ---------------------------------------------------
1 29600 1400
- ---------------------------------------------------
1 150
- ---------------------------------------------------
1 445750 40000
- ---------------------------------------------------
1 14900
- ---------------------------------------------------
1 113700 3200
- ---------------------------------------------------
1 500
- ---------------------------------------------------
1 2329 2150 6465
- ---------------------------------------------------
1 68835 3625 14455
- ---------------------------------------------------
1 35366
- ---------------------------------------------------
1 162400 4000
- ---------------------------------------------------
1 42500
- ---------------------------------------------------
1 800
- ---------------------------------------------------
1 76000 4300
- ---------------------------------------------------
1 158300 4200
- ---------------------------------------------------
1 54500 1700
- ---------------------------------------------------
1 287230 595 37515
- ---------------------------------------------------
1 3920
- ---------------------------------------------------
</TABLE>
Page 27 of 43
<PAGE>
<TABLE>
<CAPTION>
Brandywine Asset Management, Inc. 13F Report
- -------------------------------------------------------------------------------------------------------------------------
Issuer Class CUSIP FMV Shares IDSole IDShared IDOther
- -------------------------------------------------------------------------------------------------------------------------
<C> <C> <C> <C> <C> <C> <C> <C>
- -------------------------------------------------------------------------------------------------------------------------
OAKWOOD HOMES CORP COMMON 674098108 3334500 741000 735800
- -------------------------------------------------------------------------------------------------------------------------
OCCIDENTAL PETE CORP DEL COMMON 674599105 16351688 707100 707100
- -------------------------------------------------------------------------------------------------------------------------
OCEANEERING INTL INC COMMON 675232102 1364166 81140 81140
- -------------------------------------------------------------------------------------------------------------------------
OCTEL CORP COMMON 675727101 65385 5812 5812
- -------------------------------------------------------------------------------------------------------------------------
OCULAR SCIENCES INC COMMON 675744106 1588750 82000 82000
- -------------------------------------------------------------------------------------------------------------------------
OFFICEMAX INC COMMON 67622M108 4505398.53 775119 769719
- -------------------------------------------------------------------------------------------------------------------------
OFFSHORE LOGISTICS INC COMMON 676255102 4468592 433318 430818
- -------------------------------------------------------------------------------------------------------------------------
OGDEN CORP COMMON 676346109 1070051 103160 103160
- -------------------------------------------------------------------------------------------------------------------------
OGE ENERGY CORP COM COMMON 670837103 1446250 65000 65000
- -------------------------------------------------------------------------------------------------------------------------
OGLEBAY NORTON CO COMMON 677007106 1650000 80000 80000
- -------------------------------------------------------------------------------------------------------------------------
OLD DOMINION FGHT LINES COMMON 679580100 2234625 151500 150800
- -------------------------------------------------------------------------------------------------------------------------
OLIN CORP COMMON 680665205 340625 25000 25000
- -------------------------------------------------------------------------------------------------------------------------
OLSTEN CORP COMMON 681385100 301644 28900 28900
- -------------------------------------------------------------------------------------------------------------------------
OMEGA WORLDWIDE INC COMMON 68210B108 8216 2007 2007
- -------------------------------------------------------------------------------------------------------------------------
OMNICARE INC COMMON 681904108 8427651 875600 870900
- -------------------------------------------------------------------------------------------------------------------------
ONE PRICE CLOTHING STORE COMMON 682411103 367356 110900 110900
- -------------------------------------------------------------------------------------------------------------------------
ONEIDA LTD COMMON 682505102 857250 36000 36000
- -------------------------------------------------------------------------------------------------------------------------
ONEOK INC NEW COM COMMON 682680103 1854623.2 61183 61183
- -------------------------------------------------------------------------------------------------------------------------
ONTRACK DATA INTL INC COMMON 683372106 932015 168500 167400
- -------------------------------------------------------------------------------------------------------------------------
ORION CAP CORP COMMON 686268103 9845615 207823 205523
- -------------------------------------------------------------------------------------------------------------------------
OROAMERICA INC COMMON 687027102 745500 106500 106000
- -------------------------------------------------------------------------------------------------------------------------
ORTHALLIANCE INC COMMON 687913103 199375 27500 27500
- -------------------------------------------------------------------------------------------------------------------------
OSHKOSH B GOSH INC COMMON 688222207 340134 21300 21300
- -------------------------------------------------------------------------------------------------------------------------
OTTER TAIL PWR CO COMMON 689648103 246500 5800 5800
- -------------------------------------------------------------------------------------------------------------------------
OVERSEAS SHIPHOLDING GRO COMMON 690368105 355063 23000 23000
- -------------------------------------------------------------------------------------------------------------------------
OWENS-ILLINOIS INC COMMON 690768403 3963 200 200
- -------------------------------------------------------------------------------------------------------------------------
OXFORD INDS INC COMMON 691497309 4116282 190900 189900
- -------------------------------------------------------------------------------------------------------------------------
P & F INDS INC COMMON 692830508 92650 10900 10900
- -------------------------------------------------------------------------------------------------------------------------
P A M TRANSN SVCS INC COMMON 693149106 1463338 140200 140200
- -------------------------------------------------------------------------------------------------------------------------
P P & L RES INC COMMON 693499105 4116207 152100 152100
- -------------------------------------------------------------------------------------------------------------------------
PACCAR INC COMMON 693718108 19193306 377263 377263
- -------------------------------------------------------------------------------------------------------------------------
PACIFIC CENTY FINL CORP COMMON 694058108 1044356 51100 51100
- -------------------------------------------------------------------------------------------------------------------------
PACIFIC CREST CAP INC COMMON 694166109 513763 41101 41101
- -------------------------------------------------------------------------------------------------------------------------
PACIFICORP COMMON 695114108 3277356 162850 162850
- -------------------------------------------------------------------------------------------------------------------------
PAINE WEBBER INC COMMON 695629105 44144220 1217770 1217770
- -------------------------------------------------------------------------------------------------------------------------
PALM HARBOR HOMES COMMON 696639103 1692625 123100 123100
- -------------------------------------------------------------------------------------------------------------------------
PARAVANT INC COMMON 699376109 196794 85100 85100
- -------------------------------------------------------------------------------------------------------------------------
<CAPTION>
- ---------------------------------------------------
Manager VSole VShared VNone
- ---------------------------------------------------
<S> <C> <C> <C>
- ---------------------------------------------------
1 735200 5800
- ---------------------------------------------------
1 641500 65600
- ---------------------------------------------------
1 81140
- ---------------------------------------------------
1 5812
- ---------------------------------------------------
1 82000
- ---------------------------------------------------
1 742004 510 32605
- ---------------------------------------------------
1 423018 10300
- ---------------------------------------------------
1 90950 320 11890
- ---------------------------------------------------
1 55700 0 9300
- ---------------------------------------------------
1 78400 1600
- ---------------------------------------------------
1 150000 1500
- ---------------------------------------------------
1 25000
- ---------------------------------------------------
1 28900
- ---------------------------------------------------
1 2007
- ---------------------------------------------------
1 840500 35100
- ---------------------------------------------------
1 106900 4000
- ---------------------------------------------------
1 36000
- ---------------------------------------------------
1 50488 260 10435
- ---------------------------------------------------
1 166900 1600
- ---------------------------------------------------
1 203323 4500
- ---------------------------------------------------
1 104100 2400
- ---------------------------------------------------
1 26600 900
- ---------------------------------------------------
1 20000 1300
- ---------------------------------------------------
1 5800
- ---------------------------------------------------
1 23000
- ---------------------------------------------------
1 200
- ---------------------------------------------------
1 187100 3800
- ---------------------------------------------------
1 10900
- ---------------------------------------------------
1 138500 1700
- ---------------------------------------------------
1 19200 132900
- ---------------------------------------------------
1 321963 0 55300
- ---------------------------------------------------
1 51100
- ---------------------------------------------------
1 39801 1300
- ---------------------------------------------------
1 162850
- ---------------------------------------------------
1 1146496 0 71274
- ---------------------------------------------------
1 121200 1900
- ---------------------------------------------------
1 78400 6700
- ---------------------------------------------------
</TABLE>
Page 28 of 43
<PAGE>
<TABLE>
<CAPTION>
Brandywine Asset Management, Inc. 13F Report
- -------------------------------------------------------------------------------------------------------------------------
Issuer Class CUSIP FMV Shares IDSole IDShared IDOther
- -------------------------------------------------------------------------------------------------------------------------
<C> <C> <C> <C> <C> <C> <C> <C>
- -------------------------------------------------------------------------------------------------------------------------
PARK OHIO HLDGS CORP COMMON 700666100 1427500 114200 114200
- -------------------------------------------------------------------------------------------------------------------------
PARKER HANNIFIN CORP COMMON 701094104 4481 100 100
- -------------------------------------------------------------------------------------------------------------------------
PARKVALE FINL CORP COMMON 701492100 1597919 84101 84101
- -------------------------------------------------------------------------------------------------------------------------
PATRICK INDS INC COMMON 703343103 1486976 117200 116200
- -------------------------------------------------------------------------------------------------------------------------
PAUL HARRIS STORES INC COMMON 703555201 850894 216100 214800
- -------------------------------------------------------------------------------------------------------------------------
PAULA FINL DEL COMMON 703588103 69300 11200 11200
- -------------------------------------------------------------------------------------------------------------------------
PECHINEY SPONSORED AD COMMON 705151207 4542827 165570 165570
- -------------------------------------------------------------------------------------------------------------------------
PECO ENERGY CO COMMON 693304107 75000 2000 2000
- -------------------------------------------------------------------------------------------------------------------------
PEDIATRIX MED GROUP COMMON 705324101 3579751 258000 256700
- -------------------------------------------------------------------------------------------------------------------------
PEERLESS MFG CO COMMON 705514107 177438 16700 16700
- -------------------------------------------------------------------------------------------------------------------------
PENN ENGR & MFG CORP COMMON 707389102 669900 30800 30800
- -------------------------------------------------------------------------------------------------------------------------
PENN ENGR & MFG CORP COMMON 707389300 1687444 68700 68700
- -------------------------------------------------------------------------------------------------------------------------
PENN TREATY AMERN CORP COMMON 707874103 2281638 109300 109300
- -------------------------------------------------------------------------------------------------------------------------
PENN VIRGINIA CORP COMMON 707882106 3398425.5 163778 163778
- -------------------------------------------------------------------------------------------------------------------------
PENN-AMER GROUP INC COMMON 707247102 1055532 125100 124100
- -------------------------------------------------------------------------------------------------------------------------
PENNEY J C INC COMMON 708160106 18345508 531750 531750
- -------------------------------------------------------------------------------------------------------------------------
PENOBSCOT SHOE CO COMMON 709342109 12925 1100 1100
- -------------------------------------------------------------------------------------------------------------------------
PENTACON INC COMMON 709620108 2850 800 800
- -------------------------------------------------------------------------------------------------------------------------
PEPSICO INC COMMON 713448108 776530 25460 25460
- -------------------------------------------------------------------------------------------------------------------------
PERCON INC COMMON 71361E103 589875 60500 60500
- -------------------------------------------------------------------------------------------------------------------------
PERINI CORP COMMON 713839108 392350 112100 111500
- -------------------------------------------------------------------------------------------------------------------------
PERSONNEL GROUP AMER INC COMMON 715338109 2703163 432506 431006
- -------------------------------------------------------------------------------------------------------------------------
PETROLEUM DEV CORP COMMON 716578109 761400 169200 169200
- -------------------------------------------------------------------------------------------------------------------------
PG&E CORP COMMON 69331C108 66809 2582 2582
- -------------------------------------------------------------------------------------------------------------------------
PHARMACIA & UPJOHN INC COMMON 716941109 22997218 463420 463420
- -------------------------------------------------------------------------------------------------------------------------
PHILIP MORRIS COS INC COMMON 718154107 22933807 670822 670822
- -------------------------------------------------------------------------------------------------------------------------
PHILLIPS PETE CO COMMON 718507106 14625 300 300
- -------------------------------------------------------------------------------------------------------------------------
PHOENIX DUFF & PHELPS CO PFD CV 718924202 1 170 170
- -------------------------------------------------------------------------------------------------------------------------
PHYSICIANS SPECIALTY COR COMMON 718934102 260619 25900 25900
- -------------------------------------------------------------------------------------------------------------------------
PICCADILLY CAFETERIAS IN COMMON 719567109 381937 58200 57700
- -------------------------------------------------------------------------------------------------------------------------
PIER 1 IMPORTS INC COMMON 720279108 6527719 994700 990100
- -------------------------------------------------------------------------------------------------------------------------
PIERCING PAGODA INC COMMON 720773100 574600 44200 44200
- -------------------------------------------------------------------------------------------------------------------------
PILGRIMS PRIDE CORP COMMON 721467108 2449875 282000 278700
- -------------------------------------------------------------------------------------------------------------------------
PILGRIMS PRIDE CORP COMMON 721467207 722625 141000 139350
- -------------------------------------------------------------------------------------------------------------------------
PILLOWTEX CORP COMMON 721501104 1887750 251700 250500
- -------------------------------------------------------------------------------------------------------------------------
PINNACLE BANCSHARES INC COMMON 722903101 15525 1800 1800
- -------------------------------------------------------------------------------------------------------------------------
PIONEER STD ELECTRS INC COMMON 723877106 8925148 618192 615192
- -------------------------------------------------------------------------------------------------------------------------
<CAPTION>
- ---------------------------------------------------
Manager VSole VShared VNone
- ---------------------------------------------------
<S> <C> <C> <C>
- ---------------------------------------------------
1 110600 3600
- ---------------------------------------------------
1 100
- ---------------------------------------------------
1 81701 2400
- ---------------------------------------------------
1 114500 2700
- ---------------------------------------------------
1 211900 4200
- ---------------------------------------------------
1 11200
- ---------------------------------------------------
1 152350 7425 5795
- ---------------------------------------------------
1 2000
- ---------------------------------------------------
1 255100 2900
- ---------------------------------------------------
1 16700
- ---------------------------------------------------
1 30800
- ---------------------------------------------------
1 68100 600
- ---------------------------------------------------
1 105500 3800
- ---------------------------------------------------
1 147218 410 16150
- ---------------------------------------------------
1 121700 3400
- ---------------------------------------------------
1 496880 0 34870
- ---------------------------------------------------
1 1100
- ---------------------------------------------------
1 800
- ---------------------------------------------------
1 25460
- ---------------------------------------------------
1 59100 1400
- ---------------------------------------------------
1 110000 2100
- ---------------------------------------------------
1 421306 11200
- ---------------------------------------------------
1 166000 3200
- ---------------------------------------------------
1 2582
- ---------------------------------------------------
1 463420
- ---------------------------------------------------
1 556452 0 114370
- ---------------------------------------------------
1 300
- ---------------------------------------------------
1 170
- ---------------------------------------------------
1 25900
- ---------------------------------------------------
1 53300 4900
- ---------------------------------------------------
1 957500 37200
- ---------------------------------------------------
1 44200
- ---------------------------------------------------
1 273100 8900
- ---------------------------------------------------
1 136550 4450
- ---------------------------------------------------
1 246200 5500
- ---------------------------------------------------
1 1800
- ---------------------------------------------------
1 603792 14400
- ---------------------------------------------------
</TABLE>
Page 29 of 43
<PAGE>
<TABLE>
<CAPTION>
Brandywine Asset Management, Inc. 13F Report
- -------------------------------------------------------------------------------------------------------------------------
Issuer Class CUSIP FMV Shares IDSole IDShared IDOther
- -------------------------------------------------------------------------------------------------------------------------
<C> <C> <C> <C> <C> <C> <C> <C>
- -------------------------------------------------------------------------------------------------------------------------
PITT DESMOINES INC COMMON 724508106 1257019 57300 57300
- -------------------------------------------------------------------------------------------------------------------------
PITTSTON CO COMMON 725701882 3368722 417826 415526
- -------------------------------------------------------------------------------------------------------------------------
PIZZA INN INC NEW COMMON 725848105 142875 38100 38100
- -------------------------------------------------------------------------------------------------------------------------
PLAYCORE INC COMMON 72811G102 486801 59914 59914
- -------------------------------------------------------------------------------------------------------------------------
PLAZA INVTS LTD Common 728999996 0 1 1
- -------------------------------------------------------------------------------------------------------------------------
PLEXUS CORP COMMON 729132100 60025 1960 1960
- -------------------------------------------------------------------------------------------------------------------------
PLM INTL INC COMMON 69341L205 342700 73600 71800
- -------------------------------------------------------------------------------------------------------------------------
PLUMA INC Common 729272104 2 190 190
- -------------------------------------------------------------------------------------------------------------------------
PMI GROUP INC COM COMMON 69344M101 16340893 399778 399778
- -------------------------------------------------------------------------------------------------------------------------
PNC BK CORP COMMON 693475105 17932191 340350 340350
- -------------------------------------------------------------------------------------------------------------------------
POLARIS INDS INC COMMON 731068102 3202813 92500 90100
- -------------------------------------------------------------------------------------------------------------------------
POLICY MGMT SYS CORP COMMON 731108106 528770 16720 16720
- -------------------------------------------------------------------------------------------------------------------------
POLK AUDIO INC COMMON 730900107 76725 9900 9900
- -------------------------------------------------------------------------------------------------------------------------
POLYMEDICA CORP COMMON 731738100 88350 3800 3800
- -------------------------------------------------------------------------------------------------------------------------
POOL ENERGY SVCS CO COMMON 732788104 1640715 66628 66628
- -------------------------------------------------------------------------------------------------------------------------
POPE & TALBOT INC COMMON 732827100 1961768.14 158526 158526
- -------------------------------------------------------------------------------------------------------------------------
PORTUGAL TELECOM S A COMMON 737273102 231350 5600 5600
- -------------------------------------------------------------------------------------------------------------------------
POTOMAC ELEC PWR CO COMMON 737679100 8419813 331000 331000
- -------------------------------------------------------------------------------------------------------------------------
POWELL INDS INC COMMON 739128106 1801763 208900 208000
- -------------------------------------------------------------------------------------------------------------------------
PPG INDS INC COMMON 693506107 31281960 521366 521366
- -------------------------------------------------------------------------------------------------------------------------
PRAXAIR INC COMMON 74005P104 13519400 293900 293900
- -------------------------------------------------------------------------------------------------------------------------
PRECISION CASTPARTS C COMMON 740189105 9092055.5 298099 296799
- -------------------------------------------------------------------------------------------------------------------------
PREMIUMWEAR INC COMMON 740909106 141706 28700 28700
- -------------------------------------------------------------------------------------------------------------------------
PRESIDENTIAL LIFE CORP COMMON 740884101 1268483 74072 73072
- -------------------------------------------------------------------------------------------------------------------------
PRIDE INTL INC COMMON 741932107 3150462 222059 216459
- -------------------------------------------------------------------------------------------------------------------------
PRIME HOSPITALITY CORP COMMON 741917108 8793016 1099127 1093027
- -------------------------------------------------------------------------------------------------------------------------
PRIMESOURCE CORP COMMON 741593107 692850 119200 119200
- -------------------------------------------------------------------------------------------------------------------------
PRINTRONIX INC COMMON 742578107 1706250 91000 91000
- -------------------------------------------------------------------------------------------------------------------------
PRINTWARE INC COMMON 742580103 131119 56700 56700
- -------------------------------------------------------------------------------------------------------------------------
PRIORITY HEALTHCARE CORP COMMON 74264T201 74736 3114 3114
- -------------------------------------------------------------------------------------------------------------------------
PROFESSIONALS GROUP INC COMMON 742954100 2800875 112035 111035
- -------------------------------------------------------------------------------------------------------------------------
PROGRAMMERS PARADISE INC COMMON 743205106 294250 44000 44000
- -------------------------------------------------------------------------------------------------------------------------
PROGRAMMING & SYS INC COMMON 743209108 36100 7600 7600
- -------------------------------------------------------------------------------------------------------------------------
PROMEDCO MGMT CO COMMON 74342L105 1364088 411800 409900
- -------------------------------------------------------------------------------------------------------------------------
PROPHET 21 INC COMMON 743459109 422813 45100 45100
- -------------------------------------------------------------------------------------------------------------------------
PROVENA FOODS INC COMMON 743726101 1500 500 500
- -------------------------------------------------------------------------------------------------------------------------
PROVIDENCE & WORCESTER R COMMON 743737108 338938 31900 31900
- -------------------------------------------------------------------------------------------------------------------------
<CAPTION>
- ---------------------------------------------------
Manager VSole VShared VNone
- ---------------------------------------------------
<S> <C> <C> <C>
- ---------------------------------------------------
1 54700 2600
- ---------------------------------------------------
1 409026 8800
- ---------------------------------------------------
1 38100
- ---------------------------------------------------
1 57525 2389
- ---------------------------------------------------
1 1
- ---------------------------------------------------
1 1960
- ---------------------------------------------------
1 71100 2500
- ---------------------------------------------------
1 190
- ---------------------------------------------------
1 344925 0 54853
- ---------------------------------------------------
1 340350
- ---------------------------------------------------
1 92500
- ---------------------------------------------------
1 16720
- ---------------------------------------------------
1 9900
- ---------------------------------------------------
1 3800
- ---------------------------------------------------
1 66628
- ---------------------------------------------------
1 129588 669 28269
- ---------------------------------------------------
1 1900 3700
- ---------------------------------------------------
1 331000
- ---------------------------------------------------
1 204000 4900
- ---------------------------------------------------
1 451856 0 69510
- ---------------------------------------------------
1 283600 10300
- ---------------------------------------------------
1 280869 135 17095
- ---------------------------------------------------
1 28700
- ---------------------------------------------------
1 74072
- ---------------------------------------------------
1 220259 1800
- ---------------------------------------------------
1 1079227 19900
- ---------------------------------------------------
1 117100 2100
- ---------------------------------------------------
1 90000 1000
- ---------------------------------------------------
1 54700 2000
- ---------------------------------------------------
1 3114
- ---------------------------------------------------
1 110335 1700
- ---------------------------------------------------
1 42000 2000
- ---------------------------------------------------
1 7600
- ---------------------------------------------------
1 403600 8200
- ---------------------------------------------------
1 44400 700
- ---------------------------------------------------
1 500
- ---------------------------------------------------
1 31900
- ---------------------------------------------------
</TABLE>
Page 30 of 43
<PAGE>
<TABLE>
<CAPTION>
Brandywine Asset Management, Inc. 13F Report
- -------------------------------------------------------------------------------------------------------------------------
Issuer Class CUSIP FMV Shares IDSole IDShared IDOther
- -------------------------------------------------------------------------------------------------------------------------
<C> <C> <C> <C> <C> <C> <C> <C>
- -------------------------------------------------------------------------------------------------------------------------
PROVIDENCE ENERGY CORP COMMON 743743106 74925 2700 2700
- -------------------------------------------------------------------------------------------------------------------------
PSC INC COMMON 69361E107 1858400 232300 231700
- -------------------------------------------------------------------------------------------------------------------------
PUBLIC STORAGE INC COMMON 74460D109 629688 25000 25000
- -------------------------------------------------------------------------------------------------------------------------
PUBLIC SVC CO N MEX COMMON 744499104 17506477 959259 950859
- -------------------------------------------------------------------------------------------------------------------------
PUBLIC SVC ENTERPRISE GR COMMON 744573106 9656 250 250
- -------------------------------------------------------------------------------------------------------------------------
PULASKI FURNITURE CORP COMMON 745553107 555088 36700 36700
- -------------------------------------------------------------------------------------------------------------------------
PULTE CORP COMMON 745867101 6142200 282400 279300
- -------------------------------------------------------------------------------------------------------------------------
PXRE GROUP LTD COMMON G73018106 454162 31186 31186
- -------------------------------------------------------------------------------------------------------------------------
Q E P INC COMMON 74727K102 453563 61500 61500
- -------------------------------------------------------------------------------------------------------------------------
QUAKER CHEM CORP COMMON 747316107 2856175 171800 170800
- -------------------------------------------------------------------------------------------------------------------------
QUAKER CITY BANCORP INC COMMON 74731K106 282900 16400 16400
- -------------------------------------------------------------------------------------------------------------------------
QUAKER FABRIC CORP NEW COMMON 747399103 359188 82100 82100
- -------------------------------------------------------------------------------------------------------------------------
QUALITY DINING INC COMMON 74756P105 8006 3050 3050
- -------------------------------------------------------------------------------------------------------------------------
QUANEX CORP COMMON 747620102 7672459 299413 298113
- -------------------------------------------------------------------------------------------------------------------------
QUANTUM CORP DSS COMMON 747906204 5566641 395850 395850
- -------------------------------------------------------------------------------------------------------------------------
QUANTUM CORP HDD COMMON 747906303 1473183 198075 198075
- -------------------------------------------------------------------------------------------------------------------------
QUEST ED CORP COMMON 74835F102 20475 2600 2600
- -------------------------------------------------------------------------------------------------------------------------
QUESTAR CORP COMMON 748356102 36250 2000 2000
- -------------------------------------------------------------------------------------------------------------------------
QUIPP INC COMMON 748802105 51200 3200 3200
- -------------------------------------------------------------------------------------------------------------------------
QUORUM HEALTH GROUP INC COMMON 749084109 5840157 830600 826900
- -------------------------------------------------------------------------------------------------------------------------
R & B FALCON CORP COMMON 74912E101 279563 21300 21300
- -------------------------------------------------------------------------------------------------------------------------
R & B INC COMMON 749124103 908912 163400 162100
- -------------------------------------------------------------------------------------------------------------------------
R H PHILLIPS INC COMMON 749573101 80194 27300 27300
- -------------------------------------------------------------------------------------------------------------------------
RADIAN GROUP INC COMMON 750236101 603529 14056 13310
- -------------------------------------------------------------------------------------------------------------------------
RADIOLOGIX INC COMMON 75040K109 1715963 217900 217900
- -------------------------------------------------------------------------------------------------------------------------
RAILTEX INC COMMON 750766107 3067350 185900 185200
- -------------------------------------------------------------------------------------------------------------------------
RAINFOREST CAFE INC COMMON 75086K104 2087813 393000 390800
- -------------------------------------------------------------------------------------------------------------------------
RAVEN INDS INC COMMON 754212108 925513 58300 58300
- -------------------------------------------------------------------------------------------------------------------------
RAYMOND JAMES FINANCIAL COMMON 754730109 272067 13646 13646
- -------------------------------------------------------------------------------------------------------------------------
RAYTEL MED CORP COMMON 755107109 529778 194861 194361
- -------------------------------------------------------------------------------------------------------------------------
RAYTHEON CO COMMON 755111408 19850 400 400
- -------------------------------------------------------------------------------------------------------------------------
RDO EQUIPMENT CO COMMON 749413100 1734426 261800 260500
- -------------------------------------------------------------------------------------------------------------------------
READ-RITE CORP COMMON 755246105 4847 1100 1100
- -------------------------------------------------------------------------------------------------------------------------
READERS DIGEST ASSN I COMMON 755267101 3506098 119864 119864
- -------------------------------------------------------------------------------------------------------------------------
RECOTON CORP COMMON 756268108 1338525 198300 196900
- -------------------------------------------------------------------------------------------------------------------------
REDWOOD EMPIRE BANCORP COMMON 757897103 42838 2300 2300
- -------------------------------------------------------------------------------------------------------------------------
REEBOK INTL LTD COMMON 758110100 317419 29700 29700
- -------------------------------------------------------------------------------------------------------------------------
<CAPTION>
- ---------------------------------------------------
Manager VSole VShared VNone
- ---------------------------------------------------
<S> <C> <C> <C>
- ---------------------------------------------------
1 2700
- ---------------------------------------------------
1 227700 4600
- ---------------------------------------------------
1 25000
- ---------------------------------------------------
1 936559 22700
- ---------------------------------------------------
1 250
- ---------------------------------------------------
1 35300 1400
- ---------------------------------------------------
1 279000 3400
- ---------------------------------------------------
1 31186
- ---------------------------------------------------
1 60400 1100
- ---------------------------------------------------
1 168800 3000
- ---------------------------------------------------
1 16400
- ---------------------------------------------------
1 82100
- ---------------------------------------------------
1 3050
- ---------------------------------------------------
1 291813 7600
- ---------------------------------------------------
1 339650 56200
- ---------------------------------------------------
1 169975 28100
- ---------------------------------------------------
1 2600
- ---------------------------------------------------
1 2000
- ---------------------------------------------------
1 3200
- ---------------------------------------------------
1 802400 28200
- ---------------------------------------------------
1 21300
- ---------------------------------------------------
1 160100 3300
- ---------------------------------------------------
1 27300
- ---------------------------------------------------
1 14056
- ---------------------------------------------------
1 214900 3000
- ---------------------------------------------------
1 181900 4000
- ---------------------------------------------------
1 380700 12300
- ---------------------------------------------------
1 56700 1600
- ---------------------------------------------------
1 13646
- ---------------------------------------------------
1 190761 4100
- ---------------------------------------------------
1 400
- ---------------------------------------------------
1 256700 5100
- ---------------------------------------------------
1 1100
- ---------------------------------------------------
1 97519 0 22345
- ---------------------------------------------------
1 192500 5800
- ---------------------------------------------------
1 2300
- ---------------------------------------------------
1 29700
- ---------------------------------------------------
</TABLE>
Page 31 of 43
<PAGE>
<TABLE>
<CAPTION>
Brandywine Asset Management, Inc. 13F Report
- -------------------------------------------------------------------------------------------------------------------------
Issuer Class CUSIP FMV Shares IDSole IDShared IDOther
- -------------------------------------------------------------------------------------------------------------------------
<C> <C> <C> <C> <C> <C> <C> <C>
- -------------------------------------------------------------------------------------------------------------------------
REEDS JEWELERS INC COMMON 758341101 65658 21886 21886
- -------------------------------------------------------------------------------------------------------------------------
REFAC COMMON 758653109 319600 75200 75200
- -------------------------------------------------------------------------------------------------------------------------
REGAL BELOIT CORP COMMON 758750103 7438875 358500 356500
- -------------------------------------------------------------------------------------------------------------------------
REGIONS FINL CORP COMMON 758940100 205500 6850 6850
- -------------------------------------------------------------------------------------------------------------------------
REHABCARE GROUP INC COMMON 759148109 1508750 85000 85000
- -------------------------------------------------------------------------------------------------------------------------
RELIABILITY INC COMMON 759903107 295331 82900 82900
- -------------------------------------------------------------------------------------------------------------------------
RELIANCE GROUP HLDGS COMMON 759464100 8126631.19 1831349 1818749
- -------------------------------------------------------------------------------------------------------------------------
RELIANCE STEEL & ALUMINU COMMON 759509102 1590435 75735 75735
- -------------------------------------------------------------------------------------------------------------------------
RELIANT ENERGY INC COMMON 75952J108 8119 300 300
- -------------------------------------------------------------------------------------------------------------------------
RELIASTAR FINL CORP COMMON 75952U103 3325 100 100
- -------------------------------------------------------------------------------------------------------------------------
REMEDYTEMP INC COMMON 759549108 2258313 157100 157100
- -------------------------------------------------------------------------------------------------------------------------
RENTRAK CORP COMMON 760174102 84219 17500 17500
- -------------------------------------------------------------------------------------------------------------------------
REPSOL ADS COMMON 76026T205 10372245 520238 520238
- -------------------------------------------------------------------------------------------------------------------------
REPUBLIC BANCORP INC COMMON 760282103 555671 48058 48058
- -------------------------------------------------------------------------------------------------------------------------
REPUBLIC GROUP INC COMMON 760473108 1838635 131920 131090
- -------------------------------------------------------------------------------------------------------------------------
REPUBLIC N Y CORP COMMON 760719104 6144 100 100
- -------------------------------------------------------------------------------------------------------------------------
RESOURCE BANCSHARES MTG COMMON 761197102 2610467 525377 521072
- -------------------------------------------------------------------------------------------------------------------------
RESPONSE ONCOLOGY INC COMMON 761232305 225141 240150 239550
- -------------------------------------------------------------------------------------------------------------------------
REUTERS GROUP PLC COMMON 76132M102 850262 12345 12345
- -------------------------------------------------------------------------------------------------------------------------
REX STORES CORP COMMON 761624105 1041600 33600 33600
- -------------------------------------------------------------------------------------------------------------------------
REXHALL INDS INC COMMON 761684109 112575 11850 11850
- -------------------------------------------------------------------------------------------------------------------------
REYNOLDS METALS CO COMMON 761763101 338100 5600 5600
- -------------------------------------------------------------------------------------------------------------------------
REYNOLDS R J TOB HLDGS I COMMON 76182K105 4065606 150578 150578
- -------------------------------------------------------------------------------------------------------------------------
RF MONOLITHICS INC COMMON 74955F106 827175 80700 80700
- -------------------------------------------------------------------------------------------------------------------------
RGS ENERGY GROUP INC Common 74956K104 12184953 497345 495545
- -------------------------------------------------------------------------------------------------------------------------
RICHARDSON ELECTRS LTD COMMON 763165107 2067319 248700 247500
- -------------------------------------------------------------------------------------------------------------------------
RICHTON INTL CORP COMMON 765516109 99325 5800 5800
- -------------------------------------------------------------------------------------------------------------------------
RIGHT MGMT CONSULTANTS I COMMON 766573109 23625 2100 2100
- -------------------------------------------------------------------------------------------------------------------------
RIO TINTO LTD ADR SPO COMMON 767204100 3534735 49785 49785
- -------------------------------------------------------------------------------------------------------------------------
RIVIERA TOOL CO COMMON 769648106 179034 44070 44070
- -------------------------------------------------------------------------------------------------------------------------
RLI CORP COMMON 749607107 2879415 87255 87255
- -------------------------------------------------------------------------------------------------------------------------
ROADHOUSE GRILL COMMON 769725102 34531 6500 6500
- -------------------------------------------------------------------------------------------------------------------------
ROADWAY EXPRESS INC DEL COMMON 769742107 6903418 341965 340465
- -------------------------------------------------------------------------------------------------------------------------
ROANOKE ELEC STL CORP COMMON 769841107 2542750 145300 145300
- -------------------------------------------------------------------------------------------------------------------------
ROBBINS & MYERS INC COMMON 770196103 985800 63600 63600
- -------------------------------------------------------------------------------------------------------------------------
ROBERTSON CECO CORP COMMON 770539203 547150 70600 67400
- -------------------------------------------------------------------------------------------------------------------------
ROCK OF AGES CORP COMMON 772632105 9263 1300 1300
- -------------------------------------------------------------------------------------------------------------------------
<CAPTION>
- ---------------------------------------------------
Manager VSole VShared VNone
- ---------------------------------------------------
<S> <C> <C> <C>
- ---------------------------------------------------
1 21886
- ---------------------------------------------------
1 74000 1200
- ---------------------------------------------------
1 354200 4300
- ---------------------------------------------------
1 6850
- ---------------------------------------------------
1 83300 1700
- ---------------------------------------------------
1 82900
- ---------------------------------------------------
1 1740049 790 90510
- ---------------------------------------------------
1 75735
- ---------------------------------------------------
1 300
- ---------------------------------------------------
1 100
- ---------------------------------------------------
1 154600 2500
- ---------------------------------------------------
1 17500
- ---------------------------------------------------
1 474015 10255 35968
- ---------------------------------------------------
1 48058
- ---------------------------------------------------
1 127300 4620
- ---------------------------------------------------
1 100
- ---------------------------------------------------
1 514032 11345
- ---------------------------------------------------
1 237650 2500
- ---------------------------------------------------
1 12345
- ---------------------------------------------------
1 33600
- ---------------------------------------------------
1 10590 1260
- ---------------------------------------------------
1 1400 4200
- ---------------------------------------------------
1 150578
- ---------------------------------------------------
1 79500 1200
- ---------------------------------------------------
1 483245 14100
- ---------------------------------------------------
1 242100 6600
- ---------------------------------------------------
1 5800
- ---------------------------------------------------
1 2100
- ---------------------------------------------------
1 45385 2655 1745
- ---------------------------------------------------
1 42970 1100
- ---------------------------------------------------
1 82005 5250
- ---------------------------------------------------
1 6500
- ---------------------------------------------------
1 332465 9500
- ---------------------------------------------------
1 141550 3750
- ---------------------------------------------------
1 63600
- ---------------------------------------------------
1 70600
- ---------------------------------------------------
1 1300
- ---------------------------------------------------
</TABLE>
Page 32 of 43
<PAGE>
<TABLE>
<CAPTION>
Brandywine Asset Management, Inc. 13F Report
- -------------------------------------------------------------------------------------------------------------------------
Issuer Class CUSIP FMV Shares IDSole IDShared IDOther
- -------------------------------------------------------------------------------------------------------------------------
<C> <C> <C> <C> <C> <C> <C> <C>
- -------------------------------------------------------------------------------------------------------------------------
ROCK-TENN CO COMMON 772739207 5647387 391161 389861
- -------------------------------------------------------------------------------------------------------------------------
ROCKY MTN CHOCOLATE FACT COMMON 774678403 163325 27800 27800
- -------------------------------------------------------------------------------------------------------------------------
ROCKY SHOES & BOOTS INC COMMON 774830103 189469 28200 28200
- -------------------------------------------------------------------------------------------------------------------------
ROHM & HAAS CO COMMON 775371107 7225 200 200
- -------------------------------------------------------------------------------------------------------------------------
ROHN INDS INC COMMON 775381106 980000 490000 482100
- -------------------------------------------------------------------------------------------------------------------------
ROLLINS TRUCK LEASING CO COMMON 775741101 3181670 314239 312039
- -------------------------------------------------------------------------------------------------------------------------
ROUGE INDS INC DEL COMMON 779088103 1036188 140500 138500
- -------------------------------------------------------------------------------------------------------------------------
ROWE COS COMMON 779528108 1723575 187600 186300
- -------------------------------------------------------------------------------------------------------------------------
ROYAL APPLIANCE MFG CO COMMON 780076105 497000 99400 99400
- -------------------------------------------------------------------------------------------------------------------------
ROYAL CARIBBEAN CRUISES COMMON V7780T103 9000 200 200
- -------------------------------------------------------------------------------------------------------------------------
RPC INC COMMON 749660106 363525 52400 52400
- -------------------------------------------------------------------------------------------------------------------------
RTI INTL METALS INC COMMON 74973W107 3763250 376325 373225
- -------------------------------------------------------------------------------------------------------------------------
RURAL / METRO CORP COMMON 781748108 1882845 284203 282903
- -------------------------------------------------------------------------------------------------------------------------
RUSH ENTERPISES INC COMMON 781846100 1393750 89200 89200
- -------------------------------------------------------------------------------------------------------------------------
RUSS BERRIE & CO COMMON 782233100 2718797 129853 129853
- -------------------------------------------------------------------------------------------------------------------------
RYANS FAMILY STEAK HOUSE COMMON 783519101 7189803 798867 791167
- -------------------------------------------------------------------------------------------------------------------------
RYLAND GROUP INC COMMON 783764103 6986525 307100 305400
- -------------------------------------------------------------------------------------------------------------------------
S L INDS INC COMMON 784413106 131100 9200 9200
- -------------------------------------------------------------------------------------------------------------------------
S&K FAMOUS BRANDS INC COMMON 783774102 655463 92400 92400
- -------------------------------------------------------------------------------------------------------------------------
SAFECO CORP COMMON 786429100 4200 150 150
- -------------------------------------------------------------------------------------------------------------------------
SAFEGUARD HEALTH ENTERPR COMMON 786444109 4225 1300 1300
- -------------------------------------------------------------------------------------------------------------------------
SAFESKIN CORP COMMON 786454108 2247828 273500 273500
- -------------------------------------------------------------------------------------------------------------------------
SAFETY COMPONENTS INTL I COMMON 786474106 32100 10700 10700
- -------------------------------------------------------------------------------------------------------------------------
SAFETY-KLEEN CORP NEW COMMON 78648R203 279850 23200 23200
- -------------------------------------------------------------------------------------------------------------------------
SAGA SYS INC COMMON 786610105 2620407 181500 180200
- -------------------------------------------------------------------------------------------------------------------------
SANDERSON FARMS INC COMMON 800013104 2159728 215300 213800
- -------------------------------------------------------------------------------------------------------------------------
SANFILIPPO JOHN B & SON COMMON 800422107 48013 16700 16700
- -------------------------------------------------------------------------------------------------------------------------
SANTA FE SNYDER CORPO COMMON 80218K105 2626533 291837 291837
- -------------------------------------------------------------------------------------------------------------------------
SAP AG ADR SPONS PREF COMMON 803054204 3275945 86780 86780
- -------------------------------------------------------------------------------------------------------------------------
SARA LEE CORP COMMON 803111103 30440094 1302250 1302250
- -------------------------------------------------------------------------------------------------------------------------
SAVOIR TECHNOLOGY GROUP COMMON 80533W107 1250438 148200 148200
- -------------------------------------------------------------------------------------------------------------------------
SBARRO INC COMMON 805844107 142219 4936 4936
- -------------------------------------------------------------------------------------------------------------------------
SBC COMMUNICATIONS, I COMMON 78387G103 22202384 434808 434808
- -------------------------------------------------------------------------------------------------------------------------
SBE INC COMMON 783873201 11813 3000 3000
- -------------------------------------------------------------------------------------------------------------------------
SCAN OPTICS INC COMMON 805894102 303188 107800 107800
- -------------------------------------------------------------------------------------------------------------------------
SCHAWK INC COMMON 806373106 1166100 119600 119600
- -------------------------------------------------------------------------------------------------------------------------
SCHEID VINEYARDS INC COMMON 806403101 8788 1900 1900
- -------------------------------------------------------------------------------------------------------------------------
<CAPTION>
- ---------------------------------------------------
Manager VSole VShared VNone
- ---------------------------------------------------
<S> <C> <C> <C>
- ---------------------------------------------------
1 375861 15300
- ---------------------------------------------------
1 26700 1100
- ---------------------------------------------------
1 26600 1600
- ---------------------------------------------------
1 200
- ---------------------------------------------------
1 465700 24300
- ---------------------------------------------------
1 308039 6200
- ---------------------------------------------------
1 140500
- ---------------------------------------------------
1 184600 3000
- ---------------------------------------------------
1 92400 7000
- ---------------------------------------------------
1 200
- ---------------------------------------------------
1 52400
- ---------------------------------------------------
1 366925 9400
- ---------------------------------------------------
1 277003 7200
- ---------------------------------------------------
1 86600 2600
- ---------------------------------------------------
1 129853
- ---------------------------------------------------
1 776867 22000
- ---------------------------------------------------
1 299700 7400
- ---------------------------------------------------
1 7900 1300
- ---------------------------------------------------
1 90200 2200
- ---------------------------------------------------
1 150
- ---------------------------------------------------
1 1300
- ---------------------------------------------------
1 273500
- ---------------------------------------------------
1 10700
- ---------------------------------------------------
1 23200
- ---------------------------------------------------
1 178200 3300
- ---------------------------------------------------
1 209900 5400
- ---------------------------------------------------
1 16700
- ---------------------------------------------------
1 240917 705 50215
- ---------------------------------------------------
1 66905 2660 17215
- ---------------------------------------------------
1 1195550 106700
- ---------------------------------------------------
1 143300 4900
- ---------------------------------------------------
1 4936
- ---------------------------------------------------
1 426154 0 8654
- ---------------------------------------------------
1 3000
- ---------------------------------------------------
1 105600 2200
- ---------------------------------------------------
1 116400 3200
- ---------------------------------------------------
1 1900
- ---------------------------------------------------
</TABLE>
Page 33 of 43
<PAGE>
<TABLE>
<CAPTION>
Brandywine Asset Management, Inc. 13F Report
- -------------------------------------------------------------------------------------------------------------------------
Issuer Class CUSIP FMV Shares IDSole IDShared IDOther
- -------------------------------------------------------------------------------------------------------------------------
<C> <C> <C> <C> <C> <C> <C> <C>
- -------------------------------------------------------------------------------------------------------------------------
SCHLOTZSKYS INC COMMON 806832101 373750 46000 46000
- -------------------------------------------------------------------------------------------------------------------------
SCHNITZER STL INDS COMMON 806882106 23725 1300 1300
- -------------------------------------------------------------------------------------------------------------------------
SCHUFF STL CO COMMON 808156103 23100 5600 5600
- -------------------------------------------------------------------------------------------------------------------------
SCHULER HOMES INC COMMON 808188106 489375 72500 72500
- -------------------------------------------------------------------------------------------------------------------------
SCHULMAN A INC COMMON 808194104 10169173 587389 583989
- -------------------------------------------------------------------------------------------------------------------------
SCHULTZ SAV O STORES INC COMMON 808196109 471713 29950 29950
- -------------------------------------------------------------------------------------------------------------------------
SCHWEITZER-MAUDUIT INC COMMON 808541106 4912369 379700 378300
- -------------------------------------------------------------------------------------------------------------------------
SCIENTIFIC GAMES HLDGS C COMMON 808747109 4082325 206700 204900
- -------------------------------------------------------------------------------------------------------------------------
SCOR COMMON 80917Q106 336875 7000 7000
- -------------------------------------------------------------------------------------------------------------------------
SCORE BRD INC COMMON 809173206 1 63 63
- -------------------------------------------------------------------------------------------------------------------------
SCPIE HLDGS INC COMMON 78402P104 2016000 64000 62900
- -------------------------------------------------------------------------------------------------------------------------
SEABOARD CORP COMMON 811543107 79920 370 370
- -------------------------------------------------------------------------------------------------------------------------
SEACOR SMIT INC COMMON 811904101 12664439 247111 246211
- -------------------------------------------------------------------------------------------------------------------------
SEAGATE TECHNOLOGY COMMON 811804103 70580936 2304683 2304683
- -------------------------------------------------------------------------------------------------------------------------
SEARS ROEBUCK & CO COMMON 812387108 14749388 470100 470100
- -------------------------------------------------------------------------------------------------------------------------
SEATTLE FILMWORKS INC COMMON 812572105 528125 130000 128500
- -------------------------------------------------------------------------------------------------------------------------
SEGA ENTERPRISES LTD COMMON 815793104 4712872 897690 897690
- -------------------------------------------------------------------------------------------------------------------------
SEITEL INC COMMON 816074306 2932069 300725 299525
- -------------------------------------------------------------------------------------------------------------------------
SEKISUI HOUSE COMMON 816078208 4122404 36517 36517
- -------------------------------------------------------------------------------------------------------------------------
SELAS CORP AMER COMMON 816119101 206388 41800 41300
- -------------------------------------------------------------------------------------------------------------------------
SELECTIVE INS GROUP I COMMON 816300107 14316622.5 758496 754096
- -------------------------------------------------------------------------------------------------------------------------
SEMPRA ENERGY COMMON 816851109 10894595 523464 523464
- -------------------------------------------------------------------------------------------------------------------------
SEMX CORP COMMON 816854103 29563 5500 5500
- -------------------------------------------------------------------------------------------------------------------------
SENSORY SCIENCE CORP COMMON 81726X100 49300 23200 23200
- -------------------------------------------------------------------------------------------------------------------------
SEQUENT COMPUTER SYSTEM Common 817338106 154170 8565 8565
- -------------------------------------------------------------------------------------------------------------------------
SEROLOGICALS CORP COMMON 817523103 597975 140700 139700
- -------------------------------------------------------------------------------------------------------------------------
SERVICE CORP INTL COM COMMON 817565104 15640764 1480780 1480780
- -------------------------------------------------------------------------------------------------------------------------
SERVICE EXPERTS INC COMMON 817567100 2637326 254200 252300
- -------------------------------------------------------------------------------------------------------------------------
SHARP CORP ADR COMMON 819882200 753882 4705 4705
- -------------------------------------------------------------------------------------------------------------------------
SHAW GROUP INC COMMON 820280105 1599794 71300 71300
- -------------------------------------------------------------------------------------------------------------------------
SHERWIN WILLIAMS CO COMMON 824348106 4188 200 200
- -------------------------------------------------------------------------------------------------------------------------
SHILOH INDS INC COMMON 824543102 1104400 100400 98400
- -------------------------------------------------------------------------------------------------------------------------
SHOE PAVILION INC COMMON 824894109 32906 9000 9000
- -------------------------------------------------------------------------------------------------------------------------
SIERRA HEALTH SVCS INC COMMON 826322109 5633864 556431 553231
- -------------------------------------------------------------------------------------------------------------------------
SIFCO INDS INC COMMON 826546103 189000 27000 27000
- -------------------------------------------------------------------------------------------------------------------------
SILGAN HOLDINGS INC COMMON 827048109 6668000 333400 331700
- -------------------------------------------------------------------------------------------------------------------------
SILICON VALLEY GROUP COMMON 827066101 400444 33900 33900
- -------------------------------------------------------------------------------------------------------------------------
<CAPTION>
- ---------------------------------------------------
Manager VSole VShared VNone
- ---------------------------------------------------
<S> <C> <C> <C>
- ---------------------------------------------------
1 43200 2800
- ---------------------------------------------------
1 1300
- ---------------------------------------------------
1 5600
- ---------------------------------------------------
1 72500
- ---------------------------------------------------
1 571589 15800
- ---------------------------------------------------
1 29950
- ---------------------------------------------------
1 372200 7500
- ---------------------------------------------------
1 201100 5600
- ---------------------------------------------------
1 2500 4500
- ---------------------------------------------------
1 63
- ---------------------------------------------------
1 61900 2100
- ---------------------------------------------------
1 370
- ---------------------------------------------------
1 241711 5400
- ---------------------------------------------------
1 2132578 0 172105
- ---------------------------------------------------
1 470100
- ---------------------------------------------------
1 129500 500
- ---------------------------------------------------
1 766405 45445 85840
- ---------------------------------------------------
1 291425 9300
- ---------------------------------------------------
1 32612 1395 2510
- ---------------------------------------------------
1 41800
- ---------------------------------------------------
1 728576 435 29485
- ---------------------------------------------------
1 520714 2750
- ---------------------------------------------------
1 5500
- ---------------------------------------------------
1 23200
- ---------------------------------------------------
1 8565
- ---------------------------------------------------
1 138100 2600
- ---------------------------------------------------
1 1255665 0 225115
- ---------------------------------------------------
1 240600 13600
- ---------------------------------------------------
1 95 0 4610
- ---------------------------------------------------
1 71300
- ---------------------------------------------------
1 200
- ---------------------------------------------------
1 96100 4300
- ---------------------------------------------------
1 9000
- ---------------------------------------------------
1 546131 10300
- ---------------------------------------------------
1 27000
- ---------------------------------------------------
1 324600 8800
- ---------------------------------------------------
1 33900
- ---------------------------------------------------
</TABLE>
Page 34 of 43
<PAGE>
<TABLE>
<CAPTION>
Brandywine Asset Management, Inc. 13F Report
- -------------------------------------------------------------------------------------------------------------------------
Issuer Class CUSIP FMV Shares IDSole IDShared IDOther
- -------------------------------------------------------------------------------------------------------------------------
<C> <C> <C> <C> <C> <C> <C> <C>
- -------------------------------------------------------------------------------------------------------------------------
SILVERLEAF RESORTS INC COMMON 828395103 23750 3800 3800
- -------------------------------------------------------------------------------------------------------------------------
SIMPSON INDS INC COMMON 829060102 4290038 387800 386400
- -------------------------------------------------------------------------------------------------------------------------
SIZZLER INTL INC COMMON 830139101 887825 417800 414600
- -------------------------------------------------------------------------------------------------------------------------
SJW CORP COMMON 784305104 650700 7200 7200
- -------------------------------------------------------------------------------------------------------------------------
SK TELECOM LTD ADR SP COMMON 78440P108 704086 68275 68275
- -------------------------------------------------------------------------------------------------------------------------
SKYLINE CORP COMMON 830830105 4014956 156300 155600
- -------------------------------------------------------------------------------------------------------------------------
SKYWEST INC COMMON 830879102 1513688 69000 69000
- -------------------------------------------------------------------------------------------------------------------------
SMEDVIG ASA ADR COMMON 83169H105 3680044 327115 327115
- -------------------------------------------------------------------------------------------------------------------------
SMITH & NEPHEW ASSOC COMMON G82343107 1768369 563175 563175
- -------------------------------------------------------------------------------------------------------------------------
SMITH A O COMMON 831865209 1453392 48046 48046
- -------------------------------------------------------------------------------------------------------------------------
SMITHFIELD COS INC COMMON 832245104 30500 4000 4000
- -------------------------------------------------------------------------------------------------------------------------
SMITHWAY MTR XPRESS CORP COMMON 832653109 696894 93700 93700
- -------------------------------------------------------------------------------------------------------------------------
SMURFIT-STONE CONTAINER COMMON 832727101 1124500 52000 52000
- -------------------------------------------------------------------------------------------------------------------------
SOFTWARE SPECTRUM INC COMMON 833960107 537850 34700 34700
- -------------------------------------------------------------------------------------------------------------------------
SOLA INTL INC COMMON 834092108 2780700 179400 176600
- -------------------------------------------------------------------------------------------------------------------------
SOLUTIA INC COMMON 834376105 750750 42000 42000
- -------------------------------------------------------------------------------------------------------------------------
SONY CORP COMMON 835699307 6764818 45080 45080
- -------------------------------------------------------------------------------------------------------------------------
SOS STAFFING SVCS INC COMMON 78462X104 1201444 206700 205700
- -------------------------------------------------------------------------------------------------------------------------
SOURCE INFORMATION MGMT COMMON 836151209 11350 800 800
- -------------------------------------------------------------------------------------------------------------------------
SOUTHDOWN INC COMMON 841297104 53500 1000 1000
- -------------------------------------------------------------------------------------------------------------------------
SOUTHERN CO COMMON 842587107 20600 800 800
- -------------------------------------------------------------------------------------------------------------------------
SOUTHERN ENERGY HOMES IN COMMON 842814105 859951 327600 325100
- -------------------------------------------------------------------------------------------------------------------------
SOUTHTRUST CORP COMMON 844730101 7175 200 200
- -------------------------------------------------------------------------------------------------------------------------
SOUTHWEST AIRLS CO COMMON 844741108 9113 600 600
- -------------------------------------------------------------------------------------------------------------------------
SPACEHAB INC COMMON 846243103 267150 54800 53800
- -------------------------------------------------------------------------------------------------------------------------
SPAN AMER MED SYS INC COMMON 846396109 90300 25800 25800
- -------------------------------------------------------------------------------------------------------------------------
SPARTON CORP COMMON 847235108 105050 19100 19100
- -------------------------------------------------------------------------------------------------------------------------
SPECIAL METALS CORP C COMMON 84741Y103 1510513.4 350259 350259
- -------------------------------------------------------------------------------------------------------------------------
SPECIALTY CARE NETWORK I COMMON 84748M102 68063 19800 19800
- -------------------------------------------------------------------------------------------------------------------------
SPECIALTY CATALOG CORP COMMON 84748Q103 270788 74700 74700
- -------------------------------------------------------------------------------------------------------------------------
SPECIALTY EQUIP COS INC COMMON 847497203 3466825 137300 134400
- -------------------------------------------------------------------------------------------------------------------------
SPECTRUM CTL INC COMMON 847615101 250613 32600 32600
- -------------------------------------------------------------------------------------------------------------------------
SPEIZMAN INDS INC COMMON 847805108 65875 15500 15500
- -------------------------------------------------------------------------------------------------------------------------
SPLASH TECHNOLOGY HLDGS COMMON 848623104 1417325 231400 230800
- -------------------------------------------------------------------------------------------------------------------------
SPORT CHALET INC COMMON 849163100 32813 7500 7500
- -------------------------------------------------------------------------------------------------------------------------
SPORT SUPPLY GROUP INC COMMON 848915104 309225 37200 37200
- -------------------------------------------------------------------------------------------------------------------------
SPORT-HALEY INC COMMON 848925103 178988 38700 38700
- -------------------------------------------------------------------------------------------------------------------------
<CAPTION>
- ---------------------------------------------------
Manager VSole VShared VNone
- ---------------------------------------------------
<S> <C> <C> <C>
- ---------------------------------------------------
1 3800
- ---------------------------------------------------
1 377900 9900
- ---------------------------------------------------
1 406700 11100
- ---------------------------------------------------
1 7200
- ---------------------------------------------------
1 17470 15520 35285
- ---------------------------------------------------
1 151900 4400
- ---------------------------------------------------
1 69000
- ---------------------------------------------------
1 273895 15060 38160
- ---------------------------------------------------
1 557090 0 6085
- ---------------------------------------------------
1 45246 2800
- ---------------------------------------------------
1 4000
- ---------------------------------------------------
1 91400 2300
- ---------------------------------------------------
1 48300 3700
- ---------------------------------------------------
1 34700
- ---------------------------------------------------
1 179400
- ---------------------------------------------------
1 42000
- ---------------------------------------------------
1 38490 1685 4905
- ---------------------------------------------------
1 201100 5600
- ---------------------------------------------------
1 800
- ---------------------------------------------------
1 1000
- ---------------------------------------------------
1 800
- ---------------------------------------------------
1 319500 8100
- ---------------------------------------------------
1 200
- ---------------------------------------------------
1 600
- ---------------------------------------------------
1 54800
- ---------------------------------------------------
1 25800
- ---------------------------------------------------
1 19100
- ---------------------------------------------------
1 301694 1175 47390
- ---------------------------------------------------
1 19800
- ---------------------------------------------------
1 72400 2300
- ---------------------------------------------------
1 132600 4700
- ---------------------------------------------------
1 32600
- ---------------------------------------------------
1 15500
- ---------------------------------------------------
1 224600 6800
- ---------------------------------------------------
1 7500
- ---------------------------------------------------
1 37200
- ---------------------------------------------------
1 37600 1100
- ---------------------------------------------------
</TABLE>
Page 35 of 43
<PAGE>
<TABLE>
<CAPTION>
Brandywine Asset Management, Inc. 13F Report
- -------------------------------------------------------------------------------------------------------------------------
Issuer Class CUSIP FMV Shares IDSole IDShared IDOther
- -------------------------------------------------------------------------------------------------------------------------
<C> <C> <C> <C> <C> <C> <C> <C>
- -------------------------------------------------------------------------------------------------------------------------
SPORTS AUTH INC COMMON 849176102 757648.34 237689 237689
- -------------------------------------------------------------------------------------------------------------------------
SPORTSMANS GUIDE INC COMMON 848907200 24400 6100 6100
- -------------------------------------------------------------------------------------------------------------------------
SPRINGS INDS INC COMMON 851783100 2093944 61700 61700
- -------------------------------------------------------------------------------------------------------------------------
SPRINT CORP COMMON 852061100 54250 1000 1000
- -------------------------------------------------------------------------------------------------------------------------
SPRINT CORP COMMON 852061506 18641 250 250
- -------------------------------------------------------------------------------------------------------------------------
SPS TECHNOLOGIES INC COMMON 784626103 1191238 31400 31400
- -------------------------------------------------------------------------------------------------------------------------
ST FRANCIS CAP CORP COMMON 789374105 612763 29800 29800
- -------------------------------------------------------------------------------------------------------------------------
ST JOHN INTL INC Common 79025Q107 1010 45 45
- -------------------------------------------------------------------------------------------------------------------------
ST JOSEPH LT & PWR CO COMMON 790654107 872438 42300 41000
- -------------------------------------------------------------------------------------------------------------------------
ST PAUL BANCORP INC COMMON 792848103 604746 26437 26437
- -------------------------------------------------------------------------------------------------------------------------
ST PAUL COS INC COMMON 792860108 14317875 520650 520650
- -------------------------------------------------------------------------------------------------------------------------
STAFF LEASING INC COMMON 852381102 1292000 129200 128100
- -------------------------------------------------------------------------------------------------------------------------
STANDARD COML CORP COMMON 853258101 969200 242300 241700
- -------------------------------------------------------------------------------------------------------------------------
STANDARD MANAGEMENT CORP COMMON 853612109 804288 136900 136300
- -------------------------------------------------------------------------------------------------------------------------
STANDARD MTR PRODS INC COMMON 853666105 75806 3900 3900
- -------------------------------------------------------------------------------------------------------------------------
STANDARD PAC CORP NEW COMMON 85375C101 6326536 617223 613723
- -------------------------------------------------------------------------------------------------------------------------
STANDARD PRODS CO COMMON 853836104 15681684.6 442870 440170
- -------------------------------------------------------------------------------------------------------------------------
STANDARD REGISTER CO COMMON 853887107 942021 40086 40086
- -------------------------------------------------------------------------------------------------------------------------
STANDEX INTL CORP COMMON 854231107 6156000 228000 227300
- -------------------------------------------------------------------------------------------------------------------------
STANLEY FURNITURE INC COMMON 854305208 1246375 59000 59000
- -------------------------------------------------------------------------------------------------------------------------
STARRETT L S CO COMMON 855668109 3803388 152900 152100
- -------------------------------------------------------------------------------------------------------------------------
STATE AUTO FINL CORP COMMON 855707105 586321 57202 57202
- -------------------------------------------------------------------------------------------------------------------------
STATEN IS BANCORP INC COMMON 857550107 36120 1920 1920
- -------------------------------------------------------------------------------------------------------------------------
STD OPTION A CASH Common 853CSH989 747775 21365 21365
- -------------------------------------------------------------------------------------------------------------------------
STEEL TECHNOLOGIES INC COMMON 858147101 2964376 255000 254300
- -------------------------------------------------------------------------------------------------------------------------
STEELCASE INC CL A COMMON 858155203 5464960 392100 392100
- -------------------------------------------------------------------------------------------------------------------------
STEPAN CO COMMON 858586100 4323638 191100 190100
- -------------------------------------------------------------------------------------------------------------------------
STEPHAN CO COMMON 858603103 174400 43600 43600
- -------------------------------------------------------------------------------------------------------------------------
STERIS CORP COMMON 859152100 3481489 253195 253195
- -------------------------------------------------------------------------------------------------------------------------
STERLING BANCORP COMMON 859158107 44850 2600 2600
- -------------------------------------------------------------------------------------------------------------------------
STERLING FINL CORP WASH COMMON 859319105 1642450 122800 122800
- -------------------------------------------------------------------------------------------------------------------------
STERLING SOFTWARE INC COMMON 859547101 15800 790 790
- -------------------------------------------------------------------------------------------------------------------------
STEWART & STEVENSON SVCS COMMON 860342104 459533 35012 35012
- -------------------------------------------------------------------------------------------------------------------------
STEWART ENTERPRISES INC COMMON 860370105 4119469 679500 673900
- -------------------------------------------------------------------------------------------------------------------------
STEWART INFORMATION SVCS COMMON 860372101 5231882 285700 283500
- -------------------------------------------------------------------------------------------------------------------------
STIFEL FINL CORP COMMON 860630102 708368 79258 79258
- -------------------------------------------------------------------------------------------------------------------------
STIRLING COOKE BROWN HLD COMMON G84951105 3988 2900 2900
- -------------------------------------------------------------------------------------------------------------------------
<CAPTION>
- ---------------------------------------------------
Manager VSole VShared VNone
- ---------------------------------------------------
<S> <C> <C> <C>
- ---------------------------------------------------
1 185102 1055 51532
- ---------------------------------------------------
1 6100
- ---------------------------------------------------
1 61700
- ---------------------------------------------------
1 1000
- ---------------------------------------------------
1 250
- ---------------------------------------------------
1 31400
- ---------------------------------------------------
1 27200 2600
- ---------------------------------------------------
1 45
- ---------------------------------------------------
1 38700 3600
- ---------------------------------------------------
1 26437
- ---------------------------------------------------
1 461050 59600
- ---------------------------------------------------
1 127500 1700
- ---------------------------------------------------
1 236900 5400
- ---------------------------------------------------
1 133800 3100
- ---------------------------------------------------
1 3900
- ---------------------------------------------------
1 605823 11400
- ---------------------------------------------------
1 408795 450 33625
- ---------------------------------------------------
1 40086
- ---------------------------------------------------
1 222000 6000
- ---------------------------------------------------
1 56000 3000
- ---------------------------------------------------
1 149500 3400
- ---------------------------------------------------
1 57202
- ---------------------------------------------------
1 1920
- ---------------------------------------------------
1 21365
- ---------------------------------------------------
1 250900 4100
- ---------------------------------------------------
1 327870 0 64230
- ---------------------------------------------------
1 187200 3900
- ---------------------------------------------------
1 43600
- ---------------------------------------------------
1 230995 0 22200
- ---------------------------------------------------
1 2600
- ---------------------------------------------------
1 118900 3900
- ---------------------------------------------------
1 790
- ---------------------------------------------------
1 35012
- ---------------------------------------------------
1 669500 10000
- ---------------------------------------------------
1 280300 5400
- ---------------------------------------------------
1 76003 3255
- ---------------------------------------------------
1 2900
- ---------------------------------------------------
</TABLE>
Page 36 of 43
<PAGE>
<TABLE>
<CAPTION>
Brandywine Asset Management, Inc. 13F Report
- -------------------------------------------------------------------------------------------------------------------------
Issuer Class CUSIP FMV Shares IDSole IDShared IDOther
- -------------------------------------------------------------------------------------------------------------------------
<C> <C> <C> <C> <C> <C> <C> <C>
- -------------------------------------------------------------------------------------------------------------------------
STMICROELECTRONICS N COMMON 861012102 8308405 112181 112181
- -------------------------------------------------------------------------------------------------------------------------
STONERIDGE INC COM COMMON 86183P102 1609013.63 92604 92604
- -------------------------------------------------------------------------------------------------------------------------
STORAGE TECHNOLOGY CO COMMON 862111200 27788190 1438870 1438870
- -------------------------------------------------------------------------------------------------------------------------
STRATTEC SEC CORP COMMON 863111100 1729000 49400 49400
- -------------------------------------------------------------------------------------------------------------------------
STUDENT LN CORP COMMON 863902102 4182257 102162 102162
- -------------------------------------------------------------------------------------------------------------------------
STYLING TECHNOLOGY CORP COMMON 863905105 467625 43500 43500
- -------------------------------------------------------------------------------------------------------------------------
SUBURBAN LODGES AMER INC COMMON 864444104 1730138 304200 303400
- -------------------------------------------------------------------------------------------------------------------------
SUIZA FOODS CORP COMMON 865077101 536250 14300 14300
- -------------------------------------------------------------------------------------------------------------------------
SUMMA INDS COMMON 86562T105 1010906 78900 78400
- -------------------------------------------------------------------------------------------------------------------------
SUMMIT BANCORP COMMON 866005101 6488 200 200
- -------------------------------------------------------------------------------------------------------------------------
SUN HYDRAULICS CORP COMMON 866942105 97350 13200 13200
- -------------------------------------------------------------------------------------------------------------------------
SUNRISE INTL LEASING COR COMMON 86769K105 731500 146300 145100
- -------------------------------------------------------------------------------------------------------------------------
SUNTRUST BANKS INC COMMON 867914103 466825 7100 7100
- -------------------------------------------------------------------------------------------------------------------------
SUPERIOR ENERGY SVCS INC COMMON 868157108 722781 114500 114500
- -------------------------------------------------------------------------------------------------------------------------
SUPERIOR TELECOM INC COMMON 868365107 296869 21300 21300
- -------------------------------------------------------------------------------------------------------------------------
SUPERIOR UNIFORM GROUP I COMMON 868358102 608650 51800 51800
- -------------------------------------------------------------------------------------------------------------------------
SUPERTEL HOSPITALITY INC COMMON 868524109 466375 36400 36400
- -------------------------------------------------------------------------------------------------------------------------
SUPERVALU INC COMMON 868536103 60892 2760 2742
- -------------------------------------------------------------------------------------------------------------------------
SUPREMA SPECIALTIES INC COMMON 86859F107 540313 66500 66500
- -------------------------------------------------------------------------------------------------------------------------
SUPREME INDS INC COMMON 868607102 1415632 191950 190650
- -------------------------------------------------------------------------------------------------------------------------
SYBRON CHEMS INC COMMON 870903101 1367925 89700 89200
- -------------------------------------------------------------------------------------------------------------------------
SYLVAN INC COMMON 871371100 953775 94200 93400
- -------------------------------------------------------------------------------------------------------------------------
SYMANTEC CORP COMMON 871503108 39638161.7 1102016 1102016
- -------------------------------------------------------------------------------------------------------------------------
SYMIX SYS INC COMMON 871535100 204131 19100 19100
- -------------------------------------------------------------------------------------------------------------------------
SYMS CORP COMMON 871551107 2954919 397300 395300
- -------------------------------------------------------------------------------------------------------------------------
SYNTHETIC INDS INC COMMON 871914107 2764875 101000 101000
- -------------------------------------------------------------------------------------------------------------------------
SYSTEMAX INC COMMON 871851101 5059338 604100 600200
- -------------------------------------------------------------------------------------------------------------------------
TAB PRODS CO DEL COMMON 873197107 70950 13200 13200
- -------------------------------------------------------------------------------------------------------------------------
TAG HEUER INTL S A COMMON 873773105 1908288 135100 135100
- -------------------------------------------------------------------------------------------------------------------------
TAITRON COMPONENTS INC COMMON 874028103 146200 68800 68800
- -------------------------------------------------------------------------------------------------------------------------
TANDY BRANDS ACCESSORIES COMMON 875378101 1336163 96300 96300
- -------------------------------------------------------------------------------------------------------------------------
TANDYCRAFTS INC COMMON 875386104 31875 10200 10200
- -------------------------------------------------------------------------------------------------------------------------
TARRANT APPAREL GROUP COMMON 876289109 236250 21000 21000
- -------------------------------------------------------------------------------------------------------------------------
TB WOODS CORP COMMON 872226105 889200 91200 90700
- -------------------------------------------------------------------------------------------------------------------------
TBC CORP COMMON 872180104 3575841 516600 512800
- -------------------------------------------------------------------------------------------------------------------------
TECH DATA CORP COMMON 878237106 39578 1700 1700
- -------------------------------------------------------------------------------------------------------------------------
TECH OPS SEVCON INC COMMON 878293109 379200 38400 38400
- -------------------------------------------------------------------------------------------------------------------------
<CAPTION>
- ---------------------------------------------------
Manager VSole VShared VNone
- ---------------------------------------------------
<S> <C> <C> <C>
- ---------------------------------------------------
1 100336 1405 10440
- ---------------------------------------------------
1 72114 340 20150
- ---------------------------------------------------
1 1310705 0 128165
- ---------------------------------------------------
1 47100 2300
- ---------------------------------------------------
1 96562 5600
- ---------------------------------------------------
1 42200 1300
- ---------------------------------------------------
1 296700 7500
- ---------------------------------------------------
1 14300
- ---------------------------------------------------
1 77100 1800
- ---------------------------------------------------
1 200
- ---------------------------------------------------
1 13200
- ---------------------------------------------------
1 143400 2900
- ---------------------------------------------------
1 7100 0 0
- ---------------------------------------------------
1 114500
- ---------------------------------------------------
1 19700 1600
- ---------------------------------------------------
1 48000 3800
- ---------------------------------------------------
1 34200 2200
- ---------------------------------------------------
1 2546 214
- ---------------------------------------------------
1 64400 2100
- ---------------------------------------------------
1 187264 4686
- ---------------------------------------------------
1 87100 2600
- ---------------------------------------------------
1 91400 2800
- ---------------------------------------------------
1 952996 270 148750
- ---------------------------------------------------
1 19100
- ---------------------------------------------------
1 389600 7700
- ---------------------------------------------------
1 101000
- ---------------------------------------------------
1 596900 7200
- ---------------------------------------------------
1 13200
- ---------------------------------------------------
1 135100
- ---------------------------------------------------
1 65800 3000
- ---------------------------------------------------
1 94100 2200
- ---------------------------------------------------
1 10200
- ---------------------------------------------------
1 21000
- ---------------------------------------------------
1 89500 1700
- ---------------------------------------------------
1 505700 10900
- ---------------------------------------------------
1 1700
- ---------------------------------------------------
1 37800 600
- ---------------------------------------------------
</TABLE>
Page 37 of 43
<PAGE>
<TABLE>
<CAPTION>
Brandywine Asset Management, Inc. 13F Report
- -------------------------------------------------------------------------------------------------------------------------
Issuer Class CUSIP FMV Shares IDSole IDShared IDOther
- -------------------------------------------------------------------------------------------------------------------------
<C> <C> <C> <C> <C> <C> <C> <C>
- -------------------------------------------------------------------------------------------------------------------------
TECH SYM CORP COMMON 878308105 72844 3700 3700
- -------------------------------------------------------------------------------------------------------------------------
TEEKAY SHIPPING CORP COMMON V89564104 185938 11900 11900
- -------------------------------------------------------------------------------------------------------------------------
TELECOM CORP NEW ZEAL COMMON 879278208 4395680 137365 137365
- -------------------------------------------------------------------------------------------------------------------------
TELEPHONE & DATA SYS INC COMMON 879433100 621688 7000 7000
- -------------------------------------------------------------------------------------------------------------------------
TEMPLE INLAND INC COMMON 879868107 463600 7600 7600
- -------------------------------------------------------------------------------------------------------------------------
TENET HEALTHCARE CORP COMMON 88033G100 20589397 1172350 1172350
- -------------------------------------------------------------------------------------------------------------------------
TENNANT CO COMMON 880345103 704600 20800 20800
- -------------------------------------------------------------------------------------------------------------------------
TENNECO INC NEW COMMON 88037E101 3400 200 200
- -------------------------------------------------------------------------------------------------------------------------
TERADYNE INC COMMON 880770102 141000 4000 4000
- -------------------------------------------------------------------------------------------------------------------------
TEREX CORP NEW COMMON 880779103 787500 25000 25000
- -------------------------------------------------------------------------------------------------------------------------
TESCO PLC-ADR COMMON 881575302 607588 66585 66585
- -------------------------------------------------------------------------------------------------------------------------
TESORO PETROLEUM COMMON 881609101 2193226.5 132921 132921
- -------------------------------------------------------------------------------------------------------------------------
TETRA TECHNOLOGIES INC COMMON 88162F105 22413 2200 2200
- -------------------------------------------------------------------------------------------------------------------------
TEXACO INC COMMON 881694103 23418133 370980 370980
- -------------------------------------------------------------------------------------------------------------------------
TEXAS INDS INC COMMON 882491103 17045271 460683 458783
- -------------------------------------------------------------------------------------------------------------------------
TEXAS UTILS CO COMMON 882848104 7438247 199350 199350
- -------------------------------------------------------------------------------------------------------------------------
TFC ENTERPRISES INC COMMON 872388103 325325 118300 117100
- -------------------------------------------------------------------------------------------------------------------------
THERMO ECOTEK CORP COMMON 88355R106 15578 1719 1719
- -------------------------------------------------------------------------------------------------------------------------
THERMOQUEST CORP COMMON 883655102 261225 25800 25800
- -------------------------------------------------------------------------------------------------------------------------
THERMWOOD CORP COMMON 883672305 20694 4300 4300
- -------------------------------------------------------------------------------------------------------------------------
THOMAS & BETTS CORP COMMON 884315102 4023645 78895 78895
- -------------------------------------------------------------------------------------------------------------------------
THOMAS GROUP INC COMMON 884402108 263506 31700 31700
- -------------------------------------------------------------------------------------------------------------------------
THOMAS INDS INC COMMON 884425109 422338 22600 22600
- -------------------------------------------------------------------------------------------------------------------------
THOR INDS INC COMMON 885160101 1002150 39300 39300
- -------------------------------------------------------------------------------------------------------------------------
TIDEWATER INC COMMON 886423102 10910175 427850 427850
- -------------------------------------------------------------------------------------------------------------------------
TIMBERLAND CO COMMON 887100105 11039063 282600 280000
- -------------------------------------------------------------------------------------------------------------------------
TIMKEN CO COMMON 887389104 172538 10700 10700
- -------------------------------------------------------------------------------------------------------------------------
TITANIUM METALS CORP COMMON 888339108 3836305 429237 426937
- -------------------------------------------------------------------------------------------------------------------------
TMP WORLDWIDE INC COMMON 872941109 18445 303 303
- -------------------------------------------------------------------------------------------------------------------------
TNP ENTERPRISES Common 872594106 5179661 133025 130925
- -------------------------------------------------------------------------------------------------------------------------
TODHUNTER INTL INC DEL COMMON 889050100 479975 52600 52600
- -------------------------------------------------------------------------------------------------------------------------
TOLL BROTHERS INC COMMON 889478103 15048986 789455 783855
- -------------------------------------------------------------------------------------------------------------------------
TOLLGRADE COMMUNICATIONS COMMON 889542106 56438 2100 2100
- -------------------------------------------------------------------------------------------------------------------------
TORCHMARK CORP COMMON 891027104 3881 150 150
- -------------------------------------------------------------------------------------------------------------------------
TORO CO COMMON 891092108 2889437.01 77309 77309
- -------------------------------------------------------------------------------------------------------------------------
TOTAL CONTAINMENT INC COMMON 89149T101 68575 21100 20600
- -------------------------------------------------------------------------------------------------------------------------
TOTAL RENAL CARE HLDGS COMMON 89151A107 1831113 246200 246200
- -------------------------------------------------------------------------------------------------------------------------
<CAPTION>
- ---------------------------------------------------
Manager VSole VShared VNone
- ---------------------------------------------------
<S> <C> <C> <C>
- ---------------------------------------------------
1 1600 2100
- ---------------------------------------------------
1 11900
- ---------------------------------------------------
1 111945 5170 20250
- ---------------------------------------------------
1 7000
- ---------------------------------------------------
1 7600
- ---------------------------------------------------
1 1054550 117800
- ---------------------------------------------------
1 18900 1900
- ---------------------------------------------------
1 200
- ---------------------------------------------------
1 4000
- ---------------------------------------------------
1 25000
- ---------------------------------------------------
1 0 0 66585
- ---------------------------------------------------
1 116261 450 16210
- ---------------------------------------------------
1 2200
- ---------------------------------------------------
1 353170 0 17810
- ---------------------------------------------------
1 450983 9700
- ---------------------------------------------------
1 199350
- ---------------------------------------------------
1 118300
- ---------------------------------------------------
1 1719
- ---------------------------------------------------
1 25800
- ---------------------------------------------------
1 4300
- ---------------------------------------------------
1 66260 0 12635
- ---------------------------------------------------
1 31700
- ---------------------------------------------------
1 22600
- ---------------------------------------------------
1 39300
- ---------------------------------------------------
1 370750 57100
- ---------------------------------------------------
1 272800 9800
- ---------------------------------------------------
1 10700
- ---------------------------------------------------
1 429237
- ---------------------------------------------------
1 303
- ---------------------------------------------------
1 129925 3100
- ---------------------------------------------------
1 50300 2300
- ---------------------------------------------------
1 772355 17100
- ---------------------------------------------------
1 2100
- ---------------------------------------------------
1 150
- ---------------------------------------------------
1 66664 250 10395
- ---------------------------------------------------
1 21100
- ---------------------------------------------------
1 246200
- ---------------------------------------------------
</TABLE>
Page 38 of 43
<PAGE>
<TABLE>
<CAPTION>
Brandywine Asset Management, Inc. 13F Report
- -------------------------------------------------------------------------------------------------------------------------
Issuer Class CUSIP FMV Shares IDSole IDShared IDOther
- -------------------------------------------------------------------------------------------------------------------------
<C> <C> <C> <C> <C> <C> <C> <C>
- -------------------------------------------------------------------------------------------------------------------------
TOWER AIR CORP COMMON 891697104 181600 90800 89100
- -------------------------------------------------------------------------------------------------------------------------
TOYS R US INC COMMON 892335100 604950 40330 40330
- -------------------------------------------------------------------------------------------------------------------------
TRACTOR SUPPLY CO COMMON 892356106 815100 42900 42900
- -------------------------------------------------------------------------------------------------------------------------
TRAMMELL CROW CO COMMON 89288R106 1325 100 100
- -------------------------------------------------------------------------------------------------------------------------
TRANS LUX CORP COMMON 893247106 69325 11800 11800
- -------------------------------------------------------------------------------------------------------------------------
TRANSPORT CORP OF AMER I COMMON 89385P102 1963000 151000 150200
- -------------------------------------------------------------------------------------------------------------------------
TRANSPORTATION TECH INDS COMMON 89388T101 732319 42300 41300
- -------------------------------------------------------------------------------------------------------------------------
TRANSPRO INC COMMON 893885103 33081 6700 6700
- -------------------------------------------------------------------------------------------------------------------------
TRANSTECHNOLOGY CORP DEL COMMON 893889105 1631469 141100 140400
- -------------------------------------------------------------------------------------------------------------------------
TRAVIS BOATS & MTRS INC COMMON 894363100 373450 38800 38800
- -------------------------------------------------------------------------------------------------------------------------
TREMONT CORP COMMON 894745207 91513 3833 3833
- -------------------------------------------------------------------------------------------------------------------------
TRENWICK GROUP INC COMMON 895290104 3544342 213998 212098
- -------------------------------------------------------------------------------------------------------------------------
TRIAD HOSPITALS INC Common 89579K109 46864 4622 4622
- -------------------------------------------------------------------------------------------------------------------------
TRIARC COS INC COMMON 895927101 1291475 60243 60243
- -------------------------------------------------------------------------------------------------------------------------
TRICO MARINE SERVICES IN COMMON 896106101 1021606 122900 122900
- -------------------------------------------------------------------------------------------------------------------------
TRICON GLOBAL RESTAUR COMMON 895953107 3794638 92693 92693
- -------------------------------------------------------------------------------------------------------------------------
TRIDENT MICROSYSTEMS COMMON 895919108 678588 82250 82250
- -------------------------------------------------------------------------------------------------------------------------
TRIGON HEALTHCARE INC COMMON 89618L100 2282454 78032 78032
- -------------------------------------------------------------------------------------------------------------------------
TRISTAR AEROSPACE CO COMMON 89674L101 24500 4000 4000
- -------------------------------------------------------------------------------------------------------------------------
TRIUMPH GROUP INC NEW COMMON 896818101 7100157 267300 265900
- -------------------------------------------------------------------------------------------------------------------------
TRO LEARNING INC COMMON 87263R109 69575 12100 12100
- -------------------------------------------------------------------------------------------------------------------------
TRW INC COMMON 872649108 4975 100 100
- -------------------------------------------------------------------------------------------------------------------------
TUBOS DE ACERO DE MEX COMMON 898592506 6192926 505545 505545
- -------------------------------------------------------------------------------------------------------------------------
TUBOSCOPE INC COMMON 898600101 580831 46700 46700
- -------------------------------------------------------------------------------------------------------------------------
TUSCARORA INC COMMON 900902107 481013 38100 38100
- -------------------------------------------------------------------------------------------------------------------------
TWIN DISC INC COMMON 901476101 128700 7800 7800
- -------------------------------------------------------------------------------------------------------------------------
TWINLAB CORP COMMON 901774109 1174163 132300 131100
- -------------------------------------------------------------------------------------------------------------------------
TYCO INTL LTD NEW COMMON 902124106 94164 912 912
- -------------------------------------------------------------------------------------------------------------------------
TYSON FOODS INC COMMON 902494103 4109 250 250
- -------------------------------------------------------------------------------------------------------------------------
U S CAN CORP COMMON 90328W105 2404228.31 117638 117638
- -------------------------------------------------------------------------------------------------------------------------
U S HOME CORP NEW COMMON 911920106 8898805 319957 318557
- -------------------------------------------------------------------------------------------------------------------------
U S OFFICE PRODS CO COMMON 912325305 567700 162200 162200
- -------------------------------------------------------------------------------------------------------------------------
U S T INC COMMON 902911106 6038 200 200
- -------------------------------------------------------------------------------------------------------------------------
U S WEST INC NEW COM COMMON 91273H101 43025880 754013 754013
- -------------------------------------------------------------------------------------------------------------------------
U S XPRESS ENTERPRISES I COMMON 90338N103 1680394 289100 287300
- -------------------------------------------------------------------------------------------------------------------------
UCAR INTL INC COMMON 90262K109 9994156 438100 436500
- -------------------------------------------------------------------------------------------------------------------------
UFP TECHNOLOGIES INC COMMON 902673102 26975 8300 8300
- -------------------------------------------------------------------------------------------------------------------------
<CAPTION>
- ---------------------------------------------------
Manager VSole VShared VNone
- ---------------------------------------------------
<S> <C> <C> <C>
- ---------------------------------------------------
1 90800
- ---------------------------------------------------
1 37830 2500
- ---------------------------------------------------
1 42900
- ---------------------------------------------------
1 100
- ---------------------------------------------------
1 11800
- ---------------------------------------------------
1 148800 2200
- ---------------------------------------------------
1 42300
- ---------------------------------------------------
1 6700
- ---------------------------------------------------
1 138800 2300
- ---------------------------------------------------
1 37100 1700
- ---------------------------------------------------
1 3833
- ---------------------------------------------------
1 208498 5500
- ---------------------------------------------------
1 4622
- ---------------------------------------------------
1 51123 295 8825
- ---------------------------------------------------
1 122900
- ---------------------------------------------------
1 76788 0 15905
- ---------------------------------------------------
1 65955 325 15970
- ---------------------------------------------------
1 67622 225 10185
- ---------------------------------------------------
1 4000
- ---------------------------------------------------
1 261500 5800
- ---------------------------------------------------
1 12100
- ---------------------------------------------------
1 100
- ---------------------------------------------------
1 445185 17895 42465
- ---------------------------------------------------
1 46700
- ---------------------------------------------------
1 34400 3700
- ---------------------------------------------------
1 7800
- ---------------------------------------------------
1 126900 5400
- ---------------------------------------------------
1 912
- ---------------------------------------------------
1 250
- ---------------------------------------------------
1 102018 320 15300
- ---------------------------------------------------
1 314557 5400
- ---------------------------------------------------
1 162200
- ---------------------------------------------------
1 200
- ---------------------------------------------------
1 695303 0 58710
- ---------------------------------------------------
1 283300 5800
- ---------------------------------------------------
1 438100
- ---------------------------------------------------
1 7300 1000
- ---------------------------------------------------
</TABLE>
Page 39 of 43
<PAGE>
<TABLE>
<CAPTION>
Brandywine Asset Management, Inc. 13F Report
- -------------------------------------------------------------------------------------------------------------------------
Issuer Class CUSIP FMV Shares IDSole IDShared IDOther
- -------------------------------------------------------------------------------------------------------------------------
<C> <C> <C> <C> <C> <C> <C> <C>
- -------------------------------------------------------------------------------------------------------------------------
UNIBANCO-UNIAO DE BAN COMMON 90458E107 4365806 246830 246830
- -------------------------------------------------------------------------------------------------------------------------
UNICAPITAL CORP NEW COMMON 90459D108 47813 15000 15000
- -------------------------------------------------------------------------------------------------------------------------
UNICO AMERN CORP COMMON 904607108 1119738 133700 133100
- -------------------------------------------------------------------------------------------------------------------------
UNICOM CORP COMMON 904911104 44698905 1210122 1210122
- -------------------------------------------------------------------------------------------------------------------------
UNIFI INC COMMON 904677101 2808300 255300 255300
- -------------------------------------------------------------------------------------------------------------------------
UNIFIRST CORP MASS COMMON 904708104 4532000 329600 327400
- -------------------------------------------------------------------------------------------------------------------------
UNILAB CORP NEW COMMON 904763109 428269 75300 75300
- -------------------------------------------------------------------------------------------------------------------------
UNILEVER N V NEW YORK COMMON 904784709 4476494 65710 65710
- -------------------------------------------------------------------------------------------------------------------------
UNION ACCEP CORP COMMON 904832102 270963 40900 40900
- -------------------------------------------------------------------------------------------------------------------------
UNION CARBIDE CORP COMMON 905581104 8522 150 150
- -------------------------------------------------------------------------------------------------------------------------
UNION PAC CORP COMMON 907818108 7470364 155430 155430
- -------------------------------------------------------------------------------------------------------------------------
UNION PAC RES GROUP INC COMMON 907834105 32500 2000 2000
- -------------------------------------------------------------------------------------------------------------------------
UNION PACIFIC PFD CV 907824205 549038 12100 12100
- -------------------------------------------------------------------------------------------------------------------------
UNION PLANTERS CORP COMMON 908068109 6113 150 150
- -------------------------------------------------------------------------------------------------------------------------
UNITED CAPITAL CORP COMMON 909912107 18700 1100 1100
- -------------------------------------------------------------------------------------------------------------------------
UNITED HEALTHCARE CORP COMMON 910581107 29213 600 600
- -------------------------------------------------------------------------------------------------------------------------
UNITED ILLUM CO COMMON 910637107 116100 2400 2400
- -------------------------------------------------------------------------------------------------------------------------
UNITED INDL CORP COMMON 910671106 255413 27800 27800
- -------------------------------------------------------------------------------------------------------------------------
UNITED RETAIL GROUP INC COMMON 911380103 59375 5000 5000
- -------------------------------------------------------------------------------------------------------------------------
UNITED STATES LIME & MIN COMMON 911922102 16800 2800 2800
- -------------------------------------------------------------------------------------------------------------------------
UNITED WIS SVCS INC NEW COMMON 913238101 64700 10352 10352
- -------------------------------------------------------------------------------------------------------------------------
UNITIL CORP COMMON 913259107 306338 12600 12600
- -------------------------------------------------------------------------------------------------------------------------
UNIVERSAL CORP VA COMMON 913456109 13710401 524800 523500
- -------------------------------------------------------------------------------------------------------------------------
UNIVERSAL HLTH SVCS INC COMMON 913903100 1293750 50000 50000
- -------------------------------------------------------------------------------------------------------------------------
UNIVERSAL STAINLESS & AL COMMON 913837100 553000 110600 110000
- -------------------------------------------------------------------------------------------------------------------------
UNOCAL CORP COMMON 915289102 31503 850 850
- -------------------------------------------------------------------------------------------------------------------------
UNUMPROVIDENT CORP COMMON 91529Y106 17053115 579299 579299
- -------------------------------------------------------------------------------------------------------------------------
US BANCORP COMMON 902973106 10362161 343260 343260
- -------------------------------------------------------------------------------------------------------------------------
USA TRUCK INC COMMON 902925106 1506862 168600 167500
- -------------------------------------------------------------------------------------------------------------------------
USANA INC COMMON 90328M107 432913 58700 58700
- -------------------------------------------------------------------------------------------------------------------------
USBANCORP INC PA COMMON 917292104 2643300 195800 195800
- -------------------------------------------------------------------------------------------------------------------------
USEC INC COMMON 90333E108 11511365 1123060 1123060
- -------------------------------------------------------------------------------------------------------------------------
USFREIGHTWAYS CORP CO COMMON 916906100 11368022.9 239958 237458
- -------------------------------------------------------------------------------------------------------------------------
USX MARATHON GROUP COMMON 902905827 18901818 646214 646214
- -------------------------------------------------------------------------------------------------------------------------
USX-U S STL COMMON 90337T101 17739175 688900 688900
- -------------------------------------------------------------------------------------------------------------------------
UTAH MED PRODS INC COMMON 917488108 1068201 156800 155400
- -------------------------------------------------------------------------------------------------------------------------
V F CORP COMMON 918204108 4650 150 150
- -------------------------------------------------------------------------------------------------------------------------
<CAPTION>
- ---------------------------------------------------
Manager VSole VShared VNone
- ---------------------------------------------------
<S> <C> <C> <C>
- ---------------------------------------------------
1 205775 11700 29355
- ---------------------------------------------------
1 15000
- ---------------------------------------------------
1 131200 2500
- ---------------------------------------------------
1 1102132 0 107990
- ---------------------------------------------------
1 255300
- ---------------------------------------------------
1 319700 9900
- ---------------------------------------------------
1 75300
- ---------------------------------------------------
1 53690 2310 9710
- ---------------------------------------------------
1 39900 1000
- ---------------------------------------------------
1 150
- ---------------------------------------------------
1 130255 0 25175
- ---------------------------------------------------
1 2000
- ---------------------------------------------------
1 12100
- ---------------------------------------------------
1 150
- ---------------------------------------------------
1 1100
- ---------------------------------------------------
1 600
- ---------------------------------------------------
1 2100 300
- ---------------------------------------------------
1 23100 4700
- ---------------------------------------------------
1 5000
- ---------------------------------------------------
1 2800
- ---------------------------------------------------
1 10352
- ---------------------------------------------------
1 12600
- ---------------------------------------------------
1 508800 16000
- ---------------------------------------------------
1 50000
- ---------------------------------------------------
1 110500 100
- ---------------------------------------------------
1 850
- ---------------------------------------------------
1 496270 83029
- ---------------------------------------------------
1 332865 0 10395
- ---------------------------------------------------
1 165000 3600
- ---------------------------------------------------
1 56600 2100
- ---------------------------------------------------
1 191400 4400
- ---------------------------------------------------
1 914760 208300
- ---------------------------------------------------
1 221503 235 18220
- ---------------------------------------------------
1 550929 0 95285
- ---------------------------------------------------
1 638500 50400
- ---------------------------------------------------
1 153200 3600
- ---------------------------------------------------
1 150
- ---------------------------------------------------
</TABLE>
Page 40 of 43
<PAGE>
<TABLE>
<CAPTION>
Brandywine Asset Management, Inc. 13F Report
- -------------------------------------------------------------------------------------------------------------------------
Issuer Class CUSIP FMV Shares IDSole IDShared IDOther
- -------------------------------------------------------------------------------------------------------------------------
<C> <C> <C> <C> <C> <C> <C> <C>
- -------------------------------------------------------------------------------------------------------------------------
VACU DRY CO COMMON 918693102 32200 4600 4600
- -------------------------------------------------------------------------------------------------------------------------
VAIL RESORTS INC COMMON 91879Q109 157466 6791 6791
- -------------------------------------------------------------------------------------------------------------------------
VALERO ENERGY CORP NEW COMMON 91913Y100 12425875 645500 645500
- -------------------------------------------------------------------------------------------------------------------------
VALLEN CORP COMMON 919260109 323350 22300 22300
- -------------------------------------------------------------------------------------------------------------------------
VALMONT INDUSTRIES INC COMMON 920253101 62438 3700 3700
- -------------------------------------------------------------------------------------------------------------------------
VALUE CITY DEPT STORES I COMMON 920387107 2286000 152400 151200
- -------------------------------------------------------------------------------------------------------------------------
VALUE LINE INC COMMON 920437100 80213 2300 2300
- -------------------------------------------------------------------------------------------------------------------------
VANS INC COMMON 921930103 180000 15000 15000
- -------------------------------------------------------------------------------------------------------------------------
VARCO INTL INC COMMON 922126107 5752500 472000 466300
- -------------------------------------------------------------------------------------------------------------------------
VDI MULTIMEDIA COMMON 917916108 1240000 128000 128000
- -------------------------------------------------------------------------------------------------------------------------
VERITAS DGC INC COMMON 92343P107 4885650 253800 251700
- -------------------------------------------------------------------------------------------------------------------------
VERTEX COMMUNICATIONS CO COMMON 925320103 1216082 108700 108200
- -------------------------------------------------------------------------------------------------------------------------
VESTCOM INTL INC COMMON 924904105 251738 95900 95900
- -------------------------------------------------------------------------------------------------------------------------
VIACOM INC COMMON 925524308 10428013 246814 246814
- -------------------------------------------------------------------------------------------------------------------------
VIDEO DISPLAY CORP COMMON 926555103 162525 39400 39400
- -------------------------------------------------------------------------------------------------------------------------
VILLAGE SUPER MKT INC COMMON 927107409 81750 6000 6000
- -------------------------------------------------------------------------------------------------------------------------
VIRCO MFG CO COMMON 927651109 756031 47624 47624
- -------------------------------------------------------------------------------------------------------------------------
VIVID TECHNOLOGIES INC COMMON 928538107 108025 29800 29800
- -------------------------------------------------------------------------------------------------------------------------
VLASIC FOODS INTL INC COMMON 928559103 124119 17891 17891
- -------------------------------------------------------------------------------------------------------------------------
VOLKSWAGEN A G SPONSO COMMON 928662303 247348 22245 22245
- -------------------------------------------------------------------------------------------------------------------------
VOLVO AKTIEBOLAGET COMMON 928856400 484819 16900 16900
- -------------------------------------------------------------------------------------------------------------------------
VULCAN MATLS CO COMMON 929160109 5494 150 150
- -------------------------------------------------------------------------------------------------------------------------
WABASH NATL CORP COMMON 929566107 318906 15700 15700
- -------------------------------------------------------------------------------------------------------------------------
WACHOVIA CORP COMMON 929771103 15725 200 200
- -------------------------------------------------------------------------------------------------------------------------
WACKENHUT CORP COMMON 929794105 39500 2000 2000
- -------------------------------------------------------------------------------------------------------------------------
WADDELL & REED FINL INC COMMON 930059100 102063 4600 4600
- -------------------------------------------------------------------------------------------------------------------------
WALLACE COMPUTER SERVICE COMMON 932270101 544725 26900 26900
- -------------------------------------------------------------------------------------------------------------------------
WALTER INDS INC COMMON 93317Q105 177633 13158 13158
- -------------------------------------------------------------------------------------------------------------------------
WASHINGTON FED INC COMMON 938824109 2754685.09 118801 118801
- -------------------------------------------------------------------------------------------------------------------------
WASHINGTON HOMES INC NEW COMMON 938864105 762825 145300 144000
- -------------------------------------------------------------------------------------------------------------------------
WASHINGTON MUT INC COMMON 939322103 20987168 717510 717510
- -------------------------------------------------------------------------------------------------------------------------
WASHINGTON SVGBK FSB WAL COMMON 939696100 5075 1400 1400
- -------------------------------------------------------------------------------------------------------------------------
WATERLINK INC COMMON 94155N105 16275 6200 6200
- -------------------------------------------------------------------------------------------------------------------------
WATTS INDS INC COMMON 942749102 11046042 507864 505264
- -------------------------------------------------------------------------------------------------------------------------
WEBB DEL CORP COMMON 947423109 9982918 453769 451969
- -------------------------------------------------------------------------------------------------------------------------
WEBCO INDS INC COMMON 947621108 361019 122900 122100
- -------------------------------------------------------------------------------------------------------------------------
WEBSTER FINL CORP CONN COMMON 947890109 1672800 65600 65600
- -------------------------------------------------------------------------------------------------------------------------
<CAPTION>
- ---------------------------------------------------
Manager VSole VShared VNone
- ---------------------------------------------------
<S> <C> <C> <C>
- ---------------------------------------------------
1 4600
- ---------------------------------------------------
1 6791
- ---------------------------------------------------
1 551800 93700
- ---------------------------------------------------
1 21100 1200
- ---------------------------------------------------
1 3700
- ---------------------------------------------------
1 152400
- ---------------------------------------------------
1 2300
- ---------------------------------------------------
1 15000
- ---------------------------------------------------
1 472000
- ---------------------------------------------------
1 128000
- ---------------------------------------------------
1 244900 8900
- ---------------------------------------------------
1 106500 2200
- ---------------------------------------------------
1 95900
- ---------------------------------------------------
1 207574 0 39240
- ---------------------------------------------------
1 37900 1500
- ---------------------------------------------------
1 6000
- ---------------------------------------------------
1 43453 4171
- ---------------------------------------------------
1 29800
- ---------------------------------------------------
1 17891
- ---------------------------------------------------
1 8000 0 14245
- ---------------------------------------------------
1 16900
- ---------------------------------------------------
1 150
- ---------------------------------------------------
1 15700
- ---------------------------------------------------
1 200
- ---------------------------------------------------
1 2000
- ---------------------------------------------------
1 4600
- ---------------------------------------------------
1 26900
- ---------------------------------------------------
1 13158
- ---------------------------------------------------
1 102971 350 15480
- ---------------------------------------------------
1 141600 3700
- ---------------------------------------------------
1 620810 96700
- ---------------------------------------------------
1 1400
- ---------------------------------------------------
1 6200
- ---------------------------------------------------
1 496564 11300
- ---------------------------------------------------
1 445769 8000
- ---------------------------------------------------
1 119500 3400
- ---------------------------------------------------
1 65600
- ---------------------------------------------------
</TABLE>
Page 41 of 43
<PAGE>
<TABLE>
<CAPTION>
Brandywine Asset Management, Inc. 13F Report
- -------------------------------------------------------------------------------------------------------------------------
Issuer Class CUSIP FMV Shares IDSole IDShared IDOther
- -------------------------------------------------------------------------------------------------------------------------
<C> <C> <C> <C> <C> <C> <C> <C>
- -------------------------------------------------------------------------------------------------------------------------
WEIDER NUTRITION INTL IN COMMON 948603105 596063 187000 185700
- -------------------------------------------------------------------------------------------------------------------------
WELLMAN INC COMMON 949702104 709856 39300 39300
- -------------------------------------------------------------------------------------------------------------------------
WELLS FARGO & CO NEW COMMON 949746101 35663 900 900
- -------------------------------------------------------------------------------------------------------------------------
WEST TELESERVICES CORP COMMON 956188106 672300 64800 64800
- -------------------------------------------------------------------------------------------------------------------------
WESTAFF INC COMMON 957070105 1704600 284100 282700
- -------------------------------------------------------------------------------------------------------------------------
WESTERN BEEF INC DEL COMMON 957781107 301106 36360 36360
- -------------------------------------------------------------------------------------------------------------------------
WESTERN GAS RES INC COMMON 958259103 2296456.4 122886 122886
- -------------------------------------------------------------------------------------------------------------------------
WESTERN PWR & EQUIP CORP COMMON 959221102 13813 6800 6800
- -------------------------------------------------------------------------------------------------------------------------
WESTERN RES INC COMMON 959425109 318488 14900 14900
- -------------------------------------------------------------------------------------------------------------------------
WESTINGHOUSE AIR BRAKE C COMMON 960386100 4101281 225500 225500
- -------------------------------------------------------------------------------------------------------------------------
WESTVACO CORP COMMON 961548104 7569625 295400 295400
- -------------------------------------------------------------------------------------------------------------------------
WEYCO GROUP INC COMMON 962149100 78750 3600 3600
- -------------------------------------------------------------------------------------------------------------------------
WEYERHAEUSER CO COMMON 962166104 11525 200 200
- -------------------------------------------------------------------------------------------------------------------------
WHIRLPOOL CORP COM COMMON 963320106 27947545 427905 427905
- -------------------------------------------------------------------------------------------------------------------------
WILLIAMS CTLS INC COMMON 969465103 113069 45800 45800
- -------------------------------------------------------------------------------------------------------------------------
WILLIS LEASE FINANCE COR COMMON 970646105 181988 13800 13800
- -------------------------------------------------------------------------------------------------------------------------
WILMAR INDS INC COMMON 971426101 920563 71500 71500
- -------------------------------------------------------------------------------------------------------------------------
WINDMERE-DURABLE HLDGS COMMON 973411101 630049 52232 50232
- -------------------------------------------------------------------------------------------------------------------------
WINNEBAGO INDS INC COMMON 974637100 2151981 89900 89900
- -------------------------------------------------------------------------------------------------------------------------
WINSTON RES INC COMMON 975661109 134138 29400 29400
- -------------------------------------------------------------------------------------------------------------------------
WISCONSIN CENT TRANSN CO COMMON 976592105 2072288 151400 151400
- -------------------------------------------------------------------------------------------------------------------------
WLR FOODS INC COMMON 929286102 1933250 281200 279800
- -------------------------------------------------------------------------------------------------------------------------
WOLOHAN LMBR CO COMMON 977865104 898300 69100 68000
- -------------------------------------------------------------------------------------------------------------------------
WOLVERINE TUBE INC COMMON 978093102 7120175.5 459364 457264
- -------------------------------------------------------------------------------------------------------------------------
WOLVERINE WORLD WIDE INC COMMON 978097103 1872325 164600 164600
- -------------------------------------------------------------------------------------------------------------------------
WOODHEAD INDS INC COMMON 979438108 819113 80900 80900
- -------------------------------------------------------------------------------------------------------------------------
WOODWARD GOVERNOR CO COMMON 980745103 2875294 115300 115300
- -------------------------------------------------------------------------------------------------------------------------
WORLD ACCEP CORP DEL COMMON 981419104 1867813 347500 345300
- -------------------------------------------------------------------------------------------------------------------------
WORLD FUEL SVCS CORP COMMON 981475106 2281500 234000 232900
- -------------------------------------------------------------------------------------------------------------------------
WPI GROUP INC COMMON 92930K107 101100 33700 33700
- -------------------------------------------------------------------------------------------------------------------------
WSI INDS INC COMMON 92932Q102 71461 15245 15245
- -------------------------------------------------------------------------------------------------------------------------
WYMAN GORDON CO COMMON 983085101 7138625 382000 378800
- -------------------------------------------------------------------------------------------------------------------------
XL CAPITAL LTD. COMMON G98255105 23665590 525902 525902
- -------------------------------------------------------------------------------------------------------------------------
YELLOW CORP COMMON 985509108 8414115 508022 505022
- -------------------------------------------------------------------------------------------------------------------------
YORK GROUP INC COMMON 986632107 750750 200200 199100
- -------------------------------------------------------------------------------------------------------------------------
YORK RESH CORP COMMON 987048105 411213 98200 97600
- -------------------------------------------------------------------------------------------------------------------------
ZALE CORP NEW COMMON 988858106 24121948 629610 629610
- -------------------------------------------------------------------------------------------------------------------------
<CAPTION>
- ---------------------------------------------------
Manager VSole VShared VNone
- ---------------------------------------------------
<S> <C> <C> <C>
- ---------------------------------------------------
1 178100 8900
- ---------------------------------------------------
1 39300
- ---------------------------------------------------
1 900
- ---------------------------------------------------
1 64800
- ---------------------------------------------------
1 276400 7700
- ---------------------------------------------------
1 35060 1300
- ---------------------------------------------------
1 102826 445 19615
- ---------------------------------------------------
1 5800 1000
- ---------------------------------------------------
1 14900
- ---------------------------------------------------
1 212400 13100
- ---------------------------------------------------
1 295400
- ---------------------------------------------------
1 3600
- ---------------------------------------------------
1 200
- ---------------------------------------------------
1 375920 0 51985
- ---------------------------------------------------
1 42600 3200
- ---------------------------------------------------
1 13800
- ---------------------------------------------------
1 70500 1000
- ---------------------------------------------------
1 52232
- ---------------------------------------------------
1 89900
- ---------------------------------------------------
1 28000 1400
- ---------------------------------------------------
1 151400
- ---------------------------------------------------
1 273200 8000
- ---------------------------------------------------
1 65900 3200
- ---------------------------------------------------
1 435239 340 23785
- ---------------------------------------------------
1 164600
- ---------------------------------------------------
1 78800 2100
- ---------------------------------------------------
1 111000 4300
- ---------------------------------------------------
1 338700 8800
- ---------------------------------------------------
1 228800 5200
- ---------------------------------------------------
1 33700
- ---------------------------------------------------
1 15245
- ---------------------------------------------------
1 378000 4000
- ---------------------------------------------------
1 466270 0 59632
- ---------------------------------------------------
1 496022 12000
- ---------------------------------------------------
1 196100 4100
- ---------------------------------------------------
1 98200
- ---------------------------------------------------
1 536275 0 93335
- ---------------------------------------------------
</TABLE>
Page 42 of 43
<PAGE>
<TABLE>
<CAPTION>
Brandywine Asset Management, Inc. 13F Report
- -------------------------------------------------------------------------------------------------------------------------
Issuer Class CUSIP FMV Shares IDSole IDShared IDOther
- -------------------------------------------------------------------------------------------------------------------------
<C> <C> <C> <C> <C> <C> <C> <C>
- -------------------------------------------------------------------------------------------------------------------------
ZEMEX CDA CORP COMMON 988910105 522371 73964 73964
- -------------------------------------------------------------------------------------------------------------------------
ZENITH NATL INS CORP COMMON 989390109 1638992.89 76677 76677
- -------------------------------------------------------------------------------------------------------------------------
ZIMMERMAN SIGN CO COMMON 989580105 3906 1250 1250
- -------------------------------------------------------------------------------------------------------------------------
<CAPTION>
- ---------------------------------------------------
Manager VSole VShared VNone
- ---------------------------------------------------
<S> <C> <C> <C>
- ---------------------------------------------------
1 70069 3895
- ---------------------------------------------------
1 66237 360 10080
- ---------------------------------------------------
1 1120 130
- ---------------------------------------------------
</TABLE>
Page 43 of 43
<PAGE>
<TABLE>
<CAPTION>
FORM 13F Name of Reporting Manager: Gray Seifert
For Positions Held As Of 09/30/1999
Item 1: Item 2: Item 3: Item 4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
Ampersand Group Inc. LTD (GS) P4 000706TD3 40 12
Perry One Beta Inc. LTD (GS) P4 009218TD0 0 16
Perry One Inc. LTD (GS) P4 009219TD8 0 16
Perry One Gamma Inc. LTD (GS) P4 009220TD6 0 16
Perry One Delta Inc. LTD (GS) P4 009221TD4 0 16
Beaver Valley Two Omega Inc. LTD (GS) P4 009222TD2 0 16
Beaver Valley Two Rho Inc. LTD (GS) P4 009233TD9 0 16
Beaver Valley Two Sigma Inc. LTD (GS) P4 009224TD8 0 16
Beaver Valley Two Tau Inc. LTD (GS) P4 009225TD5 0 16
Beaver Valley Two Pi Inc. LTD (GS) P4 009226TD3 0 16
Sheldahl, Inc. Series D Convertib leLTD (GS) P4 009663TD7 15 15,000
Hartford Life Cap Tr PFD QTR 30/360 416590206 44 2,000
Merrill Lynch Pfd Cap Tr V PFD QTR 30/360 59021K205 46 2,000
Small Blue Planet, LLC LTD (GS) P4 5956493 50 50,000
Absorbit International Holding LP LTD (GS) P4 5958031 146 145,799
Wind Baron Corp Foreign Stock 973145204 1 6,000
Jacksonville Investors LTD (GS) P4 9758065 144 144,070
Arbusto 81 L.P. LTD (GS) P4 9758104 150 150,000
McNeil Real Estate Fund X LTD (GS) P4 9758105 75 75,000
Medicus Systems Corp-Restricted Common Stock GS 9758108 1 1,981
Orlando Investors Special LTD (GS) P4 9758109 294 294,000
One Qty Of Gold APR Personal Hld 9758118 48 100
Brock Exploration Co. LTD (GS) P4 9758125 169 45,000
China Telecommunications Services ICommon Stock GS 9758128 10 10,000
Affirmative Development Company L .PLTD (GS) P4 9758151 200 200,000
Energy Search 1979-3 LTD (GS) P4 9758181 75 75,000
Second Time Out LTD (GS) P4 9758235 210 210,000
Emerald Green Investors LTD (GS) P4 9758321 321 321,400
Regency Fund LTD (GS) P4 9758329 250 250,000
AEC Hanover Investors LTD (GS) P4 9758332 968 968,140
Rockefeller & Co. LTD (GS) P4 9758380 1 1,000
Harbor Ridge LP LTD (GS) P4 9758431 500 500,000
Guardian Exploration LTD (GS) P4 9758572 50 50,000
Tackmer Corp. Restricted Common Stock GS 9758573 3 250
Reitrac Corp - Restricted Common Stock GS 9758793 75 75,000
Asia Pacific Industries LTD (GS) P4 9758910 98 185
Cumberland House Inc Personal Hld 9758941 427 427,000
ABC Dispensing Tech Inc. 9% Pfd S erPrefStockConvGS 9759008 300 24
The Oaks Partnership LTD (GS) P4 9759120 100 100,010
Wesco 80 LTD (GS) P4 9759122 94 94,000
FORM 13F Run Date: 11/03/99
S.E.C. Use Only
Item 6: ---------------------------
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared (c)Shared Other Voting Authority (Shares)
(a) Sole as Def Other Managers (a) Sole (b) Shared (c) None
- ------------------------------------------------------------------------------------------------------------------------------------
Ampersand Group Inc. x 0 12 0
Perry One Beta Inc. x 0 16 0
Perry One Inc. x 0 16 0
Perry One Gamma Inc. x 0 16 0
Perry One Delta Inc. x 0 16 0
Beaver Valley Two Omega Inc. x 0 16 0
Beaver Valley Two Rho Inc. x 0 16 0
Beaver Valley Two Sigma Inc. x 0 16 0
Beaver Valley Two Tau Inc. x 0 16 0
Beaver Valley Two Pi Inc. x 0 16 0
Sheldahl, Inc. Series D Convertib x 0 15,000 0
Hartford Life Cap Tr x 0 2,000 0
Merrill Lynch Pfd Cap Tr V x 0 2,000 0
Small Blue Planet, LLC x 0 50,000 0
Absorbit International Holding LP x 0 145,799 0
Wind Baron Corp x 0 6,000 0
Jacksonville Investors x 0 144,070 0
Arbusto 81 L.P. x 0 150,000 0
McNeil Real Estate Fund X x 0 75,000 0
Medicus Systems Corp-Restricted x 0 1,981 0
Orlando Investors Special x 0 294,000 0
One Qty Of Gold APR x 0 100 0
Brock Exploration Co. x 0 45,000 0
China Telecommunications Services x 0 10,000 0
Affirmative Development Company L x 0 200,000 0
Energy Search 1979-3 x 0 75,000 0
Second Time Out x 0 210,000 0
Emerald Green Investors x 0 321,400 0
Regency Fund x 0 250,000 0
AEC Hanover Investors x 0 968,140 0
Rockefeller & Co. x 0 1,000 0
Harbor Ridge LP x 0 500,000 0
Guardian Exploration x 0 50,000 0
Tackmer Corp. Restricted x 0 250 0
Reitrac Corp - Restricted x 0 75,000 0
Asia Pacific Industries x 0 185 0
Cumberland House Inc x 0 427,000 0
ABC Dispensing Tech Inc. 9% Pfd S x 0 24 0
The Oaks Partnership x 0 100,010 0
Wesco 80 x 0 94,000 0
<PAGE>
FORM 13F Name of Reporting Manager: Gray Seifert
For Positions Held As Of 09/30/1999
Item 1: Item 2: Item 3: Item 4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- -----------------------------------------------------------------------------------------------------------------------------------
The Establishment L.P. LTD (GS) P4 9759123 255 255,000
O/G L.P. LTD (GS) P4 9759124 645 645,000
Jacksonville Investors L.P. LTD (GS) P4 9759125 448 448,000
Little Falls L.P. LTD (GS) P4 9759126 2,420 2,419,998
Universal Fibers L.P. LTD (GS) P4 9759128 623 623,000
Affirmitive Equities Company L.P. LTD (GS) P4 9759377 6,188 6,188,100
Patrick Henry Hotel Investors L.P . LTD (GS) P4 9759382 200 200,000
Hope Capital Associates L.P. LTD (GS) P4 9759465 650 650,000
ABC Dispensing Tech Inc 9% Pfd Se r PrefStockConvGS 9759511 2,363 189
Woodsource Partners L.P. LTD (GS) P4 9759535 90 90,000
ECO Soil Systems Warrants Common Stock 9759564 0 5,000
Unapix Entertainment Warrants Common Stock 9759684 0 55,000
LBJG Enterprises L.P. LTD (GS) P4 9759755 1,630 1,630,000
Southeast Mortgage Investors L.P. LTD (GS) P4 9759768 1,850 1,850,000
Isle Lands Inc. LTD (GS) P4 9759959 1 504
Kerry Petroleum Co.-Restricted Common Stock GS 9760100 8,223 3,289,369
NU CO2 Inc Common Stock 9760192 2 262
ABC Dispensing Technologies Inc-R esCommon Stock GS 9760225 326 1,255,548
Bayou Steel Corp-Restricted Common Stock 9760352 2 2,199
AEC River Walk L.P. LTD (GS) P4 9760398 351 351,000
ABC Dispensing Tech Inc. 9% Pfd S erPrefStockConvGS 9760514 320 32
Unapix Entertainment Inc 8% Pfd S erPrefStockConvGS 9760634 150 150
Hycor Biomedical Inc-Restricted Common Stock 9760913 1 408
Unapix Entertainment-Restricted Common Stock 9761481 197 64,383
Unapix Entertainment 8% Cum Conv. PPrefStockConvGS 9761482 306 99,996
American Business Computers-Restr icCommon Stock 9761585 33 100,000
American Hospitality Supply Corp- ReCommon Stock 9761870 2 30
Displaytek Corp LTD (GS) P4 9761873 0 8,512
TVC Image Technology Inc-Restrict edCommon Stock 9762607 2,995 9,390
Carbon Associates LTD (GS) P4 9762856 50 50,000
Kingston Systems Inc. Common Stock 9763324 3 12,453
Anglo American Propertie Common Stock AAPQ 0 277
ABC Dispensing Techologies Inc Common Stock GS 000573105 422 2,636,423
Albertson's Inc. Common Stock 013104104 7,136 180,367
Abbott Laboratories Common Stock 002824100 6,121 166,547
Aca Joe Inc Common Stock 003870300 0 1,169
A D C Telecommunications Inc. Common Stock 000886101 5,868 139,918
ADE Corporation Mass Common Stock 00089C107 8 600
ACM Managed Dollar Income Fund Common Stock 000949107 3 295
Autodesk Inc. Common Stock 052769106 11 500
Adept Technology Inc Common Stock 006854103 67 9,300
Ameren Corp. Common Stock 023608102 10 253
American Electric Power Co Common Stock 025537101 9 253
Allmerica Financial Corp. Common Stock 019754100 29 600
American General Corp. Common Stock 026351106 5,376 85,075
Edwards A G Inc. Common Stock 281760108 1,953 74,049
Amerada Hess Corp. Common Stock 023551104 24 394
FORM 13F Run Date: 11/03/99
S.E.C. Use Only
Item 6: ----------------------------
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared (c)Shared Other Voting Authority (Shares)
(a) Sole as Def Other Managers (a) Sole (b) Shared (c) None
- ---------------------------------------------------------------------------------------------------------------------------------
The Establishment L.P. x 0 255,000 0
O/G L.P. x 0 645,000 0
Jacksonville Investors L.P. x 0 448,000 0
Little Falls L.P. x 0 2,419,998 0
Universal Fibers L.P. x 0 623,000 0
Affirmitive Equities Company L.P. x 0 6,188,100 0
Patrick Henry Hotel Investors L.P x 0 200,000 0
Hope Capital Associates L.P. x 0 650,000 0
ABC Dispensing Tech Inc 9% Pfd Se x 0 189 0
Woodsource Partners L.P. x 0 90,000 0
ECO Soil Systems Warrants x 0 5,000 0
Unapix Entertainment Warrants x 0 55,000 0
LBJG Enterprises L.P. x 0 1,630,000 0
Southeast Mortgage Investors L.P. x 0 1,850,000 0
Isle Lands Inc. x 0 504 0
Kerry Petroleum Co.-Restricted x 0 3,289,369 0
NU CO2 Inc x 0 262 0
ABC Dispensing Technologies Inc-R x 0 1,255,548 0
Bayou Steel Corp-Restricted x 0 2,199 0
AEC River Walk L.P. x 0 351,000 0
ABC Dispensing Tech Inc. 9% Pfd S x 0 32 0
Unapix Entertainment Inc 8% Pfd S x 0 150 0
Hycor Biomedical Inc-Restricted x 0 408 0
Unapix Entertainment-Restricted x 0 64,383 0
Unapix Entertainment 8% Cum Conv. x 0 99,996 0
American Business Computers-Restr x 0 100,000 0
American Hospitality Supply Corp- x 0 30 0
Displaytek Corp x 0 8,512 0
TVC Image Technology Inc-Restrict x 0 9,390 0
Carbon Associates x 0 50,000 0
Kingston Systems Inc. x 0 12,453 0
Anglo American Propertie x 0 277 0
ABC Dispensing Techologies Inc x 0 2,636,423 0
Albertson's Inc. x 0 180,367 0
Abbott Laboratories x 0 166,547 0
Aca Joe Inc x 0 1,169 0
A D C Telecommunications Inc. x 0 139,918 0
ADE Corporation Mass x 0 600 0
ACM Managed Dollar Income Fund x 0 295 0
Autodesk Inc. x 0 500 0
Adept Technology Inc x 0 9,300 0
Ameren Corp. x 0 253 0
American Electric Power Co x 0 253 0
Allmerica Financial Corp. x 0 600 0
American General Corp. x 0 85,075 0
Edwards A G Inc. x 0 74,049 0
Amerada Hess Corp. x 0 394 0
<PAGE>
FORM 13F Name of Reporting Manager: Gray Seifert
For Positions Held As Of 09/30/1999
Item 1: Item 2: Item 3: Item 4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ----------------------------------------------------------------------------------------------------------------------------------
Allied Hldgs Inc Common Stock 019223106 6 1,000
American Home Products Corp. Common Stock 026609107 1,336 32,200
Allied Irish Banks Plc ADR 019228402 466 18,300
American International Group Inc. Common Stock 026874107 28,998 333,545
Ameritech Corp. Common Stock 030954101 742 11,044
Apartment Investment & Mgt Co Cla ssCommon Stock 03748R101 68 1,774
Allied Signal Corp. Common Stock 019512102 120 2,000
Annuity & Life Re Holdings Ltd. Common Stock G03910109 21 850
American Language Kollege Common Stock AMDQ 90 800
Ampersand Corp. Common Stock AMPQ 160 48
American Management Systems Inc. Common Stock 027352103 21 825
AON Corp. Common Stock 037389103 9 300
America Online Inc. Common Stock 02364J104 1,149 11,050
Anadarko Pete Corp. Common Stock 032511107 37 1,200
Applied Signal Technology Inc Common Stock 038237103 1,668 171,078
Applied Power Inc Class A Common Stock 038225108 24 800
Atlantic Richfield Co. Common Stock 048825103 13 152
ACNielsen Corp. Common Stock 004833109 4 167
Archstone Communities Trust Common Stock 039581103 6 334
AmSouth Bancorp Common Stock 032165102 2,375 101,310
Ashton Technology Group Inc Common Stock 045084100 15 2,000
Automatic Data Processing Common Stock 053015103 2,213 49,600
AXA Financial Inc Common Stock 002451102 725 12,991
American Express Co. Common Stock 025816109 1,010 7,500
Allegheny Energy Inc. Common Stock 017361106 17 540
ALZA Corp. Com Common Stock 022615108 16 368
Astrazena PLC -Spons ADR ADR 046353108 84 1,999
Autozone Inc. Common Stock 053332102 56 2,000
Bank of America Corp. Common Stock 060505104 4,966 89,177
BB&T Corp. Common Stock 054937107 4,952 152,964
Bell Atlantic Corp. Common Stock 077853109 1,196 17,769
Bestfoods Common Stock 08658U101 188 3,874
Biogen Inc. Common Stock 090597105 55 700
Brooke Group LTD Common Stock 112525100 17 1,001
B I Incorporated Common Stock 055467203 1 100
Ben & Jerrys Homemade Inc - Cl B Common Stock 081465205 4 200
Ben & Jerry Homemade Inc Common Stock 081465106 10 600
Bank of New York Co. Inc. Common Stock 064057102 956 28,600
Ballard Power Systems Inc. Common Stock 05858H104 58 2,000
BellSouth Corp. Common Stock 079860102 119 2,640
BMC Software Common Stock 055921100 16 226
Biomet Inc. Common Stock 090613100 61 2,300
Bemis Co Inc. Common Stock 081437105 159 4,700
Bristol-Myers Squibb Co. Common Stock 110122108 2,835 41,998
Pacific Century Financial Corp. Common Stock 694058108 1,295 63,365
BP Amoco Plc -Spons ADR ADR 055622104 1,661 14,992
Burlington Resources Common Stock 122014103 55 1,500
FORM 13F Run Date: 11/03/99
S.E.C. Use Only
Item 6: ----------------------------
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared (c)Shared Other Voting Authority (Shares)
(a) Sole as Def Other Managers (a) Sole (b) Shared (c) None
- ----------------------------------------------------------------------------------------------------------------------------------
Allied Hldgs Inc x 0 1,000 0
American Home Products Corp. x 0 32,200 0
Allied Irish Banks Plc x 0 18,300 0
American International Group Inc. x 0 333,545 0
Ameritech Corp. x 0 11,044 0
Apartment Investment & Mgt Co Cla x 0 1,774 0
Allied Signal Corp. x 0 2,000 0
Annuity & Life Re Holdings Ltd. x 0 850 0
American Language Kollege x 0 800 0
Ampersand Corp. x 0 48 0
American Management Systems Inc. x 0 825 0
AON Corp. x 0 300 0
America Online Inc. x 0 11,050 0
Anadarko Pete Corp. x 0 1,200 0
Applied Signal Technology Inc x 0 171,078 0
Applied Power Inc Class A x 0 800 0
Atlantic Richfield Co. x 0 152 0
ACNielsen Corp. x 0 167 0
Archstone Communities Trust x 0 334 0
AmSouth Bancorp x 0 101,310 0
Ashton Technology Group Inc x 0 2,000 0
Automatic Data Processing x 0 49,600 0
AXA Financial Inc x 0 12,991 0
American Express Co. x 0 7,500 0
Allegheny Energy Inc. x 0 540 0
ALZA Corp. Com x 0 368 0
Astrazena PLC -Spons ADR x 0 1,999 0
Autozone Inc. x 0 2,000 0
Bank of America Corp. x 0 89,177 0
BB&T Corp. x 0 152,964 0
Bell Atlantic Corp. x 0 17,769 0
Bestfoods x 0 3,874 0
Biogen Inc. x 0 700 0
Brooke Group LTD x 0 1,001 0
B I Incorporated x 0 100 0
Ben & Jerrys Homemade Inc - Cl B x 0 200 0
Ben & Jerry Homemade Inc x 0 600 0
Bank of New York Co. Inc. x 0 28,600 0
Ballard Power Systems Inc. x 0 2,000 0
BellSouth Corp. x 0 2,640 0
BMC Software x 0 226 0
Biomet Inc. x 0 2,300 0
Bemis Co Inc. x 0 4,700 0
Bristol-Myers Squibb Co. x 0 41,998 0
Pacific Century Financial Corp. x 0 63,365 0
BP Amoco Plc -Spons ADR x 0 14,992 0
Burlington Resources x 0 1,500 0
<PAGE>
FORM 13F Name of Reporting Manager: Gray Seifert
For Positions Held As Of 09/30/1999
Item 1: Item 2: Item 3: Item 4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ----------------------------------------------------------------------------------------------------------------------------------
Brady W H Co. Common Stock 104674106 35 1,100
Bridgford Foods Corp Common Stock 108763103 106 10,340
Berkshire Hathaway Inc. Class A Common Stock 084670108 330 6
Berkshire Hathaway Inc. Class B Common Stock 084670207 119 64
BEC Energy Com Common Stock 05538M101 7 172
Bisys Group Inc. Common Stock 055472104 10,143 216,250
British Telecommunications ADR 111021408 558 3,600
Anheuser-Busch Companies Inc. Common Stock 035229103 350 5,000
Bancwest Corporation Common Stock 059790105 1,538 37,863
Brown Shoe Company Inc Common Stock 115736100 3 167
Citigroup, Inc. Common Stock 172967101 2,868 65,175
Cascade-Teton Farm Lands Co. LTD (GS) P4 C242339 0 16
Cascade Bancorp Common Stock 147154108 1,293 84,806
Conagra Inc. Common Stock 205887102 157 6,954
Centura Banks Inc. Common Stock 15640T100 971 23,475
Northland Crandbarries Inc-A Common Stock 666499108 3 500
Commerce Bancshares Inc. Common Stock 200525103 5,941 167,944
CCB Financial Corp. Common Stock 124875105 3,500 84,081
Centennial Bancorp Common Stock 15133T104 2,284 196,569
Community First Bankshares Inc Common Stock 203902101 2,580 152,959
Cullen Frost Bankers Inc. Common Stock 229899109 2,270 90,800
Cognex Corp. Common Stock 192422103 20 650
Chevron Corp. Common Stock 166751107 1,983 22,346
Conectiv Inc. Common Stock 206829103 6 300
Colgate-Palmolive Co. Common Stock 194162103 8,413 183,900
Consolidated Natural Gas Co Common Stock 209615103 119 1,900
Pennsylvania Commerce Bancorp Inc Common Stock 708677109 544 24,174
Colorado Business Bankshares Common Stock 196333108 1,471 133,687
Charter One Financial Inc. Common Stock 160903100 228 9,839
Columbia Bkg Sys Inc Common Stock 197236102 33 2,478
Contour Energy Co. Common Stock 21220C103 0 12
Campbell Soup Co. Common Stock 134429109 576 14,725
Carolina Power & Light Common Stock 144141108 124 3,500
Corn Products International Inc. Common Stock 219023108 9 300
Compaq Computer Corp. Common Stock 204493100 475 20,700
Cortech Inc Common Stock 22051J308 6 1,000
Chronar Corp Common Stock 171133101 0 121
Crazy Woman Creek Bancorp Common Stock 225233105 48 4,000
Computer Sciences Corp. Common Stock 205363104 8,977 127,675
Cisco Systems Inc. Common Stock 17275R102 16,746 244,248
CSG Systems International Inc. Common Stock 126349109 49 1,800
Celestial Seasonings Inc. Common Stock 151016102 222 11,550
Corus Entertainment Inc. Foreign Stock 220874101 13 533
Covance Inc. Common Stock 222816100 2 200
CVS Corp. Common Stock 126650100 9,403 230,386
City National Corp. Common Stock 178566105 3,055 91,025
Dominion Resources Inc. of VA Common Stock 257470104 11 250
FORM 13F Run Date: 11/03/99
S.E.C. Use Only
Item 6: ----------------------------
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared (c)Shared Other Voting Authority (Shares)
(a) Sole as Def Other Managers (a) Sole (b) Shared (c) None
- ----------------------------------------------------------------------------------------------------------------------------------
Brady W H Co. x 0 1,100 0
Bridgford Foods Corp x 0 10,340 0
Berkshire Hathaway Inc. Class A x 0 6 0
Berkshire Hathaway Inc. Class B x 0 64 0
BEC Energy Com x 0 172 0
Bisys Group Inc. x 0 216,250 0
British Telecommunications x 0 3,600 0
Anheuser-Busch Companies Inc. x 0 5,000 0
Bancwest Corporation x 0 37,863 0
Brown Shoe Company Inc x 0 167 0
Citigroup, Inc. x 0 65,175 0
Cascade-Teton Farm Lands Co. x 0 16 0
Cascade Bancorp x 0 84,806 0
Conagra Inc. x 0 6,954 0
Centura Banks Inc. x 0 23,475 0
Northland Crandbarries Inc-A x 0 500 0
Commerce Bancshares Inc. x 0 167,944 0
CCB Financial Corp. x 0 84,081 0
Centennial Bancorp x 0 196,569 0
Community First Bankshares Inc x 0 152,959 0
Cullen Frost Bankers Inc. x 0 90,800 0
Cognex Corp. x 0 650 0
Chevron Corp. x 0 22,346 0
Conectiv Inc. x 0 300 0
Colgate-Palmolive Co. x 0 183,900 0
Consolidated Natural Gas Co x 0 1,900 0
Pennsylvania Commerce Bancorp Inc x 0 24,174 0
Colorado Business Bankshares x 0 133,687 0
Charter One Financial Inc. x 0 9,839 0
Columbia Bkg Sys Inc x 0 2,478 0
Contour Energy Co. x 0 12 0
Campbell Soup Co. x 0 14,725 0
Carolina Power & Light x 0 3,500 0
Corn Products International Inc. x 0 300 0
Compaq Computer Corp. x 0 20,700 0
Cortech Inc x 0 1,000 0
Chronar Corp x 0 121 0
Crazy Woman Creek Bancorp x 0 4,000 0
Computer Sciences Corp. x 0 127,675 0
Cisco Systems Inc. x 0 244,248 0
CSG Systems International Inc. x 0 1,800 0
Celestial Seasonings Inc. x 0 11,550 0
Corus Entertainment Inc. x 0 533 0
Covance Inc. x 0 200 0
CVS Corp. x 0 230,386 0
City National Corp. x 0 91,025 0
Dominion Resources Inc. of VA x 0 250 0
<PAGE>
FORM 13F Name of Reporting Manager: Gray Seifert
For Positions Held As Of 09/30/1999
-
Item 1: Item 2: Item 3: Item 4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
DBT Online Inc Common Stock 233044106 12 500
Du Pont (EI) de Nemours and Co. Common Stock 263534109 190 3,120
Diedrich Coffee Inc Common Stock 253675102 2 400
Dell Computer Corp. Common Stock 247025109 303 7,250
Dean Foods Co Common Stock 242361103 913 20,950
Dollar General Corp. Common Stock 256669102 193 6,250
Delger Finl Corp Common Stock 246680102 0 1
Quest Diagnostics Inc. Common Stock 74834L100 3 100
Dayton Hudson Corp. Common Stock 239753106 7,562 125,900
Diamonds Trust Unit Series 1 Common Stock 252787106 31 300
The Walt Disney Co. Common Stock 254687106 153 5,900
Dime Bancorp Inc. Common Stock 25429Q102 32 1,800
Dun & Bradstreet Corp. Common Stock 26483B106 15 500
Dover Corp. Common Stock 260003108 65 1,600
Dow Chemical Co Common Stock 260543103 10,789 94,950
Duramed Pharmaceuticals Inc. Common Stock 266354109 16 2,000
DST Systems Inc. Common Stock 233326107 6,066 106,650
Datawatch Corp Common Stock 237917109 5 5,264
Eclipsys Corp. Common Stock 278856109 43 2,962
Consolidated Edison Inc. Common Stock 209115104 4 100
Equifax Inc. Common Stock 294429105 281 10,000
Eagle Geophysical Inc Common Stock 269524104 1 2,032
Earthgrains Co Common Stock 270319106 14 640
Eastman Kodak Co. Common Stock 277461109 114 1,514
Estee Lauder Companies Common Stock 518439104 20 500
Electric Car Co Amer Inc Common Stock 284866100 0 25
EMC Corp. Common Stock 268648102 3,563 49,880
Eastman Chemical Co Common Stock 277432100 9 216
Emerson Electric Co. Common Stock 291011104 234 3,700
Enron Corp Common Stock 293561106 462 11,200
Physicians Specialty Corp Common Stock 718934102 62 6,200
El Paso Energy Corp Common Stock 283905107 1 20
Euro Disneyland SCA Shs Ord Common Stock F26387104 0 100
Ericsson L M Tel Co ADR Cl B ADR 294821400 44 1,400
ITT Educational Services Inc Common Stock 45068B109 5,669 290,700
Eco Soil Sys Inc Common Stock 278858105 69 10,000
Ford Motor Co. Common Stock 345370100 125 2,500
3rds First Womens Bank-Ny Ny LTD (GS) P4 F388119 0 1
First American Corp. Tenn Common Stock 318900107 1,244 29,013
Fastenal Co. Common Stock 311900104 47 1,000
F N B Corp. Common Stock 302520101 5 214
Furniture Brands Intl Inc. Common Stock 360921100 3,406 172,975
Firstbank Corp Del Common Stock 33762X106 961 73,225
First Data Corp. Common Stock 319963104 746 17,000
Fidelity Bankshares Inc Common Stock 316047109 25 1,555
Financial Federal Corp Common Stock 317492106 3,417 182,250
Fine Host Corp Common Stock 317832103 0 100
FORM 13F Run Date: 11/03/99
S.E.C. Use Only
Item 6: ---------------------------
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared (c)Shared Other Voting Authority (Shares)
(a) Sole as Def Other Managers (a) Sole (b) Shared (c) None
- -----------------------------------------------------------------------------------------------------------------------------
DBT Online Inc x 0 500 0
Du Pont (EI) de Nemours and Co. x 0 3,120 0
Diedrich Coffee Inc x 0 400 0
Dell Computer Corp. x 0 7,250 0
Dean Foods Co x 0 20,950 0
Dollar General Corp. x 0 6,250 0
Delger Finl Corp x 0 1 0
Quest Diagnostics Inc. x 0 100 0
Dayton Hudson Corp. x 0 125,900 0
Diamonds Trust Unit Series 1 x 0 300 0
The Walt Disney Co. x 0 5,900 0
Dime Bancorp Inc. x 0 1,800 0
Dun & Bradstreet Corp. x 0 500 0
Dover Corp. x 0 1,600 0
Dow Chemical Co x 0 94,950 0
Duramed Pharmaceuticals Inc. x 0 2,000 0
DST Systems Inc. x 0 106,650 0
Datawatch Corp x 0 5,264 0
Eclipsys Corp. x 0 2,962 0
Consolidated Edison Inc. x 0 100 0
Equifax Inc. x 0 10,000 0
Eagle Geophysical Inc x 0 2,032 0
Earthgrains Co x 0 640 0
Eastman Kodak Co. x 0 1,514 0
Estee Lauder Companies x 0 500 0
Electric Car Co Amer Inc x 0 25 0
EMC Corp. x 0 49,880 0
Eastman Chemical Co x 0 216 0
Emerson Electric Co. x 0 3,700 0
Enron Corp x 0 11,200 0
Physicians Specialty Corp x 0 6,200 0
El Paso Energy Corp x 0 20 0
Euro Disneyland SCA Shs Ord x 0 100 0
Ericsson L M Tel Co ADR Cl B x 0 1,400 0
ITT Educational Services Inc x 0 290,700 0
Eco Soil Sys Inc x 0 10,000 0
Ford Motor Co. x 0 2,500 0
3rds First Womens Bank-Ny Ny x 0 1 0
First American Corp. Tenn x 0 29,013 0
Fastenal Co. x 0 1,000 0
F N B Corp. x 0 214 0
Furniture Brands Intl Inc. x 0 172,975 0
Firstbank Corp Del x 0 73,225 0
First Data Corp. x 0 17,000 0
Fidelity Bankshares Inc x 0 1,555 0
Financial Federal Corp x 0 182,250 0
Fine Host Corp x 0 100 0
<PAGE>
FORM 13F Name of Reporting Manager: Gray Seifert
For Positions Held As Of 09/30/1999
Item 1: Item 2: Item 3: Item 4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ----------------------------------------------------------------------------------------------------------------------------------
Fiserv Inc. Common Stock 337738108 13,069 402,111
Fifth Third Bancorp Common Stock 316773100 948 15,587
Flowers Inds Inc. Common Stock 343496105 250 18,412
Fleet Financial Group, Inc. Common Stock 338915101 10,851 296,271
Freeport-McMoran Oil & Gas Royalt y LTD Part P12 356713107 0 5
Fannie Mae Common Stock 313586109 2,156 34,400
Sprint Corp. (FON Group) Common Stock 852061100 586 10,800
Freddie Mac Common Stock 313400301 972 18,700
First Security Corp. Common Stock 336294103 3,984 167,547
Firstar Corporation Common Stock 33763V109 4,564 178,119
Frontier Finl Corp Wash Common Stock 35907K105 850 33,675
Fort Dearborn Income Secs Inc. Common Stock 347200107 3 200
First Tennessee Common Stock 337162101 693 24,625
First Union Corp. Common Stock 337358105 5 131
Cedar Fair, L.P. Dep Rec Common Stock 150185106 10 475
First Washington Bancorp Inc Common Stock 33748T104 694 39,664
Gillette Co. Common Stock 375766102 1,872 55,156
General Aircraft Corp New Common Stock 368757209 0 441
Langer Biomechanics Group Common Stock 515707107 0 100
Greater Bay Bancorp Common Stock 391648102 6,954 205,306
Gannett Co Common Stock 364730101 1 14
Gardner Denver Machinery Inc. Common Stock 365558105 1 60
Guidant Corp. Common Stock 401698105 4,710 87,835
General Electric Co. Common Stock 369604103 30,335 255,857
General Ener Tech Inc Common Stock 369739107 0 2,000
General Mills Inc. Common Stock 370334104 1,862 22,953
Corning Inc. Common Stock 219350105 192 2,799
General Motors Corp. - CL H New Common Stock 370442832 4,050 70,750
Gap Inc. Common Stock 364760108 32 1,000
Globalstar Telecommunications LTD -Common Stock G3930H104 122 5,300
GTE Corp. Common Stock 362320103 96 1,252
Grove Property Trust Common Stock 399613108 78 5,906
Harbor Florida Bancshares Common Stock 411901101 3,847 315,868
Hillenbrand Industries Inc. Common Stock 431573104 3 100
HCC Insurance Holdings Inc. Common Stock 404132102 34 2,000
Health Care Property Investors In c.Common Stock 421915109 92 3,500
Home Depot Inc. Common Stock 437076102 9,711 141,513
H E R C Prods Inc Common Stock 404165102 2 5,000
Hooper Holmes Incorporated Common Stock 439104100 11,704 456,750
Household International Inc. Common Stock 441815107 241 6,000
Hartford Financial Services Group ICommon Stock 416515104 337 8,238
Hartford Life Inc. Common Stock 416592103 296 6,000
Starwood Hotels & Resorts Worldwi deCommon Stock 85590A203 2 100
Healthcare Realty Trust Common Stock 421946104 12 638
Hannaford Brothers Inc. Common Stock 410550107 9,578 135,975
Hertz Corporation Common Stock 428040109 66 1,500
Hershey Foods Corp. Common Stock 427866108 10,389 213,379
FORM 13F Run Date: 11/03/99
S.E.C. Use Only
Item 6: ----------------------------
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared (c)Shared Other Voting Authority (Shares)
(a) Sole as Def Other Managers (a) Sole (b) Shared (c) None
- ----------------------------------------------------------------------------------------------------------------------------------
Fiserv Inc. x 0 402,111 0
Fifth Third Bancorp x 0 15,587 0
Flowers Inds Inc. x 0 18,412 0
Fleet Financial Group, Inc. x 0 296,271 0
Freeport-McMoran Oil & Gas Royalt x 0 5 0
Fannie Mae x 0 34,400 0
Sprint Corp. (FON Group) x 0 10,800 0
Freddie Mac x 0 18,700 0
First Security Corp. x 0 167,547 0
Firstar Corporation x 0 178,119 0
Frontier Finl Corp Wash x 0 33,675 0
Fort Dearborn Income Secs Inc. x 0 200 0
First Tennessee x 0 24,625 0
First Union Corp. x 0 131 0
Cedar Fair, L.P. Dep Rec x 0 475 0
First Washington Bancorp Inc x 0 39,664 0
Gillette Co. x 0 55,156 0
General Aircraft Corp New x 0 441 0
Langer Biomechanics Group x 0 100 0
Greater Bay Bancorp x 0 205,306 0
Gannett Co x 0 14 0
Gardner Denver Machinery Inc. x 0 60 0
Guidant Corp. x 0 87,835 0
General Electric Co. x 0 255,857 0
General Ener Tech Inc x 0 2,000 0
General Mills Inc. x 0 22,953 0
Corning Inc. x 0 2,799 0
General Motors Corp. - CL H New x 0 70,750 0
Gap Inc. x 0 1,000 0
Globalstar Telecommunications LTD x 0 5,300 0
GTE Corp. x 0 1,252 0
Grove Property Trust x 0 5,906 0
Harbor Florida Bancshares x 0 315,868 0
Hillenbrand Industries Inc. x 0 100 0
HCC Insurance Holdings Inc. x 0 2,000 0
Health Care Property Investors In x 0 3,500 0
Home Depot Inc. x 0 141,513 0
H E R C Prods Inc x 0 5,000 0
Hooper Holmes Incorporated x 0 456,750 0
Household International Inc. x 0 6,000 0
Hartford Financial Services Group x 0 8,238 0
Hartford Life Inc. x 0 6,000 0
Starwood Hotels & Resorts Worldwi x 0 100 0
Healthcare Realty Trust x 0 638 0
Hannaford Brothers Inc. x 0 135,975 0
Hertz Corporation x 0 1,500 0
Hershey Foods Corp. x 0 213,379 0
<PAGE>
FORM 13F Name of Reporting Manager: Gray Seifert
For Positions Held As Of 09/30/1999
Item 1: Item 2: Item 3: Item 4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- -----------------------------------------------------------------------------------------------------------------------------------
Houghton Mifflin Co Common Stock 441560109 73 1,800
Hudson United Bancorp Common Stock 444165104 3,068 99,563
Hubbell Inc. CL A Common Stock 443510102 315 9,378
Hubbell Inc. CL B Common Stock 443510201 54 1,700
Hewlett-Packard Co. Common Stock 428236103 552 6,000
International Business Machines Common Stock 459200101 13,224 108,950
International Flavors & Fragrance s Common Stock 459506101 52 1,500
Intersystems Inc Del Common Stock 460920101 5 8,480
I T T Industries Inc. Common Stock 450911102 3 87
Ing Groep NV Spons ADR ADR 456837103 3 58
Infosoft International Inc. Common Stock 457674109 12 1,450
Intel Corp. Common Stock 458140100 12,432 167,290
Interpool Inc Common Stock 46062R108 1 150
Gartner Group Inc. - CL B Common Stock 366651206 2 130
Illinois Tool Works Common Stock 452308109 67 900
IVAX Corp. Common Stock 465823102 7 450
Henry Jack & Associates Inc Common Stock 426281101 1,770 47,937
Johnson & Johnson Common Stock 478160104 12,241 133,235
Jones Intercable Inc Cl A Common Stock 480206200 59 1,100
Jefferson-Pilot Corp. Common Stock 475070108 7,180 113,629
J P Morgan & Co. Common Stock 616880100 900 7,875
John Phillip Tuba Corp Common Stock 478037104 0 172
Wiley John & Sons Common Stock 968223206 88 5,640
KIMCO Realty Corp. Common Stock 49446R109 1,251 34,980
Kansas City Power & Light Co Common Stock 485134100 3 120
Kimberly-Clark Corp. Common Stock 494368103 63 1,200
Kendle International Inc Common Stock 48880L107 16 2,000
Coca Cola Co. Common Stock 191216100 1,408 29,303
Keyspan Corporation Common Stock 49337W100 344 12,009
Kohls Corp. Common Stock 500255104 6,208 93,888
Safra Republic Holding LTD (GS) P4 L80614107 136 2,000
Ladd Furniture Inc. Common Stock 505739201 74 3,500
Loews Cineplex Entmt Corp Common Stock 540423100 0 20
Leggett & Platt Inc. Common Stock 524660107 243 12,350
Lehman Brothers Holdings Inc Common Stock 524908100 1,045 17,925
Lilly (Eli) & Co. Common Stock 532457108 11,682 182,533
Legg Mason, Inc. Common Stock 524901105 2,343 61,166
AT&T Corp - Liberty Media - A Common Stock 001957208 89 2,400
Lincoln National Corp. Ind. Common Stock 534187109 4,965 132,187
Loral Space & Communications Common Stock G56462107 103 6,000
L Oreal Co ADR 502117203 702 5,500
Lasik Vision Corp Foreign Stock 51808E106 58 25,000
Loews Corp. Common Stock 540424108 281 4,000
Lucent Technologies Inc. Common Stock 549463107 9,990 153,986
Lumisys Inc Common Stock 550274104 30 11,500
LSI Industries Inc Common Stock 50216C108 46 2,000
Medical Assurn Inc Common Stock 58449U100 874 34,875
FORM 13F Run Date: 11/03/99
S.E.C. Use Only
Item 6: ----------------------------
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared (c)Shared Other Voting Authority (Shares)
(a) Sole as Def Other Managers (a) Sole (b) Shared (c) None
- ----------------------------------------------------------------------------------------------------------------------------------
Houghton Mifflin Co x 0 1,800 0
Hudson United Bancorp x 0 99,563 0
Hubbell Inc. CL A x 0 9,378 0
Hubbell Inc. CL B x 0 1,700 0
Hewlett-Packard Co. x 0 6,000 0
International Business Machines x 0 108,950 0
International Flavors & Fragrance x 0 1,500 0
Intersystems Inc Del x 0 8,480 0
I T T Industries Inc. x 0 87 0
Ing Groep NV Spons ADR x 0 58 0
Infosoft International Inc. x 0 1,450 0
Intel Corp. x 0 167,290 0
Interpool Inc x 0 150 0
Gartner Group Inc. - CL B x 0 130 0
Illinois Tool Works x 0 900 0
IVAX Corp. x 0 450 0
Henry Jack & Associates Inc x 0 47,937 0
Johnson & Johnson x 0 133,235 0
Jones Intercable Inc Cl A x 0 1,100 0
Jefferson-Pilot Corp. x 0 113,629 0
J P Morgan & Co. x 0 7,875 0
John Phillip Tuba Corp x 0 172 0
Wiley John & Sons x 0 5,640 0
KIMCO Realty Corp. x 0 34,980 0
Kansas City Power & Light Co x 0 120 0
Kimberly-Clark Corp. x 0 1,200 0
Kendle International Inc x 0 2,000 0
Coca Cola Co. x 0 29,303 0
Keyspan Corporation x 0 12,009 0
Kohls Corp. x 0 93,888 0
Safra Republic Holding x 0 2,000 0
Ladd Furniture Inc. x 0 3,500 0
Loews Cineplex Entmt Corp x 0 20 0
Leggett & Platt Inc. x 0 12,350 0
Lehman Brothers Holdings Inc x 0 17,925 0
Lilly (Eli) & Co. x 0 182,533 0
Legg Mason, Inc. x 0 61,166 0
AT&T Corp - Liberty Media - A x 0 2,400 0
Lincoln National Corp. Ind. x 0 132,187 0
Loral Space & Communications x 0 6,000 0
L Oreal Co x 0 5,500 0
Lasik Vision Corp x 0 25,000 0
Loews Corp. x 0 4,000 0
Lucent Technologies Inc. x 0 153,986 0
Lumisys Inc x 0 11,500 0
LSI Industries Inc x 0 2,000 0
Medical Assurn Inc x 0 34,875 0
<PAGE>
FORM 13F Name of Reporting Manager: Gray Seifert
For Positions Held As Of 09/30/1999
Item 1: Item 2: Item 3: Item 4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- -----------------------------------------------------------------------------------------------------------------------------------
Massbank Corp. Common Stock 576152102 29 800
Mattel Inc. Common Stock 577081102 35 1,842
Maxicare Health Plans Inc. New Common Stock 577904204 0 1
MBIA, Inc. Common Stock 55262C100 47 1,000
McDonalds Corp. Common Stock 580135101 344 8,000
Millenium Chemicals Inc. Common Stock 599903101 0 14
M C N Corp. Common Stock 55267J100 7 392
Media 100 Inc Common Stock 58440W105 106 15,000
Mid-state Bancshares Common Stock 595440108 2,809 91,750
Medtronic Inc. Common Stock 585055106 12,135 341,829
Mead Corp. Common Stock 582834107 3,398 98,850
Merrill Lynch & Co., Inc. Common Stock 590188108 6,165 91,762
Manufactured Home Communities Common Stock 564682102 5 200
McGraw-Hill Companies Inc. Common Stock 580645109 236 4,882
Marsh & McLennan Cos Inc Common Stock 571748102 1,233 18,000
Minnesota Mining & Manufacturing CoCommon Stock 604059105 308 3,209
Mobil Corp. Common Stock 607059102 3,384 33,586
Molex Inc. Cl A Common Stock 608554200 71 2,187
Morgan Keegan Inc. Common Stock 617410105 222 13,000
Motorola Inc. Common Stock 620076109 273 3,100
Minnesota Pwr & Light Common Stock 604110106 42 2,400
Marshall & Ilsley Corp. Common Stock 571834100 8,548 149,808
Merck & Co., Inc. Common Stock 589331107 9,832 151,691
Merant Plc Sponsored ADR ADR 587336108 47 2,000
Microsoft Corp. Common Stock 594918104 5,205 57,470
M & T Bank Corp Common Stock 55261F104 92 200
Monsanto Co. Common Stock 611662107 18 500
Montana Power Co Common Stock 612085100 12 400
Mesa Royalty Trust Common Stock 590660106 29 600
Matrix Service Co Common Stock 576853105 4 1,000
Mississippi Vy Bancshares Inc Common Stock 605720101 3,211 101,751
Maytag Corp. Common Stock 578592107 3,934 118,099
Nomas Corp Nev Pfd Ser A PFD 30/360 P1 65531N209 0 405
Nomas Corp. Common Stock 65531N100 0 405
Nielsen Media Research Inc. Common Stock 653929992 6 166
Navigators Group Inc Common Stock 638904102 23 1,700
National Bancorp Of Alaska Inc. Common Stock 632587101 2,105 82,150
National City Corp. Common Stock 635405103 4,996 187,182
NCR Corp. Common Stock 62886E108 2 64
Newmont Mining Corp. Common Stock 651639106 96 3,709
North Fork Bancorp, Inc.-DEL Common Stock 659424105 8,093 415,021
Nationwide Financial Services, In c.Common Stock 638612101 2,938 83,050
Nike Inc. Common Stock 654106103 1 25
Niagara Mohawk Holdings Inc. Common Stock 653520106 2 100
Nokia Corp. Sponsored ADR ADR 654902204 3,054 34,000
Inspire Insurance Solutions Inc. Common Stock 457732105 0 1
Nestle SA Sponsored ADR ADR 641069406 413 4,400
FORM 13F Run Date: 11/03/99
S.E.C. Use Only
Item 6: ----------------------------
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared (c)Shared Other Voting Authority (Shares)
(a) Sole as Def Other Managers (a) Sole (b) Shared (c) None
- ----------------------------------------------------------------------------------------------------------------------------------
Massbank Corp. x 0 800 0
Mattel Inc. x 0 1,842 0
Maxicare Health Plans Inc. New x 0 1 0
MBIA, Inc. x 0 1,000 0
McDonalds Corp. x 0 8,000 0
Millenium Chemicals Inc. x 0 14 0
M C N Corp. x 0 392 0
Media 100 Inc x 0 15,000 0
Mid-state Bancshares x 0 91,750 0
Medtronic Inc. x 0 341,829 0
Mead Corp. x 0 98,850 0
Merrill Lynch & Co., Inc. x 0 91,762 0
Manufactured Home Communities x 0 200 0
McGraw-Hill Companies Inc. x 0 4,882 0
Marsh & McLennan Cos Inc x 0 18,000 0
Minnesota Mining & Manufacturing x 0 3,209 0
Mobil Corp. x 0 33,586 0
Molex Inc. Cl A x 0 2,187 0
Morgan Keegan Inc. x 0 13,000 0
Motorola Inc. x 0 3,100 0
Minnesota Pwr & Light x 0 2,400 0
Marshall & Ilsley Corp. x 0 149,808 0
Merck & Co., Inc. x 0 151,691 0
Merant Plc Sponsored ADR x 0 2,000 0
Microsoft Corp. x 0 57,470 0
M & T Bank Corp x 0 200 0
Monsanto Co. x 0 500 0
Montana Power Co x 0 400 0
Mesa Royalty Trust x 0 600 0
Matrix Service Co x 0 1,000 0
Mississippi Vy Bancshares Inc x 0 101,751 0
Maytag Corp. x 0 118,099 0
Nomas Corp Nev Pfd Ser A x 0 405 0
Nomas Corp. x 0 405 0
Nielsen Media Research Inc. x 0 166 0
Navigators Group Inc x 0 1,700 0
National Bancorp Of Alaska Inc. x 0 82,150 0
National City Corp. x 0 187,182 0
NCR Corp. x 0 64 0
Newmont Mining Corp. x 0 3,709 0
North Fork Bancorp, Inc.-DEL x 0 415,021 0
Nationwide Financial Services, In x 0 83,050 0
Nike Inc. x 0 25 0
Niagara Mohawk Holdings Inc. x 0 100 0
Nokia Corp. Sponsored ADR x 0 34,000 0
Inspire Insurance Solutions Inc. x 0 1 0
Nestle SA Sponsored ADR x 0 4,400 0
<PAGE>
FORM 13F Name of Reporting Manager: Gray Seifert
For Positions Held As Of 09/30/1999
Item 1: Item 2: Item 3: Item 4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- -----------------------------------------------------------------------------------------------------------------------------------
NSTAR Common Stock 67019E107 13 334
Nortel Networks Corp. Common Stock 656569100 2,713 53,200
NTL Incorporated Common Stock 629407107 58 600
Natural Pharmaceutical Intl Common Stock 638887109 0 4
Northern Trust Corp. Common Stock 665859104 12,294 147,237
NUCO2 Inc. Common Stock 629428103 13 2,424
New PLan Excel Realty Trust Common Stock 648053106 62 3,500
Nextlink Communications Inc Cl A Common Stock 65333H707 1,618 31,200
Nextel Communications Inc. Common Stock 65332V103 1,817 26,800
New York Times Co. Common Stock 650111107 12 318
Oak Tech Inc. Common Stock 671802106 62 13,800
Quaker Oats Common Stock 747402105 368 5,955
Office Depot Inc. Common Stock 676220106 18 1,800
OEC Compression Corp. Common Stock 670827104 0 302
Ogden Corp. Common Stock 676346109 10 1,000
Old Kent Financial Corp. Common Stock 679833103 45 1,200
***Old Mutual South African Trust PForeign Stock G6738S107 30 17,647
Oncor, Inc. Common Stock 682311105 0 100
Oxford Health Plans Inc. Common Stock 691471106 4 305
Occidental Petroleum Corp. Common Stock 674599105 2 100
Prudential Acquisition Fund LP II LTD Part P0 P624630 0 25
Pitney-Bowes, Inc. Common Stock 724479100 1,785 29,300
Plum Creek Timber Co L P Common Stock 729251108 34 1,098
Sprint Corp. (PCS Group) Common Stock 852061506 3,516 47,150
PepsiCo, Inc. Common Stock 713448108 48 1,600
Pfizer Inc. Common Stock 717081103 27,322 760,245
Procter & Gamble Co. Common Stock 742718109 22,427 239,222
Peoples Energy Corp. Common Stock 711030106 6 167
Progressive Corp. Common Stock 743315103 4,369 53,487
Peoples Heritage Financial Group InCommon Stock 711147108 2,042 122,800
Philadelphia Cons Hldg Co. Common Stock 717528103 2,942 217,950
Protective Life Corp. Common Stock 743674103 6,399 220,650
Premark International Common Stock 740459102 10 200
Policy Management Systems Common Stock 731108106 38 1,200
Parametric Technology Corp. Common Stock 699173100 45 3,300
Pacificorp Common Stock 695114108 7 338
Puget Sound Power & Light Common Stock 745332106 4 200
Paine Webber Group Inc. Common Stock 695629105 1,837 50,675
Power Spectra Inc Common Stock 738901107 0 300
QRS Corp Common Stock 74726X105 111 1,724
Qwest Communications Intl Inc Common Stock 749121109 2,359 79,800
Rural Cellular Corp Common Stock 781904107 23 500
Royal Dutch Petroleum Co ADR ADR 780257804 2,545 43,097
Royal Gold Inc Common Stock 780287108 2 402
R.H. Donnelly Corp. Common Stock 74955W307 2 100
Raymond James Financial Inc. Common Stock 754730109 1,297 65,065
Reliastar Financial Corp. Common Stock 75952U103 9,333 280,702
FORM 13F Run Date: 11/03/99
S.E.C. Use Only
Item 6: ----------------------------
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared (c)Shared Other Voting Authority (Shares)
(a) Sole as Def Other Managers (a) Sole (b) Shared (c) None
- ----------------------------------------------------------------------------------------------------------------------------------
NSTAR x 0 334 0
Nortel Networks Corp. x 0 53,200 0
NTL Incorporated x 0 600 0
Natural Pharmaceutical Intl x 0 4 0
Northern Trust Corp. x 0 147,237 0
NUCO2 Inc. x 0 2,424 0
New PLan Excel Realty Trust x 0 3,500 0
Nextlink Communications Inc Cl A x 0 31,200 0
Nextel Communications Inc. x 0 26,800 0
New York Times Co. x 0 318 0
Oak Tech Inc. x 0 13,800 0
Quaker Oats x 0 5,955 0
Office Depot Inc. x 0 1,800 0
OEC Compression Corp. x 0 302 0
Ogden Corp. x 0 1,000 0
Old Kent Financial Corp. x 0 1,200 0
***Old Mutual South African Trust x 0 17,647 0
Oncor, Inc. x 0 100 0
Oxford Health Plans Inc. x 0 305 0
Occidental Petroleum Corp. x 0 100 0
Prudential Acquisition Fund LP II x 0 25 0
Pitney-Bowes, Inc. x 0 29,300 0
Plum Creek Timber Co L P x 0 1,098 0
Sprint Corp. (PCS Group) x 0 47,150 0
PepsiCo, Inc. x 0 1,600 0
Pfizer Inc. x 0 760,245 0
Procter & Gamble Co. x 0 239,222 0
Peoples Energy Corp. x 0 167 0
Progressive Corp. x 0 53,487 0
Peoples Heritage Financial Group x 0 122,800 0
Philadelphia Cons Hldg Co. x 0 217,950 0
Protective Life Corp. x 0 220,650 0
Premark International x 0 200 0
Policy Management Systems x 0 1,200 0
Parametric Technology Corp. x 0 3,300 0
Pacificorp x 0 338 0
Puget Sound Power & Light x 0 200 0
Paine Webber Group Inc. x 0 50,675 0
Power Spectra Inc x 0 300 0
QRS Corp x 0 1,724 0
Qwest Communications Intl Inc x 0 79,800 0
Rural Cellular Corp x 0 500 0
Royal Dutch Petroleum Co ADR x 0 43,097 0
Royal Gold Inc x 0 402 0
R.H. Donnelly Corp. x 0 100 0
Raymond James Financial Inc. x 0 65,065 0
Reliastar Financial Corp. x 0 280,702 0
<PAGE>
FORM 13F Name of Reporting Manager: Gray Seifert
For Positions Held As Of 09/30/1999
Item 1: Item 2: Item 3: Item 4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- -----------------------------------------------------------------------------------------------------------------------------------
Remedy Corp. Common Stock 759548100 26 900
Ragen Mackenzie Group Inc Common Stock 750642100 1,828 104,125
Roper Industries Inc. New Common Stock 776696106 69 1,800
Roslyn Bancorp Inc. Common Stock 778162107 787 44,000
Reuters Holdings PLC Spon ADR ADR 76132M102 24 346
Riviana Foods Inc. Common Stock 769536103 5,493 285,375
IMS Health Inc. Common Stock 449934108 23 1,000
Rayonier Inc. Common Stock 754907103 4 100
Pacific Cap Bancorp New Common Stock 69404P101 4,404 127,920
Safescience Inc Common Stock 786452102 3 200
Asia Satelite Telecom Hldgs Ltd A DSADR 04516X106 1 22
SBC Communications Inc. Common Stock 78387G103 495 9,694
Seacoast Banking Corp. FLA Common Stock 811707108 713 24,225
Salomon Brothers Fd Inc. Common Stock 795477108 3 138
SmithKline Beecham Spons ADR ADR 832378301 29 500
SBS Broadcasting SA Foreign Stock L8137F102 97 2,500
Shell Transport & Trading PLC ADR 822703609 14 300
Structural Dynamics Research Common Stock 863555108 15 1,000
Sungard Data Systems Inc. Common Stock 867363103 6,105 232,000
Seitel Inc. New Common Stock 816074306 320 32,858
Stancorp Financial Group Inc. Common Stock 852891100 3,744 167,350
Schering-Plough Corp. Common Stock 806605101 1,799 41,232
Stochastic Models Inc Common Stock 860902105 0 35,000
Silicon Valley Bancshares Common Stock 827064106 660 27,350
Shaw Communications Inc Common Stock 82028K200 44 1,600
Schlumberger Limited Common Stock 806857108 436 7,000
SLM Holding Corp. Common Stock 78442A109 5,302 123,300
Sylvan Learning Systems Inc. Common Stock 871399101 4,393 226,725
Shared Medical Systems Corp. Common Stock 819486101 79 1,700
Synopsys Inc. Common Stock 871607107 1,454 25,885
Source Capital Corp A Common Stock 836142307 70 10,500
Southtrust Corp. Common Stock 844730101 1,014 28,263
Suntrust Banks Inc. Common Stock 867914103 13,290 202,126
State Street Corp. Common Stock 857477103 10,208 157,963
Summit Bancorp Common Stock 866005101 1,117 34,424
Sun Communities Inc. Common Stock 866674104 73 2,200
Sun Microsystems Inc. Common Stock 866810104 5,831 62,700
Southwest Bancorporation of Texas ICommon Stock 84476R109 192 11,000
Safeway Inc. Common Stock 786514208 7,087 186,200
Sybron International Corp. Wis Common Stock 87114F106 108 4,000
Syntrex Inc Common Stock 871625109 0 2,000
Synergistics Inc. Common Stock GS 871599106 11,367 7,578,296
AT & T Corp. Common Stock 001957109 95 2,181
Tejas Gas Corp Del Common Stock 879075109 0 3
TCF Financial Corp. Common Stock 872275102 7,837 274,365
Thermo Ecotek Corporation Common Stock 88355R106 0 18
Trust Co Nj Jersey City New Common Stock 898304100 4 165
FORM 13F Run Date: 11/03/99
S.E.C. Use Only
Item 6: ----------------------------
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared (c)Shared Other Voting Authority (Shares)
(a) Sole as Def Other Managers (a) Sole (b) Shared (c) None
- -----------------------------------------------------------------------------------------------------------------------------------
Remedy Corp. x 0 900 0
Ragen Mackenzie Group Inc x 0 104,125 0
Roper Industries Inc. New x 0 1,800 0
Roslyn Bancorp Inc. x 0 44,000 0
Reuters Holdings PLC Spon ADR x 0 346 0
Riviana Foods Inc. x 0 285,375 0
IMS Health Inc. x 0 1,000 0
Rayonier Inc. x 0 100 0
Pacific Cap Bancorp New x 0 127,920 0
Safescience Inc x 0 200 0
Asia Satelite Telecom Hldgs Ltd A x 0 22 0
SBC Communications Inc. x 0 9,694 0
Seacoast Banking Corp. FLA x 0 24,225 0
Salomon Brothers Fd Inc. x 0 138 0
SmithKline Beecham Spons ADR x 0 500 0
SBS Broadcasting SA x 0 2,500 0
Shell Transport & Trading PLC x 0 300 0
Structural Dynamics Research x 0 1,000 0
Sungard Data Systems Inc. x 0 232,000 0
Seitel Inc. New x 0 32,858 0
Stancorp Financial Group Inc. x 0 167,350 0
Schering-Plough Corp. x 0 41,232 0
Stochastic Models Inc x 0 35,000 0
Silicon Valley Bancshares x 0 27,350 0
Shaw Communications Inc x 0 1,600 0
Schlumberger Limited x 0 7,000 0
SLM Holding Corp. x 0 123,300 0
Sylvan Learning Systems Inc. x 0 226,725 0
Shared Medical Systems Corp. x 0 1,700 0
Synopsys Inc. x 0 25,885 0
Source Capital Corp A x 0 10,500 0
Southtrust Corp. x 0 28,263 0
Suntrust Banks Inc. x 0 202,126 0
State Street Corp. x 0 157,963 0
Summit Bancorp x 0 34,424 0
Sun Communities Inc. x 0 2,200 0
Sun Microsystems Inc. x 0 62,700 0
Southwest Bancorporation of Texas x 0 11,000 0
Safeway Inc. x 0 186,200 0
Sybron International Corp. Wis x 0 4,000 0
Syntrex Inc x 0 2,000 0
Synergistics Inc. x 0 7,578,296 0
AT & T Corp. x 0 2,181 0
Tejas Gas Corp Del x 0 3 0
TCF Financial Corp. x 0 274,365 0
Thermo Ecotek Corporation x 0 18 0
Trust Co Nj Jersey City New x 0 165 0
<PAGE>
FORM 13F Name of Reporting Manager: Gray Seifert
For Positions Held As Of 09/30/1999
Item 1: Item 2: Item 3: Item 4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- -----------------------------------------------------------------------------------------------------------------------------------
Triteal Corp. Common Stock 896937109 0 2,000
Tenneco Inc. Common Stock 88037E101 2 118
Terex Corp. Common Stock 880779103 6 200
Forgotten Woman Inc. Common Stock 345902100 0 500
Teleflex Inc. Common Stock 879369106 47 1,200
Thorn Plc ADR 885197103 1 53
Thermotrex Corp. Common Stock 883666109 9 1,500
Thermolase Corp Common Stock 883624108 1 300
Thermo Electron Corp. Common Stock 883556102 9 675
Tengasco Inc Common Stock 88033R205 70 10,582
Tribune Co Common Stock 896047107 30 600
Texas Regional Bancshares Inc. Common Stock 882673106 4,767 192,607
T. Rowe Price Assoc. Inc. Common Stock 741477103 3,798 138,403
Transaction System Architects Inc . Common Stock 893416107 6,583 244,388
Tetra Technologies Inc Del Common Stock 88162F105 2 200
Tupperware Corp. Common Stock 899896104 4 200
Texaco Inc. Common Stock 881694103 410 6,498
TREX MEDICAL CORP Common Stock 89531R101 1 150
Texas Instruments Inc. Common Stock 882508104 82 1,000
Texas Utilities Co. Common Stock 882848104 1 17
Union Carbide Corp. Common Stock 905581104 122 2,151
MediaOne Group Inc. Common Stock 58440J104 298 4,360
Umpqua Hldgs Corp Common Stock 904214103 351 33,875
Unilever N V (NY Shares) ADR 904784501 1,216 17,856
Unumprovident Corp. Common Stock 91529Y106 4,638 157,551
Union Pacific Corp. Common Stock 907818108 74 1,532
Unapix Entertainment Inc. Common Stock 904270105 310 121,023
USA Networks Inc. Common Stock 902984103 4 100
U.S. Bancorp Common Stock 902973106 7,665 253,906
United States Cellular Corp. Common Stock 911684108 1,020 15,000
U.S. West Inc. Common Stock 91273H101 11 190
Van Kampen American Capital Common Stock 920911104 2 351
Vlasic Foods International Common Stock 928559103 3 380
Vodafone Airtouch PLC-Sponsored A DRADR 92857T107 5,028 21,150
Viropro Inc Common Stock 928242106 0 165
VRB Bancorp Common Stock 918281106 124 18,720
Vision-sciences Inc Del Common Stock 927912105 5 3,000
Winward Isle Sailing Co. Common Stock W1SQ 0 1
Westamerica Bancorp Common Stock 957090103 2,683 88,699
Walgreen Co Common Stock 931422109 12,364 487,254
Wachovia Corp. New Common Stock 929771103 6,478 82,388
West Coast Bancorp Ore New Common Stock 952145100 2,496 169,235
Winstar Communications Inc Common Stock 975515107 725 18,550
MCI WorldCom Inc. Common Stock 55268B106 6,010 83,614
Waddell & Reed Financial - A Common Stock 930059100 3,046 137,275
Western Bancorp Common Stock 957683105 3,069 79,450
Wells Fargo Company Common Stock 949746101 7,019 177,126
FORM 13F Run Date: 11/03/99
S.E.C. Use Only
Item 6: ----------------------------
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared (c)Shared Other Voting Authority (Shares)
(a) Sole as Def Other Managers (a) Sole (b) Shared (c) None
- ---------------------------------------------------------------------------------------------------------------------------------
Triteal Corp. x 0 2,000 0
Tenneco Inc. x 0 118 0
Terex Corp. x 0 200 0
Forgotten Woman Inc. x 0 500 0
Teleflex Inc. x 0 1,200 0
Thorn Plc x 0 53 0
Thermotrex Corp. x 0 1,500 0
Thermolase Corp x 0 300 0
Thermo Electron Corp. x 0 675 0
Tengasco Inc x 0 10,582 0
Tribune Co x 0 600 0
Texas Regional Bancshares Inc. x 0 192,607 0
T. Rowe Price Assoc. Inc. x 0 138,403 0
Transaction System Architects Inc x 0 244,388 0
Tetra Technologies Inc Del x 0 200 0
Tupperware Corp. x 0 200 0
Texaco Inc. x 0 6,498 0
TREX MEDICAL CORP x 0 150 0
Texas Instruments Inc. x 0 1,000 0
Texas Utilities Co. x 0 17 0
Union Carbide Corp. x 0 2,151 0
MediaOne Group Inc. x 0 4,360 0
Umpqua Hldgs Corp x 0 33,875 0
Unilever N V (NY Shares) x 0 17,856 0
Unumprovident Corp. x 0 157,551 0
Union Pacific Corp. x 0 1,532 0
Unapix Entertainment Inc. x 0 121,023 0
USA Networks Inc. x 0 100 0
U.S. Bancorp x 0 253,906 0
United States Cellular Corp. x 0 15,000 0
U.S. West Inc. x 0 190 0
Van Kampen American Capital x 0 351 0
Vlasic Foods International x 0 380 0
Vodafone Airtouch PLC-Sponsored A x 0 21,150 0
Viropro Inc x 0 165 0
VRB Bancorp x 0 18,720 0
Vision-sciences Inc Del x 0 3,000 0
Winward Isle Sailing Co. x 0 1 0
Westamerica Bancorp x 0 88,699 0
Walgreen Co x 0 487,254 0
Wachovia Corp. New x 0 82,388 0
West Coast Bancorp Ore New x 0 169,235 0
Winstar Communications Inc x 0 18,550 0
MCI WorldCom Inc. x 0 83,614 0
Waddell & Reed Financial - A x 0 137,275 0
Western Bancorp x 0 79,450 0
Wells Fargo Company x 0 177,126 0
<PAGE>
FORM 13F Name of Reporting Manager: Gray Seifert
For Positions Held As Of 09/30/1999
Item 1: Item 2: Item 3: Item 4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- -----------------------------------------------------------------------------------------------------------------------------------
Whole Foods Market Inc Common Stock 966837106 1,228 37,546
Wimberly Res Ltd Foreign Stock 972629109 0 12
Wilmington Trust Corp. New Common Stock 971807102 4,468 92,012
Warner Lambert Co. Common Stock 934488107 5,177 78,000
Washington Mutual Inc. Common Stock 939322103 2,740 93,671
Wal-Mart Stores Inc. Common Stock 931142103 7,609 159,975
Wrigley (WM) Jr Co Common Stock 982526105 11,318 164,473
Xircom Inc Common Stock 983922105 4 100
Exxon Corp. Common Stock 302290101 6,832 89,967
Xerox Corp. Common Stock 984121103 939 22,400
Polaris Aircraft Income Fund IV-U niLTD (GS) P4 731045308 1 30
Zions BanCorporation Common Stock 989701107 15,633 283,585
FORM 13F Run Date: 11/03/99
S.E.C. Use Only
Item 6: ----------------------------
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared (c)Shared Other Voting Authority (Shares)
(a) Sole as Def Other Managers (a) Sole (b) Shared (c) None
- ---------------------------------------------------------------------------------------------------------------------------------
Whole Foods Market Inc x 0 37,546 0
Wimberly Res Ltd x 0 12 0
Wilmington Trust Corp. New x 0 92,012 0
Warner Lambert Co. x 0 78,000 0
Washington Mutual Inc. x 0 93,671 0
Wal-Mart Stores Inc. x 0 159,975 0
Wrigley (WM) Jr Co x 0 164,473 0
Xircom Inc x 0 100 0
Exxon Corp. x 0 89,967 0
Xerox Corp. x 0 22,400 0
Polaris Aircraft Income Fund IV-U x 0 30 0
Zions BanCorporation x 0 283,585 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F Name of Reporting Manager: Legg Mason Capital Management
For Positions Held As Of 09/30/1999
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
Ambac Financial Group, Inc. Common Stock 023139108 5,446 114,958
Abbott Laboratories Common Stock 002824100 44 1,200
Action Performance Cos Inc. Common Stock 004933107 19 910
Autodesk Inc. Common Stock 052769106 451 20,600
Aetna Inc. Common Stock 008117103 18,461 374,850
American International Group Inc. Common Stock 026874107 37 421
Allied Signal Corp. Common Stock 019512102 43 725
Allegheny Teledyne Inc. Common Stock 017415100 456 27,000
Amgen Inc. Common Stock 031162100 100,711 1,235,714
AMR Corp. Common Stock 001765106 65 1,200
Amazon.com, Inc. Common Stock 023135106 49,094 615,600
America Online Inc. Common Stock 02364J104 304,094 2,923,976
Avon Products Inc. Common Stock 054303102 1,777 71,600
American Express Co. Common Stock 025816109 113 840
Bank of America Corp. Common Stock 060505104 57,419 1,031,088
Brandywine Realty Trust SBI Common Stock 105368203 11 700
Bestfoods Common Stock 08658U101 707 14,575
Bell & Howell Co. Common Stock 077852101 2,522 68,750
BJ's Wholesale Club Inc. Common Stock 05548J106 1,336 45,196
BankBoston Corp. Common Stock 06605R106 64,461 1,486,133
Bristol-Myers Squibb Co. Common Stock 110122108 2,285 33,850
Burlington Northern Santa Fe Corp. Common Stock 12189T104 806 29,300
Berkshire Hathaway Inc. Class A Common Stock 084670108 26,675 485
Berkshire Hathaway Inc. Class B Common Stock 084670207 69,544 37,470
Bear Stearns Companies, Inc. Common Stock 073902108 49,038 1,275,780
Citigroup, Inc. Common Stock 172967101 120,744 2,744,190
Caterpillar Inc. Common Stock 149123101 49 900
Chubb Corp. Common Stock 171232101 448 9,000
Carnival Corp. Common Stock 143658102 40 925
Constellation Energy Group Common Stock 210371100 8 300
Cell Genesys Inc. Common Stock 150921104 754 95,713
CKE Restaurants Inc. Common Stock 12561E105 3,356 462,900
Clorox Co. Common Stock 189054109 608 15,900
Comerica Inc. Common Stock 200340107 557 11,000
Chase Manhattan Corp. Common Stock 16161A108 128,917 1,710,346
Comcast Corp. Class A Special Common Stock 200300200 70 1,750
Caremark Rx Inc. Common Stock 141705103 2,914 518,000
Conseco Inc. Common Stock 208464107 1,156 59,875
Consolidated Stores Corp. Common Stock 210149100 6,189 280,500
Cott Corp. Common Stock 22163N106 2,875 657,100
Campbell Soup Co. Common Stock 134429109 143 3,656
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
<S> <C> <C> <C> <C>
Cabletron Systems Inc. Common Stock 126920107 5,424 345,750
Delta Air Lines Inc. Common Stock 247361108 592 12,200
De Beers Cons Mines Ltd ADR N.E. ADR 240253302 548 20,300
Dillards Inc. Common Stock 254067101 427 21,000
Dell Computer Corp. Common Stock 247025109 186,009 4,448,603
Danaher Corp. Common Stock 235851102 46,902 890,178
Dole Food Company Common Stock 256605106 132 6,945
Delphi Automotive Sys Corp Common Stock 247126105 4,181 260,274
Enhance Financial Services Group Inc. Common Stock 293310108 3,749 211,950
Eastman Kodak Co. Common Stock 277461109 47 625
EMC Corp. Common Stock 268648102 1,643 23,004
Emerson Electric Co. Common Stock 291011104 1,207 19,100
Equity Office Properties Trust Common Stock 294741103 191 8,225
Ford Motor Co. Common Stock 345370100 1,952 38,900
First Data Corp. Common Stock 319963104 35,485 808,775
Foundation Health Systems Common Stock 350404109 30,371 3,217,922
Fleet Financial Group, Inc. Common Stock 338915101 26,663 728,008
FMC Corp. Common Stock 302491303 444 9,200
Fannie Mae Common Stock 313586109 108,752 1,734,818
Finova Group Inc. Common Stock 317928109 6,435 176,300
Fortune Brands Inc. Common Stock 349631101 19 600
Freddie Mac Common Stock 313400301 54,430 1,046,725
First Union Corp. Common Stock 337358105 547 15,370
Gillette Co. Common Stock 375766102 41 1,200
General Electric Co. Common Stock 369604103 276 2,325
Glaxo Wellcome PLC - Spons ADR ADR 37733W105 52 1,000
General Motors Corp. Common Stock 370442105 68,971 1,095,862
GPU Inc. Common Stock 36225X100 42 1,275
GTE Corp. Common Stock 362320103 123 1,600
Gateway Inc. Common Stock 367626108 176,349 3,968,436
Grainger WW Inc. Common Stock 384802104 34 700
Halliburton Co. Common Stock 406216101 45 1,100
Huntington Bancshares Inc. Common Stock 446150104 51 1,903
Hadco Corp. Common Stock 404681108 3,361 77,700
Harley Davidson, Inc. Common Stock 412822108 45 890
Hollywood Entertainment Corp. Common Stock 436141105 4,732 315,450
Starwood Hotels & Resorts Worldwide In Common Stock 85590A203 58,161 2,606,603
Hollywood Park Inc. Common Stock 436255103 3,172 206,300
Hewlett-Packard Co. Common Stock 428236103 561 6,100
International Business Machines Common Stock 459200101 110,054 906,729
ICG Communications Inc. Common Stock 449246107 4,294 275,914
Inacom Corp. Common Stock 45323G109 1,329 144,688
Intel Corp. Common Stock 458140100 2,679 36,050
International Speedway Corp. Common Stock 460335201 58 1,100
Johnson & Johnson Common Stock 478160104 377 4,100
Kimberly-Clark Corp. Common Stock 494368103 1,046 19,925
Kroger Co. Common Stock 501044101 36,321 1,646,249
MBNA Corp. Common Stock 55262L100 55,367 2,426,998
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
<S> <C> <C> <C> <C>
Liz Claiborne Inc. Common Stock 539320101 2,644 85,300
Lloyds TSB Group PLC Foreign Stock G5542W106 31,910 2,567,786
Lilly (Eli) & Co. Common Stock 532457108 1,338 20,908
Lockheed Martin Corp. Common Stock 539830109 327 10,000
Lucent Technologies Inc. Common Stock 549463107 78 1,200
Manpower Inc. Common Stock 56418H100 3,579 122,900
Mattel Inc. Common Stock 577081102 61,407 3,231,970
Mandalay Resort Group Common Stock 562567107 37,589 1,903,261
MBIA, Inc. Common Stock 55262C100 6,195 132,867
McDonalds Corp. Common Stock 580135101 54 1,250
McKesson HBOC Inc. Common Stock 58155Q103 94,945 3,273,950
Medtronic Inc. Common Stock 585055106 85 2,400
Midamerican Energy Holdings Common Stock 59562V107 2,061 69,850
Mellon Bank Corp. Common Stock 585509102 1,308 38,750
MGM Grand Inc. Common Stock 552953101 17,481 341,499
Magellan Health Services Inc. Common Stock 559079108 871 119,150
Metro Goldwyn Mayer Inc. Common Stock 591610100 897 51,234
Minnesota Mining & Manufacturing Co. Common Stock 604059105 826 8,600
Philip Morris Companies Inc. Common Stock 718154107 8,761 256,267
Modis Professional Services Common Stock 607830106 4,354 328,600
Merck & Co., Inc. Common Stock 589331107 2,246 34,648
MGIC Investment Corp. Common Stock 552848103 123,033 2,576,614
Micron Electronics Inc. Common Stock 595100108 1,592 151,600
Morgan St Dean Witter Discover & Co. Common Stock 617446448 794 8,900
Nokia Corp. Sponsored ADR ADR 654902204 65,963 734,446
Northeast Utilities Common Stock 664397106 1,785 97,150
Nextel Communications Inc. Common Stock 65332V103 130,818 1,929,100
Orion Capital Corp. Common Stock 686268103 2,354 49,700
Bank One Corp. Common Stock 06423A103 93,788 2,694,055
PepsiCo, Inc. Common Stock 713448108 24,505 810,083
Procter & Gamble Co. Common Stock 742718109 47 500
Peoples Heritage Financial Group Inc. Common Stock 711147108 1,037 62,400
Koninklijke Philips Electronics NV ADR ADR 500472204 61,082 604,773
Phycor Inc. Common Stock 71940F100 1,840 420,675
Potomac Electric Power Co Common Stock 737679100 52 2,025
Rite Aid Corp. Common Stock 767754104 527 38,125
Royal Dutch Petroleum Co ADR ADR 780257804 419 7,100
Radian Group Inc. Common Stock 750236101 6,428 149,705
Remedy Corp. Common Stock 759548100 60 2,100
Salomon Brothers Worldwide Common Stock 79548T109 16 1,425
Silicon Graphics Inc. Common Stock 827056102 1,331 121,700
Schering-Plough Corp. Common Stock 806605101 2,791 63,986
Saks Incorporated Common Stock 79377W108 1,376 90,575
Schlumberger Limited Common Stock 806857108 112 1,800
Sara Lee Corp. Common Stock 803111103 59 2,500
Storage Technology Corp. Common Stock 862111200 74,857 3,888,697
Sybase Inc. Common Stock 871130100 3,588 303,700
Symantec Corp. Common Stock 871503108 5,399 150,100
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
<S> <C> <C> <C> <C>
Talk.Com Inc. Common Stock 874264104 6,501 503,700
Torchmark Corp. Common Stock 891027104 492 19,000
Telefonos De Mexico SA Spons ADR ADR 879403780 27,028 379,347
Toys 'R' Us Inc. Common Stock 892335100 76,014 5,067,626
Texaco Inc. Common Stock 881694103 1,433 22,700
United Asset Management Corp. Common Stock 909420101 1,635 84,960
Unocal Corp. Common Stock 915289102 782 21,093
United Dominion Realty Trust Common Stock 910197102 837 74,800
United Healthcare Corp. Common Stock 910581107 87,885 1,805,061
Vodafone Airtouch PLC-Sponsored ADR ADR 92857T107 134 562
MCI WorldCom Inc. Common Stock 55268B106 98,673 1,372,845
Wells Fargo Company Common Stock 949746101 79 2,000
Wellpoint Health Networks Inc. Common Stock 94973H108 513 9,000
Washington Mutual Inc. Common Stock 939322103 90,384 3,090,063
Waste Management Inc. Common Stock 94106L109 80,933 4,204,300
Wal-Mart Stores Inc. Common Stock 931142103 114 2,400
WPP Group PLC- Ord Foreign Stock G97974102 705 79,800
WPP Group PLC - Sponsored ADR ADR 929309300 78,416 843,185
Xerox Corp. Common Stock 984121103 677 16,150
Zions BanCorporation Common Stock 989701107 750 13,600
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
Run Date: 11/03/99
----------------------------
S.E.C. Use Only
----------------------------
Item 6: Item 7: Item 8:
Investment Discretion Other Voting Authority (Shares)
(a) Sole (b) Shared as (c) Shared Managers
as Def Other (a) Sole (b) Shared (c) None
------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
Ambac Financial Group, Inc. x 0 114,958 0
Abbott Laboratories x 0 1,200 0
Action Performance Cos Inc. x 0 910 0
Autodesk Inc. x 0 20,600 0
Aetna Inc. x 0 374,850 0
American International Group Inc. x 0 421 0
Allied Signal Corp. x 0 725 0
Allegheny Teledyne Inc. x 0 27,000 0
Amgen Inc. x 0 1,235,714 0
AMR Corp. x 0 1,200 0
Amazon.com, Inc. x 0 615,600 0
America Online Inc. x 0 2,923,976 0
Avon Products Inc. x 0 71,600 0
American Express Co. x 0 840 0
Bank of America Corp. x 0 1,031,088 0
Brandywine Realty Trust SBI x 0 700 0
Bestfoods x 0 14,575 0
Bell & Howell Co. x 0 68,750 0
BJ's Wholesale Club Inc. x 0 45,196 0
BankBoston Corp. x 0 1,486,133 0
Bristol-Myers Squibb Co. x 0 33,850 0
Burlington Northern Santa Fe Corp. x 0 29,300 0
Berkshire Hathaway Inc. Class A x 0 485 0
Berkshire Hathaway Inc. Class B x 0 37,470 0
Bear Stearns Companies, Inc. x 0 1,275,780 0
Citigroup, Inc. x 0 2,744,190 0
Caterpillar Inc. x 0 900 0
Chubb Corp. x 0 9,000 0
Carnival Corp. x 0 925 0
Constellation Energy Group x 0 300 0
Cell Genesys Inc. x 0 95,713 0
CKE Restaurants Inc. x 0 462,900 0
Clorox Co. x 0 15,900 0
Comerica Inc. x 0 11,000 0
Chase Manhattan Corp. x 0 1,710,346 0
Comcast Corp. Class A Special x 0 1,750 0
Caremark Rx Inc. x 0 518,000 0
Conseco Inc. x 0 59,875 0
Consolidated Stores Corp. x 0 280,500 0
Cott Corp. x 0 657,100 0
Campbell Soup Co. x 0 3,656 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
<S> <C> <C> <C> <C>
Cabletron Systems Inc. x 0 345,750 0
Delta Air Lines Inc. x 0 12,200 0
De Beers Cons Mines Ltd ADR N.E. x 0 20,300 0
Dillards Inc. x 0 21,000 0
Dell Computer Corp. x 0 4,448,603 0
Danaher Corp. x 0 890,178 0
Dole Food Company x 0 6,945 0
Delphi Automotive Sys Corp x 0 260,274 0
Enhance Financial Services Group Inc. x 0 211,950 0
Eastman Kodak Co. x 0 625 0
EMC Corp. x 0 23,004 0
Emerson Electric Co. x 0 19,100 0
Equity Office Properties Trust x 0 8,225 0
Ford Motor Co. x 0 38,900 0
First Data Corp. x 0 808,775 0
Foundation Health Systems x 0 3,217,922 0
Fleet Financial Group, Inc. x 0 728,008 0
FMC Corp. x 0 9,200 0
Fannie Mae x 0 1,734,818 0
Finova Group Inc. x 0 176,300 0
Fortune Brands Inc. x 0 600 0
Freddie Mac x 0 1,046,725 0
First Union Corp. x 0 15,370 0
Gillette Co. x 0 1,200 0
General Electric Co. x 0 2,325 0
Glaxo Wellcome PLC - Spons ADR x 0 1,000 0
General Motors Corp. x 0 1,095,862 0
GPU Inc. x 0 1,275 0
GTE Corp. x 0 1,600 0
Gateway Inc. x 0 3,968,436 0
Grainger WW Inc. x 0 700 0
Halliburton Co. x 0 1,100 0
Huntington Bancshares Inc. x 0 1,903 0
Hadco Corp. x 0 77,700 0
Harley Davidson, Inc. x 0 890 0
Hollywood Entertainment Corp. x 0 315,450 0
Starwood Hotels & Resorts Worldwide In x 0 2,606,603 0
Hollywood Park Inc. x 0 206,300 0
Hewlett-Packard Co. x 0 6,100 0
International Business Machines x 0 906,729 0
ICG Communications Inc. x 0 275,914 0
Inacom Corp. x 0 144,688 0
Intel Corp. x 0 36,050 0
International Speedway Corp. x 0 1,100 0
Johnson & Johnson x 0 4,100 0
Kimberly-Clark Corp. x 0 19,925 0
Kroger Co. x 0 1,646,249 0
MBNA Corp. x 0 2,426,998 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
<S> <C> <C> <C> <C>
Liz Claiborne Inc. x 0 85,300 0
Lloyds TSB Group PLC x 0 2,567,786 0
Lilly (Eli) & Co. x 0 20,908 0
Lockheed Martin Corp. x 0 10,000 0
Lucent Technologies Inc. x 0 1,200 0
Manpower Inc. x 0 122,900 0
Mattel Inc. x 0 3,231,970 0
Mandalay Resort Group x 0 1,903,261 0
MBIA, Inc. x 0 132,867 0
McDonalds Corp. x 0 1,250 0
McKesson HBOC Inc. x 0 3,273,950 0
Medtronic Inc. x 0 2,400 0
Midamerican Energy Holdings x 0 69,850 0
Mellon Bank Corp. x 0 38,750 0
MGM Grand Inc. x 0 341,499 0
Magellan Health Services Inc. x 0 119,150 0
Metro Goldwyn Mayer Inc. x 0 51,234 0
Minnesota Mining & Manufacturing Co. x 0 8,600 0
Philip Morris Companies Inc. x 0 256,267 0
Modis Professional Services x 0 328,600 0
Merck & Co., Inc. x 0 34,648 0
MGIC Investment Corp. x 0 2,576,614 0
Micron Electronics Inc. x 0 151,600 0
Morgan St Dean Witter Discover & Co. x 0 8,900 0
Nokia Corp. Sponsored ADR x 0 734,446 0
Northeast Utilities x 0 97,150 0
Nextel Communications Inc. x 0 1,929,100 0
Orion Capital Corp. x 0 49,700 0
Bank One Corp. x 0 2,694,055 0
PepsiCo, Inc. x 0 810,083 0
Procter & Gamble Co. x 0 500 0
Peoples Heritage Financial Group Inc. x 0 62,400 0
Koninklijke Philips Electronics NV ADR x 0 604,773 0
Phycor Inc. x 0 420,675 0
Potomac Electric Power Co x 0 2,025 0
Rite Aid Corp. x 0 38,125 0
Royal Dutch Petroleum Co ADR x 0 7,100 0
Radian Group Inc. x 0 149,705 0
Remedy Corp. x 0 2,100 0
Salomon Brothers Worldwide x 0 1,425 0
Silicon Graphics Inc. x 0 121,700 0
Schering-Plough Corp. x 0 63,986 0
Saks Incorporated x 0 90,575 0
Schlumberger Limited x 0 1,800 0
Sara Lee Corp. x 0 2,500 0
Storage Technology Corp. x 0 3,888,697 0
Sybase Inc. x 0 303,700 0
Symantec Corp. x 0 150,100 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
<S> <C> <C> <C> <C>
Talk.Com Inc. x 0 503,700 0
Torchmark Corp. x 0 19,000 0
Telefonos De Mexico SA Spons ADR x 0 379,347 0
Toys 'R' Us Inc. x 0 5,067,626 0
Texaco Inc. x 0 22,700 0
United Asset Management Corp. x 0 84,960 0
Unocal Corp. x 0 21,093 0
United Dominion Realty Trust x 0 74,800 0
United Healthcare Corp. x 0 1,805,061 0
Vodafone Airtouch PLC-Sponsored ADR x 0 562 0
MCI WorldCom Inc. x 0 1,372,845 0
Wells Fargo Company x 0 2,000 0
Wellpoint Health Networks Inc. x 0 9,000 0
Washington Mutual Inc. x 0 3,090,063 0
Waste Management Inc. x 0 4,204,300 0
Wal-Mart Stores Inc. x 0 2,400 0
WPP Group PLC- Ord x 0 79,800 0
WPP Group PLC - Sponsored ADR x 0 843,185 0
Xerox Corp. x 0 16,150 0
Zions BanCorporation x 0 13,600 0
</TABLE>
<PAGE>
Legg Mason Focus Trust
9/30/99
Item 1: Name of Issuer
Item 2: Title of Class
Item 3: CUSIP Number
Item 4: Fair Market Value
Item 5: Shares or Principal Amount
Item 6: Investment Discretion
Item 7: Other Managers
Item 8: Voting Authority (Shares)
<TABLE>
<CAPTION>
<S> <C> <C> <C> <C> <C> <C> <C>
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8:
- ------------------------------------------------------------------------------------------------------------------------------------
A B C Sole Shared None
ACTION PERFORMANCE COS INC common 004933107 4,918,094 233,500 X 1 X
AMERICA ONLINE INC DEL common 02364J104 18,948,800 182,200 X 1 X
AMERICAN EXPRESS CO common 025816109 21,863,100 162,400 X 1 X
AVON PRODS INC common 054303102 4,233,013 170,600 X 1 X
BERKSHIRE HATHAWAY INC DEL cl A 084670108 26,675,000 485 X 1 X
LLOYDS TSB GROUP ord shs 087061008 9,957,705 801,131 X 1 X
CITIGROUP INC common 172967101 21,494,528 488,512 X 1 X
FEDERAL HOME LN MTG CORP common 313400301 18,283,200 351,600 X 1 X
GATEWAY INC common 367626108 15,197,625 342,000 X 1 X
HARLEY DAVIDSON INC common 412822108 4,936,163 98,600 X 1 X
INTERNATIONAL SPEEDWAY CORP cl A 460335201 9,461,250 180,000 X 1 X
MCDONALDS CORP common 580135101 10,547,900 245,300 X 1 X
UNITED ASSET MGMT CORP common 909420101 9,386,300 487,600 X 1 X
WPP GROUP PLC spnsr ADR 929309300 9,997,500 107,500 X 1 X
-----------------
$185,900,177
=================
</TABLE>
1 10/20/99
<PAGE>
Legg Mason Special Investment Trust
9/30/99
Item 1: Name of Issuer
Item 2: Title of Class
Item 3: CUSIP Number
Item 4: Fair Market Value
Item 5: Shares or Principal Amount
Item 6: Investment Discretion
Item 7: Other Managers
Item 8: Voting Authority (Shares)
<TABLE>
<CAPTION>
<S> <C> <C> <C> <C> <C> <C> <C>
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8:
- ------------------------------------------------------------------------------------------------------------------------------------
A B C Sole Shared None
AMERICA ONLINE INC DEL common 02364J104 218,400,000 2,100,000 X 1 X
BELL + HOWELL CO NEW common 077852101 36,687,500 1,000,000 X 1 X
WPP GROUP ord shs 097404008 123,246,074 13,250,000 X 1 X
CKE RESTAURANTS INC common 12561E105 29,000,000 4,000,000 X 1 X
CABLETRON SYSTEMS INC common 126920107 56,475,000 3,600,000 X 1 X
CAREMARK RX INC common 141705103 50,249,250 8,933,200 X 1 X
CELL GENESYS INC common 150921104 12,258,225 1,556,600 X 1 X
CONSOLIDATED STORES CORP common 210149100 66,187,500 3,000,000 X 1 X
COTT CORP QUE common 22163N106 26,250,000 6,000,000 X 1 X
DYNEX CAP INC common 26817Q506 3,133,688 464,250 X 1 X
ENHANCE FINL SVCS GROUP INC common 293310108 53,062,500 3,000,000 X 1 X
FINOVA GROUP INC common 317928109 58,400,000 1,600,000 X 1 X
GATEWAY INC common 367626108 159,975,000 3,600,000 X 1 X
HADCO CORP common 404681108 54,711,250 1,265,000 X 1 X
HOLLYWOOD ENTMT CORP common 436141105 50,760,000 3,384,000 X 1 X
HOLLYWOOD PK INC NEW common 436255103 38,668,125 2,515,000 X 1 X
ICG COMMUNICATIONS INC common 449246107 43,575,000 2,800,000 X 1 X
INACOM CORP common 45323G109 23,471,453 2,554,716 X 1 X
LIZ CLAIBORNE INC common 539320101 39,912,500 1,287,500 X 1 X
MAGELLAN HEALTH SVCS INC common 559079108 20,077,931 2,745,700 X 1 X
MANDALAY RESORT GROUP common 562567107 45,425,000 2,300,000 X 1 X
-----------------
1,209,925,996
</TABLE>
2 10/20/99
<PAGE>
Legg Mason Special Investment Trust
9/30/99
Item 1: Name of Issuer
Item 2: Title of Class
Item 3: CUSIP Number
Item 4: Fair Market Value
Item 5: Shares or Principal Amount
Item 6: Investment Discretion
Item 7: Other Managers
Item 8: Voting Authority (Shares)
<TABLE>
<CAPTION>
<S> <C> <C> <C> <C> <C> <C> <C>
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8:
- ------------------------------------------------------------------------------------------------------------------------------------
A B C Sole Shared None
MANPOWER INC WIS common 56418H100 52,556,063 1,804,500 X 1 X
MICRON ELECTRONICS INC common 595100108 34,125,000 3,250,000 X 1 X
MIDAMERICA ENERGY HLDGS CO NEW common 59562V107 47,937,500 1,625,000 X 1 X
MODIS PROFESSIONAL SVCS INC common 607830106 59,956,250 4,525,000 X 1 X
NORTHEAST UTILS common 664397106 45,937,500 2,500,000 X 1 X
ORION CAP CORP common 686268103 72,244,506 1,524,950 X 1 X
PEOPLES HERITAGE FINL GROUP common 711147108 26,600,000 1,600,000 X 1 X
PHYCOR INC common 71940F100 31,434,375 7,185,000 X 1 X
PLAYERS INTL INC common 727903106 16,959,572 2,289,900 X 1 X
RADIAN GROUP INC common 750236101 74,579,775 1,736,938 X 1 X
REMEDY CORP common 759548100 9,834,775 346,600 X 1 X
SILICON GRAPHICS INC common 827056102 32,812,500 3,000,000 X 1 X
STORAGE TECHNOLOGY CORP common 862111200 42,350,000 2,200,000 X 1 X
SYBASE INC common 871130100 43,706,250 3,700,000 X 1 X
SYMANTEC CORP common 871503108 108,445,781 3,015,000 X 1 X
TALK COM INC common 874264104 70,984,375 5,500,000 X 1 X
UNITED ASSET MGMT CORP common 909420101 38,500,000 2,000,000 X 1 X
OLSEN ASSOCIATES part cert 99EXMC906 1,996,672 300,000 X 1 X
----------------
810,960,894
----------------
$2,020,886,890
================
</TABLE>
3 10/20/99
<PAGE>
Legg Mason Total Return Trust
9/30/99
Item 1: Name of Issuer
Item 2: Title of Class
Item 3: CUSIP Number
Item 4: Fair Market Value
Item 5: Shares or Principal Amount
Item 6: Investment Discretion
Item 7: Other Managers
Item 8: Voting Authority (Shares)
<TABLE>
<CAPTION>
<S> <C> <C> <C> <C> <C> <C> <C>
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8:
- ------------------------------------------------------------------------------------------------------------------------------------
A B C Sole Shared None
IPC HOLDINGS LTD common G4933P101 8,681,250 463,000 X 1 X
LASALLE RE HOLDINGS LTD common G5383Q101 5,591,167 402,967 X 1 X
XL CAPITAL LTD common G98255105 3,645,000 81,000 X 1 X
AT + T CORP common 001957109 8,700,000 200,000 X 1 X
ALBERTSONS INC common 013104104 989,063 25,000 X 1 X
AMERICAN FINL GROUP INC OHIO common 025932104 12,333,469 439,500 X 1 X
BANK ONE CORP common 06423A103 19,146,875 550,000 X 1 X
BEAR STEARNS COS INC common 073902108 14,270,498 371,265 X 1 X
LLOYDS TSB GROUP ord shs 087061008 32,112,996 2,583,599 X 1 X
BRUNSWICK CORP common 117043109 5,912,788 237,700 X 1 X
CHASE MANHATTAN CORP NEW common 16161A108 27,135,000 360,000 X 1 X
CITIGROUP INC common 172967101 17,050,000 387,500 X 1 X
DELPHI AUTOMOTIVE SYS CORP common 247126105 5,889,605 366,668 X 1 X
EASTMAN KODAK CO common 277461109 18,859,375 250,000 X 1 X
EDISON INTL common 281020107 17,991,250 740,000 X 1 X
ENHANCE FINL SVCS GROUP INC common 293310108 21,504,463 1,215,800 X 1 X
EXXON CORP common 302290101 5,695,313 75,000 X 1 X
FIRST UN CORP common 337358105 6,472,375 182,000 X 1 X
FORD MTR CO DEL common 345370100 5,018,750 100,000 X 1 X
GENERAL MTRS CORP common 370442105 19,510,625 310,000 X 1 X
INTERNATIONAL BUSINESS MACHS common 459200101 42,481,250 350,000 X 1 X
LILLY ELI + CO common 532457108 5,760,000 90,000 X 1 X
-----------------
304,751,110
</TABLE>
4 10/20/99
<PAGE>
Legg Mason Total Return Trust
9/30/99
Item 1: Name of Issuer
Item 2: Title of Class
Item 3: CUSIP Number
Item 4: Fair Market Value
Item 5: Shares or Principal Amount
Item 6: Investment Discretion
Item 7: Other Managers
Item 8: Voting Authority (Shares)
<TABLE>
<CAPTION>
<S> <C> <C> <C> <C> <C> <C> <C>
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8:
- ------------------------------------------------------------------------------------------------------------------------------------
A B C Sole Shared None
MATTEL INC common 577081102 950,000 50,000 X 1 X
MERCK + CO INC common 589331107 9,397,813 145,000 X 1 X
MID AMER APT CMNTYS INC common 59522J103 14,250,200 662,800 X 1 X
NATIONAL GOLF PPTYS INC common 63623G109 10,026,000 445,600 X 1 X
NATIONWIDE HEALTH PPTYS INC common 638620104 11,221,875 675,000 X 1 X
NORTHROP GRUMMAN CORP common 666807102 15,477,469 243,500 X 1 X
PENNEY J C INC common 708160106 17,655,000 513,600 X 1 X
PHILIP MORRIS COS INC common 718154107 5,128,125 150,000 X 1 X
REGENCY RLTY CORP common 758939102 11,923,800 567,800 X 1 X
SARA LEE CORP common 803111103 6,093,750 260,000 X 1 X
TANGER FACTORY OUTLET CTRS INC common 875465106 5,632,406 246,900 X 1 X
TOYS R US INC common 892335100 23,250,000 1,550,000 X 1 X
TUPPERWARE CORP common 899896104 6,747,300 333,200 X 1 X
UNITED ASSET MGMT CORP common 909420101 15,136,275 786,300 X 1 X
UNUMPROVIDENT CORP common 91529Y106 6,917,813 235,000 X 1 X
WALDEN RESIDENTIAL PPTYS INC common 931210108 4,430,119 203,100 X 1 X
WASHINGTON FED INC common 938824109 12,223,198 527,146 X 1 X
WASHINGTON MUT INC common 939322103 13,674,375 467,500 X 1 X
WASTE MGMT INC DEL common 94106L109 17,325,000 900,000 X 1 X
XEROX CORP common 984121103 6,290,625 150,000 X 1 X
-----------------
213,751,142
-----------------
$518,502,252
=================
</TABLE>
5 10/20/99
<PAGE>
LM Value Institutional Portfolio
9/30/99
Item 1: Name of Issuer
Item 2: Title of Class
Item 3: CUSIP Number
Item 4: Fair Market Value
Item 5: Shares or Principal Amount
Item 6: Investment Discretion
Item 7: Other Managers
Item 8: Voting Authority (Shares)
<TABLE>
<CAPTION>
<S> <C> <C> <C> <C> <C> <C> <C>
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8:
- ------------------------------------------------------------------------------------------------------------------------------------
A B C Sole Shared None
AETNA INC common 008117103 1,145,654 23,262 X 1 X
AMAZON COM INC common 023135106 3,891,800 48,800 X 1 X
AMBAC FINL GROUP INC common 023139108 958,633 20,235 X 1 X
AMERICA ONLINE INC DEL common 02364J104 32,598,904 313,451 X 1 X
AMGEN INC common 031162100 5,694,976 69,877 X 1 X
BANK AMER CORP common 060505104 4,016,795 72,131 X 1 X
BANK ONE CORP common 06423A103 6,758,011 194,126 X 1 X
BANKBOSTON CORP common 06605R106 4,986,347 114,959 X 1 X
BEAR STEARNS COS INC common 073902108 2,729,216 71,004 X 1 X
BERKSHIRE HATHAWAY INC DEL common 084670108 5,060,000 92 X 1 X
LLOYDS TSB GROUP ord shs 087061008 4,152,044 334,046 X 1 X
WPP GROUP ord shs 097404008 6,479,367 696,587 X 1 X
CHASE MANHATTAN CORP NEW common 16161A108 7,818,800 103,732 X 1 X
CITIGROUP INC common 172967101 7,032,344 159,826 X 1 X
DANAHER CORP common 235851102 2,850,341 54,099 X 1 X
DELL COMPUTER CORP common 247025109 14,137,475 338,116 X 1 X
DELPHI AUTOMOTIVE SYS CORP common 247126105 941,375 58,607 X 1 X
FEDERAL HOME LN MTG CORP common 313400301 3,047,564 58,607 X 1 X
FEDERAL NATL MTG ASSN common 313586109 7,065,195 112,705 X 1 X
FIRST DATA CORP common 319963104 2,077,745 47,356 X 1 X
--------------
123,442,585
</TABLE>
12 10/20/99
<PAGE>
LM Value Institutional Portfolio
9/30/99
Item 1: Name of Issuer
Item 2: Title of Class
Item 3: CUSIP Number
Item 4: Fair Market Value
Item 5: Shares or Principal Amount
Item 6: Investment Discretion
Item 7: Other Managers
Item 8: Voting Authority (Shares)
<TABLE>
<CAPTION>
<S> <C> <C> <C> <C> <C> <C> <C>
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8:
- ------------------------------------------------------------------------------------------------------------------------------------
A B C Sole Shared None
FLEET FINL GROUP INC common 338915101 1,187,419 32,421 X 1 X
FOUNDATION HEALTH SYS INC common 350404109 2,130,195 225,716 X 1 X
GATEWAY INC common 367626108 11,419,016 256,968 X 1 X
GENERAL MTRS CORP common 370442105 4,256,023 67,623 X 1 X
INTERNATIONAL BUSINESS MACHS common 459200101 6,976,635 57,480 X 1 X
KONINKLIJKE PHILIPS ELECTRS NV spnsr ADR 500472204 5,288,663 52,363 X 1 X
KROGER CO common 501044101 2,486,554 112,705 X 1 X
MBIA INC common 55262C100 662,961 14,219 X 1 X
MBNA CORP common 55262L100 3,274,598 143,544 X 1 X
MCI WORLDCOM INC common 55268B106 6,804,550 94,672 X 1 X
MGIC INVT CORP WIS common 552848103 6,780,930 142,009 X 1 X
MGM GRAND INC common 552953101 1,791,204 34,993 X 1 X
MANDALAY RESORT GROUP common 562567107 2,997,221 151,758 X 1 X
MATTEL INC common 577081102 3,683,207 193,853 X 1 X
MCKESSON HBOC INC common 58155Q103 6,275,426 216,394 X 1 X
METRO GOLDWYN MAYER INC NEW common 591610100 1,083,530 61,916 X 1 X
NEXTEL COMMUNICATIONS INC clA 65332V103 9,481,069 139,813 X 1 X
NOKIA CORP spnsr ADR 654902204 6,075,905 67,651 X 1 X
PEPSICO INC common 713448108 1,841,802 60,886 X 1 X
PHILIP MORRIS COS INC common 718154107 2,544,097 74,416 X 1 X
---------------
87,041,003
</TABLE>
13 10/20/99
<PAGE>
LM Value Institutional Portfolio
9/30/99
Item 1: Name of Issuer
Item 2: Title of Class
Item 3: CUSIP Number
Item 4: Fair Market Value
Item 5: Shares or Principal Amount
Item 6: Investment Discretion
Item 7: Other Managers
Item 8: Voting Authority (Shares)
<TABLE>
<CAPTION>
<S> <C> <C> <C> <C> <C> <C> <C>
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8:
- ------------------------------------------------------------------------------------------------------------------------------------
A B C Sole Shared None
STARWOOD HOTELS + RESORTS clB 85590A203 4,390,988 196,795 X 1 X
STORAGE TECHNOLOGY CORP common 862111200 3,471,314 180,328 X 1 X
TELEFONOS DE MEXICO S A spnsr ADR 879403780 2,569,703 36,066 X 1 X
TOYS R US INC common 892335100 4,835,055 322,337 X 1 X
UNITED HEALTHCARE CORP common 910581107 6,145,823 126,230 X 1 X
WASHINGTON MUT INC common 939322103 6,757,540 231,027 X 1 X
WASTE MGMT INC DEL common 94106L109 5,756,770 299,053 X 1 X
ZIONS BANCORP common 989701107 1,631,480 29,596 X 1 X
---------------
35,558,672.55
---------------
$246,042,260
===============
</TABLE>
14 10/20/99
<PAGE>
LM Balanced Trust
9/30/99
Item 1: Name of Issuer
Item 2: Title of Class
Item 3: CUSIP Number
Item 4: Fair Market Value
Item 5: Shares or Principal Amount
Item 6: Investment Discretion
Item 7: Other Managers
Item 8: Voting Authority (Shares)
<TABLE>
<CAPTION>
<S> <C> <C> <C> <C> <C> <C> <C>
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8:
- ------------------------------------------------------------------------------------------------------------------------------------
A B C Sole Shared None
AMR CORP DEL common 001765106 654,000 12,000 X 1 X
AT + T CORP common 001957109 1,000,500 23,000 X 1 X
ABBOTT LABS common 002824100 716,625 19,500 X 1 X
AETNA INC common 008117103 221,625 4,500 X 1 X
ANHEUSER BUSCH COS INC common 035229103 728,650 10,400 X 1 X
ATLANTIC RICHFIELD CO common 048825103 398,813 4,500 X 1 X
BLACKROCK NORTH AMERN GOVT INC common 092475102 1,006,250 100,000 X 1 X
BLOCK H + R INC common 093671105 933,906 21,500 X 1 X
CHARTER ONE FINL INC common 160903100 1,286,906 55,650 X 1 X
CHATEAU CMNTYS INC common 161726104 1,222,000 47,000 X 1 X
CINCINNATI BELL INC common 171870108 291,563 15,000 X 1 X
CINTAS CORP common 172908105 317,969 5,500 X 1 X
CITIGROUP INC common 172967101 1,012,000 23,000 X 1 X
COMPAQ COMPUTER CORP common 204493100 573,438 25,000 X 1 X
DOVER CORP common 260003108 637,650 15,600 X 1 X
FEDERAL NATL MTG ASSN common 313586109 1,441,813 23,000 X 1 X
FORD MTR CO DEL common 345370100 853,188 17,000 X 1 X
GATX common 361448103 761,031 24,500 X 1 X
HOME DEPOT INC common 437076102 343,125 5,000 X 1 X
INTEL CORP common 458140100 966,063 13,000 X 1 X
---------------
15,367,113
</TABLE>
15 10/20/99
<PAGE>
LM Balanced Trust
9/30/99
Item 1: Name of Issuer
Item 2: Title of Class
Item 3: CUSIP Number
Item 4: Fair Market Value
Item 5: Shares or Principal Amount
Item 6: Investment Discretion
Item 7: Other Managers
Item 8: Voting Authority (Shares)
<TABLE>
<CAPTION>
<S> <C> <C> <C> <C> <C> <C> <C>
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8:
- ------------------------------------------------------------------------------------------------------------------------------------
A B C Sole Shared None
INTERNATIONAL BUSINESS MACHS common 459200101 267,025 2,200 X 1 X
KANSAS CITY SOUTHN INDS INC common 485170104 854,450 18,400 X 1 X
KAYDON CORP common 486587108 646,750 26,000 X 1 X
MCI WORLDCOM INC common 55268B106 539,063 7,500 X 1 X
MARSHALL + ILSLEY CORP common 571834100 684,750 12,000 X 1 X
MARTIN MARIETTA MATLS INC common 573284106 619,031 15,500 X 1 X
MCDONALDS CORP common 580135101 860,000 20,000 X 1 X
MELLON BK CORP common 585509102 405,000 12,000 X 1 X
MERCK + CO INC common 589331107 771,269 11,900 X 1 X
MOLEX INC common 608554200 660,450 20,400 X 1 X
NORTEL NETWORKS CORP common 656569100 295,800 5,800 X 1 X
PHILIP MORRIS COS INC common 718154107 923,063 27,000 X 1 X
PHILLIPS PETE CO common 718507106 658,125 13,500 X 1 X
POST PPTYS INC common 737464107 668,313 17,000 X 1 X
POTASH CORP SASK INC common 73755L107 671,125 13,000 X 1 X
SYSCO CORP common 871829107 596,063 17,000 X 1 X
TIME WARNER INC common 887315109 668,250 11,000 X 1 X
---------------
10,788,525
</TABLE>
16 10/20/99
<PAGE>
LM Balanced Trust
9/30/99
Item 1: Name of Issuer
Item 2: Title of Class
Item 3: CUSIP Number
Item 4: Fair Market Value
Item 5: Shares or Principal Amount
Item 6: Investment Discretion
Item 7: Other Managers
Item 8: Voting Authority (Shares)
<TABLE>
<CAPTION>
<S> <C> <C> <C> <C> <C> <C> <C>
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8:
- ------------------------------------------------------------------------------------------------------------------------------------
A B C Sole Shared None
TYCO INTL LTD NEW common 902124106 774,375 7,500 X 1 X
UNION PAC CORP common 907818108 672,875 14,000 X 1 X
UNOCAL CORP common 915289102 630,063 17,000 X 1 X
---------------
2,077,313
---------------
$28,232,950
===============
</TABLE>
17 10/20/99
<PAGE>
LM High Yield Portfolio
9/30/99
Item 1: Name of Issuer
Item 2: Title of Class
Item 3: CUSIP Number
Item 4: Fair Market Value
Item 5: Shares or Principal Amount
Item 6: Investment Discretion
Item 7: Other Managers
Item 8: Voting Authority (Shares)
<TABLE>
<CAPTION>
<S> <C> <C> <C> <C> <C> <C> <C>
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8:
- ------------------------------------------------------------------------------------------------------------------------
A B C Sole Shared None
GLOBAL CROSSING LTD common G3921A100 48,853,916 1,843,544 X 1 X
-------------
$48,853,916
=============
</TABLE>
18 10/20/99
<PAGE>
Legg Mason American Leading Companies
9/30/99
Item 1: Name of Issuer
Item 2: Title of Class
Item 3: CUSIP Number
Item 4: Fair Market Value
Item 5: Shares or Principal Amount
Item 6: Investment Discretion
Item 7: Other Managers
Item 8: Voting Authority (Shares)
<TABLE>
<CAPTION>
<S> <C> <C> <C> <C> <C> <C> <C>
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8:
- ------------------------------------------------------------------------------------------------------------------------------------
A B C Sole Shared None
AMR CORP DEL common 001765106 4,796,000 88,000 X 1 X
AT + T CORP common 001957109 3,915,000 90,000 X 1 X
AMERICA ONLINE INC DEL common 02364J104 12,272,000 118,000 X 1 X
AMERICAN INTL GROUP INC common 026874107 1,206,258 13,875 X 1 X
AMGEN INC common 031162100 9,943,000 122,000 X 1 X
AVON PRODS INC common 054303102 3,101,563 125,000 X 1 X
BANK AMER CORP common 060505104 4,096,038 73,554 X 1 X
BANK ONE CORP common 06423A103 8,180,938 235,000 X 1 X
BERKSHIRE HATHAWAY INC DEL cl B 084670207 5,939,200 3,200 X 1 X
BRISTOL MYERS SQUIBB CO common 110122108 5,737,500 85,000 X 1 X
BURLINGTON NORTHN SANTA FE common 12189T104 5,500,000 200,000 X 1 X
CHASE MANHATTAN CORP NEW common 16161A108 10,024,875 133,000 X 1 X
CISCO SYS INC common 17275R102 2,056,875 30,000 X 1 X
CITIGROUP INC common 172967101 11,682,000 265,500 X 1 X
CONSECO INC common 208464107 6,568,181 340,100 X 1 X
DELPHI AUTOMOTIVE SYS CORP common 247126105 561,320 34,946 X 1 X
DU PONT E I DE NEMOURS + CO common 263534109 1,826,250 30,000 X 1 X
EQUITY OFFICE PPTYS TR common 294741103 6,742,500 290,000 X 1 X
EXXON CORP common 302290101 1,101,094 14,500 X 1 X
---------------
105,250,591
</TABLE>
1 10/20/99
<PAGE>
Legg Mason American Leading Companies
9/30/99
Item 1: Name of Issuer
Item 2: Title of Class
Item 3: CUSIP Number
Item 4: Fair Market Value
Item 5: Shares or Principal Amount
Item 6: Investment Discretion
Item 7: Other Managers
Item 8: Voting Authority (Shares)
<TABLE>
<CAPTION>
<S> <C> <C> <C> <C> <C> <C> <C>
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8:
- ------------------------------------------------------------------------------------------------------------------------------------
A B C Sole Shared None
FEDERAL NATL MTG ASSN common 313586109 3,761,250 60,000 X 1 X
FORD MTR CO DEL common 345370100 2,509,375 50,000 X 1 X
FOUNDATION HEALTH SYS INC common 350404109 4,954,688 525,000 X 1 X
GATEWAY INC common 367626108 8,887,500 200,000 X 1 X
GENERAL ELEC CO common 369604103 2,964,063 25,000 X 1 X
GENERAL MTRS CORP common 370442105 3,146,875 50,000 X 1 X
HEWLETT PACKARD CO common 428236103 1,591,600 17,300 X 1 X
INTEL CORP common 458140100 7,802,813 105,000 X 1 X
INTERNATIONAL BUSINESS MACHS common 459200101 14,565,000 120,000 X 1 X
JOHNSON + JOHNSON common 478160104 1,304,625 14,200 X 1 X
KIMBERLY CLARK CORP common 494368103 2,625,000 50,000 X 1 X
KONINKLIJKE PHILIPS ELECTRS NV spnsr ADR 500472204 12,544,200 124,200 X 1 X
LUCENT TECHNOLOGIES INC common 549463107 1,946,250 30,000 X 1 X
MCI WORLDCOM INC common 55268B106 9,343,750 130,000 X 1 X
MGIC INVT CORP WIS common 552848103 8,595,000 180,000 X 1 X
MATTEL INC common 577081102 7,638,000 402,000 X 1 X
MCKESSON HBOC INC common 58155Q103 7,105,000 245,000 X 1 X
MELLON BK CORP common 585509102 2,700,000 80,000 X 1 X
MERCK + CO INC common 589331107 5,055,375 78,000 X 1 X
MICROSOFT CORP common 594918104 7,245,000 80,000 X 1 X
---------------
116,285,363
</TABLE>
2 10/20/99
<PAGE>
Legg Mason American Leading Companies
9/30/99
Item 1: Name of Issuer
Item 2: Title of Class
Item 3: CUSIP Number
Item 4: Fair Market Value
Item 5: Shares or Principal Amount
Item 6: Investment Discretion
Item 7: Other Managers
Item 8: Voting Authority (Shares)
<TABLE>
<CAPTION>
<S> <C> <C> <C> <C> <C> <C> <C>
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8:
- ------------------------------------------------------------------------------------------------------------------------------------
A B C Sole Shared None
MINNESOTA MNG + MFG CO common 604059105 3,170,063 33,000 X 1 X
PEPSICO INC common 713448108 2,873,750 95,000 X 1 X
PFIZER INC common 717081103 1,617,188 45,000 X 1 X
PHILIP MORRIS COS INC common 718154107 2,666,625 78,000 X 1 X
PROCTER + GAMBLE CO common 742718109 1,087,500 11,600 X 1 X
RITE AID CORP common 767754104 2,693,438 195,000 X 1 X
SAKS INC common 79377W108 3,648,038 240,200 X 1 X
SARA LEE CORP common 803111103 2,109,375 90,000 X 1 X
SCHERING PLOUGH CORP common 806605101 3,839,000 88,000 X 1 X
STARWOOD HOTELS + RESORTS cl B 85590A203 5,020,313 225,000 X 1 X
STORAGE TECHNOLOGY CORP common 862111200 5,775,000 300,000 X 1 X
TEXACO INC common 881694103 2,525,000 40,000 X 1 X
TOYS R US INC common 892335100 3,240,000 216,000 X 1 X
UNITED HEALTHCARE CORP common 910581107 8,276,875 170,000 X 1 X
WAL MART STORES INC common 931142103 1,617,125 34,000 X 1 X
WASHINGTON MUT INC common 939322103 7,733,700 264,400 X 1 X
WASTE MGMT INC DEL common 94106L109 6,160,000 320,000 X 1 X
XEROX CORP common 984121103 4,613,125 110,000 X 1 X
---------------
68,666,113
---------------
$290,202,066
===============
</TABLE>
3 10/20/99
<PAGE>
Legg Mason Value Trust
9/30/99
Item 1: Name of Issuer
Item 2: Title of Class
Item 3: CUSIP Number
Item 4: Fair Market Value
Item 5: Shares or Principal Amount
Item 6: Investment Discretion
Item 7: Other Managers
Item 8: Voting Authority (Shares)
<TABLE>
<CAPTION>
<S> <C> <C> <C> <C> <C> <C> <C>
Item 1: Item 2: Item 3: Item 4 Item 5: Item 6: Item 7: Item 8:
- ------------------------------------------------------------------------------------------------------------------------------------
A B C Sole Shared None
AETNA INC common 008117103 49,791,750 1,011,000 X 1 X
AMAZON COM INC common 023135106 105,700,650 1,325,400 X 1 X
AMBAC FINL GROUP INC common 023139108 41,756,325 881,400 X 1 X
AMERICA ONLINE INC DEL common 02364J104 1,445,600,000 13,900,000 X 1 X
AMGEN INC common 031162100 252,650,000 3,100,000 X 1 X
BANK AMER CORP common 060505104 178,200,000 3,200,000 X 1 X
BANK ONE CORP common 06423A103 313,312,500 9,000,000 X 1 X
BANKBOSTON CORP common 06605R106 221,212,500 5,100,000 X 1 X
BEAR STEARNS COS INC common 073902108 121,078,125 3,150,000 X 1 X
BERKSHIRE HATHAWAY INC DEL clA 084670108 225,445,000 4,099 X 1 X
LLOYDS TSB GROUP ord shs 087061008 192,823,067 15,513,267 X 1 X
WPP GROUP ord shs 097404008 287,327,665 30,890,165 X 1 X
CHASE MANHATTAN CORP NEW common 16161A108 346,725,000 4,600,000 X 1 X
CITIGROUP INC common 172967101 312,400,000 7,100,000 X 1 X
DANAHER CORP common 235851102 126,450,000 2,400,000 X 1 X
DELL COMPUTER CORP common 247025109 627,187,500 15,000,000 X 1 X
DELPHI AUTOMOTIVE SYS CORP common 247126105 41,762,500 2,600,000 X 1 X
FEDERAL HOME LN MTG CORP common 313400301 135,200,000 2,600,000 X 1 X
-----------------
5,024,622,582
</TABLE>
1 10/20/99
<PAGE>
Legg Mason Value Trust
9/30/99
Item 1: Name of Issuer
Item 2: Title of Class
Item 3: CUSIP Number
Item 4: Fair Market Value
Item 5: Shares or Principal Amount
Item 6: Investment Discretion
Item 7: Other Managers
Item 8: Voting Authority (Shares)
<TABLE>
<CAPTION>
<S> <C> <C> <C> <C> <C> <C> <C>
Item 1: Item 2: Item 3: Item 4 Item 5: Item 6: Item 7: Item 8:
- ------------------------------------------------------------------------------------------------------------------------------------
A B C Sole Shared None
FEDERAL NATL MTG ASSN common 313586109 313,437,500 5,000,000 X 1 X
FIRST DATA CORP common 319963104 92,137,500 2,100,000 X 1 X
FLEET FINL GROUP INC common 338915101 52,677,738 1,438,300 X 1 X
FOUNDATION HEALTH SYS INC common 350404109 96,262,500 10,200,000 X 1 X
GATEWAY INC common 367626108 506,587,500 11,400,000 X 1 X
GENERAL MTRS CORP common 370442105 188,812,500 3,000,000 X 1 X
INTERNATIONAL BUSINESS MACHS common 459200101 309,506,250 2,550,000 X 1 X
KONINKLIJKE PHILIPS ELECTRS NV spnsr ADR 500472204 234,623,000 2,323,000 X 1 X
KROGER CO common 501044101 110,312,500 5,000,000 X 1 X
MBIA INC common 55262C100 23,433,725 502,600 X 1 X
MBNA CORP common 55262L100 146,000,000 6,400,000 X 1 X
MCI WORLDCOM INC common 55268B106 309,062,500 4,300,000 X 1 X
MGIC INVT CORP WIS common 552848103 310,375,000 6,500,000 X 1 X
MGM GRAND INC common 552953101 79,464,499 1,552,420 X 1 X
MANDALAY RESORT GROUP common 562567107 133,065,625 6,737,500 X 1 X
MATTEL INC common 577081102 163,400,000 8,600,000 X 1 X
MCKESSON HBOC INC common 58155Q103 278,400,000 9,600,000 X 1 X
METRO GOLDWYN MAYER INC NEW common 591610100 48,069,000 2,746,800 X 1 X
NEXTEL COMMUNICATIONS INC cl A 65332V103 420,437,500 6,200,000 X 1 X
-----------------
3,816,064,836
</TABLE>
2 10/20/99
<PAGE>
Legg Mason Value Trust
9/30/99
Item 1: Name of Issuer
Item 2: Title of Class
Item 3: CUSIP Number
Item 4: Fair Market Value
Item 5: Shares or Principal Amount
Item 6: Investment Discretion
Item 7: Other Managers
Item 8: Voting Authority (Shares)
<TABLE>
<CAPTION>
<S> <C> <C> <C> <C> <C> <C> <C>
Item 1: Item 2: Item 3: Item 4 Item 5: Item 6: Item 7: Item 8:
- ------------------------------------------------------------------------------------------------------------------------------------
A B C Sole Shared None
NOKIA CORP spnsr ADR 654902204 269,437,500 3,000,000 X 1 X
PEPSICO INC common 713448108 81,675,000 2,700,000 X 1 X
PHILIP MORRIS COS INC common 718154107 116,237,500 3,400,000 X 1 X
STARWOOD HOTELS + RESORTS cl B 85590A203 197,064,000 8,832,000 X 1 X
STORAGE TECHNOLOGY CORP common 862111200 154,000,000 8,000,000 X 1 X
TELEFONOS DE MEXICO S A spnsr ADR 879403780 114,000,000 1,600,000 X 1 X
TOYS R US INC common 892335100 219,000,000 14,600,000 X 1 X
UNITED HEALTHCARE CORP common 910581107 272,650,000 5,600,000 X 1 X
WASHINGTON MUT INC common 939322103 292,500,000 10,000,000 X 1 X
WASTE MGMT INC DEL common 94106L109 270,462,500 14,050,000 X 1 X
ZIONS BANCORP common 989701107 72,379,125 1,313,000 X 1 X
-----------------
2,059,405,625.00
------------------
10,900,093,043.28
==================
</TABLE>
3 10/20/99
<PAGE>
<TABLE>
<CAPTION>
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) Run Date: 11/03/99
-----------------------------
FOR POSITIONS HELD AS OF 09/30/1999 S.E.C. Use Only
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
Escrow Charter Federal Savings Common Stock 161223987 0 400
Medialliance Inc. Liquidating Common Stock 584022990 0 2,500
Krupp Government Income Trust Common Stock 501118103 0 2,683
Hire Quality Inc Cl B Common Stock 8L24130 50 50
Boston Capital Tax Credit Fund II LP LTD Part P12 8S00052 0 1,000
Escrow Cafe Ones LP LTD Partnership LTD Part P4 8S00076 0 1,000
Warren Ehret Co. PFD QTR 30/360 8S00431 0 3
Astron Corp. Common Stock 8S00961 0 4,000
Harvest Community Bank Common Stock 8S00974 0 9,425
State Bank of Commerce Slidell LA Common Stock 8S01071 0 5,000
System Planning Corp Inc Common Stock 8S01086 0 4,093
Triangle Biomedical Sciences Common Stock 8S01111 0 289
Hethwood INcome Partners Ltd LTD Part P2 8S01155 0 1
Intrabiotics Pharmaceuticals Inc. Se Common Stock 8S01349 0 10,000
Harbor Bank Outside Purchase Common Stock 8S01447 18 1,000
Meritor Savings bk Receivers Cert Common Stock 8S01775 0 100,000
Development Partners Common Stock 8S01811 0 5
Technology Funding Secured Investors Common Stock 8S02033 0 300
Consolidated Oil Corp Common Stock 8S03025 0 0
Bridgeview Inc Common Stock 8S03534 0 1,000
Houston Spec ASO LLC Common Stock 8S04644 0 100
U.S. Fleet Services Inc. Common Stock 8S04894 0 4
Astra AB - Spons ADR A ADR 046298105 0 0
Alabama Railroad Co. - Iowa Pfd PFD QTR 30/360 A001556 0 1
Allaire Corp Common Stock 016714107 11 200
Amr Corp PFD QTR 30/360 001765866 6 240
Aames Finl Corp. Pfd Conv Ser C PreferdStk Conv 00253A200 0 1,000
Alabama & Florida Railway Co. Common Stock A630990 0 4
Alcoa Inc. Common Stock 013817101 1,877 30,238
Arcadia Financial Limited Common Stock 039101100 2 400
Airtran Holdings Inc. Common Stock 00949P108 7 1,400
Aames Financial Corp. Common Stock 00253A101 1 1,000
ABN AMRO Capital FDG Trust I 7.5% Pf PFD QTR 30/360 00371Q202 39 1,700
Abn Amro Cap Fdg Tr Ii PFD QTR 30/360 00371T206 33 1,500
Amway Asia Pacific LTD Foreign Stock G0352M108 11 1,000
Apple Computer Common Stock 037833100 1,670 26,375
Advanced Aerodynamics &Str -A Common Stock 00750B107 83 35,900
Anglo American PLC ADR 03485P102 619 11,082
Avatex Corp. Common Stock 05349F105 0 110
Avatex Corp. $5.00 Cum PreferdStk Conv 05349F204 5 698
Avatex Corp. Ser A Cum Pik Pfd PFD QTR 30/360 05349F303 2 360
Abacan Resource Corp. New Foreign Stock 002919108 16 90,230
Abington Bancorp Inc. Common Stock 00350P100 135 11,210
ABC-NACO Inc Common Stock 000752105 400 28,295
Airborne Freight Corp. Common Stock 009266107 334 15,875
Arkansas Best Corp. - Del Common Stock 040790107 687 55,500
<CAPTION>
Item 6:
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared as (c) Shared Other Voting Authority (Shares)
(a) Sole Def Other Managers (a) Sole (b) Shared (c) None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
Escrow Charter Federal Savings x 0 400 0
Medialliance Inc. Liquidating x 0 2,500 0
Krupp Government Income Trust x 0 2,683 0
Hire Quality Inc Cl B x 0 50 0
Boston Capital Tax Credit Fund II LP x 0 1,000 0
Escrow Cafe Ones LP LTD Partnership x 0 1,000 0
Warren Ehret Co. x 0 3 0
Astron Corp. x 0 4,000 0
Harvest Community Bank x 0 9,425 0
State Bank of Commerce Slidell LA x 0 5,000 0
System Planning Corp Inc x 0 4,093 0
Triangle Biomedical Sciences x 0 289 0
Hethwood INcome Partners Ltd x 0 1 0
Intrabiotics Pharmaceuticals Inc. Se x 0 10,000 0
Harbor Bank Outside Purchase x 0 1,000 0
Meritor Savings bk Receivers Cert x 0 100,000 0
Development Partners x 0 5 0
Technology Funding Secured Investors x 0 300 0
Consolidated Oil Corp x 0 0 0
Bridgeview Inc x 0 1,000 0
Houston Spec ASO LLC x 0 100 0
U.S. Fleet Services Inc. x 0 4 0
Astra AB - Spons ADR A x 0 0 0
Alabama Railroad Co. - Iowa Pfd x 0 1 0
Allaire Corp x 0 200 0
Amr Corp x 0 240 0
Aames Finl Corp. Pfd Conv Ser C x 0 1,000 0
Alabama & Florida Railway Co. x 0 4 0
Alcoa Inc. x 0 30,238 0
Arcadia Financial Limited x 0 400 0
Airtran Holdings Inc. x 0 1,400 0
Aames Financial Corp. x 0 1,000 0
ABN AMRO Capital FDG Trust I 7.5% Pf x 0 1,700 0
Abn Amro Cap Fdg Tr Ii x 0 1,500 0
Amway Asia Pacific LTD x 0 1,000 0
Apple Computer x 0 26,375 0
Advanced Aerodynamics &Str -A x 0 35,900 0
Anglo American PLC x 0 11,082 0
Avatex Corp. x 0 110 0
Avatex Corp. $5.00 Cum x 0 698 0
Avatex Corp. Ser A Cum Pik Pfd x 0 360 0
Abacan Resource Corp. New x 0 90,230 0
Abington Bancorp Inc. x 0 11,210 0
ABC-NACO Inc x 0 28,295 0
Airborne Freight Corp. x 0 15,875 0
Arkansas Best Corp. - Del x 0 55,500 0
<PAGE>
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
Arkansas Best Corp. Conv PFD Ser A PreferdStk Conv 040790206 13 300
Groupe AB SA - ADR ADR 39944Q109 7 3,000
Ambac Financial Group, Inc. Common Stock 023139108 332 7,000
ABM Industries Inc. Common Stock 000957100 73 2,870
ABN Amro Hldg NV Sponsored ADR ADR 000937102 201 8,888
American Business Products Inc. Common Stock 024763104 4 225
Albertson's Inc. Common Stock 013104104 2,135 53,957
Abbott Laboratories Common Stock 002824100 17,670 480,810
Able Telcom Holding Corp. New Common Stock 003712304 6 650
Alpha Beta Technology Inc. Common Stock 02071K105 0 4,800
Autobytel.Com Inc. Common Stock 05275N106 5 410
Agribiotech Inc Common Stock 008494106 39 9,500
Barrick Gold Corp. Foreign Stock 067901108 105 4,850
Abitibi-Consolidated Inc. Foreign Stock 003924107 41 3,395
Alliance Capital Management - LP LTD Part P4 018548107 587 21,400
Alabama Power Co. 7.00% Ser B Pfd PFD QTR 30/360 010392637 13 600
Atlantic Coast Airlines Common Stock 048396105 7 400
American Capital Strategies Common Stock 024937104 709 38,300
Alfacell Corp. Common Stock 015404106 1 1,000
Americredit Corp. Common Stock 03060R101 669 44,770
Acm Government Income Fund Inc. Common Stock 000912105 196 23,989
Arch Coal Inc Common Stock 039380100 2 200
Armstrong World Industries Inc. Common Stock 042476101 531 11,821
ACE LTD Common Stock G0070K103 210 12,405
Accom Inc Common Stock 004334108 1 1,000
Accent Software Intl Ltd Common Stock M01575105 5 23,800
American Retirement Corp. Common Stock 028913101 27 2,730
Acacia Research Corp. Common Stock 003881109 923 57,000
Acorn Products Inc Common Stock 004857108 81 26,590
Acrodyne Communications Inc. Common Stock 00500E104 0 150
Affiliated Computer Services Common Stock 008190100 1,053 25,926
Advanced Communication System Inc Common Stock 00750X109 2 200
Actfit Com Inc Foreign Stock 00503P106 8 7,500
Actel Corp Common Stock 004934105 32 1,700
Action Performance Cos Inc. Common Stock 004933107 664 31,530
Alberto Culver Co Cl B Conv Common Stock 013068101 39 1,700
Alberto Culver Co. Cl A Common Stock 013068200 102 5,200
ACX Technologies Inc. Common Stock 005123104 14 1,500
Acxiom Corp. Common Stock 005125109 109 5,551
Advo Inc Common Stock 007585102 42 2,129
ADAC Laboratories New Common Stock 005313200 200 20,400
Adaptive Broadband Corp Common Stock 00650M104 67 2,000
Adobe Systems Inc. Common Stock 00724F101 4,640 40,882
Audible Inc Common Stock 05069A104 12 1,125
Agree Realty Corp. Common Stock 008492100 360 21,500
A D C Telecommunications Inc. Common Stock 000886101 324 7,733
ACM Managed Dollar Income Fund Common Stock 000949107 5 500
Adams Golf Inc Common Stock 006228100 7 2,200
Analog Devices Inc. Common Stock 032654105 476 9,280
Advanced Digital Info Corp Common Stock 007525108 227 8,178
Adelphia Communications Corp. - Cl A Common Stock 006848105 360 6,115
Advanced Lighting Tech Inc Common Stock 00753C102 4 500
Archer-Daniels Midland Co. Common Stock 039483102 810 66,433
<CAPTION>
Item 6:
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared as (c) Shared Other Voting Authority (Shares)
(a) Sole Def Other Managers (a) Sole (b) Shared (c) None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
Arkansas Best Corp. Conv PFD Ser A x 0 300 0
Groupe AB SA - ADR x 0 3,000 0
Ambac Financial Group, Inc. x 0 7,000 0
ABM Industries Inc. x 0 2,870 0
ABN Amro Hldg NV Sponsored ADR x 0 8,888 0
American Business Products Inc. x 0 225 0
Albertson's Inc. x 0 53,957 0
Abbott Laboratories x 0 480,810 0
Able Telcom Holding Corp. New x 0 650 0
Alpha Beta Technology Inc. x 0 4,800 0
Autobytel.Com Inc. x 0 410 0
Agribiotech Inc x 0 9,500 0
Barrick Gold Corp. x 0 4,850 0
Abitibi-Consolidated Inc. x 0 3,395 0
Alliance Capital Management - LP x 0 21,400 0
Alabama Power Co. 7.00% Ser B Pfd x 0 600 0
Atlantic Coast Airlines x 0 400 0
American Capital Strategies x 0 38,300 0
Alfacell Corp. x 0 1,000 0
Americredit Corp. x 0 44,770 0
Acm Government Income Fund Inc. x 0 23,989 0
Arch Coal Inc x 0 200 0
Armstrong World Industries Inc. x 0 11,821 0
ACE LTD x 0 12,405 0
Accom Inc x 0 1,000 0
Accent Software Intl Ltd x 0 23,800 0
American Retirement Corp. x 0 2,730 0
Acacia Research Corp. x 0 57,000 0
Acorn Products Inc x 0 26,590 0
Acrodyne Communications Inc. x 0 150 0
Affiliated Computer Services x 0 25,926 0
Advanced Communication System Inc x 0 200 0
Actfit Com Inc x 0 7,500 0
Actel Corp x 0 1,700 0
Action Performance Cos Inc. x 0 31,530 0
Alberto Culver Co Cl B Conv x 0 1,700 0
Alberto Culver Co. Cl A x 0 5,200 0
ACX Technologies Inc. x 0 1,500 0
Acxiom Corp. x 0 5,551 0
Advo Inc x 0 2,129 0
ADAC Laboratories New x 0 20,400 0
Adaptive Broadband Corp x 0 2,000 0
Adobe Systems Inc. x 0 40,882 0
Audible Inc x 0 1,125 0
Agree Realty Corp. x 0 21,500 0
A D C Telecommunications Inc. x 0 7,733 0
ACM Managed Dollar Income Fund x 0 500 0
Adams Golf Inc x 0 2,200 0
Analog Devices Inc. x 0 9,280 0
Advanced Digital Info Corp x 0 8,178 0
Adelphia Communications Corp. - Cl A x 0 6,115 0
Advanced Lighting Tech Inc x 0 500 0
Archer-Daniels Midland Co. x 0 66,433 0
<PAGE>
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
Adaptec Inc. Common Stock 00651F108 309 7,785
Andrx Corp. Common Stock 034551101 300 5,120
Atlantic Data Services Inc Common Stock 048523104 2 700
Autodesk Inc. Common Stock 052769106 119 5,445
Adtran Inc. Common Stock 00738A106 15 400
Advanta Corp. CL A Common Stock 007942105 27 1,873
Advanta Corporation Class B Common Stock 007942204 23 1,940
Advanced Viral Research Corp Common Stock 007928104 3 15,000
Advent Software Inc. Common Stock 007974108 112 1,804
Adams Express Common Stock 006212104 231 8,059
Allied Zurich PLC Sponsored ADR ADR 01959Q101 4,542 195,588
Associated Estates Realty Corp. Common Stock 045604105 214 23,300
Ameren Corp. Common Stock 023608102 157 4,153
Aegon NV - ORD ADR 007924103 693 8,007
Air Express Intl Corp. Common Stock 009104100 136 6,014
AMC Entertainment Inc. Common Stock 001669100 54 3,900
American Eagle Outfitters Inc. Common Stock 02553E106 237 4,884
American Electric Power Co Common Stock 025537101 329 9,647
Aegis Realty Inc Common Stock 00760P104 19 2,069
Aerial Communications Inc. Common Stock 007655103 14 500
The AES Corp. Common Stock 00130H105 2,790 47,280
Aetna Inc. Common Stock 008117103 752 15,267
Aetna Capital LLC 9.50% Cum Monthly PFDMthly 30/360 008095200 172 6,850
Applied Extrusion Technologies Inc Common Stock 038196101 119 16,150
The Argentina Fund, Inc. Common Stock 040112104 4 400
Advance Financial Bancorp Common Stock 007437106 4 300
Allmerica Financial Corp. Common Stock 019754100 28 595
Advanced Fibre Communication Common Stock 00754A105 4 190
AFC Cable Systems Inc. Common Stock 000950105 13 300
Affymetrix Inc. Common Stock 00826T108 59 600
American Financial Group Inc. Common Stock 025932104 170 6,050
American Financial Cap Trust Preferred Stock 026077206 147 5,860
Atlantic Financial Corp Common Stock 04853R100 95 5,500
Aflac Corp. New Common Stock 001055102 1,453 34,698
AMFM Inc Common Stock 001693100 820 13,474
Associates First Capital Corp. Common Stock 046008108 2,966 82,378
American Freightways Corp Common Stock 02629V108 46 2,535
Agco Corp. Common Stock 001084102 262 20,150
AGA AB-B Shs Foreign Stock W02672124 9 550
American General Corp. Common Stock 026351106 1,782 28,198
American General Capital LLC 8.125% PFDMthly 30/360 02637F301 61 2,500
American General Capital LLC 8.45% P PFDMthly 30/360 02637F202 138 5,600
Edwards A G Inc. Common Stock 281760108 499 18,912
Argonaut Group Inc. Common Stock 040157109 3 105
Angelica Corp. Common Stock 034663104 1 100
Allergan Inc. Common Stock 018490102 1,517 13,787
Argentaria-SP ADR ADR 04011W108 233 5,280
Associated Group Inc. CL A Common Stock 045651106 112 1,857
Associated Group Inc. Cl B Common Stock 045651205 1,237 20,420
SAGA Sys Inc Common Stock 786610105 2,299 159,240
Applied Graphics Technologies Inc. Common Stock 037937109 17 2,000
Agrium Inc Canadian Orig PFD PFD QTR 30/360 008916207 10 500
Argosy Gaming Co Common Stock 040228108 530 40,000
<CAPTION>
Item 6:
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared as (c) Shared Other Voting Authority (Shares)
(a) Sole Def Other Managers (a) Sole (b) Shared (c) None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
Adaptec Inc. x 0 7,785 0
Andrx Corp. x 0 5,120 0
Atlantic Data Services Inc x 0 700 0
Autodesk Inc. x 0 5,445 0
Adtran Inc. x 0 400 0
Advanta Corp. CL A x 0 1,873 0
Advanta Corporation Class B x 0 1,940 0
Advanced Viral Research Corp x 0 15,000 0
Advent Software Inc. x 0 1,804 0
Adams Express x 0 8,059 0
Allied Zurich PLC Sponsored ADR x 0 195,588 0
Associated Estates Realty Corp. x 0 23,300 0
Ameren Corp. x 0 4,153 0
Aegon NV - ORD x 0 8,007 0
Air Express Intl Corp. x 0 6,014 0
AMC Entertainment Inc. x 0 3,900 0
American Eagle Outfitters Inc. x 0 4,884 0
American Electric Power Co x 0 9,647 0
Aegis Realty Inc x 0 2,069 0
Aerial Communications Inc. x 0 500 0
The AES Corp. x 0 47,280 0
Aetna Inc. x 0 15,267 0
Aetna Capital LLC 9.50% Cum Monthly x 0 6,850 0
Applied Extrusion Technologies Inc x 0 16,150 0
The Argentina Fund, Inc. x 0 400 0
Advance Financial Bancorp x 0 300 0
Allmerica Financial Corp. x 0 595 0
Advanced Fibre Communication x 0 190 0
AFC Cable Systems Inc. x 0 300 0
Affymetrix Inc. x 0 600 0
American Financial Group Inc. x 0 6,050 0
American Financial Cap Trust x 0 5,860 0
Atlantic Financial Corp x 0 5,500 0
Aflac Corp. New x 0 34,698 0
AMFM Inc x 0 13,474 0
Associates First Capital Corp. x 0 82,378 0
American Freightways Corp x 0 2,535 0
Agco Corp. x 0 20,150 0
AGA AB-B Shs x 0 550 0
American General Corp. x 0 28,198 0
American General Capital LLC 8.125% x 0 2,500 0
American General Capital LLC 8.45% P x 0 5,600 0
Edwards A G Inc. x 0 18,912 0
Argonaut Group Inc. x 0 105 0
Angelica Corp. x 0 100 0
Allergan Inc. x 0 13,787 0
Argentaria-SP ADR x 0 5,280 0
Associated Group Inc. CL A x 0 1,857 0
Associated Group Inc. Cl B x 0 20,420 0
SAGA Sys Inc x 0 159,240 0
Applied Graphics Technologies Inc. x 0 2,000 0
Agrium Inc Canadian Orig PFD x 0 500 0
Argosy Gaming Co x 0 40,000 0
<PAGE>
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
Alpha Industries Inc Del Common Stock 020753109 151 2,670
Amerada Hess Corp. Common Stock 023551104 86 1,405
American Health Properties Common Stock 026494104 577 28,695
American Health Prop Inc. PFD QTR 30/360 026494401 26 1,450
Apria Healthcare Group Inc. Common Stock 037933108 75 4,460
Koninklijke Ahold NV-SP ADR ADR 500467303 208 6,274
American Home Products Corp. Common Stock 026609107 9,822 236,680
Anthracite Capital Inc. Common Stock 037023108 7 1,000
AHT Corp Common Stock 00130R103 3 1,000
Audiohigway.com Common Stock 050740109 2 200
Allied Irish Banks Plc ADR 019228402 435 17,110
American International Group Inc. Common Stock 026874107 15,943 183,383
American Insd Mtg Inv - Ser 85 Common Stock 02686E106 1 100
American Interactive Media Common Stock 02686W106 2 18,000
Autoimmune Inc. Common Stock 052776101 1 1,000
Aim Smart Corp Common Stock 00141R100 2 10,000
Arnold Inds Inc. Common Stock 042595108 403 31,934
Applied Innovation Inc. Common Stock 037916103 98 25,700
AAR Corp. Common Stock 000361105 4 225
Jet Fla Sys Inc. Common Stock 476901103 0 4,000
American Aircarriers Support Inc. Common Stock 023758105 4 450
Ampal American Israel Corp. Common Stock 032015109 33 5,000
Aris Industries Inc Common Stock 040401101 24 7,500
Ameritech Corp. Common Stock 030954101 5,498 81,837
Apartment Investment & Mgt Co Class Common Stock 03748R101 135 3,540
Apartment Inv & Mgmt Co 8.75% Cum PF PFD QTR 30/360 03748R309 153 7,400
Apartment Invt & Mgmt Co 9% Cum Perp PFD QTR 30/360 03748R200 186 8,900
Amcast Industrial Corp Common Stock 023395106 8 577
Gallagher Arthur J & Co Common Stock 363576109 472 8,873
Ambac Financial Group Inc 7.08% PFD QTR 30/360 023139306 133 6,000
Armstrong World Industries 7.45% Pfd PFD QTR 30/360 042476606 9 400
Acclaim Entmt Inc. Com Par $.02 Common Stock 004325205 455 59,880
AK Steel Holding Corp. Common Stock 001547108 41 2,231
AKZO Nobel NV Spons ADR ADR 010199305 142 3,327
Alcan Aluminium Ltd Common Stock 013716105 30 955
Alcatel Alsthom Sponsored ADR ADR 013904305 5,941 214,104
Alabama Natl Bancorp Dela Common Stock 010317105 52 2,226
Alanco Enviromental Resources Corp. Common Stock 011612405 4 2,967
Albemarle Corp. Common Stock 012653101 8 402
Alcide Corp. Common Stock 013742507 5 378
Allied Signal Corp. Common Stock 019512102 9,925 165,580
Aldila, Inc. Common Stock 014384101 3 2,250
Allied Domecq PLC ADR 019121102 209 36,700
Aladdin Knowledge Sys Ltd Foreign Stock M0392N101 6 800
Alexander & Baldwin Inc. Common Stock 014482103 7 300
Assisted Living Concepts Inc. Common Stock 04543L109 0 400
Alfa Corp Common Stock 015385107 26 1,600
Alottafun Inc Common Stock 020526109 45 45,000
Algiers Bancorp Inc. Common Stock 015600109 3 300
Allstate Corp. - 7.125% Sr Qtrly In PFD QTR 30/360 020002200 16 749
Alaska Air Group Inc. Common Stock 011659109 44 1,070
The Allstate Corp. Common Stock 020002101 6,444 258,407
Allstate Financing I 7.95% Cum PFD QTR 30/360 020013207 237 9,750
<CAPTION>
Item 6:
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared as (c) Shared Other Voting Authority (Shares)
(a) Sole Def Other Managers (a) Sole (b) Shared (c) None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
Alpha Industries Inc Del x 0 2,670 0
Amerada Hess Corp. x 0 1,405 0
American Health Properties x 0 28,695 0
American Health Prop Inc. x 0 1,450 0
Apria Healthcare Group Inc. x 0 4,460 0
Koninklijke Ahold NV-SP ADR x 0 6,274 0
American Home Products Corp. x 0 236,680 0
Anthracite Capital Inc. x 0 1,000 0
AHT Corp x 0 1,000 0
Audiohigway.com x 0 200 0
Allied Irish Banks Plc x 0 17,110 0
American International Group Inc. x 0 183,383 0
American Insd Mtg Inv - Ser 85 x 0 100 0
American Interactive Media x 0 18,000 0
Autoimmune Inc. x 0 1,000 0
Aim Smart Corp x 0 10,000 0
Arnold Inds Inc. x 0 31,934 0
Applied Innovation Inc. x 0 25,700 0
AAR Corp. x 0 225 0
Jet Fla Sys Inc. x 0 4,000 0
American Aircarriers Support Inc. x 0 450 0
Ampal American Israel Corp. x 0 5,000 0
Aris Industries Inc x 0 7,500 0
Ameritech Corp. x 0 81,837 0
Apartment Investment & Mgt Co Class x 0 3,540 0
Apartment Inv & Mgmt Co 8.75% Cum PF x 0 7,400 0
Apartment Invt & Mgmt Co 9% Cum Perp x 0 8,900 0
Amcast Industrial Corp x 0 577 0
Gallagher Arthur J & Co x 0 8,873 0
Ambac Financial Group Inc 7.08% x 0 6,000 0
Armstrong World Industries 7.45% Pfd x 0 400 0
Acclaim Entmt Inc. Com Par $.02 x 0 59,880 0
AK Steel Holding Corp. x 0 2,231 0
AKZO Nobel NV Spons ADR x 0 3,327 0
Alcan Aluminium Ltd x 0 955 0
Alcatel Alsthom Sponsored ADR x 0 214,104 0
Alabama Natl Bancorp Dela x 0 2,226 0
Alanco Enviromental Resources Corp. x 0 2,967 0
Albemarle Corp. x 0 402 0
Alcide Corp. x 0 378 0
Allied Signal Corp. x 0 165,580 0
Aldila, Inc. x 0 2,250 0
Allied Domecq PLC x 0 36,700 0
Aladdin Knowledge Sys Ltd x 0 800 0
Alexander & Baldwin Inc. x 0 300 0
Assisted Living Concepts Inc. x 0 400 0
Alfa Corp x 0 1,600 0
Alottafun Inc x 0 45,000 0
Algiers Bancorp Inc. x 0 300 0
Allstate Corp. - 7.125% Sr Qtrly In x 0 749 0
Alaska Air Group Inc. x 0 1,070 0
The Allstate Corp. x 0 258,407 0
Allstate Financing I 7.95% Cum x 0 9,750 0
<PAGE>
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
Allied Capital Corp. Common Stock 01903Q108 465 20,706
Allied Energy Corp. Common Stock 019150200 0 500
Allen Telecom Inc. Common Stock 018091108 19 1,900
Alabama Power Capital Trust I Preferred Stock 010383206 9 400
Alabama Power Capt Trust II PFD QTR 30/360 010388205 61 2,600
Annuity & Life Re Holdings Ltd. Common Stock G03910109 31 1,250
Allegheny Teledyne Inc. Common Stock 017415100 69 4,105
Altair International Inc. Common Stock 02136W102 4 1,000
Altera Corp. Common Stock 021441100 54 1,252
Altex Industries Inc. Common Stock 021454103 0 1,000
Autolliv, Inc. Common Stock 052800109 36 952
American Greetings Corp. Class A Common Stock 026375105 293 11,379
Applied Materials Inc. Common Stock 038222105 4,951 63,577
AMB Ppty Corp 8.50% Cum Red PFD QTR 30/360 00163T208 45 2,100
American Bancorporation Cap Trust I PFD QTR 30/360 024075202 115 11,750
Ambi Inc Common Stock 00163N102 1 500
American Mortgage Acceptance Common Stock 027568104 8 720
Applied Micro Circuits Corp Common Stock 03822W109 196 3,440
AM Communications Inc. Common Stock 001674100 1 3,500
Amcor Ltd ADR ADR 02341R302 2,085 109,370
Amresco Capital Trust Inc Common Stock 031919103 2 200
American Classic Voyages Company Common Stock 024928103 75 3,260
Advanced Micro Devices Inc. Common Stock 007903107 624 36,296
Applied Medical Devices Common Stock 038223103 0 600
Ametek Inc. New Common Stock 031100100 75 3,800
Crosswalk.com Inc Common Stock 227685104 32 4,500
Affiliated Managers Group Common Stock 008252108 16 600
Amgen Inc. Common Stock 031162100 21,262 260,884
Amerus Life Holdings Inc. Class A Common Stock 030732101 1 45
American Healthcorp, Inc. Common Stock 02649V104 211 34,528
ACME Metals Inc. Common Stock 004724100 0 525
Americare Health Scan Inc. Common Stock 03060C104 0 1
Amkor Technology Inc Common Stock 031652100 8 470
Amli Residential Pptys Tr Common Stock 001735109 0 1
Amylin Pharmaceuticals Inc. Common Stock 032346108 60 12,600
Ameron Inc. Common Stock 030710107 114 2,431
American National Bankshares Inc Common Stock 027745108 6 282
Amoy Properties Ltd - Sp Adr ADR 031892102 50 11,065
Amplidyne Inc Common Stock 032103103 26 4,000
Ampal Amern Israel Corp. PreferdStk Conv 032015307 2 102
AMR Corp. Common Stock 001765106 602 11,050
American Superconductor Corp. Common Stock 030111108 134 8,700
Amsurg Corp.- Cl A Common Stock 03232P108 15 2,390
Amsurg Corp.- Cl B Common Stock 03232P207 127 20,260
American Software CL A Common Stock 029683109 5 1,800
American Management Systems Inc. Common Stock 027352103 937 36,520
American Tower System Corp Cl A Common Stock 029912201 116 5,924
Ameritrade Holding Corp. Class A Common Stock 03072H109 434 23,600
American Telesource Intl Inc Common Stock 03018P108 2 2,000
American Woodmark Corp. Common Stock 030506109 867 32,275
Amazon.com, Inc. Common Stock 023135106 3,589 45,001
Autonation Inc Common Stock 05329W102 241 19,202
Anadigics Inc. Common Stock 032515108 2 72
<CAPTION>
Item 6:
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared as (c) Shared Other Voting Authority (Shares)
(a) Sole Def Other Managers (a) Sole (b) Shared (c) None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
Allied Capital Corp. x 0 20,706 0
Allied Energy Corp. x 0 500 0
Allen Telecom Inc. x 0 1,900 0
Alabama Power Capital Trust I x 0 400 0
Alabama Power Capt Trust II x 0 2,600 0
Annuity & Life Re Holdings Ltd. x 0 1,250 0
Allegheny Teledyne Inc. x 0 4,105 0
Altair International Inc. x 0 1,000 0
Altera Corp. x 0 1,252 0
Altex Industries Inc. x 0 1,000 0
Autolliv, Inc. x 0 952 0
American Greetings Corp. Class A x 0 11,379 0
Applied Materials Inc. x 0 63,577 0
AMB Ppty Corp 8.50% Cum Red x 0 2,100 0
American Bancorporation Cap Trust I x 0 11,750 0
Ambi Inc x 0 500 0
American Mortgage Acceptance x 0 720 0
Applied Micro Circuits Corp x 0 3,440 0
AM Communications Inc. x 0 3,500 0
Amcor Ltd ADR x 0 109,370 0
Amresco Capital Trust Inc x 0 200 0
American Classic Voyages Company x 0 3,260 0
Advanced Micro Devices Inc. x 0 36,296 0
Applied Medical Devices x 0 600 0
Ametek Inc. New x 0 3,800 0
Crosswalk.com Inc x 0 4,500 0
Affiliated Managers Group x 0 600 0
Amgen Inc. x 0 260,884 0
Amerus Life Holdings Inc. Class A x 0 45 0
American Healthcorp, Inc. x 0 34,528 0
ACME Metals Inc. x 0 525 0
Americare Health Scan Inc. x 0 1 0
Amkor Technology Inc x 0 470 0
Amli Residential Pptys Tr x 0 1 0
Amylin Pharmaceuticals Inc. x 0 12,600 0
Ameron Inc. x 0 2,431 0
American National Bankshares Inc x 0 282 0
Amoy Properties Ltd - Sp Adr x 0 11,065 0
Amplidyne Inc x 0 4,000 0
Ampal Amern Israel Corp. x 0 102 0
AMR Corp. x 0 11,050 0
American Superconductor Corp. x 0 8,700 0
Amsurg Corp.- Cl A x 0 2,390 0
Amsurg Corp.- Cl B x 0 20,260 0
American Software CL A x 0 1,800 0
American Management Systems Inc. x 0 36,520 0
American Tower System Corp Cl A x 0 5,924 0
Ameritrade Holding Corp. Class A x 0 23,600 0
American Telesource Intl Inc x 0 2,000 0
American Woodmark Corp. x 0 32,275 0
Amazon.com, Inc. x 0 45,001 0
Autonation Inc x 0 19,202 0
Anadigics Inc. x 0 72 0
<PAGE>
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
American Nat'l Insurance Co Common Stock 028591105 115 1,715
Anacomp Inc Del Common Stock 032371106 33 2,000
Ancor Communications Inc Common Stock 03332K108 17 700
Andover Bancorp Inc. Common Stock 034258103 15 500
Andrew Corp. Common Stock 034425108 304 17,515
Abercrombie & Fitch Co Cl A Common Stock 002896207 760 22,303
Anglogold Limited-Spon ADR ADR 035128206 13 407
Anicom Inc. Common Stock 035250109 44 8,300
Analytical Surveys Inc. Common Stock 032683302 11 675
Analysts Intl Corp. Common Stock 032681108 15 1,450
Angio Medical Corp Common Stock 034755108 0 500
Ann Taylor Stores Corp. Common Stock 036115103 533 13,035
Annapolis National Bancorp Inc. Common Stock 035848100 5 1,000
Ansys Inc. Common Stock 03662Q105 42 4,300
Ansoft Corp Common Stock 036384105 8 1,000
Anta Corp. Common Stock 036628105 0 42
Antec Corp. Common Stock 03664P105 19 350
Ants Software.com Common Stock 037271103 0 50
Antex Biologics Inc Common Stock 03672W100 4 10,000
ANZ Exch Pfd Trust 8% PFD QTR 30/360 001823202 12 500
Australia & New Zealand Preferred Stock 052528403 4 150
AON Corp. Common Stock 037389103 244 8,267
Alberta Energy Co Ltd Common Stock 012873105 43 1,500
Appalachian Oil & Gas Inc Common Stock 037725207 0 100
Apple Orthodontix Inc Cl A Common Stock 037849106 1 500
America Online Inc. Common Stock 02364J104 75,893 729,740
Mosenergo - Sponsored ADR ADR 037376308 1 300
Aurora Foods Inc Common Stock 05164B106 606 37,885
Smith A O Corp. Common Stock 831865209 93 3,062
Apache Corp. Common Stock 037411105 315 7,295
Asia Pacific Fund Inc. Common Stock 044901106 67 7,432
Anadarko Pete Corp. Common Stock 032511107 60 1,962
American Power Conversion Common Stock 029066107 600 31,555
Applied Coatings Intl Inc Common Stock 037905106 0 2,000
Air Products and Chemicals, Inc. Common Stock 009158106 680 23,399
American Pacific Corp. Common Stock 028740108 16 2,012
Amphenol Corp New Cl A Common Stock 032095101 30 600
Appalachian Power Ser A PFD PFD QTR 30/360 037735826 15 600
Atplan Inc Common Stock 04962Q100 3 250
Applied Magnetics Corp. Common Stock 038213104 0 500
Applied Microsystems Corp. Common Stock 037935103 2 500
Alpine Mining co. Common Stock 020845103 0 12,500
Appnet Systems Inc. Common Stock 03831Q101 26 950
Apogee Enterprises Common Stock 037598109 126 17,950
Apollo Group Inc. Class A Common Stock 037604105 23 1,100
Applebee's International Inc. Common Stock 037899101 194 5,770
American Precision Industries Common Stock 029069101 240 23,450
APS Holding Corp. Common Stock 001937101 0 1,450
Amerigas Partners, LP LTD Part P4 030975106 382 20,600
American Patents Unlimited Inc Common Stock 028829109 0 16,000
Applied Power Inc Class A Common Stock 038225108 531 17,477
Astropower Inc. Common Stock 04644A101 7 600
Apex Municipal Fund, Inc. Common Stock 037580107 180 20,000
<CAPTION>
Item 6:
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared as (c) Shared Other Voting Authority (Shares)
(a) Sole Def Other Managers (a) Sole (b) Shared (c) None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
American Nat'l Insurance Co x 0 1,715 0
Anacomp Inc Del x 0 2,000 0
Ancor Communications Inc x 0 700 0
Andover Bancorp Inc. x 0 500 0
Andrew Corp. x 0 17,515 0
Abercrombie & Fitch Co Cl A x 0 22,303 0
Anglogold Limited-Spon ADR x 0 407 0
Anicom Inc. x 0 8,300 0
Analytical Surveys Inc. x 0 675 0
Analysts Intl Corp. x 0 1,450 0
Angio Medical Corp x 0 500 0
Ann Taylor Stores Corp. x 0 13,035 0
Annapolis National Bancorp Inc. x 0 1,000 0
Ansys Inc. x 0 4,300 0
Ansoft Corp x 0 1,000 0
Anta Corp. x 0 42 0
Antec Corp. x 0 350 0
Ants Software.com x 0 50 0
Antex Biologics Inc x 0 10,000 0
ANZ Exch Pfd Trust 8% x 0 500 0
Australia & New Zealand x 0 150 0
AON Corp. x 0 8,267 0
Alberta Energy Co Ltd x 0 1,500 0
Appalachian Oil & Gas Inc x 0 100 0
Apple Orthodontix Inc Cl A x 0 500 0
America Online Inc. x 0 729,740 0
Mosenergo - Sponsored ADR x 0 300 0
Aurora Foods Inc x 0 37,885 0
Smith A O Corp. x 0 3,062 0
Apache Corp. x 0 7,295 0
Asia Pacific Fund Inc. x 0 7,432 0
Anadarko Pete Corp. x 0 1,962 0
American Power Conversion x 0 31,555 0
Applied Coatings Intl Inc x 0 2,000 0
Air Products and Chemicals, Inc. x 0 23,399 0
American Pacific Corp. x 0 2,012 0
Amphenol Corp New Cl A x 0 600 0
Appalachian Power Ser A PFD x 0 600 0
Atplan Inc x 0 250 0
Applied Magnetics Corp. x 0 500 0
Applied Microsystems Corp. x 0 500 0
Alpine Mining co. x 0 12,500 0
Appnet Systems Inc. x 0 950 0
Apogee Enterprises x 0 17,950 0
Apollo Group Inc. Class A x 0 1,100 0
Applebee's International Inc. x 0 5,770 0
American Precision Industries x 0 23,450 0
APS Holding Corp. x 0 1,450 0
Amerigas Partners, LP x 0 20,600 0
American Patents Unlimited Inc x 0 16,000 0
Applied Power Inc Class A x 0 17,477 0
Astropower Inc. x 0 600 0
Apex Municipal Fund, Inc. x 0 20,000 0
<PAGE>
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
Applied Industrial Tech Inc. Common Stock 03820C105 55 3,037
Aqua Clara Bottling & Dist Inc Common Stock 03837N102 0 1,000
Aquis Communications Group Inc. Common Stock 038399101 1 1,000
Aquila Biopharmaceuticals Inc. Common Stock 03839F107 1 332
QMS Inc. Common Stock 74726G102 276 81,780
Asarco Inc. Common Stock 043413103 11 408
Aracruz Celelose SA ADR NEW ADR 038496204 211 10,115
Ariba Inc Common Stock 04033V104 2 15
Atlantic Richfield Co. Common Stock 048825103 7,688 86,746
Atlantic Richfield Co Pref Preferred Stock 048825400 19 45
Arcadis NV Common Stock N0605M105 17 2,150
Aradigm Corp Common Stock 038505103 9 1,000
Alexandria Real Estate Equities Inc. Common Stock 015271109 56 1,900
Ameriresource Technologies Inc Common Stock 03072A104 2 100,000
Airgas Inc. Common Stock 009363102 111 9,565
Amerigon Inc Cl A- New Common Stock 03070L300 6 1,800
American Gen Cap I PFD QTR 30/360 02638N105 7 300
Arden Realty Group Inc. Common Stock 039793104 20 925
Ariad Pharmaceuticals Inc Common Stock 04033A100 1 1,000
Arch Chemicals Common Stock 03937R102 23 1,422
Senior High Income Portfolio Common Stock 81721E107 18 2,500
ARM Financial Group Common Stock 001944107 0 3,000
Arm Holdings PCL Spons ADR ADR 042068106 42 900
American Re Capital Cum Income PFD QTR 30/360 029162203 22 900
Aronex Pharmaceuticals Inc Common Stock 042666206 10 2,500
Arqule Inc Common Stock 04269E107 31 5,000
Arrow International, Inc. Common Stock 042764100 10 400
ACNielsen Corp. Common Stock 004833109 211 9,284
Arthrocare Corp Common Stock 043136100 132 2,415
Advanced Radio Telecom Corp Common Stock 00754U101 104 8,200
Arvin Industries, Inc. Common Stock 043339100 468 15,142
Arrow Electronics Inc. Common Stock 042735100 870 49,362
Aeroflex Inc. Common Stock 007768104 19 1,535
ARMCO Inc. Common Stock 042170100 34 4,800
Armco Inc. -$4.50 Conv Pfd PreferdStk Conv 042170308 579 11,600
ASA Ltd Common Stock 002050102 22 1,070
Associated British Foods PLC ADR ADR 045519402 8 1,276
Ameriana Bancorp Common Stock 023613102 12 700
American Standard Companies Inc. Common Stock 029712106 51 1,334
Aspect Development Inc Common Stock 045234101 116 4,600
Astoria Financial Corp. Common Stock 046265104 20 644
Liberty All Star Growth Fd Common Stock 529900102 198 19,780
On Assignment Inc. Common Stock 682159108 14 575
Ashland Inc. Common Stock 044204105 28 831
Anangel-amern Shipholdings Ltd ADR 032721201 3 700
Ask Jeeves Inc Common Stock 045174109 7 200
Ashanti Goldfield Co. LTD GDR ADR 043743202 16 2,000
ASM Lithography Holding NV ADR N07059111 270 4,030
Archstone Communities Trust Common Stock 039581103 420 21,757
Archstone Communities Tr 9% PFD Ser PFD QTR 30/360 039581301 110 4,800
Archstone Cmntys Tr PFD QTR 30/360 039581509 45 1,800
AmSouth Bancorp Common Stock 032165102 678 28,924
Aspect Telecommunications Common Stock 045237104 44 2,610
<CAPTION>
Item 6:
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared as (c) Shared Other Voting Authority (Shares)
(a) Sole Def Other Managers (a) Sole (b) Shared (c) None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
Applied Industrial Tech Inc. x 0 3,037 0
Aqua Clara Bottling & Dist Inc x 0 1,000 0
Aquis Communications Group Inc. x 0 1,000 0
Aquila Biopharmaceuticals Inc. x 0 332 0
QMS Inc. x 0 81,780 0
Asarco Inc. x 0 408 0
Aracruz Celelose SA ADR NEW x 0 10,115 0
Ariba Inc x 0 15 0
Atlantic Richfield Co. x 0 86,746 0
Atlantic Richfield Co Pref x 0 45 0
Arcadis NV x 0 2,150 0
Aradigm Corp x 0 1,000 0
Alexandria Real Estate Equities Inc. x 0 1,900 0
Ameriresource Technologies Inc x 0 100,000 0
Airgas Inc. x 0 9,565 0
Amerigon Inc Cl A- New x 0 1,800 0
American Gen Cap I x 0 300 0
Arden Realty Group Inc. x 0 925 0
Ariad Pharmaceuticals Inc x 0 1,000 0
Arch Chemicals x 0 1,422 0
Senior High Income Portfolio x 0 2,500 0
ARM Financial Group x 0 3,000 0
Arm Holdings PCL Spons ADR x 0 900 0
American Re Capital Cum Income x 0 900 0
Aronex Pharmaceuticals Inc x 0 2,500 0
Arqule Inc x 0 5,000 0
Arrow International, Inc. x 0 400 0
ACNielsen Corp. x 0 9,284 0
Arthrocare Corp x 0 2,415 0
Advanced Radio Telecom Corp x 0 8,200 0
Arvin Industries, Inc. x 0 15,142 0
Arrow Electronics Inc. x 0 49,362 0
Aeroflex Inc. x 0 1,535 0
ARMCO Inc. x 0 4,800 0
Armco Inc. -$4.50 Conv Pfd x 0 11,600 0
ASA Ltd x 0 1,070 0
Associated British Foods PLC ADR x 0 1,276 0
Ameriana Bancorp x 0 700 0
American Standard Companies Inc. x 0 1,334 0
Aspect Development Inc x 0 4,600 0
Astoria Financial Corp. x 0 644 0
Liberty All Star Growth Fd x 0 19,780 0
On Assignment Inc. x 0 575 0
Ashland Inc. x 0 831 0
Anangel-amern Shipholdings Ltd x 0 700 0
Ask Jeeves Inc x 0 200 0
Ashanti Goldfield Co. LTD GDR x 0 2,000 0
ASM Lithography Holding NV x 0 4,030 0
Archstone Communities Trust x 0 21,757 0
Archstone Communities Tr 9% PFD Ser x 0 4,800 0
Archstone Cmntys Tr x 0 1,800 0
AmSouth Bancorp x 0 28,924 0
Aspect Telecommunications x 0 2,610 0
<PAGE>
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
Astec Industries Inc Common Stock 046224101 10 400
Allergan Specialty Therap-A Common Stock 018494104 0 5
Ashton Technology Group Inc Common Stock 045084100 42 5,610
ASE Test Limited Foreign Stock Y02516105 5 200
AG Services of America Inc. Common Stock 001250109 2 100
Anglo Swiss Resources Inc. Foreign Stock 034919100 10 68,000
Alltel Corp. Common Stock 020039103 1,076 15,289
Atlantic Capt I Cum Qtly Inc. PFD QTR 30/360 048272207 158 6,450
American Technologies Group Common Stock 030143101 0 300
Equity Income Fd Common Stock 294700703 444 2,255
AGL Resources Inc. Common Stock 001204106 443 27,256
ATG Inc. Common Stock 00206P106 18 3,500
At Home Corp. Cl A Common Stock 045919107 2,841 68,551
Alliant Techsystem Common Stock 018804104 431 6,225
Atlantis Group Inc New Common Stock 049148109 0 25
Atlantic Finl Fed Common Stock 048535108 0 250
Atlas Air Inc. Common Stock 049164106 28 1,300
Atmi Inc.orporation Common Stock 00207R101 657 17,600
Atmel Corp. Common Stock 049513104 246 7,265
ATMOS Energy Corp Common Stock 049560105 56 2,336
Aptargroup Inc. Common Stock 038336103 169 6,300
Atrion Corp Common Stock 049904105 34 4,000
APT Satellite Holdings Ltd ADR ADR 00203R105 5 1,000
ATS Automation Tooling Systems Common Stock 001940105 5 600
Artesyn Technologies Inc. Common Stock 043127109 803 42,320
Atlas Corp. New Common Stock 049267305 0 44
Automatic Data Processing Common Stock 053015103 6,999 156,846
Aura Systems Inc. Common Stock 051526101 0 500
Avista Corp Common Stock 05379B107 152 8,665
Avista Corp. Conv Pfd PreferdStk Conv 05379B503 765 43,726
Avalonbay Communities Inc. Common Stock 053484101 316 9,331
Avalonbay Communities Inc PFD SrF 9. PFD QTR 30/360 053484507 21 900
Avalonbay Communities Inc 8.7% Sr H PFD QTR 30/360 053484705 9 400
Avado Brands Inc Common Stock 05336P108 41 7,350
Avis Rent A Car Inc Common Stock 053790101 82 3,910
Avid Technology Inc. Common Stock 05367P100 200 15,250
Aviron Common Stock 053762100 19 800
Avitar Inc Common Stock 053801106 0 9
Aviall Inc. Common Stock 05366B102 10 1,000
Avant Corp Common Stock 053487104 4 220
Avoca Inc. Common Stock 053843108 13 700
Avon Products Inc. Common Stock 054303102 1,661 66,959
Applied Voice Recognition Inc Common Stock 03828N103 2 5,000
Aviation Sales Co. Common Stock 053672101 11 565
Avnet Inc. Common Stock 053807103 42 1,007
AVT Corp. Common Stock 002420107 6 195
AVX Corporation Common Stock 002444107 41 1,180
Avery Dennison Corp. Common Stock 053611109 939 17,809
America West Holdings Corp. Common Stock 023657208 25 1,465
Autoweb.Com Inc. Common Stock 053331104 0 50
Allied Waste Inds Inc. Com New Common Stock 019589308 222 18,962
American Water Works Co Inc. Common Stock 030411102 366 12,648
American States Water Company Common Stock 029899101 129 3,885
<CAPTION>
Item 6:
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared as (c) Shared Other Voting Authority (Shares)
(a) Sole Def Other Managers (a) Sole (b) Shared (c) None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
Astec Industries Inc x 0 400 0
Allergan Specialty Therap-A x 0 5 0
Ashton Technology Group Inc x 0 5,610 0
ASE Test Limited x 0 200 0
AG Services of America Inc. x 0 100 0
Anglo Swiss Resources Inc. x 0 68,000 0
Alltel Corp. x 0 15,289 0
Atlantic Capt I Cum Qtly Inc. x 0 6,450 0
American Technologies Group x 0 300 0
Equity Income Fd x 0 2,255 0
AGL Resources Inc. x 0 27,256 0
ATG Inc. x 0 3,500 0
At Home Corp. Cl A x 0 68,551 0
Alliant Techsystem x 0 6,225 0
Atlantis Group Inc New x 0 25 0
Atlantic Finl Fed x 0 250 0
Atlas Air Inc. x 0 1,300 0
Atmi Inc.orporation x 0 17,600 0
Atmel Corp. x 0 7,265 0
ATMOS Energy Corp x 0 2,336 0
Aptargroup Inc. x 0 6,300 0
Atrion Corp x 0 4,000 0
APT Satellite Holdings Ltd ADR x 0 1,000 0
ATS Automation Tooling Systems x 0 600 0
Artesyn Technologies Inc. x 0 42,320 0
Atlas Corp. New x 0 44 0
Automatic Data Processing x 0 156,846 0
Aura Systems Inc. x 0 500 0
Avista Corp x 0 8,665 0
Avista Corp. Conv Pfd x 0 43,726 0
Avalonbay Communities Inc. x 0 9,331 0
Avalonbay Communities Inc PFD SrF 9. x 0 900 0
Avalonbay Communities Inc 8.7% Sr H x 0 400 0
Avado Brands Inc x 0 7,350 0
Avis Rent A Car Inc x 0 3,910 0
Avid Technology Inc. x 0 15,250 0
Aviron x 0 800 0
Avitar Inc x 0 9 0
Aviall Inc. x 0 1,000 0
Avant Corp x 0 220 0
Avoca Inc. x 0 700 0
Avon Products Inc. x 0 66,959 0
Applied Voice Recognition Inc x 0 5,000 0
Aviation Sales Co. x 0 565 0
Avnet Inc. x 0 1,007 0
AVT Corp. x 0 195 0
AVX Corporation x 0 1,180 0
Avery Dennison Corp. x 0 17,809 0
America West Holdings Corp. x 0 1,465 0
Autoweb.Com Inc. x 0 50 0
Allied Waste Inds Inc. Com New x 0 18,962 0
American Water Works Co Inc. x 0 12,648 0
American States Water Company x 0 3,885 0
<PAGE>
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
Aware Inc. Mass Common Stock 05453N100 218 7,600
Access Worldwide Comm Inc Common Stock 004319109 1 800
Avalon Hldgs Corp. Common Stock 05343P109 2 375
AXA-UAP - Sponsored ADR ADR 054536107 145 2,265
AMPEX Inc. Common Stock 032092108 48 16,400
Anixter International Inc. Common Stock 035290105 0 18
AXA Financial Inc Common Stock 002451102 782 14,020
American Axle & Manufacturing Holdin Common Stock 024061103 11 800
Axent Technologies Inc. Common Stock 05459C108 27 2,070
American Express Co. Common Stock 025816109 10,616 78,856
Axys Pharmaceuticals Inc. Common Stock 054635107 3 800
Allegheny Energy Inc. Common Stock 017361106 725 22,798
ALZA Corp. Com Common Stock 022615108 95 2,225
Astrazena PLC -Spons ADR ADR 046353108 332 7,866
Autozone Inc. Common Stock 053332102 6 200
Aspen Technology Inc. Common Stock 045327103 10 1,000
AZTAR Corp. Common Stock 054802103 31 3,025
Aztec Technology Partners Inc. Common Stock 05480L101 2 1,023
Azurix Corp. Common Stock 05501M104 14 800
Aztec Manufacturing Co. Common Stock 054825104 10 1,000
Bankamerica Capital IV-7% CUM TR PFD QTR 30/360 066044207 9 400
Bear Stearns Captl Trust II 7.50% PFD QTR 30/360 07383J209 105 4,565
Bk Of Ireland Common Stock G49374104 2 200
Boeing Co. Common Stock 097023105 6,588 154,565
Baan Co N.V. Common Stock N08044104 53 3,675
BAA PLC Spons ADR ADR 05518L206 13 1,330
British Airways PLC ADR ADR 110419306 28 489
Bank of America Corp. Common Stock 060505104 14,065 252,559
Bank America Capital I Preferred Stock 066046202 12 500
Bamboo Com Inc Common Stock 05942K105 2 100
Books-A-Million Inc. Common Stock 098570104 10 1,200
Bayerische Motoren Werke A G Foreign Stock D12096109 107 3,770
BBC Capital Trust I 9.5% Cum Pfd PFD QTR 30/360 05527J200 181 7,650
Barra Inc. Common Stock 068313105 22 1,050
BASF AG-ADR New ADR 055262406 3,260 76,150
Baxter Intl Inc Common Stock 071813109 3,494 57,999
Bayer AG Spons ADR ADR 072730302 101 2,545
Bed Bath & Beyond Inc. Common Stock 075896100 361 10,335
Bergen Brunswig Corp. Common Stock 083739102 605 58,317
Blockbuster Inc Common Stock 093679108 80 6,276
Black Box Corp. Common Stock 091826107 37 700
Banco Bradesco SA Sponsored Adr Reps ADR 059460105 83 17,480
Butler Manufacturing Co. Common Stock 123655102 9 350
BB&T Corp. Common Stock 054937107 3,825 118,137
Bank Atlantic Bancorp Inc. A Common Stock 065908501 18 3,192
Best Buy Inc. Common Stock 086516101 976 15,719
Brunswick Corp. Common Stock 117043109 544 21,885
Barclays Bank PLC ADR 11.50% Ser D PFD QTR 30/360 06738C802 56 2,150
Barclays Bank Plc 8.0% Ser E2 Pfd PFD QTR 30/360 06738C836 162 6,500
Barclays Bank Plc 11.25% Amer PFD QTR 30/360 06738C505 65 2,500
Boise Cascade Common Stock 097383103 200 5,493
BCE Inc. Common Stock 05534B109 203 4,074
Burlington Coat Factory Whse Common Stock 121579106 583 29,520
<CAPTION>
Item 6:
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared as (c) Shared Other Voting Authority (Shares)
(a) Sole Def Other Managers (a) Sole (b) Shared (c) None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
Aware Inc. Mass x 0 7,600 0
Access Worldwide Comm Inc x 0 800 0
Avalon Hldgs Corp. x 0 375 0
AXA-UAP - Sponsored ADR x 0 2,265 0
AMPEX Inc. x 0 16,400 0
Anixter International Inc. x 0 18 0
AXA Financial Inc x 0 14,020 0
American Axle & Manufacturing Holdin x 0 800 0
Axent Technologies Inc. x 0 2,070 0
American Express Co. x 0 78,856 0
Axys Pharmaceuticals Inc. x 0 800 0
Allegheny Energy Inc. x 0 22,798 0
ALZA Corp. Com x 0 2,225 0
Astrazena PLC -Spons ADR x 0 7,866 0
Autozone Inc. x 0 200 0
Aspen Technology Inc. x 0 1,000 0
AZTAR Corp. x 0 3,025 0
Aztec Technology Partners Inc. x 0 1,023 0
Azurix Corp. x 0 800 0
Aztec Manufacturing Co. x 0 1,000 0
Bankamerica Capital IV-7% CUM TR x 0 400 0
Bear Stearns Captl Trust II 7.50% x 0 4,565 0
Bk Of Ireland x 0 200 0
Boeing Co. x 0 154,565 0
Baan Co N.V. x 0 3,675 0
BAA PLC Spons ADR x 0 1,330 0
British Airways PLC ADR x 0 489 0
Bank of America Corp. x 0 252,559 0
Bank America Capital I x 0 500 0
Bamboo Com Inc x 0 100 0
Books-A-Million Inc. x 0 1,200 0
Bayerische Motoren Werke A G x 0 3,770 0
BBC Capital Trust I 9.5% Cum Pfd x 0 7,650 0
Barra Inc. x 0 1,050 0
BASF AG-ADR New x 0 76,150 0
Baxter Intl Inc x 0 57,999 0
Bayer AG Spons ADR x 0 2,545 0
Bed Bath & Beyond Inc. x 0 10,335 0
Bergen Brunswig Corp. x 0 58,317 0
Blockbuster Inc x 0 6,276 0
Black Box Corp. x 0 700 0
Banco Bradesco SA Sponsored Adr Reps x 0 17,480 0
Butler Manufacturing Co. x 0 350 0
BB&T Corp. x 0 118,137 0
Bank Atlantic Bancorp Inc. A x 0 3,192 0
Best Buy Inc. x 0 15,719 0
Brunswick Corp. x 0 21,885 0
Barclays Bank PLC ADR 11.50% Ser D x 0 2,150 0
Barclays Bank Plc 8.0% Ser E2 Pfd x 0 6,500 0
Barclays Bank Plc 11.25% Amer x 0 2,500 0
Boise Cascade x 0 5,493 0
BCE Inc. x 0 4,074 0
Burlington Coat Factory Whse x 0 29,520 0
<PAGE>
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
Boston Communications Group Inc. Common Stock 100582105 3 500
Biochem Pharma Inc. Foreign Stock 09058T108 115 4,788
Bard C R Inc. Common Stock 067383109 346 7,362
Barclays PLC ADR ADR 06738E204 32 270
Budget Group Inc Cl A Common Stock 119003101 11 1,600
Bid.Com Intl Inc Common Stock 088788104 127 24,700
Bandag Inc. Common Stock 059815100 35 1,100
Bandag Inc. Class A Common Stock 059815308 3 100
Black & Decker Corp. Common Stock 091797100 454 9,945
Brandywine Realty Trust SBI Common Stock 105368203 1,201 73,888
Bombardier Inc- Cl A Common Stock 097751101 5 300
Bombardier Inc. Cl B Common Stock 097751200 39 2,340
Breed Technology Common Stock 106702103 0 1,001
Becton Dickinson & Co Common Stock 075887109 3,099 110,447
Bindley Western Inds Inc. Common Stock 090324104 22 1,510
Summit Technology Inc. Common Stock 86627E101 129 7,050
BEA Systems Inc. Common Stock 073325102 411 11,640
BE Aerospace, Inc. Common Stock 073302101 913 76,450
Beckman Coulter Inc. Common Stock 075811109 242 5,359
Bedford Property Investors Common Stock 076446301 150 8,915
Bridgestreet Accommodations Inc. Common Stock 108452103 19 6,400
Bell Atlantic Corp. Common Stock 077853109 14,257 211,805
Bel Fuse Inc. Common Stock 077347201 53 1,550
Bel Fuse Inc CL-B Common Stock 077347300 49 1,650
Bellwether Exploration Co. Common Stock 079895207 5 800
Franklin Resources Common Stock 354613101 1,179 38,344
Be Inc Common Stock 073309106 1 200
Beringer Wine Estates-B Common Stock 084102102 12 300
Best Products Co Inc. Common Stock 086553104 0 400
Beverly Enterprises Inc. New Common Stock 087851309 122 28,700
Baldor Electric co Common Stock 057741100 45 2,400
Brown Forman Corp. CL B Common Stock 115637209 134 2,150
Bright Horizons Family Solutions Inc Common Stock 109195107 14 900
The Blackrock California Common Stock 09247G108 15 1,000
BostonFed Bancorp Inc Common Stock 101178101 7 450
Bally Total Fitness Holdings Corp. Common Stock 05873K108 2 50
Bestfoods Common Stock 08658U101 2,678 55,216
Ben Franklin Retail Stores, Inc. Common Stock 081499105 0 246
Saul Centers Common Stock 804395101 41 2,600
BGE Capital Trust 1 7.16% Tr PFD QTR 30/360 055415202 338 15,255
Biogen Inc. Common Stock 090597105 7,195 91,291
Briggs & Stratton Corp. Common Stock 109043109 54 924
Besicorp Group Inc. Common Stock 086338993 0 20
Bogen Communications Intl Common Stock 097189104 7 1,250
Bema Gold Corp. Common Stock 08135F107 27 27,225
Borders Group Inc. Common Stock 099709107 445 30,320
Bangor Hydro Electric CO Common Stock 060077104 21 1,290
Bar Harbor Bankshares Common Stock 066849100 17 750
BHC Communications Inc. Common Stock 055448104 208 1,490
Benchmark Electronics Inc Common Stock 08160H101 9 265
Baker Hughes Inc. Common Stock 057224107 559 19,280
Broken Hill Proprietary Co Ltd ADR 112169602 51 2,190
Bighub Com Inc Common Stock 089865109 4 1,100
<CAPTION>
Item 6:
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared as (c) Shared Other Voting Authority (Shares)
(a) Sole Def Other Managers (a) Sole (b) Shared (c) None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
Boston Communications Group Inc. x 0 500 0
Biochem Pharma Inc. x 0 4,788 0
Bard C R Inc. x 0 7,362 0
Barclays PLC ADR x 0 270 0
Budget Group Inc Cl A x 0 1,600 0
Bid.Com Intl Inc x 0 24,700 0
Bandag Inc. x 0 1,100 0
Bandag Inc. Class A x 0 100 0
Black & Decker Corp. x 0 9,945 0
Brandywine Realty Trust SBI x 0 73,888 0
Bombardier Inc- Cl A x 0 300 0
Bombardier Inc. Cl B x 0 2,340 0
Breed Technology x 0 1,001 0
Becton Dickinson & Co x 0 110,447 0
Bindley Western Inds Inc. x 0 1,510 0
Summit Technology Inc. x 0 7,050 0
BEA Systems Inc. x 0 11,640 0
BE Aerospace, Inc. x 0 76,450 0
Beckman Coulter Inc. x 0 5,359 0
Bedford Property Investors x 0 8,915 0
Bridgestreet Accommodations Inc. x 0 6,400 0
Bell Atlantic Corp. x 0 211,805 0
Bel Fuse Inc. x 0 1,550 0
Bel Fuse Inc CL-B x 0 1,650 0
Bellwether Exploration Co. x 0 800 0
Franklin Resources x 0 38,344 0
Be Inc x 0 200 0
Beringer Wine Estates-B x 0 300 0
Best Products Co Inc. x 0 400 0
Beverly Enterprises Inc. New x 0 28,700 0
Baldor Electric co x 0 2,400 0
Brown Forman Corp. CL B x 0 2,150 0
Bright Horizons Family Solutions Inc x 0 900 0
The Blackrock California x 0 1,000 0
BostonFed Bancorp Inc x 0 450 0
Bally Total Fitness Holdings Corp. x 0 50 0
Bestfoods x 0 55,216 0
Ben Franklin Retail Stores, Inc. x 0 246 0
Saul Centers x 0 2,600 0
BGE Capital Trust 1 7.16% Tr x 0 15,255 0
Biogen Inc. x 0 91,291 0
Briggs & Stratton Corp. x 0 924 0
Besicorp Group Inc. x 0 20 0
Bogen Communications Intl x 0 1,250 0
Bema Gold Corp. x 0 27,225 0
Borders Group Inc. x 0 30,320 0
Bangor Hydro Electric CO x 0 1,290 0
Bar Harbor Bankshares x 0 750 0
BHC Communications Inc. x 0 1,490 0
Benchmark Electronics Inc x 0 265 0
Baker Hughes Inc. x 0 19,280 0
Broken Hill Proprietary Co Ltd x 0 2,190 0
Bighub Com Inc x 0 1,100 0
<PAGE>
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
Bell & Howell Co. Common Stock 077852101 226 6,170
Biocontrol Technology Inc. Common Stock 090586108 24 321,900
Sothebys Holdings Inc. - Cl A Ltd Vt Common Stock 835898107 28 1,090
Bidnow Com Inc. Common Stock 08883N104 0 650
Bingo Com Inc. Foreign Stock 09051N108 3 1,050
Excelsior-Henderson Motorcycle Man C Common Stock 300906104 4 1,800
Cannondale Corp. Common Stock 137798104 9 1,000
Billing Information Concepts Common Stock 090063108 145 29,000
Bionx Implants Inc. Common Stock 09064Q106 0 100
Bio-Rad Laboratories Inc. Common Stock 090572207 31 1,140
Biomira Inc Common Stock 09161R106 5 2,000
Biosys Inc. Common Stock 09066N200 0 136
Birmingham Steel Corp. Common Stock 091250100 122 16,015
Biosonics Incorporation Common Stock 090908104 1 50,000
BJ's Wholesale Club Inc. Common Stock 05548J106 2,734 92,487
Ben & Jerry Homemade Inc Common Stock 081465106 9 500
BJ Services Co. Common Stock 055482103 63 1,990
Bank of New York Co. Inc. Common Stock 064057102 2,193 65,572
Bank of New York Capital II PFD QTR 30/360 096564208 5 200
BNY Capital III-Trust PFD QTR 30/360 05563W206 40 1,800
BNY Capital Trust IV 6.875% Ser E PFD QTR 30/360 09656G201 200 9,150
BankBoston Corp. Common Stock 06605R106 2,217 51,113
Buckeye Technologies Inc Common Stock 118255108 24 1,545
W R Berkley Corp. Common Stock 084423102 385 16,725
Baker Michael Corp Common Stock 057149205 0 10
Barnes & Noble Inc. Common Stock 067774109 196 7,555
Brookstone Inc. Common Stock 114537103 444 30,108
The Blackrock Income Tr Inc. Common Stock 09247F100 200 32,000
Bank United Tex Preferred Stock 065414302 5 200
Bank United Capital II-9.60% Cum Tru PFD QTR 30/360 06651W207 59 2,400
Blair Corp. Common Stock 092828102 9 500
Belo A H Com Ser A Common Stock 080555105 98 5,110
Brookdale Living Communities Inc. Common Stock 112462106 12 800
Baldwin Technology Co Inc. Cl A Common Stock 058264102 2 675
Ballard Power Systems Inc. Common Stock 05858H104 105 3,640
Blue Fish Clothing Inc. Common Stock 095480109 0 2,700
The Blackrock 2001 Term Trust Inc. Common Stock 092477108 92 10,200
Ball Corp. Common Stock 058498106 84 1,909
Belmont Bancorp St. Clairsville Common Stock 080162100 18 3,050
Block Drug Inc. Common Stock 093644102 29 815
BellSouth Corp. Common Stock 079860102 10,441 232,012
Bluestone Software Inc Common Stock 09623P102 87 3,750
Blount International Inc Common Stock 095180105 0 26
Biolase Technology Corp. Common Stock 090911108 1 500
Billiton PLC-ADR ADR 090171109 149 35,845
Frederick Brewing Co Com New Common Stock 355673203 2 1,435
BMC Industries Inc - Minn Common Stock 055607105 176 14,310
BMC Software Common Stock 055921100 2,294 32,062
Biomet Inc. Common Stock 090613100 348 13,235
Battle Mountain Gold Co Common Stock 071593107 6 1,829
Building Material Holding Corp. Common Stock 120113105 22 2,150
Bemis Co Inc. Common Stock 081437105 51 1,500
Bryn Mawr BK Corp. Common Stock 117665109 54 2,188
<CAPTION>
Item 6:
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared as (c) Shared Other Voting Authority (Shares)
(a) Sole Def Other Managers (a) Sole (b) Shared (c) None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
Bell & Howell Co. x 0 6,170 0
Biocontrol Technology Inc. x 0 321,900 0
Sothebys Holdings Inc. - Cl A Ltd Vt x 0 1,090 0
Bidnow Com Inc. x 0 650 0
Bingo Com Inc. x 0 1,050 0
Excelsior-Henderson Motorcycle Man C x 0 1,800 0
Cannondale Corp. x 0 1,000 0
Billing Information Concepts x 0 29,000 0
Bionx Implants Inc. x 0 100 0
Bio-Rad Laboratories Inc. x 0 1,140 0
Biomira Inc x 0 2,000 0
Biosys Inc. x 0 136 0
Birmingham Steel Corp. x 0 16,015 0
Biosonics Incorporation x 0 50,000 0
BJ's Wholesale Club Inc. x 0 92,487 0
Ben & Jerry Homemade Inc x 0 500 0
BJ Services Co. x 0 1,990 0
Bank of New York Co. Inc. x 0 65,572 0
Bank of New York Capital II x 0 200 0
BNY Capital III-Trust x 0 1,800 0
BNY Capital Trust IV 6.875% Ser E x 0 9,150 0
BankBoston Corp. x 0 51,113 0
Buckeye Technologies Inc x 0 1,545 0
W R Berkley Corp. x 0 16,725 0
Baker Michael Corp x 0 10 0
Barnes & Noble Inc. x 0 7,555 0
Brookstone Inc. x 0 30,108 0
The Blackrock Income Tr Inc. x 0 32,000 0
Bank United Tex x 0 200 0
Bank United Capital II-9.60% Cum Tru x 0 2,400 0
Blair Corp. x 0 500 0
Belo A H Com Ser A x 0 5,110 0
Brookdale Living Communities Inc. x 0 800 0
Baldwin Technology Co Inc. Cl A x 0 675 0
Ballard Power Systems Inc. x 0 3,640 0
Blue Fish Clothing Inc. x 0 2,700 0
The Blackrock 2001 Term Trust Inc. x 0 10,200 0
Ball Corp. x 0 1,909 0
Belmont Bancorp St. Clairsville x 0 3,050 0
Block Drug Inc. x 0 815 0
BellSouth Corp. x 0 232,012 0
Bluestone Software Inc x 0 3,750 0
Blount International Inc x 0 26 0
Biolase Technology Corp. x 0 500 0
Billiton PLC-ADR x 0 35,845 0
Frederick Brewing Co Com New x 0 1,435 0
BMC Industries Inc - Minn x 0 14,310 0
BMC Software x 0 32,062 0
Biomet Inc. x 0 13,235 0
Battle Mountain Gold Co x 0 1,829 0
Building Material Holding Corp. x 0 2,150 0
Bemis Co Inc. x 0 1,500 0
Bryn Mawr BK Corp. x 0 2,188 0
<PAGE>
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
Bristol-Myers Squibb Co. Common Stock 110122108 35,481 525,648
Barnesandnoble Com Inc Common Stock 067846105 42 2,200
Bnccorp Inc Common Stock 055936108 63 8,250
Burlington Northern Santa Fe Corp. Common Stock 12189T104 501 18,214
Bank United Corp. CL A Common Stock 065412108 610 18,853
The Blackrock 1999 Term Trust Common Stock 09247T100 43 4,300
Benton Oil & Gas Co Common Stock 083288100 10 3,663
Boddie-Noell Properties Inc. Common Stock 096903109 4 400
Bentley Pharmaceuticals Inc. Common Stock 082657107 0 30
Banta Corporation Common Stock 066821109 11 500
Bionova Holding Corp. Common Stock 09063Q107 0 50
Banyan Systems Inc. Common Stock 066908104 19 2,000
Bob Evans Farms Inc. Common Stock 096761101 28 1,350
Business Objects S A Spons ADR ADR 12328X107 35 600
Buffets, Inc. Common Stock 119882108 28 2,410
Boca Research Inc. Common Stock 096888102 7 1,000
Pacific Century Financial Corp. Common Stock 694058108 7 329
Bausch & Lomb Inc. Common Stock 071707103 688 10,440
Interpore Intl Common Stock 46062W107 12 1,750
Boise Cascade Office Product Common Stock 097403109 2 150
Burns Intl Services Corp Common Stock 122374101 28 1,750
Boston Acoustics Inc. Common Stock 100534106 301 19,895
Building One Services Corp Common Stock 120114103 2 142
Boston Chicken Inc. Common Stock 100578103 1 3,250
Botswana Rst Ltd ADR ADR 101349207 0 31
Bovie Medical Corp Common Stock 10211F100 0 19
Bowater Inc Common Stock 102183100 113 2,160
Suite101.com Inc Foreign Stock 865073100 3 2,800
Boc Group PLC - Sponsored ADR ADR 055617609 3,003 72,145
Boykin Lodging Co Common Stock 103430104 156 11,807
British Petroleum PLC ADR ADR 110889409 7 60
BP Amoco Plc -Spons ADR ADR 055622104 6,538 59,000
Banco Comercial Portugues SA ADS ADR 059479303 5 200
Buckeye Partners L P Unit Common Stock 118230101 602 22,300
Bio-Plexus Inc. Common Stock 09057C106 1 250
Popular Inc. Common Stock 733174106 647 23,320
Banpais S.A. -Spons ADR ADR 066700105 0 200
Biopure Corp Common Stock 09065H105 21 2,200
Burlington Resources Common Stock 122014103 1,625 44,227
Bradlees Inc Common Stock 104499207 46 2,900
Broadcom Corp Cl A Common Stock 111320107 706 6,480
BRE Properties Inc. Cl A Common Stock 05564E106 205 8,557
Blackrock Florida Insured Muni Trust Common Stock 09247H106 22 1,538
BG PLC - Spons ADR ADR 055434104 104 3,645
Companhia Cervejaria Brahma - SP ADR ADR 20440X103 3,039 253,260
Berkshire Realty Co. Common Stock 084710102 23 1,936
Berkshire Hathaway Inc. Class A Common Stock 084670108 2,200 40
Berkshire Hathaway Inc. Class B Common Stock 084670207 5,466 2,945
Brookline Bancorp Inc Common Stock 113739106 94 9,260
Brooks Automation Inc. Common Stock 11434A100 2 125
Brooktrout Technology Inc. Common Stock 114580103 3 200
Barr Labs Inc. Common Stock 068306109 120 3,775
Brown & Brown Inc Common Stock 115236101 32 949
<CAPTION>
Item 6:
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared as (c) Shared Other Voting Authority (Shares)
(a) Sole Def Other Managers (a) Sole (b) Shared (c) None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
Bristol-Myers Squibb Co. x 0 525,648 0
Barnesandnoble Com Inc x 0 2,200 0
Bnccorp Inc x 0 8,250 0
Burlington Northern Santa Fe Corp. x 0 18,214 0
Bank United Corp. CL A x 0 18,853 0
The Blackrock 1999 Term Trust x 0 4,300 0
Benton Oil & Gas Co x 0 3,663 0
Boddie-Noell Properties Inc. x 0 400 0
Bentley Pharmaceuticals Inc. x 0 30 0
Banta Corporation x 0 500 0
Bionova Holding Corp. x 0 50 0
Banyan Systems Inc. x 0 2,000 0
Bob Evans Farms Inc. x 0 1,350 0
Business Objects S A Spons ADR x 0 600 0
Buffets, Inc. x 0 2,410 0
Boca Research Inc. x 0 1,000 0
Pacific Century Financial Corp. x 0 329 0
Bausch & Lomb Inc. x 0 10,440 0
Interpore Intl x 0 1,750 0
Boise Cascade Office Product x 0 150 0
Burns Intl Services Corp x 0 1,750 0
Boston Acoustics Inc. x 0 19,895 0
Building One Services Corp x 0 142 0
Boston Chicken Inc. x 0 3,250 0
Botswana Rst Ltd ADR x 0 31 0
Bovie Medical Corp x 0 19 0
Bowater Inc x 0 2,160 0
Suite101.com Inc x 0 2,800 0
Boc Group PLC - Sponsored ADR x 0 72,145 0
Boykin Lodging Co x 0 11,807 0
British Petroleum PLC ADR x 0 60 0
BP Amoco Plc -Spons ADR x 0 59,000 0
Banco Comercial Portugues SA ADS x 0 200 0
Buckeye Partners L P Unit x 0 22,300 0
Bio-Plexus Inc. x 0 250 0
Popular Inc. x 0 23,320 0
Banpais S.A. -Spons ADR x 0 200 0
Biopure Corp x 0 2,200 0
Burlington Resources x 0 44,227 0
Bradlees Inc x 0 2,900 0
Broadcom Corp Cl A x 0 6,480 0
BRE Properties Inc. Cl A x 0 8,557 0
Blackrock Florida Insured Muni Trust x 0 1,538 0
BG PLC - Spons ADR x 0 3,645 0
Companhia Cervejaria Brahma - SP ADR x 0 253,260 0
Berkshire Realty Co. x 0 1,936 0
Berkshire Hathaway Inc. Class A x 0 40 0
Berkshire Hathaway Inc. Class B x 0 2,945 0
Brookline Bancorp Inc x 0 9,260 0
Brooks Automation Inc. x 0 125 0
Brooktrout Technology Inc. x 0 200 0
Barr Labs Inc. x 0 3,775 0
Brown & Brown Inc x 0 949 0
<PAGE>
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
Barrett Resources Corp. Common Stock 068480201 4 120
Burlington Res Coal Seam Gas Common Stock 122016108 1 100
Brio Technology Inc Common Stock 109704106 59 2,650
Bethlehem Steel Corp. Common Stock 087509105 38 5,142
Bethlehem Steel Corp $5 Cv Pfd PFD QTR 30/360 087509303 13 252
Bethlehem Steel Corp Pfd Conv $2.50 PreferdStk Conv 087509402 13 500
Bsb Bancorp Common Stock 055652101 12 505
Bear Stearns Companies, Inc. Common Stock 073902108 707 18,404
***BSCH Finance LTD 8.74% PFD Ser D PFD QTR 30/360 G16547138 13 500
***BSCH Finance Ltd 8.125% PFD PFD QTR 30/360 G16547153 63 2,500
***BSCH Finance LTD 7.79% Ser H PFD QTR 30/360 G16547179 15 600
***BSCH Finance Ltd PFD QTR 30/360 G16547187 23 1,000
Banc Stock Group Inc. - Cl A Common Stock 05943C102 2 500
Bush Industries Inc. Class A Common Stock 123164105 148 11,364
Filene's Basement Corp. Common Stock 316866102 0 500
Basin Exploration Inc. Common Stock 070107107 377 15,700
British Steel PLC ADR ADR 111015301 3,505 136,135
Bioshield Technologies Inc. Common Stock 09068A107 8 800
Boston Scientific Corp. Common Stock 101137107 290 11,729
Bisys Group Inc. Common Stock 055472104 5 100
BT Preferred Capital Trust I 8.125% PFD QTR 30/360 055839203 23 935
Bt Shipping Ltd ADR 056007305 0 500
Boulder Total Return Fund Inc Common Stock 101541100 8 700
BT Financial Corp. Common Stock 055763106 72 3,000
Bio-Technology General Corp. Common Stock 090578105 118 12,299
Blyth Industries Inc Common Stock 09643P108 25 902
British American Tobacco PLC Spon AD Foreign Stock 110448107 3,018 173,704
Brunswick Technologies Inc. Common Stock 117394106 122 30,500
Biotime Inc. Common Stock 09066L105 9 1,000
John Hancock Bank & Thrift MutualFdEqClose 409735107 502 59,058
Bitwise Designs Inc. Common Stock 091747105 5 3,139
British Telecommunications ADR 111021408 117 755
Anheuser-Busch Companies Inc. Common Stock 035229103 9,473 135,202
Bankunited Capital III 9% Tr PFD Se PFD QTR 30/360 066918202 43 2,100
U S Microbics Common Stock 902988104 2 500
Bull Run Corp Common Stock 120182100 4 1,000
Schlotzkys Inc Common Stock 806832101 1 100
Burlington Industries Inc. Common Stock 121693105 5 1,100
Bay View Cap Corp. Del Com Common Stock 07262L101 176 13,302
Biovail Corp International Common Stock 09067K106 57 1,130
Banco Bilbao Vizcaya Intl (Gibraltar ADR 059456301 22 900
Compania De Minas Buenaventura ADR 204448104 5 296
Broadvision Inc. Common Stock 111412102 593 4,455
Borg-Warner Automotive, Inc. Common Stock 099724106 186 4,328
Belden, Inc. Common Stock 077459105 158 7,730
Bancwest Corporation Common Stock 059790105 471 11,604
Backweb Technologies Ltd Common Stock M15633106 26 1,500
Bouygues Offshore SA-ADR ADR 102112109 4 200
Bowl Amer Inc. Cl A Common Stock 102565108 28 4,000
Brown Shoe Company Inc Common Stock 115736100 5 300
Britesmile Inc. Common Stock 110415106 6 600
BASIX Corp. New Common Stock 070121207 0 8
Biomatrix Inc Common Stock 09060P102 29 1,300
<CAPTION>
Item 6:
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared as (c) Shared Other Voting Authority (Shares)
(a) Sole Def Other Managers (a) Sole (b) Shared (c) None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
Barrett Resources Corp. x 0 120 0
Burlington Res Coal Seam Gas x 0 100 0
Brio Technology Inc x 0 2,650 0
Bethlehem Steel Corp. x 0 5,142 0
Bethlehem Steel Corp $5 Cv Pfd x 0 252 0
Bethlehem Steel Corp Pfd Conv $2.50 x 0 500 0
Bsb Bancorp x 0 505 0
Bear Stearns Companies, Inc. x 0 18,404 0
***BSCH Finance LTD 8.74% PFD Ser D x 0 500 0
***BSCH Finance Ltd 8.125% PFD x 0 2,500 0
***BSCH Finance LTD 7.79% Ser H x 0 600 0
***BSCH Finance Ltd x 0 1,000 0
Banc Stock Group Inc. - Cl A x 0 500 0
Bush Industries Inc. Class A x 0 11,364 0
Filene's Basement Corp. x 0 500 0
Basin Exploration Inc. x 0 15,700 0
British Steel PLC ADR x 0 136,135 0
Bioshield Technologies Inc. x 0 800 0
Boston Scientific Corp. x 0 11,729 0
Bisys Group Inc. x 0 100 0
BT Preferred Capital Trust I 8.125% x 0 935 0
Bt Shipping Ltd x 0 500 0
Boulder Total Return Fund Inc x 0 700 0
BT Financial Corp. x 0 3,000 0
Bio-Technology General Corp. x 0 12,299 0
Blyth Industries Inc x 0 902 0
British American Tobacco PLC Spon AD x 0 173,704 0
Brunswick Technologies Inc. x 0 30,500 0
Biotime Inc. x 0 1,000 0
John Hancock Bank & Thrift x 0 59,058 0
Bitwise Designs Inc. x 0 3,139 0
British Telecommunications x 0 755 0
Anheuser-Busch Companies Inc. x 0 135,202 0
Bankunited Capital III 9% Tr PFD Se x 0 2,100 0
U S Microbics x 0 500 0
Bull Run Corp x 0 1,000 0
Schlotzkys Inc x 0 100 0
Burlington Industries Inc. x 0 1,100 0
Bay View Cap Corp. Del Com x 0 13,302 0
Biovail Corp International x 0 1,130 0
Banco Bilbao Vizcaya Intl (Gibraltar x 0 900 0
Compania De Minas Buenaventura x 0 296 0
Broadvision Inc. x 0 4,455 0
Borg-Warner Automotive, Inc. x 0 4,328 0
Belden, Inc. x 0 7,730 0
Bancwest Corporation x 0 11,604 0
Backweb Technologies Ltd x 0 1,500 0
Bouygues Offshore SA-ADR x 0 200 0
Bowl Amer Inc. Cl A x 0 4,000 0
Brown Shoe Company Inc x 0 300 0
Britesmile Inc. x 0 600 0
BASIX Corp. New x 0 8 0
Biomatrix Inc x 0 1,300 0
<PAGE>
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
BRE-X Minerals Common Stock 10625K109 0 1,000
Boston Properties Inc. Common Stock 101121101 166 5,400
Bancorp South Inc. Common Stock 059692103 165 9,728
Baxter International Inc - CVR Common Stock 071813125 0 2,800
Bway Corp Common Stock 056039100 118 11,830
Boy Gaming Corp Common Stock 103304101 16 2,700
Brierley Investments LTD Foreign Stock Q17926108 3 13,000
Beyond.Com Corp Common Stock 08860E101 267 21,775
Bairnco Corp. New York Common Stock 057097107 8 1,200
Brazil Fund Inc. Common Stock 105759104 8 635
Beazer Homes USA, Inc. Common Stock 07556Q105 3 160
Citigroup, Inc. Common Stock 172967101 33,575 763,058
Citigroup Inc. 8.50% Pfd Ser T PFD QTR 30/360 172967689 8 300
Citigroup Capital I Tr PFD Sec 8.00% PFD QTR 30/360 17305F201 127 5,100
Citigroup Inc. 8.40% Pfd Ser K PFD QTR 30/360 172967853 16 600
Citigroup Capital IV Tr PFD Sec 6.85 PFD QTR 30/360 17305J203 187 8,500
Citigroup Capital V 7.00% Pfd PFD QTR 30/360 17306K209 22 1,000
CN Bancorp Inc. Common Stock 12612U108 1,000 100,000
Cable & Wireless Hkt ADR 126828102 125 5,725
Commonwealth Network Corp Common Stock 203184106 0 6
Canadian Occidental Pete Ltd 9.375% PFD QTR 30/360 136420502 139 5,700
Crescent St Bk Cary North Carolina Common Stock 225783109 50 5,000
Central Bank of Tampa Common Stock 152585105 0 60
Columbia Energy Group Common Stock 197648975 0 1,366
Clearworks Net Inc Common Stock 185395100 6 2,000
Carolina Panel Co. Common Stock C218419 0 6
CMP Group Inc Common Stock 125887109 114 4,315
Cilcorp Inc. Common Stock 171794100 6 100
Computer Associates International In Common Stock 204912109 1,475 24,079
Cameron Ashley Building Products Inc Common Stock 133290106 4 400
Camden National Corp Common Stock 133034108 147 6,150
CACI International Inc Cl A Common Stock 127190304 28 1,300
Carrier Access Corp. Common Stock 144460102 8 195
Cade Industries Inc. Common Stock 127382109 3 1,000
Cascade Corp. Common Stock 147195101 9 900
Caere Corp. Common Stock 127646107 8 1,000
Carolina First Corp. Common Stock 143877108 107 5,400
Conagra Inc. Common Stock 205887102 925 41,011
Conagra Capital LLC 9.35% LTD Part P12 20588V406 13 500
Conagra Capital LC-9% Cum Pfd PFDMthly 30/360 20588V208 49 2,000
Conagra Capital Lc Adj Rate Pfd Ser PFDMthly 30/360 20588V307 52 2,700
Carnegie International Corp Colo Common Stock 143500106 58 8,435
Cardinal Health Inc. Common Stock 14149Y108 395 7,248
Continental Airlines Inc. Class B Common Stock 210795308 7 201
Centrais Eletricas Brasileiras-Sp AD ADR 15234Q207 3,327 399,240
Corsair Communications Inc Common Stock 220406102 7 1,000
Cais Internet Common Stock 12476Q102 12 1,000
Cheesecake Factory Inc. Common Stock 163072101 246 8,880
California Fed Bank FSB Common Stock 130209703 0 8
California Federal Bank Goodwill Common Stock 130209604 0 19
California Micro Devices Corp Common Stock 130439102 0 104
Cambridge Heart Inc. Common Stock 131910101 4 1,150
American Natl Can Group Inc Common Stock 027714104 273 17,255
<CAPTION>
Item 6:
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared as (c) Shared Other Voting Authority (Shares)
(a) Sole Def Other Managers (a) Sole (b) Shared (c) None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
BRE-X Minerals x 0 1,000 0
Boston Properties Inc. x 0 5,400 0
Bancorp South Inc. x 0 9,728 0
Baxter International Inc - CVR x 0 2,800 0
Bway Corp x 0 11,830 0
Boy Gaming Corp x 0 2,700 0
Brierley Investments LTD x 0 13,000 0
Beyond.Com Corp x 0 21,775 0
Bairnco Corp. New York x 0 1,200 0
Brazil Fund Inc. x 0 635 0
Beazer Homes USA, Inc. x 0 160 0
Citigroup, Inc. x 0 763,058 0
Citigroup Inc. 8.50% Pfd Ser T x 0 300 0
Citigroup Capital I Tr PFD Sec 8.00% x 0 5,100 0
Citigroup Inc. 8.40% Pfd Ser K x 0 600 0
Citigroup Capital IV Tr PFD Sec 6.85 x 0 8,500 0
Citigroup Capital V 7.00% Pfd x 0 1,000 0
CN Bancorp Inc. x 0 100,000 0
Cable & Wireless Hkt x 0 5,725 0
Commonwealth Network Corp x 0 6 0
Canadian Occidental Pete Ltd 9.375% x 0 5,700 0
Crescent St Bk Cary North Carolina x 0 5,000 0
Central Bank of Tampa x 0 60 0
Columbia Energy Group x 0 1,366 0
Clearworks Net Inc x 0 2,000 0
Carolina Panel Co. x 0 6 0
CMP Group Inc x 0 4,315 0
Cilcorp Inc. x 0 100 0
Computer Associates International In x 0 24,079 0
Cameron Ashley Building Products Inc x 0 400 0
Camden National Corp x 0 6,150 0
CACI International Inc Cl A x 0 1,300 0
Carrier Access Corp. x 0 195 0
Cade Industries Inc. x 0 1,000 0
Cascade Corp. x 0 900 0
Caere Corp. x 0 1,000 0
Carolina First Corp. x 0 5,400 0
Conagra Inc. x 0 41,011 0
Conagra Capital LLC 9.35% x 0 500 0
Conagra Capital LC-9% Cum Pfd x 0 2,000 0
Conagra Capital Lc Adj Rate Pfd Ser x 0 2,700 0
Carnegie International Corp Colo x 0 8,435 0
Cardinal Health Inc. x 0 7,248 0
Continental Airlines Inc. Class B x 0 201 0
Centrais Eletricas Brasileiras-Sp AD x 0 399,240 0
Corsair Communications Inc x 0 1,000 0
Cais Internet x 0 1,000 0
Cheesecake Factory Inc. x 0 8,880 0
California Fed Bank FSB x 0 8 0
California Federal Bank Goodwill x 0 19 0
California Micro Devices Corp x 0 104 0
Cambridge Heart Inc. x 0 1,150 0
American Natl Can Group Inc x 0 17,255 0
<PAGE>
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
Canon Inc. - Spon ADR ADR 138006309 3,939 132,960
Canisco Res Inc Common Stock 137587101 1 1,000
Caprius Inc. Common Stock 14066K107 0 2,940
Capital Crossing Bank Common Stock 140071101 22 1,500
Carter Wallace Inc. Common Stock 146285101 59 3,300
Carey International Inc Common Stock 141750109 8 325
Citation Corp. Common Stock 172895104 9 500
Caseys Genl Stores Common Stock 147528103 28 2,070
Caterpillar Inc. Common Stock 149123101 6,012 109,688
Catskill Financial Corp. Common Stock 149348104 21 1,380
Cambridge Tech Partners of Mass Inc. Common Stock 132524109 651 44,865
Channel Amer Broadcasting Inc Common Stock 158913103 0 500
Cavalier Homes Inc Common Stock 149507105 2 300
Commercial Assets Inc. Common Stock 201119104 5 1,000
Chubb Corp. Common Stock 171232101 2,587 51,944
Centura Banks Inc. Common Stock 15640T100 1,011 24,425
CBC Bancorp Inc Common Stock 124786203 0 400
Cooper Industries Common Stock 216669101 116 2,473
Commerce Bancorp Inc. Common Stock 200519106 197 4,755
Commerce Capital Trust I PFD QTR 30/360 20057P203 50 2,000
Century Business Services Inc Common Stock 156490104 28 2,450
Capital Bank Corp Common Stock 139793103 14 1,500
CBL & Associates Pptys Inc. Common Stock 124830100 426 17,430
Chesapeake Biological Labs - A Common Stock 165146101 6 2,000
Cambrex Corp. Common Stock 132011107 78 2,960
Columbia Bancorp Common Stock 197227101 183 14,304
Ciber Inc. Common Stock 17163B102 575 37,525
CBRL Group Inc. Common Stock 12489V106 532 34,349
Northland Crandbarries Inc-A Common Stock 666499108 2 300
CBS Corp. Common Stock 12490K107 3,590 77,626
Coastal Bancorp Inc Preferred Stock 19041P303 47 2,000
Commerce Bancshares Inc. Common Stock 200525103 17 472
Complete Business Solutions Inc. Common Stock 20452F107 2,212 161,632
Compass Bancshares Inc. New Common Stock 20449H109 4,399 175,970
Cubist Pharmaceuticals Inc Common Stock 229678107 9 1,000
Cabot Corp. Common Stock 127055101 187 7,875
Commonwealth Biotechnologies Common Stock 202739108 41 9,000
CBT Group Pub LTD ADR 124853300 88 3,590
Community Bank System Inc. Common Stock 203607106 38 1,400
Cutter & Buck Inc Common Stock 232217109 259 16,642
Cybex Corp. Common Stock 232522102 209 6,264
Circuit City Stores Inc. Common Stock 172737108 1,652 39,149
Calendar Capital Inc. Common Stock 129463105 1 8,000
CCB Financial Corp. Common Stock 124875105 795 19,089
Coca-Cola Beverages PLC Common Stock G2249L103 5 2,400
Calgon Carbon Corp. Common Stock 129603106 124 18,150
Coca Cola Enterprises Inc. Common Stock 191219104 263 11,677
Computer Concepts Corp New Common Stock 204897300 1 800
Cryo-cell Intl Inc Common Stock 228895108 14 3,021
Crown Cork & Seal Co Inc. Common Stock 228255105 1,181 48,715
Crown Cork & Seal 4.50% Conv Pfd PFD QTR 30/360 228255303 22 1,000
Carnival Corp. Common Stock 143658102 6,689 153,760
Coca Cola Amatil Ltd Spon ADR ADR 191085208 8 1,200
<CAPTION>
Item 6:
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared as (c) Shared Other Voting Authority (Shares)
(a) Sole Def Other Managers (a) Sole (b) Shared (c) None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
Canon Inc. - Spon ADR x 0 132,960 0
Canisco Res Inc x 0 1,000 0
Caprius Inc. x 0 2,940 0
Capital Crossing Bank x 0 1,500 0
Carter Wallace Inc. x 0 3,300 0
Carey International Inc x 0 325 0
Citation Corp. x 0 500 0
Caseys Genl Stores x 0 2,070 0
Caterpillar Inc. x 0 109,688 0
Catskill Financial Corp. x 0 1,380 0
Cambridge Tech Partners of Mass Inc. x 0 44,865 0
Channel Amer Broadcasting Inc x 0 500 0
Cavalier Homes Inc x 0 300 0
Commercial Assets Inc. x 0 1,000 0
Chubb Corp. x 0 51,944 0
Centura Banks Inc. x 0 24,425 0
CBC Bancorp Inc x 0 400 0
Cooper Industries x 0 2,473 0
Commerce Bancorp Inc. x 0 4,755 0
Commerce Capital Trust I x 0 2,000 0
Century Business Services Inc x 0 2,450 0
Capital Bank Corp x 0 1,500 0
CBL & Associates Pptys Inc. x 0 17,430 0
Chesapeake Biological Labs - A x 0 2,000 0
Cambrex Corp. x 0 2,960 0
Columbia Bancorp x 0 14,304 0
Ciber Inc. x 0 37,525 0
CBRL Group Inc. x 0 34,349 0
Northland Crandbarries Inc-A x 0 300 0
CBS Corp. x 0 77,626 0
Coastal Bancorp Inc x 0 2,000 0
Commerce Bancshares Inc. x 0 472 0
Complete Business Solutions Inc. x 0 161,632 0
Compass Bancshares Inc. New x 0 175,970 0
Cubist Pharmaceuticals Inc x 0 1,000 0
Cabot Corp. x 0 7,875 0
Commonwealth Biotechnologies x 0 9,000 0
CBT Group Pub LTD x 0 3,590 0
Community Bank System Inc. x 0 1,400 0
Cutter & Buck Inc x 0 16,642 0
Cybex Corp. x 0 6,264 0
Circuit City Stores Inc. x 0 39,149 0
Calendar Capital Inc. x 0 8,000 0
CCB Financial Corp. x 0 19,089 0
Coca-Cola Beverages PLC x 0 2,400 0
Calgon Carbon Corp. x 0 18,150 0
Coca Cola Enterprises Inc. x 0 11,677 0
Computer Concepts Corp New x 0 800 0
Cryo-cell Intl Inc x 0 3,021 0
Crown Cork & Seal Co Inc. x 0 48,715 0
Crown Cork & Seal 4.50% Conv Pfd x 0 1,000 0
Carnival Corp. x 0 153,760 0
Coca Cola Amatil Ltd Spon ADR x 0 1,200 0
<PAGE>
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
Champion Communications Svcs Common Stock 157901109 1 2,222
Chris Craft Industries Inc. Common Stock 170520100 148 2,633
Coastal Caribbean Oils & Minerals Common Stock 190432203 9 6,000
Chevy Chase 10.375% Non Cum Preferred Stock 16678M207 114 2,140
Countrywide Credit Industries Common Stock 222372104 223 6,911
Clintrials Research Inc. Common Stock 188767107 249 45,265
Chevy Chase Svgs Bk FSB 13% PFD QTR 30/360 166784207 208 7,000
Clear Channel Communications Common Stock 184502102 849 10,627
Concurrent Computer Corp. Common Stock 206710204 48 7,000
Currency Technology Corp. Common Stock 231297102 0 1,000
Cendant Corp. Common Stock 151313103 2,467 139,005
Cendant Corp - Income Prides PFD QTR 30/360 151313301 20 700
Cordiant Communications PLC Common Stock 218514206 0 30
Canandaigua Wine Co Common Stock 137219200 602 10,071
Carey Diversified LLC Common Stock 14174P105 402 20,100
Caredata Com Inc Common Stock 14166W100 2 250
Cidco Incorporated Common Stock 171768104 483 37,000
Cordant Technologies Inc Common Stock 218412104 333 10,925
Coeur D Alene Mines Corp. Common Stock 192108108 22 4,610
CDI Corp. Common Stock 125071100 1,072 39,255
Cal Dive International Inc. Common Stock 127914109 3 100
Coddle Creek Financial Inc Common Stock 191891100 8 200
Cadmus Communications Corp Common Stock 127587103 283 25,395
Cadence Design Systems Inc. Common Stock 127387108 407 30,685
CDNOW / N2K Inc. Common Stock 125086108 1 100
Comdisco Common Stock 200336105 126 6,510
Consolidated Papers Inc. Common Stock 209759109 19 700
CD Radio Inc. Common Stock 125127100 14 568
Cable Design Technologies Corp. Common Stock 126924109 161 7,050
CDT Ventures Inc. Common Stock 125128108 0 60,000
CDW Computer Centers Inc. Common Stock 125129106 80 1,645
Colonial Downs Holdings CL A Common Stock 19564H100 8 5,500
Catellus Dev Corp. Common Stock 149111106 38 3,207
CEC Entertainment Inc Common Stock 125137109 2 55
Concord EFS Inc. Common Stock 206197105 146 7,084
Constellation Energy Group Common Stock 210371100 4,524 160,844
Cell Genesys Inc. Common Stock 150921104 1,976 250,904
Crescent Real Estate Equities Common Stock 225756105 267 14,841
Nuevo Group Iusacell Sa De Dv ADR 670512102 2 250
Brightpoint Inc. Common Stock 109473108 146 20,062
Chemfirst Inc. Common Stock 16361A106 9 345
Ceridian Corp. Common Stock 15677T106 1,622 65,217
Century Bancorp Inc. Common Stock 156433104 14 1,000
Conestoga Enterprises Inc. Common Stock 207015108 12 600
Centennial Technologies Inc Common Stock 151392206 1 175
Century Aluminum Co Common Stock 156431108 4 355
Cephalon Inc. Common Stock 156708109 197 10,950
Central Ill Lt Co PFD QTR 30/360 153645205 11 160
Cerner Corp. Common Stock 156782104 360 23,600
Cerus Corp. Common Stock 157085101 5 200
Corporate Express Inc. Common Stock 219888104 43 4,570
Commercial Federal Corp. Common Stock 201647104 683 34,785
CFC International Inc Common Stock 125252106 22 2,625
<CAPTION>
Item 6:
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared as (c) Shared Other Voting Authority (Shares)
(a) Sole Def Other Managers (a) Sole (b) Shared (c) None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
Champion Communications Svcs x 0 2,222 0
Chris Craft Industries Inc. x 0 2,633 0
Coastal Caribbean Oils & Minerals x 0 6,000 0
Chevy Chase 10.375% Non Cum x 0 2,140 0
Countrywide Credit Industries x 0 6,911 0
Clintrials Research Inc. x 0 45,265 0
Chevy Chase Svgs Bk FSB 13% x 0 7,000 0
Clear Channel Communications x 0 10,627 0
Concurrent Computer Corp. x 0 7,000 0
Currency Technology Corp. x 0 1,000 0
Cendant Corp. x 0 139,005 0
Cendant Corp - Income Prides x 0 700 0
Cordiant Communications PLC x 0 30 0
Canandaigua Wine Co x 0 10,071 0
Carey Diversified LLC x 0 20,100 0
Caredata Com Inc x 0 250 0
Cidco Incorporated x 0 37,000 0
Cordant Technologies Inc x 0 10,925 0
Coeur D Alene Mines Corp. x 0 4,610 0
CDI Corp. x 0 39,255 0
Cal Dive International Inc. x 0 100 0
Coddle Creek Financial Inc x 0 200 0
Cadmus Communications Corp x 0 25,395 0
Cadence Design Systems Inc. x 0 30,685 0
CDNOW / N2K Inc. x 0 100 0
Comdisco x 0 6,510 0
Consolidated Papers Inc. x 0 700 0
CD Radio Inc. x 0 568 0
Cable Design Technologies Corp. x 0 7,050 0
CDT Ventures Inc. x 0 60,000 0
CDW Computer Centers Inc. x 0 1,645 0
Colonial Downs Holdings CL A x 0 5,500 0
Catellus Dev Corp. x 0 3,207 0
CEC Entertainment Inc x 0 55 0
Concord EFS Inc. x 0 7,084 0
Constellation Energy Group x 0 160,844 0
Cell Genesys Inc. x 0 250,904 0
Crescent Real Estate Equities x 0 14,841 0
Nuevo Group Iusacell Sa De Dv x 0 250 0
Brightpoint Inc. x 0 20,062 0
Chemfirst Inc. x 0 345 0
Ceridian Corp. x 0 65,217 0
Century Bancorp Inc. x 0 1,000 0
Conestoga Enterprises Inc. x 0 600 0
Centennial Technologies Inc x 0 175 0
Century Aluminum Co x 0 355 0
Cephalon Inc. x 0 10,950 0
Central Ill Lt Co x 0 160 0
Cerner Corp. x 0 23,600 0
Cerus Corp. x 0 200 0
Corporate Express Inc. x 0 4,570 0
Commercial Federal Corp. x 0 34,785 0
CFC International Inc x 0 2,625 0
<PAGE>
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
Community Financial Group Inc. Common Stock 20365M108 4 300
Culp Inc. Common Stock 230215105 4 600
CFI Mortage Inc. Common Stock 12526J108 0 700
Consumers Financial Corp. PFD QTR 30/360 210520300 13 1,600
CFM Technologies Inc. Common Stock 12525K106 5 600
Contifinancial Corp. Common Stock 21075V107 3 2,500
Cullen Frost Bankers Inc. Common Stock 229899109 443 17,700
CIFRA SA Unsponsored ADR B ADR 171785207 7 4,686
Cifra SA De CV Ser C New Common Stock P26077134 2 1,000
Cifra SA De CV Ser V Common Stock P26224108 0 252
Cifra SA - ADR V ADR 171785405 20 1,253
Community Fed Bancorp Common Stock 20364Q100 10 600
Consolidated Freightways Corp. Common Stock 209232107 10 1,000
Columbia Gas System Inc. Common Stock 197648108 326 5,892
Canadian General Capital Toprs PFD QTR 30/360 135785202 178 7,200
Cogenco Intl Inc Common Stock 192389302 0 2
Cognex Corp. Common Stock 192422103 158 5,240
Coastal Corp. Common Stock 190441105 835 20,406
Coastal Finance I-8.375% Trust Orig PFD QTR 30/360 190463208 121 5,000
Coastal Corp. Class A Convertable To Common Stock 190441501 0 11
Chile Fund Inc. MutualFdEqClose 168834109 2 200
Champion International Corp. Common Stock 158525105 1,163 22,632
Life Med Sciences Inc Common Stock 53215M101 4 5,000
Champion Enterprises Inc. Common Stock 158496109 6 650
Charter Municipal Mortgage Acceptanc Common Stock 160908109 338 25,871
City Holding Co Common Stock 177835105 335 17,400
Chico's Fas Inc. Common Stock 168615102 11 395
Churchill Downs Inc Common Stock 171484108 5 200
Chemed Corp. Common Stock 163596109 6 200
Chester Hldgs Ltd Common Stock 165779208 1 13,000
Cheung Kong Hong Kong ADR ADR 166744201 4 500
Choice Hotels Intl Inc. Common Stock 169905106 44 2,569
China.Com Corp Common Stock G2108N109 65 1,000
Chiron Corp.Del Common Stock 170040109 963 34,790
Chesapeake Energy Corp. Common Stock 165167107 77 19,800
Check Point Software Tech Ltd Common Stock M22465104 1,060 12,550
Checkers Drive-In Restaurants Inc.-N Common Stock 162809305 0 236
China Telecom HK LTD Spons ADR ADR 169428109 9 150
C & D Technologies Inc. Common Stock 124661109 22 600
Charming Shoppes Inc. Common Stock 161133103 250 48,800
C H Robinson Worldwide Inc Common Stock 12541W100 51 1,500
Chirex Inc. Common Stock 170038103 2,564 99,333
Computer Horizons Common Stock 205908106 17 1,500
CHS Electronics, Inc. Common Stock 12542A206 11 7,575
Chevron Corp. Common Stock 166751107 11,747 132,364
Chyron Corp. Common Stock 171605207 0 200
Chittenden Corp. Common Stock 170228100 18 625
Cigna Corp. Common Stock 125509109 959 12,330
Corporate Investment Co Cl A Common Stock 219898103 0 125
Ciena Corp. Common Stock 171779101 1,172 32,114
Caire Inc. Common Stock 127761104 0 109
Cimatron LTD-ORD Common Stock M23798107 11 5,000
Cinergy Corp. Common Stock 172474108 657 23,189
<CAPTION>
Item 6:
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared as (c) Shared Other Voting Authority (Shares)
(a) Sole Def Other Managers (a) Sole (b) Shared (c) None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
Community Financial Group Inc. x 0 300 0
Culp Inc. x 0 600 0
CFI Mortage Inc. x 0 700 0
Consumers Financial Corp. x 0 1,600 0
CFM Technologies Inc. x 0 600 0
Contifinancial Corp. x 0 2,500 0
Cullen Frost Bankers Inc. x 0 17,700 0
CIFRA SA Unsponsored ADR B x 0 4,686 0
Cifra SA De CV Ser C New x 0 1,000 0
Cifra SA De CV Ser V x 0 252 0
Cifra SA - ADR V x 0 1,253 0
Community Fed Bancorp x 0 600 0
Consolidated Freightways Corp. x 0 1,000 0
Columbia Gas System Inc. x 0 5,892 0
Canadian General Capital Toprs x 0 7,200 0
Cogenco Intl Inc x 0 2 0
Cognex Corp. x 0 5,240 0
Coastal Corp. x 0 20,406 0
Coastal Finance I-8.375% Trust Orig x 0 5,000 0
Coastal Corp. Class A Convertable To x 0 11 0
Chile Fund Inc. x 0 200 0
Champion International Corp. x 0 22,632 0
Life Med Sciences Inc x 0 5,000 0
Champion Enterprises Inc. x 0 650 0
Charter Municipal Mortgage Acceptanc x 0 25,871 0
City Holding Co x 0 17,400 0
Chico's Fas Inc. x 0 395 0
Churchill Downs Inc x 0 200 0
Chemed Corp. x 0 200 0
Chester Hldgs Ltd x 0 13,000 0
Cheung Kong Hong Kong ADR x 0 500 0
Choice Hotels Intl Inc. x 0 2,569 0
China.Com Corp x 0 1,000 0
Chiron Corp.Del x 0 34,790 0
Chesapeake Energy Corp. x 0 19,800 0
Check Point Software Tech Ltd x 0 12,550 0
Checkers Drive-In Restaurants Inc.-N x 0 236 0
China Telecom HK LTD Spons ADR x 0 150 0
C & D Technologies Inc. x 0 600 0
Charming Shoppes Inc. x 0 48,800 0
C H Robinson Worldwide Inc x 0 1,500 0
Chirex Inc. x 0 99,333 0
Computer Horizons x 0 1,500 0
CHS Electronics, Inc. x 0 7,575 0
Chevron Corp. x 0 132,364 0
Chyron Corp. x 0 200 0
Chittenden Corp. x 0 625 0
Cigna Corp. x 0 12,330 0
Corporate Investment Co Cl A x 0 125 0
Ciena Corp. x 0 32,114 0
Caire Inc. x 0 109 0
Cimatron LTD-ORD x 0 5,000 0
Cinergy Corp. x 0 23,189 0
<PAGE>
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
Cincinnati Financial Corp. Common Stock 172062101 1,139 30,343
CIT Group Inc. - CL A Common Stock 125577106 309 15,042
Conectiv Inc. Common Stock 206829103 141 7,169
Atlantic Capital Trust II Tr 7.375% PFD QTR 30/360 04827P206 51 2,300
Conectiv Inc.- Cl A Common Stock 206829202 13 323
Compx International Inc Cl A Common Stock 20563P101 3 150
Checkfree Holdings Corp Common Stock 162816102 806 19,599
Seacor Holdings, Inc. Common Stock 811904101 33 650
Checkpoint Systems, Inc. Common Stock 162825103 121 12,945
CKE Restaurants Inc. Common Stock 12561E105 1 121
Cookson Group Plc ADR 216379107 20 1,170
Colgate-Palmolive Co. Common Stock 194162103 7,232 158,077
Claimsnet.Com Inc. Common Stock 179570106 9 2,000
Caliber Learning Network Inc Common Stock 129914107 3 1,500
Clarcor Inc. Common Stock 179895107 1,201 71,435
Calcomp Technology Inc Common Stock 128701109 0 10
Computer Learning Centers Common Stock 205199102 10 2,600
The Caldor Corp. Common Stock 128787108 0 975
Claire's Stores, Inc. Common Stock 179584107 134 8,115
US Lec Corp - Cl A Common Stock 90331S109 5 200
Cleveland Indians Baseball Inc Cl A Common Stock 186202107 2 100
Cleveland Cliffs Inc. Common Stock 185896107 15 475
Clarify Inc Common Stock 180492100 210 4,170
Clean Harbors Inc Common Stock 184496107 1 1,000
Mack-Cali Realty Corp. Common Stock 554489104 161 5,990
Crestline Capital Corp Common Stock 226153104 35 1,703
Clemente Global Growth Fund Inc. Common Stock 185569100 177 12,800
Callon Petroleum Company Common Stock 13123X102 9 600
Clearnet Communications Inc. Common Stock 184902104 9 500
Colonial Properties Trust Common Stock 195872106 398 14,870
Colonial Properties Trust 8.75 Cum R PFD QTR 30/360 195872205 26 1,150
Cell Pathways Inc. - New Common Stock 15114R101 1 144
Consolidated Packaging Corp. Common Stock 209723105 0 100
Celestica Inc. Foreign Stock 15101Q108 34 680
Closure Medical Corp. Common Stock 189093107 45 3,300
Cellstar Corp. Common Stock 150925105 65 8,650
Calcasieu Real Estate & Oil Co. Common Stock 128685203 31 10,000
Clorox Co. Common Stock 189054109 2,416 63,169
Comerica Inc. Common Stock 200340107 425 8,400
Chase Manhattan Corp. Common Stock 16161A108 18,020 239,069
Chase Preferred Capital Corp Preferred Stock 161637202 27 1,100
Chase Manhattan Corp. New Preferred Stock 16161A884 38 1,350
Ceramica Carabobo-Spon ADR A ADR 15671P407 1 662
Comcast Corp. Class A Common Stock 200300101 324 8,985
Comcast Corp. Class A Special Common Stock 200300200 7,378 185,032
Carematrix Corp. Common Stock 141706101 9 1,700
Colorado Medtech Inc Common Stock 19652U104 32 2,200
CMG Information Services Inc. Common Stock 125750109 2,100 20,490
Clayton Homes Inc. Common Stock 184190106 84 9,706
Commonwealth Industries Inc Common Stock 203004106 376 27,975
CML Group Inc. Common Stock 125820100 0 2,000
Computer Network Technology Common Stock 204925101 16 1,700
Capstead Mortgage Corp. Common Stock 14067E100 14 3,525
<CAPTION>
Item 6:
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared as (c) Shared Other Voting Authority (Shares)
(a) Sole Def Other Managers (a) Sole (b) Shared (c) None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
Cincinnati Financial Corp. x 0 30,343 0
CIT Group Inc. - CL A x 0 15,042 0
Conectiv Inc. x 0 7,169 0
Atlantic Capital Trust II Tr 7.375% x 0 2,300 0
Conectiv Inc.- Cl A x 0 323 0
Compx International Inc Cl A x 0 150 0
Checkfree Holdings Corp x 0 19,599 0
Seacor Holdings, Inc. x 0 650 0
Checkpoint Systems, Inc. x 0 12,945 0
CKE Restaurants Inc. x 0 121 0
Cookson Group Plc x 0 1,170 0
Colgate-Palmolive Co. x 0 158,077 0
Claimsnet.Com Inc. x 0 2,000 0
Caliber Learning Network Inc x 0 1,500 0
Clarcor Inc. x 0 71,435 0
Calcomp Technology Inc x 0 10 0
Computer Learning Centers x 0 2,600 0
The Caldor Corp. x 0 975 0
Claire's Stores, Inc. x 0 8,115 0
US Lec Corp - Cl A x 0 200 0
Cleveland Indians Baseball Inc Cl A x 0 100 0
Cleveland Cliffs Inc. x 0 475 0
Clarify Inc x 0 4,170 0
Clean Harbors Inc x 0 1,000 0
Mack-Cali Realty Corp. x 0 5,990 0
Crestline Capital Corp x 0 1,703 0
Clemente Global Growth Fund Inc. x 0 12,800 0
Callon Petroleum Company x 0 600 0
Clearnet Communications Inc. x 0 500 0
Colonial Properties Trust x 0 14,870 0
Colonial Properties Trust 8.75 Cum R x 0 1,150 0
Cell Pathways Inc. - New x 0 144 0
Consolidated Packaging Corp. x 0 100 0
Celestica Inc. x 0 680 0
Closure Medical Corp. x 0 3,300 0
Cellstar Corp. x 0 8,650 0
Calcasieu Real Estate & Oil Co. x 0 10,000 0
Clorox Co. x 0 63,169 0
Comerica Inc. x 0 8,400 0
Chase Manhattan Corp. x 0 239,069 0
Chase Preferred Capital Corp x 0 1,100 0
Chase Manhattan Corp. New x 0 1,350 0
Ceramica Carabobo-Spon ADR A x 0 662 0
Comcast Corp. Class A x 0 8,985 0
Comcast Corp. Class A Special x 0 185,032 0
Carematrix Corp. x 0 1,700 0
Colorado Medtech Inc x 0 2,200 0
CMG Information Services Inc. x 0 20,490 0
Clayton Homes Inc. x 0 9,706 0
Commonwealth Industries Inc x 0 27,975 0
CML Group Inc. x 0 2,000 0
Computer Network Technology x 0 1,700 0
Capstead Mortgage Corp. x 0 3,525 0
<PAGE>
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
Cosmoz.com Inc Common Stock 221469109 41 27,000
Compumed Inc Common Stock 204914402 4 5,000
CMS Energy Corp. Common Stock 125896100 84 2,473
Consumers Energy Co $4.50 Cum Pfd PFD QTR 30/360 210518304 36 600
Commonwealth Bancorp Inc Common Stock 20268X102 31 1,800
Cryomedical Science Inc. Common Stock 229049101 7 21,100
Community Savings Bankshares Common Stock 204037105 100 8,360
Copper Mtn Networks Inc Common Stock 217510106 72 825
Com21 Inc Common Stock 205937105 67 5,150
Colonial Muni Inc. Tr Sh Ben Common Stock 195799101 15 2,500
Comp-U-Check Inc. Common Stock 204237309 0 150
Chase Capital IV-7.34% Capital PFD QTR 30/360 16147N208 5 200
Comverse Technology Inc. Common Stock 205862402 1,631 17,295
Caremark Rx Inc. Common Stock 141705103 16 2,850
CNBT Bancshares Inc Common Stock 125972109 200 19,755
Conseco Inc. Common Stock 208464107 3,094 160,226
Conseco Inc- Cum Income Prides Ser F PFD QTR 30/360 208464602 72 2,600
Conseco Financing Trust VI 9.00% Pfd PFD QTR 30/360 20846M206 21 900
Conseco Financing Tr I-9.16% PFD PFD QTR 30/360 20846F201 21 900
Concentric Network Corp Del Common Stock 20589R107 163 8,000
Crescendo Pharmaceuticals CRP CL A Common Stock 225637107 1 61
Cellnet Data Sys Inc Common Stock 15115M101 1 150
Connecticut Energy Corp. Common Stock 207567108 22 579
Cnet Inc. Common Stock 125945105 229 4,092
CNF Transportation Inc. Common Stock 12612W104 198 5,315
Canfibre Group Inc. Common Stock 13753R102 6 2,200
Consolidated Natural Gas Co Common Stock 209615103 590 9,461
Central Hudson Gas & Electric Corp. Common Stock 153609102 316 8,024
Canadian National Railroad Common Stock 136375102 124 4,106
Cenit Bancorp Inc. Common Stock 15131W109 90 4,950
Cole National Corp. Common Stock 193290103 72 9,425
Connect Com Company Common Stock 207840109 0 200
Cleco Corporation Common Stock 12561W105 231 7,136
Connecticut Light & Power Co. $2.06 PFD QTR 30/360 207597501 6 200
Connecticut Light & Power Co $3.24 P PFD QTR 30/360 207597709 9 200
CT Light & Power Co PFD QTR 30/360 207597204 16 618
Connecticut Light & Power Co $2 Pfd PFD QTR 30/360 207597303 6 200
Connecticut light & Power Co. $2.20 PFD QTR 30/360 207597600 25 800
Conmed Corp. Common Stock 207410101 5 200
Cincinnati Microwave Inc. Common Stock 172167108 0 900
Crown Cent Pete Corp Common Stock 228219309 36 6,000
CT Light & Power Co PFD QTR 30/360 207597402 27 1,000
Concur Technologies Inc Common Stock 206708109 7 255
Central Costanera SA-Ser B Foreign Stock P2341J105 2 1,000
Consolidated Stores Corp. Common Stock 210149100 5 233
Conso Products Co. Common Stock 20854R105 237 46,245
Centerpoint Properties Corp. Common Stock 151895109 28 850
Connecticut Light & Power Co 5.28% P PFD QTR 30/360 207597782 10 300
Connecticut Light & Power Co 6.56% P PFD QTR 30/360 207597774 7 150
Centocor Inc. Common Stock 152342101 789 13,470
CK Witco Corp Common Stock 12562C108 104 7,111
CNS Inc Common Stock 126136100 4 1,100
Conexant Systems Inc. Common Stock 207142100 1,511 20,803
<CAPTION>
Item 6:
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared as (c) Shared Other Voting Authority (Shares)
(a) Sole Def Other Managers (a) Sole (b) Shared (c) None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
Cosmoz.com Inc x 0 27,000 0
Compumed Inc x 0 5,000 0
CMS Energy Corp. x 0 2,473 0
Consumers Energy Co $4.50 Cum Pfd x 0 600 0
Commonwealth Bancorp Inc x 0 1,800 0
Cryomedical Science Inc. x 0 21,100 0
Community Savings Bankshares x 0 8,360 0
Copper Mtn Networks Inc x 0 825 0
Com21 Inc x 0 5,150 0
Colonial Muni Inc. Tr Sh Ben x 0 2,500 0
Comp-U-Check Inc. x 0 150 0
Chase Capital IV-7.34% Capital x 0 200 0
Comverse Technology Inc. x 0 17,295 0
Caremark Rx Inc. x 0 2,850 0
CNBT Bancshares Inc x 0 19,755 0
Conseco Inc. x 0 160,226 0
Conseco Inc- Cum Income Prides Ser F x 0 2,600 0
Conseco Financing Trust VI 9.00% Pfd x 0 900 0
Conseco Financing Tr I-9.16% PFD x 0 900 0
Concentric Network Corp Del x 0 8,000 0
Crescendo Pharmaceuticals CRP CL A x 0 61 0
Cellnet Data Sys Inc x 0 150 0
Connecticut Energy Corp. x 0 579 0
Cnet Inc. x 0 4,092 0
CNF Transportation Inc. x 0 5,315 0
Canfibre Group Inc. x 0 2,200 0
Consolidated Natural Gas Co x 0 9,461 0
Central Hudson Gas & Electric Corp. x 0 8,024 0
Canadian National Railroad x 0 4,106 0
Cenit Bancorp Inc. x 0 4,950 0
Cole National Corp. x 0 9,425 0
Connect Com Company x 0 200 0
Cleco Corporation x 0 7,136 0
Connecticut Light & Power Co. $2.06 x 0 200 0
Connecticut Light & Power Co $3.24 P x 0 200 0
CT Light & Power Co x 0 618 0
Connecticut Light & Power Co $2 Pfd x 0 200 0
Connecticut light & Power Co. $2.20 x 0 800 0
Conmed Corp. x 0 200 0
Cincinnati Microwave Inc. x 0 900 0
Crown Cent Pete Corp x 0 6,000 0
CT Light & Power Co x 0 1,000 0
Concur Technologies Inc x 0 255 0
Central Costanera SA-Ser B x 0 1,000 0
Consolidated Stores Corp. x 0 233 0
Conso Products Co. x 0 46,245 0
Centerpoint Properties Corp. x 0 850 0
Connecticut Light & Power Co 5.28% P x 0 300 0
Connecticut Light & Power Co 6.56% P x 0 150 0
Centocor Inc. x 0 13,470 0
CK Witco Corp x 0 7,111 0
CNS Inc x 0 1,100 0
Conexant Systems Inc. x 0 20,803 0
<PAGE>
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
Coachmen Inds Inc. Common Stock 189873102 18 1,200
Coated Sales Inc Common Stock 190637108 0 1,050
Coats Viyella Plc Spons ADR ADR 190743203 295 108,180
Columbia Laboratories Inc. Common Stock 197779101 11 1,400
Conoco Inc. Common Stock 208251306 821 29,603
Conoco Inc Common Stock 208251405 1,016 37,132
Codenoll Technology Corp. Common Stock 191900109 0 55
Cone Mills Corp. Common Stock 206814105 1 200
Commodore Environ Svcs Unc Common Stock 202656104 1 6,615
Capital One Financial Corp. Common Stock 14040H105 4,414 113,179
Charter One Financial Inc. Common Stock 160903100 786 34,008
Cabot Oil and Gas Corp. Common Stock 127097103 145 8,400
Coho Energy Inc Common Stock 192481109 0 400
Coherent Inc. Common Stock 192479103 1,042 46,708
Cohu Inc. Common Stock 192576106 672 31,800
Coca Cola Bottling Co Common Stock 191098102 25 451
Columbia/HCA Healthcare Corp. Common Stock 197677107 2,083 98,311
Columbia Sportswear Co. Common Stock 198516106 483 33,868
Colt Telecom Group Plc ADR 196877104 26 270
Comair Inc. Common Stock 199789108 249 14,915
3 Com Corp. Common Stock 885535104 3,804 132,322
Contour Energy Co. Common Stock 21220C103 1 785
Conoco Inc Common Stock 208251108 0 8
Cooper Companies Inc. Common Stock 216648402 120 3,900
Cyberian Outpost Inc Common Stock 231914102 56 6,100
Consolidated Products Inc. Common Stock 209798107 6 583
Crescent Operating Inc. Common Stock 22575M100 2 475
COR Therapeutics Inc. Common Stock 217753102 13 700
Corus Bankshares Inc. Common Stock 220873103 2 75
Corel Systems Corp Common Stock 21868Q109 61 8,300
Costco Whsl Corp New Common Stock 22160K105 1,099 15,258
Cott Corp. Common Stock 22163N106 127 29,125
Covest Bancshares Inc. Common Stock 223032103 6 450
Covad Communications Group Common Stock 222814204 609 13,970
Covington Development Group Inc Common Stock 223141102 0 600
Cox Communications Inc. Cl A Common Stock 224044107 945 22,630
Canadian Pacific Ltd Com Common Stock 135923100 89 3,885
Campbell Soup Co. Common Stock 134429109 677 17,300
Cathay Pacific Airway Ltd Sp ADR 148906308 51 5,670
CPC of America Common Stock 126147107 2 350
Ciprico Inc. Common Stock 172529109 9 800
Chateau Communities Inc. Common Stock 161726104 126 4,845
Carolina Power & Light Common Stock 144141108 3,964 112,062
Carolina Power & Light Co. PFD QTR 30/360 144141306 80 1,125
Concordia Paper Holdings Ltd ADR 206575102 0 16,000
Connecticut LT&PWR Capital LP Preferred Stock 125927202 154 6,200
Calpine Corp. Common Stock 131347106 956 11,242
Telefonica Cpt Peru Ser B Common Stock P3179N127 19 14,195
Corn Products International Inc. Common Stock 219023108 223 7,341
C P Pokhand Co Ltd Foreign Stock G71507100 0 10,000
C P Pokphand Co LTD Sponsored ADR ADR 125918102 1 1,000
Compaq Computer Corp. Common Stock 204493100 16,209 706,633
Caprock Communications Corp Common Stock 140667106 7 310
<CAPTION>
Item 6:
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared as (c) Shared Other Voting Authority (Shares)
(a) Sole Def Other Managers (a) Sole (b) Shared (c) None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
Coachmen Inds Inc. x 0 1,200 0
Coated Sales Inc x 0 1,050 0
Coats Viyella Plc Spons ADR x 0 108,180 0
Columbia Laboratories Inc. x 0 1,400 0
Conoco Inc. x 0 29,603 0
Conoco Inc x 0 37,132 0
Codenoll Technology Corp. x 0 55 0
Cone Mills Corp. x 0 200 0
Commodore Environ Svcs Unc x 0 6,615 0
Capital One Financial Corp. x 0 113,179 0
Charter One Financial Inc. x 0 34,008 0
Cabot Oil and Gas Corp. x 0 8,400 0
Coho Energy Inc x 0 400 0
Coherent Inc. x 0 46,708 0
Cohu Inc. x 0 31,800 0
Coca Cola Bottling Co x 0 451 0
Columbia/HCA Healthcare Corp. x 0 98,311 0
Columbia Sportswear Co. x 0 33,868 0
Colt Telecom Group Plc x 0 270 0
Comair Inc. x 0 14,915 0
3 Com Corp. x 0 132,322 0
Contour Energy Co. x 0 785 0
Conoco Inc x 0 8 0
Cooper Companies Inc. x 0 3,900 0
Cyberian Outpost Inc x 0 6,100 0
Consolidated Products Inc. x 0 583 0
Crescent Operating Inc. x 0 475 0
COR Therapeutics Inc. x 0 700 0
Corus Bankshares Inc. x 0 75 0
Corel Systems Corp x 0 8,300 0
Costco Whsl Corp New x 0 15,258 0
Cott Corp. x 0 29,125 0
Covest Bancshares Inc. x 0 450 0
Covad Communications Group x 0 13,970 0
Covington Development Group Inc x 0 600 0
Cox Communications Inc. Cl A x 0 22,630 0
Canadian Pacific Ltd Com x 0 3,885 0
Campbell Soup Co. x 0 17,300 0
Cathay Pacific Airway Ltd Sp x 0 5,670 0
CPC of America x 0 350 0
Ciprico Inc. x 0 800 0
Chateau Communities Inc. x 0 4,845 0
Carolina Power & Light x 0 112,062 0
Carolina Power & Light Co. x 0 1,125 0
Concordia Paper Holdings Ltd x 0 16,000 0
Connecticut LT&PWR Capital LP x 0 6,200 0
Calpine Corp. x 0 11,242 0
Telefonica Cpt Peru Ser B x 0 14,195 0
Corn Products International Inc. x 0 7,341 0
C P Pokhand Co Ltd x 0 10,000 0
C P Pokphand Co LTD Sponsored ADR x 0 1,000 0
Compaq Computer Corp. x 0 706,633 0
Caprock Communications Corp x 0 310 0
<PAGE>
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
Copart, Inc Common Stock 217204106 10 550
Choicepoint Inc. Common Stock 170388102 49 725
Consumer Portfolio Services Common Stock 210502100 0 200
Camden Property Trust Common Stock 133131102 1,950 72,565
Camden Properties Trust Pfd PreferdStk Conv 133131201 24 1,000
CompUSA Inc. Common Stock 204932107 121 19,800
Cost Plus Inc. Common Stock 221485105 24 500
Compuware Corp. Common Stock 205638109 288 11,062
CPI Corp. Common Stock 125902106 100 2,920
Comsat Corp. Common Stock 20564D107 11 358
Comsat Capital LP 8.125% Cum PFDMthly 30/360 205930209 36 1,500
Chiquita Brands $3.75 Ser B PreferdStk Conv 170032502 12 400
Crane Co Common Stock 224399105 68 3,019
Pe Corp. Celera Genomics Group Common Stock 69332S201 60 1,486
Cray Computer Corp. Common Stock 225222108 0 400
Chromcraft Revington Inc Common Stock 171117104 75 6,000
Creditrust Corp. Common Stock 225429109 10 430
Carramerica Realty Corp. Common Stock 144418100 527 24,036
Carramerica Realty Corp-Dep Shs-Reps PFD QTR 30/360 144418506 10 500
Carramerica Realty Corp. 8.57% PFD S PFD QTR 30/360 144418209 359 18,630
Carramerica Realty Corp. 8.5% Pfd Se PFD QTR 30/360 144418407 187 9,650
Creative Technology Ordinary Shares Common Stock Y1775U107 172 16,145
Cree Research, Inc. Common Stock 225447101 104 3,050
Curagen Corp Common Stock 23126R101 13 1,000
Coram Healthcare Corp. Common Stock 218103109 2 3,418
CRH PLC - ADR Foreign Stock 12626K203 23 1,160
Comstock Resources Inc. Common Stock 205768203 4 1,000
Carlyle Industries Inc Common Stock 143093102 7 10,000
Crossland Savings FSB PFD QTR 30/360 227901204 0 228
Cornell Corrections Inc. Common Stock 219141108 11 700
Crossman Communities Inc Common Stock 22764E109 279 17,100
Cerprobe Corp. Common Stock 156787103 0 100
Carrollton Bancorp Common Stock 145282109 88 4,908
Captec Net Lease Realty Inc. Common Stock 140724105 323 32,100
Carpenter Technology Corp. Common Stock 144285103 112 4,560
Crusader Holding Corp Common Stock 228840104 8 735
Cross Timber Royalty Trust Common Stock 22757R109 12 1,000
Current Tech Corp. Common Stock 23130E104 0 4,500
Cirrus Logic Corp. Common Stock 172755100 22 2,000
Crazy Eddie, Inc. Common Stock 225227107 0 800
Cabletron Systems Inc. Common Stock 126920107 1,345 85,735
Caraustar Industries Inc. Common Stock 140909102 13 500
Computer Sciences Corp. Common Stock 205363104 5,977 85,008
Cisco Systems Inc. Common Stock 17275R102 38,110 555,838
Correctional Services Corp. Common Stock 219921103 9 1,781
Casino Data Systems Inc. Common Stock 147583108 5 1,000
Case Corp. Common Stock 14743R103 693 13,916
Consco Enterprises Inc Common Stock 208462101 0 1,000
Conseco Financing Trust V 8.70% PFD QTR 30/360 20847D205 122 5,500
Citizens Bank Ovieda Fla Common Stock 174134106 0 46
Cadbury Schweppes P L C ADR 127209302 101 3,650
Concorde Strategies Group Inc Preferred Stock 20651F205 8 4,000
Costar Group Inc Common Stock 22160N109 58 2,415
<CAPTION>
Item 6:
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared as (c) Shared Other Voting Authority (Shares)
(a) Sole Def Other Managers (a) Sole (b) Shared (c) None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
Copart, Inc x 0 550 0
Choicepoint Inc. x 0 725 0
Consumer Portfolio Services x 0 200 0
Camden Property Trust x 0 72,565 0
Camden Properties Trust Pfd x 0 1,000 0
CompUSA Inc. x 0 19,800 0
Cost Plus Inc. x 0 500 0
Compuware Corp. x 0 11,062 0
CPI Corp. x 0 2,920 0
Comsat Corp. x 0 358 0
Comsat Capital LP 8.125% Cum x 0 1,500 0
Chiquita Brands $3.75 Ser B x 0 400 0
Crane Co x 0 3,019 0
Pe Corp. Celera Genomics Group x 0 1,486 0
Cray Computer Corp. x 0 400 0
Chromcraft Revington Inc x 0 6,000 0
Creditrust Corp. x 0 430 0
Carramerica Realty Corp. x 0 24,036 0
Carramerica Realty Corp-Dep Shs-Reps x 0 500 0
Carramerica Realty Corp. 8.57% PFD S x 0 18,630 0
Carramerica Realty Corp. 8.5% Pfd Se x 0 9,650 0
Creative Technology Ordinary Shares x 0 16,145 0
Cree Research, Inc. x 0 3,050 0
Curagen Corp x 0 1,000 0
Coram Healthcare Corp. x 0 3,418 0
CRH PLC - ADR x 0 1,160 0
Comstock Resources Inc. x 0 1,000 0
Carlyle Industries Inc x 0 10,000 0
Crossland Savings FSB x 0 228 0
Cornell Corrections Inc. x 0 700 0
Crossman Communities Inc x 0 17,100 0
Cerprobe Corp. x 0 100 0
Carrollton Bancorp x 0 4,908 0
Captec Net Lease Realty Inc. x 0 32,100 0
Carpenter Technology Corp. x 0 4,560 0
Crusader Holding Corp x 0 735 0
Cross Timber Royalty Trust x 0 1,000 0
Current Tech Corp. x 0 4,500 0
Cirrus Logic Corp. x 0 2,000 0
Crazy Eddie, Inc. x 0 800 0
Cabletron Systems Inc. x 0 85,735 0
Caraustar Industries Inc. x 0 500 0
Computer Sciences Corp. x 0 85,008 0
Cisco Systems Inc. x 0 555,838 0
Correctional Services Corp. x 0 1,781 0
Casino Data Systems Inc. x 0 1,000 0
Case Corp. x 0 13,916 0
Consco Enterprises Inc x 0 1,000 0
Conseco Financing Trust V 8.70% x 0 5,500 0
Citizens Bank Ovieda Fla x 0 46 0
Cadbury Schweppes P L C x 0 3,650 0
Concorde Strategies Group Inc x 0 4,000 0
Costar Group Inc x 0 2,415 0
<PAGE>
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
CSG Systems International Inc. Common Stock 126349109 123 4,496
Communications Systems Inc Common Stock 203900105 1 99
Columbus Southern Pwr Co PFD QTR 30/360 199575812 19 800
Chesapeake Corp. Common Stock 165159104 3 100
Carlisle Cos Inc. Common Stock 142339100 228 5,765
Cincinnati Bell Inc. Common Stock 171870108 222 11,444
Casino Resource Corp. Common Stock 147603203 0 1,200
Central & Southwest Corp. Common Stock 152357109 197 9,340
Capital Senior Living Corp Common Stock 140475104 8 1,100
Carriage Services Inc Cl A Common Stock 143905107 12 1,400
C S X Corp. Common Stock 126408103 1,802 42,517
Capital Trust CL-A Common Stock 14052H100 1 200
Center TR Inc Common Stock 151845104 2 180
Continental Airlines Hldgs Inc. Common Stock 210802104 0 94
Catalytica Incorporated Common Stock 148885106 3 200
Cintas Corp. Common Stock 172908105 231 3,990
Cooper Tire & Rubber Co Common Stock 216831107 1,178 66,814
CT Communications Inc. Common Stock 126426402 44 900
Commonwealth Telephone Enterprises I Common Stock 203349105 34 770
Celestial Seasonings Inc. Common Stock 151016102 4 200
CTG Resources Inc. Common Stock 125957100 152 4,300
Caldera Technologies Corp. Foreign Stock 12878E301 0 600
Cetek Technologies Inc. Common Stock 157193103 1 20,000
Centurytel Inc. Common Stock 156700106 1,396 34,361
Consolidated Tomoka Ld Co Common Stock 210226106 9 631
Cabot Industrisl Trust - SBI Common Stock 127072106 4 200
Celtrix Pharmaceuticals Inc Common Stock 151186103 1 500
CTS Corp. Common Stock 126501105 203 3,525
Cognizant Technology Solutions Corp Common Stock 192446102 41 1,300
Continental AG Spons ADR ADR 210771200 1,293 59,525
Commscope Inc. Common Stock 203372107 2,526 77,708
Centex Corp. Common Stock 152312104 43 1,450
Citrix Systems Inc. Common Stock 177376100 776 12,521
Cityfed Financial Corp PFD QTR 30/360 178762308 0 200
City Federal Financial Jr Pfd. Serie Preferred Stock 178762407 0 88
Chicago Title Corp Common Stock 168228104 84 2,105
Cubic Corp Common Stock 229669106 261 11,125
C-Cube Microsystems Inc. Common Stock 125015107 70 1,600
Cummins Engine Co, Inc. Common Stock 231021106 32 650
Customtracks Corporation Common Stock 232046102 30 1,000
Central Vermont Pub Svc Corp. Common Stock 155771108 13 1,003
Chester Valley Bancorp Common Stock 166335109 22 1,470
Crown Vantage Inc. Common Stock 228622106 0 10
Cablevision Systems Corp. Cl A Common Stock 12686C109 1,221 16,785
Csc Hldgs Inc Preferred Stock 126304401 3 30
Covance Inc. Common Stock 222816100 272 28,092
Converse Inc. Common Stock 212540108 2 900
Convergys Corp Common Stock 212485106 1,014 51,203
Cavanaughs Hospitality Corp Common Stock 149564106 97 13,700
CV REIT Inc. Common Stock 126640101 3 236
Chicago Rivet & Mach Co Common Stock 168088102 4 168
CVS Corp. Common Stock 126650100 2,409 59,025
Chromavision Medical Sys Common Stock 17111P104 1 80
<CAPTION>
Item 6:
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared as (c) Shared Other Voting Authority (Shares)
(a) Sole Def Other Managers (a) Sole (b) Shared (c) None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
CSG Systems International Inc. x 0 4,496 0
Communications Systems Inc x 0 99 0
Columbus Southern Pwr Co x 0 800 0
Chesapeake Corp. x 0 100 0
Carlisle Cos Inc. x 0 5,765 0
Cincinnati Bell Inc. x 0 11,444 0
Casino Resource Corp. x 0 1,200 0
Central & Southwest Corp. x 0 9,340 0
Capital Senior Living Corp x 0 1,100 0
Carriage Services Inc Cl A x 0 1,400 0
C S X Corp. x 0 42,517 0
Capital Trust CL-A x 0 200 0
Center TR Inc x 0 180 0
Continental Airlines Hldgs Inc. x 0 94 0
Catalytica Incorporated x 0 200 0
Cintas Corp. x 0 3,990 0
Cooper Tire & Rubber Co x 0 66,814 0
CT Communications Inc. x 0 900 0
Commonwealth Telephone Enterprises I x 0 770 0
Celestial Seasonings Inc. x 0 200 0
CTG Resources Inc. x 0 4,300 0
Caldera Technologies Corp. x 0 600 0
Cetek Technologies Inc. x 0 20,000 0
Centurytel Inc. x 0 34,361 0
Consolidated Tomoka Ld Co x 0 631 0
Cabot Industrisl Trust - SBI x 0 200 0
Celtrix Pharmaceuticals Inc x 0 500 0
CTS Corp. x 0 3,525 0
Cognizant Technology Solutions Corp x 0 1,300 0
Continental AG Spons ADR x 0 59,525 0
Commscope Inc. x 0 77,708 0
Centex Corp. x 0 1,450 0
Citrix Systems Inc. x 0 12,521 0
Cityfed Financial Corp x 0 200 0
City Federal Financial Jr Pfd. Serie x 0 88 0
Chicago Title Corp x 0 2,105 0
Cubic Corp x 0 11,125 0
C-Cube Microsystems Inc. x 0 1,600 0
Cummins Engine Co, Inc. x 0 650 0
Customtracks Corporation x 0 1,000 0
Central Vermont Pub Svc Corp. x 0 1,003 0
Chester Valley Bancorp x 0 1,470 0
Crown Vantage Inc. x 0 10 0
Cablevision Systems Corp. Cl A x 0 16,785 0
Csc Hldgs Inc x 0 30 0
Covance Inc. x 0 28,092 0
Converse Inc. x 0 900 0
Convergys Corp x 0 51,203 0
Cavanaughs Hospitality Corp x 0 13,700 0
CV REIT Inc. x 0 236 0
Chicago Rivet & Mach Co x 0 168 0
CVS Corp. x 0 59,025 0
Chromavision Medical Sys x 0 80 0
<PAGE>
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
TCW Convertible Securities Fd Common Stock 872340104 399 43,416
Cv Therapeutics Inc Common Stock 126667104 40 2,750
Coventry Health Care Inc Common Stock 222862104 5 500
Cleveland Elec Illum Co Preferred Stock 186108205 5 50
Comed Financing I Toprs 8.48% Pfd PFD QTR 30/360 20033V209 12 500
Crown American Realty Trust Common Stock 228186102 243 37,800
Cable & Wireless Pub Ltd Plc ADR 126830207 147 4,442
Casella Waste Systems Inc. - Cl A Common Stock 147448104 3 177
Coldwater Creek Inc. Common Stock 193068103 3 150
Cemex SA- Spons ADR ADR 151290889 22 907
Colonial High Income Municipal Trust Common Stock 195743109 204 30,000
Colonial Investment Grade Common Stock 195768106 188 21,000
Coflexip Spon ADR ADR 192384105 123 2,570
Centex Construction Prods Inc. Common Stock 15231R109 93 2,500
COX Radio Inc. Cl A Common Stock 224051102 12 195
Canadian Occidental Pete Ltd Common Stock 136420106 16 900
Canadian Occidental Petroleum PFD PFD QTR 30/360 136420403 221 8,700
Cypress Semiconductor Corp. Common Stock 232806109 399 18,580
Cyberguard Corp. Common Stock 231910100 1 500
Cyber-Care Inc Common Stock 23243T105 0 100
Cybersource Corp Common Stock 23251J106 11 200
Cyberonics Inc. Common Stock 23251P102 18 1,000
Cybercash Inc. Common Stock 232462101 5 700
Cycle & Carriage Ltd. Foreign Stock 232903302 78 11,665
Cygnus Inc. Common Stock 232560102 27 2,400
Cycomm International Inc. Common Stock 23255B208 1 1,700
Cyprus Amax Minerals Co Common Stock 232809103 87 4,452
City National Corp. Common Stock 178566105 57 1,700
Cypros Pharmaceutical Corp. Common Stock 232808105 1 500
Cypress Bioscience Inc Common Stock 232674101 6 2,250
Crys Tel Telecomm Com Common Stock 229060108 4 2,500
Cytec Common Stock 232820100 20 815
CYTYC Corp. Common Stock 232946103 74 1,905
Cityxpress Com Corp Common Stock 178786109 12 9,000
Citizens Utilities Co - CL B Common Stock 177342201 250 22,081
Citizens Utilities Trust 5% PFD QTR 30/360 177351202 5 100
Dominion Resources Inc. of VA Common Stock 257470104 1,823 40,406
Delia's Inc Common Stock 246885107 4 590
Deutsche Bank AG DM 5 PAR Foreign Stock D000569 99 1,450
Duke Cap Financing Trust I PFD QTR 30/360 264393208 74 3,200
Duke Capital Fin Trust II Quips PFD QTR 30/360 26439E204 49 2,135
Duke Energy Corp 6.60% PFD QTR 30/360 264399619 39 1,800
Duke Weeks Realty Corp Pfd Ser F 8% PFD QTR 30/360 264411828 11 500
Danone Foreign Stock 399449107 146 3,015
Davids Bridal Inc Common Stock 238576102 68 9,125
D A Consulting Group Inc Common Stock 233027101 7 1,500
Dai Ichi Kangyo Bk Ltd Japan ADR 233804202 32 260
Daktronics Inc Common Stock 234264109 5 300
Delta Air Lines Inc. Common Stock 247361108 667 13,754
Dave & Busters Inc. Common Stock 23833N104 9 750
Danka Business Systems PLC ADR 236277109 2 200
DAOU System Inc. Common Stock 237015102 111 20,660
Discount Auto Parts Inc. Common Stock 254642101 97 6,000
<CAPTION>
Item 6:
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared as (c) Shared Other Voting Authority (Shares)
(a) Sole Def Other Managers (a) Sole (b) Shared (c) None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
TCW Convertible Securities Fd x 0 43,416 0
Cv Therapeutics Inc x 0 2,750 0
Coventry Health Care Inc x 0 500 0
Cleveland Elec Illum Co x 0 50 0
Comed Financing I Toprs 8.48% Pfd x 0 500 0
Crown American Realty Trust x 0 37,800 0
Cable & Wireless Pub Ltd Plc x 0 4,442 0
Casella Waste Systems Inc. - Cl A x 0 177 0
Coldwater Creek Inc. x 0 150 0
Cemex SA- Spons ADR x 0 907 0
Colonial High Income Municipal Trust x 0 30,000 0
Colonial Investment Grade x 0 21,000 0
Coflexip Spon ADR x 0 2,570 0
Centex Construction Prods Inc. x 0 2,500 0
COX Radio Inc. Cl A x 0 195 0
Canadian Occidental Pete Ltd x 0 900 0
Canadian Occidental Petroleum PFD x 0 8,700 0
Cypress Semiconductor Corp. x 0 18,580 0
Cyberguard Corp. x 0 500 0
Cyber-Care Inc x 0 100 0
Cybersource Corp x 0 200 0
Cyberonics Inc. x 0 1,000 0
Cybercash Inc. x 0 700 0
Cycle & Carriage Ltd. x 0 11,665 0
Cygnus Inc. x 0 2,400 0
Cycomm International Inc. x 0 1,700 0
Cyprus Amax Minerals Co x 0 4,452 0
City National Corp. x 0 1,700 0
Cypros Pharmaceutical Corp. x 0 500 0
Cypress Bioscience Inc x 0 2,250 0
Crys Tel Telecomm Com x 0 2,500 0
Cytec x 0 815 0
CYTYC Corp. x 0 1,905 0
Cityxpress Com Corp x 0 9,000 0
Citizens Utilities Co - CL B x 0 22,081 0
Citizens Utilities Trust 5% x 0 100 0
Dominion Resources Inc. of VA x 0 40,406 0
Delia's Inc x 0 590 0
Deutsche Bank AG DM 5 PAR x 0 1,450 0
Duke Cap Financing Trust I x 0 3,200 0
Duke Capital Fin Trust II Quips x 0 2,135 0
Duke Energy Corp 6.60% x 0 1,800 0
Duke Weeks Realty Corp Pfd Ser F 8% x 0 500 0
Danone x 0 3,015 0
Davids Bridal Inc x 0 9,125 0
D A Consulting Group Inc x 0 1,500 0
Dai Ichi Kangyo Bk Ltd Japan x 0 260 0
Daktronics Inc x 0 300 0
Delta Air Lines Inc. x 0 13,754 0
Dave & Busters Inc. x 0 750 0
Danka Business Systems PLC x 0 200 0
DAOU System Inc. x 0 20,660 0
Discount Auto Parts Inc. x 0 6,000 0
<PAGE>
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
Dassault Systems SA Sponsored Adr Foreign Stock 237545108 77 1,982
Data Broadcast Corp. Common Stock 237596101 23 2,980
Diebold Inc. Common Stock 253651103 1,780 76,960
Demegen Inc Common Stock 24804S106 1 2,500
De Beers Cons Mines Ltd ADR N.E. ADR 240253302 3,400 125,935
Dbs Group Hldgs Ltd ADR 23304Y100 6,232 139,442
Donaldson Inc. Common Stock 257651109 169 7,308
Doubleclick Inc. Common Stock 258609304 1,245 10,451
Dana Corp. Common Stock 235811106 1,738 46,828
Ducommun Inc Del Common Stock 264147109 5 450
Dime Community Bancshares Inc Common Stock 253922108 4 190
Doncasters PLC Sponsored Common Stock 257692103 6 500
Disc Inc. Common Stock 23321A101 1 1,000
Digital Courier Tech Inc Common Stock 253838106 4 700
DaimlerChrysler A.G. ADR D1668R123 2,127 30,632
Du Pont (EI) de Nemours and Co. Common Stock 263534109 13,167 216,294
Du Pont E I De Nemour Preferred Stock 263534208 88 1,455
Du Pont E I De Nemours & Co Preferred Stock 263534307 2 25
Detroit Diesel Corp. Common Stock 250837101 98 5,295
Delaware Group Dividend & Common Stock 245915103 136 10,779
Developers Diversified Realty Corp. Common Stock 251591103 232 16,590
Developers Diversified Rlty 9.50% CL PFD QTR 30/360 251591301 133 5,920
Developers Divrs Realty Corp 8.375% PFD QTR 30/360 251591608 29 1,400
Dillards Inc. Common Stock 254067101 322 15,847
Deere & Co Common Stock 244199105 2,048 52,933
Den Danske BK of 1871 Aktieselska ADR 248206203 2,989 26,240
Deltic Timber Corp. Common Stock 247850100 3 143
Dell Computer Corp. Common Stock 247025109 21,193 506,863
Drug Emporium Inc. Common Stock 262175102 7 1,000
Denbury Resources Inc Common Stock 247916208 2 400
Interdent Inc Common Stock 45865R109 40 4,775
Diageo PLC-Sponsored ADR New ADR 25243Q205 3,476 83,877
De Rigo Spa - Sponsored ADR ADR 245334107 6 1,150
Delmarva Power & Light Trust Preferred Stock 247112204 46 1,875
Dexter Corp. Common Stock 252165105 258 6,910
Dean Foods Co Common Stock 242361103 110 2,535
Delphi Financial Group Inc Cl A Common Stock 247131105 9 308
Dairy Farms Intl Hldgs LTD Spons ADR ADR 233859206 3 600
Dollar General Corp. Common Stock 256669102 1,048 33,945
Delaware Group Glabal Dividend Common Stock 245916101 19 1,500
Donegal Group Inc. Common Stock 257701102 2 311
Data General Corp. Common Stock 237688106 45 2,160
Digital Lava Inc Common Stock 253928105 9 2,000
Quest Diagnostics Inc. Common Stock 74834L100 36 1,384
Dayton Hudson Corp. Common Stock 239753106 3,025 50,358
D R Horton Inc. Common Stock 23331A109 5 350
Danaher Corp. Common Stock 235851102 638 12,112
Diamonds Trust Unit Series 1 Common Stock 252787106 36 350
Spectral Diagnostics Inc. Common Stock 847574100 9 7,000
Digital Lightwave, Inc. Common Stock 253855100 7 1,000
Digex Inc. Cl A Common Stock 253756100 65 2,750
DII Group Inc. Common Stock 232949107 35 990
Donaldson Lufkin & Jenrette Nw Common Stock 257661504 38 2,500
<CAPTION>
Item 6:
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared as (c) Shared Other Voting Authority (Shares)
(a) Sole Def Other Managers (a) Sole (b) Shared (c) None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
Dassault Systems SA Sponsored Adr x 0 1,982 0
Data Broadcast Corp. x 0 2,980 0
Diebold Inc. x 0 76,960 0
Demegen Inc x 0 2,500 0
De Beers Cons Mines Ltd ADR N.E. x 0 125,935 0
Dbs Group Hldgs Ltd x 0 139,442 0
Donaldson Inc. x 0 7,308 0
Doubleclick Inc. x 0 10,451 0
Dana Corp. x 0 46,828 0
Ducommun Inc Del x 0 450 0
Dime Community Bancshares Inc x 0 190 0
Doncasters PLC Sponsored x 0 500 0
Disc Inc. x 0 1,000 0
Digital Courier Tech Inc x 0 700 0
DaimlerChrysler A.G. x 0 30,632 0
Du Pont (EI) de Nemours and Co. x 0 216,294 0
Du Pont E I De Nemour x 0 1,455 0
Du Pont E I De Nemours & Co x 0 25 0
Detroit Diesel Corp. x 0 5,295 0
Delaware Group Dividend & x 0 10,779 0
Developers Diversified Realty Corp. x 0 16,590 0
Developers Diversified Rlty 9.50% CL x 0 5,920 0
Developers Divrs Realty Corp 8.375% x 0 1,400 0
Dillards Inc. x 0 15,847 0
Deere & Co x 0 52,933 0
Den Danske BK of 1871 Aktieselska x 0 26,240 0
Deltic Timber Corp. x 0 143 0
Dell Computer Corp. x 0 506,863 0
Drug Emporium Inc. x 0 1,000 0
Denbury Resources Inc x 0 400 0
Interdent Inc x 0 4,775 0
Diageo PLC-Sponsored ADR New x 0 83,877 0
De Rigo Spa - Sponsored ADR x 0 1,150 0
Delmarva Power & Light Trust x 0 1,875 0
Dexter Corp. x 0 6,910 0
Dean Foods Co x 0 2,535 0
Delphi Financial Group Inc Cl A x 0 308 0
Dairy Farms Intl Hldgs LTD Spons ADR x 0 600 0
Dollar General Corp. x 0 33,945 0
Delaware Group Glabal Dividend x 0 1,500 0
Donegal Group Inc. x 0 311 0
Data General Corp. x 0 2,160 0
Digital Lava Inc x 0 2,000 0
Quest Diagnostics Inc. x 0 1,384 0
Dayton Hudson Corp. x 0 50,358 0
D R Horton Inc. x 0 350 0
Danaher Corp. x 0 12,112 0
Diamonds Trust Unit Series 1 x 0 350 0
Spectral Diagnostics Inc. x 0 7,000 0
Digital Lightwave, Inc. x 0 1,000 0
Digex Inc. Cl A x 0 2,750 0
DII Group Inc. x 0 990 0
Donaldson Lufkin & Jenrette Nw x 0 2,500 0
<PAGE>
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
The Walt Disney Co. Common Stock 254687106 16,682 644,699
Echostar Communications New Common Stock 278762109 757 8,334
Image Entertainment Inc. Com Common Stock 452439201 88 19,110
Diversified Senior Services Inc. Common Stock 255340101 21 6,400
Dow Jones & Co Common Stock 260561105 11 200
Trump Hotels & Casino Resorts Common Stock 898168109 9 2,000
Dial Corp. Common Stock 25247D101 926 36,297
Deutsche Lufthansa ADR ADR 251561205 4 200
D'Lites of America Inc Common Stock 23322D104 0 400
Donaldson Lufkin & Jenrette Common Stock 257661108 48 1,220
DLJ Cap Trust I Pfd Trust Sec PFDMthly 30/360 23321W202 22 900
Del Monte Foods Co. Common Stock 24522P103 613 43,430
Delta & Pine Land Co Common Stock 247357106 13 500
Dollar Tree Stores Inc. Common Stock 256747106 1,216 30,446
Cortecs Intl Ltd ADR'S New ADR 220512206 0 200
Delta Woodside Inds Inc. New Common Stock 247909104 1 200
Deluxe Corp. Common Stock 248019101 496 14,600
Datamarine Intl Inc. Common Stock 238045108 5 2,400
Dime Bancorp Inc. Common Stock 25429Q102 67 3,825
Dreyfus Municipal Income, Inc. Common Stock 26201R102 8 1,001
Digital Microwave Corp. Common Stock 253859102 11 700
Dimon Inc. Common Stock 254394109 33 8,604
Denning Mobile Robotics Inc Common Stock 248570301 0 72
Genentech Inc Common Stock 368710406 234 1,599
Dun & Bradstreet Corp. Common Stock 26483B106 569 19,056
Dunn Computer Corp Va Common Stock 265771105 2 1,000
Dionex Corp Common Stock 254546104 19 440
Donnelley (R R) & Sons Co Common Stock 257867101 180 6,235
Diamond Offshore Drilling Inc. Common Stock 25271C102 944 28,290
Docucorp International-W/I Common Stock 255911109 1 80
Decisionone Hldgs Corp Common Stock 243458106 1 1,000
Dole Food Company Common Stock 256605106 364 19,145
Dominguez Svcs Corp. Common Stock 257128108 34 1,200
Doral Financial Corp. Common Stock 25811P100 124 9,250
Dover Corp. Common Stock 260003108 3,085 75,471
Dow Chemical Co Common Stock 260543103 2,153 18,948
Amdocs Limited Common Stock G02602103 30 1,426
Diagnostic Products Corp. Common Stock 252450101 5 185
Delphi Automotive Sys Corp Common Stock 247126105 2,071 128,930
DPL Inc. Common Stock 233293109 168 9,530
Dupont Photomasks Inc. Common Stock 26613X101 64 1,400
Duquesne Captl Cum Mthly Inc. PFD QTR 30/360 266224203 126 5,185
D Q E Inc. Common Stock 23329J104 175 4,480
Duquesne Lt Co Pfd 4% Preferred Stock 266228402 1 33
Dain Rauscher Corp. Common Stock 233856103 738 15,060
Dynamics Research Corp. Common Stock 268057106 3 720
Directrix Inc. Common Stock 25459A100 12 2,500
Duane Reade Inc. Common Stock 263578106 66 2,182
Duke Realty Investments, Inc. Common Stock 264411505 1,380 70,765
Duke Realty Investment Inc. PFD 8.25 PFD QTR 30/360 264411844 9 400
Duke Realty Investment Inc. Preferred Stock 264411604 36 1,500
Dan River Inc. Common Stock 235774106 7 1,000
Darden Restaurants Inc. Common Stock 237194105 24 1,250
<CAPTION>
Item 6:
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared as (c) Shared Other Voting Authority (Shares)
(a) Sole Def Other Managers (a) Sole (b) Shared (c) None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
The Walt Disney Co. x 0 644,699 0
Echostar Communications New x 0 8,334 0
Image Entertainment Inc. Com x 0 19,110 0
Diversified Senior Services Inc. x 0 6,400 0
Dow Jones & Co x 0 200 0
Trump Hotels & Casino Resorts x 0 2,000 0
Dial Corp. x 0 36,297 0
Deutsche Lufthansa ADR x 0 200 0
D'Lites of America Inc x 0 400 0
Donaldson Lufkin & Jenrette x 0 1,220 0
DLJ Cap Trust I Pfd Trust Sec x 0 900 0
Del Monte Foods Co. x 0 43,430 0
Delta & Pine Land Co x 0 500 0
Dollar Tree Stores Inc. x 0 30,446 0
Cortecs Intl Ltd ADR'S New x 0 200 0
Delta Woodside Inds Inc. New x 0 200 0
Deluxe Corp. x 0 14,600 0
Datamarine Intl Inc. x 0 2,400 0
Dime Bancorp Inc. x 0 3,825 0
Dreyfus Municipal Income, Inc. x 0 1,001 0
Digital Microwave Corp. x 0 700 0
Dimon Inc. x 0 8,604 0
Denning Mobile Robotics Inc x 0 72 0
Genentech Inc x 0 1,599 0
Dun & Bradstreet Corp. x 0 19,056 0
Dunn Computer Corp Va x 0 1,000 0
Dionex Corp x 0 440 0
Donnelley (R R) & Sons Co x 0 6,235 0
Diamond Offshore Drilling Inc. x 0 28,290 0
Docucorp International-W/I x 0 80 0
Decisionone Hldgs Corp x 0 1,000 0
Dole Food Company x 0 19,145 0
Dominguez Svcs Corp. x 0 1,200 0
Doral Financial Corp. x 0 9,250 0
Dover Corp. x 0 75,471 0
Dow Chemical Co x 0 18,948 0
Amdocs Limited x 0 1,426 0
Diagnostic Products Corp. x 0 185 0
Delphi Automotive Sys Corp x 0 128,930 0
DPL Inc. x 0 9,530 0
Dupont Photomasks Inc. x 0 1,400 0
Duquesne Captl Cum Mthly Inc. x 0 5,185 0
D Q E Inc. x 0 4,480 0
Duquesne Lt Co Pfd 4% x 0 33 0
Dain Rauscher Corp. x 0 15,060 0
Dynamics Research Corp. x 0 720 0
Directrix Inc. x 0 2,500 0
Duane Reade Inc. x 0 2,182 0
Duke Realty Investments, Inc. x 0 70,765 0
Duke Realty Investment Inc. PFD 8.25 x 0 400 0
Duke Realty Investment Inc. x 0 1,500 0
Dan River Inc. x 0 1,000 0
Darden Restaurants Inc. x 0 1,250 0
<PAGE>
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
Digital River Inc. Common Stock 25388B104 30 1,400
Duramed Pharmaceuticals Inc. Common Stock 266354109 55 7,060
Dura Automotive Systems Inc. Common Stock 265903104 3 130
GTS Duratek Inc. New Common Stock 36237J107 39 6,500
Dallas Semiconductor Corp. Common Stock 235204104 164 3,065
Drugstore Com Inc Common Stock 262241102 4 100
Datascope Corp. Common Stock 238113104 720 20,498
Desc SA DE CV - Ser C Foreign Stock P3506C125 0 100
Descartes Sys Group Inc Foreign Stock 249906108 17 4,000
Dreyfus Strategic Govts Income Inc. Common Stock 261938104 102 12,400
Downey Financial Corp. Holding Co Common Stock 261018105 5 230
Downey Finl Cap Tr I PFD QTR 30/360 261016208 91 3,700
Dsm N V ADR 23332H202 46 4,650
DSP Communications Inc. Common Stock 23332K106 19 1,000
D S P Group Inc. Common Stock 23332B106 20 500
Quantum Corp-DLT & Storage Common Stock 747906204 209 14,873
DST Systems Inc. Common Stock 233326107 717 12,614
Datastream System Inc Common Stock 238124101 14 1,050
Southwestern Bell Telephone Co. PFD QTR 30/360 845335108 59 2,600
Deutsche Telecom AG ADS ADR 251566105 5,954 142,390
Detroit Edison Co 7.625% Pfd PFD QTR 30/360 250847712 46 2,000
Deutsche Bank Sponsored ADR ADR 251525309 335 5,150
DTE Energy CO Common Stock 233331107 155 4,281
Dollar Thrifty Automotive Group Inc. Common Stock 256743105 15 725
Dal-Tile International Inc Common Stock 23426R108 171 21,485
Diamond Technology Partners Common Stock 252762109 22 500
Datron Systems Inc Common Stock 238173108 1 100
Duff & Phelps Utility & Common Stock 26432K108 383 28,903
Duke Energy Corp. Common Stock 264399106 3,661 66,409
Dura Pharmaceuticals, Inc. Common Stock 26632S109 47 3,400
Devry Inc. Common Stock 251893103 593 29,640
Dover Downs Entertainment Inc. Common Stock 260086103 7 500
Devon Energy Corp New Common Stock 25179M103 79 1,913
Diversinet Corp Foreign Stock 25536K204 31 3,000
Drew Inds Inc Common Stock 26168L205 4 400
Dynex Cap Inc Common Stock 26817Q506 171 25,400
Dycom Industries Inc Common Stock 267475101 35 820
Dynagen Inc. Common Stock 267917607 12 32,000
Delphaize America Inc Cl A Common Stock 246688105 520 24,545
Delphaize America Inc Cl B Common Stock 246688204 226 9,983
Daisytek International Corp Common Stock 234053106 159 11,311
ENI Spa - Sponsored ADR ADR 26874R108 4,458 70,765
Equity Inv Fd Common Stock 294710553 0 12
Elf Aquitainesponsored ADR 286269980 32 350
Ea Engr Science & Tech Inc. Common Stock 267911105 0 200
Entergy Arkansas Cap I 8.50% PFD QTR 30/360 29364C201 68 2,800
Brinker Intl Inc. Common Stock 109641100 148 5,445
Ebay Inc Com Common Stock 278642103 766 5,430
EBANK.COM Inc Common Stock 278608104 1 100
Ennis Business Forms Inc. Common Stock 293389102 4 500
Electro Brain Intl Corp. Common Stock 285062204 0 500
Elder Beerman Stores Corp New Common Stock 284470101 27 4,285
Elsag Bailey Process Common Stock N2925S101 0 550
<CAPTION>
Item 6:
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared as (c) Shared Other Voting Authority (Shares)
(a) Sole Def Other Managers (a) Sole (b) Shared (c) None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
Digital River Inc. x 0 1,400 0
Duramed Pharmaceuticals Inc. x 0 7,060 0
Dura Automotive Systems Inc. x 0 130 0
GTS Duratek Inc. New x 0 6,500 0
Dallas Semiconductor Corp. x 0 3,065 0
Drugstore Com Inc x 0 100 0
Datascope Corp. x 0 20,498 0
Desc SA DE CV - Ser C x 0 100 0
Descartes Sys Group Inc x 0 4,000 0
Dreyfus Strategic Govts Income Inc. x 0 12,400 0
Downey Financial Corp. Holding Co x 0 230 0
Downey Finl Cap Tr I x 0 3,700 0
Dsm N V x 0 4,650 0
DSP Communications Inc. x 0 1,000 0
D S P Group Inc. x 0 500 0
Quantum Corp-DLT & Storage x 0 14,873 0
DST Systems Inc. x 0 12,614 0
Datastream System Inc x 0 1,050 0
Southwestern Bell Telephone Co. x 0 2,600 0
Deutsche Telecom AG ADS x 0 142,390 0
Detroit Edison Co 7.625% Pfd x 0 2,000 0
Deutsche Bank Sponsored ADR x 0 5,150 0
DTE Energy CO x 0 4,281 0
Dollar Thrifty Automotive Group Inc. x 0 725 0
Dal-Tile International Inc x 0 21,485 0
Diamond Technology Partners x 0 500 0
Datron Systems Inc x 0 100 0
Duff & Phelps Utility & x 0 28,903 0
Duke Energy Corp. x 0 66,409 0
Dura Pharmaceuticals, Inc. x 0 3,400 0
Devry Inc. x 0 29,640 0
Dover Downs Entertainment Inc. x 0 500 0
Devon Energy Corp New x 0 1,913 0
Diversinet Corp x 0 3,000 0
Drew Inds Inc x 0 400 0
Dynex Cap Inc x 0 25,400 0
Dycom Industries Inc x 0 820 0
Dynagen Inc. x 0 32,000 0
Delphaize America Inc Cl A x 0 24,545 0
Delphaize America Inc Cl B x 0 9,983 0
Daisytek International Corp x 0 11,311 0
ENI Spa - Sponsored ADR x 0 70,765 0
Equity Inv Fd x 0 12 0
Elf Aquitainesponsored x 0 350 0
Ea Engr Science & Tech Inc. x 0 200 0
Entergy Arkansas Cap I 8.50% x 0 2,800 0
Brinker Intl Inc. x 0 5,445 0
Ebay Inc Com x 0 5,430 0
EBANK.COM Inc x 0 100 0
Ennis Business Forms Inc. x 0 500 0
Electro Brain Intl Corp. x 0 500 0
Elder Beerman Stores Corp New x 0 4,285 0
Elsag Bailey Process x 0 550 0
<PAGE>
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
Engelhard Corp. Common Stock 292845104 30 1,667
Encal Energy Ltd Foreign Stock 29250D107 16 2,840
Environmental Control Group Common Stock 293928107 0 200
American Eco Corp. Common Stock 02553G101 6 6,000
Electronic Clearing House Inc. Common Stock 285562203 21 20,000
Eagle Capital Int Common Stock 269456109 0 1
ECI Telecom Limited ORD Foreign Stock 268258100 561 22,734
Ecolab Common Stock 278865100 1,546 45,295
Eclipsys Corp. Common Stock 278856109 63 4,372
Echo Bay Mines Ltd Common Stock 278751102 6 3,200
Central Newspapers Cl A Common Stock 154647101 281 6,308
Elcotel Inc. Common Stock 284447109 7 5,000
Consolidated Edison Inc. Common Stock 209115104 476 11,470
Consolidated Edison Co NY Inc PFD $5 PFD QTR 30/360 209111707 830 11,695
Emerging Markets Income Fund Common Stock 290920107 10 936
E Digital Corp. Common Stock 26841Y103 21 15,500
Earth Search Sciences Inc. Common Stock 270313109 2 11,555
Con Edison Co Ser A 7.75% PFD QICS PFD QTR 30/360 209111848 56 2,300
Electronic Data Systems Common Stock 285661104 4,196 79,269
El Paso Electric Co New Common Stock 283677854 348 38,695
Environmental Elements Corp Common Stock 293940102 7 2,600
Ecogen Inc. Common Stock 278864202 1 600
EEX Corporation - New Common Stock 26842V207 2 713
Efax Com Inc. Common Stock 282012103 7 950
Electronics for Imaging Inc. Common Stock 286082102 658 12,800
Enhance Financial Services Group Inc Common Stock 293310108 310 17,521
Ftd Com Inc Common Stock 30265F103 1 100
Eastern Enterprises Common Stock 27637F100 96 2,069
Equifax Inc. Common Stock 294429105 1,504 53,458
Eagle Geophysical Inc Common Stock 269524104 0 44
E G & G Inc. Common Stock 268457108 17 430
Egghead Inc Common Stock 282330109 13 1,825
8 X 8 Inc. Common Stock 282912104 8 1,600
Eglobe Inc Common Stock 282339100 6 2,000
Electroglas, Inc. Common Stock 285324109 12 500
Energen Corp. Common Stock 29265N108 2 100
Earthgrains Co Common Stock 270319106 68 3,092
E Trade Group Inc Common Stock 269246104 312 13,259
Entergy Gulf States Capt I PFD QTR 30/360 29364H200 121 5,160
Entergy Louisiana Inc. 8% Pfd Preferred Stock 29364M803 46 1,800
Energy North, Inc. Common Stock 292925104 75 1,811
Equitable of Iowa Cos Capital Preferred Stock 294513205 20 800
Eidox PLC Sponsored ADR ADR 282485101 55 870
Echelon International Corp. Common Stock 278747100 3 131
Edison International Common Stock 281020107 398 16,360
Eastman Kodak Co. Common Stock 277461109 11,942 158,298
A/S Eksportfinans Non-Cum Pfd 8.70% Preferred Stock R20543162 14 550
Estee Lauder Companies Common Stock 518439104 1,069 27,354
Electronics Boutique Hldgs Cp Common Stock 286045109 52 2,000
Endesa S.A. ADR ADR 29258N107 14 745
ELF Aquitaine ADR 286269105 5,619 61,321
Electric & Gas Tech Inc. Common Stock 284853108 4 4,000
Electric Lightwave Inc Cl A Common Stock 284895109 1 100
<CAPTION>
Item 6:
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared as (c) Shared Other Voting Authority (Shares)
(a) Sole Def Other Managers (a) Sole (b) Shared (c) None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
Engelhard Corp. x 0 1,667 0
Encal Energy Ltd x 0 2,840 0
Environmental Control Group x 0 200 0
American Eco Corp. x 0 6,000 0
Electronic Clearing House Inc. x 0 20,000 0
Eagle Capital Int x 0 1 0
ECI Telecom Limited ORD x 0 22,734 0
Ecolab x 0 45,295 0
Eclipsys Corp. x 0 4,372 0
Echo Bay Mines Ltd x 0 3,200 0
Central Newspapers Cl A x 0 6,308 0
Elcotel Inc. x 0 5,000 0
Consolidated Edison Inc. x 0 11,470 0
Consolidated Edison Co NY Inc PFD $5 x 0 11,695 0
Emerging Markets Income Fund x 0 936 0
E Digital Corp. x 0 15,500 0
Earth Search Sciences Inc. x 0 11,555 0
Con Edison Co Ser A 7.75% PFD QICS x 0 2,300 0
Electronic Data Systems x 0 79,269 0
El Paso Electric Co New x 0 38,695 0
Environmental Elements Corp x 0 2,600 0
Ecogen Inc. x 0 600 0
EEX Corporation - New x 0 713 0
Efax Com Inc. x 0 950 0
Electronics for Imaging Inc. x 0 12,800 0
Enhance Financial Services Group Inc x 0 17,521 0
Ftd Com Inc x 0 100 0
Eastern Enterprises x 0 2,069 0
Equifax Inc. x 0 53,458 0
Eagle Geophysical Inc x 0 44 0
E G & G Inc. x 0 430 0
Egghead Inc x 0 1,825 0
8 X 8 Inc. x 0 1,600 0
Eglobe Inc x 0 2,000 0
Electroglas, Inc. x 0 500 0
Energen Corp. x 0 100 0
Earthgrains Co x 0 3,092 0
E Trade Group Inc x 0 13,259 0
Entergy Gulf States Capt I x 0 5,160 0
Entergy Louisiana Inc. 8% Pfd x 0 1,800 0
Energy North, Inc. x 0 1,811 0
Equitable of Iowa Cos Capital x 0 800 0
Eidox PLC Sponsored ADR x 0 870 0
Echelon International Corp. x 0 131 0
Edison International x 0 16,360 0
Eastman Kodak Co. x 0 158,298 0
A/S Eksportfinans Non-Cum Pfd 8.70% x 0 550 0
Estee Lauder Companies x 0 27,354 0
Electronics Boutique Hldgs Cp x 0 2,000 0
Endesa S.A. ADR x 0 745 0
ELF Aquitaine x 0 61,321 0
Electric & Gas Tech Inc. x 0 4,000 0
Electric Lightwave Inc Cl A x 0 100 0
<PAGE>
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
Elcor Corp. Common Stock 284443108 36 1,425
Elan Corp. ADR ADR 284131208 3,848 114,651
Earthlink Network Inc Common Stock 270322100 400 9,310
Entergy London Capital LP 8.625% Cum PFD QTR 30/360 268316205 298 12,400
Echelon Corp Common Stock 27874N105 10 1,350
Electrosource Inc New Common Stock 286150206 0 50
Electropure Inc Common Stock 286133103 2 2,500
Aktiebolaget Electrolux ADR ADR 010198208 16 431
Callaway Golf Co Common Stock 131193104 156 12,806
EMail Ltd Spon ADR ADR 290769207 4 1,200
EMC Corp. Common Stock 268648102 16,672 233,382
Emcor Group Inc Common Stock 29084Q100 6 320
The Emerging Market Income Fund Common Stock 290918101 59 4,900
Templeton Emerging Markets MutualFdEqClose 880191101 114 10,292
Eastern Co. Common Stock 276317104 7 450
Emulex Corp. Common Stock 292475209 107 1,250
Emmis Communications Corp Cl A Common Stock 291525103 66 1,000
Eastman Chemical Co Common Stock 277432100 154 3,861
Elementis (1998) PLC-ORD 5P Foreign Stock G2996U108 3 1,854
Emerson Electric Co. Common Stock 291011104 5,558 87,960
Embratel Particpacoes ADR ADR 29081N100 1 100
Energy Biosystems Corp Common Stock 29265L706 0 75
Enesco Corp Inc Common Stock 292973104 22 1,400
Encore Computer Corp. Common Stock 292555109 0 200
Encad Inc Common Stock 292503109 2 325
Endocare Inc. Common Stock 29264P104 6 1,000
Enron Corp Common Stock 293561106 12,893 312,563
Enron Cap Trust II 8.125% Perp Trust Preferred Stock 29357P201 24 1,000
Enron Capital Resources LP 9.0% Cum PFD P12 30/360 29357D208 25 1,000
Enron Capital LLC 8.00% Cum Gtd Pfd PFDMthly 30/360 P37307108 70 2,920
Enron Cap Tr I PFD QTR 30/360 29357N206 26 1,100
Engage Technologies Inc Common Stock 292827102 15 400
Engle Homes Inc Common Stock 292896107 5 500
Enersis SA Spons ADR ADR 29274F104 18 846
Entremed Inc Common Stock 29382F103 46 2,150
Equity Inns Inc. Common Stock 294703103 19 2,200
Kinder Morgan Energy Partners LP Common Stock 494550106 892 20,598
TXU Gas Co Dep Pfd Shs Ser F Preferred Stock 873170302 12 500
Envirosource Inc. Common Stock 29409K606 0 57
Enstar Inc Common Stock 29358M108 22 2,000
Equant N V ADR 294409107 8 100
Entertainment International LTD Common Stock 29380Y104 0 2,000
Entrust Technologies Inc. Common Stock 293848107 19 830
Enzo Biochem Inc. Common Stock 294100102 14 500
Enzon Inc. Common Stock 293904108 3 100
Empresa Nacional De Electricidad ADR 29244T101 9 725
EOG Res Inc Common Stock 26875P101 162 7,605
Equity Office Properties Trust Common Stock 294741103 54 2,333
Eott Energy Partners L P LTD Part P4 294103106 3 200
Bottomline Technologies Inc. Common Stock 101388106 15 1,000
E Prime Aerospace Corp Common Stock 268817103 0 10,000
El Paso Energy Corp Common Stock 283905107 2,489 62,511
Eagle Picher Inds Inc. Common Stock 269803102 0 400
<CAPTION>
Item 6:
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared as (c) Shared Other Voting Authority (Shares)
(a) Sole Def Other Managers (a) Sole (b) Shared (c) None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
Elcor Corp. x 0 1,425 0
Elan Corp. ADR x 0 114,651 0
Earthlink Network Inc x 0 9,310 0
Entergy London Capital LP 8.625% Cum x 0 12,400 0
Echelon Corp x 0 1,350 0
Electrosource Inc New x 0 50 0
Electropure Inc x 0 2,500 0
Aktiebolaget Electrolux ADR x 0 431 0
Callaway Golf Co x 0 12,806 0
EMail Ltd Spon ADR x 0 1,200 0
EMC Corp. x 0 233,382 0
Emcor Group Inc x 0 320 0
The Emerging Market Income Fund x 0 4,900 0
Templeton Emerging Markets x 0 10,292 0
Eastern Co. x 0 450 0
Emulex Corp. x 0 1,250 0
Emmis Communications Corp Cl A x 0 1,000 0
Eastman Chemical Co x 0 3,861 0
Elementis (1998) PLC-ORD 5P x 0 1,854 0
Emerson Electric Co. x 0 87,960 0
Embratel Particpacoes ADR x 0 100 0
Energy Biosystems Corp x 0 75 0
Enesco Corp Inc x 0 1,400 0
Encore Computer Corp. x 0 200 0
Encad Inc x 0 325 0
Endocare Inc. x 0 1,000 0
Enron Corp x 0 312,563 0
Enron Cap Trust II 8.125% Perp Trust x 0 1,000 0
Enron Capital Resources LP 9.0% Cum x 0 1,000 0
Enron Capital LLC 8.00% Cum Gtd Pfd x 0 2,920 0
Enron Cap Tr I x 0 1,100 0
Engage Technologies Inc x 0 400 0
Engle Homes Inc x 0 500 0
Enersis SA Spons ADR x 0 846 0
Entremed Inc x 0 2,150 0
Equity Inns Inc. x 0 2,200 0
Kinder Morgan Energy Partners LP x 0 20,598 0
TXU Gas Co Dep Pfd Shs Ser F x 0 500 0
Envirosource Inc. x 0 57 0
Enstar Inc x 0 2,000 0
Equant N V x 0 100 0
Entertainment International LTD x 0 2,000 0
Entrust Technologies Inc. x 0 830 0
Enzo Biochem Inc. x 0 500 0
Enzon Inc. x 0 100 0
Empresa Nacional De Electricidad x 0 725 0
EOG Res Inc x 0 7,605 0
Equity Office Properties Trust x 0 2,333 0
Eott Energy Partners L P x 0 200 0
Bottomline Technologies Inc. x 0 1,000 0
E Prime Aerospace Corp x 0 10,000 0
El Paso Energy Corp x 0 62,511 0
Eagle Picher Inds Inc. x 0 400 0
<PAGE>
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
Entertainment Properties Trust Common Stock 29380T105 16 1,100
Environmental Control Products Common Stock 294905104 0 833
Equinox Systems Inc. Common Stock 294436100 41 3,512
Equity Residential Properties Trust Common Stock 29476L107 590 13,928
Equity Residential Properties Preferred Stock 29476L206 207 8,600
Equity Residential Pptys Tr Ser F Pf PFD QTR 30/360 29476L875 35 1,400
Equity Residential Pptys Trust 7.625 PFD QTR 30/360 29476L792 77 3,600
Equitable Federal Svgs Bank Common Stock 294487103 4 200
Equitable Resources Inc. Common Stock 294549100 405 10,707
Euro Disneyland SCA Shs Ord Common Stock F26387104 0 200
Euro Disney S C A Ff 10 Par Common Stock F26387112 16 10,800
Phyamerica Physician Group Inc Common Stock 71940A101 1 2,670
Equitable Resource Cap Tr I 7.35% PFD QTR 30/360 294550207 63 2,900
Ericsson L M Tel Co ADR Cl B ADR 294821400 2,078 66,508
Erie Indemnity Company - Cl A Common Stock 29530P102 39 1,187
Earthshell Corp Common Stock 27032B100 27 6,900
Electronic Arts Common Stock 285512109 712 9,832
Eisai Co Ltd Spon ADR 1 ADR Reps 1 S ADR 282579309 19 760
Evans & Sutherland Computer Corp. Common Stock 299096107 1 100
ITT Educational Services Inc Common Stock 45068B109 1,064 54,565
Electro Scientific Corp. Common Stock 285229100 5 100
Esterline Technologies Corp Common Stock 297425100 27 1,700
Employee Solutions Inc. Common Stock 292166105 3 3,000
E Spire Communications Inc Common Stock 269153102 241 33,205
Express Scripts Inc. CL A Common Stock 302182100 55 703
Essex Ppty Tr Inc Common Stock 297178105 161 4,600
ESS Technology Inc. Common Stock 269151106 12 900
Ensco International Inc. Common Stock 26874Q100 301 16,665
ESCO Transportation Co. New Common Stock 269040200 1 2,500
Etec Systems Inc. Common Stock 26922C103 13 350
E-Tek Dynamics Inc. Common Stock 269240107 9 175
E-Net Inc. Common Stock 268745106 5 1,000
Ethan Allen Interiors, Inc. Common Stock 297602104 2,941 92,461
ETI International Inc. Common Stock 269230108 3 2,000
Eaton Corp. Common Stock 278058102 1,329 15,402
Enterprise Oil PLC Sponsored ADR Rep ADR 293779302 2 100
Entergy Corp. Common Stock 29364G103 689 23,809
Eldertrust - SBI Common Stock 284560109 60 7,800
E4L Inc Common Stock 268452109 109 28,600
E Town Corp. Common Stock 269242103 266 5,367
Etoys Inc. Common Stock 297862104 169 2,535
Eastern Utils Assoc Common Stock 277173100 152 5,072
Eutro Group Hldg Inc Common Stock 298885104 2 100,000
Eaton Vance Corp Common Stock 278265103 13 420
Educational Video Conferencing Common Stock 281505107 15 1,000
EVN Energie Versorgung Niedero ADR 269265104 754 29,508
Webs Index Fund Inc - Australia Common Stock 92923H103 35 3,369
E.W. Blanch Holdings Inc. Common Stock 093210102 89 1,360
European Warrant Fd Inc. Common Stock 298792102 103 6,927
Webs Index Fund Inc - Germany Common Stock 92923H608 72 3,459
Webs Index Fund Inc - Hong Kong MutualFdEqClose 92923H707 66 5,826
Webs Index Fund Inc - Japan MutualFdEqClose 92923H889 651 46,737
Webs Index Fd Inc - Switzerland Common Stock 92923H814 34 2,192
<CAPTION>
Item 6:
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared as (c) Shared Other Voting Authority (Shares)
(a) Sole Def Other Managers (a) Sole (b) Shared (c) None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
Entertainment Properties Trust x 0 1,100 0
Environmental Control Products x 0 833 0
Equinox Systems Inc. x 0 3,512 0
Equity Residential Properties Trust x 0 13,928 0
Equity Residential Properties x 0 8,600 0
Equity Residential Pptys Tr Ser F Pf x 0 1,400 0
Equity Residential Pptys Trust 7.625 x 0 3,600 0
Equitable Federal Svgs Bank x 0 200 0
Equitable Resources Inc. x 0 10,707 0
Euro Disneyland SCA Shs Ord x 0 200 0
Euro Disney S C A Ff 10 Par x 0 10,800 0
Phyamerica Physician Group Inc x 0 2,670 0
Equitable Resource Cap Tr I 7.35% x 0 2,900 0
Ericsson L M Tel Co ADR Cl B x 0 66,508 0
Erie Indemnity Company - Cl A x 0 1,187 0
Earthshell Corp x 0 6,900 0
Electronic Arts x 0 9,832 0
Eisai Co Ltd Spon ADR 1 ADR Reps 1 S x 0 760 0
Evans & Sutherland Computer Corp. x 0 100 0
ITT Educational Services Inc x 0 54,565 0
Electro Scientific Corp. x 0 100 0
Esterline Technologies Corp x 0 1,700 0
Employee Solutions Inc. x 0 3,000 0
E Spire Communications Inc x 0 33,205 0
Express Scripts Inc. CL A x 0 703 0
Essex Ppty Tr Inc x 0 4,600 0
ESS Technology Inc. x 0 900 0
Ensco International Inc. x 0 16,665 0
ESCO Transportation Co. New x 0 2,500 0
Etec Systems Inc. x 0 350 0
E-Tek Dynamics Inc. x 0 175 0
E-Net Inc. x 0 1,000 0
Ethan Allen Interiors, Inc. x 0 92,461 0
ETI International Inc. x 0 2,000 0
Eaton Corp. x 0 15,402 0
Enterprise Oil PLC Sponsored ADR Rep x 0 100 0
Entergy Corp. x 0 23,809 0
Eldertrust - SBI x 0 7,800 0
E4L Inc x 0 28,600 0
E Town Corp. x 0 5,367 0
Etoys Inc. x 0 2,535 0
Eastern Utils Assoc x 0 5,072 0
Eutro Group Hldg Inc x 0 100,000 0
Eaton Vance Corp x 0 420 0
Educational Video Conferencing x 0 1,000 0
EVN Energie Versorgung Niedero x 0 29,508 0
Webs Index Fund Inc - Australia x 0 3,369 0
E.W. Blanch Holdings Inc. x 0 1,360 0
European Warrant Fd Inc. x 0 6,927 0
Webs Index Fund Inc - Germany x 0 3,459 0
Webs Index Fund Inc - Hong Kong x 0 5,826 0
Webs Index Fund Inc - Japan x 0 46,737 0
Webs Index Fd Inc - Switzerland x 0 2,192 0
<PAGE>
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
Webs Index Fd Inc Netherlands Common Stock 92923H855 33 1,479
Webs Index Fund Inc - France Common Stock 92923H509 42 1,816
Webs Index Fund Inc Singapore Free MutualFdEqClose 92923H848 14 1,900
Webs Index Fund Inc - United Kingdom Common Stock 92923H798 68 3,360
Webs - Mexico Index Series Fd Inc. Common Stock 92923H863 29 2,257
Exide Corp Common Stock 302051107 14 1,495
Exactech Inc. Common Stock 30064E109 88 6,500
Exar Corp Common Stock 300645108 7 200
Excalibur Technologies Corp Common Stock 300651205 76 9,173
Excal Enterprises Inc Common Stock 300902103 2 800
Exodux Communications Inc. Common Stock 302088109 776 10,769
Eix Tr I PFD QTR 30/360 268540200 88 3,700
Expeditors Intl Wash Inc. Common Stock 302130109 43 1,329
Ethyl Corp. Common Stock 297659104 7 1,841
Health Twenty-One Inc Common Stock 92831N101 96 15,000
Entergy Gulf States Utilities Inc. $ PFD QTR 30/360 29364L805 10 200
Entergy La Inc PFD QTR 30/360 29364M605 31 400
Ford Motor Co. Common Stock 345370100 16,100 320,785
Ford Motor Co-Dep Shs-Repstg 1/2000t PFD QTR 30/360 345370407 7 250
Ford Motor Co Cap Tr I TOPRS 9.00% P PFD QTR 30/360 345343206 51 1,950
FPC Capital Trust I Ser A 7.10% PFD QTR 30/360 302552203 131 5,950
Fiat S P A ADR 315621888 108 3,269
Forntier Oil & Gas Co. Common Stock 359141108 0 110
Fairchild Corp. - Cl A Common Stock 303698104 23 2,240
Firstfed American Bancorp Inc. Common Stock 337929103 22 1,740
First American Finl Corp Common Stock 318522307 5 400
First American Corp. Tenn Common Stock 318900107 161 3,761
Fortis Amev N V Sponsored ADR ADR 34956J101 29 910
Fastenal Co. Common Stock 311900104 49 1,050
First Australia Prime Income Fd Common Stock 318653102 272 44,923
F N B Corp. Common Stock 302520101 114 4,695
First Bell Bancorp Inc. Common Stock 319301107 8 520
Fibercore Inc Common Stock 31563B109 2 4,500
Fidelity Bancorp Inc. DEL Common Stock 31583B105 3 180
Friedman Billings Ramsey Grp Inc. CL Common Stock 358433100 43 6,200
Foster Brewing Group LTD Common Stock Q3944W104 9 3,000
First Bank of Philadelphia Common Stock 319258208 2 510
Furniture Brands Intl Inc. Common Stock 360921100 310 15,725
Firstbank Corp Del Common Stock 33762X106 13 1,000
First Bankers Tr & Svgs Assoc Common Stock 319285102 0 20
Franklin Covey Co. Common Stock 353469109 131 17,077
First Central Financial Corp Common Stock 318908100 0 7,700
Forest City Enterprises Inc. Cl A Common Stock 345550107 4 200
Frist Comwlth Finl Corp. PA Common Stock 319829107 91 3,580
First Consulting Group Inc Common Stock 31986R103 10 1,001
Felcor Lodging Trust Inc Common Stock 31430F101 53 3,000
FCNB Corp. Common Stock 302920103 375 20,174
FCNB Capital Trust 8.25% PFD QTR 30/360 30243V204 46 1,870
First Ctzns Bancshares Inc. NC Common Stock 31946M103 81 1,050
The First Commonwealth Fund Inc. Common Stock 31983F102 5 499
Fairchild Semiconductor Intl Common Stock 303726103 297 12,650
First Charter Corp. Common Stock 319439105 349 19,956
Freeport McMoran Copper And Gold Common Stock 35671D857 32 2,063
<CAPTION>
Item 6:
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared as (c) Shared Other Voting Authority (Shares)
(a) Sole Def Other Managers (a) Sole (b) Shared (c) None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
Webs Index Fd Inc Netherlands x 0 1,479 0
Webs Index Fund Inc - France x 0 1,816 0
Webs Index Fund Inc Singapore Free x 0 1,900 0
Webs Index Fund Inc - United Kingdom x 0 3,360 0
Webs - Mexico Index Series Fd Inc. x 0 2,257 0
Exide Corp x 0 1,495 0
Exactech Inc. x 0 6,500 0
Exar Corp x 0 200 0
Excalibur Technologies Corp x 0 9,173 0
Excal Enterprises Inc x 0 800 0
Exodux Communications Inc. x 0 10,769 0
Eix Tr I x 0 3,700 0
Expeditors Intl Wash Inc. x 0 1,329 0
Ethyl Corp. x 0 1,841 0
Health Twenty-One Inc x 0 15,000 0
Entergy Gulf States Utilities Inc. $ x 0 200 0
Entergy La Inc x 0 400 0
Ford Motor Co. x 0 320,785 0
Ford Motor Co-Dep Shs-Repstg 1/2000t x 0 250 0
Ford Motor Co Cap Tr I TOPRS 9.00% P x 0 1,950 0
FPC Capital Trust I Ser A 7.10% x 0 5,950 0
Fiat S P A x 0 3,269 0
Forntier Oil & Gas Co. x 0 110 0
Fairchild Corp. - Cl A x 0 2,240 0
Firstfed American Bancorp Inc. x 0 1,740 0
First American Finl Corp x 0 400 0
First American Corp. Tenn x 0 3,761 0
Fortis Amev N V Sponsored ADR x 0 910 0
Fastenal Co. x 0 1,050 0
First Australia Prime Income Fd x 0 44,923 0
F N B Corp. x 0 4,695 0
First Bell Bancorp Inc. x 0 520 0
Fibercore Inc x 0 4,500 0
Fidelity Bancorp Inc. DEL x 0 180 0
Friedman Billings Ramsey Grp Inc. CL x 0 6,200 0
Foster Brewing Group LTD x 0 3,000 0
First Bank of Philadelphia x 0 510 0
Furniture Brands Intl Inc. x 0 15,725 0
Firstbank Corp Del x 0 1,000 0
First Bankers Tr & Svgs Assoc x 0 20 0
Franklin Covey Co. x 0 17,077 0
First Central Financial Corp x 0 7,700 0
Forest City Enterprises Inc. Cl A x 0 200 0
Frist Comwlth Finl Corp. PA x 0 3,580 0
First Consulting Group Inc x 0 1,001 0
Felcor Lodging Trust Inc x 0 3,000 0
FCNB Corp. x 0 20,174 0
FCNB Capital Trust 8.25% x 0 1,870 0
First Ctzns Bancshares Inc. NC x 0 1,050 0
The First Commonwealth Fund Inc. x 0 499 0
Fairchild Semiconductor Intl x 0 12,650 0
First Charter Corp. x 0 19,956 0
Freeport McMoran Copper And Gold x 0 2,063 0
<PAGE>
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
Freeport McMoran Copper & Gold, Inc. Common Stock 35671D105 41 2,936
Freeport McMoran Copper & Gold Preferred Stock 35671D501 11 600
Freeport McMoran Copper & Gold Inc PFD QTR 30/360 35671D865 20 1,500
Federated Department Stores Common Stock 31410H101 751 17,198
First Data Corp. Common Stock 319963104 4,374 99,689
First Defiance Financial Corp. Common Stock 32006W106 5 400
Family Dollar Stores Inc. Common Stock 307000109 374 17,709
Fresh Del Monte Produce Inc Common Stock G36738105 128 11,460
Factset Research System Inc. Common Stock 303075105 23 405
FDX Corp. Common Stock 31304N107 2,400 61,924
Firstenergy Corp. Common Stock 337932107 403 15,794
Just For Feet, Inc. Common Stock 48213P106 40 19,300
Fletcher Chall Energy - ADR ADR 339318107 62 2,500
Frequency Electronics Inc Common Stock 358010106 28 3,000
Franklin Electric Inc. Common Stock 353514102 14,329 217,100
Forcenergy Inc. Common Stock 345206106 0 500
First Essex Bancorp Inc. Common Stock 320103104 29 1,805
First Financial Fund Inc. Common Stock 320228109 11 1,383
Franchise Finance Corp. of America Common Stock 351807102 530 22,690
First Finl Bancorp Common Stock 320209109 6 264
Fairfield Communities Inc. Common Stock 304231301 20 1,863
North Central Bancshares Inc. Common Stock 658418108 11 680
Fidelity Capital Trust I 8.375% PFD PFD QTR 30/360 315931204 64 7,000
Farm Family Holdings Inc. Common Stock 307901108 33 836
FSF Financial Corp. Common Stock 30262K105 5 440
Flushing Financial Corp. Common Stock 343873105 7 415
First Financial Bankshares Inc. Common Stock 32020R109 39 1,184
Fletcher Challenge Ltd Forest ADR 339324402 9 2,010
4Front Technologies Inc Common Stock 351042106 10 675
FFY Financial Corp Common Stock 30242U108 101 5,500
Family Golf Centers Inc. Common Stock 30701A106 4 1,500
Friede Goldman Intl Inc Common Stock 358430106 56 5,550
First Geneva Corp. Common Stock 320351109 0 347
First Health Group Corp. Common Stock 320960107 1,114 49,631
Foundation Health Systems Common Stock 350404109 104 11,009
First Natl Bk Elmer N J Common Stock 326513108 8 200
Osicom Technologies Inc. Common Stock 688271501 0 6
Fair Isaac & Co Inc. Common Stock 303250104 491 17,510
Farmers Group Cap Ii PFD QTR 30/360 309900207 12 500
Federated Investors Inc ( PA ) Cl B Common Stock 314211103 294 17,070
Filenet Corp Common Stock 316869106 2 200
Fixdex.Com Inc. Common Stock 33831D107 273 30,500
Fine Host Corp Common Stock 317832103 0 2,000
Fiserv Inc. Common Stock 337738108 29 880
FAB Inds Inc. Common Stock 302747100 2 182
Fifth Third Bancorp Common Stock 316773100 1,395 22,923
Comfort Systems USA Inc Common Stock 199908104 10 850
National Beverage Corp. Common Stock 635017106 3 400
Fort James Corp. Common Stock 347471104 149 5,577
Fujitsu Ltd ADR 359590304 218 1,400
Frankfort First Bancorp Inc. Common Stock 352128201 6 410
Florida East Coast Inds Inc Common Stock 340632108 427 13,625
R & B Falcon Corp. Common Stock 74912E101 845 64,416
<CAPTION>
Item 6:
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared as (c) Shared Other Voting Authority (Shares)
(a) Sole Def Other Managers (a) Sole (b) Shared (c) None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
Freeport McMoran Copper & Gold, Inc. x 0 2,936 0
Freeport McMoran Copper & Gold x 0 600 0
Freeport McMoran Copper & Gold Inc x 0 1,500 0
Federated Department Stores x 0 17,198 0
First Data Corp. x 0 99,689 0
First Defiance Financial Corp. x 0 400 0
Family Dollar Stores Inc. x 0 17,709 0
Fresh Del Monte Produce Inc x 0 11,460 0
Factset Research System Inc. x 0 405 0
FDX Corp. x 0 61,924 0
Firstenergy Corp. x 0 15,794 0
Just For Feet, Inc. x 0 19,300 0
Fletcher Chall Energy - ADR x 0 2,500 0
Frequency Electronics Inc x 0 3,000 0
Franklin Electric Inc. x 0 217,100 0
Forcenergy Inc. x 0 500 0
First Essex Bancorp Inc. x 0 1,805 0
First Financial Fund Inc. x 0 1,383 0
Franchise Finance Corp. of America x 0 22,690 0
First Finl Bancorp x 0 264 0
Fairfield Communities Inc. x 0 1,863 0
North Central Bancshares Inc. x 0 680 0
Fidelity Capital Trust I 8.375% PFD x 0 7,000 0
Farm Family Holdings Inc. x 0 836 0
FSF Financial Corp. x 0 440 0
Flushing Financial Corp. x 0 415 0
First Financial Bankshares Inc. x 0 1,184 0
Fletcher Challenge Ltd Forest x 0 2,010 0
4Front Technologies Inc x 0 675 0
FFY Financial Corp x 0 5,500 0
Family Golf Centers Inc. x 0 1,500 0
Friede Goldman Intl Inc x 0 5,550 0
First Geneva Corp. x 0 347 0
First Health Group Corp. x 0 49,631 0
Foundation Health Systems x 0 11,009 0
First Natl Bk Elmer N J x 0 200 0
Osicom Technologies Inc. x 0 6 0
Fair Isaac & Co Inc. x 0 17,510 0
Farmers Group Cap Ii x 0 500 0
Federated Investors Inc ( PA ) Cl B x 0 17,070 0
Filenet Corp x 0 200 0
Fixdex.Com Inc. x 0 30,500 0
Fine Host Corp x 0 2,000 0
Fiserv Inc. x 0 880 0
FAB Inds Inc. x 0 182 0
Fifth Third Bancorp x 0 22,923 0
Comfort Systems USA Inc x 0 850 0
National Beverage Corp. x 0 400 0
Fort James Corp. x 0 5,577 0
Fujitsu Ltd x 0 1,400 0
Frankfort First Bancorp Inc. x 0 410 0
Florida East Coast Inds Inc x 0 13,625 0
R & B Falcon Corp. x 0 64,416 0
<PAGE>
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
Firstlink Communications Inc Common Stock 33762W108 26 6,000
Fleetwood Enterprises Inc. Common Stock 339099103 67 3,330
Flextronics International Ltd Common Stock Y2573F102 7,427 127,642
First Liberty Finl Corp Common Stock 320691108 19 675
Fila Holdings SPA American ADR 316850106 13 1,000
Fleming Companies, Inc. Common Stock 339130106 5 550
Foilmark Inc. Common Stock 344185103 8 2,500
Flowers Inds Inc. Common Stock 343496105 103 7,569
Flow Intl Corp. Common Stock 343468104 31 3,000
Fletcher Chall Paper ADR ADR 339325102 2 250
Fluor Corp. Common Stock 343861100 340 8,457
Flowserve Corp. Common Stock 34354P105 25 1,500
Fleet Capital Tr III-7.05% Cum PFD PFD QTR 30/360 33889N205 44 2,100
Fleet Financial Group, Inc. Common Stock 338915101 3,994 109,052
1 800 Flowers Com Common Stock 68243Q106 17 1,200
Airlease Ltd Common Stock 009366105 9 750
Foodmaker Inc. New Common Stock 344839204 860 34,475
First Mariner Bancorp Inc. Common Stock 320795107 66 6,680
F & M Bancorporation Inc Common Stock 302371109 7 200
F & M Bancorp Common Stock 302367107 21 794
FMC Corp. Common Stock 302491303 50 1,045
Firstmerit Corp. Common Stock 337915102 131 5,149
Firstmerit Corp Ser B Preferred Stock 337915201 35 500
Franklin Multi-Income Trust Common Stock 354021107 30 3,775
F & M National Corp. Common Stock 302374103 59 2,266
Federal Mogul Corp. Common Stock 313549107 110 4,000
Freeport-McMoran Oil & Gas Royalty T LTD Part P12 356713107 0 2,040
Fresenius Medical Care ADR 358029106 63 2,845
Fremont General Corp. Common Stock 357288109 64 6,730
F N B Corp. VA Common Stock 302930102 38 1,782
Fundtech Ltd. Foreign Stock M47095100 7 300
Fidelity National Financial Inc. Common Stock 316326107 323 21,279
Franklin Financial Corp - Tenn Common Stock 353523103 10 2,300
Finet Holdings Corp New Common Stock 317922300 9 3,000
Fannie Mae Common Stock 313586109 31,746 506,408
Fannie Mae 6.50 Non -Cum PFD Ser B PFD QTR 30/360 313586307 5 100
Franco Nev Mng Ltd Common Stock 351860101 159 7,360
Finova Group Inc. Common Stock 317928109 4,434 121,491
Fortune Brands Inc. Common Stock 349631101 1,119 34,711
Ferro Corp. Common Stock 315405100 550 25,819
Sprint Corp. (FON Group) Common Stock 852061100 5,297 97,645
Fonar Corp. Common Stock 344437108 2 2,000
Foothill Independent Bancorp Common Stock 344905104 5 458
Seattle Filmworks Inc Common Stock 812572105 8 2,000
Four Media Co Common Stock 350872107 11 2,170
Fox Entertainment Group Inc Common Stock 35138T107 49 2,300
Firstplus Financial Group Inc. Common Stock 33763B103 0 500
First Pacific LTD ADR ADR 335889200 448 146,600
FPA Medical Management Inc. Common Stock 302543103 0 1,000
Florida Progress Common Stock 341109106 685 14,820
FPIC Insurance Group Inc. Common Stock 302563101 3 200
FPL Group Inc. Common Stock 302571104 1,074 21,330
First American Bank & Trust Palm Bea Common Stock 318472107 0 770
<CAPTION>
Item 6:
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared as (c) Shared Other Voting Authority (Shares)
(a) Sole Def Other Managers (a) Sole (b) Shared (c) None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
Firstlink Communications Inc x 0 6,000 0
Fleetwood Enterprises Inc. x 0 3,330 0
Flextronics International Ltd x 0 127,642 0
First Liberty Finl Corp x 0 675 0
Fila Holdings SPA American x 0 1,000 0
Fleming Companies, Inc. x 0 550 0
Foilmark Inc. x 0 2,500 0
Flowers Inds Inc. x 0 7,569 0
Flow Intl Corp. x 0 3,000 0
Fletcher Chall Paper ADR x 0 250 0
Fluor Corp. x 0 8,457 0
Flowserve Corp. x 0 1,500 0
Fleet Capital Tr III-7.05% Cum PFD x 0 2,100 0
Fleet Financial Group, Inc. x 0 109,052 0
1 800 Flowers Com x 0 1,200 0
Airlease Ltd x 0 750 0
Foodmaker Inc. New x 0 34,475 0
First Mariner Bancorp Inc. x 0 6,680 0
F & M Bancorporation Inc x 0 200 0
F & M Bancorp x 0 794 0
FMC Corp. x 0 1,045 0
Firstmerit Corp. x 0 5,149 0
Firstmerit Corp Ser B x 0 500 0
Franklin Multi-Income Trust x 0 3,775 0
F & M National Corp. x 0 2,266 0
Federal Mogul Corp. x 0 4,000 0
Freeport-McMoran Oil & Gas Royalty T x 0 2,040 0
Fresenius Medical Care x 0 2,845 0
Fremont General Corp. x 0 6,730 0
F N B Corp. VA x 0 1,782 0
Fundtech Ltd. x 0 300 0
Fidelity National Financial Inc. x 0 21,279 0
Franklin Financial Corp - Tenn x 0 2,300 0
Finet Holdings Corp New x 0 3,000 0
Fannie Mae x 0 506,408 0
Fannie Mae 6.50 Non -Cum PFD Ser B x 0 100 0
Franco Nev Mng Ltd x 0 7,360 0
Finova Group Inc. x 0 121,491 0
Fortune Brands Inc. x 0 34,711 0
Ferro Corp. x 0 25,819 0
Sprint Corp. (FON Group) x 0 97,645 0
Fonar Corp. x 0 2,000 0
Foothill Independent Bancorp x 0 458 0
Seattle Filmworks Inc x 0 2,000 0
Four Media Co x 0 2,170 0
Fox Entertainment Group Inc x 0 2,300 0
Firstplus Financial Group Inc. x 0 500 0
First Pacific LTD ADR x 0 146,600 0
FPA Medical Management Inc. x 0 1,000 0
Florida Progress x 0 14,820 0
FPIC Insurance Group Inc. x 0 200 0
FPL Group Inc. x 0 21,330 0
First American Bank & Trust Palm Bea x 0 770 0
<PAGE>
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
Fountain Pwr Boat Inds Inc. Common Stock 350755302 5 2,250
First Industrial Realty Trust Common Stock 32054K103 377 15,230
First Ind Realty Trust Inc. 9.50% PF PFD QTR 30/360 32054K202 5 200
First Industrial Realty Tr Inc 7.95% PFD QTR 30/360 32054K806 10 500
First Industrial Realty Tr Inc PFD QTR 30/360 32054K889 56 2,600
First Republic Bank Common Stock 336158100 27 1,000
Freddie Mac Common Stock 313400301 8,753 168,327
Freds Inc - Tenn Cl A Common Stock 356108100 327 26,575
France Growth Fd Inc. Common Stock 35177K108 70 4,944
Florida Rock Inds Inc. Common Stock 341140101 14 400
Friendly Ice Cream Corp. Common Stock 358497105 6 1,200
First Financial Corp. - Texas Common Stock 320222102 0 59
Federal Realty Investment Trust Common Stock 313747206 736 35,168
Fed Rlty Invs Tr 7.95% Perpetual PFD PFD QTR 30/360 313747404 9 500
Fortress Group Inc. Common Stock 34956K108 57 35,000
First Washington Realty Trust Common Stock 337489504 51 2,425
First Washington Realty Trust Pfd PFD QTR 30/360 337489603 61 2,200
Forest Labs Inc. Common Stock 345838106 220 5,225
Tasy Fires Inc Common Stock 876556200 1 2,000
Financial Security Assurance Common Stock 31769P100 717 13,875
Formal Systems America Inc Common Stock 346343106 1 1,000
Fidelity Bancorp Common Stock 315831107 84 5,703
First Security Corp. Common Stock 336294103 86 3,600
Fastcomm Communications Common Stock 311871107 1 2,000
FSA 6.95% Sr Quids Preferred Stock 31769P308 91 4,100
Fischer Scientific Intl Inc. Common Stock 338032204 35 1,625
Freedom Securities Corp Common Stock 35644K103 3 215
FSI International, Incorporated Common Stock 302633102 11 1,300
First Sentinel Bancorp Inc Common Stock 33640T103 22 2,820
First Natl Lincol Corp Common Stock 335716106 36 2,000
Fresenius National Medical Care Preferred Stock 358030203 0 456
Fusion Medical Technologies Inc. Common Stock 361128101 1 100
Firstar Corporation Common Stock 33763V109 888 34,663
Firstservice Corp. Sub-Vtg Shs Foreign Stock 33761N109 70 5,800
Federal Signal Corp. Common Stock 313855108 2,610 131,343
Forest Oil Corp Common Stock 346091606 56 3,300
Fort Dearborn Income Secs Inc. Common Stock 347200107 3 250
FTI Consulting Inc. Common Stock 302941109 159 34,431
Fruit of the Loom INC Cl-A Common Stock G3682L105 43 12,860
First Tennessee Common Stock 337162101 95 3,386
Frontier Oil Corp Common Stock 35914P105 7 1,000
Frontier Insurance Group Inc. Common Stock 359081106 202 23,050
Footstar Inc. Common Stock 344912100 58 1,639
First Union Corp. Common Stock 337358105 17,299 486,441
Fuji Heavy Industries Ltd. ADR 359556206 105 1,325
Fuji Photo Film Co ADR 359586302 8 245
H B Fuller Co Common Stock 359694106 17 285
Fulton Financial Corp. Common Stock 360271100 775 41,330
Cedar Fair, L.P. Dep Rec Common Stock 150185106 149 7,160
Littlefield Adams & Co Common Stock 537581100 4 5,000
First Un Real Estate Equity & Common Stock 337400105 16 3,120
First VA Banks Inc. Common Stock 337477103 527 12,088
FVC Com Inc. Common Stock 30266P100 8 600
<CAPTION>
Item 6:
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared as (c) Shared Other Voting Authority (Shares)
(a) Sole Def Other Managers (a) Sole (b) Shared (c) None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
Fountain Pwr Boat Inds Inc. x 0 2,250 0
First Industrial Realty Trust x 0 15,230 0
First Ind Realty Trust Inc. 9.50% PF x 0 200 0
First Industrial Realty Tr Inc 7.95% x 0 500 0
First Industrial Realty Tr Inc x 0 2,600 0
First Republic Bank x 0 1,000 0
Freddie Mac x 0 168,327 0
Freds Inc - Tenn Cl A x 0 26,575 0
France Growth Fd Inc. x 0 4,944 0
Florida Rock Inds Inc. x 0 400 0
Friendly Ice Cream Corp. x 0 1,200 0
First Financial Corp. - Texas x 0 59 0
Federal Realty Investment Trust x 0 35,168 0
Fed Rlty Invs Tr 7.95% Perpetual PFD x 0 500 0
Fortress Group Inc. x 0 35,000 0
First Washington Realty Trust x 0 2,425 0
First Washington Realty Trust Pfd x 0 2,200 0
Forest Labs Inc. x 0 5,225 0
Tasy Fires Inc x 0 2,000 0
Financial Security Assurance x 0 13,875 0
Formal Systems America Inc x 0 1,000 0
Fidelity Bancorp x 0 5,703 0
First Security Corp. x 0 3,600 0
Fastcomm Communications x 0 2,000 0
FSA 6.95% Sr Quids x 0 4,100 0
Fischer Scientific Intl Inc. x 0 1,625 0
Freedom Securities Corp x 0 215 0
FSI International, Incorporated x 0 1,300 0
First Sentinel Bancorp Inc x 0 2,820 0
First Natl Lincol Corp x 0 2,000 0
Fresenius National Medical Care x 0 456 0
Fusion Medical Technologies Inc. x 0 100 0
Firstar Corporation x 0 34,663 0
Firstservice Corp. Sub-Vtg Shs x 0 5,800 0
Federal Signal Corp. x 0 131,343 0
Forest Oil Corp x 0 3,300 0
Fort Dearborn Income Secs Inc. x 0 250 0
FTI Consulting Inc. x 0 34,431 0
Fruit of the Loom INC Cl-A x 0 12,860 0
First Tennessee x 0 3,386 0
Frontier Oil Corp x 0 1,000 0
Frontier Insurance Group Inc. x 0 23,050 0
Footstar Inc. x 0 1,639 0
First Union Corp. x 0 486,441 0
Fuji Heavy Industries Ltd. x 0 1,325 0
Fuji Photo Film Co x 0 245 0
H B Fuller Co x 0 285 0
Fulton Financial Corp. x 0 41,330 0
Cedar Fair, L.P. Dep Rec x 0 7,160 0
Littlefield Adams & Co x 0 5,000 0
First Un Real Estate Equity & x 0 3,120 0
First VA Banks Inc. x 0 12,088 0
FVC Com Inc. x 0 600 0
<PAGE>
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
Foster Wheeler Corp. Common Stock 350244109 65 5,423
Fw Pfd Cap Tr I 9% PFD PFD QTR 30/360 302684204 17 750
First West Chester Corp. Common Stock 337492102 6 400
Freddie Mac 6.688% 1998 Ser A Common Stock 313400871 902 38,800
First W Va Bancorp Inc Common Stock 337493100 123 6,000
First Exploration Co Common Stock 320138100 0 200
F Y I Inc Common Stock 302712104 10 310
Gillette Co. Common Stock 375766102 12,872 379,290
Triangle Broadcasting Inc. Common Stock 895847309 31 475,000
Gabelli Equity Tr Inc. Common Stock 362397101 216 19,236
GA Financial Inc. Common Stock 361437106 5 375
Greater Atlantic Financial Common Stock 391601101 569 87,550
Great Atla & Pac Tea Co PFD QTR 30/360 390064202 370 14,800
Galileo Technology Ltd. Foreign Stock M47298100 109 4,370
Gametek, Inc. Common Stock 36465R102 0 1,000
Gandalf Technologies Inc. Common Stock 364717108 0 500
Great Atlantic & Pac Tea Inc. Common Stock 390064103 130 4,280
Nicor Inc. Common Stock 654086107 98 2,626
American Res Offshore Inc Common Stock 029280104 0 3,000
Grief Bros Corp. Cl A Common Stock 397624107 117 4,133
Grubb & Ellis Co Common Stock 400095204 27 4,732
Golden Books Family Entmnt Inc. Common Stock 380804104 0 1,700
Globix Corp. Common Stock 37957F101 7 150
Gabelli Asset Mgmt Inc Common Stock 36239Y102 9 565
Global Crossing Ltd. Common Stock G3921A100 3,676 138,729
Gables Residential Trust Com Common Stock 362418105 453 18,884
Gables Residential Trust 8.30% Cum R PFD QTR 30/360 362418204 99 5,000
Gardenburger Inc. Common Stock 365476100 5 600
Greenbrier Companies Inc. Common Stock 393657101 4 375
Greate Bay Casino Corp. Common Stock 391546108 0 174
The Greater China Fund Common Stock 39167B102 4 460
Giant Cement Holding Inc Common Stock 374450104 241 10,520
Gannett Co Common Stock 364730101 3,288 47,521
Genesco Inc. Common Stock 371532102 679 54,325
Globecomm Systems Inc Common Stock 37956X103 10 1,000
Gaylord Container Corp. Common Stock 368145108 7 1,000
Genesys Telecommunications Laborator Common Stock 371931106 10 220
Gerber Childrenswear Inc Common Stock 373701101 2 500
GC Companies Inc Common Stock 36155Q109 60 2,000
General Dynamics Corp. Common Stock 369550108 2,645 42,359
Global Partners Income Fund Common Stock 37935R102 9 800
Gardner Denver Machinery Inc. Common Stock 365558105 3 225
Goodrich Petroleum Corp. Common Stock 382410405 0 12
Goldrich Resources Common Stock 381432103 0 3,000
Guidant Corp. Common Stock 401698105 1,908 35,579
General Development Corp Common Stock 369497102 0 10
Golden West Finl Corp. Del Common Stock 381317106 97 985
General Electric Co. Common Stock 369604103 74,811 630,983
Genicom Corp. Common Stock 372282103 1 1,000
Geltex Pharmaceuticals Inc. Common Stock 368538104 17 1,500
Glenayre Technologies Inc. Common Stock 377899109 19 6,200
Genome Therapeutics Corp. Common Stock 372430108 4 1,000
Genzyme Corp.-General Division Common Stock 372917104 3,603 79,963
<CAPTION>
Item 6:
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared as (c) Shared Other Voting Authority (Shares)
(a) Sole Def Other Managers (a) Sole (b) Shared (c) None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
Foster Wheeler Corp. x 0 5,423 0
Fw Pfd Cap Tr I 9% PFD x 0 750 0
First West Chester Corp. x 0 400 0
Freddie Mac 6.688% 1998 Ser A x 0 38,800 0
First W Va Bancorp Inc x 0 6,000 0
First Exploration Co x 0 200 0
F Y I Inc x 0 310 0
Gillette Co. x 0 379,290 0
Triangle Broadcasting Inc. x 0 475,000 0
Gabelli Equity Tr Inc. x 0 19,236 0
GA Financial Inc. x 0 375 0
Greater Atlantic Financial x 0 87,550 0
Great Atla & Pac Tea Co x 0 14,800 0
Galileo Technology Ltd. x 0 4,370 0
Gametek, Inc. x 0 1,000 0
Gandalf Technologies Inc. x 0 500 0
Great Atlantic & Pac Tea Inc. x 0 4,280 0
Nicor Inc. x 0 2,626 0
American Res Offshore Inc x 0 3,000 0
Grief Bros Corp. Cl A x 0 4,133 0
Grubb & Ellis Co x 0 4,732 0
Golden Books Family Entmnt Inc. x 0 1,700 0
Globix Corp. x 0 150 0
Gabelli Asset Mgmt Inc x 0 565 0
Global Crossing Ltd. x 0 138,729 0
Gables Residential Trust Com x 0 18,884 0
Gables Residential Trust 8.30% Cum R x 0 5,000 0
Gardenburger Inc. x 0 600 0
Greenbrier Companies Inc. x 0 375 0
Greate Bay Casino Corp. x 0 174 0
The Greater China Fund x 0 460 0
Giant Cement Holding Inc x 0 10,520 0
Gannett Co x 0 47,521 0
Genesco Inc. x 0 54,325 0
Globecomm Systems Inc x 0 1,000 0
Gaylord Container Corp. x 0 1,000 0
Genesys Telecommunications Laborator x 0 220 0
Gerber Childrenswear Inc x 0 500 0
GC Companies Inc x 0 2,000 0
General Dynamics Corp. x 0 42,359 0
Global Partners Income Fund x 0 800 0
Gardner Denver Machinery Inc. x 0 225 0
Goodrich Petroleum Corp. x 0 12 0
Goldrich Resources x 0 3,000 0
Guidant Corp. x 0 35,579 0
General Development Corp x 0 10 0
Golden West Finl Corp. Del x 0 985 0
General Electric Co. x 0 630,983 0
Genicom Corp. x 0 1,000 0
Geltex Pharmaceuticals Inc. x 0 1,500 0
Glenayre Technologies Inc. x 0 6,200 0
Genome Therapeutics Corp. x 0 1,000 0
Genzyme Corp.-General Division x 0 79,963 0
<PAGE>
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
Genzyme Corp.-Tissue Repair Common Stock 372917401 28 14,751
Geron Corp. Common Stock 374163103 7 650
Guess? Inc. Common Stock 401617105 3 200
Centais Geradoras Do Su - Spon ADR ADR 15235B100 45 14,492
Gaylord Entertainment Co Common Stock 367905106 44 1,498
Gexa Gold Corp Common Stock 374398105 0 500
New Germany Fund Inc. MutualFdEqClose 644465106 15 1,282
Grupo Financiero Bancomer L Common Stock P4949K146 0 148
Guilford Mills Inc. Common Stock 401794102 5 600
Griffon Corp. Common Stock 398433102 10,133 1,266,664
Grupo Financiero Banamex Foreign Stock P0701E138 0 67
***Group Fin Banamex-AC Ser 'O' Common Stock P0701E195 3 1,500
Grupo Financiero Bancomer Ser O Foreign Stock P4949K179 2 7,000
PLM Equipment Growth Fund V Common Stock 69341H402 3 1,250
PLM Equipment Growth Fund Dep Units Common Stock 693413106 3 2,239
Plm Equip Growth Fd Ii LTD Part P1 693414104 1 575
Georgia Gulf Corp. Common Stock 373200203 72 4,100
Graco Inc. Common Stock 384109104 73 2,225
General Growth Properties, Inc. Common Stock 370021107 44 1,400
Grant Geophysical Inc PFD QTR 30/360 388085201 1 500
Gabelli Global Multimedia Tr Common Stock 36239Q109 3 186
Gabelli Global Multi Media Tr Inc. PFD QTR 30/360 36239Q208 10 400
Global High Income Dollar Fund Inc. Common Stock 37933G108 17 1,500
Invesco Global Health Sciences Fund MutualFdEqClose 46128N109 437 27,853
Genesis Health Ventures Inc. Common Stock 371912106 17 7,140
General Housewares Common Stock 370073108 8 300
Giant Industries Inc. Common Stock 374508109 5 400
General Instrument Corp. Common Stock 370120107 588 12,210
Gulf Island Fabrication Inc. Common Stock 402307102 5 400
Gilead Sciences Inc. Common Stock 375558103 329 5,130
Gil Med Industries Inc Common Stock 375185105 0 2,000
Gilat Satellite Networks Ltd Ord Common Stock M51474100 32 600
General Mills Inc. Common Stock 370334104 5,816 71,691
Global Imaging Systems Inc Common Stock 37934A100 4 300
GKN PLC - ADR ADR 361755200 33 2,060
Glenborough Realty Trust Inc. Common Stock 37803P105 267 16,200
Global Industries Ltd Common Stock 379336100 126 15,475
Global Net Financial.com Inc New Common Stock 37937R209 41 4,050
Galileo International Inc. Common Stock 363547100 282 7,000
Global Connections Inc Common Stock 379317100 1 1,000
GTE Florida Inc. Preferred Stock 362333205 1 50
Greenleaf Technologies Corp Common Stock 395356108 15 41,100
Guilford Pharmaceutical Inc. Common Stock 401829106 115 7,570
Mchenry Metals Golf Corp Common Stock 58117F104 0 500
Glamis Gold Ltd. Common Stock 376775102 3 1,300
Gallaher Group PLC-Spon ADR ADR 363595109 388 14,253
Gliatech Inc Common Stock 37929C103 3 200
Great Lakes Chemical Corp. Common Stock 390568103 497 13,050
Global Marine Inc. Common Stock 379352404 731 44,490
Global Media Corp Common Stock 37935A109 3 500
Glatfelter P H Co Common Stock 377316104 58 3,558
Corning Inc. Common Stock 219350105 3,978 58,013
Glaxo Wellcome PLC - Spons ADR ADR 37733W105 1,307 25,142
<CAPTION>
Item 6:
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared as (c) Shared Other Voting Authority (Shares)
(a) Sole Def Other Managers (a) Sole (b) Shared (c) None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
Genzyme Corp.-Tissue Repair x 0 14,751 0
Geron Corp. x 0 650 0
Guess? Inc. x 0 200 0
Centais Geradoras Do Su - Spon ADR x 0 14,492 0
Gaylord Entertainment Co x 0 1,498 0
Gexa Gold Corp x 0 500 0
New Germany Fund Inc. x 0 1,282 0
Grupo Financiero Bancomer L x 0 148 0
Guilford Mills Inc. x 0 600 0
Griffon Corp. x 0 1,266,664 0
Grupo Financiero Banamex x 0 67 0
***Group Fin Banamex-AC Ser 'O' x 0 1,500 0
Grupo Financiero Bancomer Ser O x 0 7,000 0
PLM Equipment Growth Fund V x 0 1,250 0
PLM Equipment Growth Fund Dep Units x 0 2,239 0
Plm Equip Growth Fd Ii x 0 575 0
Georgia Gulf Corp. x 0 4,100 0
Graco Inc. x 0 2,225 0
General Growth Properties, Inc. x 0 1,400 0
Grant Geophysical Inc x 0 500 0
Gabelli Global Multimedia Tr x 0 186 0
Gabelli Global Multi Media Tr Inc. x 0 400 0
Global High Income Dollar Fund Inc. x 0 1,500 0
Invesco Global Health Sciences Fund x 0 27,853 0
Genesis Health Ventures Inc. x 0 7,140 0
General Housewares x 0 300 0
Giant Industries Inc. x 0 400 0
General Instrument Corp. x 0 12,210 0
Gulf Island Fabrication Inc. x 0 400 0
Gilead Sciences Inc. x 0 5,130 0
Gil Med Industries Inc x 0 2,000 0
Gilat Satellite Networks Ltd Ord x 0 600 0
General Mills Inc. x 0 71,691 0
Global Imaging Systems Inc x 0 300 0
GKN PLC - ADR x 0 2,060 0
Glenborough Realty Trust Inc. x 0 16,200 0
Global Industries Ltd x 0 15,475 0
Global Net Financial.com Inc New x 0 4,050 0
Galileo International Inc. x 0 7,000 0
Global Connections Inc x 0 1,000 0
GTE Florida Inc. x 0 50 0
Greenleaf Technologies Corp x 0 41,100 0
Guilford Pharmaceutical Inc. x 0 7,570 0
Mchenry Metals Golf Corp x 0 500 0
Glamis Gold Ltd. x 0 1,300 0
Gallaher Group PLC-Spon ADR x 0 14,253 0
Gliatech Inc x 0 200 0
Great Lakes Chemical Corp. x 0 13,050 0
Global Marine Inc. x 0 44,490 0
Global Media Corp x 0 500 0
Glatfelter P H Co x 0 3,558 0
Corning Inc. x 0 58,013 0
Glaxo Wellcome PLC - Spons ADR x 0 25,142 0
<PAGE>
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
Genlyte Group Inc. Common Stock 372302109 93 3,900
General Motors Corp. Common Stock 370442105 15,736 250,025
General Mtrs Cap Tr D PFD QTR 30/360 370439200 6 235
General Motors Cap 9.87% Ser G PFD QTR 30/360 370440208 11 400
Greg Manning Auctions Inc Common Stock 563823103 20 1,400
Grupo Mexicano De Desarrollo ADR 40048G203 1 4,000
Goodman Fielder Ltd Spons ADR ADR 382382208 7 1,900
General Magic Inc. Common Stock 370253106 1 600
General Motors Corp. - CL H New Common Stock 370442832 1,985 34,664
Global Directmail Corp. Common Stock 871851101 28 3,300
Green Mountain Common Stock 393154109 1 100
Gulfmark Offshore Inc. Common Stock 402629109 13 720
Gemstar International Group LTD Foreign Stock G3788V106 336 4,300
Gatx Corp. Common Stock 361448103 171 5,503
Greenman Technologies Inc Common Stock 395379308 24 47,000
General Electric ADR 369639307 19 2,000
Goznet Inc. Common Stock 383486107 34 520
Genelabs Technologies, Inc. Common Stock 368706107 18 6,300
Gentex Corp. Common Stock 371901109 450 21,765
Genesee & Wyoming Inc Cl A Common Stock 371559105 2 150
Silverado Gold Mines Ltd Common Stock 827906207 0 215
GO Online Networks Corp Common Stock 380185108 78 205,000
Geotek Communications Inc. Common Stock 373654102 0 1,450
Goto Com Inc Common Stock 38348T107 21 400
Gargoyles Inc Common Stock 366033108 1 4,000
Georgia-Pacific Corp. Common Stock 373298108 1,010 24,930
Genuine Parts Co. Common Stock 372460105 484 18,234
Georgia Pwr Cap Tr Ii PFD QTR 30/360 373332204 24 1,000
Georgia Power Capital LP 9.0% PFD Se PFDMthly 30/360 373328202 14 550
Gerogia Power Cap Trust I Preferred Stock 373331206 48 2,000
Georgia Power Capital Tr III 7.75% P PFD QTR 30/360 373333202 5 200
Group 1 Automotive Inc. Common Stock 398905109 16 900
Getty Petroleum Marketing Common Stock 374292100 1 500
Gap Inc. Common Stock 364760108 1,685 52,645
Great Plains Software Common Stock 39119E105 3 60
Greenpoint Financial Corp. Common Stock 395384100 351 13,200
Global Payment Tech Inc Common Stock 37936S109 17 2,000
GPU Inc. Common Stock 36225X100 490 15,021
Georgia Power Co 6.875% Senior Publi PFD QTR 30/360 373334564 42 1,950
GP Strategies Corp Common Stock 36225V104 3 250
Goodrich B.F. Co. Common Stock 382388106 1,269 43,751
W.R. Grace & Co. Common Stock 38388F108 243 15,144
Bank Of Granite Corp Common Stock 062401104 41 1,439
Great Amern Rec Inc Common Stock 390005205 0 237
Gerber Scientific Inc. Common Stock 373730100 14 612
Gensci Regeneration Sciences Inc. Foreign Stock 37244V109 2 2,000
Grange National Banc Corp - PA Common Stock 387026107 1 17
GRC Intl Inc. Common Stock 361922107 5 600
Gristedes Sloans Inc. Common Stock 398635102 4 2,000
Grand Toys Intl Inc Common Stock 386492201 2 200
Boystoys.Com Inc Common Stock 103632105 1 2,500
Grand Metropolitan Delaware LP Cum P PFD QTR 30/360 386087209 125 4,700
Mississippi Chemical Corp Common Stock 605288208 4 500
<CAPTION>
Item 6:
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared as (c) Shared Other Voting Authority (Shares)
(a) Sole Def Other Managers (a) Sole (b) Shared (c) None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
Genlyte Group Inc. x 0 3,900 0
General Motors Corp. x 0 250,025 0
General Mtrs Cap Tr D x 0 235 0
General Motors Cap 9.87% Ser G x 0 400 0
Greg Manning Auctions Inc x 0 1,400 0
Grupo Mexicano De Desarrollo x 0 4,000 0
Goodman Fielder Ltd Spons ADR x 0 1,900 0
General Magic Inc. x 0 600 0
General Motors Corp. - CL H New x 0 34,664 0
Global Directmail Corp. x 0 3,300 0
Green Mountain x 0 100 0
Gulfmark Offshore Inc. x 0 720 0
Gemstar International Group LTD x 0 4,300 0
Gatx Corp. x 0 5,503 0
Greenman Technologies Inc x 0 47,000 0
General Electric x 0 2,000 0
Goznet Inc. x 0 520 0
Genelabs Technologies, Inc. x 0 6,300 0
Gentex Corp. x 0 21,765 0
Genesee & Wyoming Inc Cl A x 0 150 0
Silverado Gold Mines Ltd x 0 215 0
GO Online Networks Corp x 0 205,000 0
Geotek Communications Inc. x 0 1,450 0
Goto Com Inc x 0 400 0
Gargoyles Inc x 0 4,000 0
Georgia-Pacific Corp. x 0 24,930 0
Genuine Parts Co. x 0 18,234 0
Georgia Pwr Cap Tr Ii x 0 1,000 0
Georgia Power Capital LP 9.0% PFD Se x 0 550 0
Gerogia Power Cap Trust I x 0 2,000 0
Georgia Power Capital Tr III 7.75% P x 0 200 0
Group 1 Automotive Inc. x 0 900 0
Getty Petroleum Marketing x 0 500 0
Gap Inc. x 0 52,645 0
Great Plains Software x 0 60 0
Greenpoint Financial Corp. x 0 13,200 0
Global Payment Tech Inc x 0 2,000 0
GPU Inc. x 0 15,021 0
Georgia Power Co 6.875% Senior Publi x 0 1,950 0
GP Strategies Corp x 0 250 0
Goodrich B.F. Co. x 0 43,751 0
W.R. Grace & Co. x 0 15,144 0
Bank Of Granite Corp x 0 1,439 0
Great Amern Rec Inc x 0 237 0
Gerber Scientific Inc. x 0 612 0
Gensci Regeneration Sciences Inc. x 0 2,000 0
Grange National Banc Corp - PA x 0 17 0
GRC Intl Inc. x 0 600 0
Gristedes Sloans Inc. x 0 2,000 0
Grand Toys Intl Inc x 0 200 0
Boystoys.Com Inc x 0 2,500 0
Grand Metropolitan Delaware LP Cum P x 0 4,700 0
Mississippi Chemical Corp x 0 500 0
<PAGE>
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
Grossmans Inc Common Stock 399215102 0 1,500
The Asia Tigers Fund, Inc. Common Stock 04516T105 12 1,455
Glimcher Realty Trust Common Stock 379302102 497 33,850
Glimcher Realty Trust 9.25% Cum Red PFD QTR 30/360 379302201 39 2,150
Goldman Sachs Group Inc Common Stock 38141G104 671 10,996
Golden State Bancorp Common Stock 381197102 4 244
Global Small Cap Fund Inc Common Stock 37935V103 186 11,600
Greenwich Street Muni Fund Inc. Common Stock 39701A107 87 8,500
GS Financial Corp. Common Stock 362274102 6 540
GSI Lumonics Inc Common Stock 36229U102 15 2,512
Globespan Semiconductor Inc Common Stock 379571102 32 500
Golden Star Resources Ltd Common Stock 38119T104 0 200
Globalstar Telecommunications LTD - Common Stock G3930H104 1,129 49,095
Entergy Gulf State Utils Inc. Preferred Stock 29364L771 5 200
Goodyear Tire & Rubber Co Common Stock 382550101 2,616 54,352
Golf Trust of America Inc. Common Stock 38168B103 102 5,185
GTE Corp. Common Stock 362320103 13,673 177,857
GTE Delaware 8.75% Cumulative Monthl PFD P12 30/360 36232E301 118 4,700
GTE Delaware L P 9.25% Cum PFD MIPS PFDMthly 30/360 36232E202 933 37,300
GT Interactive Software Corp Common Stock 36236E109 123 42,350
GTECH Holdings Corp. Common Stock 400518106 39 1,829
Game Technologies Inc Common Stock 364649103 0 200
Guitar Center Inc. Common Stock 402040109 13 1,350
Global Telesystems Group Inc. Common Stock 37936U104 693 35,155
Gateway Inc. Common Stock 367626108 4,464 100,448
Guarantee Life Companies Inc. Common Stock 400740106 302 9,885
Gucci Group NV - NY Reg Shrs ADR 401566104 117 1,400
Gulf Power Capt Trust I 7.625% PFD QTR 30/360 402473201 38 1,600
Gabelli Utility Trust Common Stock 36240A101 12 1,476
Guyanor Resources Ltd S A Cl B Common Stock F47088103 0 40
Granite Construction Co. Common Stock 387328107 50 1,930
Dean Witter Government Income Common Stock 61745P106 26 3,100
Grey Wolf Inc. Common Stock 397888108 125 41,500
Grainger WW Inc. Common Stock 384802104 3,062 63,711
Gencon Industries Inc Common Stock 368678108 14 2,000
Gencorp Inc. Common Stock 368682100 33 1,786
Sport Supply Group Inc. Common Stock 848915104 22 2,600
Gymboree Corporation Common Stock 403777105 15 2,200
Genzyme-Molecular Oncology Common Stock 372917500 17 2,893
Genzyme Surgical Products Common Stock 372917609 45 8,086
Harcourt General Inc. Common Stock 41163G101 802 19,277
Harris Preferred Capital Corp. 7.375 PFD QTR 30/360 414567206 20 900
Heineken NV Foreign Stock H004136 54 1,500
Household Capital Trust IV 7.25% Cum PFD QTR 30/360 44180R209 35 1,590
Hills Store Company Deferred Contige Common Stock 431COM991 0 1,000
Hercules Trust I 9.42% PFD QTR 30/360 427097209 39 1,600
Host Marriott Corp. PFD QTR 30/360 44107P203 56 2,250
Hussman International Inc Odd Lot Of Common Stock 448110981 0 85
Harbor Bankshares Corp. Common Stock 411465107 0 766
Hamilton Bancorp Inc - Fla Common Stock 407013101 23 1,075
Hain Food Group Inc Common Stock 405219106 47 1,900
Halliburton Co. Common Stock 406216101 3,182 77,618
Hanson Plc Spon ADR New ADR 411352404 312 8,053
<CAPTION>
Item 6:
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared as (c) Shared Other Voting Authority (Shares)
(a) Sole Def Other Managers (a) Sole (b) Shared (c) None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
Grossmans Inc x 0 1,500 0
The Asia Tigers Fund, Inc. x 0 1,455 0
Glimcher Realty Trust x 0 33,850 0
Glimcher Realty Trust 9.25% Cum Red x 0 2,150 0
Goldman Sachs Group Inc x 0 10,996 0
Golden State Bancorp x 0 244 0
Global Small Cap Fund Inc x 0 11,600 0
Greenwich Street Muni Fund Inc. x 0 8,500 0
GS Financial Corp. x 0 540 0
GSI Lumonics Inc x 0 2,512 0
Globespan Semiconductor Inc x 0 500 0
Golden Star Resources Ltd x 0 200 0
Globalstar Telecommunications LTD - x 0 49,095 0
Entergy Gulf State Utils Inc. x 0 200 0
Goodyear Tire & Rubber Co x 0 54,352 0
Golf Trust of America Inc. x 0 5,185 0
GTE Corp. x 0 177,857 0
GTE Delaware 8.75% Cumulative Monthl x 0 4,700 0
GTE Delaware L P 9.25% Cum PFD MIPS x 0 37,300 0
GT Interactive Software Corp x 0 42,350 0
GTECH Holdings Corp. x 0 1,829 0
Game Technologies Inc x 0 200 0
Guitar Center Inc. x 0 1,350 0
Global Telesystems Group Inc. x 0 35,155 0
Gateway Inc. x 0 100,448 0
Guarantee Life Companies Inc. x 0 9,885 0
Gucci Group NV - NY Reg Shrs x 0 1,400 0
Gulf Power Capt Trust I 7.625% x 0 1,600 0
Gabelli Utility Trust x 0 1,476 0
Guyanor Resources Ltd S A Cl B x 0 40 0
Granite Construction Co. x 0 1,930 0
Dean Witter Government Income x 0 3,100 0
Grey Wolf Inc. x 0 41,500 0
Grainger WW Inc. x 0 63,711 0
Gencon Industries Inc x 0 2,000 0
Gencorp Inc. x 0 1,786 0
Sport Supply Group Inc. x 0 2,600 0
Gymboree Corporation x 0 2,200 0
Genzyme-Molecular Oncology x 0 2,893 0
Genzyme Surgical Products x 0 8,086 0
Harcourt General Inc. x 0 19,277 0
Harris Preferred Capital Corp. 7.375 x 0 900 0
Heineken NV x 0 1,500 0
Household Capital Trust IV 7.25% Cum x 0 1,590 0
Hills Store Company Deferred Contige x 0 1,000 0
Hercules Trust I 9.42% x 0 1,600 0
Host Marriott Corp. x 0 2,250 0
Hussman International Inc Odd Lot Of x 0 85 0
Harbor Bankshares Corp. x 0 766 0
Hamilton Bancorp Inc - Fla x 0 1,075 0
Hain Food Group Inc x 0 1,900 0
Halliburton Co. x 0 77,618 0
Hanson Plc Spon ADR New x 0 8,053 0
<PAGE>
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
Harman International Industries Inc. Common Stock 413086109 390 9,277
Hasbro Inc. Common Stock 418056107 124 5,794
Hatteras Income Secs Inc. Common Stock 419025101 89 6,775
Hayes Lemmerz Intl Inc Common Stock 420781106 7 300
Hillenbrand Industries Inc. Common Stock 431573104 273 10,340
Huntington Bancshares Inc. Common Stock 446150104 150 5,664
HSBC Holdings PLC -Spons ADR ADR 404280406 6,406 110,323
Hispanic Broadcasting Corp Common Stock 43357B104 114 1,500
Homebase Inc. Common Stock 43738E108 165 41,987
Harbor Bank - VA Common Stock 41146K104 38 3,000
Hanover Compressor Co. Common Stock 410768105 292 9,168
Hudson City Bancorp Common Stock 443683107 63 4,600
HCC Insurance Holdings Inc. Common Stock 404132102 29 1,745
Home Centers Incorporated Common Stock 437062102 0 200
Healthcom Evaluation Svcs Cp Common Stock 42220R106 1 750
HCIA, Inc. Common Stock 403908106 7 650
Health Care REIT, Inc. Common Stock 42217K106 324 16,224
Health Care Reit Inc 8.875% PFD QTR 30/360 42217K205 37 1,900
Health Care Property Investors Inc. Common Stock 421915109 53 2,000
Healthcare Ppty Invs Inc 8.70% Pfd PFD QTR 30/360 421915406 22 1,100
Hlth Care Ppty Inv 7.875% PFD Ser A PFD QTR 30/360 421915307 11 500
HCR Manor Care Inc Common Stock 564055101 185 10,770
Home Depot Inc. Common Stock 437076102 20,177 294,020
Hadco Corp. Common Stock 404681108 317 7,340
Quantum Corp-Hard Disk Drive Common Stock 747906303 141 19,001
Harley Davidson, Inc. Common Stock 412822108 10,134 202,430
Handleman Co Del Common Stock 410252100 19 1,400
Hardinge Inc Common Stock 412324303 6 375
Hadron Inc.orporation New Common Stock 405009200 0 50
Rts Hills Stores Co. Common Stock 431692987 0 202
Hawaiian Elec Inds Inc. Common Stock 419870100 93 2,650
Hawaiian Elec Industries Capt Preferred Stock 41987M201 65 2,580
Harken Energy Corp. Common Stock 412552101 6 5,200
Helen of Troy LTD Common Stock G4388N106 28 2,900
Helix Technology Inc. Common Stock 423319102 125 3,761
Hemispherx Biopharma Inc Common Stock 42366C103 1,319 193,650
Heco Capital Trust II Pfd Secs Ser 7 PFD QTR 30/360 40415B209 99 4,600
Harrah's Entertainment Inc. Common Stock 413619107 68 2,462
Heller Financial Inc Cl A Common Stock 423328103 8 359
Homefed Corp Common Stock 43739D208 0 11,805
Harleysville Group, Inc. Common Stock 412824104 6 400
Horizon Group Properties Inc Common Stock 44041U102 4 1,117
Hanger Orthopedic Group, Inc. Common Stock 41043F208 297 20,499
Human Genome Sciences Inc. Common Stock 444903108 22 300
Hooper Holmes Incorporated Common Stock 439104100 23 900
Internet Holdrs Tr Common Stock 46059W102 33 300
Hayden Hill cons Mining Co. B Common Stock 420686206 0 10,500
Harte-Hanks Communications, Inc. Common Stock 416196103 128 5,100
Household International Inc. Common Stock 441815107 1,612 40,181
Household Capital Trust I 8.25% Cum PFD QTR 30/360 44180E208 24 1,000
Household Capt Trust II 8.7% Preferred Stock 44180H102 10 400
Hibernia Corp. Class A Common Stock 428656102 842 72,398
Salomon Bros High Income Fund Common Stock 79547Q106 29 2,350
<CAPTION>
Item 6:
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared as (c) Shared Other Voting Authority (Shares)
(a) Sole Def Other Managers (a) Sole (b) Shared (c) None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
Harman International Industries Inc. x 0 9,277 0
Hasbro Inc. x 0 5,794 0
Hatteras Income Secs Inc. x 0 6,775 0
Hayes Lemmerz Intl Inc x 0 300 0
Hillenbrand Industries Inc. x 0 10,340 0
Huntington Bancshares Inc. x 0 5,664 0
HSBC Holdings PLC -Spons ADR x 0 110,323 0
Hispanic Broadcasting Corp x 0 1,500 0
Homebase Inc. x 0 41,987 0
Harbor Bank - VA x 0 3,000 0
Hanover Compressor Co. x 0 9,168 0
Hudson City Bancorp x 0 4,600 0
HCC Insurance Holdings Inc. x 0 1,745 0
Home Centers Incorporated x 0 200 0
Healthcom Evaluation Svcs Cp x 0 750 0
HCIA, Inc. x 0 650 0
Health Care REIT, Inc. x 0 16,224 0
Health Care Reit Inc 8.875% x 0 1,900 0
Health Care Property Investors Inc. x 0 2,000 0
Healthcare Ppty Invs Inc 8.70% Pfd x 0 1,100 0
Hlth Care Ppty Inv 7.875% PFD Ser A x 0 500 0
HCR Manor Care Inc x 0 10,770 0
Home Depot Inc. x 0 294,020 0
Hadco Corp. x 0 7,340 0
Quantum Corp-Hard Disk Drive x 0 19,001 0
Harley Davidson, Inc. x 0 202,430 0
Handleman Co Del x 0 1,400 0
Hardinge Inc x 0 375 0
Hadron Inc.orporation New x 0 50 0
Rts Hills Stores Co. x 0 202 0
Hawaiian Elec Inds Inc. x 0 2,650 0
Hawaiian Elec Industries Capt x 0 2,580 0
Harken Energy Corp. x 0 5,200 0
Helen of Troy LTD x 0 2,900 0
Helix Technology Inc. x 0 3,761 0
Hemispherx Biopharma Inc x 0 193,650 0
Heco Capital Trust II Pfd Secs Ser 7 x 0 4,600 0
Harrah's Entertainment Inc. x 0 2,462 0
Heller Financial Inc Cl A x 0 359 0
Homefed Corp x 0 11,805 0
Harleysville Group, Inc. x 0 400 0
Horizon Group Properties Inc x 0 1,117 0
Hanger Orthopedic Group, Inc. x 0 20,499 0
Human Genome Sciences Inc. x 0 300 0
Hooper Holmes Incorporated x 0 900 0
Internet Holdrs Tr x 0 300 0
Hayden Hill cons Mining Co. B x 0 10,500 0
Harte-Hanks Communications, Inc. x 0 5,100 0
Household International Inc. x 0 40,181 0
Household Capital Trust I 8.25% Cum x 0 1,000 0
Household Capt Trust II 8.7% x 0 400 0
Hibernia Corp. Class A x 0 72,398 0
Salomon Bros High Income Fund x 0 2,350 0
<PAGE>
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
HI/FN Inc. Common Stock 428358105 888 8,055
Hartford Financial Services Group In Common Stock 416515104 1,266 30,966
Hartford Capital II 8.35% PFD QTR 30/360 416320208 114 4,600
Hartford Capital I Inc. 7.70% Pfd Se PFD QTR 30/360 416315208 154 6,500
Highline Inds Inc. Common Stock 431108109 0 6,000
Heineken N V - ADR ADR 423012202 175 3,524
HI Shear Inds Inc. Common Stock 428399109 0 150
Hitachi Ltd ADR 10 Com ADR 433578507 7,450 68,268
Musicmaker.com Inc. Common Stock 62757C108 5 500
CEL SCI Corp. Common Stock 150837409 4 1,430
Highwoods Properties Inc. Common Stock 431284108 1,832 70,802
Highwoods Properties Inc. 8% PFD Ser PFD QTR 30/360 431284306 257 13,950
Highwoods Properties Inc. 8.00% PFD PFD QTR 30/360 431284504 11 600
Hecla Mining Co Common Stock 422704106 9 3,150
Hartford Life Inc. Common Stock 416592103 107 2,175
Harmonic Lightwaves Inc. Common Stock 413160102 9 70
Hollinger International Inc. Common Stock 435569108 19 1,600
Hilton Hotels Corp. Common Stock 432848109 120 12,172
Healtheon Corp. Common Stock 422209106 67 1,810
Halter Marine Group Inc. Common Stock 40642Y105 183 33,700
Hollywood Entertainment Corp. Common Stock 436141105 106 7,057
Homestake Mining Co Common Stock 437614100 70 7,600
Health Management Associates, Inc. C Common Stock 421933102 497 67,370
Hvide Marine Inc. Cl A Common Stock 448515106 10 17,400
Honda Motor LTD AMER SHS ADR 438128308 22 270
Home Properties of New York, Common Stock 437306103 127 4,762
HMG Courtland Properties Inc. Common Stock 404232100 0 200
Ha-Lo Industries Inc. Common Stock 404429102 27 4,365
Horace Mann Educators Common Stock 440327104 1,705 66,056
Horizon Medical Products Inc Common Stock 439903105 1 500
Host Marriott Service Corp. Common Stock 440914109 22 1,420
Health Management Systems, Inc Common Stock 42219M100 52 10,900
Host Marriott Corp Common Stock 44107P104 447 47,089
HMT Technology Corp. Common Stock 403917107 48 13,834
Advanced Voice Technologies Common Stock 00754W107 0 800
Heilig-Myers Co Common Stock 422893107 46 9,628
HON Industries Inc. Common Stock 438092108 1,051 54,585
Hanover Direct Inc Common Stock 410783104 3 1,000
H J Heinz Co Common Stock 423074103 6,235 144,988
Hoechst AG ADR ADR 434390308 238 5,470
Hologic Inc. Common Stock 436440101 108 26,800
Homestore Com Inc Common Stock 437852106 21 500
Honeywell Inc. Common Stock 438506107 2,522 22,654
Horizon Health Corp. Common Stock 44041Y104 52 8,825
Starwood Hotels & Resorts Worldwide Common Stock 85590A203 466 20,888
Hotjobs Com Inc Common Stock 441474103 94 3,703
Hovnanian Enterprises Inc. Common Stock 442487203 7 895
Helmerich & Payne Common Stock 423452101 130 5,150
Hercules Inc. Common Stock 427056106 286 9,994
Harnischfeger Industries Inc. Common Stock 413345109 2 2,100
Hollywood Park Inc. Common Stock 436255103 62 4,000
Heartport Inc. Common Stock 421969106 13 2,795
Healthplan Services Corp. Common Stock 421959107 3 345
<CAPTION>
Item 6:
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared as (c) Shared Other Voting Authority (Shares)
(a) Sole Def Other Managers (a) Sole (b) Shared (c) None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
HI/FN Inc. x 0 8,055 0
Hartford Financial Services Group In x 0 30,966 0
Hartford Capital II 8.35% x 0 4,600 0
Hartford Capital I Inc. 7.70% Pfd Se x 0 6,500 0
Highline Inds Inc. x 0 6,000 0
Heineken N V - ADR x 0 3,524 0
HI Shear Inds Inc. x 0 150 0
Hitachi Ltd ADR 10 Com x 0 68,268 0
Musicmaker.com Inc. x 0 500 0
CEL SCI Corp. x 0 1,430 0
Highwoods Properties Inc. x 0 70,802 0
Highwoods Properties Inc. 8% PFD Ser x 0 13,950 0
Highwoods Properties Inc. 8.00% PFD x 0 600 0
Hecla Mining Co x 0 3,150 0
Hartford Life Inc. x 0 2,175 0
Harmonic Lightwaves Inc. x 0 70 0
Hollinger International Inc. x 0 1,600 0
Hilton Hotels Corp. x 0 12,172 0
Healtheon Corp. x 0 1,810 0
Halter Marine Group Inc. x 0 33,700 0
Hollywood Entertainment Corp. x 0 7,057 0
Homestake Mining Co x 0 7,600 0
Health Management Associates, Inc. C x 0 67,370 0
Hvide Marine Inc. Cl A x 0 17,400 0
Honda Motor LTD AMER SHS x 0 270 0
Home Properties of New York, x 0 4,762 0
HMG Courtland Properties Inc. x 0 200 0
Ha-Lo Industries Inc. x 0 4,365 0
Horace Mann Educators x 0 66,056 0
Horizon Medical Products Inc x 0 500 0
Host Marriott Service Corp. x 0 1,420 0
Health Management Systems, Inc x 0 10,900 0
Host Marriott Corp x 0 47,089 0
HMT Technology Corp. x 0 13,834 0
Advanced Voice Technologies x 0 800 0
Heilig-Myers Co x 0 9,628 0
HON Industries Inc. x 0 54,585 0
Hanover Direct Inc x 0 1,000 0
H J Heinz Co x 0 144,988 0
Hoechst AG ADR x 0 5,470 0
Hologic Inc. x 0 26,800 0
Homestore Com Inc x 0 500 0
Honeywell Inc. x 0 22,654 0
Horizon Health Corp. x 0 8,825 0
Starwood Hotels & Resorts Worldwide x 0 20,888 0
Hotjobs Com Inc x 0 3,703 0
Hovnanian Enterprises Inc. x 0 895 0
Helmerich & Payne x 0 5,150 0
Hercules Inc. x 0 9,994 0
Harnischfeger Industries Inc. x 0 2,100 0
Hollywood Park Inc. x 0 4,000 0
Heartport Inc. x 0 2,795 0
Healthplan Services Corp. x 0 345 0
<PAGE>
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
Hospitality Properties Trust Common Stock 44106M102 1,408 63,821
High Point Bank Corp. Common Stock 429706104 15 106
H & Q Life Sciences Investors Common Stock 404053100 127 9,004
Healthcare Realty Trust Common Stock 421946104 637 34,105
Block H & R Inc. Common Stock 093671105 353 8,133
Harbor Federal Bancorp Inc. Common Stock 41151A108 74 5,200
Hudson River Bancorp Common Stock 444128102 15 1,350
Healthsouth Corp. Common Stock 421924101 1,783 294,077
Hannaford Brothers Inc. Common Stock 410550107 15,045 213,592
Hormel Foods Corp. Common Stock 440452100 370 8,945
HRPT Proprties Trust Common Stock 40426W101 817 70,268
Harris Corp. Common Stock 413875105 565 20,459
Hallwood Realty Partnership LP Dep U LTD Part P4 40636T203 0 4
Hertz Corporation Common Stock 428040109 28 645
HSB Group Inc. Common Stock 40428N109 139 3,950
Harsco Corp. Common Stock 415864107 201 7,261
Homestead Village Inc. Common Stock 437851108 0 100
HS Resources Inc. Common Stock 404297103 22 1,347
Henry Schein Inc. Common Stock 806407102 588 41,260
Hussmann International Inc. Common Stock 448110106 63 3,678
American Homestar Corp Common Stock 026651109 19 5,000
Hershey Foods Corp. Common Stock 427866108 2,910 59,761
Hyperion 2002 Term Trust Inc. Common Stock 448915108 18 2,175
Hutchinson Technology Inc. Common Stock 448407106 3 105
H T E Inc. Common Stock 403926108 21 10,000
Hawthorne Finl Corp Common Stock 420542102 45 3,400
Heartland Express Inc. Common Stock 422347104 1,498 106,050
Houghton Mifflin Co Common Stock 441560109 576 14,180
Hearst-Argyle Television Inc. Common Stock 422317107 896 41,660
Hitox Corp. of America Common Stock 433658101 1 500
Hudson United Bancorp Common Stock 444165104 31 1,011
Hubbell Inc. CL A Common Stock 443510102 326 9,685
Hubbell Inc. CL B Common Stock 443510201 1,820 57,086
Hudson Hotels Corp. Common Stock 443794102 1 500
Hughes Supply Inc. Common Stock 444482103 551 25,350
Humana Inc. Common Stock 444859102 339 49,263
Humphrey Hospitality Trust Common Stock 445467103 345 49,766
Hutchinson Whampoa - Unsp ADR ADR 448415208 4,168 89,615
Hanover Gold Inc Common Stock 410799308 0 250
Haverty Furniture Co Inc. Common Stock 419596101 945 65,140
Hollywood Casino Corp. Common Stock 436132203 2 1,000
Howmet International Inc. Common Stock 443208103 582 41,600
Hewlett-Packard Co. Common Stock 428236103 35,403 384,817
Hexcel Corp. Common Stock 428291108 1 100
Houston Inds Inc. 7.00% Pfd PreferdStk Conv 442161204 9 85
Hyperion Telecommunications Inc Cl-A Common Stock 44914K306 17 700
Hyperion Solutions Corp Common Stock 44914M104 74 3,375
Hyseq Inc Common Stock 449163302 17 3,500
Insurance Auto Auctions Inc. Common Stock 457875102 5 330
International Absorbents Inc Common Stock 45885E104 3 10,000
IAC Capital Trust 8.25% Trust Orig P PFD QTR 30/360 44919E206 29 1,300
Information Architects Corp Common Stock 45669R107 0 100
Integra Lifesciences Corp Com (New) Common Stock 457985208 6 1,000
<CAPTION>
Item 6:
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared as (c) Shared Other Voting Authority (Shares)
(a) Sole Def Other Managers (a) Sole (b) Shared (c) None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
Hospitality Properties Trust x 0 63,821 0
High Point Bank Corp. x 0 106 0
H & Q Life Sciences Investors x 0 9,004 0
Healthcare Realty Trust x 0 34,105 0
Block H & R Inc. x 0 8,133 0
Harbor Federal Bancorp Inc. x 0 5,200 0
Hudson River Bancorp x 0 1,350 0
Healthsouth Corp. x 0 294,077 0
Hannaford Brothers Inc. x 0 213,592 0
Hormel Foods Corp. x 0 8,945 0
HRPT Proprties Trust x 0 70,268 0
Harris Corp. x 0 20,459 0
Hallwood Realty Partnership LP Dep U x 0 4 0
Hertz Corporation x 0 645 0
HSB Group Inc. x 0 3,950 0
Harsco Corp. x 0 7,261 0
Homestead Village Inc. x 0 100 0
HS Resources Inc. x 0 1,347 0
Henry Schein Inc. x 0 41,260 0
Hussmann International Inc. x 0 3,678 0
American Homestar Corp x 0 5,000 0
Hershey Foods Corp. x 0 59,761 0
Hyperion 2002 Term Trust Inc. x 0 2,175 0
Hutchinson Technology Inc. x 0 105 0
H T E Inc. x 0 10,000 0
Hawthorne Finl Corp x 0 3,400 0
Heartland Express Inc. x 0 106,050 0
Houghton Mifflin Co x 0 14,180 0
Hearst-Argyle Television Inc. x 0 41,660 0
Hitox Corp. of America x 0 500 0
Hudson United Bancorp x 0 1,011 0
Hubbell Inc. CL A x 0 9,685 0
Hubbell Inc. CL B x 0 57,086 0
Hudson Hotels Corp. x 0 500 0
Hughes Supply Inc. x 0 25,350 0
Humana Inc. x 0 49,263 0
Humphrey Hospitality Trust x 0 49,766 0
Hutchinson Whampoa - Unsp ADR x 0 89,615 0
Hanover Gold Inc x 0 250 0
Haverty Furniture Co Inc. x 0 65,140 0
Hollywood Casino Corp. x 0 1,000 0
Howmet International Inc. x 0 41,600 0
Hewlett-Packard Co. x 0 384,817 0
Hexcel Corp. x 0 100 0
Houston Inds Inc. 7.00% Pfd x 0 85 0
Hyperion Telecommunications Inc Cl-A x 0 700 0
Hyperion Solutions Corp x 0 3,375 0
Hyseq Inc x 0 3,500 0
Insurance Auto Auctions Inc. x 0 330 0
International Absorbents Inc x 0 10,000 0
IAC Capital Trust 8.25% Trust Orig P x 0 1,300 0
Information Architects Corp x 0 100 0
Integra Lifesciences Corp Com (New) x 0 1,000 0
<PAGE>
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
ACTV Inc. Common Stock 00088E104 35 2,500
Interstate Bakeries Corp. Common Stock 46072H108 64 2,800
IBS Computer Corp. Common Stock 449225101 0 67
Intimate Brands Inc. Common Stock 461156101 342 8,789
IBIS Technology Corp. Common Stock 450909106 4 130
International Business Machines Common Stock 459200101 46,356 381,920
Intl Business Machine Corp 7.50% PFD PFD QTR 30/360 459200309 37 1,400
IBP Inc. Common Stock 449223106 440 17,830
Empresas ICA Sociedad ADR 292448107 0 70
Independence Community Bank Corp. Common Stock 453414104 54 4,560
Internet Cable Corp. Common Stock 46057X102 6 1,000
Immucell Corp. Common Stock 452525306 6 3,000
Insight Communications Inc Common Stock 45768V108 14 500
Ice Ice Factory Inc. Common Stock 44924D102 0 1,250
ICF Kaiser International Inc. Common Stock 449244102 0 200
Internet Cap Group Inc Common Stock 46059C106 426 4,845
ICG Communications Inc. Common Stock 449246107 69 4,443
Imperial Chemical Inds Plc Adr ADR 452704505 2,702 62,573
Intermedia Communications Inc. Common Stock 458801107 22 1,030
ICN Pharmaceuticals Inc. Common Stock 448924100 1,792 104,243
Incomnet Inc Common Stock 453365207 1 5,000
Inacom Corp. Common Stock 45323G109 280 30,442
Intelect Communications Inc. Common Stock 458144102 4 5,020
Icos Corp. Common Stock 449295104 117 3,953
Eyecity Com Inc Common Stock 30231H100 17 4,500
I.C.U. Med Inc. Common Stock 44930G107 60 3,975
Idacorp Inc Common Stock 451107106 645 21,405
Inter-Digital Communications Corp. Common Stock 45866A105 0 50
Industrial Distribution Group Common Stock 456061100 2 500
Idm Environmental Corp Common Stock 449391309 1 130
IDEC Pharmaceutical Corp. Common Stock 449370105 506 5,385
Intrawest Corp. Foreign Stock 460915200 63 3,800
Industrial Services of America Common Stock 456314103 2 1,000
IDT Corp. Common Stock 448947101 111 5,300
Integrated Device Technology Common Stock 458118106 18 987
Identix Inc. Common Stock 451906101 2 250
I D Internet Direct Ltd Foreign Stock 448940106 31 9,800
Idexx Laboratories Corp. Common Stock 45168D104 39 2,250
International Enexco Ltd Foreign Stock 45945G107 0 600
Iec Electrs Corp New Common Stock 44949L105 11 4,000
Industries Ecosystems Inc. Common Stock 456088202 6 30,000
Indiana Energy Inc. Common Stock 454707100 3 153
International Electronics Common Stock 459436507 2 1,000
IEM S A Amern Shs ADR 449496207 0 12
Interactive Magic Inc. Common Stock 45838M104 1 450
Ies Utils Inc PFD QTR 30/360 44949R508 36 1,520
IDEX Corp. Common Stock 45167R104 268 9,450
International Fibercom Inc. Common Stock 45950T101 5 1,025
International Flavors & Fragrances Common Stock 459506101 288 8,345
Investors Financial Services Corp Common Stock 461915100 59 1,730
Informix Corp. Common Stock 456779107 175 22,070
The India Fund, Inc. MutualFdEqClose 454089103 1 100
International Foam Solutions Common Stock 459525101 0 1,000
<CAPTION>
Item 6:
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared as (c) Shared Other Voting Authority (Shares)
(a) Sole Def Other Managers (a) Sole (b) Shared (c) None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
ACTV Inc. x 0 2,500 0
Interstate Bakeries Corp. x 0 2,800 0
IBS Computer Corp. x 0 67 0
Intimate Brands Inc. x 0 8,789 0
IBIS Technology Corp. x 0 130 0
International Business Machines x 0 381,920 0
Intl Business Machine Corp 7.50% PFD x 0 1,400 0
IBP Inc. x 0 17,830 0
Empresas ICA Sociedad x 0 70 0
Independence Community Bank Corp. x 0 4,560 0
Internet Cable Corp. x 0 1,000 0
Immucell Corp. x 0 3,000 0
Insight Communications Inc x 0 500 0
Ice Ice Factory Inc. x 0 1,250 0
ICF Kaiser International Inc. x 0 200 0
Internet Cap Group Inc x 0 4,845 0
ICG Communications Inc. x 0 4,443 0
Imperial Chemical Inds Plc Adr x 0 62,573 0
Intermedia Communications Inc. x 0 1,030 0
ICN Pharmaceuticals Inc. x 0 104,243 0
Incomnet Inc x 0 5,000 0
Inacom Corp. x 0 30,442 0
Intelect Communications Inc. x 0 5,020 0
Icos Corp. x 0 3,953 0
Eyecity Com Inc x 0 4,500 0
I.C.U. Med Inc. x 0 3,975 0
Idacorp Inc x 0 21,405 0
Inter-Digital Communications Corp. x 0 50 0
Industrial Distribution Group x 0 500 0
Idm Environmental Corp x 0 130 0
IDEC Pharmaceutical Corp. x 0 5,385 0
Intrawest Corp. x 0 3,800 0
Industrial Services of America x 0 1,000 0
IDT Corp. x 0 5,300 0
Integrated Device Technology x 0 987 0
Identix Inc. x 0 250 0
I D Internet Direct Ltd x 0 9,800 0
Idexx Laboratories Corp. x 0 2,250 0
International Enexco Ltd x 0 600 0
Iec Electrs Corp New x 0 4,000 0
Industries Ecosystems Inc. x 0 30,000 0
Indiana Energy Inc. x 0 153 0
International Electronics x 0 1,000 0
IEM S A Amern Shs x 0 12 0
Interactive Magic Inc. x 0 450 0
Ies Utils Inc x 0 1,520 0
IDEX Corp. x 0 9,450 0
International Fibercom Inc. x 0 1,025 0
International Flavors & Fragrances x 0 8,345 0
Investors Financial Services Corp x 0 1,730 0
Informix Corp. x 0 22,070 0
The India Fund, Inc. x 0 100 0
International Foam Solutions x 0 1,000 0
<PAGE>
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
IFR Sys Inc. Common Stock 449507102 0 82
Interface Inc. Common Stock 458665106 216 42,150
Igen International Inc. Common Stock 449536101 12 500
IMC Global Inc. Common Stock 449669100 114 7,815
International Gaming Mgmt Common Stock 459548103 0 1,100
International Game Technology Common Stock 459902102 61 3,400
Interstate Hotels Corp Common Stock 46088R108 49 15,462
International Home Foods Inc Common Stock 459655106 446 25,464
Information Hldgs Inc Common Stock 456727106 8 426
Industrial Hldgs Inc. Common Stock 456160100 141 40,350
C Wts Industrial Holdings Inc Common Stock 456160134 36 75,950
Integrated Health Services Inc. Common Stock 45812C106 200 127,960
Morgan Stanley India Fund Common Stock 61745C105 52 3,900
Internet Initiative Japan Inc ADR 46059T109 43 670
I T T Industries Inc. Common Stock 450911102 209 6,565
Indus Intl Inc Common Stock 45578L100 5 1,000
INA Investment Secs Inc. Common Stock 17179X106 34 2,200
II-IV Inc. Common Stock 902104108 34 2,925
IXC Communications Inc. Common Stock 450713102 7 170
Ixl Enterprises Inc Common Stock 450718101 14 400
Ijnt Net Inc Common Stock 449638105 3 1,000
IKON Office Solutions Inc. Common Stock 451713101 369 34,509
Ilex Oncology Inc. Common Stock 451923106 11 900
Intelogic Trace Inc. Common Stock 45815W109 0 1,750
Illinova Corp. Common Stock 452317100 64 2,270
I-Link Inc. Common Stock 449927102 11 3,800
Ingram Micro Inc. Common Stock 457153104 197 15,329
Imall Inc Common Stock 45244X306 37 2,000
Imatron Inc Common Stock 452906100 3 2,500
Imax Corp. Common Stock 45245E109 115 5,730
International Multifoods Corp. Common Stock 460043102 48 2,075
Imclone Systems Inc Common Stock 45245W109 4,305 129,465
Intl Meta Systems Inc Common Stock 45986B108 0 3,000
Immunogen Inc. Common Stock 45253H101 10 4,400
San Paolo - IMI Spa - Spon ADR ADR 465224103 140 5,389
Indiana Michigan Power Jr Sub Debs PFD QTR 30/360 454889817 12 500
Ingles Markets Inc. Common Stock 457030104 9 700
Merrill Lynch & Co Inc PFD QTR 30/360 590188751 9 500
Immunomedics Inc. Common Stock 452907108 1 600
Imation Corp. Common Stock 45245A107 5 147
Immune Response Corp. - Del Common Stock 45252T106 5 1,000
Immunex Corp. Common Stock 452528102 610 14,070
Intermost Corp Common Stock 45881R109 11 3,500
Impala Platinum Hldgs ADR 452553209 16 450
IMP Inc Common Stock 449693209 1 320
Imco Recycling Inc. Common Stock 449681105 413 27,500
Imperial Tobacco PLC Spon ADR ADR 453142101 6 250
Grupo Imsa S A De C V ADR 40048T106 4 259
Industrial Bancorp Inc. Common Stock 455882100 37 2,000
Infocure Corp. Common Stock 45665A108 44 2,350
Incyte Pharmaceuticals Inc. Common Stock 45337C102 64 2,750
Independent Bank Corp. Common Stock 453836108 611 46,780
Independent Capital Trust I PFD QTR 30/360 45384F206 659 27,050
<CAPTION>
Item 6:
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared as (c) Shared Other Voting Authority (Shares)
(a) Sole Def Other Managers (a) Sole (b) Shared (c) None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
IFR Sys Inc. x 0 82 0
Interface Inc. x 0 42,150 0
Igen International Inc. x 0 500 0
IMC Global Inc. x 0 7,815 0
International Gaming Mgmt x 0 1,100 0
International Game Technology x 0 3,400 0
Interstate Hotels Corp x 0 15,462 0
International Home Foods Inc x 0 25,464 0
Information Hldgs Inc x 0 426 0
Industrial Hldgs Inc. x 0 40,350 0
C Wts Industrial Holdings Inc x 0 75,950 0
Integrated Health Services Inc. x 0 127,960 0
Morgan Stanley India Fund x 0 3,900 0
Internet Initiative Japan Inc x 0 670 0
I T T Industries Inc. x 0 6,565 0
Indus Intl Inc x 0 1,000 0
INA Investment Secs Inc. x 0 2,200 0
II-IV Inc. x 0 2,925 0
IXC Communications Inc. x 0 170 0
Ixl Enterprises Inc x 0 400 0
Ijnt Net Inc x 0 1,000 0
IKON Office Solutions Inc. x 0 34,509 0
Ilex Oncology Inc. x 0 900 0
Intelogic Trace Inc. x 0 1,750 0
Illinova Corp. x 0 2,270 0
I-Link Inc. x 0 3,800 0
Ingram Micro Inc. x 0 15,329 0
Imall Inc x 0 2,000 0
Imatron Inc x 0 2,500 0
Imax Corp. x 0 5,730 0
International Multifoods Corp. x 0 2,075 0
Imclone Systems Inc x 0 129,465 0
Intl Meta Systems Inc x 0 3,000 0
Immunogen Inc. x 0 4,400 0
San Paolo - IMI Spa - Spon ADR x 0 5,389 0
Indiana Michigan Power Jr Sub Debs x 0 500 0
Ingles Markets Inc. x 0 700 0
Merrill Lynch & Co Inc x 0 500 0
Immunomedics Inc. x 0 600 0
Imation Corp. x 0 147 0
Immune Response Corp. - Del x 0 1,000 0
Immunex Corp. x 0 14,070 0
Intermost Corp x 0 3,500 0
Impala Platinum Hldgs x 0 450 0
IMP Inc x 0 320 0
Imco Recycling Inc. x 0 27,500 0
Imperial Tobacco PLC Spon ADR x 0 250 0
Grupo Imsa S A De C V x 0 259 0
Industrial Bancorp Inc. x 0 2,000 0
Infocure Corp. x 0 2,350 0
Incyte Pharmaceuticals Inc. x 0 2,750 0
Independent Bank Corp. x 0 46,780 0
Independent Capital Trust I x 0 27,050 0
<PAGE>
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
Indigo NV Foreign Stock N44495104 14 4,500
Indo-Pacific Energy LTD Foreign Stock 455908103 2 4,000
Independent Energy Hldgs PLC ADR ADR 45384X108 57 2,950
Infinity Broadcasting Corp. Common Stock 45662S102 127 4,349
Infracorps Inc Common Stock 456826106 3 12,000
Infodata Systems Inc. New Common Stock 456650209 0 232
Infonautics Corp - Cl A Common Stock 456662105 4 700
In Focus Systems Inc. Common Stock 452919103 8 500
Ing Groep NV Spons ADR ADR 456837103 4,682 85,521
Interliant Inc Common Stock 458742103 4 300
Inkine Pharmaceutical Co Inc. Common Stock 457214104 11 7,000
Inktomi Corp Common Stock 457277101 467 3,890
Inland Resources Inc/Wash Common Stock 457469203 0 1,000
Intermet Corp. Common Stock 45881K104 38 4,500
Infosoft International Inc. Common Stock 457674109 4 540
World Fuel Services Corp. Common Stock 981475106 6 600
Intasys Corp Foreign Stock 45809M109 4 1,000
Intel Corp. Common Stock 458140100 63,562 855,325
Inter Tel Incorporated Common Stock 458372109 18 1,000
Integrated Systems Inc. Common Stock 45812M104 38 3,703
Intuit Corp. Common Stock 461202103 531 6,058
Innovex Inc. Common Stock 457647105 245 27,180
Input/Output Inc. Common Stock 457652105 135 20,400
Iomega Corp. Common Stock 462030107 71 21,066
Ionics Inc. Common Stock 462218108 11 350
International Paper Co. Common Stock 460146103 6,995 145,539
Integrated Packaging Assembly Common Stock 457989101 0 1,700
Inter Parfums Inc Common Stock 458334109 4 455
Illinois Power Co PFD QTR 30/360 452092406 21 600
Illinois Power Capital L P PFDMthly 30/360 452085202 50 2,000
Illinois Power Financing I 8% Trust PFD QTR 30/360 452101207 155 6,925
IPC Holdings Ltd Common Stock G4933P101 65 3,480
Interpublic Group Companies Inc. Common Stock 460690100 1,765 42,916
Ipc Communications Inc Common Stock 44980K206 12 200
Interneuron Pharmaceutical Common Stock 460573108 17 13,400
Ipalco Enterprises Inc. Common Stock 462613100 325 16,718
Interplay Entertainment Corp. Common Stock 460615107 2 1,000
International Paper Cap TR III 7.875 PFD QTR 30/360 460140205 48 2,000
Iparty Corp Common Stock 46261R107 39 12,500
Ingersoll-Rand Co Common Stock 456866102 1,239 22,558
Imperial Petroleum Recovery Corp Common Stock 453079105 7 3,000
Intl Rectifier Corp. Common Stock 460254105 216 14,150
Iron & Glass Bancorp Common Stock 462735101 24 1,200
Irdium World Communications Ltd Cl A Common Stock G49398103 13 5,125
Irish Investment Fd Inc. Common Stock 462710104 32 2,000
Iron Mountain Inc. Common Stock 46284P104 78 2,299
IRSA - Spon GDR ADR 450047204 6 213
IRT Property Co Common Stock 450058102 297 33,010
Interim Services Inc. Common Stock 45868P100 1,970 120,287
I C Isaacs & Co Inc. Common Stock 464192103 1 1,050
ISB Financial Corp. Common Stock 450091103 3 200
International Speedway Corp. Common Stock 460335201 445 8,463
Iscor Ltd Sponsored ADR ADR 464272202 556 143,691
<CAPTION>
Item 6:
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared as (c) Shared Other Voting Authority (Shares)
(a) Sole Def Other Managers (a) Sole (b) Shared (c) None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
Indigo NV x 0 4,500 0
Indo-Pacific Energy LTD x 0 4,000 0
Independent Energy Hldgs PLC ADR x 0 2,950 0
Infinity Broadcasting Corp. x 0 4,349 0
Infracorps Inc x 0 12,000 0
Infodata Systems Inc. New x 0 232 0
Infonautics Corp - Cl A x 0 700 0
In Focus Systems Inc. x 0 500 0
Ing Groep NV Spons ADR x 0 85,521 0
Interliant Inc x 0 300 0
Inkine Pharmaceutical Co Inc. x 0 7,000 0
Inktomi Corp x 0 3,890 0
Inland Resources Inc/Wash x 0 1,000 0
Intermet Corp. x 0 4,500 0
Infosoft International Inc. x 0 540 0
World Fuel Services Corp. x 0 600 0
Intasys Corp x 0 1,000 0
Intel Corp. x 0 855,325 0
Inter Tel Incorporated x 0 1,000 0
Integrated Systems Inc. x 0 3,703 0
Intuit Corp. x 0 6,058 0
Innovex Inc. x 0 27,180 0
Input/Output Inc. x 0 20,400 0
Iomega Corp. x 0 21,066 0
Ionics Inc. x 0 350 0
International Paper Co. x 0 145,539 0
Integrated Packaging Assembly x 0 1,700 0
Inter Parfums Inc x 0 455 0
Illinois Power Co x 0 600 0
Illinois Power Capital L P x 0 2,000 0
Illinois Power Financing I 8% Trust x 0 6,925 0
IPC Holdings Ltd x 0 3,480 0
Interpublic Group Companies Inc. x 0 42,916 0
Ipc Communications Inc x 0 200 0
Interneuron Pharmaceutical x 0 13,400 0
Ipalco Enterprises Inc. x 0 16,718 0
Interplay Entertainment Corp. x 0 1,000 0
International Paper Cap TR III 7.875 x 0 2,000 0
Iparty Corp x 0 12,500 0
Ingersoll-Rand Co x 0 22,558 0
Imperial Petroleum Recovery Corp x 0 3,000 0
Intl Rectifier Corp. x 0 14,150 0
Iron & Glass Bancorp x 0 1,200 0
Irdium World Communications Ltd Cl A x 0 5,125 0
Irish Investment Fd Inc. x 0 2,000 0
Iron Mountain Inc. x 0 2,299 0
IRSA - Spon GDR x 0 213 0
IRT Property Co x 0 33,010 0
Interim Services Inc. x 0 120,287 0
I C Isaacs & Co Inc. x 0 1,050 0
ISB Financial Corp. x 0 200 0
International Speedway Corp. x 0 8,463 0
Iscor Ltd Sponsored ADR x 0 143,691 0
<PAGE>
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
International Shipholding Corp. Common Stock 460321201 182 15,992
ISIS Pharmaceuticals Common Stock 464330109 6 500
Digital Is Inc Del Common Stock 25385N101 94 3,600
Instron Corp Common Stock 457776102 7 315
Integrated Silicon Solution Inc. Common Stock 45812P107 58 5,900
Ispat International NV ADR 464899103 26 2,500
Gartner Group Incorporated Class A Common Stock 366651107 259 16,230
Gartner Group Inc. - CL B Common Stock 366651206 156 9,351
Intl Thoroughbred Brders Inc PFD Ser PreferdStk Conv 460491889 0 4,028
ITC Deltacom Inc. Common Stock 45031T104 221 8,050
Intelligroup Inc Common Stock 45816A106 15 2,000
International Trading & Manufacturin Common Stock 460955107 4 2,000
Intertan Inc. Common Stock 461120107 82 4,160
Itochu Corp - ADR ADR 465717106 137 4,155
Intertechnology Solar Inc Common Stock 461126104 0 300
Intervu Inc Common Stock 46114R106 109 2,925
Illinois Tool Works Common Stock 452308109 1,716 23,017
12 Technologies Inc. Common Stock 465754109 353 9,105
Ivillage Inc. Common Stock 46588H105 58 1,650
Invensys Plc Spons Adr ADR 461204109 3,848 397,344
Investor AB Stockholm Common Stock W48102102 26 2,200
Innovet Inc Common Stock 45765P104 0 6,000
IVAX Corp. Common Stock 465823102 323 19,605
Orix Corporation - Spons ADR ADR 686330101 43 710
JCC Holdings Company Cl A Common Stock 46611Q205 11 1,326
Jos E. Seagram & Sons Inc SR PFD QTR 30/360 811845205 14 600
JDN Realty Corp Pfd Ser A 9.375% PFD QTR 30/360 465917201 98 4,400
Jakks Pacific Inc Common Stock 47012E106 16 425
Jameson Inns Inc Common Stock 470457102 5 574
Jardine Matheson Holdings Ltd. Spon ADR 471115303 982 239,462
J Alexander Corp. Common Stock 466096104 115 40,090
Baker J Inc Common Stock 057232100 63 8,000
Jabil Circuit Inc. Common Stock 466313103 199 4,018
JB Oxford Holdings Inc. Common Stock 466107109 35 4,600
Johnson Controls Inc. Common Stock 478366107 657 9,910
Penney (J C) Co Inc. Common Stock 708160106 2,161 62,860
JDA Software Group Inc. Common Stock 46612K108 6 500
J D Edwards & Co Common Stock 281667105 3 125
JDN Realty Corp. Common Stock 465917102 104 5,050
Jardine Strategic Holdings Ltd ADR 471119206 95 23,310
JDS Uniphase Corp Common Stock 46612J101 1,920 16,873
Jacobs Engineering Group Inc. Common Stock 469814107 75 2,310
Jeffbanks Inc. Common Stock 472317106 12 400
The Japan Equity Fund, Inc. MutualFdEqClose 471057109 24 2,500
Just Great Coffee Inc Common Stock 481918100 6 38,000
Harland John H Co Common Stock 412693103 234 12,050
John Hancock Income Sec Trust Common Stock 410123103 3 250
Pentacon Inc Common Stock 709620108 2 500
J & J Snack Foods Corp. Common Stock 466032109 443 22,423
JLG Industries Inc. Common Stock 466210101 626 41,200
Johns Manville Corp. Common Stock 478129109 54 4,038
Jmar Inc. Common Stock 466212107 2 1,000
Jones Pharma Inc Common Stock 480236108 41 1,237
<CAPTION>
Item 6:
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared as (c) Shared Other Voting Authority (Shares)
(a) Sole Def Other Managers (a) Sole (b) Shared (c) None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
International Shipholding Corp. x 0 15,992 0
ISIS Pharmaceuticals x 0 500 0
Digital Is Inc Del x 0 3,600 0
Instron Corp x 0 315 0
Integrated Silicon Solution Inc. x 0 5,900 0
Ispat International NV x 0 2,500 0
Gartner Group Incorporated Class A x 0 16,230 0
Gartner Group Inc. - CL B x 0 9,351 0
Intl Thoroughbred Brders Inc PFD Ser x 0 4,028 0
ITC Deltacom Inc. x 0 8,050 0
Intelligroup Inc x 0 2,000 0
International Trading & Manufacturin x 0 2,000 0
Intertan Inc. x 0 4,160 0
Itochu Corp - ADR x 0 4,155 0
Intertechnology Solar Inc x 0 300 0
Intervu Inc x 0 2,925 0
Illinois Tool Works x 0 23,017 0
12 Technologies Inc. x 0 9,105 0
Ivillage Inc. x 0 1,650 0
Invensys Plc Spons Adr x 0 397,344 0
Investor AB Stockholm x 0 2,200 0
Innovet Inc x 0 6,000 0
IVAX Corp. x 0 19,605 0
Orix Corporation - Spons ADR x 0 710 0
JCC Holdings Company Cl A x 0 1,326 0
Jos E. Seagram & Sons Inc SR x 0 600 0
JDN Realty Corp Pfd Ser A 9.375% x 0 4,400 0
Jakks Pacific Inc x 0 425 0
Jameson Inns Inc x 0 574 0
Jardine Matheson Holdings Ltd. Spon x 0 239,462 0
J Alexander Corp. x 0 40,090 0
Baker J Inc x 0 8,000 0
Jabil Circuit Inc. x 0 4,018 0
JB Oxford Holdings Inc. x 0 4,600 0
Johnson Controls Inc. x 0 9,910 0
Penney (J C) Co Inc. x 0 62,860 0
JDA Software Group Inc. x 0 500 0
J D Edwards & Co x 0 125 0
JDN Realty Corp. x 0 5,050 0
Jardine Strategic Holdings Ltd x 0 23,310 0
JDS Uniphase Corp x 0 16,873 0
Jacobs Engineering Group Inc. x 0 2,310 0
Jeffbanks Inc. x 0 400 0
The Japan Equity Fund, Inc. x 0 2,500 0
Just Great Coffee Inc x 0 38,000 0
Harland John H Co x 0 12,050 0
John Hancock Income Sec Trust x 0 250 0
Pentacon Inc x 0 500 0
J & J Snack Foods Corp. x 0 22,423 0
JLG Industries Inc. x 0 41,200 0
Johns Manville Corp. x 0 4,038 0
Jmar Inc. x 0 1,000 0
Jones Pharma Inc x 0 1,237 0
<PAGE>
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
The John Nuveen Co Cl A Common Stock 478035108 15 400
Johnson & Johnson Common Stock 478160104 22,618 246,186
Juniper Networks Common Stock 48203R104 14 75
Jones Apparel Group, Inc. Common Stock 480074103 313 10,885
St Joe Corp. Common Stock 790148100 192 8,908
Jones Intercable Inc Cl A Common Stock 480206200 157 2,900
Jostens Inc. Common Stock 481088102 4 200
Jefferson-Pilot Corp. Common Stock 475070108 2,123 33,592
J P Morgan & Co. Common Stock 616880100 5,157 45,141
Morgan JP & Co Inc. Adj Rate PFD QTR 30/360 616880209 64 800
James River Bankshares Inc. - VA Common Stock 470345109 81 6,100
Journal Register Company Common Stock 481138105 2 135
Jefferson Smurfit Group PLC Spons AD ADR 47508W107 497 16,955
JSB Finl Inc Common Stock 46624M100 14 250
Justin Industries Inc. Common Stock 482171105 11 800
Juno Lighting Inc Common Stock 482047206 1 75
Jusco Co Ltd Adr ADR 482131208 121 640
Javelin Systems Inc. Common Stock 471896100 30 3,000
Wiley John & Sons Common Stock 968223206 31 2,000
Johnson Worldwide Assoc. Inc. Common Stock 479254104 7 800
J W Genesis Finl Corp. Common Stock 482227105 89 5,500
JCP&L Capital LP 8.56% Cum Monthly PFD QTR 30/360 46611K208 27 1,100
Kellogg Co Common Stock 487836108 800 21,376
Kaneb Services Inc. Common Stock 484170105 1 200
Kana Communications Common Stock 483600102 10 196
KAO Corporation ADR ADR 485537203 338 1,195
Koala Corp. Common Stock 499866101 5 150
Kbf Pollution Mgmt Inc Common Stock 482396108 0 1,000
Kaufman & Broad Home Corp. Common Stock 486168107 36 1,741
Keebler Foods Co. Common Stock 487256109 10 350
Kenneth Cole Productions INc. Cl A Common Stock 193294105 15 400
Kanas City Power & Light 4.20% PFD PFD QTR 30/360 485134407 16 200
Kaydon Corp. Common Stock 486587108 859 34,520
Koger Equity Inc. Common Stock 500228101 101 6,300
Keane, Inc. Common Stock 486665102 1,027 45,040
Keene Corp Common Stock 487315103 0 1,000
Key Energy Group Inc. Common Stock 492914106 2 450
Kelly Services Inc Cl A Common Stock 488152208 17 561
Korea Electric Power Corp. ADR ADR 500631106 169 10,540
Keravision Inc. Common Stock 492061106 21 1,600
Keystone Cons Industries Inc. Common Stock 493422109 1 300
Keycorp New Common Stock 493267108 393 15,208
Keystone Automotive Inds Inc Common Stock 49338N109 22 1,998
Korea Fund Inc. MutualFdEqClose 500634100 13 1,000
Klamath First Bancorp Inc. Common Stock 49842P103 6 490
Krauses Furniture Inc New Common Stock 500760202 1 400
Kinross Gold Corp. Foreign Stock 496902107 1 320
Kemper Intermed Govt Trust Common Stock 488413105 112 17,750
First Years Inc Common Stock 337610109 404 39,425
4 Kids Entertainment Inc. Common Stock 350865101 9 300
KIMCO Re`alty Corp. Common Stock 49446R109 81 2,276
KIMCO Realty 8.5% Cumulative Preferred Stock 49446R505 9 400
Kimco Realty Cum Pfd PFD QTR 30/360 49446R604 11 500
<CAPTION>
Item 6:
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared as (c) Shared Other Voting Authority (Shares)
(a) Sole Def Other Managers (a) Sole (b) Shared (c) None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
The John Nuveen Co Cl A x 0 400 0
Johnson & Johnson x 0 246,186 0
Juniper Networks x 0 75 0
Jones Apparel Group, Inc. x 0 10,885 0
St Joe Corp. x 0 8,908 0
Jones Intercable Inc Cl A x 0 2,900 0
Jostens Inc. x 0 200 0
Jefferson-Pilot Corp. x 0 33,592 0
J P Morgan & Co. x 0 45,141 0
Morgan JP & Co Inc. Adj Rate x 0 800 0
James River Bankshares Inc. - VA x 0 6,100 0
Journal Register Company x 0 135 0
Jefferson Smurfit Group PLC Spons AD x 0 16,955 0
JSB Finl Inc x 0 250 0
Justin Industries Inc. x 0 800 0
Juno Lighting Inc x 0 75 0
Jusco Co Ltd Adr x 0 640 0
Javelin Systems Inc. x 0 3,000 0
Wiley John & Sons x 0 2,000 0
Johnson Worldwide Assoc. Inc. x 0 800 0
J W Genesis Finl Corp. x 0 5,500 0
JCP&L Capital LP 8.56% Cum Monthly x 0 1,100 0
Kellogg Co x 0 21,376 0
Kaneb Services Inc. x 0 200 0
Kana Communications x 0 196 0
KAO Corporation ADR x 0 1,195 0
Koala Corp. x 0 150 0
Kbf Pollution Mgmt Inc x 0 1,000 0
Kaufman & Broad Home Corp. x 0 1,741 0
Keebler Foods Co. x 0 350 0
Kenneth Cole Productions INc. Cl A x 0 400 0
Kanas City Power & Light 4.20% PFD x 0 200 0
Kaydon Corp. x 0 34,520 0
Koger Equity Inc. x 0 6,300 0
Keane, Inc. x 0 45,040 0
Keene Corp x 0 1,000 0
Key Energy Group Inc. x 0 450 0
Kelly Services Inc Cl A x 0 561 0
Korea Electric Power Corp. ADR x 0 10,540 0
Keravision Inc. x 0 1,600 0
Keystone Cons Industries Inc. x 0 300 0
Keycorp New x 0 15,208 0
Keystone Automotive Inds Inc x 0 1,998 0
Korea Fund Inc. x 0 1,000 0
Klamath First Bancorp Inc. x 0 490 0
Krauses Furniture Inc New x 0 400 0
Kinross Gold Corp. x 0 320 0
Kemper Intermed Govt Trust x 0 17,750 0
First Years Inc x 0 39,425 0
4 Kids Entertainment Inc. x 0 300 0
KIMCO Re`alty Corp. x 0 2,276 0
KIMCO Realty 8.5% Cumulative x 0 400 0
Kimco Realty Cum Pfd x 0 500 0
<PAGE>
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
Kimco Realty Corp 7.50% Pfd PFD QTR 30/360 49446R877 2 72
King Pharmaceuticals Inc Common Stock 495582108 25 715
Meridian Diagnostics Inc. Common Stock 589602101 32 4,000
Koninklijke KPN NV Common Stock N4297B104 1,196 27,303
KLA Tencor Corp. Common Stock 482480100 205 3,160
Kulicke & Soffa Ina Inc. Common Stock 501242101 12 500
KLM Royal Dutch Airlines ADR 482516101 328 12,545
Kushner Locke Co. Common Stock 501337406 10 2,000
Kansas City Power & Light Co Common Stock 485134100 96 3,971
Kansas City Power & Light 3.80% Pfd PFD QTR 30/360 485134209 10 125
Kansas City Pwr & Lt Co 4.50 Pfd Preferred Stock 485134605 43 535
Kaiser Aluminum Corp Common Stock 483007100 10 1,200
K Mart Corp. Common Stock 482584109 630 53,875
KMart Financing I 7.75% Conv PreferdStk Conv 498778208 13 265
Komag Inc. Common Stock 500453105 2 830
Kimberly-Clark Corp. Common Stock 494368103 5,846 111,346
Kemet Corp. Common Stock 488360108 79 2,476
Kerr-McGee Corp. Common Stock 492386107 921 16,725
Kemper MultiMarket Income Common Stock 48842B106 352 40,800
Kennametal Inc. Common Stock 489170100 141 5,430
Komatsu LTD - Spons ADR ADR 500458401 3,287 123,910
Circuit City Stores Inc.-Carmax Common Stock 172737306 23 6,850
Kendle International Inc Common Stock 48880L107 6 800
K N Energy Inc. Common Stock 482620101 53 2,357
Kemper New Europe fd Inc CL C MutualFdEqClose 48841Y404 45 2,305
Knight Transn Inc Common Stock 499064103 3 200
Knoll Inc. Common Stock 498904101 376 13,990
Kensey Nash Corp Common Stock 490057106 3 200
Kent Electronics Corp. Common Stock 490553104 4 200
Coca Cola Co. Common Stock 191216100 14,753 306,945
Coca-Cola FENSA CV Spons ADR ADR 191241108 26 1,900
Kollmorgen Corp. Common Stock 500440102 35 2,910
Drkoop Com Inc Common Stock 262098106 5 350
Kopin Corp. Common Stock 500600101 22 800
Key Production Company Inc Common Stock 493138101 30 3,030
Inkeepers USA Trust Common Stock 4576J0104 131 15,706
Kentucky Power Co PFD QTR 30/360 491386108 37 1,500
Royal PTT Nederland NV Spon ADR ADR 780641205 2,597 58,356
Kaneb Pipe Line Partners LP SR Pref LTD Part P4 484169107 10 350
Kroger Co. Common Stock 501044101 1,033 46,811
MBNA Corp. Common Stock 55262L100 5,729 251,143
MBNA Corp. 7.50% Cum Pfd Ser A PFD QTR 30/360 55262L209 4 150
Kilroy Realty Corp. Common Stock 49427F108 2 90
Capital Re Corporation Common Stock 140432105 84 8,400
Capital Re LLC 7.65% Cum Pfd PFDMthly 30/360 P20578103 419 18,610
Knight-Ridder Inc. Common Stock 499040103 1,639 29,875
Kronos Inc. Common Stock 501052104 44 1,197
Kranzco Realty Trust Common Stock 50076E103 85 8,390
Kranzco Realty Tr 9.50% Cum PFD Ser PFD QTR 30/360 50076E400 19 1,000
Crystallex International Corp. Foreign Stock 22942F101 2 2,000
Keyspan Corporation Common Stock 49337W100 266 9,306
Kohls Corp. Common Stock 500255104 618 9,344
Keystone Financial Inc. Common Stock 493482103 182 7,661
<CAPTION>
Item 6:
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared as (c) Shared Other Voting Authority (Shares)
(a) Sole Def Other Managers (a) Sole (b) Shared (c) None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
Kimco Realty Corp 7.50% Pfd x 0 72 0
King Pharmaceuticals Inc x 0 715 0
Meridian Diagnostics Inc. x 0 4,000 0
Koninklijke KPN NV x 0 27,303 0
KLA Tencor Corp. x 0 3,160 0
Kulicke & Soffa Ina Inc. x 0 500 0
KLM Royal Dutch Airlines x 0 12,545 0
Kushner Locke Co. x 0 2,000 0
Kansas City Power & Light Co x 0 3,971 0
Kansas City Power & Light 3.80% Pfd x 0 125 0
Kansas City Pwr & Lt Co 4.50 Pfd x 0 535 0
Kaiser Aluminum Corp x 0 1,200 0
K Mart Corp. x 0 53,875 0
KMart Financing I 7.75% Conv x 0 265 0
Komag Inc. x 0 830 0
Kimberly-Clark Corp. x 0 111,346 0
Kemet Corp. x 0 2,476 0
Kerr-McGee Corp. x 0 16,725 0
Kemper MultiMarket Income x 0 40,800 0
Kennametal Inc. x 0 5,430 0
Komatsu LTD - Spons ADR x 0 123,910 0
Circuit City Stores Inc.-Carmax x 0 6,850 0
Kendle International Inc x 0 800 0
K N Energy Inc. x 0 2,357 0
Kemper New Europe fd Inc CL C x 0 2,305 0
Knight Transn Inc x 0 200 0
Knoll Inc. x 0 13,990 0
Kensey Nash Corp x 0 200 0
Kent Electronics Corp. x 0 200 0
Coca Cola Co. x 0 306,945 0
Coca-Cola FENSA CV Spons ADR x 0 1,900 0
Kollmorgen Corp. x 0 2,910 0
Drkoop Com Inc x 0 350 0
Kopin Corp. x 0 800 0
Key Production Company Inc x 0 3,030 0
Inkeepers USA Trust x 0 15,706 0
Kentucky Power Co x 0 1,500 0
Royal PTT Nederland NV Spon ADR x 0 58,356 0
Kaneb Pipe Line Partners LP SR Pref x 0 350 0
Kroger Co. x 0 46,811 0
MBNA Corp. x 0 251,143 0
MBNA Corp. 7.50% Cum Pfd Ser A x 0 150 0
Kilroy Realty Corp. x 0 90 0
Capital Re Corporation x 0 8,400 0
Capital Re LLC 7.65% Cum Pfd x 0 18,610 0
Knight-Ridder Inc. x 0 29,875 0
Kronos Inc. x 0 1,197 0
Kranzco Realty Trust x 0 8,390 0
Kranzco Realty Tr 9.50% Cum PFD Ser x 0 1,000 0
Crystallex International Corp. x 0 2,000 0
Keyspan Corporation x 0 9,306 0
Kohls Corp. x 0 9,344 0
Keystone Financial Inc. x 0 7,661 0
<PAGE>
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
Kansas City Southern Ind Inc. Common Stock 485170104 310 6,675
K-Swiss Inc. Cl A Common Stock 482686102 418 13,238
Katy Industries Inc. Common Stock 486026107 36 3,000
Korea Telecom ADR 50063P103 39 1,060
Kenan Transport Co Common Stock 488539107 44 1,400
KTI Inc. Common Stock 482689205 119 15,200
K2 Inc. Common Stock 482732104 136 15,400
Kellwood Co Common Stock 488044108 4 200
Quaker Chemical Corp. Common Stock 747316107 13 800
Kyocera Corp. Spons ADR ADR 501556203 5,531 75,000
Corporate High Yield Trust Common Stock 219915105 47 4,800
Liberty Financial Companies Inc. Common Stock 530512102 225 10,240
Life Medical Tech Inc. Common Stock 531931301 0 1
Lake Ariel Bancorp Inc. Common Stock 507467108 8 525
Lab One Inc New Common Stock 50540L105 6 675
Lakes Gaming Common Stock 51206P109 1 75
Ladd Furniture Inc. Common Stock 505739201 6 300
LaFarge Corp. Common Stock 505862102 138 4,310
Latin American Investment Fd Inc. MutualFdEqClose 518279104 36 3,491
Lamar Advertising Co Common Stock 512815101 67 1,350
Lancer Corp. - Tex Common Stock 514614106 137 23,877
Lancaster Colony Corp. Common Stock 513847103 138 4,297
Lanvision Systems Inc. Common Stock 516555109 5 5,000
The Latin America Equity Fund, Inc. Common Stock 51827T100 50 5,600
Laura Ashley Holdings PLC ORD Common Stock G53872100 0 1,000
Lasersight Inc. Common Stock 517924106 16 1,160
Latitude Communications Inc Common Stock 518292107 181 6,200
Lord Abbett Mid Cap Value Fd Common Stock 543919104 5 424
Lawson Products Inc. Common Stock 520776105 2 100
Lafayette Bancorporation Common Stock 505893107 31 788
Long Beach Finacial Corp Common Stock 542446109 9 575
Level Best Golf Inc. Common Stock 52729P105 0 800
Labor Ready Inc. Common Stock 505401208 19 1,876
Lifeline Biotechnologies Inc. Common Stock 53219E303 0 1,000
Libbey, Inc. Common Stock 529898108 50 1,700
Liberty Corp. Common Stock 530370105 70 1,500
LCA-Vision Inc. Common Stock 501803209 8 1,597
Lone Star Inds Inc. New Common Stock 542290408 593 11,895
Lycos Inc. Common Stock 550818108 562 11,204
Lincorp Holdings Inc. Common Stock 535100101 0 199
Louis Dreyfus Natural Gas CP Common Stock 546011107 20 951
Leading Edge Ind Inc Common Stock 521707109 0 30,000
Landauer Inc. Common Stock 51476K103 5 200
Landry's Seafood Restaurants Inc. Common Stock 51508L103 320 39,958
Laidlaw Inc. New Common Stock 50730K503 21 3,050
Lands End Incorporated Common Stock 515086106 17 265
Lear Corp. Common Stock 521865105 18 500
Lechters Corp Common Stock 523238103 81 41,900
Lincoln Elec Co Holdings Inc Common Stock 533900106 434 20,800
Lee Enterprises, Inc. Common Stock 523768109 1,734 63,340
Leggett & Platt Inc. Common Stock 524660107 1,265 64,245
Lehman Brothers Holdings Inc Common Stock 524908100 705 12,095
Lennar Corp. Common Stock 526057104 413 25,900
<CAPTION>
Item 6:
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared as (c) Shared Other Voting Authority (Shares)
(a) Sole Def Other Managers (a) Sole (b) Shared (c) None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
Kansas City Southern Ind Inc. x 0 6,675 0
K-Swiss Inc. Cl A x 0 13,238 0
Katy Industries Inc. x 0 3,000 0
Korea Telecom x 0 1,060 0
Kenan Transport Co x 0 1,400 0
KTI Inc. x 0 15,200 0
K2 Inc. x 0 15,400 0
Kellwood Co x 0 200 0
Quaker Chemical Corp. x 0 800 0
Kyocera Corp. Spons ADR x 0 75,000 0
Corporate High Yield Trust x 0 4,800 0
Liberty Financial Companies Inc. x 0 10,240 0
Life Medical Tech Inc. x 0 1 0
Lake Ariel Bancorp Inc. x 0 525 0
Lab One Inc New x 0 675 0
Lakes Gaming x 0 75 0
Ladd Furniture Inc. x 0 300 0
LaFarge Corp. x 0 4,310 0
Latin American Investment Fd Inc. x 0 3,491 0
Lamar Advertising Co x 0 1,350 0
Lancer Corp. - Tex x 0 23,877 0
Lancaster Colony Corp. x 0 4,297 0
Lanvision Systems Inc. x 0 5,000 0
The Latin America Equity Fund, Inc. x 0 5,600 0
Laura Ashley Holdings PLC ORD x 0 1,000 0
Lasersight Inc. x 0 1,160 0
Latitude Communications Inc x 0 6,200 0
Lord Abbett Mid Cap Value Fd x 0 424 0
Lawson Products Inc. x 0 100 0
Lafayette Bancorporation x 0 788 0
Long Beach Finacial Corp x 0 575 0
Level Best Golf Inc. x 0 800 0
Labor Ready Inc. x 0 1,876 0
Lifeline Biotechnologies Inc. x 0 1,000 0
Libbey, Inc. x 0 1,700 0
Liberty Corp. x 0 1,500 0
LCA-Vision Inc. x 0 1,597 0
Lone Star Inds Inc. New x 0 11,895 0
Lycos Inc. x 0 11,204 0
Lincorp Holdings Inc. x 0 199 0
Louis Dreyfus Natural Gas CP x 0 951 0
Leading Edge Ind Inc x 0 30,000 0
Landauer Inc. x 0 200 0
Landry's Seafood Restaurants Inc. x 0 39,958 0
Laidlaw Inc. New x 0 3,050 0
Lands End Incorporated x 0 265 0
Lear Corp. x 0 500 0
Lechters Corp x 0 41,900 0
Lincoln Elec Co Holdings Inc x 0 20,800 0
Lee Enterprises, Inc. x 0 63,340 0
Leggett & Platt Inc. x 0 64,245 0
Lehman Brothers Holdings Inc x 0 12,095 0
Lennar Corp. x 0 25,900 0
<PAGE>
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
Dreyfus Strategic Municipal Common Stock 261932107 365 45,591
Lehman Brothers Holdings 8.3% PFD QTR 30/360 524908308 97 3,950
Lomas Financial Corp. Common Stock 541535100 0 37
Leeds Federal Bankshares Inc. Common Stock 524226107 5 600
Landamerica Financial Group Common Stock 514936103 32 1,600
LG & E Energy Common Stock 501917108 233 10,947
Ligand Pharmaceuticals Inc. Common Stock 53220K207 2 300
Legato Systems Inc. Common Stock 524651106 102 2,350
Laboratory Corp. of America Common Stock 50540R102 1 360
Lasalle Hotel Properties SBI Common Stock 517942108 564 43,559
Lakehead Pipeline Partner - LP Common Stock 511557100 214 5,010
Lernout & Hauspie Speech Products N Common Stock B5628B104 24 700
Lilly Industries Inc. - CL A Common Stock 532491107 1,006 73,852
Lifecell Corp Common Stock 531927101 7 1,200
Lennox Intl Inc Common Stock 526107107 5 300
Linens 'N Things, Inc Common Stock 535679104 19 575
Lindberg Corp Common Stock 535171102 6 650
Lindsay Mfg Co Common Stock 535555106 14 724
Liz Claiborne Inc. Common Stock 539320101 512 16,515
Lazare Kaplan Intl Inc Common Stock 521078105 18 2,235
Lloyds TSB Group PLC Foreign Stock G5542W106 606 48,780
L-3 Communications Hldings Inc Common Stock 502424104 4 100
Linear Technology Corp. Common Stock 535678106 832 14,155
Lilly (Eli) & Co. Common Stock 532457108 8,085 126,336
Legg Mason, Inc. Common Stock 524901105 5,653 147,535
AT&T Corp - Liberty Media - A Common Stock 001957208 1,220 32,854
Landmark Intl Inc Common Stock 50208L108 40 10,700
Laser Mortgage Management Inc. Common Stock 51806D100 2 550
Lamson & Sessions Co. Common Stock 513696104 116 22,420
Lockheed Martin Corp. Common Stock 539830109 2,370 72,513
Lonrho Africa Plc -Spon ADR ADR 543376107 0 547
Lincoln National Corp. Ind. Common Stock 534187109 594 15,818
Lincoln Nat'l Cap I 8.75% CUM PFD QTR 30/360 534177209 123 5,000
Lincoln National Capital III 7.40% PFD QTR 30/360 53417P209 134 6,100
Lance Inc. Common Stock 514606102 66 5,072
Lincare Hldgs Inc. Common Stock 532791100 35 1,330
LNR Property Corp. Common Stock 501940100 691 33,915
Alliant Corp. Common Stock 018802108 5,686 205,373
Lodgian Inc. Common Stock 54021P106 128 34,010
Sholodge, Inc. Common Stock 825034101 4 750
Loehmanns Inc New Common Stock 540417102 5 34,785
Lundin Oil AB-Spons GDR ADR 550375109 27 6,956
Lo Jack Corp. Common Stock 539451104 17 2,100
Lonmin PLC -Spon ADR ADR 54336Q104 6 547
Loral Space & Communications Common Stock G56462107 437 25,410
Loral Space & Communications PFD QTR 30/360 G56462149 10 200
Loronix Information Systems Inc Common Stock 544183106 16 1,400
Lowe's Companies, Inc. Common Stock 548661107 4,676 95,912
Entergy Louisiana Cap I Cuml PFD QTR 30/360 29364A205 35 1,450
Lifepoint Hospitals Inc. Common Stock 53219L109 15 1,762
Legend Properties Inc. Common Stock 52465P103 0 40
Louisiana Pacific Corp. Common Stock 546347105 19 1,215
Quinenco SA Sponsored ADR ADR 748718103 2 200
<CAPTION>
Item 6:
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared as (c) Shared Other Voting Authority (Shares)
(a) Sole Def Other Managers (a) Sole (b) Shared (c) None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
Dreyfus Strategic Municipal x 0 45,591 0
Lehman Brothers Holdings 8.3% x 0 3,950 0
Lomas Financial Corp. x 0 37 0
Leeds Federal Bankshares Inc. x 0 600 0
Landamerica Financial Group x 0 1,600 0
LG & E Energy x 0 10,947 0
Ligand Pharmaceuticals Inc. x 0 300 0
Legato Systems Inc. x 0 2,350 0
Laboratory Corp. of America x 0 360 0
Lasalle Hotel Properties SBI x 0 43,559 0
Lakehead Pipeline Partner - LP x 0 5,010 0
Lernout & Hauspie Speech Products N x 0 700 0
Lilly Industries Inc. - CL A x 0 73,852 0
Lifecell Corp x 0 1,200 0
Lennox Intl Inc x 0 300 0
Linens 'N Things, Inc x 0 575 0
Lindberg Corp x 0 650 0
Lindsay Mfg Co x 0 724 0
Liz Claiborne Inc. x 0 16,515 0
Lazare Kaplan Intl Inc x 0 2,235 0
Lloyds TSB Group PLC x 0 48,780 0
L-3 Communications Hldings Inc x 0 100 0
Linear Technology Corp. x 0 14,155 0
Lilly (Eli) & Co. x 0 126,336 0
Legg Mason, Inc. x 0 147,535 0
AT&T Corp - Liberty Media - A x 0 32,854 0
Landmark Intl Inc x 0 10,700 0
Laser Mortgage Management Inc. x 0 550 0
Lamson & Sessions Co. x 0 22,420 0
Lockheed Martin Corp. x 0 72,513 0
Lonrho Africa Plc -Spon ADR x 0 547 0
Lincoln National Corp. Ind. x 0 15,818 0
Lincoln Nat'l Cap I 8.75% CUM x 0 5,000 0
Lincoln National Capital III 7.40% x 0 6,100 0
Lance Inc. x 0 5,072 0
Lincare Hldgs Inc. x 0 1,330 0
LNR Property Corp. x 0 33,915 0
Alliant Corp. x 0 205,373 0
Lodgian Inc. x 0 34,010 0
Sholodge, Inc. x 0 750 0
Loehmanns Inc New x 0 34,785 0
Lundin Oil AB-Spons GDR x 0 6,956 0
Lo Jack Corp. x 0 2,100 0
Lonmin PLC -Spon ADR x 0 547 0
Loral Space & Communications x 0 25,410 0
Loral Space & Communications x 0 200 0
Loronix Information Systems Inc x 0 1,400 0
Lowe's Companies, Inc. x 0 95,912 0
Entergy Louisiana Cap I Cuml x 0 1,450 0
Lifepoint Hospitals Inc. x 0 1,762 0
Legend Properties Inc. x 0 40 0
Louisiana Pacific Corp. x 0 1,215 0
Quinenco SA Sponsored ADR x 0 200 0
<PAGE>
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
Quilmes Industrial Quins - ADR ADR 74838Y108 19 2,000
LAM Research Corp. Common Stock 512807108 34 560
Liberty Property Trust Common Stock 531172104 1,158 51,022
Liberty Property Tr 8.80% Ser A Cum PFD QTR 30/360 531172203 81 3,650
Lawrence Savings Bank Common Stock 520341108 15 1,950
Lattice Semiconductor Corp. Common Stock 518415104 12 400
LaSalle RE Holding LTD 8.75% Preferred Stock G5383Q119 264 12,200
LSI Logic Corp. Common Stock 502161102 619 12,010
Lone Star Liquidating Trust Common Stock 54229R102 0 3,120
Loadmaster Systems Inc. Common Stock 53945T103 0 5
Lasmo PLC - Spon ADR ADR 501730204 1 200
Lasmo Plc 10% Ads Cum PFD QTR 30/360 501730303 316 12,820
Lason Inc Common Stock 51808R107 3 75
Lone Star Technologies Inc. Common Stock 542312103 38 1,875
LTC Properties Inc. Common Stock 502175102 112 10,500
Limited Inc Common Stock 532716107 248 6,480
LTC Healthcare Inc. Common Stock 50217R104 1 314
Loews Corp. Common Stock 540424108 528 7,516
The LTV Corp. (New) Common Stock 501921100 1 100
Learn2.com Inc Common Stock 522002104 1 200
L T X Corp. Common Stock 502392103 6 470
Lucent Technologies Inc. Common Stock 549463107 45,251 697,515
Lubys Cafeterias Inc. Common Stock 549282101 2 200
Leucadia National Common Stock 527288104 148 7,050
Lukoil Oil Co Sponsored ADR ADR 677862104 5 200
Southwest Airlines Co Common Stock 844741108 7,182 472,859
Luxottica Group SPA Sponsored ADR ADR 55068R202 5 250
Steinway Musical Instruments Common Stock 858495104 96 4,575
Laser Vision Ctrs Inc Common Stock 51807H100 23 1,650
Level 3 Communications Inc. Common Stock 52729N100 570 10,919
Leap Wireless International Inc. Common Stock 521863100 19 809
Loewen Group Inc. Common Stock 54042L100 3 5,200
Loewen Group Inc. Common Stock 54042L100 13 500
L S B Bancshares Inc. Common Stock 502158108 122 6,804
Lexmark Intl Group Inc. CL A Common Stock 529771107 1,778 22,090
Lexington Corp.orate Properties Trus Common Stock 529043101 186 16,650
Lyondell Petrochemical Co Common Stock 552078107 285 21,300
LSI Industries Inc Common Stock 50216C108 27 1,181
LYNX Therapeutics Inc. Common Stock 551812308 1 49
Lubrizol Corp. Common Stock 549271104 514 19,991
Mississippi Central Railroad Co. Common Stock 605281104 0 4
Mid-America Apartment Communities, I Common Stock 59522J103 12 564
Mid-America Apartment Communities 9. PFD QTR 30/360 59522J400 29 1,500
Macerich Co Common Stock 554382101 5 200
Macromedia Inc. Common Stock 556100105 236 5,785
Madge Networks N.V. Foreign Stock N5424G106 1 235
Miramar Mining Corp. Foreign Stock 60466E100 7 10,000
Municipal Advantage Fund Inc. Common Stock 626189104 282 24,000
MAF Bancorp Common Stock 55261R108 19 966
Magnetek Inc. Common Stock 559424106 96 10,700
Magainin Pharmaceuticals Inc Common Stock 559036108 1 500
Hanna M A CO Common Stock 410522106 4 365
Mail.Com Inc. Cl A Common Stock 560311102 47 3,300
<CAPTION>
Item 6:
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared as (c) Shared Other Voting Authority (Shares)
(a) Sole Def Other Managers (a) Sole (b) Shared (c) None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
Quilmes Industrial Quins - ADR x 0 2,000 0
LAM Research Corp. x 0 560 0
Liberty Property Trust x 0 51,022 0
Liberty Property Tr 8.80% Ser A Cum x 0 3,650 0
Lawrence Savings Bank x 0 1,950 0
Lattice Semiconductor Corp. x 0 400 0
LaSalle RE Holding LTD 8.75% x 0 12,200 0
LSI Logic Corp. x 0 12,010 0
Lone Star Liquidating Trust x 0 3,120 0
Loadmaster Systems Inc. x 0 5 0
Lasmo PLC - Spon ADR x 0 200 0
Lasmo Plc 10% Ads Cum x 0 12,820 0
Lason Inc x 0 75 0
Lone Star Technologies Inc. x 0 1,875 0
LTC Properties Inc. x 0 10,500 0
Limited Inc x 0 6,480 0
LTC Healthcare Inc. x 0 314 0
Loews Corp. x 0 7,516 0
The LTV Corp. (New) x 0 100 0
Learn2.com Inc x 0 200 0
L T X Corp. x 0 470 0
Lucent Technologies Inc. x 0 697,515 0
Lubys Cafeterias Inc. x 0 200 0
Leucadia National x 0 7,050 0
Lukoil Oil Co Sponsored ADR x 0 200 0
Southwest Airlines Co x 0 472,859 0
Luxottica Group SPA Sponsored ADR x 0 250 0
Steinway Musical Instruments x 0 4,575 0
Laser Vision Ctrs Inc x 0 1,650 0
Level 3 Communications Inc. x 0 10,919 0
Leap Wireless International Inc. x 0 809 0
Loewen Group Inc. x 0 5,200 0
Loewen Group Inc. x 0 500 0
L S B Bancshares Inc. x 0 6,804 0
Lexmark Intl Group Inc. CL A x 0 22,090 0
Lexington Corp.orate Properties Trus x 0 16,650 0
Lyondell Petrochemical Co x 0 21,300 0
LSI Industries Inc x 0 1,181 0
LYNX Therapeutics Inc. x 0 49 0
Lubrizol Corp. x 0 19,991 0
Mississippi Central Railroad Co. x 0 4 0
Mid-America Apartment Communities, I x 0 564 0
Mid-America Apartment Communities 9. x 0 1,500 0
Macerich Co x 0 200 0
Macromedia Inc. x 0 5,785 0
Madge Networks N.V. x 0 235 0
Miramar Mining Corp. x 0 10,000 0
Municipal Advantage Fund Inc. x 0 24,000 0
MAF Bancorp x 0 966 0
Magnetek Inc. x 0 10,700 0
Magainin Pharmaceuticals Inc x 0 500 0
Hanna M A CO x 0 365 0
Mail.Com Inc. Cl A x 0 3,300 0
<PAGE>
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
Group Maintenance America Corp. Common Stock 39943E107 8 600
Malan Rlty Invs Inc Common Stock 561063108 98 7,000
Maxxim Medical Inc. Common Stock 57777G105 1 35
Manpower Inc. Common Stock 56418H100 806 27,690
Manugistics Group Common Stock 565011103 40 3,775
Maine Public Service Co Common Stock 560483109 4 200
Mapics Inc. Common Stock 564910107 10 1,200
Marriott International Cl A Common Stock 571903202 684 20,923
Market America Inc. Common Stock 570556100 2 400
Marubeni Corp ADR 573810207 3 120
Masco Corp. Common Stock 574599106 1,087 35,053
Massbank Corp. Common Stock 576152102 29 820
Marks & Spencer Ltd Sponsored ADR 570697607 2,778 88,971
Mastech Corp. Common Stock 57632N105 309 22,865
Mattel Inc. Common Stock 577081102 3,357 176,690
Mathsoft Inc. Common Stock 576798102 5 2,000
Martek Biosciences Corp. Common Stock 572901106 8 1,400
Matria Healthcare Inc. Common Stock 576817100 28 4,700
Matthews International Corp. Common Stock 577128101 4 130
Matrix Pharmaceutical Common Stock 576844104 17 3,050
Maxon Industries Inc. Common Stock 577725104 0 27
May Department Stores Common Stock 577778103 2,302 63,172
Molecular Biosystems Inc. Common Stock 608513107 0 30
MBF Holdings BHD - Spons ADR ADR 552980104 0 435
Mandalay Resort Group Common Stock 562567107 1,981 100,299
MBIA, Inc. Common Stock 55262C100 638 13,674
Merchants Bancorp Inc Del Common Stock 588438101 6 200
Bank of Tokyo - Mitsubishi ADR ADR 065379109 717 46,811
Mobilemedia Corp. Common Stock 607415106 2 3,850
Main Street Bancorp Inc Common Stock 559906102 138 10,556
MB Software Corp Common Stock 552635104 0 33
Matsushita Elec Ind ADR 576879209 4,016 19,217
Metrocorp Banchares Inc. Common Stock 591650106 338 37,520
Monaco Coach Corp Common Stock 60886R103 31 1,275
McDonalds Corp. Common Stock 580135101 11,348 263,917
Millenium Chemicals Inc. Common Stock 599903101 102 4,971
Macrohem Corp. - Delaware Common Stock 555903103 17 2,800
Microchip Technology Inc. Common Stock 595017104 22 430
Massmutual Corporate Investors Inc. Common Stock 576292106 51 2,400
MCI Capital I 8.00% Cum PFD Ser A PFD QTR 30/360 55267Y206 397 16,498
McDonald's Corp. 7.5% Sub Def Preferred Stock 580135887 402 16,350
McKesson HBOC Inc. Common Stock 58155Q103 4,676 161,237
Moore Ltd Common Stock 615785102 2 200
Metrocall, Inc. Common Stock 591647102 0 70
M C N Corp. Common Stock 55267J100 191 11,132
MCN Michigan LP 9.375% Cum PFD Ser A PFDMthly 30/360 55268M201 23 950
MCN Financing III 8.0% Conv Pfd PreferdStk Conv 55267J308 5 145
MCN Financing II - Tr 8.625% Pfd PFD QTR 30/360 55270G200 5 200
Mediconsult.Com Inc Common Stock 58469J100 28 3,610
Metricom Inc. Common Stock 591596101 26 1,150
MFS Charter Income Trust Common Stock 552727109 287 35,291
Metacreations Corp. Common Stock 591016100 85 15,124
Micros Systems Inc. Common Stock 594901100 266 6,580
<CAPTION>
Item 6:
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared as (c) Shared Other Voting Authority (Shares)
(a) Sole Def Other Managers (a) Sole (b) Shared (c) None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
Group Maintenance America Corp. x 0 600 0
Malan Rlty Invs Inc x 0 7,000 0
Maxxim Medical Inc. x 0 35 0
Manpower Inc. x 0 27,690 0
Manugistics Group x 0 3,775 0
Maine Public Service Co x 0 200 0
Mapics Inc. x 0 1,200 0
Marriott International Cl A x 0 20,923 0
Market America Inc. x 0 400 0
Marubeni Corp x 0 120 0
Masco Corp. x 0 35,053 0
Massbank Corp. x 0 820 0
Marks & Spencer Ltd Sponsored x 0 88,971 0
Mastech Corp. x 0 22,865 0
Mattel Inc. x 0 176,690 0
Mathsoft Inc. x 0 2,000 0
Martek Biosciences Corp. x 0 1,400 0
Matria Healthcare Inc. x 0 4,700 0
Matthews International Corp. x 0 130 0
Matrix Pharmaceutical x 0 3,050 0
Maxon Industries Inc. x 0 27 0
May Department Stores x 0 63,172 0
Molecular Biosystems Inc. x 0 30 0
MBF Holdings BHD - Spons ADR x 0 435 0
Mandalay Resort Group x 0 100,299 0
MBIA, Inc. x 0 13,674 0
Merchants Bancorp Inc Del x 0 200 0
Bank of Tokyo - Mitsubishi ADR x 0 46,811 0
Mobilemedia Corp. x 0 3,850 0
Main Street Bancorp Inc x 0 10,556 0
MB Software Corp x 0 33 0
Matsushita Elec Ind x 0 19,217 0
Metrocorp Banchares Inc. x 0 37,520 0
Monaco Coach Corp x 0 1,275 0
McDonalds Corp. x 0 263,917 0
Millenium Chemicals Inc. x 0 4,971 0
Macrohem Corp. - Delaware x 0 2,800 0
Microchip Technology Inc. x 0 430 0
Massmutual Corporate Investors Inc. x 0 2,400 0
MCI Capital I 8.00% Cum PFD Ser A x 0 16,498 0
McDonald's Corp. 7.5% Sub Def x 0 16,350 0
McKesson HBOC Inc. x 0 161,237 0
Moore Ltd x 0 200 0
Metrocall, Inc. x 0 70 0
M C N Corp. x 0 11,132 0
MCN Michigan LP 9.375% Cum PFD Ser A x 0 950 0
MCN Financing III 8.0% Conv Pfd x 0 145 0
MCN Financing II - Tr 8.625% Pfd x 0 200 0
Mediconsult.Com Inc x 0 3,610 0
Metricom Inc. x 0 1,150 0
MFS Charter Income Trust x 0 35,291 0
Metacreations Corp. x 0 15,124 0
Micros Systems Inc. x 0 6,580 0
<PAGE>
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
Miami Computer Supply Corp Common Stock 593261100 2 100
Monsanto Co 6.5% Pfd PFD QTR 30/360 611662305 54 1,500
McDonalds Corp. 7.5% Sub Defer Preferred Stock 580135804 29 1,200
MC Shippiing Common Stock 55267Q104 1 1,300
Mercury General Corp. Common Stock 589400100 64 2,310
MDC Holdings Common Stock 552676108 5 325
Meridian Gold Inc. Common Stock 589975101 3 500
Mechanical Dynamics Inc Common Stock 583521109 3 600
Meredith Corp. Common Stock 589433101 454 12,515
McDermott International Inc. Common Stock 580037109 161 7,950
Midas Inc. Common Stock 595626102 6 271
Madison Gas & Elec Co Common Stock 557497104 381 19,185
Medtronic Inc. Common Stock 585055106 10,285 289,722
M D U Resources Group, Inc. Common Stock 552690109 56 2,475
Midway Airlines Common Stock 598130102 0 200
Midway Airlines Corp. Common Stock 598126100 1 100
Standard & Poors Midcap 400 Common Stock 595635103 14 190
Mission Capital LP 8.5% Cum Monthly PFD QTR 30/360 605034305 60 2,400
Mission Cap L P PFD P12 30/360 605034206 38 1,500
Mead Corp. Common Stock 582834107 213 6,183
Medical Advisory Systems Inc. Common Stock 58449P101 87 7,268
Midamerican Energy Holdings Common Stock 59562V107 1,141 38,690
Midamerican Energy Financing I Quips PFD QTR 30/360 59562U208 84 3,500
Medical Device Technologies Common Stock 58455Y400 0 23
Medimmune Inc. Common Stock 584699102 1,190 11,943
Medquist Inc Common Stock 584949101 195 5,840
Media General Inc. Class A Common Stock 584404107 1,002 19,560
Mellon Bank Corp. Common Stock 585509102 4,537 134,431
Mentor Graphics Corp. Common Stock 587200106 2 245
Meridian Oil N L ADR 589775204 0 4,700
Merrill Lynch & Co., Inc. Common Stock 590188108 6,012 89,485
Merrill Lynch Capt Trust II Preferred Stock 59021C203 58 2,350
Mercer Intl Inc. SBI New Common Stock 588056101 2 450
Merrill Lynch Capital Tr III 7% Trus PFD QTR 30/360 59021F206 13 600
Mercury Interactive Corp Common Stock 589405109 467 7,240
MESSAGEMEDIA Inc Common Stock 590787107 72 6,690
Metatec Corp. Common Stock 591398102 757 237,500
Meta Group Inc. Common Stock 591002100 124 7,000
Malaysa Fund Inc. Common Stock 560905101 3 500
America First Mortgage Invst Common Stock 023934102 16 3,300
Manulife Finl Corp Common Stock 56501R106 20 1,700
Milton Federal Financial Corp Common Stock 601795107 4 350
Microfinancial Inc Common Stock 595072109 9 800
MFS Municipal Income Tr Common Stock 552738106 98 13,565
MFN Finl Corp. Common Stock 55272N104 0 57
Metromedia Fiber Network Inc. Cl A Common Stock 591689104 233 9,507
Magna International Inc. Foreign Stock 559222401 65 1,300
Magna Intl Inc PFD QTR 30/360 559222609 134 5,500
Morgan Stanley Global Oppty Bd Common Stock 61744R103 18 2,000
Mingo Bay Beverages Inc Common Stock 603495102 2 6,000
Morgan Grenfell Smallcap Fund Inc. Common Stock 617357108 142 13,964
Megachain Com Ltd Common Stock 58516A102 3 2,500
MGC Communications Inc. Common Stock 552763302 189 9,100
<CAPTION>
Item 6:
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared as (c) Shared Other Voting Authority (Shares)
(a) Sole Def Other Managers (a) Sole (b) Shared (c) None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
Miami Computer Supply Corp x 0 100 0
Monsanto Co 6.5% Pfd x 0 1,500 0
McDonalds Corp. 7.5% Sub Defer x 0 1,200 0
MC Shippiing x 0 1,300 0
Mercury General Corp. x 0 2,310 0
MDC Holdings x 0 325 0
Meridian Gold Inc. x 0 500 0
Mechanical Dynamics Inc x 0 600 0
Meredith Corp. x 0 12,515 0
McDermott International Inc. x 0 7,950 0
Midas Inc. x 0 271 0
Madison Gas & Elec Co x 0 19,185 0
Medtronic Inc. x 0 289,722 0
M D U Resources Group, Inc. x 0 2,475 0
Midway Airlines x 0 200 0
Midway Airlines Corp. x 0 100 0
Standard & Poors Midcap 400 x 0 190 0
Mission Capital LP 8.5% Cum Monthly x 0 2,400 0
Mission Cap L P x 0 1,500 0
Mead Corp. x 0 6,183 0
Medical Advisory Systems Inc. x 0 7,268 0
Midamerican Energy Holdings x 0 38,690 0
Midamerican Energy Financing I Quips x 0 3,500 0
Medical Device Technologies x 0 23 0
Medimmune Inc. x 0 11,943 0
Medquist Inc x 0 5,840 0
Media General Inc. Class A x 0 19,560 0
Mellon Bank Corp. x 0 134,431 0
Mentor Graphics Corp. x 0 245 0
Meridian Oil N L x 0 4,700 0
Merrill Lynch & Co., Inc. x 0 89,485 0
Merrill Lynch Capt Trust II x 0 2,350 0
Mercer Intl Inc. SBI New x 0 450 0
Merrill Lynch Capital Tr III 7% Trus x 0 600 0
Mercury Interactive Corp x 0 7,240 0
MESSAGEMEDIA Inc x 0 6,690 0
Metatec Corp. x 0 237,500 0
Meta Group Inc. x 0 7,000 0
Malaysa Fund Inc. x 0 500 0
America First Mortgage Invst x 0 3,300 0
Manulife Finl Corp x 0 1,700 0
Milton Federal Financial Corp x 0 350 0
Microfinancial Inc x 0 800 0
MFS Municipal Income Tr x 0 13,565 0
MFN Finl Corp. x 0 57 0
Metromedia Fiber Network Inc. Cl A x 0 9,507 0
Magna International Inc. x 0 1,300 0
Magna Intl Inc x 0 5,500 0
Morgan Stanley Global Oppty Bd x 0 2,000 0
Mingo Bay Beverages Inc x 0 6,000 0
Morgan Grenfell Smallcap Fund Inc. x 0 13,964 0
Megachain Com Ltd x 0 2,500 0
MGC Communications Inc. x 0 9,100 0
<PAGE>
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
Michelin S A, Cie Generale Des Foreign Stock F61824144 201 4,260
MFS Government Markets Income Common Stock 552939100 195 31,900
MGM Grand Inc. Common Stock 552953101 34 668
MGI Properties Common Stock 552885105 11 1,275
Magellan Health Services Inc. Common Stock 559079108 3 400
Misty Mountain Gold Ltd Common Stock 60650E205 0 100
Metro Global Media Inc. Common Stock 591917109 1 600
Mahoning National Bancorp Common Stock 560090102 172 4,476
Manufactured Home Communities Common Stock 564682102 18 790
Morrison Mgmt Specialists Common Stock 618459101 2 100
M/I Schottenstein Homes Inc Common Stock 55305B101 6 370
McGraw-Hill Companies Inc. Common Stock 580645109 1,294 26,744
Miix Group Inc Common Stock 59862V104 63 3,701
Mitsubishi Heavy Industries Ltd Foreign Stock J44002129 2,624 681,610
Meristar Hospitality Corp Common Stock 58984Y103 2,947 193,241
Managed High Income Portfolio Common Stock 56166C105 36 4,000
Microfield Graphics Common Stock 59506W104 0 100
Microcell Telecommunications Inc.-CL Foreign Stock 59501T304 8 600
Mitsubishi Electric Corp. ADR Foreign Stock 606776201 488 8,540
Michaels Stores Inc. Common Stock 594087108 289 9,808
Millipore Corp. Common Stock 601073109 67 1,790
Say Yes Foods Inc. Common Stock 805644101 0 300
Mitcham Industries Inc Common Stock 606501104 10 2,000
Mobile Mini Inc. Common Stock 60740F105 27 1,250
Miniscribe Corp. Common Stock 603669102 0 300
Mirage Resorts Inc. Common Stock 60462E104 247 17,595
Metro Information Services Inc. Common Stock 59162P104 109 8,535
Morrison Knudsen Corp. Common Stock 61844A109 146 14,200
McCormick & Co. Common Stock 579780206 468 14,143
Mallinckrodt Inc. Common Stock 561232109 365 12,096
Mallinckrodt Inc. 4% Pfd PFD QTR 30/360 561232208 13 200
Markel Corp. Common Stock 570535104 18 100
Makita Corp. Spon ADR ADR 560877300 22 1,955
Maketcentral.Net Corp Common Stock 57059T106 7 4,000
Marketwatch.com Inc. Common Stock 570619106 2 50
Mechanical Technology Common Stock 583538103 46 1,300
MLC Holdings Common Stock 55305V107 53 5,700
Musicland Stores Corporation Common Stock 62758B109 9 1,000
Miller Herman Inc. Common Stock 600544100 157 6,562
Mueller Inds Inc. Common Stock 624756102 586 19,745
Matlak Systems Inc. Common Stock 576901102 1 127
Martin Marietta Materials Common Stock 573284106 970 24,286
Microlog Corp. Common Stock 595079104 0 250
Miller Industries Inc. Common Stock 600551105 40 14,100
The Mills Corp. Common Stock 601148109 600 33,666
Molten Metal Technology Common Stock 608712105 0 100
Mutual Risk Mgmt LTD Common Stock 628351108 3 240
Municipal Mortgage & Equity Common Stock 62624B101 1,219 60,181
Marsh & McLennan Cos Inc Common Stock 571748102 6,595 96,275
MMC Networks Inc. Common Stock 55308N102 8 250
Mid Atlantic Med Services Inc. Common Stock 59523C107 36 4,010
Mitsui Marine & Fire ADR ADR 606839207 117 2,200
Metromedia Intl Group Inc. Common Stock 591695101 24 5,828
<CAPTION>
Item 6:
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared as (c) Shared Other Voting Authority (Shares)
(a) Sole Def Other Managers (a) Sole (b) Shared (c) None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
Michelin S A, Cie Generale Des x 0 4,260 0
MFS Government Markets Income x 0 31,900 0
MGM Grand Inc. x 0 668 0
MGI Properties x 0 1,275 0
Magellan Health Services Inc. x 0 400 0
Misty Mountain Gold Ltd x 0 100 0
Metro Global Media Inc. x 0 600 0
Mahoning National Bancorp x 0 4,476 0
Manufactured Home Communities x 0 790 0
Morrison Mgmt Specialists x 0 100 0
M/I Schottenstein Homes Inc x 0 370 0
McGraw-Hill Companies Inc. x 0 26,744 0
Miix Group Inc x 0 3,701 0
Mitsubishi Heavy Industries Ltd x 0 681,610 0
Meristar Hospitality Corp x 0 193,241 0
Managed High Income Portfolio x 0 4,000 0
Microfield Graphics x 0 100 0
Microcell Telecommunications Inc.-CL x 0 600 0
Mitsubishi Electric Corp. ADR x 0 8,540 0
Michaels Stores Inc. x 0 9,808 0
Millipore Corp. x 0 1,790 0
Say Yes Foods Inc. x 0 300 0
Mitcham Industries Inc x 0 2,000 0
Mobile Mini Inc. x 0 1,250 0
Miniscribe Corp. x 0 300 0
Mirage Resorts Inc. x 0 17,595 0
Metro Information Services Inc. x 0 8,535 0
Morrison Knudsen Corp. x 0 14,200 0
McCormick & Co. x 0 14,143 0
Mallinckrodt Inc. x 0 12,096 0
Mallinckrodt Inc. 4% Pfd x 0 200 0
Markel Corp. x 0 100 0
Makita Corp. Spon ADR x 0 1,955 0
Maketcentral.Net Corp x 0 4,000 0
Marketwatch.com Inc. x 0 50 0
Mechanical Technology x 0 1,300 0
MLC Holdings x 0 5,700 0
Musicland Stores Corporation x 0 1,000 0
Miller Herman Inc. x 0 6,562 0
Mueller Inds Inc. x 0 19,745 0
Matlak Systems Inc. x 0 127 0
Martin Marietta Materials x 0 24,286 0
Microlog Corp. x 0 250 0
Miller Industries Inc. x 0 14,100 0
The Mills Corp. x 0 33,666 0
Molten Metal Technology x 0 100 0
Mutual Risk Mgmt LTD x 0 240 0
Municipal Mortgage & Equity x 0 60,181 0
Marsh & McLennan Cos Inc x 0 96,275 0
MMC Networks Inc. x 0 250 0
Mid Atlantic Med Services Inc. x 0 4,010 0
Mitsui Marine & Fire ADR x 0 2,200 0
Metromedia Intl Group Inc. x 0 5,828 0
<PAGE>
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
Medical Manager Corp. New Common Stock 58461U103 869 17,470
Meristar Hotels & Resorts Inc. Common Stock 589988104 59 20,100
Minnesota Mining & Manufacturing Co. Common Stock 604059105 7,154 74,475
Mineral Mountain Mining Common Stock 602873101 0 500
McMoran Exploration Co Common Stock 582411104 9 408
Maximus Inc. Common Stock 577933104 170 5,675
MFS Multimarket Income Trust Common Stock 552737108 65 10,780
Momentum Business Applications Inc. Common Stock 60877P108 3 333
Managed Municipals Portfolio Inc. Common Stock 561662107 6 609
Metamor Worldwide Inc Common Stock 59133P100 341 19,200
Mitchell Energy & Dev Corp. CL A Common Stock 606592202 44 1,805
Mitchell Energy & Dev Corp. CL B Common Stock 606592301 9 370
McClatchy Newspapers Inc. CL A Common Stock 579489105 492 13,750
Minimed Inc Common Stock 60365K108 413 4,199
Mannesmann AG Sponsored ADR ADR 563775303 451 2,875
Municipal Partners Fund Inc. Common Stock 62622C101 42 3,500
Montedison Spa-Sponsored ADR 612376509 46 2,340
MTR Gaming Group Inc Common Stock 553769100 6 2,000
Mony Group Inc. Common Stock 615337102 5 171
Philip Morris Companies Inc. Common Stock 718154107 15,151 443,176
Mobil Corp. Common Stock 607059102 13,236 131,373
Modine Manufacturing Co Common Stock 607828100 7 303
Moog Inc. Common Stock 615394202 39 1,335
Molex Inc. Common Stock 608554101 161 4,427
Molex Inc. Cl A Common Stock 608554200 184 5,684
Worldwide Petrolmoly Inc. Common Stock 98159L106 6 8,000
Monaco Finance Inc Cl A Common Stock 608868303 0 100
Robert Mondavi Corp. Cl A Common Stock 609200100 38 1,000
Motivepower Industries Inc. Common Stock 61980K101 14 1,250
Morgan Keegan Inc. Common Stock 617410105 97 5,700
Mesa Offshore Tr Units Of Ben Int Common Stock 590650107 0 100
Motorola Inc. Common Stock 620076109 8,083 91,853
Motorola Capital Trust I 6.68% Pfd PFD QTR 30/360 620074203 177 8,300
Moto Photo Inc Common Stock 619821101 3 1,900
Movie Gallery Inc. Common Stock 624581104 1 200
Magellan Petroleum Corporation Common Stock 559091301 1 500
Minnesota Pwr & Light Common Stock 604110106 87 4,959
MP&L Capital I 8.05% Cum Qrtly PFD QTR 30/360 553134206 74 3,000
Monongahela Power Co Preferred Stock 610202400 4 50
Mp3 Com Inc Common Stock 62473M109 166 4,430
Modis Professional Services Common Stock 607830106 244 18,407
Municipal Partners Fund II Inc. Common Stock 62622E107 255 22,500
MPTV Inc. Common Stock 553424102 0 15,000
Muniyield Quality Fund Inc. Common Stock 626302103 120 9,435
Meritor Automotive, Inc. Common Stock 59000G100 19 923
Marimba Inc Common Stock 56781Q109 3 100
Mercantile Bankshares Corp. Common Stock 587405101 1,610 52,025
Mercury Computer Systems Inc. Common Stock 589378108 15 450
Macdermid Ind Common Stock 554273102 48 1,400
Mentor Income Fund Inc. Common Stock 587204108 8 1,000
Marshall & Ilsley Corp. Common Stock 571834100 21 370
Merck & Co., Inc. Common Stock 589331107 50,938 785,930
Marine Drilling Companies, Inc. Common Stock 568240204 354 22,358
<CAPTION>
Item 6:
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared as (c) Shared Other Voting Authority (Shares)
(a) Sole Def Other Managers (a) Sole (b) Shared (c) None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
Medical Manager Corp. New x 0 17,470 0
Meristar Hotels & Resorts Inc. x 0 20,100 0
Minnesota Mining & Manufacturing Co. x 0 74,475 0
Mineral Mountain Mining x 0 500 0
McMoran Exploration Co x 0 408 0
Maximus Inc. x 0 5,675 0
MFS Multimarket Income Trust x 0 10,780 0
Momentum Business Applications Inc. x 0 333 0
Managed Municipals Portfolio Inc. x 0 609 0
Metamor Worldwide Inc x 0 19,200 0
Mitchell Energy & Dev Corp. CL A x 0 1,805 0
Mitchell Energy & Dev Corp. CL B x 0 370 0
McClatchy Newspapers Inc. CL A x 0 13,750 0
Minimed Inc x 0 4,199 0
Mannesmann AG Sponsored ADR x 0 2,875 0
Municipal Partners Fund Inc. x 0 3,500 0
Montedison Spa-Sponsored x 0 2,340 0
MTR Gaming Group Inc x 0 2,000 0
Mony Group Inc. x 0 171 0
Philip Morris Companies Inc. x 0 443,176 0
Mobil Corp. x 0 131,373 0
Modine Manufacturing Co x 0 303 0
Moog Inc. x 0 1,335 0
Molex Inc. x 0 4,427 0
Molex Inc. Cl A x 0 5,684 0
Worldwide Petrolmoly Inc. x 0 8,000 0
Monaco Finance Inc Cl A x 0 100 0
Robert Mondavi Corp. Cl A x 0 1,000 0
Motivepower Industries Inc. x 0 1,250 0
Morgan Keegan Inc. x 0 5,700 0
Mesa Offshore Tr Units Of Ben Int x 0 100 0
Motorola Inc. x 0 91,853 0
Motorola Capital Trust I 6.68% Pfd x 0 8,300 0
Moto Photo Inc x 0 1,900 0
Movie Gallery Inc. x 0 200 0
Magellan Petroleum Corporation x 0 500 0
Minnesota Pwr & Light x 0 4,959 0
MP&L Capital I 8.05% Cum Qrtly x 0 3,000 0
Monongahela Power Co x 0 50 0
Mp3 Com Inc x 0 4,430 0
Modis Professional Services x 0 18,407 0
Municipal Partners Fund II Inc. x 0 22,500 0
MPTV Inc. x 0 15,000 0
Muniyield Quality Fund Inc. x 0 9,435 0
Meritor Automotive, Inc. x 0 923 0
Marimba Inc x 0 100 0
Mercantile Bankshares Corp. x 0 52,025 0
Mercury Computer Systems Inc. x 0 450 0
Macdermid Ind x 0 1,400 0
Mentor Income Fund Inc. x 0 1,000 0
Marshall & Ilsley Corp. x 0 370 0
Merck & Co., Inc. x 0 785,930 0
Marine Drilling Companies, Inc. x 0 22,358 0
<PAGE>
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
Merant Plc Sponsored ADR ADR 587336108 3 110
USX Marathon Group Common Stock 902905827 1,143 39,068
Mid Atlantic Realty Trust Common Stock 595232109 1,671 160,063
Marvel Entertainment Group Common Stock 573913100 0 6,200
MRV Communications, Inc. Common Stock 553477100 2 100
Miravant Medical Technology Common Stock 604690107 5 500
Medicis Pharmaceutical Cl A Common Stock 584690309 44 1,550
Merry Land Properties Inc Common Stock 590441101 1 113
Mesabi Trust Common Stock 590672101 0 50
Material Sciences Corp. Common Stock 576674105 554 41,650
Microsemi Corp. Common Stock 595137100 22 3,000
Medscape Inc Common Stock 585046105 2 200
Morgan Stanley Finance PLC 8.40% Cap PFD QTR 30/360 616906608 5 200
Merisel Inc. Common Stock 589849108 2 1,000
Morgan Stanley Emerging Mkts Fund MutualFdEqClose 61744G107 22 2,000
Microsoft Corp. Common Stock 594918104 51,484 568,487
Microsoft Corp. Conv Pfd Ser A PreferdStk Conv 594918203 254 2,525
Marketing Services Group Inc Common Stock 570907105 30 2,500
Msh Entmt Corp Common Stock 553574104 3 10,000
MSC Industrial Direct Co. Inc. - Cl Common Stock 553530106 2 200
Mindspring Enterprises Inc Common Stock 602683104 1,284 46,363
Microstrategy Inc. Common Stock 594972101 179 3,200
Morgan St Finance 9.00% Capital Unit PFD QTR 30/360 616906509 8 300
Mascotech Inc. Common Stock 574670105 15 950
Medical Technology System Inc. Common Stock 58462R505 0 1,000
Meditrust Corp. (Paired CTF) Common Stock 58501T306 139 16,384
Magyar Tavkozlesi Foreign Stock 559776109 23 850
Merita OY - Ser A Foreign Stock X5314G108 11 2,000
M & T Bank Corp Common Stock 55261F104 123 269
Monsanto Co. Common Stock 611662107 6,947 194,649
Mettler-Toledo International Common Stock 592688105 90 3,031
Meridian Medical Tech Inc. Common Stock 589658103 18 3,300
Mannatech Inc. Common Stock 563771104 7 1,000
MGIC Investment Corp. Common Stock 552848103 1,598 33,468
Modern Times Group Mtg AB Spons ADR ADR 607698107 55 350
Machine Technology Inc. Common Stock 554482109 0 3,000
MTI Technology Corp Common Stock 553903105 21 895
Micro Therapeutics Inc. Common Stock 59500W100 12 1,000
Metalclad Corp -New Common Stock 591142203 2 400
Metal Management Inc Common Stock 591097100 37 25,000
Micros To Mainframes Inc. Common Stock 594944100 5 2,000
Metro One Telecommunications Inc. Common Stock 59163F105 12 650
Meritor Svgs Bk PA in Receivership Common Stock 590007100 2 1,100
Montana Power Co Common Stock 612085100 31 1,016
Medical Technology Prods Inc Common Stock 58462L102 0 541
Mesa Royalty Trust Common Stock 590660106 77 1,600
Metris Companies Inc. Common Stock 591598107 9 300
Montgomery Street Income Securities Common Stock 614115103 3 200
Microtouch Systems Inc. Common Stock 595145103 2 100
Microtest Inc. Common Stock 594941106 7 2,030
Met Ed Cap Tr Preferred Stock 590860102 41 1,880
Mineral Technologies Common Stock 603158106 12 240
Mastec Inc Common Stock 576323109 44 1,500
<CAPTION>
Item 6:
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared as (c) Shared Other Voting Authority (Shares)
(a) Sole Def Other Managers (a) Sole (b) Shared (c) None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
Merant Plc Sponsored ADR x 0 110 0
USX Marathon Group x 0 39,068 0
Mid Atlantic Realty Trust x 0 160,063 0
Marvel Entertainment Group x 0 6,200 0
MRV Communications, Inc. x 0 100 0
Miravant Medical Technology x 0 500 0
Medicis Pharmaceutical Cl A x 0 1,550 0
Merry Land Properties Inc x 0 113 0
Mesabi Trust x 0 50 0
Material Sciences Corp. x 0 41,650 0
Microsemi Corp. x 0 3,000 0
Medscape Inc x 0 200 0
Morgan Stanley Finance PLC 8.40% Cap x 0 200 0
Merisel Inc. x 0 1,000 0
Morgan Stanley Emerging Mkts Fund x 0 2,000 0
Microsoft Corp. x 0 568,487 0
Microsoft Corp. Conv Pfd Ser A x 0 2,525 0
Marketing Services Group Inc x 0 2,500 0
Msh Entmt Corp x 0 10,000 0
MSC Industrial Direct Co. Inc. - Cl x 0 200 0
Mindspring Enterprises Inc x 0 46,363 0
Microstrategy Inc. x 0 3,200 0
Morgan St Finance 9.00% Capital Unit x 0 300 0
Mascotech Inc. x 0 950 0
Medical Technology System Inc. x 0 1,000 0
Meditrust Corp. (Paired CTF) x 0 16,384 0
Magyar Tavkozlesi x 0 850 0
Merita OY - Ser A x 0 2,000 0
M & T Bank Corp x 0 269 0
Monsanto Co. x 0 194,649 0
Mettler-Toledo International x 0 3,031 0
Meridian Medical Tech Inc. x 0 3,300 0
Mannatech Inc. x 0 1,000 0
MGIC Investment Corp. x 0 33,468 0
Modern Times Group Mtg AB Spons ADR x 0 350 0
Machine Technology Inc. x 0 3,000 0
MTI Technology Corp x 0 895 0
Micro Therapeutics Inc. x 0 1,000 0
Metalclad Corp -New x 0 400 0
Metal Management Inc x 0 25,000 0
Micros To Mainframes Inc. x 0 2,000 0
Metro One Telecommunications Inc. x 0 650 0
Meritor Svgs Bk PA in Receivership x 0 1,100 0
Montana Power Co x 0 1,016 0
Medical Technology Prods Inc x 0 541 0
Mesa Royalty Trust x 0 1,600 0
Metris Companies Inc. x 0 300 0
Montgomery Street Income Securities x 0 200 0
Microtouch Systems Inc. x 0 100 0
Microtest Inc. x 0 2,030 0
Met Ed Cap Tr x 0 1,880 0
Mineral Technologies x 0 240 0
Mastec Inc x 0 1,500 0
<PAGE>
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
Micron Technology Inc. Common Stock 595112103 306 4,600
MSU Corp Common Stock 553757105 7 1,900
Micron Electronics Inc. Common Stock 595100108 116 11,000
Metals USA Inc. Common Stock 591324108 5 500
Mepc Intl Capital LP 9.125% PFD QTR 30/360 55271M206 25 1,025
Pioneer Interest Shares Inc. Common Stock 723703104 1 100
Murphy Oil Co. Common Stock 626717102 44 805
Muenchener Rucckversicherungs Foreign Stock D55535104 106 520
Micromuse Inc. Common Stock 595094103 360 5,600
MSDW Capital Trust I PFD QTR 30/360 553538208 27 1,200
Morgan St Dean Witter Discover & Co. Common Stock 617446448 2,068 23,187
Micro Warehouse Inc. Common Stock 59501B105 122 10,075
Mail Well Inc. Common Stock 560321200 466 33,600
Midway Games Inc Common Stock 598148104 2 100
Mexico Equity and Income Fund Inc. MutualFdEqClose 592834105 17 2,500
Mexico Fund Common Stock 592835102 3 200
Maxim Integrated Products Inc Common Stock 57772K101 104 1,655
Maxxam Inc. Common Stock 577913106 22 432
Maxxon Inc Common Stock 577774102 0 400
Myers Inds Inc. Common Stock 628464109 11,930 672,137
Maytag Corp. Common Stock 578592107 314 9,439
Mylan Laboratories Inc. Common Stock 628530107 638 34,721
MYWEB Inc.Com Common Stock 628451106 11 1,000
Milacron Inc Common Stock 598709103 229 12,900
Medizone International Inc. Common Stock 585013105 1 7,000
Mizlou Programming Common Stock 606910107 0 14,250
INCO Limited Foreign Stock 453258402 238 11,125
Nutrafeed Inc Common Stock 67060W105 0 250
NB Capital Corp Dep Shs Repstg PFD QTR 30/360 62874N607 303 13,000
NAB Exchange Pfd Trust 8% PFD QTR 30/360 628714206 58 2,400
Natures Creation Corp Common Stock 63901N107 0 1,000
Nielsen Media Research Inc. Common Stock 653929992 1 16
Nalco Chem Co. Tender Offer Common Stock 629853995 2,707 51,070
Nabisco Hldgs Corp. Common Stock 629526104 83 2,408
National Australia Bank LTD Spon ADR ADR 632525408 20 275
NABI Inc. Common Stock 628716102 45 8,700
National Dentex Corp Common Stock 63563H109 26 1,550
Nash & Finch Co Common Stock 631158102 4 500
Natural Alternative Intl Inc. Common Stock 638842302 2 500
Network Access Solutions Corp Common Stock 64120S109 26 1,950
National Diagnostics Inc. Common Stock 635641103 4 4,000
National Instruments Corp Common Stock 636518102 244 6,910
North American Tech Group Common Stock 657193207 16 5,555
North Atlantic Technologies Inc New Common Stock 657335204 0 266
Nautica Enterprises Inc. Common Stock 639089101 15 900
Navistar International Corp. Common Stock 63934E108 108 2,312
Navarre Corp. Common Stock 639208107 48 5,000
NB Capital TrustT I 7.84% Trust Preferred Stock 628956203 319 12,975
Niagara Bancorp Inc Common Stock 652914102 5 500
Noble Affiliates Inc. Common Stock 654894104 93 3,220
Northern Border Partnership LP LTD Part P1 664785102 122 4,200
Nabors Industries Inc. Common Stock 629568106 336 13,443
New South Capital Tr I Tr Pfd Sec 8. PFD QTR 30/360 648910206 15 1,900
<CAPTION>
Item 6:
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared as (c) Shared Other Voting Authority (Shares)
(a) Sole Def Other Managers (a) Sole (b) Shared (c) None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
Micron Technology Inc. x 0 4,600 0
MSU Corp x 0 1,900 0
Micron Electronics Inc. x 0 11,000 0
Metals USA Inc. x 0 500 0
Mepc Intl Capital LP 9.125% x 0 1,025 0
Pioneer Interest Shares Inc. x 0 100 0
Murphy Oil Co. x 0 805 0
Muenchener Rucckversicherungs x 0 520 0
Micromuse Inc. x 0 5,600 0
MSDW Capital Trust I x 0 1,200 0
Morgan St Dean Witter Discover & Co. x 0 23,187 0
Micro Warehouse Inc. x 0 10,075 0
Mail Well Inc. x 0 33,600 0
Midway Games Inc x 0 100 0
Mexico Equity and Income Fund Inc. x 0 2,500 0
Mexico Fund x 0 200 0
Maxim Integrated Products Inc x 0 1,655 0
Maxxam Inc. x 0 432 0
Maxxon Inc x 0 400 0
Myers Inds Inc. x 0 672,137 0
Maytag Corp. x 0 9,439 0
Mylan Laboratories Inc. x 0 34,721 0
MYWEB Inc.Com x 0 1,000 0
Milacron Inc x 0 12,900 0
Medizone International Inc. x 0 7,000 0
Mizlou Programming x 0 14,250 0
INCO Limited x 0 11,125 0
Nutrafeed Inc x 0 250 0
NB Capital Corp Dep Shs Repstg x 0 13,000 0
NAB Exchange Pfd Trust 8% x 0 2,400 0
Natures Creation Corp x 0 1,000 0
Nielsen Media Research Inc. x 0 16 0
Nalco Chem Co. Tender Offer x 0 51,070 0
Nabisco Hldgs Corp. x 0 2,408 0
National Australia Bank LTD Spon ADR x 0 275 0
NABI Inc. x 0 8,700 0
National Dentex Corp x 0 1,550 0
Nash & Finch Co x 0 500 0
Natural Alternative Intl Inc. x 0 500 0
Network Access Solutions Corp x 0 1,950 0
National Diagnostics Inc. x 0 4,000 0
National Instruments Corp x 0 6,910 0
North American Tech Group x 0 5,555 0
North Atlantic Technologies Inc New x 0 266 0
Nautica Enterprises Inc. x 0 900 0
Navistar International Corp. x 0 2,312 0
Navarre Corp. x 0 5,000 0
NB Capital TrustT I 7.84% Trust x 0 12,975 0
Niagara Bancorp Inc x 0 500 0
Noble Affiliates Inc. x 0 3,220 0
Northern Border Partnership LP x 0 4,200 0
Nabors Industries Inc. x 0 13,443 0
New South Capital Tr I Tr Pfd Sec 8. x 0 1,900 0
<PAGE>
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
NBT Bancorp Inc. Common Stock 628778102 277 15,984
NBTY Inc Common Stock 628782104 9 1,200
Jefferson-Pilot Aces Common Stock 475070207 8 90
National Comm BanCorp. Common Stock 635449101 320 14,570
National City Corp. Common Stock 635405103 1,163 43,576
AT&T Capital Corp. 8.25% Pfd Sr PFD QTR 30/360 00206J209 65 2,700
New Century Energies Inc. Common Stock 64352U103 3,573 106,848
North Coast Energy Inc Common Stock 658649702 5 1,150
AT&T Cap Corp 8.125% PFD QTR 30/360 00206J308 99 4,050
NCH Corporation Common Stock 628850109 5 100
Navigant Consulting Inc Common Stock 63935N107 1,180 25,435
Nucleus Inc Common Stock 67034R109 6 1,530
NCO Group Inc. Common Stock 628858102 19 400
NCR Corp. Common Stock 62886E108 135 4,087
NCI Building Systems Inc Common Stock 628852105 12 700
NCT Group Inc Common Stock 62888Q109 0 800
Nova Chemicals Corp. 9.04% PFD PFD QTR 30/360 66977W307 98 4,200
National Data Corp. Common Stock 635621105 44 1,675
Indymac Mtg Hldgs Inc Common Stock 456607100 4 299
Noble Drilling Corp. Common Stock 655042109 92 4,210
New England Business Service Common Stock 643872104 134 4,675
Energy East Corporation Common Stock 29266M109 5 200
Newmont Mining Corp. Common Stock 651639106 184 7,095
Neopharm Inc. Common Stock 640919106 7 500
Neogen Corp Common Stock 640491106 3 500
Neomedia Technologies Inc Common Stock 640505103 3 500
New ERA of Networks Inc Common Stock 644312100 298 13,775
Neoprobe Corp. Common Stock 640518106 2 2,100
Neotherapeutics Inc. Common Stock 640656104 57 5,000
Northeast Pennsylvania Financial Cor Common Stock 663905107 5 450
New England Electric System Common Stock 644001109 49 950
Networks Associates Inc. Common Stock 640938106 876 45,799
Netegrity Inc. Common Stock 64110P107 24 1,000
Netgravity Inc Common Stock 641114103 46 1,400
Netmanage Inc. Common Stock 641144100 0 200
Nvest LP Units Ltd Partnership Int Common Stock 67065F107 74 3,500
Nexell Therapeutics Inc Common Stock 65332H104 21 14,000
North Fork Bancorp, Inc.-DEL Common Stock 659424105 431 22,097
National Fuel Gas Co. Common Stock 636180101 19 410
Northfield Laboratories Inc. Common Stock 666135108 7 500
NFO Worldwide Inc. Common Stock 62910N108 6 500
Nationwide Financial Services, Inc. Common Stock 638612101 115 3,250
Nationwide Financial Svcs Cap Tr PFD QTR 30/360 63861E204 63 2,900
Newfield Exploration Co Common Stock 651290108 179 5,448
Nabisco Group Holding Corp Common Stock 62952P102 195 12,997
Newgold Inc Common Stock 651362105 5 12,000
New Holland N.V. Foreign Stock N62648105 25 1,553
National Healthcare Corp. Common Stock 635906100 2 230
National Health Invs Inc. Common Stock 63633D104 477 29,045
National Health Investors 8.50% Preferred Stock 63633D203 2 100
Nationwide Health Properties Inc. Common Stock 638620104 232 13,925
National Health Realty Inc. Common Stock 635905102 2 230
Norsk Hydro As Adr ADR 656531605 11 263
<CAPTION>
Item 6:
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared as (c) Shared Other Voting Authority (Shares)
(a) Sole Def Other Managers (a) Sole (b) Shared (c) None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
NBT Bancorp Inc. x 0 15,984 0
NBTY Inc x 0 1,200 0
Jefferson-Pilot Aces x 0 90 0
National Comm BanCorp. x 0 14,570 0
National City Corp. x 0 43,576 0
AT&T Capital Corp. 8.25% Pfd Sr x 0 2,700 0
New Century Energies Inc. x 0 106,848 0
North Coast Energy Inc x 0 1,150 0
AT&T Cap Corp 8.125% x 0 4,050 0
NCH Corporation x 0 100 0
Navigant Consulting Inc x 0 25,435 0
Nucleus Inc x 0 1,530 0
NCO Group Inc. x 0 400 0
NCR Corp. x 0 4,087 0
NCI Building Systems Inc x 0 700 0
NCT Group Inc x 0 800 0
Nova Chemicals Corp. 9.04% PFD x 0 4,200 0
National Data Corp. x 0 1,675 0
Indymac Mtg Hldgs Inc x 0 299 0
Noble Drilling Corp. x 0 4,210 0
New England Business Service x 0 4,675 0
Energy East Corporation x 0 200 0
Newmont Mining Corp. x 0 7,095 0
Neopharm Inc. x 0 500 0
Neogen Corp x 0 500 0
Neomedia Technologies Inc x 0 500 0
New ERA of Networks Inc x 0 13,775 0
Neoprobe Corp. x 0 2,100 0
Neotherapeutics Inc. x 0 5,000 0
Northeast Pennsylvania Financial Cor x 0 450 0
New England Electric System x 0 950 0
Networks Associates Inc. x 0 45,799 0
Netegrity Inc. x 0 1,000 0
Netgravity Inc x 0 1,400 0
Netmanage Inc. x 0 200 0
Nvest LP Units Ltd Partnership Int x 0 3,500 0
Nexell Therapeutics Inc x 0 14,000 0
North Fork Bancorp, Inc.-DEL x 0 22,097 0
National Fuel Gas Co. x 0 410 0
Northfield Laboratories Inc. x 0 500 0
NFO Worldwide Inc. x 0 500 0
Nationwide Financial Services, Inc. x 0 3,250 0
Nationwide Financial Svcs Cap Tr x 0 2,900 0
Newfield Exploration Co x 0 5,448 0
Nabisco Group Holding Corp x 0 12,997 0
Newgold Inc x 0 12,000 0
New Holland N.V. x 0 1,553 0
National Healthcare Corp. x 0 230 0
National Health Invs Inc. x 0 29,045 0
National Health Investors 8.50% x 0 100 0
Nationwide Health Properties Inc. x 0 13,925 0
National Health Realty Inc. x 0 230 0
Norsk Hydro As Adr x 0 263 0
<PAGE>
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
Nisource inc Common Stock 65473P105 600 27,141
Northern Ind Pub Preferred Stock 665262879 15 310
Niagara Corp. - Del Common Stock 653349100 2 450
Nipsco Capital Markets Inc. 7.75% PFD QTR 30/360 654638105 29 1,215
Nice-Systems Ltd ADR ADR 653656108 13 500
Nuveen Premier Insured Common Stock 670987106 116 8,211
Nikko Securities Co. Ltd. ADR ADR 654107200 82 965
Nuveen Select Maturities Common Stock 67061T101 92 9,001
N E C Corp. ADR 629050204 388 3,865
Northern Indiana Public Service PFd PFD QTR 30/360 665262309 7 125
Nova Corp. - GA Common Stock 669784100 605 24,203
Knight/Trimark Goup Inc. - Cl A Common Stock 499067106 231 7,799
NJ Economic Dev Auth St Pension PFD QTR 30/360 645915208 46 1,875
New Jersey Resources Corp. Common Stock 646025106 10 256
Nike Inc. Common Stock 654106103 2,208 38,819
National Bankshares Inc/ Va Common Stock 634865109 159 7,200
Nuoncology Labs Inc Common Stock 67057T107 9 7,000
Nalco Chemical Co Common Stock 629853102 12 238
National Computer Systems Inc. Common Stock 635519101 22 580
North Lily Mining Co. Common Stock 660461203 0 2,500
Annaly Mortgage Management Inc. Common Stock 035710409 28 3,000
Namibian Minerals Corp. Foreign Stock 629913104 25 5,000
Neiman-Marcus Groups Inc. Common Stock 640204103 40 1,700
Neomagic Corp. Common Stock 640497103 2 200
Nuveen Municipal Income Fund Common Stock 67062J102 37 3,265
Niagara Mohawk Holdings Inc. Common Stock 653520106 410 26,590
Niagara Mohawk Power 3.60% PFD PFD QTR 30/360 653522300 43 900
Niagara Mhwk Pwr PFD QTR 30/360 653522607 92 1,200
Niagara Mohawk Power 5.25% PFD PFD QTR 30/360 653522706 81 1,000
Niagara MHWK Pwr PFD QTR 30/360 653522797 13 500
Niagara Mohawk Power 3.40% Pfd PFD QTR 30/360 653522201 19 400
Niagara Mohawk Power 3.90% Pfd PFD QTR 30/360 653522409 376 6,930
Niagara Mohawk Power 4.10% Pfd PFD QTR 30/360 653522508 84 1,350
Hypermedia Communications Inc Common Stock 448917104 2 4,300
Matritech Inc. Common Stock 576818108 0 100
Nielsen Media Research Common Stock 653929307 7 190
Newmil Bancorp Inc Common Stock 651633109 11 1,000
Newbridge Networks Corp. Common Stock 650901101 529 20,300
Nuveen North Carolina Premium Common Stock 67060P100 45 2,991
Nuveen Insured New York Common Stock 67101R107 36 2,500
Commercial Net Lease Realty Common Stock 202218103 942 88,641
Newport News and Shipbuilding Common Stock 652228107 98 3,020
Nocopi Technologies Inc. Common Stock 655212207 0 200
Nordstrom Inc. Common Stock 655664100 229 8,494
Nobility Homes Inc. Common Stock 654892108 6 825
Northrop Grumman Corp. Common Stock 666807102 912 14,349
Nokia Corp. Sponsored ADR ADR 654902204 3,454 38,453
New Frontier Media Inc Common Stock 644398109 7 1,000
Newscorp Overseas Limited 8.625% Cum PFD QTR 30/360 G6478B108 446 19,300
Northeast Optic Network Inc. Common Stock 664334109 66 1,745
Northwestern Corp. Common Stock 668074107 8 348
Nwps Cap Fing I PFD QTR 30/360 629470204 36 1,500
North State Telecommunications Common Stock 662642206 7 60
<CAPTION>
Item 6:
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared as (c) Shared Other Voting Authority (Shares)
(a) Sole Def Other Managers (a) Sole (b) Shared (c) None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
Nisource inc x 0 27,141 0
Northern Ind Pub x 0 310 0
Niagara Corp. - Del x 0 450 0
Nipsco Capital Markets Inc. 7.75% x 0 1,215 0
Nice-Systems Ltd ADR x 0 500 0
Nuveen Premier Insured x 0 8,211 0
Nikko Securities Co. Ltd. ADR x 0 965 0
Nuveen Select Maturities x 0 9,001 0
N E C Corp. x 0 3,865 0
Northern Indiana Public Service PFd x 0 125 0
Nova Corp. - GA x 0 24,203 0
Knight/Trimark Goup Inc. - Cl A x 0 7,799 0
NJ Economic Dev Auth St Pension x 0 1,875 0
New Jersey Resources Corp. x 0 256 0
Nike Inc. x 0 38,819 0
National Bankshares Inc/ Va x 0 7,200 0
Nuoncology Labs Inc x 0 7,000 0
Nalco Chemical Co x 0 238 0
National Computer Systems Inc. x 0 580 0
North Lily Mining Co. x 0 2,500 0
Annaly Mortgage Management Inc. x 0 3,000 0
Namibian Minerals Corp. x 0 5,000 0
Neiman-Marcus Groups Inc. x 0 1,700 0
Neomagic Corp. x 0 200 0
Nuveen Municipal Income Fund x 0 3,265 0
Niagara Mohawk Holdings Inc. x 0 26,590 0
Niagara Mohawk Power 3.60% PFD x 0 900 0
Niagara Mhwk Pwr x 0 1,200 0
Niagara Mohawk Power 5.25% PFD x 0 1,000 0
Niagara MHWK Pwr x 0 500 0
Niagara Mohawk Power 3.40% Pfd x 0 400 0
Niagara Mohawk Power 3.90% Pfd x 0 6,930 0
Niagara Mohawk Power 4.10% Pfd x 0 1,350 0
Hypermedia Communications Inc x 0 4,300 0
Matritech Inc. x 0 100 0
Nielsen Media Research x 0 190 0
Newmil Bancorp Inc x 0 1,000 0
Newbridge Networks Corp. x 0 20,300 0
Nuveen North Carolina Premium x 0 2,991 0
Nuveen Insured New York x 0 2,500 0
Commercial Net Lease Realty x 0 88,641 0
Newport News and Shipbuilding x 0 3,020 0
Nocopi Technologies Inc. x 0 200 0
Nordstrom Inc. x 0 8,494 0
Nobility Homes Inc. x 0 825 0
Northrop Grumman Corp. x 0 14,349 0
Nokia Corp. Sponsored ADR x 0 38,453 0
New Frontier Media Inc x 0 1,000 0
Newscorp Overseas Limited 8.625% Cum x 0 19,300 0
Northeast Optic Network Inc. x 0 1,745 0
Northwestern Corp. x 0 348 0
Nwps Cap Fing I x 0 1,500 0
North State Telecommunications x 0 60 0
<PAGE>
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
Novacare Inc. Common Stock 669930109 14 12,000
Novell, Inc. Common Stock 670006105 898 43,398
Novoste Corp. MA Common Stock 67010C100 54 3,000
Novavax Inc. Common Stock 670002104 5 1,178
Telecom Wireltss Corp Common Stock 878945203 4 400
National Power ADR FINAL INS ADR 637194408 1,146 35,955
National Penn Bancshares Inc Common Stock 637138108 239 8,677
Np Energy Corp Common Stock 629362203 8 150,000
Nuveen Premier Municipal Common Stock 670988104 60 4,214
National Presto Industries Inc. Common Stock 637215104 62 1,600
Network Plus Corp Common Stock 64122D506 9 625
Northpoint Communications Hldg Common Stock 666610100 113 6,100
North Pittsburgh Sys Inc. Common Stock 661562108 479 26,240
Nuveen Virginia Premium Income Common Stock 67064R102 84 5,450
Nuveen Pennsylvania Premium Common Stock 67061F101 68 5,315
Nuveen Florida Investment Common Stock 670970102 112 7,300
Nuveen Investment Quality Municipal Common Stock 67062E103 125 9,083
Nord Res Corp. Common Stock 655555100 0 600
Nichols Research Corp. Common Stock 653818104 353 13,260
Neurogen Corp. Common Stock 64124E106 86 5,200
Nationsrent Inc Common Stock 638588103 8 1,000
National Rural Utilities PFD QTR 30/360 637432204 49 2,000
National R V Holdings Inc. Common Stock 637277104 725 36,700
National Rural Utilities PFD QTR 30/360 637432402 50 2,180
National Steel Corp. Common Stock 637844309 15 2,135
Nissan Motor Co Ltd Sponsored ADR 654744408 56 4,750
Norfolk Southern Corp. Common Stock 655844108 1,092 44,590
NSD Bancorp Inc. Common Stock 62938D108 20 1,000
Nashua Corp. Common Stock 631226107 2 200
National Service Industries Inc. Common Stock 637657107 459 14,561
Insight Enterprises Inc. Common Stock 45765U103 15 468
New Sky Communications Inc Common Stock 648726107 2 86,770
National Semiconductor Inc. Common Stock 637640103 444 14,570
Network Solutions Inc. - Cl A Common Stock 64121Q102 159 1,735
Northern States Power Co Common Stock 665772109 159 7,368
Northern States Preferred Stock 665772208 20 400
Inspire Insurance Solutions Inc. Common Stock 457732105 167 24,262
Norfolk Southern Railway Co. Preferred Stock 655855203 13 320
Nestle SA Sponsored ADR ADR 641069406 910 9,684
NS Group Inc. Common Stock 628916108 54 5,000
NSTAR Common Stock 67019E107 654 16,873
Anesta Corp Common Stock 034603100 1 100
National Equip Svcs Inc Common Stock 635847106 12 1,200
Nortel Networks Corp. Common Stock 656569100 2,725 53,430
Network Appliance Inc Common Stock 64120L104 234 3,270
Net.Bank Inc. Common Stock 640933107 12 557
Nuveen Connecticut Premium Common Stock 67060D107 15 1,000
Nintendo Co Ltd New ADR ADR 654445303 54 2,695
Open Door Online Inc Common Stock 68370P103 1 333
Notify Technology Corp Common Stock 669956104 8 1,000
Neurobiological Technologies Common Stock 64124W106 2 2,700
Nortek Inc. Common Stock 656559101 4 110
Net2phone Common Stock 64108N106 104 2,000
<CAPTION>
Item 6:
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared as (c) Shared Other Voting Authority (Shares)
(a) Sole Def Other Managers (a) Sole (b) Shared (c) None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
Novacare Inc. x 0 12,000 0
Novell, Inc. x 0 43,398 0
Novoste Corp. MA x 0 3,000 0
Novavax Inc. x 0 1,178 0
Telecom Wireltss Corp x 0 400 0
National Power ADR FINAL INS x 0 35,955 0
National Penn Bancshares Inc x 0 8,677 0
Np Energy Corp x 0 150,000 0
Nuveen Premier Municipal x 0 4,214 0
National Presto Industries Inc. x 0 1,600 0
Network Plus Corp x 0 625 0
Northpoint Communications Hldg x 0 6,100 0
North Pittsburgh Sys Inc. x 0 26,240 0
Nuveen Virginia Premium Income x 0 5,450 0
Nuveen Pennsylvania Premium x 0 5,315 0
Nuveen Florida Investment x 0 7,300 0
Nuveen Investment Quality Municipal x 0 9,083 0
Nord Res Corp. x 0 600 0
Nichols Research Corp. x 0 13,260 0
Neurogen Corp. x 0 5,200 0
Nationsrent Inc x 0 1,000 0
National Rural Utilities x 0 2,000 0
National R V Holdings Inc. x 0 36,700 0
National Rural Utilities x 0 2,180 0
National Steel Corp. x 0 2,135 0
Nissan Motor Co Ltd Sponsored x 0 4,750 0
Norfolk Southern Corp. x 0 44,590 0
NSD Bancorp Inc. x 0 1,000 0
Nashua Corp. x 0 200 0
National Service Industries Inc. x 0 14,561 0
Insight Enterprises Inc. x 0 468 0
New Sky Communications Inc x 0 86,770 0
National Semiconductor Inc. x 0 14,570 0
Network Solutions Inc. - Cl A x 0 1,735 0
Northern States Power Co x 0 7,368 0
Northern States x 0 400 0
Inspire Insurance Solutions Inc. x 0 24,262 0
Norfolk Southern Railway Co. x 0 320 0
Nestle SA Sponsored ADR x 0 9,684 0
NS Group Inc. x 0 5,000 0
NSTAR x 0 16,873 0
Anesta Corp x 0 100 0
National Equip Svcs Inc x 0 1,200 0
Nortel Networks Corp. x 0 53,430 0
Network Appliance Inc x 0 3,270 0
Net.Bank Inc. x 0 557 0
Nuveen Connecticut Premium x 0 1,000 0
Nintendo Co Ltd New ADR x 0 2,695 0
Open Door Online Inc x 0 333 0
Notify Technology Corp x 0 1,000 0
Neurobiological Technologies x 0 2,700 0
Nortek Inc. x 0 110 0
Net2phone x 0 2,000 0
<PAGE>
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
Netopia Inc. Common Stock 64114K104 40 1,000
Northern Trust Corp. Common Stock 665859104 1,078 12,906
Netrix Corp Common Stock 641148101 11 4,000
Nippon Telegraph & Telephone Corp. Foreign Stock 654624105 336 5,445
Nelvana Ltd Foreign Stock 64042V107 4 250
Netivation Com Inc Common Stock 64115R108 0 100
Northeast Utilities Common Stock 664397106 321 17,485
Nucor Corp. Common Stock 670346105 1,852 38,892
Net 1 Ueps Technologies Inc Common Stock 64107N107 1 400
Nuveen Florida Quality Income Munici Common Stock 670978105 15 1,000
NUI Corp. Common Stock 629430109 84 3,400
Nuveen New York Quality Income Fd Common Stock 670986108 29 1,900
Nuveen Ohio Quality Income Common Stock 670980101 5 300
Nuveen California Select Common Stock 670975101 26 1,600
NVF Co. Common Stock 629449109 0 2,473
Nvid Intl Inc Common Stock 62944Y104 0 3,000
Novellus System Inc. Common Stock 670008101 51 750
Novo-Nordisk A/S ADR ADR 670100205 130 2,175
NVP CAPTL I 8.2% Cum Qtly Inc. Preferred Stock 62944M209 54 2,300
N V R Incorporated Common Stock 62944T105 10 200
Nevstar Gaming & Entmt Corp Common Stock 64156G102 6 6,900
Novartis AG-ADR ADR 66987V109 193 2,597
Natl Westminster bank PLC ADR 638539403 14 100
National Westminster Bank PLC PFD QTR 30/360 638539700 28 1,140
National Westminster Bank PLC PFD QTR 30/360 638539882 37 1,500
Northwest Airlines Corporation Class Common Stock 667280101 22 850
New World Coffee& Bagels Common Stock 648904209 27 16,139
Newell Rubbermaid Inc. Common Stock 651229106 11,142 390,069
Northwest Natural Gas Co Common Stock 667655104 8 300
Neoware Systems Inc Common Stock 64065P102 114 101,600
News Corp. Limited ADR 652487703 587 20,625
News Corp. Ltd ADR 652487802 189 7,082
Northwest Bancorp Inc PA Common Stock 667328108 4 485
Northwestern Steel & Wire Co New Common Stock 668367204 6 7,000
National Westminster Bank PLC Preferred Stock 638539809 73 3,000
Quanex Corp. Common Stock 747620102 2 75
Nextcard Inc Common Stock 65332K107 5 200
New PLan Excel Realty Trust Common Stock 648053106 815 45,766
New Plan Excel Realty Tr Inc 8.625% PFD QTR 30/360 648053502 44 1,912
Nextlink Communications Inc Cl A Common Stock 65333H707 259 5,000
Nuveen Insured New York Select Common Stock 67063V104 27 1,967
Nuveen Select Tax-Free Income Common Stock 67063X100 62 4,782
Nextel Communications Inc. Common Stock 65332V103 10,390 153,213
New York Times Co. Common Stock 650111107 864 23,050
New York Times Co Conv CL B Common Stock 650111404 5 120
Telecom Corp. of New ADR 879278208 1,377 43,046
Realty Income Corp. Common Stock 756109104 12 500
Realty Income Corp PFD QTR 30/360 756109302 85 3,700
Oak Industries Inc. Common Stock 671400505 606 17,820
Oak Tech Inc. Common Stock 671802106 4 1,000
OAO Technology Solutions Inc. Common Stock 67082B105 2 580
Quaker Oats Common Stock 747402105 550 8,885
Orthodontic Centers of America Inc. Common Stock 68750P103 69 3,925
<CAPTION>
Item 6:
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared as (c) Shared Other Voting Authority (Shares)
(a) Sole Def Other Managers (a) Sole (b) Shared (c) None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
Netopia Inc. x 0 1,000 0
Northern Trust Corp. x 0 12,906 0
Netrix Corp x 0 4,000 0
Nippon Telegraph & Telephone Corp. x 0 5,445 0
Nelvana Ltd x 0 250 0
Netivation Com Inc x 0 100 0
Northeast Utilities x 0 17,485 0
Nucor Corp. x 0 38,892 0
Net 1 Ueps Technologies Inc x 0 400 0
Nuveen Florida Quality Income Munici x 0 1,000 0
NUI Corp. x 0 3,400 0
Nuveen New York Quality Income Fd x 0 1,900 0
Nuveen Ohio Quality Income x 0 300 0
Nuveen California Select x 0 1,600 0
NVF Co. x 0 2,473 0
Nvid Intl Inc x 0 3,000 0
Novellus System Inc. x 0 750 0
Novo-Nordisk A/S ADR x 0 2,175 0
NVP CAPTL I 8.2% Cum Qtly Inc. x 0 2,300 0
N V R Incorporated x 0 200 0
Nevstar Gaming & Entmt Corp x 0 6,900 0
Novartis AG-ADR x 0 2,597 0
Natl Westminster bank PLC x 0 100 0
National Westminster Bank PLC x 0 1,140 0
National Westminster Bank PLC x 0 1,500 0
Northwest Airlines Corporation Class x 0 850 0
New World Coffee& Bagels x 0 16,139 0
Newell Rubbermaid Inc. x 0 390,069 0
Northwest Natural Gas Co x 0 300 0
Neoware Systems Inc x 0 101,600 0
News Corp. Limited x 0 20,625 0
News Corp. Ltd x 0 7,082 0
Northwest Bancorp Inc PA x 0 485 0
Northwestern Steel & Wire Co New x 0 7,000 0
National Westminster Bank PLC x 0 3,000 0
Quanex Corp. x 0 75 0
Nextcard Inc x 0 200 0
New PLan Excel Realty Trust x 0 45,766 0
New Plan Excel Realty Tr Inc 8.625% x 0 1,912 0
Nextlink Communications Inc Cl A x 0 5,000 0
Nuveen Insured New York Select x 0 1,967 0
Nuveen Select Tax-Free Income x 0 4,782 0
Nextel Communications Inc. x 0 153,213 0
New York Times Co. x 0 23,050 0
New York Times Co Conv CL B x 0 120 0
Telecom Corp. of New x 0 43,046 0
Realty Income Corp. x 0 500 0
Realty Income Corp x 0 3,700 0
Oak Industries Inc. x 0 17,820 0
Oak Tech Inc. x 0 1,000 0
OAO Technology Solutions Inc. x 0 580 0
Quaker Oats x 0 8,885 0
Orthodontic Centers of America Inc. x 0 3,925 0
<PAGE>
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
Ohio Casualty Corp. Common Stock 677240103 886 52,525
Ocean Financial Corp. Common Stock 674904107 9 520
Optical Coating Lab Inc Common Stock 683829105 119 1,295
Oneida Ltd Common Stock 682505102 2 100
Omnicare Inc. Common Stock 681904108 356 37,030
O C G Technology Inc Common Stock 670818103 170 413,550
Office Depot Inc. Common Stock 676220106 81 7,973
Odwalla Inc. Common Stock 676111107 1 100
OEA Inc Common Stock 670826106 27 3,600
Ocean Energy Inc. Common Stock 67481E106 902 88,496
Corporate Office Properties Trust Common Stock 22002T108 23 3,000
Oriental Financial Group Common Stock 68618W100 18 800
Ogden Corp. Common Stock 676346109 124 12,400
OGE Energy Corp. Common Stock 670837103 178 7,989
Old Guard Group Inc. Common Stock 679783100 186 16,550
Oakwood Homes Corp. Common Stock 674098108 1,776 394,654
Omega Healthcare Investors, Inc. Common Stock 681936100 1,398 66,555
Owens Illinois Inc. Common Stock 690768403 14 700
Ocenaeering Inc. Common Stock 675232102 47 2,800
Triton Energy Limited Common Stock G90751101 125 8,924
Triton Energy Corporation Common Stock 896750106 0 27
Oji Paper Ltd New ADR 678123100 56 790
Old Kent Financial Corp. Common Stock 679833103 166 4,478
Oneok Inc. Common Stock 682680103 85 2,790
Olas Inc. Common Stock 670867100 0 1,000
Olicom Common Stock K7514Y107 2 2,000
Olin Corp. Common Stock 680665205 66 4,837
Offshore Logistics Inc. Common Stock 676255102 469 45,510
Olsten Corp. Common Stock 681385100 56 5,350
Omnicom Group Inc. Common Stock 681919106 1,030 13,001
O Media Inc Common Stock 670878107 1 3,000
Omega Financial Corp. Common Stock 682092101 13 420
Omni Multimedia Group Inc. Common Stock 68211K107 0 100
Omega Research Inc. Common Stock 68211E101 0 100
Owens & Minor Inc. New Common Stock 690732102 17 1,745
Open Market Incorporated Common Stock 68370M100 87 6,602
Om Group Inc. Common Stock 670872100 38 980
Omnipoint Corp. Common Stock 68212D102 89 1,600
Omtool Ltd. Common Stock 681974101 7 3,000
Officemax Inc. Common Stock 67622M108 262 45,058
Oncor, Inc. Common Stock 682311105 0 3,500
On Command Corp. Common Stock 682160106 30 1,580
WTS On Command Corp. Common Stock 682160122 0 17
Bank One Corp. Common Stock 06423A103 7,928 227,728
Onemain.Com Inc. Common Stock 68267P109 18 1,100
On-point Technology Sys Inc Common Stock 682184106 1 600
Onsale Inc Common Stock 682838107 76 5,600
LA Group Inc Common Stock 501714109 0 2,000
Oakley Inc. Common Stock 673662102 4 600
Ophthalmic Intl Resources LTD Common Stock 683740104 0 4,500
Old Point Financial Corp. Common Stock 680194107 61 2,600
Oppenheimer Inds Inc. Common Stock 683800106 0 2,500
Optelcom Inc. Common Stock 683818207 3 1,350
<CAPTION>
Item 6:
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared as (c) Shared Other Voting Authority (Shares)
(a) Sole Def Other Managers (a) Sole (b) Shared (c) None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
Ohio Casualty Corp. x 0 52,525 0
Ocean Financial Corp. x 0 520 0
Optical Coating Lab Inc x 0 1,295 0
Oneida Ltd x 0 100 0
Omnicare Inc. x 0 37,030 0
O C G Technology Inc x 0 413,550 0
Office Depot Inc. x 0 7,973 0
Odwalla Inc. x 0 100 0
OEA Inc x 0 3,600 0
Ocean Energy Inc. x 0 88,496 0
Corporate Office Properties Trust x 0 3,000 0
Oriental Financial Group x 0 800 0
Ogden Corp. x 0 12,400 0
OGE Energy Corp. x 0 7,989 0
Old Guard Group Inc. x 0 16,550 0
Oakwood Homes Corp. x 0 394,654 0
Omega Healthcare Investors, Inc. x 0 66,555 0
Owens Illinois Inc. x 0 700 0
Ocenaeering Inc. x 0 2,800 0
Triton Energy Limited x 0 8,924 0
Triton Energy Corporation x 0 27 0
Oji Paper Ltd New x 0 790 0
Old Kent Financial Corp. x 0 4,478 0
Oneok Inc. x 0 2,790 0
Olas Inc. x 0 1,000 0
Olicom x 0 2,000 0
Olin Corp. x 0 4,837 0
Offshore Logistics Inc. x 0 45,510 0
Olsten Corp. x 0 5,350 0
Omnicom Group Inc. x 0 13,001 0
O Media Inc x 0 3,000 0
Omega Financial Corp. x 0 420 0
Omni Multimedia Group Inc. x 0 100 0
Omega Research Inc. x 0 100 0
Owens & Minor Inc. New x 0 1,745 0
Open Market Incorporated x 0 6,602 0
Om Group Inc. x 0 980 0
Omnipoint Corp. x 0 1,600 0
Omtool Ltd. x 0 3,000 0
Officemax Inc. x 0 45,058 0
Oncor, Inc. x 0 3,500 0
On Command Corp. x 0 1,580 0
WTS On Command Corp. x 0 17 0
Bank One Corp. x 0 227,728 0
Onemain.Com Inc. x 0 1,100 0
On-point Technology Sys Inc x 0 600 0
Onsale Inc x 0 5,600 0
LA Group Inc x 0 2,000 0
Oakley Inc. x 0 600 0
Ophthalmic Intl Resources LTD x 0 4,500 0
Old Point Financial Corp. x 0 2,600 0
Oppenheimer Inds Inc. x 0 2,500 0
Optelcom Inc. x 0 1,350 0
<PAGE>
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
Optika Inc Common Stock 683973101 71 19,000
Orbital Sciences Corp. Common Stock 685564106 38 2,198
Orbotech Limited Ord Common Stock M75253100 679 10,970
Oracle Systems Corp. Common Stock 68389X105 8,956 196,846
Organogenesis Inc. Common Stock 685906109 106 14,189
Old Republic International Corp. Common Stock 680223104 1,249 86,540
O Reilly Automotive Inc. Common Stock 686091109 18 375
Orange PLC ADR ADR 685211104 51 510
Oregon Steel Mills Inc. Common Stock 686079104 1 100
Overseas Shipholding Common Stock 690368105 90 5,800
Outback Steakhouse Inc. Common Stock 689899102 230 9,037
Osteotech Inc. Common Stock 688582105 18 1,350
O'Sullivan Industries Holdings Common Stock 688609106 4 285
Royce Micro Cap Trust Inc. MutualFdEqClose 780915104 72 8,529
Hellenic Telecommun Org - ADR ADR 423325307 6 500
Open Text Corp. Common Stock 683715106 13 650
Oxford Tax Exempt Fund II LP LTD Part P0 69181P100 5 200
Oregon Trail Financial Corp. Common Stock 685932105 6 520
Octel Corp. Common Stock 675727101 18 1,559
Otter Tail Power Co Common Stock 689648103 38 887
One Valley Bancorp Inc. Common Stock 682419106 457 13,257
Italia Oven Inc - PA Common Stock 465306108 0 500
Overland Data Inc Common Stock 690213103 8 1,500
Owens Corning Common Stock 69073F103 350 16,130
Onewworld Systems Inc New Common Stock 682917307 1 350
Owosso Corp. Common Stock 691217103 5 1,200
Omega Worldwide Inc. Common Stock 68210B108 5 1,240
OEC Medical Systems Inc Common Stock 670828102 10 280
Oxford Health Plans Inc. Common Stock 691471106 70 5,600
Occidental Petroleum Corp. Common Stock 674599105 379 16,379
OYO Geospace Common Stock 671074102 37 3,400
Cyclopss Corp. Common Stock 232537209 1 10,000
Phillips Petroleum Co. Common Stock 718507106 1,578 32,360
Phillips 66 Capital I 8.24% Trust Or PFD QTR 30/360 718550205 12 500
Ohio Power Co 7.375% Common Stock 677415762 23 1,000
Prime Group Realty Trust 9.0% PFD QTR 30/360 74158J202 49 2,700
Peptide Therapeutics Comp Common Stock G70036994 0 83
Oxy Capital Trust I 8.16% PFD PFD QTR 30/360 692070204 73 3,200
Phila Auth Indl Dev Pension PFD QTR 30/360 71781M206 218 10,000
Procurenet Inc Common Stock 742804107 0 1,625
Property Cap Tr Inc Common Stock 74343M102 0 8
Penelec Capital Trust 7.34% Preferred Stock 706871209 22 1,000
Provident Capital Trust II 8.75% PFD QTR 30/360 74386E207 285 11,800
Orion Capital Corp. Tender Offer Common Stock 686268988 0 1,200
Palmetto Bancshares Inc Common Stock 697062107 0 240
Progressive Savings & Loan LTD Common Stock 74337P103 0 8,775
Queenstown Bank of Maryland Common Stock 74831Y105 39 812
QMG Holdings Inc Common Stock 747257103 0 3,000
Pan Am Corp. Common Stock 697758100 0 500
Panamerica Bancorp Common Stock 69829X101 1 25,000
Pacific Telesis Finance TOPRS Preferred Stock 694887209 52 2,200
Pacific Telesis Finance II Preferred Stock 694889205 78 3,100
Pacific Gulf Properties Inc. Common Stock 694396102 20 1,000
<CAPTION>
Item 6:
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared as (c) Shared Other Voting Authority (Shares)
(a) Sole Def Other Managers (a) Sole (b) Shared (c) None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
Optika Inc x 0 19,000 0
Orbital Sciences Corp. x 0 2,198 0
Orbotech Limited Ord x 0 10,970 0
Oracle Systems Corp. x 0 196,846 0
Organogenesis Inc. x 0 14,189 0
Old Republic International Corp. x 0 86,540 0
O Reilly Automotive Inc. x 0 375 0
Orange PLC ADR x 0 510 0
Oregon Steel Mills Inc. x 0 100 0
Overseas Shipholding x 0 5,800 0
Outback Steakhouse Inc. x 0 9,037 0
Osteotech Inc. x 0 1,350 0
O'Sullivan Industries Holdings x 0 285 0
Royce Micro Cap Trust Inc. x 0 8,529 0
Hellenic Telecommun Org - ADR x 0 500 0
Open Text Corp. x 0 650 0
Oxford Tax Exempt Fund II LP x 0 200 0
Oregon Trail Financial Corp. x 0 520 0
Octel Corp. x 0 1,559 0
Otter Tail Power Co x 0 887 0
One Valley Bancorp Inc. x 0 13,257 0
Italia Oven Inc - PA x 0 500 0
Overland Data Inc x 0 1,500 0
Owens Corning x 0 16,130 0
Onewworld Systems Inc New x 0 350 0
Owosso Corp. x 0 1,200 0
Omega Worldwide Inc. x 0 1,240 0
OEC Medical Systems Inc x 0 280 0
Oxford Health Plans Inc. x 0 5,600 0
Occidental Petroleum Corp. x 0 16,379 0
OYO Geospace x 0 3,400 0
Cyclopss Corp. x 0 10,000 0
Phillips Petroleum Co. x 0 32,360 0
Phillips 66 Capital I 8.24% Trust Or x 0 500 0
Ohio Power Co 7.375% x 0 1,000 0
Prime Group Realty Trust 9.0% x 0 2,700 0
Peptide Therapeutics Comp x 0 83 0
Oxy Capital Trust I 8.16% PFD x 0 3,200 0
Phila Auth Indl Dev Pension x 0 10,000 0
Procurenet Inc x 0 1,625 0
Property Cap Tr Inc x 0 8 0
Penelec Capital Trust 7.34% x 0 1,000 0
Provident Capital Trust II 8.75% x 0 11,800 0
Orion Capital Corp. Tender Offer x 0 1,200 0
Palmetto Bancshares Inc x 0 240 0
Progressive Savings & Loan LTD x 0 8,775 0
Queenstown Bank of Maryland x 0 812 0
QMG Holdings Inc x 0 3,000 0
Pan Am Corp. x 0 500 0
Panamerica Bancorp x 0 25,000 0
Pacific Telesis Finance TOPRS x 0 2,200 0
Pacific Telesis Finance II x 0 3,100 0
Pacific Gulf Properties Inc. x 0 1,000 0
<PAGE>
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
Paging Network, Inc. Common Stock 695542100 45 43,825
Pairgain Technologies Inc. Common Stock 695934109 92 7,250
Asia Pulp & Paper Co Ltd ADR ADR 04516V100 63 10,690
Coastcast Corp. Common Stock 19057T108 5 400
Parlux Fragrances Inc. Common Stock 701645103 7 3,000
Patrick Industries Inc. Common Stock 703343103 10 750
First Cash Inc Common Stock 31942D107 12 1,100
Paxson Communications Corp. Common Stock 704231109 51 4,175
Payforview Com Corp. Foreign Stock 704377209 0 600
Paychex Inc. Common Stock 704326107 508 14,881
Pan American Beverages Inc. Common Stock P74823108 28 1,715
People's Bank - Bridgeport, CT Common Stock 710198102 13 550
The Pepsi Bottling Group Inc. Common Stock 713409100 232 13,575
Pitney-Bowes, Inc. Common Stock 724479100 6,536 107,257
Patriot Bank Corporation PA Common Stock 70335P103 10 1,000
Provident Bankshares Corp. Common Stock 743859100 922 43,336
Precept Business Svcs Inc Common Stock 740165204 4 1,002
Prime Bancshares Inc. Common Stock 74157H108 129 5,674
Pep Boys - Manny, Moe & Jack Common Stock 713278109 685 46,054
Play By Play Toys & Novelties Common Stock 72811K103 2 400
Primacom AG-Sponsored ADR Foreign Stock 74154N108 67 2,440
Paccar Inc. Common Stock 693718108 53 1,040
PMC Commercial Trust Common Stock 693434102 4 295
PC Connection Inc. Common Stock 69318J100 48 3,185
P G & E Corp. Common Stock 69331C108 328 12,674
Pacific Gas & Elec PFD QTR 30/360 694308206 138 6,300
PG&E Capital I 7.90% Cum PFD Ser A PFD QTR 30/360 69331F200 146 6,120
Potlach Corp. Common Stock 737628107 247 6,000
Pacific Intl Enterprises Inc. Common Stock 694447301 0 400
Plum Creek Timber Co L P Common Stock 729251108 61 1,950
Priceline.Com Inc. Common Stock 741503106 148 2,300
Pimco Commercial Mortgage Common Stock 693388100 50 4,000
P-Com Inc Common Stock 693262107 28 4,000
Physician Computer Network Common Stock 71940K109 1 2,000
Pacific Internet Limited Common Stock Y66183107 34 1,049
Pharmacopeia Inc. Common Stock 71713B104 141 13,000
Pcorder Com Inc. Cl A Common Stock 70453H107 4 100
Precision Castparts Corp. Common Stock 740189105 139 4,549
Pacificorp PFD QTR 30/360 695114629 5 200
Sprint Corp. (PCS Group) Common Stock 852061506 1,773 23,774
Picturetel Corp. Com New Common Stock 720035302 0 100
Party City Corporation Common Stock 702145103 3 1,050
Petro-Canada Common Stock 71644E102 8 500
Phelps Dodge Common Stock 717265102 312 5,667
Patterson Dental Co Common Stock 703412106 92 1,847
Pride International Inc. Common Stock 741932107 10 700
Placer Dome Inc. Common Stock 725906101 42 2,800
Placer Dome Inc 8.625% Ser A Cum Cop PFD QTR 30/360 725906200 12 500
Putnam Dividend Income Fd Common Stock 746706100 3 350
Professional Detailing Inc. Common Stock 74312N107 13 500
Protein Design Labs Inc. Common Stock 74369L103 769 21,300
Pacific Dunlop Ltd ADR 694185208 6 1,000
Princeton Dental Mgmt Corp Common Stock 741872204 0 40
<CAPTION>
Item 6:
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared as (c) Shared Other Voting Authority (Shares)
(a) Sole Def Other Managers (a) Sole (b) Shared (c) None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
Paging Network, Inc. x 0 43,825 0
Pairgain Technologies Inc. x 0 7,250 0
Asia Pulp & Paper Co Ltd ADR x 0 10,690 0
Coastcast Corp. x 0 400 0
Parlux Fragrances Inc. x 0 3,000 0
Patrick Industries Inc. x 0 750 0
First Cash Inc x 0 1,100 0
Paxson Communications Corp. x 0 4,175 0
Payforview Com Corp. x 0 600 0
Paychex Inc. x 0 14,881 0
Pan American Beverages Inc. x 0 1,715 0
People's Bank - Bridgeport, CT x 0 550 0
The Pepsi Bottling Group Inc. x 0 13,575 0
Pitney-Bowes, Inc. x 0 107,257 0
Patriot Bank Corporation PA x 0 1,000 0
Provident Bankshares Corp. x 0 43,336 0
Precept Business Svcs Inc x 0 1,002 0
Prime Bancshares Inc. x 0 5,674 0
Pep Boys - Manny, Moe & Jack x 0 46,054 0
Play By Play Toys & Novelties x 0 400 0
Primacom AG-Sponsored ADR x 0 2,440 0
Paccar Inc. x 0 1,040 0
PMC Commercial Trust x 0 295 0
PC Connection Inc. x 0 3,185 0
P G & E Corp. x 0 12,674 0
Pacific Gas & Elec x 0 6,300 0
PG&E Capital I 7.90% Cum PFD Ser A x 0 6,120 0
Potlach Corp. x 0 6,000 0
Pacific Intl Enterprises Inc. x 0 400 0
Plum Creek Timber Co L P x 0 1,950 0
Priceline.Com Inc. x 0 2,300 0
Pimco Commercial Mortgage x 0 4,000 0
P-Com Inc x 0 4,000 0
Physician Computer Network x 0 2,000 0
Pacific Internet Limited x 0 1,049 0
Pharmacopeia Inc. x 0 13,000 0
Pcorder Com Inc. Cl A x 0 100 0
Precision Castparts Corp. x 0 4,549 0
Pacificorp x 0 200 0
Sprint Corp. (PCS Group) x 0 23,774 0
Picturetel Corp. Com New x 0 100 0
Party City Corporation x 0 1,050 0
Petro-Canada x 0 500 0
Phelps Dodge x 0 5,667 0
Patterson Dental Co x 0 1,847 0
Pride International Inc. x 0 700 0
Placer Dome Inc. x 0 2,800 0
Placer Dome Inc 8.625% Ser A Cum Cop x 0 500 0
Putnam Dividend Income Fd x 0 350 0
Professional Detailing Inc. x 0 500 0
Protein Design Labs Inc. x 0 21,300 0
Pacific Dunlop Ltd x 0 1,000 0
Princeton Dental Mgmt Corp x 0 40 0
<PAGE>
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
Paradise Music & Entmt Inc Common Stock 699071106 2 500
John Hancock Patriot Premium Common Stock 41013T105 17 1,652
Pediatrix Medical Group Inc Common Stock 705324101 75 5,400
Paradyne Networks Inc Common Stock 69911G107 8 300
Peco Energy Co Common Stock 693304107 329 8,776
PECO Energy Co $3.80 Pfd Preferred Stock 693304206 7 110
PECO Energy Co $4.30 Pfd Preferred Stock 693304305 7 100
Peco Energy Cap Tr Ii PFD P12 30/360 69331A201 50 2,000
Peaksoft Multinet Corp Common Stock 704916204 0 125
PE Corp PE Biosystems Group Common Stock 69332S102 814 11,268
Peoples Bancorp Inc Common Stock 709789101 18 641
Petroleo Brasileiro SA - Sponsored A ADR 71654V101 3,910 253,601
Photoelectron Corp Common Stock 719320103 5 1,000
Great Pee Dee Bancorp Inc. Common Stock 39115R100 4 300
Peekskill Financial Corp. Common Stock 705385102 8 590
Public Service Enterprise Group Common Stock 744573106 1,206 31,229
Public Service Electric & Gas PFD QTR 30/360 744567728 10 400
Enterprise Capital Tr I-7.44% Cum Tr PFD QTR 30/360 293701207 104 4,860
PSE&G Capt Trust II 8.125% Pfd Ser PFD QTR 30/360 69361T203 21 900
PSE&G Capt Trust I 8.625% Cum PFD QTR 30/360 693941205 24 940
Public Svc Elec & Gas L P PFD P12 30/360 744569302 49 2,000
Pegasus Systems Inc Common Stock 705906105 42 1,113
Pennsylvania Real Estate Tr SBI Common Stock 709102107 312 16,554
Penn National Gaming Inc. Common Stock 707569109 23 2,400
Petroleum & Resources Corp. Common Stock 716549100 14 400
PepsiCo, Inc. Common Stock 713448108 12,258 405,235
Piezo Elec Prods Inc Foreign Stock 720888304 0 40
Peco Energy Co $4.40 Pfd PFD QTR 30/360 693304404 18 300
Perot Systems Corp. Cl A Common Stock 714265105 38 2,050
Periphonics Corporation Common Stock 714005105 3 100
Pool Energy Services Co Common Stock 732788104 26 1,050
Petco Animal Supplies Inc Common Stock 716016100 148 12,500
Petsmart, Inc. Common Stock 716768106 334 89,833
Penn Traffic Company New Common Stock 707832200 0 5
Peugeot SA Spon ADR ADR 716825500 40 795
Pro-Fac Cooperative Pfd A Preferred Stock 74265P208 10 525
Pfizer Inc. Common Stock 717081103 24,215 673,808
Park Bancorp Inc Common Stock 700164106 1 80
PFF Bancorp Inc. Common Stock 69331W104 39 1,870
PennCorp Financial Group Inc. Common Stock 708094107 4 5,781
Performance Food Group Co Common Stock 713755106 422 16,475
Provident Financial GRP Common Stock 743866105 55 1,500
Penseco Financial Services Corp Common Stock 709570105 1 40
Preferred Networks Inc. Common Stock 739905107 0 400
Premier Farnell PLC Sponsored ADR ADR 74050U107 1 126
Premier Farnell PLC Sponsored ADR Foreign Stock 74050U206 2 102
Procter & Gamble Co. Common Stock 742718109 28,236 301,189
Personnel Group of America Inc. Common Stock 715338109 3 500
Portland Genl Elec 8.25% PFD QTR 30/360 736508854 12 500
Portugal Fund Inc. MutualFdEqClose 737265108 85 6,500
Polymer Group Inc Common Stock 731745105 170 11,506
Peoples Energy Corp. Common Stock 711030106 41 1,178
Putnam Investment Grade Common Stock 746805100 81 6,500
<CAPTION>
Item 6:
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared as (c) Shared Other Voting Authority (Shares)
(a) Sole Def Other Managers (a) Sole (b) Shared (c) None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
Paradise Music & Entmt Inc x 0 500 0
John Hancock Patriot Premium x 0 1,652 0
Pediatrix Medical Group Inc x 0 5,400 0
Paradyne Networks Inc x 0 300 0
Peco Energy Co x 0 8,776 0
PECO Energy Co $3.80 Pfd x 0 110 0
PECO Energy Co $4.30 Pfd x 0 100 0
Peco Energy Cap Tr Ii x 0 2,000 0
Peaksoft Multinet Corp x 0 125 0
PE Corp PE Biosystems Group x 0 11,268 0
Peoples Bancorp Inc x 0 641 0
Petroleo Brasileiro SA - Sponsored A x 0 253,601 0
Photoelectron Corp x 0 1,000 0
Great Pee Dee Bancorp Inc. x 0 300 0
Peekskill Financial Corp. x 0 590 0
Public Service Enterprise Group x 0 31,229 0
Public Service Electric & Gas x 0 400 0
Enterprise Capital Tr I-7.44% Cum Tr x 0 4,860 0
PSE&G Capt Trust II 8.125% Pfd Ser x 0 900 0
PSE&G Capt Trust I 8.625% Cum x 0 940 0
Public Svc Elec & Gas L P x 0 2,000 0
Pegasus Systems Inc x 0 1,113 0
Pennsylvania Real Estate Tr SBI x 0 16,554 0
Penn National Gaming Inc. x 0 2,400 0
Petroleum & Resources Corp. x 0 400 0
PepsiCo, Inc. x 0 405,235 0
Piezo Elec Prods Inc x 0 40 0
Peco Energy Co $4.40 Pfd x 0 300 0
Perot Systems Corp. Cl A x 0 2,050 0
Periphonics Corporation x 0 100 0
Pool Energy Services Co x 0 1,050 0
Petco Animal Supplies Inc x 0 12,500 0
Petsmart, Inc. x 0 89,833 0
Penn Traffic Company New x 0 5 0
Peugeot SA Spon ADR x 0 795 0
Pro-Fac Cooperative Pfd A x 0 525 0
Pfizer Inc. x 0 673,808 0
Park Bancorp Inc x 0 80 0
PFF Bancorp Inc. x 0 1,870 0
PennCorp Financial Group Inc. x 0 5,781 0
Performance Food Group Co x 0 16,475 0
Provident Financial GRP x 0 1,500 0
Penseco Financial Services Corp x 0 40 0
Preferred Networks Inc. x 0 400 0
Premier Farnell PLC Sponsored ADR x 0 126 0
Premier Farnell PLC Sponsored ADR x 0 102 0
Procter & Gamble Co. x 0 301,189 0
Personnel Group of America Inc. x 0 500 0
Portland Genl Elec 8.25% x 0 500 0
Portugal Fund Inc. x 0 6,500 0
Polymer Group Inc x 0 11,506 0
Peoples Energy Corp. x 0 1,178 0
Putnam Investment Grade x 0 6,500 0
<PAGE>
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
Stillwater Mining Co Common Stock 86074Q102 48 1,800
Progenics Pharmaceutals Inc. Common Stock 743187106 10 500
Petroleum Geo Services A/S SPONS ADR ADR 716597109 82 4,295
Pgs Trust I PFD 30/360 P1 69335C104 57 2,315
Progressive Corp. Common Stock 743315103 61 750
Public Service Co of North Common Stock 744516105 331 10,683
Pegasus Communications Corp. - Cl A Common Stock 705904100 18 400
Pegasus Gold, Inc. Common Stock 70556K106 0 700
Parker Hannifin Corp. Common Stock 701094104 975 21,754
Pioneer Hi Bred Common Stock 723686101 20 500
Peoples Heritage Financial Group Inc Common Stock 711147108 1,013 60,910
Priority Healthcare Corp- B Common Stock 74264T102 7 232
Priority Healthare Corp. Common Stock 74264T201 2 84
Phone Com Inc Common Stock 71920Q100 609 4,020
Pittsburgh Home Financial Cr Common Stock 725149108 12 1,000
Koninklijke Philips Electronics NV A ADR 500472204 15,786 156,299
Planet Hollywood International, Inc. Common Stock 727025108 0 500
Pulte Corp. Common Stock 745867101 13 620
PHP Healthcare Corp. Common Stock 693344103 0 1,000
Pacificare Health Sys Cl A Common Stock 695112102 3 64
Managed High Yield Fund Common Stock 56166E101 14 1,334
Photon Dynamics Inc Common Stock 719364101 11 500
Philip Services Corp. Common Stock 71819M103 24 142,031
Phoenix Information Sys Corp Common Stock 719077109 0 1,000
Phycor Inc. Common Stock 71940F100 83 19,060
Piccadilly Cafeterias Inc. Common Stock 719567109 10 1,512
Insured Municipal Income Fund Common Stock 45809F104 172 13,665
Polaris Industries Inc. Common Stock 731068102 457 13,195
Proxymed Pharmacy Inc Common Stock 744290107 19 1,500
Pilot Network Services Inc Common Stock 721596104 9 1,000
Putnam Master Intermediate Common Stock 746909100 570 88,535
AMF Bowling Inc. Common Stock 03113V109 29 6,939
***Pioneer Corporation ADS ADR 723646105 20 1,200
Pioneer Standard Common Stock 723877106 170 11,800
Pier 1 Imports Inc. Common Stock 720279108 49 7,230
Pirelli SPA - Unsponsored ADR ADR 724258207 8 3,400
PIXAR Inc. Common Stock 725811103 53 1,400
Central Parking Corporation Common Stock 154785109 226 7,715
Parker Drilling Co Common Stock 701081101 15 3,400
Pilkington Plc-Ord 50p Foreign Stock G70956118 12 7,250
Park Meridian Bk Charlotte Inc Common Stock 700579105 9 600
Premier Parks Inc Common Stock 740540208 25 876
Pohang Iron & Steel Co, Ltd ADS ADR 730450103 46 1,475
Protective Life Corp. Common Stock 743674103 62 2,125
Playboy Enterprise Inc. Common Stock 728117300 5 200
Open Plan Systems Inc. Common Stock 683709109 32 13,460
Players International Incorporated Common Stock 727903106 15 2,000
PLC Systems Inc. Common Stock 69341D104 17 5,300
Polycom Inc Common Stock 73172K104 149 3,120
Prologis Trust Common Stock 743410102 305 16,142
Prologis Trust Pfd Sh Ben Int Ser A PFD QTR 30/360 743410201 61 2,550
Prologis Trust PFD SH BEN INT SER E PFD QTR 30/360 743410607 38 1,700
Pinnacle Bancshares Inc Common Stock 722903101 2 200
<CAPTION>
Item 6:
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared as (c) Shared Other Voting Authority (Shares)
(a) Sole Def Other Managers (a) Sole (b) Shared (c) None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
Stillwater Mining Co x 0 1,800 0
Progenics Pharmaceutals Inc. x 0 500 0
Petroleum Geo Services A/S SPONS ADR x 0 4,295 0
Pgs Trust I x 0 2,315 0
Progressive Corp. x 0 750 0
Public Service Co of North x 0 10,683 0
Pegasus Communications Corp. - Cl A x 0 400 0
Pegasus Gold, Inc. x 0 700 0
Parker Hannifin Corp. x 0 21,754 0
Pioneer Hi Bred x 0 500 0
Peoples Heritage Financial Group Inc x 0 60,910 0
Priority Healthcare Corp- B x 0 232 0
Priority Healthare Corp. x 0 84 0
Phone Com Inc x 0 4,020 0
Pittsburgh Home Financial Cr x 0 1,000 0
Koninklijke Philips Electronics NV A x 0 156,299 0
Planet Hollywood International, Inc. x 0 500 0
Pulte Corp. x 0 620 0
PHP Healthcare Corp. x 0 1,000 0
Pacificare Health Sys Cl A x 0 64 0
Managed High Yield Fund x 0 1,334 0
Photon Dynamics Inc x 0 500 0
Philip Services Corp. x 0 142,031 0
Phoenix Information Sys Corp x 0 1,000 0
Phycor Inc. x 0 19,060 0
Piccadilly Cafeterias Inc. x 0 1,512 0
Insured Municipal Income Fund x 0 13,665 0
Polaris Industries Inc. x 0 13,195 0
Proxymed Pharmacy Inc x 0 1,500 0
Pilot Network Services Inc x 0 1,000 0
Putnam Master Intermediate x 0 88,535 0
AMF Bowling Inc. x 0 6,939 0
***Pioneer Corporation ADS x 0 1,200 0
Pioneer Standard x 0 11,800 0
Pier 1 Imports Inc. x 0 7,230 0
Pirelli SPA - Unsponsored ADR x 0 3,400 0
PIXAR Inc. x 0 1,400 0
Central Parking Corporation x 0 7,715 0
Parker Drilling Co x 0 3,400 0
Pilkington Plc-Ord 50p x 0 7,250 0
Park Meridian Bk Charlotte Inc x 0 600 0
Premier Parks Inc x 0 876 0
Pohang Iron & Steel Co, Ltd ADS x 0 1,475 0
Protective Life Corp. x 0 2,125 0
Playboy Enterprise Inc. x 0 200 0
Open Plan Systems Inc. x 0 13,460 0
Players International Incorporated x 0 2,000 0
PLC Systems Inc. x 0 5,300 0
Polycom Inc x 0 3,120 0
Prologis Trust x 0 16,142 0
Prologis Trust Pfd Sh Ben Int Ser A x 0 2,550 0
Prologis Trust PFD SH BEN INT SER E x 0 1,700 0
Pinnacle Bancshares Inc x 0 200 0
<PAGE>
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
Pulaski Furniture Corp Common Stock 745553107 15 1,000
Presidential Life Corp NY Common Stock 740884101 17 1,000
Pall Corp. Common Stock 696429307 1,346 58,051
Parallel Petroleum Corp Common Stock 699157103 10 5,000
Phosphate Resource Partners LP LTD Part P4 719217101 11 1,100
Premier Laser System Inc CL A Common Stock 740522107 2 700
Plantronics Inc Common Stock 727493108 20 400
Pliva D.D.- GDR Reg S ADR 72917Q202 1 72
Polymedica Industries Common Stock 731738100 76 3,258
PMI Group Inc. Common Stock 69344M101 85 2,081
Piedmont Bank-Statesville N.C. Common Stock 720122100 19 1,100
PMC Capital Inc. Common Stock 693430100 5 600
PMC-Sierra Inc Common Stock 69344F106 403 4,357
Penton Media Inc. Common Stock 709668107 120 7,412
Putnam Investment Grade Common Stock 746806108 30 2,704
Putnam Tax-Free Health Care Common Stock 746920107 53 4,050
Prime Bank-Orange Conn Common Stock 741915102 0 5,000
Premark International Common Stock 740459102 468 9,274
Primark Corp. Common Stock 741903108 47 1,665
Pml Inc Common Stock 693448102 0 125
Putnam Municipal Opportunities Common Stock 746922103 13 1,000
Phar-Mor Inc Common Stock 717113203 131 27,514
Policy Management Systems Common Stock 731108106 1,667 52,720
Parametric Technology Corp. Common Stock 699173100 342 25,370
Palomar Med Technologies Inc Com New Common Stock 697529303 1 285
P N C Bank Corp. Common Stock 693475105 9,771 185,451
PNC Bank Corp Preferred Stock 693475501 29 334
Pinnacle Micro Inc Common Stock 723469102 0 8,000
Ponder Industries Inc Common Stock 732378203 0 400
Pennaco Energy Inc Common Stock 708046107 96 7,900
Pro Net Link Corp Common Stock 74266F100 73 28,300
Pentair Inc. Common Stock 709631105 37 915
Pennsylvania Enterprises Inc. Common Stock 708720107 5 150
Pharmacia & UpJohn Inc. Common Stock 716941109 4,326 87,168
Pinnacle West Cap Corp Common Stock 723484101 166 4,560
Piedmont Natural Gas Co Common Stock 720186105 285 9,404
Patina Oil & Gas Corp Common Stock 703224105 226 25,500
Potomac Electric Power Co Common Stock 737679100 879 34,542
SCP Pool Corp Common Stock 784028102 50 2,120
Pope & Talbot Inc. Common Stock 732827100 11 855
Catalina Marketing Corp. Common Stock 148867104 141 1,660
Pop Shoppes Intl Inc. Common Stock 732818109 0 1,000
Point of Sale Ltd Common Stock M7945W108 11 1,000
Potash Corp. of Saskatchewan Foreign Stock 73755L107 136 2,628
Printonthenet.com Inc Common Stock 74257M106 0 6
Provant Inc Common Stock 743724106 10 600
Power Integrations Inc. Common Stock 739276103 124 1,795
Powell Industries Inc Common Stock 739128106 4 500
Prentiss Properties Trust Common Stock 740706106 32 1,425
Pinnacle Bankshares Corp. Common Stock 72345E102 28 822
Pressure Piping Components, Inc. Common Stock 741114102 0 100
Pre Paid Legal Services Inc. Common Stock 740065107 16 400
Pharmaceutical Product Development Common Stock 717124101 79 5,800
<CAPTION>
Item 6:
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared as (c) Shared Other Voting Authority (Shares)
(a) Sole Def Other Managers (a) Sole (b) Shared (c) None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
Pulaski Furniture Corp x 0 1,000 0
Presidential Life Corp NY x 0 1,000 0
Pall Corp. x 0 58,051 0
Parallel Petroleum Corp x 0 5,000 0
Phosphate Resource Partners LP x 0 1,100 0
Premier Laser System Inc CL A x 0 700 0
Plantronics Inc x 0 400 0
Pliva D.D.- GDR Reg S x 0 72 0
Polymedica Industries x 0 3,258 0
PMI Group Inc. x 0 2,081 0
Piedmont Bank-Statesville N.C. x 0 1,100 0
PMC Capital Inc. x 0 600 0
PMC-Sierra Inc x 0 4,357 0
Penton Media Inc. x 0 7,412 0
Putnam Investment Grade x 0 2,704 0
Putnam Tax-Free Health Care x 0 4,050 0
Prime Bank-Orange Conn x 0 5,000 0
Premark International x 0 9,274 0
Primark Corp. x 0 1,665 0
Pml Inc x 0 125 0
Putnam Municipal Opportunities x 0 1,000 0
Phar-Mor Inc x 0 27,514 0
Policy Management Systems x 0 52,720 0
Parametric Technology Corp. x 0 25,370 0
Palomar Med Technologies Inc Com New x 0 285 0
P N C Bank Corp. x 0 185,451 0
PNC Bank Corp x 0 334 0
Pinnacle Micro Inc x 0 8,000 0
Ponder Industries Inc x 0 400 0
Pennaco Energy Inc x 0 7,900 0
Pro Net Link Corp x 0 28,300 0
Pentair Inc. x 0 915 0
Pennsylvania Enterprises Inc. x 0 150 0
Pharmacia & UpJohn Inc. x 0 87,168 0
Pinnacle West Cap Corp x 0 4,560 0
Piedmont Natural Gas Co x 0 9,404 0
Patina Oil & Gas Corp x 0 25,500 0
Potomac Electric Power Co x 0 34,542 0
SCP Pool Corp x 0 2,120 0
Pope & Talbot Inc. x 0 855 0
Catalina Marketing Corp. x 0 1,660 0
Pop Shoppes Intl Inc. x 0 1,000 0
Point of Sale Ltd x 0 1,000 0
Potash Corp. of Saskatchewan x 0 2,628 0
Printonthenet.com Inc x 0 6 0
Provant Inc x 0 600 0
Power Integrations Inc. x 0 1,795 0
Powell Industries Inc x 0 500 0
Prentiss Properties Trust x 0 1,425 0
Pinnacle Bankshares Corp. x 0 822 0
Pressure Piping Components, Inc. x 0 100 0
Pre Paid Legal Services Inc. x 0 400 0
Pharmaceutical Product Development x 0 5,800 0
<PAGE>
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
Park Place Entertainment Corp. Common Stock 700690100 1,191 95,314
John Hancock Patriot Preferred Common Stock 41013J107 167 15,000
PPG Industries, Inc. Common Stock 693506107 1,784 29,730
P P & L Resources, Inc. Common Stock 693499105 540 19,965
PP&L Inc Preferred Ser B 4.50% PFD QTR 30/360 69349X409 37 575
PP&L Capt Trust 8.2% Trust Preferred Stock 693497208 84 3,500
PP&L Capital Trust II 8.1% TOPRS Due PFD QTR 30/360 693498206 10 400
Peapod Inc Common Stock 704718105 15 1,500
Pogo Producing Common Stock 730448107 3 125
Pilgrim America Prime Rate Tr Common Stock 72146W103 105 11,100
Purchasepro Com Common Stock 746144104 24 700
Post Properties Inc. Common Stock 737464107 112 2,854
Pacificorp Common Stock 695114108 575 28,582
Pacificorp Capt I 8.25% Cum PFD QTR 30/360 695115204 77 3,200
Pennsylvania Power Co. 4.24% Pfd PFD QTR 30/360 709068100 18 300
Petroquest Energy Inc. Common Stock 716748108 34 20,000
Prestige Bancorp Inc. Common Stock 741115109 36 3,018
Probusiness Services Inc Common Stock 742674104 17 650
Polaroid Corp. Common Stock 731095105 444 17,070
Partnerre LTD Common Stock G6852T105 92 2,653
Partnerre LTD 8.00% Cum PFD Ser A PFD QTR 30/360 G6852T113 9 400
Price Enterprises Inc Common Stock 741444202 0 1
Price Enterprises Inc PFD QTR 30/360 741444301 8 500
Perfumania Inc Common Stock 713766103 2 500
Peregrine Systems Inc Common Stock 71366Q101 85 2,085
Progress Software Corp Common Stock 743312100 14 450
Profit Recovery Group International Common Stock 743168106 60 1,350
Prodigy Communications Corp. Common Stock 74283P107 154 8,675
Promus Hotel Corp. (Holding Co) Common Stock 74342P106 44 1,362
PRI Automation Inc. Common Stock 69357H106 11 300
Primedia Inc Common Stock 74157K101 31 2,238
Premisys Communications Inc. Common Stock 740584107 4 490
Primex Technologies Inc Common Stock 741597108 2 80
Primedia Inc PFD QTR 30/360 74157K606 3 30
Provident Financial Holdings Common Stock 743868101 12 700
Pioneer Railcorp Common Stock 723839106 2 1,000
Portal Software Inc Common Stock 736126103 60 1,560
Presstek Inc. Common Stock 741113104 25 3,500
Prime Retail Inc. Common Stock 741570105 525 71,244
Prime Retail Inc. 8.50% Ser B PFD Co PreferdStk Conv 741570303 454 32,570
Profile Technologies Common Stock 743164105 14 1,700
Primus Telecommunications Group Inc. Common Stock 741929103 209 9,933
Pittway Corp. Class A Common Stock 725790208 116 3,685
Public Storage Inc. Common Stock 74460D109 510 20,263
Public Storage Inc. 10% Ser A Preferred Stock 74460D208 18 700
Public Storage Inc PFD QTR 30/360 74460D307 3 100
Public Storage Inc. 10% Ser E Preferred Stock 74460D703 47 1,800
Public Storage Inc. 8.875% Preferred Stock 74460D885 174 7,488
Public Storage Inc. 8.45% Preferred Stock 74460D869 53 2,400
Public Storage Inc PFD QTR 30/360 74460D760 11 475
Philadelphia Suburban Common Stock 718009608 419 17,778
PSC Inc. Common Stock 69361E107 298 37,275
Puget Sound Power & Light Common Stock 745332106 63 2,801
<CAPTION>
Item 6:
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared as (c) Shared Other Voting Authority (Shares)
(a) Sole Def Other Managers (a) Sole (b) Shared (c) None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
Park Place Entertainment Corp. x 0 95,314 0
John Hancock Patriot Preferred x 0 15,000 0
PPG Industries, Inc. x 0 29,730 0
P P & L Resources, Inc. x 0 19,965 0
PP&L Inc Preferred Ser B 4.50% x 0 575 0
PP&L Capt Trust 8.2% Trust x 0 3,500 0
PP&L Capital Trust II 8.1% TOPRS Due x 0 400 0
Peapod Inc x 0 1,500 0
Pogo Producing x 0 125 0
Pilgrim America Prime Rate Tr x 0 11,100 0
Purchasepro Com x 0 700 0
Post Properties Inc. x 0 2,854 0
Pacificorp x 0 28,582 0
Pacificorp Capt I 8.25% Cum x 0 3,200 0
Pennsylvania Power Co. 4.24% Pfd x 0 300 0
Petroquest Energy Inc. x 0 20,000 0
Prestige Bancorp Inc. x 0 3,018 0
Probusiness Services Inc x 0 650 0
Polaroid Corp. x 0 17,070 0
Partnerre LTD x 0 2,653 0
Partnerre LTD 8.00% Cum PFD Ser A x 0 400 0
Price Enterprises Inc x 0 1 0
Price Enterprises Inc x 0 500 0
Perfumania Inc x 0 500 0
Peregrine Systems Inc x 0 2,085 0
Progress Software Corp x 0 450 0
Profit Recovery Group International x 0 1,350 0
Prodigy Communications Corp. x 0 8,675 0
Promus Hotel Corp. (Holding Co) x 0 1,362 0
PRI Automation Inc. x 0 300 0
Primedia Inc x 0 2,238 0
Premisys Communications Inc. x 0 490 0
Primex Technologies Inc x 0 80 0
Primedia Inc x 0 30 0
Provident Financial Holdings x 0 700 0
Pioneer Railcorp x 0 1,000 0
Portal Software Inc x 0 1,560 0
Presstek Inc. x 0 3,500 0
Prime Retail Inc. x 0 71,244 0
Prime Retail Inc. 8.50% Ser B PFD Co x 0 32,570 0
Profile Technologies x 0 1,700 0
Primus Telecommunications Group Inc. x 0 9,933 0
Pittway Corp. Class A x 0 3,685 0
Public Storage Inc. x 0 20,263 0
Public Storage Inc. 10% Ser A x 0 700 0
Public Storage Inc x 0 100 0
Public Storage Inc. 10% Ser E x 0 1,800 0
Public Storage Inc. 8.875% x 0 7,488 0
Public Storage Inc. 8.45% x 0 2,400 0
Public Storage Inc x 0 475 0
Philadelphia Suburban x 0 17,778 0
PSC Inc. x 0 37,275 0
Puget Sound Power & Light x 0 2,801 0
<PAGE>
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
Pericom Semiconductor Corp. Common Stock 713831105 10 700
PeopleSoft Inc. Common Stock 712713106 532 31,437
PS Group Holdings Inc. Common Stock 693622102 6 600
Porta Systems Incorporated Common Stock 735647307 1 941
Porta Systems Corp. Common Stock 735647307 3 859
PSINet Inc. Common Stock 74437C101 1,928 53,613
Psinet Inc Convertible Pfd Preferred Stock 74437C309 129 3,200
Penn Star Oil Corp. Common Stock 707630109 0 17
PSCO Cap Tr I-7.6% GTD PFD PFD QTR 30/360 69360R208 23 1,000
Primesource Corp. Common Stock 741593107 6 1,000
Payless Shoesource Inc. Common Stock 704379106 26 520
Physician Sales & Service Inc. Common Stock 69366A100 17 1,860
Per-Se Technologies Common Stock 713569200 107 31,100
Petrie Stores Liquidation Common Stock 716437108 0 100
Portugal Telecom S A ADR ADR 737273102 8 200
Premiere Technologies Inc. Common Stock 74058F102 113 19,050
Powertel Inc Common Stock 73936C109 230 4,185
Performance Technologies Inc. Common Stock 71376K102 51 2,250
Putnam Managed High Yield Common Stock 746819101 140 11,550
Printronix Inc Common Stock 742578107 8 450
Pacific Trading Post.Com Common Stock 695013102 0 40
Preview Travel Inc. Common Stock 74137R101 16 1,000
Pillowtex Corp. Common Stock 721501104 4 500
Public Service New Hampshire Preferred Stock 744482837 8 305
Penn Virginia Corp. Common Stock 707882106 434 20,915
Princeton Video Image Inc. Common Stock 742476104 7 1,500
Providian Financial Corp. Common Stock 74406A102 1,014 12,805
Parkvale Financial Corp. Common Stock 701492100 446 23,472
Providence Energy Corp Common Stock 743743106 138 4,980
Pittsburgh & West Virginia RR Common Stock 724819107 0 50
Powerwave Technologies Inc. Common Stock 739363109 99 2,060
Presidential Airways Common Stock 740861109 1 5,200
PWG Capital Trust II 8.08% Pfd Preferred Stock 69366F208 80 3,300
Powergen PLC-Sponsored ADR Final ADR 738905405 329 7,905
Paine Webber Group Inc. Common Stock 695629105 370 10,198
PWG Capital Trust I Cum Trust PFDMthly 30/360 69366E201 164 6,700
Cash America International, Inc. Common Stock 14754D100 524 55,500
Quanta Svcs Inc Common Stock 74762E102 925 31,550
Power Technology Inc Common Stock 73931C104 2 5,000
Praxair Inc. Common Stock 74005P104 204 4,437
Proxicom Inc Common Stock 744282104 47 800
Pioneer Natural Resources Co Common Stock 723787107 12 1,100
Pechiney - Sponsered ADR ADR 705151207 198 7,205
Putnam High Yield Muni Trust Common Stock 746781103 54 6,800
Playtex Products Inc. Common Stock 72813P100 1,002 67,933
Pittston Brink's Group Common Stock 725701106 61 2,611
Pennzoil-Quaker State Co. Common Stock 709323109 257 20,351
Pittston Minerals Group Common Stock 725701205 0 250
Prison Realty Corp Common Stock 74264N105 1,398 130,068
Prison Realty Corp 8% Cum PFD Sr A PFD QTR 30/360 74264N204 184 12,500
Pittston Burlington Group Common Stock 725701882 132 16,310
Papa Johns International Inc. Common Stock 698813102 2 50
Angeles Income Properties LTD LTD Part P0 03464D302 0 10
<CAPTION>
Item 6:
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared as (c) Shared Other Voting Authority (Shares)
(a) Sole Def Other Managers (a) Sole (b) Shared (c) None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
Pericom Semiconductor Corp. x 0 700 0
PeopleSoft Inc. x 0 31,437 0
PS Group Holdings Inc. x 0 600 0
Porta Systems Incorporated x 0 941 0
Porta Systems Corp. x 0 859 0
PSINet Inc. x 0 53,613 0
Psinet Inc Convertible Pfd x 0 3,200 0
Penn Star Oil Corp. x 0 17 0
PSCO Cap Tr I-7.6% GTD PFD x 0 1,000 0
Primesource Corp. x 0 1,000 0
Payless Shoesource Inc. x 0 520 0
Physician Sales & Service Inc. x 0 1,860 0
Per-Se Technologies x 0 31,100 0
Petrie Stores Liquidation x 0 100 0
Portugal Telecom S A ADR x 0 200 0
Premiere Technologies Inc. x 0 19,050 0
Powertel Inc x 0 4,185 0
Performance Technologies Inc. x 0 2,250 0
Putnam Managed High Yield x 0 11,550 0
Printronix Inc x 0 450 0
Pacific Trading Post.Com x 0 40 0
Preview Travel Inc. x 0 1,000 0
Pillowtex Corp. x 0 500 0
Public Service New Hampshire x 0 305 0
Penn Virginia Corp. x 0 20,915 0
Princeton Video Image Inc. x 0 1,500 0
Providian Financial Corp. x 0 12,805 0
Parkvale Financial Corp. x 0 23,472 0
Providence Energy Corp x 0 4,980 0
Pittsburgh & West Virginia RR x 0 50 0
Powerwave Technologies Inc. x 0 2,060 0
Presidential Airways x 0 5,200 0
PWG Capital Trust II 8.08% Pfd x 0 3,300 0
Powergen PLC-Sponsored ADR Final x 0 7,905 0
Paine Webber Group Inc. x 0 10,198 0
PWG Capital Trust I Cum Trust x 0 6,700 0
Cash America International, Inc. x 0 55,500 0
Quanta Svcs Inc x 0 31,550 0
Power Technology Inc x 0 5,000 0
Praxair Inc. x 0 4,437 0
Proxicom Inc x 0 800 0
Pioneer Natural Resources Co x 0 1,100 0
Pechiney - Sponsered ADR x 0 7,205 0
Putnam High Yield Muni Trust x 0 6,800 0
Playtex Products Inc. x 0 67,933 0
Pittston Brink's Group x 0 2,611 0
Pennzoil-Quaker State Co. x 0 20,351 0
Pittston Minerals Group x 0 250 0
Prison Realty Corp x 0 130,068 0
Prison Realty Corp 8% Cum PFD Sr A x 0 12,500 0
Pittston Burlington Group x 0 16,310 0
Papa Johns International Inc. x 0 50 0
Angeles Income Properties LTD x 0 10 0
<PAGE>
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
Balcor Equity Pension Ins LP LTD Part P4 057672107 0 16
Quebecor Inc. Cl A Mult - Vtg Conv Common Stock 748193109 24 1,000
Berwick Manufacturing Inc. Common Stock 08615N109 0 400
Balcor Pension Investors L P Unit LT LTD Part P0 057677403 0 16
Balcor Pension Investors L P LTD Part P0 057677601 0 132
Clairborne Bank & Trust Common Stock 8S03003 0 2,300
Qualcomm Finl Tr I PFD QTR 30/360 74752R402 53 200
Qualcomm Inc. Common Stock 747525103 2,686 14,197
Carolina Investment Partners LTD Part P0 144011103 0 18
Quidel Corp Common Stock 74838J101 7 1,500
UDS Captl I (Ultramar Diamond PFD QTR 30/360 902655208 19 884
Banca Quadrum SA ADR ADR 05944R108 12 9,700
Quadrax Corp. New Common Stock 746905405 0 600
Dean Witter Realty Yield PLS II LTD LTD Part P0 24241L201 0 20
Quest Education Corporation Common Stock 74835F102 117 14,900
Environmental Digital Svcs Inc. Common Stock 29405L103 0 25
Qiagen N.V. Foreign Stock N72482107 21 500
Quigley Corp. New Common Stock 74838L304 1 300
Quorum Health Group Common Stock 749084109 127 18,025
Investors U S Gold Common Stock H693020 7 23
QLogic Corp. Common Stock 747277101 217 3,110
QLT Phototherapeutics Inc. Common Stock 746927102 107 1,400
L.W. Packard & Co Inc. Common Stock 8S02186 0 10
QMax Tech Group Common Stock 74726E107 0 3,500
Potential Investments Inc. Common Stock 737581108 0 100
Public Storage Inc. 8.00% Dep Shs Ea PFD QTR 30/360 74460D828 29 1,300
Nasdaq 100 Shares Common Stock 631100104 2,000 16,639
River Oaks Hospital Inc. Common Stock 8S04230 0 280
QRS Corp Common Stock 74726X105 11 175
***BSCH Finance 8.125% Preferred Stock G16547161 25 1,000
QSound Lab Inc. Common Stock 74728C109 4 1,500
Southern COS CAP TR II 7.75% PFD QTR 30/360 84258T208 17 700
Queen Sand Res Inc Common Stock 747927101 4 8,000
Taubman Centers Inc. 8.3% Perp Pfd PFD QTR 30/360 876664202 10 500
Quintiles Transitional Corp. Common Stock 748767100 7,735 406,447
Quadrex Corp. Common Stock 747309102 0 100
Quill Industries Inc Common Stock 748383106 0 2,000
Quixote Corp Common Stock 749056107 20 1,300
Quiznos Corp Common Stock 749058103 3 443
U S Biomaterials Corp. Preferred Stock 8S00429 0 10,000
Qwest Communications Intl Inc Common Stock 749121109 4,798 162,314
Ryder System Inc. Common Stock 783549108 54 2,650
Rio Algom Ltd 9.375% Pfd Secs Due PFD QTR 30/360 766889877 8 400
Royal&Sun Alliance Ord 27.5 Common Stock R002169 513 65,163
Real Goods Trading Corp. Common Stock 756012100 1 200
Reckson Associates Realty Corp. Common Stock 75621K106 190 9,130
Reckson Assocs Realty Corp. Cl B Common Stock 75621K304 76 3,486
Rite Aid Corp. Common Stock 767754104 2,238 161,999
Ralcorp Holdings Inc. Common Stock 751028101 16 900
Railamerica Inc. Common Stock 750753105 10 1,000
Rainforest Cafe Inc. Common Stock 75086K104 4 800
Ralston-Ralston Purina Group Common Stock 751277302 312 11,201
Ramp Networks Inc Common Stock 751567108 22 1,000
<CAPTION>
Item 6:
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared as (c) Shared Other Voting Authority (Shares)
(a) Sole Def Other Managers (a) Sole (b) Shared (c) None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
Balcor Equity Pension Ins LP x 0 16 0
Quebecor Inc. Cl A Mult - Vtg Conv x 0 1,000 0
Berwick Manufacturing Inc. x 0 400 0
Balcor Pension Investors L P Unit LT x 0 16 0
Balcor Pension Investors L P x 0 132 0
Clairborne Bank & Trust x 0 2,300 0
Qualcomm Finl Tr I x 0 200 0
Qualcomm Inc. x 0 14,197 0
Carolina Investment Partners x 0 18 0
Quidel Corp x 0 1,500 0
UDS Captl I (Ultramar Diamond x 0 884 0
Banca Quadrum SA ADR x 0 9,700 0
Quadrax Corp. New x 0 600 0
Dean Witter Realty Yield PLS II LTD x 0 20 0
Quest Education Corporation x 0 14,900 0
Environmental Digital Svcs Inc. x 0 25 0
Qiagen N.V. x 0 500 0
Quigley Corp. New x 0 300 0
Quorum Health Group x 0 18,025 0
Investors U S Gold x 0 23 0
QLogic Corp. x 0 3,110 0
QLT Phototherapeutics Inc. x 0 1,400 0
L.W. Packard & Co Inc. x 0 10 0
QMax Tech Group x 0 3,500 0
Potential Investments Inc. x 0 100 0
Public Storage Inc. 8.00% Dep Shs Ea x 0 1,300 0
Nasdaq 100 Shares x 0 16,639 0
River Oaks Hospital Inc. x 0 280 0
QRS Corp x 0 175 0
***BSCH Finance 8.125% x 0 1,000 0
QSound Lab Inc. x 0 1,500 0
Southern COS CAP TR II 7.75% x 0 700 0
Queen Sand Res Inc x 0 8,000 0
Taubman Centers Inc. 8.3% Perp Pfd x 0 500 0
Quintiles Transitional Corp. x 0 406,447 0
Quadrex Corp. x 0 100 0
Quill Industries Inc x 0 2,000 0
Quixote Corp x 0 1,300 0
Quiznos Corp x 0 443 0
U S Biomaterials Corp. x 0 10,000 0
Qwest Communications Intl Inc x 0 162,314 0
Ryder System Inc. x 0 2,650 0
Rio Algom Ltd 9.375% Pfd Secs Due x 0 400 0
Royal&Sun Alliance Ord 27.5 x 0 65,163 0
Real Goods Trading Corp. x 0 200 0
Reckson Associates Realty Corp. x 0 9,130 0
Reckson Assocs Realty Corp. Cl B x 0 3,486 0
Rite Aid Corp. x 0 161,999 0
Ralcorp Holdings Inc. x 0 900 0
Railamerica Inc. x 0 1,000 0
Rainforest Cafe Inc. x 0 800 0
Ralston-Ralston Purina Group x 0 11,201 0
Ramp Networks Inc x 0 1,000 0
<PAGE>
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
Rank Group PLC ADR ADR 753037100 0 20
Rational Software Corp. Com New Common Stock 75409P202 113 3,863
Rankin Automotive Group Inc Common Stock 753050103 78 25,807
Sunglass Hut International Incorpora Common Stock 86736F106 3 300
Razorfish Inc Common Stock 755236106 13 300
Ritchie Bros Auctioneers Common Stock 767744105 111 2,910
Regal - Beloit Corp. Common Stock 758750103 177 8,510
Rbid Com Common Stock 749283107 2 500
Reebok International Ltd Common Stock 758110100 293 27,455
Robbins & Myers Inc Common Stock 770196103 15 950
Republic Bancorp Inc. Common Stock 760282103 81 6,990
Royal Bk Scotland Group Plc ADR 780097879 4 200
Royal Bank of Scotland Grp PLC PFD QTR 30/360 780097309 18 700
The Royal Bank of Scotland PFD QTR 30/360 780097408 45 1,785
Royal Bank of Scotland Group PFD QTR 30/360 780097804 34 1,400
The Royal Bank of Scotland Grp Plc P PFD QTR 30/360 780097507 98 4,020
Royal Bank Of Scotland GRP PLC PFD QTR 30/360 780097887 79 3,600
Richmond County Financial Corp Common Stock 764556106 13 700
Renal Care Group Inc. Common Stock 759930100 16 725
Risk Capital Holdings Inc. Common Stock 767711104 10 625
Rent A Ctr Inc New Common Stock 76009N100 64 3,425
Royal Carribean Cruise Ltd Common Stock V7780T103 195 4,340
Reclaim Inc. Foreign Stock 756215208 0 203
RCM Technologies Inc. Common Stock 749360400 229 21,300
RCN Corp. Common Stock 749361101 113 2,750
RCM Stregic Global Government Fund Common Stock 74936A101 30 3,375
Royal Dutch Petroleum Co ADR ADR 780257804 7,945 134,523
The Reader's Digest Association Inc. Common Stock 755267101 174 5,955
The Readers Digest Association Common Stock 755267200 158 6,000
Rowan Companies Inc. Common Stock 779382100 328 20,205
Ruddick Corp. Common Stock 781258108 37 2,300
Radian Group Inc. Common Stock 750236101 415 9,662
Redox Technology Corp. Common Stock 757722103 19 35,500
Radva Corp. Common Stock 750610107 0 250
Everest Reinsurance Holdings Inc. Common Stock 299808105 138 5,800
Reliability Inc. Common Stock 759903107 8 2,300
Recycling Industries Inc Common Stock 756285102 0 15,000
Regency Realty Corporation Common Stock 758939102 19 900
Renaissance Worldwide Inc Common Stock 75968A109 8 2,000
Regeneron Pharmaceuticals Inc. Common Stock 75886F107 4 500
Reliant Energy Inc Common Stock 75952J108 381 14,068
Rei Trust I PFD QTR 30/360 749490207 6 300
Reckitt & Colman PLC-ORD Common Stock G7423K110 156 12,560
Reliance Group Holdings Inc. Common Stock 759464100 158 35,551
Repsol S.A. ADR ADR 76026T205 229 11,485
Repsol Intl Cap Ltd 7.45 Preferred Stock G7513K103 32 1,400
RBI Capital Trust I 9.1% Cum Trust P PFD QTR 30/360 749257200 42 4,400
Reed Systems Inc. Common Stock 757901301 0 120
Resmed Inc. Common Stock 761152107 7 200
Respironics, Inc. Common Stock 761230101 2 300
Revlon Inc. Common Stock 761525500 16 900
Resource America Inc Cl A Common Stock 761195205 37 5,000
Rexam PLC Spon ADR ADR 761655307 5 1,094
<CAPTION>
Item 6:
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared as (c) Shared Other Voting Authority (Shares)
(a) Sole Def Other Managers (a) Sole (b) Shared (c) None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
Rank Group PLC ADR x 0 20 0
Rational Software Corp. Com New x 0 3,863 0
Rankin Automotive Group Inc x 0 25,807 0
Sunglass Hut International Incorpora x 0 300 0
Razorfish Inc x 0 300 0
Ritchie Bros Auctioneers x 0 2,910 0
Regal - Beloit Corp. x 0 8,510 0
Rbid Com x 0 500 0
Reebok International Ltd x 0 27,455 0
Robbins & Myers Inc x 0 950 0
Republic Bancorp Inc. x 0 6,990 0
Royal Bk Scotland Group Plc x 0 200 0
Royal Bank of Scotland Grp PLC x 0 700 0
The Royal Bank of Scotland x 0 1,785 0
Royal Bank of Scotland Group x 0 1,400 0
The Royal Bank of Scotland Grp Plc P x 0 4,020 0
Royal Bank Of Scotland GRP PLC x 0 3,600 0
Richmond County Financial Corp x 0 700 0
Renal Care Group Inc. x 0 725 0
Risk Capital Holdings Inc. x 0 625 0
Rent A Ctr Inc New x 0 3,425 0
Royal Carribean Cruise Ltd x 0 4,340 0
Reclaim Inc. x 0 203 0
RCM Technologies Inc. x 0 21,300 0
RCN Corp. x 0 2,750 0
RCM Stregic Global Government Fund x 0 3,375 0
Royal Dutch Petroleum Co ADR x 0 134,523 0
The Reader's Digest Association Inc. x 0 5,955 0
The Readers Digest Association x 0 6,000 0
Rowan Companies Inc. x 0 20,205 0
Ruddick Corp. x 0 2,300 0
Radian Group Inc. x 0 9,662 0
Redox Technology Corp. x 0 35,500 0
Radva Corp. x 0 250 0
Everest Reinsurance Holdings Inc. x 0 5,800 0
Reliability Inc. x 0 2,300 0
Recycling Industries Inc x 0 15,000 0
Regency Realty Corporation x 0 900 0
Renaissance Worldwide Inc x 0 2,000 0
Regeneron Pharmaceuticals Inc. x 0 500 0
Reliant Energy Inc x 0 14,068 0
Rei Trust I x 0 300 0
Reckitt & Colman PLC-ORD x 0 12,560 0
Reliance Group Holdings Inc. x 0 35,551 0
Repsol S.A. ADR x 0 11,485 0
Repsol Intl Cap Ltd 7.45 x 0 1,400 0
RBI Capital Trust I 9.1% Cum Trust P x 0 4,400 0
Reed Systems Inc. x 0 120 0
Resmed Inc. x 0 200 0
Respironics, Inc. x 0 300 0
Revlon Inc. x 0 900 0
Resource America Inc Cl A x 0 5,000 0
Rexam PLC Spon ADR x 0 1,094 0
<PAGE>
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
Reynolds & Reynolds Co CL A Common Stock 761695105 199 9,770
RF Micro Divices Inc. Common Stock 749941100 352 7,695
RFS Hotel Investors Inc. Common Stock 74955J108 7 600
Rogers Communication CL-B Non-vtg Common Stock 775109200 920 54,720
Barry R G Corp. Ohio Common Stock 068798107 159 25,950
Regions Financial Corp. Common Stock 758940100 441 14,715
Republic Group Inc Common Stock 760473108 4 300
Repligen Corp Common Stock 759916109 3 1,000
Regis Corp. Common Stock 758932107 60 3,105
Ranger Oil, Ltd Common Stock 752805101 9 2,100
Sturm Ruger & Co Common Stock 864159108 214 23,740
RGS Energy Group Inc Common Stock 74956K104 2 100
Rhodia Sponsored Adr ADR 762397107 4 200
Red Hat Inc Common Stock 756577102 168 1,748
R.H. Donnelly Corp. Common Stock 74955W307 16 866
Robert Half Intl Inc. Common Stock 770323103 66 2,741
Ruby Tuesday Inc. Common Stock 781182100 6 300
RIBI Immunochem Common Stock 762553105 18 8,000
Ricoh Co Ltd Spons ADR ADR 765658307 15 170
Ride Snowboard Co Common Stock 765689104 0 400
Ridgeview Inc. Common Stock 765905104 1 500
Cohen & Steers Realty Income Fund In Common Stock 19247P107 29 3,825
Transocean Offshore Inc Caymon Foreign Stock G90076103 622 20,302
Riggs National Corp. Common Stock 766570105 71 4,227
Research In Motion Ltd. Foreign Stock 760975102 36 1,160
Blue Rhino Corp. Common Stock 095811105 6 850
Riscorp Inc. Common Stock 767597107 4 2,500
Raymond James Financial Inc. Common Stock 754730109 210 10,522
RJ Reynolds Tobacco Holdings Common Stock 76182K105 119 4,426
Rock Tenn. CO CL A Common Stock 772739207 3 200
Coors Adolph Co. Common Stock 217016104 267 4,925
Polo Ralph Lauren Corp. Cl A Common Stock 731572103 88 4,900
Rollins Truck Leasing Corp. Common Stock 775741101 16 1,564
Reynolds Metals Co Common Stock 761763101 266 4,402
Reliastar Financial Corp. Common Stock 75952U103 878 26,405
Reliastar Financing II 8.10% Cum PFD PFD QTR 30/360 75952F205 48 2,000
Rambus Inc. Common Stock 750917106 126 1,895
Remedy Corp. Common Stock 759548100 16 570
Rmi Net Inc Common Stock 74961K107 13 2,000
Russell Corp. Common Stock 782352108 102 7,200
Republic New York Group Common Stock 760719104 392 6,388
Rainbow Technologies Inc. Common Stock 750862104 462 35,225
Reinhold Industries Inc. Cl A Common Stock 75935A109 1 110
Renaissancere Holdings Ltd Common Stock G7496G103 257 7,420
Realnetworks Inc Common Stock 75605L104 524 5,015
Rooney Pace Group Inc. Common Stock 776385106 0 1,000
Rock of Ages Corp Common Stock 772632105 5 750
Roadway Express Inc. Common Stock 769742107 108 5,350
Robotic Vision Systems Common Stock 771074101 19 5,064
Rohm & Haas Common Stock 775371107 243 6,717
Roche Holdings Ltd Spons ADR ADR 771195104 399 3,445
Rohn Industries Inc. Common Stock 775381106 0 1
Response Oncology Inc. Common Stock 761232305 0 500
<CAPTION>
Item 6:
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared as (c) Shared Other Voting Authority (Shares)
(a) Sole Def Other Managers (a) Sole (b) Shared (c) None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
Reynolds & Reynolds Co CL A x 0 9,770 0
RF Micro Divices Inc. x 0 7,695 0
RFS Hotel Investors Inc. x 0 600 0
Rogers Communication CL-B Non-vtg x 0 54,720 0
Barry R G Corp. Ohio x 0 25,950 0
Regions Financial Corp. x 0 14,715 0
Republic Group Inc x 0 300 0
Repligen Corp x 0 1,000 0
Regis Corp. x 0 3,105 0
Ranger Oil, Ltd x 0 2,100 0
Sturm Ruger & Co x 0 23,740 0
RGS Energy Group Inc x 0 100 0
Rhodia Sponsored Adr x 0 200 0
Red Hat Inc x 0 1,748 0
R.H. Donnelly Corp. x 0 866 0
Robert Half Intl Inc. x 0 2,741 0
Ruby Tuesday Inc. x 0 300 0
RIBI Immunochem x 0 8,000 0
Ricoh Co Ltd Spons ADR x 0 170 0
Ride Snowboard Co x 0 400 0
Ridgeview Inc. x 0 500 0
Cohen & Steers Realty Income Fund In x 0 3,825 0
Transocean Offshore Inc Caymon x 0 20,302 0
Riggs National Corp. x 0 4,227 0
Research In Motion Ltd. x 0 1,160 0
Blue Rhino Corp. x 0 850 0
Riscorp Inc. x 0 2,500 0
Raymond James Financial Inc. x 0 10,522 0
RJ Reynolds Tobacco Holdings x 0 4,426 0
Rock Tenn. CO CL A x 0 200 0
Coors Adolph Co. x 0 4,925 0
Polo Ralph Lauren Corp. Cl A x 0 4,900 0
Rollins Truck Leasing Corp. x 0 1,564 0
Reynolds Metals Co x 0 4,402 0
Reliastar Financial Corp. x 0 26,405 0
Reliastar Financing II 8.10% Cum PFD x 0 2,000 0
Rambus Inc. x 0 1,895 0
Remedy Corp. x 0 570 0
Rmi Net Inc x 0 2,000 0
Russell Corp. x 0 7,200 0
Republic New York Group x 0 6,388 0
Rainbow Technologies Inc. x 0 35,225 0
Reinhold Industries Inc. Cl A x 0 110 0
Renaissancere Holdings Ltd x 0 7,420 0
Realnetworks Inc x 0 5,015 0
Rooney Pace Group Inc. x 0 1,000 0
Rock of Ages Corp x 0 750 0
Roadway Express Inc. x 0 5,350 0
Robotic Vision Systems x 0 5,064 0
Rohm & Haas x 0 6,717 0
Roche Holdings Ltd Spons ADR x 0 3,445 0
Rohn Industries Inc. x 0 1 0
Response Oncology Inc. x 0 500 0
<PAGE>
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
Rockwell International Corp. Common Stock 773903109 547 10,421
Rollins Inc. Common Stock 775711104 6 400
Cooper Cameron Corp. Common Stock 216640102 209 5,545
Roper Industries Inc. New Common Stock 776696106 10 250
U S A Floral Products Inc Common Stock 90331T107 0 200
Ross Stores Inc. Common Stock 778296103 811 40,310
Rayovac Corp Common Stock 755081106 16 735
Rowecom Inc Common Stock 77957X108 7 250
Royce Micro-Cap Trust Inc. PFD PFD QTR 30/360 780915203 9 360
Rhone-Poulenc SA - Spons ADR ADR 762426609 336 6,557
Repap Enterprises Inc. Com Foreign Stock 76026M309 0 1,000
Roberts Pharmaceutical Corp Common Stock 770491108 5 170
RPM Inc. - Ohio Common Stock 749685103 449 36,832
Rhone-Poulenc Overseas Limited Preferred Stock G75495104 101 4,300
Range Resources Corp Common Stock 75281A109 1 300
Residential Resources Mortgage Common Stock 760929109 0 500
Centenary International Corp. Common Stock 15134R107 2 2,000
Rare Medium Group Inc. Common Stock 75382N109 12 1,160
Royal & Sun Alliance Ins Gp Foreign Stock G8566X133 36 4,525
RSA Security Co Common Stock 749719100 119 4,471
Res-Care Inc. Common Stock 760943100 12 700
Rouse Co Common Stock 779273101 195 8,495
Rouse Co-Conv Pfd Ser B PFD QTR 30/360 779273309 18 500
Rouse Capital 9.25% Cum Qtrly PFD Qu PFD QTR 30/360 779272202 451 19,100
Republic Security Finl Corp. Common Stock 760758102 10 1,106
Republic Services Inc Common Stock 760759100 334 30,740
Reckson Service Industries Inc. Common Stock 75621J109 8 528
Roslyn Bancorp Inc. Common Stock 778162107 112 6,264
Restoration Hardware Inc Common Stock 760981100 4 500
Resorts World Berhad Spons ADR ADR 761191105 34 3,000
Ryerson Tull Inc Common Stock 78375P107 3 130
Railtex Inc. Common Stock 750766107 56 3,400
Rhythms Netconnections Inc. Common Stock 762430205 173 5,025
RTI International Metals Inc Common Stock 74973W107 272 27,150
Restaurant Teams Intl Inc Common Stock 761265107 29 34,200
Raytheon Co. Cl A Common Stock 755111309 790 16,284
Raytheon Co-Cl B Common Stock 755111408 1,147 23,106
Rio Tinto Ltd ADR 767202104 7 100
Rio Tinto PLC - Sponsored ADR ADR 767204100 274 3,855
Reuters Holdings PLC Spon ADR ADR 76132M102 382 5,542
Rtw Inc Common Stock 74974R107 7 1,250
Reunion Industries Inc. Common Stock 761312107 58 22,700
Riviana Foods Inc. Common Stock 769536103 8 400
Royce Value Tr Inc. MutualFdEqClose 780910105 181 14,660
Rogue Wave Software Inc. Common Stock 775369101 4 650
RWE Aktiengesellschaft Spon ADR 74975E303 9 225
Rowan Bancorp Inc Common Stock 779379106 32 1,700
RW Technology Inc. Common Stock 749912101 0 2,000
Rent Way Inc Common Stock 76009U104 331 17,405
IMS Health Inc. Common Stock 449934108 1,888 82,753
Rexall Sundown Inc. Common Stock 761648104 63 5,100
Rolls Royce PLC Sponsored ADR ADR 775781206 45 2,600
Royal Group Technologies Ltd Common Stock 779915107 1,060 49,445
<CAPTION>
Item 6:
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared as (c) Shared Other Voting Authority (Shares)
(a) Sole Def Other Managers (a) Sole (b) Shared (c) None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
Rockwell International Corp. x 0 10,421 0
Rollins Inc. x 0 400 0
Cooper Cameron Corp. x 0 5,545 0
Roper Industries Inc. New x 0 250 0
U S A Floral Products Inc x 0 200 0
Ross Stores Inc. x 0 40,310 0
Rayovac Corp x 0 735 0
Rowecom Inc x 0 250 0
Royce Micro-Cap Trust Inc. PFD x 0 360 0
Rhone-Poulenc SA - Spons ADR x 0 6,557 0
Repap Enterprises Inc. Com x 0 1,000 0
Roberts Pharmaceutical Corp x 0 170 0
RPM Inc. - Ohio x 0 36,832 0
Rhone-Poulenc Overseas Limited x 0 4,300 0
Range Resources Corp x 0 300 0
Residential Resources Mortgage x 0 500 0
Centenary International Corp. x 0 2,000 0
Rare Medium Group Inc. x 0 1,160 0
Royal & Sun Alliance Ins Gp x 0 4,525 0
RSA Security Co x 0 4,471 0
Res-Care Inc. x 0 700 0
Rouse Co x 0 8,495 0
Rouse Co-Conv Pfd Ser B x 0 500 0
Rouse Capital 9.25% Cum Qtrly PFD Qu x 0 19,100 0
Republic Security Finl Corp. x 0 1,106 0
Republic Services Inc x 0 30,740 0
Reckson Service Industries Inc. x 0 528 0
Roslyn Bancorp Inc. x 0 6,264 0
Restoration Hardware Inc x 0 500 0
Resorts World Berhad Spons ADR x 0 3,000 0
Ryerson Tull Inc x 0 130 0
Railtex Inc. x 0 3,400 0
Rhythms Netconnections Inc. x 0 5,025 0
RTI International Metals Inc x 0 27,150 0
Restaurant Teams Intl Inc x 0 34,200 0
Raytheon Co. Cl A x 0 16,284 0
Raytheon Co-Cl B x 0 23,106 0
Rio Tinto Ltd x 0 100 0
Rio Tinto PLC - Sponsored ADR x 0 3,855 0
Reuters Holdings PLC Spon ADR x 0 5,542 0
Rtw Inc x 0 1,250 0
Reunion Industries Inc. x 0 22,700 0
Riviana Foods Inc. x 0 400 0
Royce Value Tr Inc. x 0 14,660 0
Rogue Wave Software Inc. x 0 650 0
RWE Aktiengesellschaft Spon x 0 225 0
Rowan Bancorp Inc x 0 1,700 0
RW Technology Inc. x 0 2,000 0
Rent Way Inc x 0 17,405 0
IMS Health Inc. x 0 82,753 0
Rexall Sundown Inc. x 0 5,100 0
Rolls Royce PLC Sponsored ADR x 0 2,600 0
Royal Group Technologies Ltd x 0 49,445 0
<PAGE>
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
Ryland Group Inc. Common Stock 783764103 199 8,750
Rayonier Inc. Common Stock 754907103 101 2,393
Royal Oak Mines Common Stock 78051D105 0 2,500
Resortquest Intl Inc Common Stock 761183102 9 1,000
Sears Roebuck & Co Common Stock 812387108 2,291 73,034
Strawbridge & Clothier - Ser A Escro Common Stock 863200986 0 200
Sears Roebuck Accept Corp PFD QTR 30/360 812404309 22 1,000
Shearson Lehman Sr Inc Fd LP-Dep Uni LTD Part P4 820930105 0 500
Sigma Research Inc Foreign Stock 826904104 0 1,100
Schwartz Electro Optics Inc. Common Stock S741139 0 8,334
South Alabama Bancorporation Common Stock 836234104 25 1,700
South Carolina Elec & Gas Co 5% Pfd PFD QTR 30/360 837004308 15 400
Scudder New Asia Fund Inc. Common Stock 811183102 6 400
Safeco Corp. Common Stock 786429100 1,285 45,905
SunAmerica Capt Trust III Preferred Stock 86702N208 31 1,250
St Joseph Light & Power Co. Common Stock 790654107 45 2,200
Saliva Diagnostic Systems Inc Common Stock 795427202 0 300
Boston Beer Co Inc. Cl A Common Stock 100557107 12 1,500
Samsonite Corporation Common Stock 79604V105 0 0
Sanmina Corp. Common Stock 800907107 36 460
Sanwa Bank Ltd Japan ADR 803030204 58 430
Sapient Corp Common Stock 803062108 21 225
SAP AG Sponsored ADR ADR 803054204 760 20,140
Sandy Spring Bancorp Inc Common Stock 800363103 9 290
Shop At Home Inc. Common Stock 825066301 18 2,000
Saville Systems Ireland Ltd ADR 805174109 54 3,670
SBC Communications Inc. Common Stock 78387G103 13,640 267,130
Seacoast Banking Corp. FLA Common Stock 811707108 41 1,400
SBE Inc Common Stock 783873201 7 1,700
Salomon Brothers Fd Inc. Common Stock 795477108 9 500
Sinclair Broadcast Group Inc. Common Stock 829226109 11 1,175
SmithKline Beecham Spons ADR ADR 832378301 1,248 21,662
Sterling Bancshares Inc. Common Stock 858907108 98 8,542
Sterling Bancshares Capital PFD QTR 30/360 858917206 110 4,350
Symbol Technologies Inc. Common Stock 871508107 174 5,163
Surburban Bancshares Inc. Common Stock 864350103 16 6,000
Sabratek Corp. Common Stock 78571U108 84 30,000
SBS Broadcasting SA Foreign Stock L8137F102 5 135
Starbucks Corp. Common Stock 855244109 310 12,525
Salomon Brothers Worldwide Common Stock 79548T109 104 9,400
Shell Transport & Trading PLC ADR 822703609 192 4,221
Sanchez Computer Associates Common Stock 799702105 14 400
Southern California Preferred Stock 842400301 17 1,000
Southern California Edison(QUIDS) Preferred Stock 842400764 23 950
Seacost Finl Services Corp Common Stock 81170Q106 38 3,831
Scana Corp. Common Stock 805898103 320 13,250
Societe Generale France SP ADR ADR 83364L109 39 940
Schwab Charles Corp. Common Stock 808513105 3,067 91,033
Simione Central Holdings Inc New Common Stock 828654202 15 10,500
Schick Technologies Inc. Common Stock 806683108 0 200
S C I Systems Inc. Common Stock 783890106 226 5,085
Sensar Corp. Common Stock 817253107 0 80
Scios, Inc. Common Stock 808905103 18 5,000
<CAPTION>
Item 6:
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared as (c) Shared Other Voting Authority (Shares)
(a) Sole Def Other Managers (a) Sole (b) Shared (c) None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
Ryland Group Inc. x 0 8,750 0
Rayonier Inc. x 0 2,393 0
Royal Oak Mines x 0 2,500 0
Resortquest Intl Inc x 0 1,000 0
Sears Roebuck & Co x 0 73,034 0
Strawbridge & Clothier - Ser A Escro x 0 200 0
Sears Roebuck Accept Corp x 0 1,000 0
Shearson Lehman Sr Inc Fd LP-Dep Uni x 0 500 0
Sigma Research Inc x 0 1,100 0
Schwartz Electro Optics Inc. x 0 8,334 0
South Alabama Bancorporation x 0 1,700 0
South Carolina Elec & Gas Co 5% Pfd x 0 400 0
Scudder New Asia Fund Inc. x 0 400 0
Safeco Corp. x 0 45,905 0
SunAmerica Capt Trust III x 0 1,250 0
St Joseph Light & Power Co. x 0 2,200 0
Saliva Diagnostic Systems Inc x 0 300 0
Boston Beer Co Inc. Cl A x 0 1,500 0
Samsonite Corporation x 0 0 0
Sanmina Corp. x 0 460 0
Sanwa Bank Ltd Japan x 0 430 0
Sapient Corp x 0 225 0
SAP AG Sponsored ADR x 0 20,140 0
Sandy Spring Bancorp Inc x 0 290 0
Shop At Home Inc. x 0 2,000 0
Saville Systems Ireland Ltd x 0 3,670 0
SBC Communications Inc. x 0 267,130 0
Seacoast Banking Corp. FLA x 0 1,400 0
SBE Inc x 0 1,700 0
Salomon Brothers Fd Inc. x 0 500 0
Sinclair Broadcast Group Inc. x 0 1,175 0
SmithKline Beecham Spons ADR x 0 21,662 0
Sterling Bancshares Inc. x 0 8,542 0
Sterling Bancshares Capital x 0 4,350 0
Symbol Technologies Inc. x 0 5,163 0
Surburban Bancshares Inc. x 0 6,000 0
Sabratek Corp. x 0 30,000 0
SBS Broadcasting SA x 0 135 0
Starbucks Corp. x 0 12,525 0
Salomon Brothers Worldwide x 0 9,400 0
Shell Transport & Trading PLC x 0 4,221 0
Sanchez Computer Associates x 0 400 0
Southern California x 0 1,000 0
Southern California Edison(QUIDS) x 0 950 0
Seacost Finl Services Corp x 0 3,831 0
Scana Corp. x 0 13,250 0
Societe Generale France SP ADR x 0 940 0
Schwab Charles Corp. x 0 91,033 0
Simione Central Holdings Inc New x 0 10,500 0
Schick Technologies Inc. x 0 200 0
S C I Systems Inc. x 0 5,085 0
Sensar Corp. x 0 80 0
Scios, Inc. x 0 5,000 0
<PAGE>
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
Swisscom AG-Sponsored ADR Foreign Stock 871013108 1,335 42,460
Specialty Care Network Inc. Common Stock 84748M102 10 3,000
Scor SA SPONSD ADR ADR 80917Q106 17 355
The Santa Cruz Operation Inc. Common Stock 801833104 12 1,000
Superconductor Tech Inc. Common Stock 867931107 4 1,200
Syncor Intl Inc. Common Stock 87157J106 440 11,720
Sea Containers Ltd Cl A Common Stock 811371707 656 23,429
Sea Containers Cl B Common Stock 811371103 99 3,485
Sicor Inc Common Stock 825846108 30 7,548
Steelcase Inc. - CL A Common Stock 858155203 93 6,645
Stolt Comex Seaway ADR 861567105 3 300
Stolt Comex Seaway SA Common Stock L8873E103 35 3,100
Scottish Annunity & Life Holdings Lt Common Stock G7885T104 1 150
Scott Technologies Inc Common Stock 810022301 286 14,462
Shoe Carnival Inc Ind Common Stock 824889109 20 1,800
Santa Fe International Corp. Common Stock G7805C108 248 11,490
Sodexho Marriott Services Common Stock 833793102 23 1,373
SDL Inc. Common Stock 784076101 19 250
Sedona Corporation Common Stock 815677109 5 2,450
Sunsource Inc Common Stock 867948101 4 700
Sunsource Capital Trust 11.6% Tr PFD PFD QTR 30/360 867949208 13 656
Structural Dynamics Research Common Stock 863555108 9 600
Sungard Data Systems Inc. Common Stock 867363103 76 2,880
Southdown, Inc. Common Stock 841297104 1,539 28,759
Sideware Systems Inc. Common Stock 825907108 8 4,000
Sterling Commerce Inc. Common Stock 859205106 971 52,316
Sea Galley Stores Inc Common Stock 811377100 0 1,000
Siebel Systems Inc. Common Stock 826170102 454 6,816
Sealed Air Corp. Common Stock 81211K100 409 7,977
Sealed Air Corp - $2 Conv Pfd Ser A PreferdStk Conv 81211K209 8 156
Infoseek Corp. Common Stock 45678M107 56 1,800
Seagate Technology, Inc. Common Stock 811804103 576 18,690
Sega Enterprises Ltd Common Stock 815793104 138 26,370
Spartech Corp Common Stock 847220209 7 245
Southern Energy Homes Incorporated Common Stock 842814105 4 1,405
Seitel Inc. New Common Stock 816074306 7 700
General Semiconductor Inc. Common Stock 370787103 16 1,530
SEMX Corp Common Stock 816854103 5 1,000
Swedish Exp Credit Corp. 7.20% PFD S PFD QTR 30/360 W92947246 67 2,900
A B Svensk Export Kredit 7 3/8% Preferred Stock W92947212 28 1,200
Sepracor Inc. Common Stock 817315104 98 1,300
Superior Energy Services Inc. Common Stock 868157108 18 2,800
The Singer Co N.V. Common Stock 82930F109 6 5,975
Systems Of Excellence Inc Common Stock 87203C105 0 1,000
Scientific-Atlanta Inc. Common Stock 808655104 336 6,783
Safe Technologies Intl Inc Common Stock 786416107 1 50,000
Speedfam-ipec Inc Common Stock 847705100 18 1,500
Smithfield Foods Common Stock 832248108 944 35,283
Safeguard Scientifics Inc. Common Stock 786449108 352 5,175
Santa Fe Energy Tr Common Stock 802013102 50 2,800
Stancorp Financial Group Inc. Common Stock 852891100 21 935
Groupo Financiero Serfin Sa ADR ADR 40049A106 0 19,000
Sonic Foundry Inc Common Stock 83545R108 4 400
<CAPTION>
Item 6:
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared as (c) Shared Other Voting Authority (Shares)
(a) Sole Def Other Managers (a) Sole (b) Shared (c) None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
Swisscom AG-Sponsored ADR x 0 42,460 0
Specialty Care Network Inc. x 0 3,000 0
Scor SA SPONSD ADR x 0 355 0
The Santa Cruz Operation Inc. x 0 1,000 0
Superconductor Tech Inc. x 0 1,200 0
Syncor Intl Inc. x 0 11,720 0
Sea Containers Ltd Cl A x 0 23,429 0
Sea Containers Cl B x 0 3,485 0
Sicor Inc x 0 7,548 0
Steelcase Inc. - CL A x 0 6,645 0
Stolt Comex Seaway x 0 300 0
Stolt Comex Seaway SA x 0 3,100 0
Scottish Annunity & Life Holdings Lt x 0 150 0
Scott Technologies Inc x 0 14,462 0
Shoe Carnival Inc Ind x 0 1,800 0
Santa Fe International Corp. x 0 11,490 0
Sodexho Marriott Services x 0 1,373 0
SDL Inc. x 0 250 0
Sedona Corporation x 0 2,450 0
Sunsource Inc x 0 700 0
Sunsource Capital Trust 11.6% Tr PFD x 0 656 0
Structural Dynamics Research x 0 600 0
Sungard Data Systems Inc. x 0 2,880 0
Southdown, Inc. x 0 28,759 0
Sideware Systems Inc. x 0 4,000 0
Sterling Commerce Inc. x 0 52,316 0
Sea Galley Stores Inc x 0 1,000 0
Siebel Systems Inc. x 0 6,816 0
Sealed Air Corp. x 0 7,977 0
Sealed Air Corp - $2 Conv Pfd Ser A x 0 156 0
Infoseek Corp. x 0 1,800 0
Seagate Technology, Inc. x 0 18,690 0
Sega Enterprises Ltd x 0 26,370 0
Spartech Corp x 0 245 0
Southern Energy Homes Incorporated x 0 1,405 0
Seitel Inc. New x 0 700 0
General Semiconductor Inc. x 0 1,530 0
SEMX Corp x 0 1,000 0
Swedish Exp Credit Corp. 7.20% PFD S x 0 2,900 0
A B Svensk Export Kredit 7 3/8% x 0 1,200 0
Sepracor Inc. x 0 1,300 0
Superior Energy Services Inc. x 0 2,800 0
The Singer Co N.V. x 0 5,975 0
Systems Of Excellence Inc x 0 1,000 0
Scientific-Atlanta Inc. x 0 6,783 0
Safe Technologies Intl Inc x 0 50,000 0
Speedfam-ipec Inc x 0 1,500 0
Smithfield Foods x 0 35,283 0
Safeguard Scientifics Inc. x 0 5,175 0
Santa Fe Energy Tr x 0 2,800 0
Stancorp Financial Group Inc. x 0 935 0
Groupo Financiero Serfin Sa ADR x 0 19,000 0
Sonic Foundry Inc x 0 400 0
<PAGE>
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
Salton Inc. Common Stock 795757103 28 915
Santa Fe Snyder Corp Common Stock 80218K105 77 8,587
Safeskin Corp. Common Stock 786454108 8 1,000
State Financial Services Corp CL A Common Stock 856855101 46 3,188
Safeway Plc Foreign Stock G7769A106 69 19,000
Sfx Entmt Inc Common Stock 784178105 8 260
Swift Energy Co Common Stock 870738101 2 160
Saga Communications Inc Cl- A Common Stock 786598102 45 1,970
Smith-Gardner & Associates Inc. Common Stock 832059109 4 500
Star Gas Partners L P Common Stock 85512C105 172 10,600
Stage Stores Inc. Common Stock 85254C107 171 27,615
Singapore Fd Inc. Common Stock 82929L109 4 500
SGL Carbon AG ADR ADR 784188203 39 1,690
Silicon Graphics Inc. Common Stock 827056102 238 21,725
Silicon Gaming Inc Common Stock 827054107 0 1,000
Schering-Plough Corp. Common Stock 806605101 17,826 408,613
Siga Pharmaceuticals Inc Common Stock 826917106 15 15,000
Shaw Group Inc. Common Stock 820280105 2 100
SPG Properties Inc PFD QTR 30/360 78462M207 18 770
Stone Energy Corp. Common Stock 861642106 13 250
Shore Bancshares Inc. Common Stock 825107105 112 5,620
Sharp Corp. - ADR ADR 819882200 50 310
Sun Healthcare Group Inc. Common Stock 866933104 8 22,400
Shanghai Petro Co LTD ADR CL H ADR 819424102 9 400
Shaman Pharmaceuticals Inc Common Stock 819319401 0 25
Shoney's Inc. Common Stock 825039100 1 665
Shorewood Packaging Corp. Common Stock 825229107 6 450
Shire Pharmaceuticals Grp PLC Spons ADR 82481R106 36 1,260
Shurgard Storage Centers Inc., CL A Common Stock 82567D104 98 3,960
Shurgard Storage Center Inc 8.80% Se PFD QTR 30/360 82567D203 44 1,900
Shurgard Storage Centers Inc. 8.70% PFD QTR 30/360 82567D302 42 1,800
Sherwin Williams Corp. Common Stock 824348106 2,910 138,981
Shaw Industries Inc. Common Stock 820286102 235 14,780
Sigma-Aldrich Corp. Common Stock 826552101 2,968 93,495
Staten Island Bancorp Inc Common Stock 857550107 681 36,210
Sibia Neurosciences Inc Common Stock 825732100 17 2,000
Associated Materials Inc. Common Stock 045709102 103 6,675
Si Diamond Technology Inc Common Stock 784249104 19 10,000
Sierra Health Services, Inc. Common Stock 826322109 308 30,387
Sigcorp Inc Common Stock 826912107 11 450
Selective Ins Group Inc. Common Stock 816300107 505 26,745
Sigma Design Common Stock 826565103 13 2,000
Signet Group PLC- Spons ADR ADR 82668L872 6 237
Sun International Ltd Ord Common Stock P8797T133 11 480
Si Handling Systems Inc. Common Stock 784255101 3 400
Smith International Inc. Common Stock 832110100 61 1,500
S3 Inc. Common Stock 784849101 36 3,500
Struthers Industries Inc. Common Stock 863583209 0 42
Sionix Corp. Common Stock 829400100 5 32,789
Sirco International Corp. Common Stock 829639103 5 4,000
SI Technologies Inc Common Stock 783978109 5 2,142
Spectrasite Holdings Inc Common Stock 84760T100 11 905
Spectrum Information Common Stock 847623303 0 1
<CAPTION>
Item 6:
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared as (c) Shared Other Voting Authority (Shares)
(a) Sole Def Other Managers (a) Sole (b) Shared (c) None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
Salton Inc. x 0 915 0
Santa Fe Snyder Corp x 0 8,587 0
Safeskin Corp. x 0 1,000 0
State Financial Services Corp CL A x 0 3,188 0
Safeway Plc x 0 19,000 0
Sfx Entmt Inc x 0 260 0
Swift Energy Co x 0 160 0
Saga Communications Inc Cl- A x 0 1,970 0
Smith-Gardner & Associates Inc. x 0 500 0
Star Gas Partners L P x 0 10,600 0
Stage Stores Inc. x 0 27,615 0
Singapore Fd Inc. x 0 500 0
SGL Carbon AG ADR x 0 1,690 0
Silicon Graphics Inc. x 0 21,725 0
Silicon Gaming Inc x 0 1,000 0
Schering-Plough Corp. x 0 408,613 0
Siga Pharmaceuticals Inc x 0 15,000 0
Shaw Group Inc. x 0 100 0
SPG Properties Inc x 0 770 0
Stone Energy Corp. x 0 250 0
Shore Bancshares Inc. x 0 5,620 0
Sharp Corp. - ADR x 0 310 0
Sun Healthcare Group Inc. x 0 22,400 0
Shanghai Petro Co LTD ADR CL H x 0 400 0
Shaman Pharmaceuticals Inc x 0 25 0
Shoney's Inc. x 0 665 0
Shorewood Packaging Corp. x 0 450 0
Shire Pharmaceuticals Grp PLC Spons x 0 1,260 0
Shurgard Storage Centers Inc., CL A x 0 3,960 0
Shurgard Storage Center Inc 8.80% Se x 0 1,900 0
Shurgard Storage Centers Inc. 8.70% x 0 1,800 0
Sherwin Williams Corp. x 0 138,981 0
Shaw Industries Inc. x 0 14,780 0
Sigma-Aldrich Corp. x 0 93,495 0
Staten Island Bancorp Inc x 0 36,210 0
Sibia Neurosciences Inc x 0 2,000 0
Associated Materials Inc. x 0 6,675 0
Si Diamond Technology Inc x 0 10,000 0
Sierra Health Services, Inc. x 0 30,387 0
Sigcorp Inc x 0 450 0
Selective Ins Group Inc. x 0 26,745 0
Sigma Design x 0 2,000 0
Signet Group PLC- Spons ADR x 0 237 0
Sun International Ltd Ord x 0 480 0
Si Handling Systems Inc. x 0 400 0
Smith International Inc. x 0 1,500 0
S3 Inc. x 0 3,500 0
Struthers Industries Inc. x 0 42 0
Sionix Corp. x 0 32,789 0
Sirco International Corp. x 0 4,000 0
SI Technologies Inc x 0 2,142 0
Spectrasite Holdings Inc x 0 905 0
Spectrum Information x 0 1 0
<PAGE>
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
SVB Cap I Tr Pfd Secs PFD QTR 30/360 784868200 38 1,700
South Jersey Industries Inc. Common Stock 838518108 10 369
J M Smucker Co. Common Stock 832696108 53 2,500
J M Smucker Co Cl B Common Stock 832696207 26 1,400
Safety-kleen Corp New Common Stock 78648R203 4 300
SKF AB Sponsored ADR Par S KR ADR 784375404 14 625
American Skiing Co. Common Stock 029654308 7 1,800
Sehisui House Ltd ADR 816078208 145 1,280
Shopko Stores, Inc. Common Stock 824911101 73 2,515
Saks Incorporated Common Stock 79377W108 730 48,085
Tanger Factory Outlet Centers, Common Stock 875465106 261 11,425
Skywell Corp. Common Stock 830910105 0 80
Skechers USA Inc. Cl A Common Stock 830566105 6 1,250
Sky Financial Group Inc Common Stock 83080P103 39 1,679
Skytel Communications Inc Common Stock 83087Q104 92 5,050
Skywest Inc Common Stock 830879102 2 100
S L Industries Inc. Common Stock 784413106 7 500
Schlumberger Limited Common Stock 806857108 10,300 165,289
Sara Lee Corp. Common Stock 803111103 3,742 159,643
SL Green Realty Corp. Common Stock 78440X101 70 3,519
SLI Inc Common Stock 78442T108 213 9,975
SLM Holding Corp. Common Stock 78442A109 1,774 41,255
Spacelabs Medical Inc. Common Stock 846247104 64 4,200
Anchor Gaming Corp. Common Stock 033037102 4 70
Solectron Corp. Common Stock 834182107 1,964 27,352
Surgical Laser Tech Inc Common Stock 868819202 2 1,220
Solucorp Inds Ltd Foreign Stock 83437C102 1 2,000
Sylvan Learning Systems Inc. Common Stock 871399101 648 33,468
Siemens AG ADR New ADR 826197402 79 970
Special Metals Corp. Common Stock 84741Y103 1 345
Sunrise Medical Inc. Common Stock 867910101 83 13,800
Service Merchandise Co. Common Stock 817587108 0 500
Smart & Final Inc. Common Stock 831683107 30 3,000
The Scotts Co Class A Common Stock 810186106 79 2,292
Semco Energy Inc. Common Stock 78412D109 4 315
Smith Corona Corp. Common Stock 831858105 0 300
Springs Industries Inc. Common Stock 851783100 299 8,800
Southern Mineral Corp Common Stock 843367202 46 146,956
Smith & Nephew PLC Foreign Stock G82343107 69 21,800
Standard Motor Prods Common Stock 853666105 8 400
Simpson Inds Inc. Common Stock 829060102 4 400
Stein Mart Inc. Common Stock 858375108 243 34,150
Shared Medical Systems Corp. Common Stock 819486101 102 2,190
Summit Properties Inc. Common Stock 866239106 205 10,275
Semtech Corp. Common Stock 816850101 29 800
Smartalk Teleservices Inc. Common Stock 83169A100 0 12,750
Semitool Inc. Common Stock 816909105 2 200
Smedvig ASA-Spon ADR Ser A ADR 83169H105 116 10,275
Snap-On Inc. Common Stock 833034101 156 4,793
Suburst Hospitality Corp. Common Stock 866948102 1 100
Sun Bancorp Inc. Common Stock 86663B102 13 826
Snyder Communications Inc. Common Stock 832914105 54 3,575
Sandisk Corp. Common Stock 80004C101 107 1,640
<CAPTION>
Item 6:
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared as (c) Shared Other Voting Authority (Shares)
(a) Sole Def Other Managers (a) Sole (b) Shared (c) None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
SVB Cap I Tr Pfd Secs x 0 1,700 0
South Jersey Industries Inc. x 0 369 0
J M Smucker Co. x 0 2,500 0
J M Smucker Co Cl B x 0 1,400 0
Safety-kleen Corp New x 0 300 0
SKF AB Sponsored ADR Par S KR x 0 625 0
American Skiing Co. x 0 1,800 0
Sehisui House Ltd x 0 1,280 0
Shopko Stores, Inc. x 0 2,515 0
Saks Incorporated x 0 48,085 0
Tanger Factory Outlet Centers, x 0 11,425 0
Skywell Corp. x 0 80 0
Skechers USA Inc. Cl A x 0 1,250 0
Sky Financial Group Inc x 0 1,679 0
Skytel Communications Inc x 0 5,050 0
Skywest Inc x 0 100 0
S L Industries Inc. x 0 500 0
Schlumberger Limited x 0 165,289 0
Sara Lee Corp. x 0 159,643 0
SL Green Realty Corp. x 0 3,519 0
SLI Inc x 0 9,975 0
SLM Holding Corp. x 0 41,255 0
Spacelabs Medical Inc. x 0 4,200 0
Anchor Gaming Corp. x 0 70 0
Solectron Corp. x 0 27,352 0
Surgical Laser Tech Inc x 0 1,220 0
Solucorp Inds Ltd x 0 2,000 0
Sylvan Learning Systems Inc. x 0 33,468 0
Siemens AG ADR New x 0 970 0
Special Metals Corp. x 0 345 0
Sunrise Medical Inc. x 0 13,800 0
Service Merchandise Co. x 0 500 0
Smart & Final Inc. x 0 3,000 0
The Scotts Co Class A x 0 2,292 0
Semco Energy Inc. x 0 315 0
Smith Corona Corp. x 0 300 0
Springs Industries Inc. x 0 8,800 0
Southern Mineral Corp x 0 146,956 0
Smith & Nephew PLC x 0 21,800 0
Standard Motor Prods x 0 400 0
Simpson Inds Inc. x 0 400 0
Stein Mart Inc. x 0 34,150 0
Shared Medical Systems Corp. x 0 2,190 0
Summit Properties Inc. x 0 10,275 0
Semtech Corp. x 0 800 0
Smartalk Teleservices Inc. x 0 12,750 0
Semitool Inc. x 0 200 0
Smedvig ASA-Spon ADR Ser A x 0 10,275 0
Snap-On Inc. x 0 4,793 0
Suburst Hospitality Corp. x 0 100 0
Sun Bancorp Inc. x 0 826 0
Snyder Communications Inc. x 0 3,575 0
Sandisk Corp. x 0 1,640 0
<PAGE>
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
Sony Corp. - Sponsored ADR ADR 835699307 3,539 23,583
The Spain Fund Inc. Common Stock 846330108 65 4,500
Second National Bancorp Common Stock 813192101 0 3,000
Starnet Communications International Foreign Stock 855552105 1 200
Synopsys Inc. Common Stock 871607107 437 7,790
Sunrise Technologies Intl Inc. Common Stock 86769L103 17 3,500
Sunrise Assisted Living Inc. Common Stock 86768K106 93 3,510
Sonat Inc. Common Stock 835415100 520 13,102
Synovus Financial Corp. Common Stock 87161C105 92 4,934
Southern Co Common Stock 842587107 1,510 58,625
Sunbeam Corp. Common Stock 867071102 147 25,800
Scan Optic Inc. Common Stock 805894102 3 900
Socrates Technologies Corp Common Stock 833719107 2 2,500
Softnet Systems Inc. Common Stock 833964109 75 3,075
Solutia Inc. Common Stock 834376105 115 6,421
Solv-Ex Corp New Common Stock 834382103 0 700
Sonoco Products Co Common Stock 835495102 568 24,879
Sonic Corp Common Stock 835451105 41 1,356
Security First Technologies Common Stock 814279105 89 2,300
Sonosight Inc Common Stock 83568G104 4 134
Sonex Research Inc. Common Stock 835448101 4 11,600
First Savings Bancorp Inc. Common Stock 335939104 20 1,000
Source Information Mgmt Co Common Stock 836151209 12 825
Storage Computer Corp. Common Stock 86211A101 4 5,000
Southtrust Corp. Common Stock 844730101 767 21,385
St. Paul Bancorp Inc. Common Stock 792848103 463 20,232
St. Paul Companies Inc. Common Stock 792860108 1,061 38,589
Standard Products Co Common Stock 853836104 10 290
Sports Entmt Enterprises Inc Common Stock 849178108 0 1,000
Standard-Pacific Corp. Common Stock 85375C101 21 2,000
Simon Property Group Inc Common Stock 828806109 960 42,795
Suburban Propane Partners LP LTD Part P4 864482104 165 8,079
Spieker Properties, Inc. Common Stock 848497103 122 3,515
Spieker Properties Inc 9.45% PFD Ser PFD QTR 30/360 848497202 21 831
Spieker Properties Inc 7.85% PFD QTR 30/360 848497301 11 500
Spieker Properties Inc 8% Cum Pfd PFD QTR 30/360 848497400 4 200
Splash Technology Holdings Inc. Common Stock 848623104 22 3,600
Sportsline USA Inc Common Stock 848934105 27 900
Staples Inc. Common Stock 855030102 4,207 192,860
Spectranetics Corp Common Stock 84760C107 4 1,000
Sapiens International Corp. Common Stock N7716A102 34 3,100
Sport Haley Inc. Common Stock 848925103 22 4,800
Sappi Ltd -Sponsered ADR ADR 803069202 24 245
Supertel Hospitality Inc Common Stock 868524109 23 1,820
Sterling Capital Common Stock 859160103 0 50
SPSS Inc. Common Stock 78462K102 117 6,025
SPX Corp. Common Stock 784635104 151 1,669
Standard & Poors DEP Receipts Common Stock 78462F103 4,582 35,683
Spyglass Inc. Common Stock 852192103 27 2,130
Speizman Industries Inc. Common Stock 847805108 9 2,000
Sequa Corp. Cl B Common Stock 817320203 66 1,000
Sequa Corp. - CL A Common Stock 817320104 4 60
Seligman Quality Municipal Fund, Inc Common Stock 816343107 27 2,260
<CAPTION>
Item 6:
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared as (c) Shared Other Voting Authority (Shares)
(a) Sole Def Other Managers (a) Sole (b) Shared (c) None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
Sony Corp. - Sponsored ADR x 0 23,583 0
The Spain Fund Inc. x 0 4,500 0
Second National Bancorp x 0 3,000 0
Starnet Communications International x 0 200 0
Synopsys Inc. x 0 7,790 0
Sunrise Technologies Intl Inc. x 0 3,500 0
Sunrise Assisted Living Inc. x 0 3,510 0
Sonat Inc. x 0 13,102 0
Synovus Financial Corp. x 0 4,934 0
Southern Co x 0 58,625 0
Sunbeam Corp. x 0 25,800 0
Scan Optic Inc. x 0 900 0
Socrates Technologies Corp x 0 2,500 0
Softnet Systems Inc. x 0 3,075 0
Solutia Inc. x 0 6,421 0
Solv-Ex Corp New x 0 700 0
Sonoco Products Co x 0 24,879 0
Sonic Corp x 0 1,356 0
Security First Technologies x 0 2,300 0
Sonosight Inc x 0 134 0
Sonex Research Inc. x 0 11,600 0
First Savings Bancorp Inc. x 0 1,000 0
Source Information Mgmt Co x 0 825 0
Storage Computer Corp. x 0 5,000 0
Southtrust Corp. x 0 21,385 0
St. Paul Bancorp Inc. x 0 20,232 0
St. Paul Companies Inc. x 0 38,589 0
Standard Products Co x 0 290 0
Sports Entmt Enterprises Inc x 0 1,000 0
Standard-Pacific Corp. x 0 2,000 0
Simon Property Group Inc x 0 42,795 0
Suburban Propane Partners LP x 0 8,079 0
Spieker Properties, Inc. x 0 3,515 0
Spieker Properties Inc 9.45% PFD Ser x 0 831 0
Spieker Properties Inc 7.85% x 0 500 0
Spieker Properties Inc 8% Cum Pfd x 0 200 0
Splash Technology Holdings Inc. x 0 3,600 0
Sportsline USA Inc x 0 900 0
Staples Inc. x 0 192,860 0
Spectranetics Corp x 0 1,000 0
Sapiens International Corp. x 0 3,100 0
Sport Haley Inc. x 0 4,800 0
Sappi Ltd -Sponsered ADR x 0 245 0
Supertel Hospitality Inc x 0 1,820 0
Sterling Capital x 0 50 0
SPSS Inc. x 0 6,025 0
SPX Corp. x 0 1,669 0
Standard & Poors DEP Receipts x 0 35,683 0
Spyglass Inc. x 0 2,130 0
Speizman Industries Inc. x 0 2,000 0
Sequa Corp. Cl B x 0 1,000 0
Sequa Corp. - CL A x 0 60 0
Seligman Quality Municipal Fund, Inc x 0 2,260 0
<PAGE>
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
Sequent Computer Sys Inc. Common Stock 817338106 56 3,085
Standard Register Co Common Stock 853887107 26 1,100
Slippery Rock Finl Corp Common Stock 831471107 12 500
Stericycle Inc Common Stock 858912108 56 3,825
Sempra Energy Common Stock 816851109 277 13,287
Surge Components Inc N Y Common Stock 868908104 2 1,000
Stoneridge Inc Common Stock 86183P102 3 145
Sensormatic Electronics Corp. Common Stock 817265101 26 2,044
Sierra Pacific Resources new Common Stock 826428104 310 13,946
Sierra Pacific Power Capt I Preferred Stock 826433203 25 1,000
Stride Rite Corp. Common Stock 863314100 331 47,240
Sports Restaurants Inc Del Common Stock 848937108 0 500
Startek Inc. Common Stock 85569C107 53 970
Service Corp. International Common Stock 817565104 1,059 100,209
Charles E. Smith Residential Common Stock 832197107 267 7,808
System Software Associates Inc New Common Stock 871839205 1 550
Sunshine Mng & Refining Co Common Stock 867833501 3 1,422
Smurfit-Stone Container Corp. Common Stock 832727101 35 1,638
Sunstone Hotel Investors Inc. Common Stock 867933103 33 3,750
Scribe Systems Inc Common Stock 811035104 0 425
Stone Street Bancorp Inc. Common Stock 861747103 55 2,800
SSBH Capital I-7.20% Cum Trust Pfd PFD QTR 30/360 784646200 212 9,700
Sun State Svgs & Ln Assn Common Stock 866876105 0 200
Stewart & Stevenson Common Stock 860342104 259 19,756
Sterling Software Inc. Common Stock 859547101 44 2,200
SPS Technologies Inc. Common Stock 784626103 104 2,730
Starter Corporation Common Stock 855684106 1 750
Staar Surgical Co. Common Stock 852312305 6 500
Lone Star Steakhouse Saloon Common Stock 542307103 168 21,831
I Stat Corp Common Stock 450312103 11 1,000
Southeast Banking Corp. Common Stock 841338106 0 200
Banco Santander Central Hispano ADR 05964H105 6 612
Steris Corp. Common Stock 859152100 171 12,446
Stewart Enterprises CL A Common Stock 860370105 709 116,868
Staff Leasing Inc. Common Stock 852381102 138 13,750
Suntrust Banks Inc. Common Stock 867914103 5,969 90,790
St Jude Medical Inc. Common Stock 790849103 1,471 46,697
St. Jude Resource LTD Foreign Stock 79085J100 1 2,000
Storage Technology Corp. Common Stock 862111200 1,070 55,600
Stolt-Nielson SA ADR ADR 861565109 59 3,500
Steel Dynamics Inc. Common Stock 858119100 35 2,202
Stolt Nielsen SA Ord Common Stock L88742108 83 5,574
Stanley Furniture Co, Common Stock 854305208 657 31,102
Stmicroelectronics NV - NY Shares Foreign Stock 861012102 179 2,415
STM Wireless Inc Cl A Common Stock 784776106 6 2,000
Steiner Leisure LTD Common Stock P8744Y102 171 6,850
Startronix Intl Inc-New Common Stock 85568C207 0 25
Questar Corp. Common Stock 748356102 116 6,400
Strayer Education Inc. Common Stock 863236105 599 30,125
Starmedia Network Inc Common Stock 855546107 6 150
Star Technologies Inc. Common Stock 855193108 0 3,000
Stratus Properties Inc Common Stock 863167102 0 60
Strattec Security Corp. Common Stock 863111100 11 320
<CAPTION>
Item 6:
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared as (c) Shared Other Voting Authority (Shares)
(a) Sole Def Other Managers (a) Sole (b) Shared (c) None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
Sequent Computer Sys Inc. x 0 3,085 0
Standard Register Co x 0 1,100 0
Slippery Rock Finl Corp x 0 500 0
Stericycle Inc x 0 3,825 0
Sempra Energy x 0 13,287 0
Surge Components Inc N Y x 0 1,000 0
Stoneridge Inc x 0 145 0
Sensormatic Electronics Corp. x 0 2,044 0
Sierra Pacific Resources new x 0 13,946 0
Sierra Pacific Power Capt I x 0 1,000 0
Stride Rite Corp. x 0 47,240 0
Sports Restaurants Inc Del x 0 500 0
Startek Inc. x 0 970 0
Service Corp. International x 0 100,209 0
Charles E. Smith Residential x 0 7,808 0
System Software Associates Inc New x 0 550 0
Sunshine Mng & Refining Co x 0 1,422 0
Smurfit-Stone Container Corp. x 0 1,638 0
Sunstone Hotel Investors Inc. x 0 3,750 0
Scribe Systems Inc x 0 425 0
Stone Street Bancorp Inc. x 0 2,800 0
SSBH Capital I-7.20% Cum Trust Pfd x 0 9,700 0
Sun State Svgs & Ln Assn x 0 200 0
Stewart & Stevenson x 0 19,756 0
Sterling Software Inc. x 0 2,200 0
SPS Technologies Inc. x 0 2,730 0
Starter Corporation x 0 750 0
Staar Surgical Co. x 0 500 0
Lone Star Steakhouse Saloon x 0 21,831 0
I Stat Corp x 0 1,000 0
Southeast Banking Corp. x 0 200 0
Banco Santander Central Hispano x 0 612 0
Steris Corp. x 0 12,446 0
Stewart Enterprises CL A x 0 116,868 0
Staff Leasing Inc. x 0 13,750 0
Suntrust Banks Inc. x 0 90,790 0
St Jude Medical Inc. x 0 46,697 0
St. Jude Resource LTD x 0 2,000 0
Storage Technology Corp. x 0 55,600 0
Stolt-Nielson SA ADR x 0 3,500 0
Steel Dynamics Inc. x 0 2,202 0
Stolt Nielsen SA Ord x 0 5,574 0
Stanley Furniture Co, x 0 31,102 0
Stmicroelectronics NV - NY Shares x 0 2,415 0
STM Wireless Inc Cl A x 0 2,000 0
Steiner Leisure LTD x 0 6,850 0
Startronix Intl Inc-New x 0 25 0
Questar Corp. x 0 6,400 0
Strayer Education Inc. x 0 30,125 0
Starmedia Network Inc x 0 150 0
Star Technologies Inc. x 0 3,000 0
Stratus Properties Inc x 0 60 0
Strattec Security Corp. x 0 320 0
<PAGE>
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
State Street Corp. Common Stock 857477103 5,696 88,145
Student Loan Corp. Common Stock 863902102 127 3,100
Shaw Communication 8.45% Ser A PFD PFD QTR 30/360 82028K606 27 1,100
Shaw Communications Inc Pfd 8.50% PFD QTR 30/360 82028K705 70 2,850
Standard Commcl Corp. Common Stock 853258101 9 2,289
Suncor Energy Inc. Foreign Stock 867229106 315 8,240
Suncor Energy Inc PFD Secs PFD QTR 30/360 867229601 149 6,150
Summit Bancorp Common Stock 866005101 1,843 56,808
Sun Bancorp Inc. Common Stock 866634108 5 210
Abbey Natl PLC Perp Sub Cap PFD QTR 30/360 002920502 23 1,000
Southern Union Co New Common Stock 844030106 710 37,348
Southern Union Financing TOPRS PFD QTR 30/360 844038208 20 800
Sun Communities Inc. Common Stock 866674104 232 7,025
Mens Wearhouse Inc. Common Stock 587118100 8 350
Supra Medical Corp Ec Common Stock 868591108 0 1,000
Sunoco Inc Common Stock 86764P109 156 5,688
Sun Microsystems Inc. Common Stock 866810104 31,929 343,320
Superior Industries Intl Inc. Common Stock 868168105 502 17,930
Superior Consultant Hldgs Corp. Common Stock 868146101 12 1,042
Superior Services Inc. Common Stock 868316100 9 350
Supertex Inc Common Stock 868532102 9 575
Surgical Safety Products Inc. Common Stock 868906108 4 2,045
Storage USA, Inc. Common Stock 861907103 624 22,701
Susquehanna Bancshares Inc. Common Stock 869099101 800 46,393
Sunstates Corp. Common Stock 86787R108 0 97
Superior Telecom, Inc. Common Stock 868365107 8 575
Sunwood Corp. Common Stock 86787K103 0 66
Service Experts Inc Common Stock 817567100 35 3,400
Seven Eleven Japan Ltd ADR 817828205 81 920
7-Eleven Inc Common Stock 817826100 28 14,100
Silicon Valley Group, Inc. Common Stock 827066101 25 2,150
Servicemaster Co Common Stock 81760N109 397 24,692
Spectra Vision Inc. Cl B Common Stock 847607108 0 8,050
Sovereign Chemical & Pete Products I Common Stock 846036101 0 1,000
Silverleaf Resorts Inc. Common Stock 828395103 16 2,600
Sovereign Bancorp Inc. Common Stock 845905108 724 79,568
Seven Seas Petroleum Corp. Common Stock 817917107 6 2,000
Source Venture Cap Inc Foreign Stock 836163303 0 20
Savoir Technology Group Inc Common Stock 80533W107 4 500
Supervalue Inc. Common Stock 868536103 282 12,923
Stone & Webster Inc Common Stock 861572105 6 200
Southwest Bancorporation of Texas In Common Stock 84476R109 731 41,936
Swift Transportation Co Inc. Common Stock 870756103 45 2,285
Stanley Works Common Stock 854616109 185 7,335
Schweitzer-Mauduit Intl Common Stock 808541106 2 190
Swedish Match AB ADR ADR 870309507 111 3,060
Swire Pacific Ltd Sponsored ADR ADR 870794302 3,316 699,946
Swiss Chalet Inc. Common Stock 870853108 3 400
Southwest Securities Group Inc. Common Stock 845224104 477 17,650
Southwest Gas Corp. Common Stock 844895102 38 1,415
Safeway Inc. Common Stock 786514208 4,027 105,791
Standex Intl Corp. Common Stock 854231107 1 50
Sybron International Corp. Wis Common Stock 87114F106 2,348 87,354
<CAPTION>
Item 6:
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared as (c) Shared Other Voting Authority (Shares)
(a) Sole Def Other Managers (a) Sole (b) Shared (c) None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
State Street Corp. x 0 88,145 0
Student Loan Corp. x 0 3,100 0
Shaw Communication 8.45% Ser A PFD x 0 1,100 0
Shaw Communications Inc Pfd 8.50% x 0 2,850 0
Standard Commcl Corp. x 0 2,289 0
Suncor Energy Inc. x 0 8,240 0
Suncor Energy Inc PFD Secs x 0 6,150 0
Summit Bancorp x 0 56,808 0
Sun Bancorp Inc. x 0 210 0
Abbey Natl PLC Perp Sub Cap x 0 1,000 0
Southern Union Co New x 0 37,348 0
Southern Union Financing TOPRS x 0 800 0
Sun Communities Inc. x 0 7,025 0
Mens Wearhouse Inc. x 0 350 0
Supra Medical Corp Ec x 0 1,000 0
Sunoco Inc x 0 5,688 0
Sun Microsystems Inc. x 0 343,320 0
Superior Industries Intl Inc. x 0 17,930 0
Superior Consultant Hldgs Corp. x 0 1,042 0
Superior Services Inc. x 0 350 0
Supertex Inc x 0 575 0
Surgical Safety Products Inc. x 0 2,045 0
Storage USA, Inc. x 0 22,701 0
Susquehanna Bancshares Inc. x 0 46,393 0
Sunstates Corp. x 0 97 0
Superior Telecom, Inc. x 0 575 0
Sunwood Corp. x 0 66 0
Service Experts Inc x 0 3,400 0
Seven Eleven Japan Ltd x 0 920 0
7-Eleven Inc x 0 14,100 0
Silicon Valley Group, Inc. x 0 2,150 0
Servicemaster Co x 0 24,692 0
Spectra Vision Inc. Cl B x 0 8,050 0
Sovereign Chemical & Pete Products I x 0 1,000 0
Silverleaf Resorts Inc. x 0 2,600 0
Sovereign Bancorp Inc. x 0 79,568 0
Seven Seas Petroleum Corp. x 0 2,000 0
Source Venture Cap Inc x 0 20 0
Savoir Technology Group Inc x 0 500 0
Supervalue Inc. x 0 12,923 0
Stone & Webster Inc x 0 200 0
Southwest Bancorporation of Texas In x 0 41,936 0
Swift Transportation Co Inc. x 0 2,285 0
Stanley Works x 0 7,335 0
Schweitzer-Mauduit Intl x 0 190 0
Swedish Match AB ADR x 0 3,060 0
Swire Pacific Ltd Sponsored ADR x 0 699,946 0
Swiss Chalet Inc. x 0 400 0
Southwest Securities Group Inc. x 0 17,650 0
Southwest Gas Corp. x 0 1,415 0
Safeway Inc. x 0 105,791 0
Standex Intl Corp. x 0 50 0
Sybron International Corp. Wis x 0 87,354 0
<PAGE>
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
Sybase Inc. Common Stock 871130100 135 11,445
Stryker Corp. Common Stock 863667101 1,088 21,275
Sykes Enterprises Inc. Common Stock 871237103 507 20,550
Symantec Corp. Common Stock 871503108 2,315 64,354
Syntroleum Corp Common Stock 871630109 6 800
Syquest Technology Inc. Common Stock 871660106 0 7,700
Systemsoft Corp. Common Stock 871926101 4 22,000
Sysco Corp. Common Stock 871829107 1,558 44,425
Suiza Foods Corp. Common Stock 865077101 1,307 34,840
AT & T Corp. Common Stock 001957109 22,021 506,220
Taylor Capital Group Inc. Perp Pfd S PFD QTR 30/360 876851205 179 7,150
Timet Cap Tr I PFD QTR 30/360 887381408 16 700
Timecast Corp Common Stock 887324101 0 1,166
Talisman Energy Inc. 9% Pfd PFD QTR 30/360 87425E400 10 400
Transtar Communications Common Stock 89388M999 0 268
Trakit Corp Common Stock 892888108 0 17
Talbot Bancshares Inc. New Common Stock 874124100 208 3,670
Taco Cabana Inc.orporation Cl A Common Stock 873425102 7 750
Terminal Applications Group Common Stock 880910104 0 6,200
Taitron Components Inc. Cl A Common Stock 874028103 39 18,207
Talk.Com Inc. Common Stock 874264104 360 27,900
Tal Wireless Networks Inc. Common Stock 872163100 0 11,534
Tubos De Acero De Mexico S A ADR 898592506 123 10,025
Tandy Corp. Common Stock 875382103 905 17,518
Travelers Property Casualty Common Stock 893939108 445 15,085
Travelers P&C Capital I 8.08% PFD QTR 30/360 893931204 138 5,630
Tapistron Intl Inc. Common Stock 876038100 0 800
Telefonica de Argentina S.A. ADR 879378206 745 28,265
Tate & Lyle PLC ADRS ADR 876570607 340 13,780
Taylor S Cos Inc Common Stock 876867102 0 100
Tacoma Boat Building Co. New Common Stock 873452304 0 50
Tasty Baking Co. Common Stock 876553306 12 1,050
T B C Corp. Common Stock 872180104 10 1,500
Sharp Drilling Incorporated Common Stock 87257P101 29 3,720
Telebanc Capital Trust II Cum Pfd 9. PFD QTR 30/360 87925Y203 687 29,250
Telebanc Financial Corp Common Stock 87925R109 549 23,875
Telecominicaoes Brasileiras SA ADR ADR 879287308 3,582 47,805
Timberland Co Common Stock 887100105 621 15,903
Telebras - Spon ADR ADR 879287100 0 9,353
Thermo Cardiosystems Incorporated Common Stock 88355K200 13 1,875
TCF Financial Corp. Common Stock 872275102 85 2,988
Trammell Crow Co Common Stock 89288R106 36 2,720
Consolidated Companies Common Stock 208915108 0 200
Techniclone International Common Stock 878517309 78 124,135
Tc Pipelines Lp Common Stock 87233Q108 14 800
Taubman Centers, Inc. Common Stock 876664103 51 4,400
Telesp Celular Participa- ADR ADR 87952L108 6 230
Cornerstone Realty Income Common Stock 21922V102 0 1
Telecentro Sul Participa - ADR ADR 879239101 16 290
The Town and Country Trust Common Stock 892081100 325 18,377
Toronto Dominion Bank Common Stock 891160509 64 3,300
Templeton Dragon Fund Inc. MutualFdEqClose 88018T101 147 17,517
Telephone & Data Systems, Inc. Common Stock 879433100 284 3,200
<CAPTION>
Item 6:
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared as (c) Shared Other Voting Authority (Shares)
(a) Sole Def Other Managers (a) Sole (b) Shared (c) None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
Sybase Inc. x 0 11,445 0
Stryker Corp. x 0 21,275 0
Sykes Enterprises Inc. x 0 20,550 0
Symantec Corp. x 0 64,354 0
Syntroleum Corp x 0 800 0
Syquest Technology Inc. x 0 7,700 0
Systemsoft Corp. x 0 22,000 0
Sysco Corp. x 0 44,425 0
Suiza Foods Corp. x 0 34,840 0
AT & T Corp. x 0 506,220 0
Taylor Capital Group Inc. Perp Pfd S x 0 7,150 0
Timet Cap Tr I x 0 700 0
Timecast Corp x 0 1,166 0
Talisman Energy Inc. 9% Pfd x 0 400 0
Transtar Communications x 0 268 0
Trakit Corp x 0 17 0
Talbot Bancshares Inc. New x 0 3,670 0
Taco Cabana Inc.orporation Cl A x 0 750 0
Terminal Applications Group x 0 6,200 0
Taitron Components Inc. Cl A x 0 18,207 0
Talk.Com Inc. x 0 27,900 0
Tal Wireless Networks Inc. x 0 11,534 0
Tubos De Acero De Mexico S A x 0 10,025 0
Tandy Corp. x 0 17,518 0
Travelers Property Casualty x 0 15,085 0
Travelers P&C Capital I 8.08% x 0 5,630 0
Tapistron Intl Inc. x 0 800 0
Telefonica de Argentina S.A. x 0 28,265 0
Tate & Lyle PLC ADRS x 0 13,780 0
Taylor S Cos Inc x 0 100 0
Tacoma Boat Building Co. New x 0 50 0
Tasty Baking Co. x 0 1,050 0
T B C Corp. x 0 1,500 0
Sharp Drilling Incorporated x 0 3,720 0
Telebanc Capital Trust II Cum Pfd 9. x 0 29,250 0
Telebanc Financial Corp x 0 23,875 0
Telecominicaoes Brasileiras SA ADR x 0 47,805 0
Timberland Co x 0 15,903 0
Telebras - Spon ADR x 0 9,353 0
Thermo Cardiosystems Incorporated x 0 1,875 0
TCF Financial Corp. x 0 2,988 0
Trammell Crow Co x 0 2,720 0
Consolidated Companies x 0 200 0
Techniclone International x 0 124,135 0
Tc Pipelines Lp x 0 800 0
Taubman Centers, Inc. x 0 4,400 0
Telesp Celular Participa- ADR x 0 230 0
Cornerstone Realty Income x 0 1 0
Telecentro Sul Participa - ADR x 0 290 0
The Town and Country Trust x 0 18,377 0
Toronto Dominion Bank x 0 3,300 0
Templeton Dragon Fund Inc. x 0 17,517 0
Telephone & Data Systems, Inc. x 0 3,200 0
<PAGE>
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
3D Systems Corp. New Common Stock 88554D205 52 11,304
TDS Capital I-8.50% Trust Originated PFD QTR 30/360 87235W202 12 500
TDS Capital II 8.04% Trust Org PFD PFD QTR 30/360 87235R203 77 3,500
Tidewater Inc. Common Stock 886423102 654 25,664
Teco Energy Inc. Common Stock 872375100 547 25,900
Templeton Emerging Markets Common Stock 880190103 43 4,250
Commercial Intertech Corp. Common Stock 201709102 42 3,500
Tech Data Corp. Common Stock 878237106 427 18,320
Techne Corp. Common Stock 878377100 59 1,875
Tecumseh Producs CO CL A Common Stock 878895200 1,441 28,750
Tecumseh Products Co-CL B Common Stock 878895101 2 40
Toledo Edison Co Preferred Stock 889175774 30 1,200
Toledo Edison Co 4.56% Pfd PFD QTR 30/360 889175402 19 350
Toledo Edison Co. - 4.25% Pfd PFD QTR 30/360 889175303 64 1,250
Toledo Edison Co 4 1/4% PFD PFD QTR 30/360 889175204 27 500
National Golf Properties Inc. Common Stock 63623G109 598 26,588
Telefonica De Espana SA Spons ADR ADR 879382208 273 5,682
Tektronix Inc. Common Stock 879131100 114 3,400
Televideo Inc Common Stock 879913200 0 125
Tenneco Inc. Common Stock 88037E101 159 9,365
Tennessee Valley Authority QIDS Ser PFD QTR 30/360 880591102 78 3,140
Telecom Argentina Sa Adr 1 Adr Reps ADR 879273209 3,190 119,520
Teradyne Inc. Common Stock 880770102 1,113 31,569
Tera Computer Common Stock 88076P108 45 11,000
Terayon Communication Systems Common Stock 880775101 112 2,300
Tesco Corp Foreign Stock 88157K101 13 2,000
Teva Pharmaceutical-SP ADR ADR 881624209 30 600
Terex Corp. Common Stock 880779103 49 1,540
TITAN EXPLORATION INC Common Stock 888289105 8 1,598
Morgan Stanley Municipal Income Trus Common Stock 61745P486 218 27,415
TCI Communic Financing I 8.72% PFD PFD QTR 30/360 872285200 319 12,715
TCI Communications Fing IV 9.72% PFD PFD QTR 30/360 87228U205 10 390
TCI Communications Financing II 10% PFD QTR 30/360 872286208 118 4,533
Telefonos De Mexico S.A. ADR 879403400 5 1,500
Three Five Systems Inc. Common Stock 88554L108 492 22,255
24/7 Media Inc Common Stock 901314104 91 2,390
Teleflex Inc. Common Stock 879369106 12,306 311,545
Templeton Global Governments Common Stock 879929107 47 7,400
Trigon Healthcare Inc. Common Stock 89618L100 156 5,390
Triumph Group Inc. Common Stock 896818101 54 2,050
Thomas Group Inc. Common Stock 884402108 12 1,500
Triangle Bancorp Inc. Common Stock 895835106 586 31,692
Theglobe.Com Inc. Common Stock 88335R101 8 600
Teligent Inc. Cl A Common Stock 87959Y103 201 4,053
Teleglobe Inc Common Stock 87941V100 59 3,850
Georgia Pacific Corp. (Timber Group) Common Stock 373298702 40 1,759
Transportadora Gas Sur - Sponsored A ADR 893870204 27 3,300
Tenet Healthcare Corp. Common Stock 88033G100 472 26,869
Think New Ideas Inc. Common Stock 884094103 49 7,300
THQ Inc. Common Stock 872443403 272 6,300
Theragenics Corp. Common Stock 883375107 349 27,375
Todhunter Intl Inc Common Stock 889050100 7 800
Thistle Group Holdings Co Common Stock 88431E103 19 2,640
<CAPTION>
Item 6:
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared as (c) Shared Other Voting Authority (Shares)
(a) Sole Def Other Managers (a) Sole (b) Shared (c) None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
3D Systems Corp. New x 0 11,304 0
TDS Capital I-8.50% Trust Originated x 0 500 0
TDS Capital II 8.04% Trust Org PFD x 0 3,500 0
Tidewater Inc. x 0 25,664 0
Teco Energy Inc. x 0 25,900 0
Templeton Emerging Markets x 0 4,250 0
Commercial Intertech Corp. x 0 3,500 0
Tech Data Corp. x 0 18,320 0
Techne Corp. x 0 1,875 0
Tecumseh Producs CO CL A x 0 28,750 0
Tecumseh Products Co-CL B x 0 40 0
Toledo Edison Co x 0 1,200 0
Toledo Edison Co 4.56% Pfd x 0 350 0
Toledo Edison Co. - 4.25% Pfd x 0 1,250 0
Toledo Edison Co 4 1/4% PFD x 0 500 0
National Golf Properties Inc. x 0 26,588 0
Telefonica De Espana SA Spons ADR x 0 5,682 0
Tektronix Inc. x 0 3,400 0
Televideo Inc x 0 125 0
Tenneco Inc. x 0 9,365 0
Tennessee Valley Authority QIDS Ser x 0 3,140 0
Telecom Argentina Sa Adr 1 Adr Reps x 0 119,520 0
Teradyne Inc. x 0 31,569 0
Tera Computer x 0 11,000 0
Terayon Communication Systems x 0 2,300 0
Tesco Corp x 0 2,000 0
Teva Pharmaceutical-SP ADR x 0 600 0
Terex Corp. x 0 1,540 0
TITAN EXPLORATION INC x 0 1,598 0
Morgan Stanley Municipal Income Trus x 0 27,415 0
TCI Communic Financing I 8.72% PFD x 0 12,715 0
TCI Communications Fing IV 9.72% PFD x 0 390 0
TCI Communications Financing II 10% x 0 4,533 0
Telefonos De Mexico S.A. x 0 1,500 0
Three Five Systems Inc. x 0 22,255 0
24/7 Media Inc x 0 2,390 0
Teleflex Inc. x 0 311,545 0
Templeton Global Governments x 0 7,400 0
Trigon Healthcare Inc. x 0 5,390 0
Triumph Group Inc. x 0 2,050 0
Thomas Group Inc. x 0 1,500 0
Triangle Bancorp Inc. x 0 31,692 0
Theglobe.Com Inc. x 0 600 0
Teligent Inc. Cl A x 0 4,053 0
Teleglobe Inc x 0 3,850 0
Georgia Pacific Corp. (Timber Group) x 0 1,759 0
Transportadora Gas Sur - Sponsored A x 0 3,300 0
Tenet Healthcare Corp. x 0 26,869 0
Think New Ideas Inc. x 0 7,300 0
THQ Inc. x 0 6,300 0
Theragenics Corp. x 0 27,375 0
Todhunter Intl Inc x 0 800 0
Thistle Group Holdings Co x 0 2,640 0
<PAGE>
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
Therapeutic Antibodies Inc. Common Stock 88337M100 5 6,300
Tag Heuer International SA Sponsored ADR 873773105 25 1,775
Houston Exploration Company Common Stock 442120101 7 300
Telecom Italia Spa Spon ADR ADR 87927W106 4,188 48,597
Tice Technology Inc. Common Stock 886337104 0 125
Wts Tice Technology Inc. Common Stock 886337112 0 400
Tiffany & Co New Common Stock 886547108 681 11,360
Titanium Metals Corp. Common Stock 888339108 101 11,305
Temple Inland Inc. Common Stock 879868107 6 100
Tivo Inc Common Stock 888706108 6 200
TJ International Inc Common Stock 872534102 48 1,900
TJX Companies Inc. Common Stock 872540109 1,954 69,625
Teekay Shipping Corp. Foreign Stock V89564104 108 6,930
Wts Tekgraf Inc. Common Stock 879102119 5 41,500
Tokio Marine & Fire Ins Ltd ADR 889090403 4,869 84,675
Tekelec Common Stock 879101103 124 9,000
Thermotrex Corp. Common Stock 883666109 6 1,000
Timken Co Common Stock 887389104 983 60,990
Tomkins PLC Sponsored ADR ADR 890030208 2,406 141,520
Transkaryotic Therapies Inc Common Stock 893735100 72 1,400
Empresas Telex-Chile SA ADR ADR 29245D105 0 400
Tellabs Inc. Common Stock 879664100 3,522 61,857
TLC The Laser Center Inc Common Stock 872934104 171 6,950
Tele Danmark A/S Spons ADS Rep ADR 879242105 33 1,130
Tilden Associates Inc Common Stock 886749209 3 10,000
Perusahaan Perseroan PT Telekomunkas ADR 715684106 1 88
Tellus Industries Inc Common Stock 879681203 0 2,000
Talisman Energy Inc Common Stock 87425E103 62 2,070
Tellurian Inc. Common Stock 879674109 0 2,000
Telepanel Systems Inc Common Stock 87943U209 5 4,000
Telespectrum Worldwide Inc. Common Stock 87951U109 392 65,978
Teltrend Inc. Common Stock 87969R106 10 500
Telxon Corp. Common Stock 879700102 5 600
Today's Man Inc. Common Stock 888910205 2 1,750
Trico Marine Services Inc. Common Stock 896106101 19 2,300
Tremont Advisers Inc -Cl B Common Stock 894729201 1 125
Timberline Software Corp. Common Stock 887134104 731 39,238
Times Mirror Co Cl A New Common Stock 887364107 157 2,384
Ticketmaster Online-City Search Inc. Common Stock 88633P203 31 1,300
Torchmark Corp. Common Stock 891027104 22 835
Trans Maritima Mexican Sp ADR ADR 893868307 4 1,300
Thermo Electron Corp. Common Stock 883556102 133 9,887
TMP Worldwide Inc. Common Stock 872941109 544 8,931
TCW/DW Term Trust 2003 Shs Of Common Stock 87234U108 23 2,501
Tumbleweed Communications Corp Common Stock 899690101 54 2,000
Telefonos De Mexico SA Spons ADR ADR 879403780 4,477 62,838
Tenaga Nasional BHD - Spons ADR ADR 880277108 2 300
Thomas & Betts Corp. Common Stock 884315102 877 17,190
Tanknology-Nde Intl Inc Common Stock 87583E101 0 100
Telenorte Leste Participacoes ADR ADR 879246106 5 350
Terra Nitrogen Co LP Common Stock 881005201 13 2,200
Technitrol Inc. Common Stock 878555101 76 2,150
True North Communications Inc. Common Stock 897844106 233 6,405
<CAPTION>
Item 6:
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared as (c) Shared Other Voting Authority (Shares)
(a) Sole Def Other Managers (a) Sole (b) Shared (c) None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
Therapeutic Antibodies Inc. x 0 6,300 0
Tag Heuer International SA Sponsored x 0 1,775 0
Houston Exploration Company x 0 300 0
Telecom Italia Spa Spon ADR x 0 48,597 0
Tice Technology Inc. x 0 125 0
Wts Tice Technology Inc. x 0 400 0
Tiffany & Co New x 0 11,360 0
Titanium Metals Corp. x 0 11,305 0
Temple Inland Inc. x 0 100 0
Tivo Inc x 0 200 0
TJ International Inc x 0 1,900 0
TJX Companies Inc. x 0 69,625 0
Teekay Shipping Corp. x 0 6,930 0
Wts Tekgraf Inc. x 0 41,500 0
Tokio Marine & Fire Ins Ltd x 0 84,675 0
Tekelec x 0 9,000 0
Thermotrex Corp. x 0 1,000 0
Timken Co x 0 60,990 0
Tomkins PLC Sponsored ADR x 0 141,520 0
Transkaryotic Therapies Inc x 0 1,400 0
Empresas Telex-Chile SA ADR x 0 400 0
Tellabs Inc. x 0 61,857 0
TLC The Laser Center Inc x 0 6,950 0
Tele Danmark A/S Spons ADS Rep x 0 1,130 0
Tilden Associates Inc x 0 10,000 0
Perusahaan Perseroan PT Telekomunkas x 0 88 0
Tellus Industries Inc x 0 2,000 0
Talisman Energy Inc x 0 2,070 0
Tellurian Inc. x 0 2,000 0
Telepanel Systems Inc x 0 4,000 0
Telespectrum Worldwide Inc. x 0 65,978 0
Teltrend Inc. x 0 500 0
Telxon Corp. x 0 600 0
Today's Man Inc. x 0 1,750 0
Trico Marine Services Inc. x 0 2,300 0
Tremont Advisers Inc -Cl B x 0 125 0
Timberline Software Corp. x 0 39,238 0
Times Mirror Co Cl A New x 0 2,384 0
Ticketmaster Online-City Search Inc. x 0 1,300 0
Torchmark Corp. x 0 835 0
Trans Maritima Mexican Sp ADR x 0 1,300 0
Thermo Electron Corp. x 0 9,887 0
TMP Worldwide Inc. x 0 8,931 0
TCW/DW Term Trust 2003 Shs Of x 0 2,501 0
Tumbleweed Communications Corp x 0 2,000 0
Telefonos De Mexico SA Spons ADR x 0 62,838 0
Tenaga Nasional BHD - Spons ADR x 0 300 0
Thomas & Betts Corp. x 0 17,190 0
Tanknology-Nde Intl Inc x 0 100 0
Telenorte Leste Participacoes ADR x 0 350 0
Terra Nitrogen Co LP x 0 2,200 0
Technitrol Inc. x 0 2,150 0
True North Communications Inc. x 0 6,405 0
<PAGE>
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
Tnp Enterprises Inc. Common Stock 872594106 1,208 31,025
Tianrong Building Material Holdings Common Stock 886305101 0 2,000
Transaction Network Services Common Stock 893414102 79 2,000
Tanisys Technology Inc. Foreign Stock 875927105 9 17,900
Tofutti Brands Inc Common Stock 88906B105 1 500
Tokheim Corp. Common Stock 889073102 1 100
Tommy Hilfiger Corp. Common Stock G8915Z102 120 4,255
Tomorrows Morning Inc Common Stock 890087109 0 6,000
Too Inc Common Stock 890333107 16 902
Tosco Corp. Com New Common Stock 891490302 11 425
Total SA Adr ADR 89151E109 145 2,290
Townebank Portsmouth Va Common Stock 89214P109 32 1,500
Stratosphere Corp. Common Stock 863106100 0 200
Toys 'R' Us Inc. Common Stock 892335100 2,910 194,001
Toyota Motor Co ADR 892331307 6 100
Tons Of Toys Inc. Com New Common Stock 890318207 0 2
TNT Post Group N.V. - Spon ADR ADR 888742103 5 209
P T Tri Polyta Indonesia ADR 69365B109 1 600
Tpi Enterprises Inc Common Stock 872623103 0 200
Texas Pacific Land Trust Common Stock 882610108 47 1,030
Teppco Partners L P Units Rep Lim LTD Part P4 872384102 174 8,700
Transpro Inc Common Stock 893885103 6 1,200
Trackpower Inc Common Stock 89235C103 2 2,000
Triquint Semiconductor Incorporated Common Stock 89674K103 125 2,190
Tootsie Roll Industries Inc. Common Stock 890516107 697 21,212
Track Data Corp. Common Stock 891918104 10 1,000
Tribune Co Common Stock 896047107 710 14,278
Trailer Bridge Inc. Common Stock 892782103 1 500
Texas Regional Bancshares Inc. Common Stock 882673106 48 1,955
Tremont Corp. Del Com Par Common Stock 894745207 2 70
Trenwick Group Inc. Common Stock 895290104 2 150
Templeton Russia Fund Inc. Common Stock 88022F105 2 200
TRANSATLANTIC HOLDINGS INC Common Stock 893521104 79 1,126
Trinet Corporate Realty Trust Common Stock 896287109 13 555
Trident Microsystems, Inc. Common Stock 895919108 1 130
Triad Hospitals Inc. Common Stock 89579K109 18 1,774
Speedway Motorsports Inc. Common Stock 847788106 108 2,500
Total Renal Care Holdings Inc. Common Stock 89151A107 62 8,295
Trimble Nav Ltd Common Stock 896239100 2 200
Trustmark Corp. Common Stock 898402102 108 4,800
Trimeris Inc Common Stock 896263100 15 900
Trinity Industries Inc.-del Common Stock 896522109 2,370 76,745
Telecentro Oeste Celular Part - ADR ADR 87923P105 0 0
T. Rowe Price Assoc. Inc. Common Stock 741477103 1,160 42,282
Torch Energy Royalty Trust Common Stock 891013104 1 200
T R W Inc. Common Stock 872649108 607 12,202
Triarc Companies Inc. Cl A Common Stock 895927101 2 95
The Sports Authority Inc. Common Stock 849176102 1 401
Transaction System Architects Inc. C Common Stock 893416107 224 8,305
TCI Satellite Entertainment Common Stock 872298104 1 254
Tractor Supply Co. Common Stock 892356106 134 7,047
Telesudeste Celular Part- ADR ADR 879252104 0 20
Sabre Group Holdings Inc. Common Stock 785905100 20 460
<CAPTION>
Item 6:
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared as (c) Shared Other Voting Authority (Shares)
(a) Sole Def Other Managers (a) Sole (b) Shared (c) None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
Tnp Enterprises Inc. x 0 31,025 0
Tianrong Building Material Holdings x 0 2,000 0
Transaction Network Services x 0 2,000 0
Tanisys Technology Inc. x 0 17,900 0
Tofutti Brands Inc x 0 500 0
Tokheim Corp. x 0 100 0
Tommy Hilfiger Corp. x 0 4,255 0
Tomorrows Morning Inc x 0 6,000 0
Too Inc x 0 902 0
Tosco Corp. Com New x 0 425 0
Total SA Adr x 0 2,290 0
Townebank Portsmouth Va x 0 1,500 0
Stratosphere Corp. x 0 200 0
Toys 'R' Us Inc. x 0 194,001 0
Toyota Motor Co x 0 100 0
Tons Of Toys Inc. Com New x 0 2 0
TNT Post Group N.V. - Spon ADR x 0 209 0
P T Tri Polyta Indonesia x 0 600 0
Tpi Enterprises Inc x 0 200 0
Texas Pacific Land Trust x 0 1,030 0
Teppco Partners L P Units Rep Lim x 0 8,700 0
Transpro Inc x 0 1,200 0
Trackpower Inc x 0 2,000 0
Triquint Semiconductor Incorporated x 0 2,190 0
Tootsie Roll Industries Inc. x 0 21,212 0
Track Data Corp. x 0 1,000 0
Tribune Co x 0 14,278 0
Trailer Bridge Inc. x 0 500 0
Texas Regional Bancshares Inc. x 0 1,955 0
Tremont Corp. Del Com Par x 0 70 0
Trenwick Group Inc. x 0 150 0
Templeton Russia Fund Inc. x 0 200 0
TRANSATLANTIC HOLDINGS INC x 0 1,126 0
Trinet Corporate Realty Trust x 0 555 0
Trident Microsystems, Inc. x 0 130 0
Triad Hospitals Inc. x 0 1,774 0
Speedway Motorsports Inc. x 0 2,500 0
Total Renal Care Holdings Inc. x 0 8,295 0
Trimble Nav Ltd x 0 200 0
Trustmark Corp. x 0 4,800 0
Trimeris Inc x 0 900 0
Trinity Industries Inc.-del x 0 76,745 0
Telecentro Oeste Celular Part - ADR x 0 0 0
T. Rowe Price Assoc. Inc. x 0 42,282 0
Torch Energy Royalty Trust x 0 200 0
T R W Inc. x 0 12,202 0
Triarc Companies Inc. Cl A x 0 95 0
The Sports Authority Inc. x 0 401 0
Transaction System Architects Inc. C x 0 8,305 0
TCI Satellite Entertainment x 0 254 0
Tractor Supply Co. x 0 7,047 0
Telesudeste Celular Part- ADR x 0 20 0
Sabre Group Holdings Inc. x 0 460 0
<PAGE>
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
Teche Holding Co Common Stock 878330109 4 250
Teleservices Intl Group Inc Common Stock 87952E104 2 25,000
Computer Task Group Inc. Common Stock 205477102 4 250
TSL Holdings Inc. Common Stock 872918107 0 1
Taiwan Semiconductor Co. LTD Spons A ADR 874039100 62 2,110
Tesoro Petroleum Corp. Common Stock 881609101 3 155
Telesp Participatoes SA - ADR ADR 87952K100 309 19,595
TSR Inc Common Stock 872885108 10 1,500
Total System Services Inc. Common Stock 891906109 21 1,320
Transtechnology Corp Common Stock 893889105 9 793
Toro Co Common Stock 891092108 11 295
Autotote Corp - CL A Common Stock 053323101 11 4,185
Teletech Holdings Inc Common Stock 879939106 14 950
Thai Fund Inc. MutualFdEqClose 882904105 3 400
Transtexas Gas Corp Common Stock 893895102 1 2,000
Titan Corp. Common Stock 888266103 53 3,711
Titan Corp. $1.00 Cum Cv Pfd Preferred Stock 888266202 6 400
Titan Pharmaceuticals Inc Del Common Stock 888314101 11 1,120
Thermo Tech Technologies Inc Common Stock 88360H101 0 300
Tultex Corp. Common Stock 899900104 1 3,500
TXU Electric Cap I 8.25% Cum PFD PFD QTR 30/360 87316P209 31 1,275
TXU Electric Capital III 8.00% Cum PFD QTR 30/360 87316Q207 146 6,030
Tupperware Corp. Common Stock 899896104 208 10,265
Tuscarora Inc. Common Stock 900902107 9 740
Tut Systems Common Stock 901103101 27 1,050
Tuxis Corporation Common Stock 901144105 123 10,265
Grupo Televisa, S.A. GDS ADR 40049J206 4 90
Tennessee Valley Auth PFD QTR 30/360 880591409 18 800
Tennessee Valley Authority Preferred Stock 880591201 84 3,400
Tennessee Valley Auth PFD QTR 30/360 880591300 20 870
Templeton Vietnam Opptys Fund Common Stock 88022J107 74 8,623
TV Guide Inc - Cl A Common Stock 87307Q109 80 2,050
Thermoview Industries Inc Common Stock 883671109 1 200
TVI Corp Common Stock 872916101 19 225,000
TVX Gold Inc Common Stock 87308K101 0 200
Trans World Airlines Common Stock 893349837 11 3,000
Td Waterhouse Grp Inc Foreign Stock 872362108 6 500
Titan International Inc. Common Stock 88830M102 295 28,775
Twinlab Corp. Common Stock 901774109 10 1,094
Trans World Music Corp Common Stock 89336Q100 288 22,725
Tower Automotive Inc. Common Stock 891707101 13 660
Crown Castle Intl Corp Common Stock 228227104 16 850
Time Warner Inc. Common Stock 887315109 8,269 136,110
Time Warner Capital I-8.875% PFD Tru PFD QTR 30/360 88731G204 15 600
Texaco Inc. Common Stock 881694103 7,651 121,199
Texas Biotech Corp. Common Stock 88221T104 12 3,071
Texaco Capital LLC 6.875% Cum PFD Se PFDMthly 30/360 P9132Z107 554 24,500
Texaco Capital Llc 6.4% Adj Rt PFDMthly 30/360 P9132Z115 52 2,700
Transwitch Corp. Common Stock 894065101 93 1,637
Totalaxcess.com Inc Common Stock 89151J108 1 2,000
Texas Industries Inc. Common Stock 882491103 2,787 75,317
Texas Instruments Inc. Common Stock 882508104 5,645 68,634
Textron Inc. Common Stock 883203101 468 6,049
<CAPTION>
Item 6:
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared as (c) Shared Other Voting Authority (Shares)
(a) Sole Def Other Managers (a) Sole (b) Shared (c) None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
Teche Holding Co x 0 250 0
Teleservices Intl Group Inc x 0 25,000 0
Computer Task Group Inc. x 0 250 0
TSL Holdings Inc. x 0 1 0
Taiwan Semiconductor Co. LTD Spons A x 0 2,110 0
Tesoro Petroleum Corp. x 0 155 0
Telesp Participatoes SA - ADR x 0 19,595 0
TSR Inc x 0 1,500 0
Total System Services Inc. x 0 1,320 0
Transtechnology Corp x 0 793 0
Toro Co x 0 295 0
Autotote Corp - CL A x 0 4,185 0
Teletech Holdings Inc x 0 950 0
Thai Fund Inc. x 0 400 0
Transtexas Gas Corp x 0 2,000 0
Titan Corp. x 0 3,711 0
Titan Corp. $1.00 Cum Cv Pfd x 0 400 0
Titan Pharmaceuticals Inc Del x 0 1,120 0
Thermo Tech Technologies Inc x 0 300 0
Tultex Corp. x 0 3,500 0
TXU Electric Cap I 8.25% Cum PFD x 0 1,275 0
TXU Electric Capital III 8.00% Cum x 0 6,030 0
Tupperware Corp. x 0 10,265 0
Tuscarora Inc. x 0 740 0
Tut Systems x 0 1,050 0
Tuxis Corporation x 0 10,265 0
Grupo Televisa, S.A. GDS x 0 90 0
Tennessee Valley Auth x 0 800 0
Tennessee Valley Authority x 0 3,400 0
Tennessee Valley Auth x 0 870 0
Templeton Vietnam Opptys Fund x 0 8,623 0
TV Guide Inc - Cl A x 0 2,050 0
Thermoview Industries Inc x 0 200 0
TVI Corp x 0 225,000 0
TVX Gold Inc x 0 200 0
Trans World Airlines x 0 3,000 0
Td Waterhouse Grp Inc x 0 500 0
Titan International Inc. x 0 28,775 0
Twinlab Corp. x 0 1,094 0
Trans World Music Corp x 0 22,725 0
Tower Automotive Inc. x 0 660 0
Crown Castle Intl Corp x 0 850 0
Time Warner Inc. x 0 136,110 0
Time Warner Capital I-8.875% PFD Tru x 0 600 0
Texaco Inc. x 0 121,199 0
Texas Biotech Corp. x 0 3,071 0
Texaco Capital LLC 6.875% Cum PFD Se x 0 24,500 0
Texaco Capital Llc 6.4% Adj Rt x 0 2,700 0
Transwitch Corp. x 0 1,637 0
Totalaxcess.com Inc x 0 2,000 0
Texas Industries Inc. x 0 75,317 0
Texas Instruments Inc. x 0 68,634 0
Textron Inc. x 0 6,049 0
<PAGE>
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
Textron Capital I Trust Pfd PFD QTR 30/360 883198202 154 6,500
Texas Utilities Co. Common Stock 882848104 1,683 45,093
Txu Cap I PFD QTR 30/360 873167209 4 200
Tri-Continental Common Stock 895436103 183 6,264
Tri-continental Corp. Preferred Stock 895436202 7 200
Tyco International LTD Foreign Stock 902124106 9,913 96,007
Taylor Nelson Sofres PLC Common Stock G8693M109 296 100,000
The Taiwan Equity Fund Inc Common Stock 874031107 65 5,000
Trizec Hahn Corp. Foreign Stock 896938107 57 3,025
US Air Group Common Stock 911905107 257 9,775
United Caanso Oil & Gas Ltd. Common Stock 909755100 0 160
U A L Corp. Common Stock 902549500 45 688
UAL Corp. 12 1/4% Depository Preferred Stock 902549708 33 1,000
Ual Corp Capital Tr 13.25 PFD QTR 30/360 90254Y208 12 400
United Asset Management Corp. Common Stock 909420101 963 50,045
U.S. Bancorp Inc. Common Stock 917292104 143 10,571
U S Bancorp Cap Tr I 8.45% Gtd PFD QTR 30/360 91729W207 41 1,800
Unibanco-Uniao De Barcos ADR 90458E107 137 7,720
You Bet International Inc. Common Stock 987413101 18 2,400
UBID Inc. Common Stock 903469104 8 311
U.S. Bioscience Inc. New Common Stock 911646206 11 800
Union Bankshares Corp. VA Common Stock 905399101 47 3,164
United Bankshares Inc. W Va Common Stock 909907107 390 16,058
Unionbancal Fin Tr I 7.375% PFD QTR 30/360 90905Q109 7 300
Auctionanything Com Inc. Common Stock 05068N107 1 1,000
United Companies Financial Common Stock 909870107 0 5,598
United Cmnty Financial Corp. Common Stock 909839102 14 1,000
Unocal Corp. Common Stock 915289102 1,923 51,882
Unicom Corp. Common Stock 904911104 404 10,938
Unitedglobalcom Common Stock 913247508 115 1,600
Unicapital Corp Common Stock 90459D108 16 5,000
Ucar International Inc. Common Stock 90262K109 15 660
Utilicorp United Inc. Common Stock 918005109 56 2,648
Utilicorp Capital LP 8.875% PFD QTR 30/360 91800E209 60 2,500
United Dominion Inds Ltd Common Stock 909914103 150 6,335
United Dominion Realty Trust Common Stock 910197102 716 64,019
United Dominion Realty Trust PFD QTR 30/360 910197300 42 2,000
United Dominion Realty Trust Preferred Stock 910197201 38 1,700
Ultramar Diamond Shamrock Corp. Common Stock 904000106 89 3,503
Union Electric Co 4.50$ PFD PFD QTR 30/360 906548508 13 200
Unifab International Inc. Common Stock 90467L100 15 1,900
Universal Foods Corp. Common Stock 913538104 114 4,949
Ultrafem Inc. Common Stock 903896108 0 2,000
Unifi Inc. Common Stock 904677101 48 4,345
U.S. Foodservice Common Stock 90331R101 81 4,500
UGI Corp. Hldg Co Common Stock 902681105 128 5,517
Unigene Labs Inc. Common Stock 904753100 1 1,400
U S HOME Corp. NEW Common Stock 911920106 14 486
Amerco Common Stock 023586100 34 1,200
Universal Health Common Stock 913903100 31 1,200
United Industrial Corp Common Stock 910671106 28 3,000
United Illuminating Co Common Stock 910637107 415 8,581
United Capital Funding Partnership L PFDMthly 30/360 90978X205 110 4,400
<CAPTION>
Item 6:
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared as (c) Shared Other Voting Authority (Shares)
(a) Sole Def Other Managers (a) Sole (b) Shared (c) None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
Textron Capital I Trust Pfd x 0 6,500 0
Texas Utilities Co. x 0 45,093 0
Txu Cap I x 0 200 0
Tri-Continental x 0 6,264 0
Tri-continental Corp. x 0 200 0
Tyco International LTD x 0 96,007 0
Taylor Nelson Sofres PLC x 0 100,000 0
The Taiwan Equity Fund Inc x 0 5,000 0
Trizec Hahn Corp. x 0 3,025 0
US Air Group x 0 9,775 0
United Caanso Oil & Gas Ltd. x 0 160 0
U A L Corp. x 0 688 0
UAL Corp. 12 1/4% Depository x 0 1,000 0
Ual Corp Capital Tr 13.25 x 0 400 0
United Asset Management Corp. x 0 50,045 0
U.S. Bancorp Inc. x 0 10,571 0
U S Bancorp Cap Tr I 8.45% Gtd x 0 1,800 0
Unibanco-Uniao De Barcos x 0 7,720 0
You Bet International Inc. x 0 2,400 0
UBID Inc. x 0 311 0
U.S. Bioscience Inc. New x 0 800 0
Union Bankshares Corp. VA x 0 3,164 0
United Bankshares Inc. W Va x 0 16,058 0
Unionbancal Fin Tr I 7.375% x 0 300 0
Auctionanything Com Inc. x 0 1,000 0
United Companies Financial x 0 5,598 0
United Cmnty Financial Corp. x 0 1,000 0
Unocal Corp. x 0 51,882 0
Unicom Corp. x 0 10,938 0
Unitedglobalcom x 0 1,600 0
Unicapital Corp x 0 5,000 0
Ucar International Inc. x 0 660 0
Utilicorp United Inc. x 0 2,648 0
Utilicorp Capital LP 8.875% x 0 2,500 0
United Dominion Inds Ltd x 0 6,335 0
United Dominion Realty Trust x 0 64,019 0
United Dominion Realty Trust x 0 2,000 0
United Dominion Realty Trust x 0 1,700 0
Ultramar Diamond Shamrock Corp. x 0 3,503 0
Union Electric Co 4.50$ PFD x 0 200 0
Unifab International Inc. x 0 1,900 0
Universal Foods Corp. x 0 4,949 0
Ultrafem Inc. x 0 2,000 0
Unifi Inc. x 0 4,345 0
U.S. Foodservice x 0 4,500 0
UGI Corp. Hldg Co x 0 5,517 0
Unigene Labs Inc. x 0 1,400 0
U S HOME Corp. NEW x 0 486 0
Amerco x 0 1,200 0
Universal Health x 0 1,200 0
United Industrial Corp x 0 3,000 0
United Illuminating Co x 0 8,581 0
United Capital Funding Partnership L x 0 4,400 0
<PAGE>
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
Unisys Corp. Common Stock 909214108 1,212 26,854
Urban Juice & Soda Ltd Foreign Stock 916902109 11 15,000
Union Carbide Corp. Common Stock 905581104 208 3,660
Unilever PLC ADR 904767704 130 3,370
MediaOne Group Inc. Common Stock 58440J104 4,651 68,077
Mediaone Finance Tr III PFD 9.04 123 PFD QTR 30/360 584458202 40 1,600
United Mobile Homes Inc. Common Stock 911024107 93 10,400
Unilever N V Common Stock 904784709 1,256 18,433
Unova Inc. Common Stock 91529B106 93 6,959
United Diagnostic Inc Common Stock 910192103 0 2
United Healthcare Corp. Common Stock 910581107 1,054 21,647
Unitrin Inc. Common Stock 913275103 17 500
Unumprovident Corp. Common Stock 91529Y106 1,096 37,231
Union National Bancorp Common Stock 907103105 70 2,454
Union Pacific Corp. Common Stock 907818108 1,068 22,214
Supermercados Unimarc Spon Adr ADR 868453101 5 2,000
Unisource Energy Corp. Common Stock 909205106 11 920
First United Bancshares Inc. Common Stock 33741E104 1,222 68,854
Union Planters Corp. Common Stock 908068109 2,343 57,505
United Pan-Europe Com - Spon ADR ADR 911300200 131 2,150
United Petroleum Corp Common Stock 911327401 0 10,000
Upm Kymmene Corp ADR 915436109 28 830
Union Pacific Resources Group Inc. Common Stock 907834105 259 16,125
Uniquest Inc. Common Stock 90915Q107 0 320
Urban Outfitters Inc Common Stock 917047102 103 4,650
United Resources Inc- Fla Common Stock 911378107 0 17
United Rentals Inc. Common Stock 911363109 2,260 103,908
USA Networks Inc. Common Stock 902984103 581 15,000
Universal Stainless & Alloy Common Stock 913837100 82 16,365
U.S. Bancorp Common Stock 902973106 425 14,070
US Can Corp. Common Stock 90328W105 3 140
U S Crude Ltd Common Stock 90330V103 1 4,000
USFreightways Corp. Common Stock 916906100 31 650
USG Corp. Common Stock 903293405 218 4,593
US Home & Garden Inc. Common Stock 902939107 43 17,000
U.S. Industries, Inc. Common Stock 912080108 248 15,775
U S Interactive Inc Common Stock 90334M109 45 2,058
US Internetworking Inc. Common Stock 917311805 569 18,200
U S Liquids Inc Common Stock 902974104 49 7,000
United States Lime & Minerals Common Stock 911922102 60 10,000
US Lan Systems Corp Common Stock 912100104 0 1,000
US Oncology Inc Common Stock 90338W103 154 16,950
U S Plastic Lmbr Corp Common Stock 902948108 168 13,550
U S T Inc. Common Stock 902911106 1,105 36,609
UST Corp. Common Stock 902900109 71 2,305
United Stationers Inc Common Stock 913004107 352 16,530
USEC Inc Common Stock 90333E108 46 4,500
U S Restaurants PPtys Inc. Common Stock 902971100 6 300
U.S. West Inc. Common Stock 91273H101 8,848 155,050
Usweb Corp. Common Stock 917327108 88 2,560
US Wats Inc. Common Stock 90337P109 3 2,000
USX-Marathan Group 6 1/2 PFD Preferred Stock 902905819 4 100
U.S. Trust Corp. New Common Stock 91288L105 68 850
<CAPTION>
Item 6:
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared as (c) Shared Other Voting Authority (Shares)
(a) Sole Def Other Managers (a) Sole (b) Shared (c) None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
Unisys Corp. x 0 26,854 0
Urban Juice & Soda Ltd x 0 15,000 0
Union Carbide Corp. x 0 3,660 0
Unilever PLC x 0 3,370 0
MediaOne Group Inc. x 0 68,077 0
Mediaone Finance Tr III PFD 9.04 123 x 0 1,600 0
United Mobile Homes Inc. x 0 10,400 0
Unilever N V x 0 18,433 0
Unova Inc. x 0 6,959 0
United Diagnostic Inc x 0 2 0
United Healthcare Corp. x 0 21,647 0
Unitrin Inc. x 0 500 0
Unumprovident Corp. x 0 37,231 0
Union National Bancorp x 0 2,454 0
Union Pacific Corp. x 0 22,214 0
Supermercados Unimarc Spon Adr x 0 2,000 0
Unisource Energy Corp. x 0 920 0
First United Bancshares Inc. x 0 68,854 0
Union Planters Corp. x 0 57,505 0
United Pan-Europe Com - Spon ADR x 0 2,150 0
United Petroleum Corp x 0 10,000 0
Upm Kymmene Corp x 0 830 0
Union Pacific Resources Group Inc. x 0 16,125 0
Uniquest Inc. x 0 320 0
Urban Outfitters Inc x 0 4,650 0
United Resources Inc- Fla x 0 17 0
United Rentals Inc. x 0 103,908 0
USA Networks Inc. x 0 15,000 0
Universal Stainless & Alloy x 0 16,365 0
U.S. Bancorp x 0 14,070 0
US Can Corp. x 0 140 0
U S Crude Ltd x 0 4,000 0
USFreightways Corp. x 0 650 0
USG Corp. x 0 4,593 0
US Home & Garden Inc. x 0 17,000 0
U.S. Industries, Inc. x 0 15,775 0
U S Interactive Inc x 0 2,058 0
US Internetworking Inc. x 0 18,200 0
U S Liquids Inc x 0 7,000 0
United States Lime & Minerals x 0 10,000 0
US Lan Systems Corp x 0 1,000 0
US Oncology Inc x 0 16,950 0
U S Plastic Lmbr Corp x 0 13,550 0
U S T Inc. x 0 36,609 0
UST Corp. x 0 2,305 0
United Stationers Inc x 0 16,530 0
USEC Inc x 0 4,500 0
U S Restaurants PPtys Inc. x 0 300 0
U.S. West Inc. x 0 155,050 0
Usweb Corp. x 0 2,560 0
US Wats Inc. x 0 2,000 0
USX-Marathan Group 6 1/2 PFD x 0 100 0
U.S. Trust Corp. New x 0 850 0
<PAGE>
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
Utah Clay Technology Inc Common Stock 917342107 1 2,000
Ultratech Stepper Inc. Common Stock 904034105 14 1,100
Utah Idaho Consolidated Uranium Common Stock 917440109 0 667
Unitil Corp. Common Stock 913259107 74 3,050
Utah Medical Products Common Stock 917488108 1 100
United Textiles & Toys Corp. Common Stock 913071106 0 60
United Technologies Corp. Common Stock 913017109 2,840 47,884
Uniview Technologies Corp. Common Stock 915282206 32 22,000
United Ventures Group Inc Common Stock 913146106 1 1,000
Univision Communications Inc Common Stock 914906102 540 6,630
Universal Corp. Common Stock 913456109 42 1,600
United Water Resources Inc. Common Stock 913190104 118 3,605
Viasoft Inc Common Stock 92552U995 2 200
Vanderbilt Gold Corp. Common Stock 921786109 0 700
The Valspar Corp. Common Stock 920355104 8,209 251,134
Vanter Inc. Common Stock 922089107 0 3,000
Varian Medical Systems Inc Common Stock 92220P105 122 5,585
Varian Inc Common Stock 922206107 96 5,390
Varitronix International LTD - SP AD ADR 92224Q109 8 700
Vencor Inc. Common Stock 92260R102 0 595
Veterinary Centers Of America Common Stock 925514101 48 4,200
Value City Department Stores Inc Common Stock 920387107 5 300
Valassis Communications Inc. Common Stock 918866104 722 16,423
Sensory Science Corp Common Stock 81726X100 4 2,000
Visual Data Corp Common Stock 928428200 2 200
Virtual Sellers Com Inc Common Stock 92825Y105 18 65,000
Veba Ag - Spon ADR ADR 92239H102 65 1,150
Veeco Instruments Inc Common Stock 922417100 88 3,158
Virgina Elec & Power Co 1998 Ser A PFD QTR 30/360 927804617 28 1,235
Virginia Power Capital Trust Preferred Stock 928082205 132 5,450
Vengold Inc Foreign Stock 92267K100 0 1,500
Veramark Technologies Inc Common Stock 923351100 17 1,500
Verticalnet Inc. Common Stock 92532L107 15 400
V F Corp. Common Stock 918204108 1,100 35,485
Vicon Fiber Optics Corp Common Stock 925809105 1 2,000
Virginia Gas Co Common Stock 927814103 8 2,000
Van Kampen Merritt Trust For Common Stock 920929106 152 10,460
Vista Gold Corp. Foreign Stock 927926105 2 10,000
Viacom Inc Class A Common Stock 925524100 170 3,928
Viacom Inc Class B Common Stock 925524308 5,978 141,487
Vicor Corp. Common Stock 925815102 14 600
Vintage Group Inc New Common Stock 927458208 0 134
Open Jt Stk Co Vimpel ADR 68370R109 4 300
Visx Inc Del Common Stock 92844S105 1,466 18,530
Van Kampen American Capital Common Stock 920911104 6 1,000
Van Kampen Merritt Select Common Stock 92112M103 22 2,000
Vickers PLC-ADR ADR 925669202 0 1,725
Vlasic Foods International Common Stock 928559103 23 3,350
Volkswagen AG - Sponsored ADR ADR 928662303 19 1,750
Valley National Bancorp Common Stock 919794107 19 748
Vulcan Materials Co Common Stock 929160109 225 6,149
Video Network Communications Inc Common Stock 92656N103 0 142
Van Kampen Merritt Muni Tr Common Stock 920922101 8 529
<CAPTION>
Item 6:
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared as (c) Shared Other Voting Authority (Shares)
(a) Sole Def Other Managers (a) Sole (b) Shared (c) None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
Utah Clay Technology Inc x 0 2,000 0
Ultratech Stepper Inc. x 0 1,100 0
Utah Idaho Consolidated Uranium x 0 667 0
Unitil Corp. x 0 3,050 0
Utah Medical Products x 0 100 0
United Textiles & Toys Corp. x 0 60 0
United Technologies Corp. x 0 47,884 0
Uniview Technologies Corp. x 0 22,000 0
United Ventures Group Inc x 0 1,000 0
Univision Communications Inc x 0 6,630 0
Universal Corp. x 0 1,600 0
United Water Resources Inc. x 0 3,605 0
Viasoft Inc x 0 200 0
Vanderbilt Gold Corp. x 0 700 0
The Valspar Corp. x 0 251,134 0
Vanter Inc. x 0 3,000 0
Varian Medical Systems Inc x 0 5,585 0
Varian Inc x 0 5,390 0
Varitronix International LTD - SP AD x 0 700 0
Vencor Inc. x 0 595 0
Veterinary Centers Of America x 0 4,200 0
Value City Department Stores Inc x 0 300 0
Valassis Communications Inc. x 0 16,423 0
Sensory Science Corp x 0 2,000 0
Visual Data Corp x 0 200 0
Virtual Sellers Com Inc x 0 65,000 0
Veba Ag - Spon ADR x 0 1,150 0
Veeco Instruments Inc x 0 3,158 0
Virgina Elec & Power Co 1998 Ser A x 0 1,235 0
Virginia Power Capital Trust x 0 5,450 0
Vengold Inc x 0 1,500 0
Veramark Technologies Inc x 0 1,500 0
Verticalnet Inc. x 0 400 0
V F Corp. x 0 35,485 0
Vicon Fiber Optics Corp x 0 2,000 0
Virginia Gas Co x 0 2,000 0
Van Kampen Merritt Trust For x 0 10,460 0
Vista Gold Corp. x 0 10,000 0
Viacom Inc Class A x 0 3,928 0
Viacom Inc Class B x 0 141,487 0
Vicor Corp. x 0 600 0
Vintage Group Inc New x 0 134 0
Open Jt Stk Co Vimpel x 0 300 0
Visx Inc Del x 0 18,530 0
Van Kampen American Capital x 0 1,000 0
Van Kampen Merritt Select x 0 2,000 0
Vickers PLC-ADR x 0 1,725 0
Vlasic Foods International x 0 3,350 0
Volkswagen AG - Sponsored ADR x 0 1,750 0
Valley National Bancorp x 0 748 0
Vulcan Materials Co x 0 6,149 0
Video Network Communications Inc x 0 142 0
Van Kampen Merritt Muni Tr x 0 529 0
<PAGE>
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
Vornado Realty Trust Common Shares Common Stock 929042109 11 332
Compania Anonima Telef De Ven-ADR ADR 204421101 2,857 106,540
Vantive Corp Common Stock 922091103 27 3,150
The Seagram Co Ltd Common Stock 811850106 64 1,415
Vodafone Airtouch PLC-Sponsored ADR ADR 92857T107 4,085 17,181
Volvo Aktiebolaget ADR 928856400 126 4,390
V-ONE Corp. Common Stock 918278102 8 2,700
Vornado Operating Co. Common Stock 92904N103 0 16
Van Kampen Merritt Municipal Common Stock 920944105 9 780
Audiovox Corp. Common Stock 050757103 43 2,445
Virginia Elec & Pwr Co PFD QTR 30/360 927804591 24 1,000
Viropharma Inc. Common Stock 928241108 29 1,320
Vintage Petroleum Inc Common Stock 927460105 40 2,987
VAN KAMPEN MERRITT MUNI TR Common Stock 920924107 18 1,208
Viropro Inc Common Stock 928242106 0 100
Van Kampen Merritt Penn Value Common Stock 92112T108 100 7,700
Valley Res Inc Common Stock 920062106 14 1,011
Varco International Inc Common Stock 922126107 2 200
Vitafort Intl Corp Common Stock 928467307 0 500
Viragen Inc Common Stock 927638106 3 5,000
Vastar Resources Common Stock 922380100 433 6,920
Verio Inc Common Stock 923433106 48 1,550
Verisign Inc. Common Stock 92343E102 107 1,000
Veritas Software Corp Common Stock 923436109 488 6,427
Varian Semiconductor Equip Common Stock 922207105 115 5,450
Vishay Intertechnology Inc. Common Stock 928298108 568 23,927
VSI Enterprises Inc Common Stock 91832B884 1 2,500
Visio Corp. Common Stock 927914101 3 80
Voicestream Wireless Corp Common Stock 928615103 609 9,863
Videoserver Inc Common Stock 926918103 11 1,500
Vtel Corp Common Stock 918333105 4 1,000
Ventiv Health Inc Common Stock 922793104 12 1,171
Vitro Sa ADR 928502301 4 1,000
Van Kampen Merritt Tr For Common Stock 920934106 57 3,505
Ventas Inc. Common Stock 92276F100 4 895
Veritas DGC Inc Common Stock 92343P107 3 150
Vitesse Semiconductor Corp. Common Stock 928497106 711 8,326
Value Amer Inc Common Stock 92038N102 27 2,100
Vivendi - Sp ADR ADR 92851S105 105 7,450
Viad Corp. Common Stock 92552R109 343 11,624
Viad Corp. 4.75% Pfd Preferred Stock 92552R307 10 175
Vivid Technologies Inc Common Stock 928538107 3 750
Valuevision International Inc. Cl A Common Stock 92047K107 12 465
Vivus Inc Common Stock 928551100 23 8,200
Viatel Inc. Common Stock 925529208 12 400
Westvaco Corp. Common Stock 961548104 22 862
Worldcom Inc-GA-Conv Pfd Ser B Preferred Stock 98155K508 0 663
Wyman Gordon Co. Tender Offer Common Stock 983085994 440 22,800
Westport Co SBI Common Stock 961292109 0 100
Westamerica Bancorp Common Stock 957090103 67 2,200
Warnaco Group Inc Common Stock 934390105 210 11,494
Wade Cook Financial Corp Common Stock 930128103 1 2,000
Walgreen Co Common Stock 931422109 3,164 124,671
<CAPTION>
Item 6:
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared as (c) Shared Other Voting Authority (Shares)
(a) Sole Def Other Managers (a) Sole (b) Shared (c) None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
Vornado Realty Trust Common Shares x 0 332 0
Compania Anonima Telef De Ven-ADR x 0 106,540 0
Vantive Corp x 0 3,150 0
The Seagram Co Ltd x 0 1,415 0
Vodafone Airtouch PLC-Sponsored ADR x 0 17,181 0
Volvo Aktiebolaget x 0 4,390 0
V-ONE Corp. x 0 2,700 0
Vornado Operating Co. x 0 16 0
Van Kampen Merritt Municipal x 0 780 0
Audiovox Corp. x 0 2,445 0
Virginia Elec & Pwr Co x 0 1,000 0
Viropharma Inc. x 0 1,320 0
Vintage Petroleum Inc x 0 2,987 0
VAN KAMPEN MERRITT MUNI TR x 0 1,208 0
Viropro Inc x 0 100 0
Van Kampen Merritt Penn Value x 0 7,700 0
Valley Res Inc x 0 1,011 0
Varco International Inc x 0 200 0
Vitafort Intl Corp x 0 500 0
Viragen Inc x 0 5,000 0
Vastar Resources x 0 6,920 0
Verio Inc x 0 1,550 0
Verisign Inc. x 0 1,000 0
Veritas Software Corp x 0 6,427 0
Varian Semiconductor Equip x 0 5,450 0
Vishay Intertechnology Inc. x 0 23,927 0
VSI Enterprises Inc x 0 2,500 0
Visio Corp. x 0 80 0
Voicestream Wireless Corp x 0 9,863 0
Videoserver Inc x 0 1,500 0
Vtel Corp x 0 1,000 0
Ventiv Health Inc x 0 1,171 0
Vitro Sa x 0 1,000 0
Van Kampen Merritt Tr For x 0 3,505 0
Ventas Inc. x 0 895 0
Veritas DGC Inc x 0 150 0
Vitesse Semiconductor Corp. x 0 8,326 0
Value Amer Inc x 0 2,100 0
Vivendi - Sp ADR x 0 7,450 0
Viad Corp. x 0 11,624 0
Viad Corp. 4.75% Pfd x 0 175 0
Vivid Technologies Inc x 0 750 0
Valuevision International Inc. Cl A x 0 465 0
Vivus Inc x 0 8,200 0
Viatel Inc. x 0 400 0
Westvaco Corp. x 0 862 0
Worldcom Inc-GA-Conv Pfd Ser B x 0 663 0
Wyman Gordon Co. Tender Offer x 0 22,800 0
Westport Co SBI x 0 100 0
Westamerica Bancorp x 0 2,200 0
Warnaco Group Inc x 0 11,494 0
Wade Cook Financial Corp x 0 2,000 0
Walgreen Co x 0 124,671 0
<PAGE>
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
Wackenhut Corp. - CL B Common Stock 929794303 399 26,600
Wake Forest Bancshares Inc Common Stock 930888102 80 5,685
Wall Data Inc Common Stock 932045107 3 625
Washington Tr Bancorp Inc Common Stock 940610108 64 4,199
Waters Corp. Common Stock 941848103 445 7,340
Waverider Communications Common Stock 943570101 4 5,000
Wavo Corporation Common Stock 944027101 33 7,400
Wave Sysems Corp Cl A Common Stock 943526103 10 975
Waxman Industries Common Stock 944124106 1 2,100
World Access Inc. Common Stock 98141A101 20 1,800
Wachovia Corp. New Common Stock 929771103 4,762 60,568
Del Webb Corp. Common Stock 947423109 11 500
Westpac Banking - Spon ADR ADR 961214301 9 300
Westernbank Puerto Rico Common Stock 959897109 19 1,587
Webster Financial Corp. Common Stock 947890109 516 20,239
Winfield Capital Corp. Common Stock 973859101 51 3,000
Winstar Communications Inc Common Stock 975515107 611 15,633
Wisconsin Central Common Stock 976592105 88 6,440
MCI WorldCom Inc. Common Stock 55268B106 48,978 681,433
Wallace Computer Services Inc. Common Stock 932270101 409 20,210
Wordcruncher Internet Tech Common Stock 98136C104 8 1,500
Western Digital Corp. Common Stock 958102105 354 94,435
Worldcorp Inc Common Stock 981904105 0 2,000
WD-40 Co. Common Stock 929236107 433 18,500
Woodhead Industries Inc Common Stock 979438108 151 14,960
Walden Residential Properties Inc. Common Stock 931210108 11 500
Waddell & Reed Financial - A Common Stock 930059100 1 34
Waddell & Reed Finl Inc Common Stock 930059209 3 146
Coinmach Laundry Corp Common Stock 19259L101 31 3,153
Webco Industries Inc. Common Stock 947621108 1 290
Western Bancorp Common Stock 957683105 8 200
Webtrends Corp Common Stock 94844D104 67 1,500
Wisconsin Energy Power Common Stock 976657106 205 8,733
WEC CAP TR I TR PFD SECS 6.85% PFD QTR 30/360 92923G204 11 500
Wendy's International Inc Common Stock 950590109 1,112 42,180
Wendys Financing I 5% Ser A Preferred Stock 950588202 6 100
Wells Fargo Company Common Stock 949746101 11,279 284,652
Wells Fargo & Co New PFD QTR 30/360 949746200 5 100
Whole Foods Market Inc Common Stock 966837106 213 6,500
Memc Electronic Materials Inc. Common Stock 552715104 15 1,100
Washington Federal Inc. Common Stock 938824109 670 28,879
Weatherford International Inc New Common Stock 947074100 699 21,841
Willbros Group Inc Common Stock 969199108 7 1,000
Worldgate Communications Inc. Common Stock 98156L307 43 1,900
Washington Gas Light Co Common Stock 938837101 532 19,604
Wegener Corp. Common Stock 948585104 3 1,000
Winnebago Industries Common Stock 974637100 53 2,200
Western Gas Resources Inc Common Stock 958259103 3 170
Western Gas Resources, Inc. Preferred Stock 958259202 35 1,400
Western Gas Resources Inc. Conv PFD PreferdStk Conv 958259301 10 300
Whitman Corp Common Stock 96647R107 94 6,595
Wellington Hall Ltdcom New Common Stock 949535207 0 4,000
WHG Bancshares Corp Common Stock 928949106 14 1,600
<CAPTION>
Item 6:
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared as (c) Shared Other Voting Authority (Shares)
(a) Sole Def Other Managers (a) Sole (b) Shared (c) None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
Wackenhut Corp. - CL B x 0 26,600 0
Wake Forest Bancshares Inc x 0 5,685 0
Wall Data Inc x 0 625 0
Washington Tr Bancorp Inc x 0 4,199 0
Waters Corp. x 0 7,340 0
Waverider Communications x 0 5,000 0
Wavo Corporation x 0 7,400 0
Wave Sysems Corp Cl A x 0 975 0
Waxman Industries x 0 2,100 0
World Access Inc. x 0 1,800 0
Wachovia Corp. New x 0 60,568 0
Del Webb Corp. x 0 500 0
Westpac Banking - Spon ADR x 0 300 0
Westernbank Puerto Rico x 0 1,587 0
Webster Financial Corp. x 0 20,239 0
Winfield Capital Corp. x 0 3,000 0
Winstar Communications Inc x 0 15,633 0
Wisconsin Central x 0 6,440 0
MCI WorldCom Inc. x 0 681,433 0
Wallace Computer Services Inc. x 0 20,210 0
Wordcruncher Internet Tech x 0 1,500 0
Western Digital Corp. x 0 94,435 0
Worldcorp Inc x 0 2,000 0
WD-40 Co. x 0 18,500 0
Woodhead Industries Inc x 0 14,960 0
Walden Residential Properties Inc. x 0 500 0
Waddell & Reed Financial - A x 0 34 0
Waddell & Reed Finl Inc x 0 146 0
Coinmach Laundry Corp x 0 3,153 0
Webco Industries Inc. x 0 290 0
Western Bancorp x 0 200 0
Webtrends Corp x 0 1,500 0
Wisconsin Energy Power x 0 8,733 0
WEC CAP TR I TR PFD SECS 6.85% x 0 500 0
Wendy's International Inc x 0 42,180 0
Wendys Financing I 5% Ser A x 0 100 0
Wells Fargo Company x 0 284,652 0
Wells Fargo & Co New x 0 100 0
Whole Foods Market Inc x 0 6,500 0
Memc Electronic Materials Inc. x 0 1,100 0
Washington Federal Inc. x 0 28,879 0
Weatherford International Inc New x 0 21,841 0
Willbros Group Inc x 0 1,000 0
Worldgate Communications Inc. x 0 1,900 0
Washington Gas Light Co x 0 19,604 0
Wegener Corp. x 0 1,000 0
Winnebago Industries x 0 2,200 0
Western Gas Resources Inc x 0 170 0
Western Gas Resources, Inc. x 0 1,400 0
Western Gas Resources Inc. Conv PFD x 0 300 0
Whitman Corp x 0 6,595 0
Wellington Hall Ltdcom New x 0 4,000 0
WHG Bancshares Corp x 0 1,600 0
<PAGE>
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
Washington Homes Inc New Common Stock 938864105 11 2,000
Whittman-Hart Inc Common Stock 966834103 11 280
Whitehall Jewellers Inc Common Stock 965063100 24 850
Whirlpool Corp Common Stock 963320106 1,310 20,055
WHX Corp. Common Stock 929248102 1 106
Wicor Inc Common Stock 929253102 41 1,420
Widcom Inc Common Stock 967569104 0 200
Winn Dixie Stores Common Stock 974280109 142 4,790
Wind River Systems Inc Common Stock 973149107 128 6,725
SM&A Corporation Common Stock 784432106 18 2,280
Encore Wire Corp. Common Stock 292562105 5 500
Wireless One Inc Common Stock 97652H109 0 200
Wit Cap Group Inc Common Stock 97737K309 58 3,200
Whitman Education Group Inc Common Stock 966524100 4 1,200
Wesley Jessen Visioncare Common Stock 951018100 41 1,300
Wilmington Trust Corp. New Common Stock 971807102 51 1,060
Warner Lambert Co. Common Stock 934488107 9,504 143,193
Willamette Inds Common Stock 969133107 259 6,000
Wellman Inc Common Stock 949702104 10 550
Wilmar Inds Inc Common Stock 971426101 7 525
Wellpoint Health Networks Inc. Common Stock 94973H108 2,199 38,572
Wealthhound.com Common Stock 947005104 1 2,500
Wolverine Tube Inc Common Stock 978093102 21 1,325
Washington Mutual Inc. Common Stock 939322103 6,398 218,728
West Marine Inc Common Stock 954235107 10 1,300
Williams Companies Inc Common Stock 969457100 1,148 30,662
Williams Companies Preferred Stock 969457506 9 50
WMC Limited ADR ADR 928947100 1 40
Williams Control Inc Common Stock 969465103 2 1,000
Waste Management Inc. Common Stock 94106L109 3,009 156,335
Weis Markets Inc Common Stock 948849104 31 895
WMS Industries Inc. Common Stock 929297109 12 1,000
Wal-Mart Stores Inc. Common Stock 931142103 18,747 394,160
Wynn's International Common Stock 983195108 77 4,800
Wabash National Corp. Common Stock 929566107 10 500
Windmere-Durable Holdings Inc Common Stock 973411101 423 35,090
Winjak Inc Common Stock 974165201 0 375
Westwood One Inc Common Stock 961815107 28 622
Workflow Management Inc. Common Stock 98137N109 16 1,200
Watson Pharmaceuticals Inc Common Stock 942683103 563 18,409
Washington Post- Class B Common Stock 939640108 219 428
WPP Group PLC - Sponsored ADR ADR 929309300 726 7,805
W P S Resources Corp. Common Stock 92931B106 747 26,606
WPSR Capital Trust I 7.00% PFD QTR 30/360 92930N200 143 6,300
Westpoint Stevens Inc Cl A Common Stock 961238102 11 450
Waterpur International Inc Common Stock 941844102 0 1,000
West Penn Pwr Co PFD QTR 30/360 955278825 5 200
Western Resources Inc Common Stock 959425109 114 5,345
Western Resources Capital I PFD QTR 30/360 959423203 134 5,900
World Color Press Inc Common Stock 981443104 1,064 28,575
World Container Corp Common Stock 981447105 0 950
Washington Real Estate Investors Tru Common Stock 939653101 1,023 64,973
Weingarten Realty Investors Common Stock 948741103 449 12,022
<CAPTION>
Item 6:
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared as (c) Shared Other Voting Authority (Shares)
(a) Sole Def Other Managers (a) Sole (b) Shared (c) None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
Washington Homes Inc New x 0 2,000 0
Whittman-Hart Inc x 0 280 0
Whitehall Jewellers Inc x 0 850 0
Whirlpool Corp x 0 20,055 0
WHX Corp. x 0 106 0
Wicor Inc x 0 1,420 0
Widcom Inc x 0 200 0
Winn Dixie Stores x 0 4,790 0
Wind River Systems Inc x 0 6,725 0
SM&A Corporation x 0 2,280 0
Encore Wire Corp. x 0 500 0
Wireless One Inc x 0 200 0
Wit Cap Group Inc x 0 3,200 0
Whitman Education Group Inc x 0 1,200 0
Wesley Jessen Visioncare x 0 1,300 0
Wilmington Trust Corp. New x 0 1,060 0
Warner Lambert Co. x 0 143,193 0
Willamette Inds x 0 6,000 0
Wellman Inc x 0 550 0
Wilmar Inds Inc x 0 525 0
Wellpoint Health Networks Inc. x 0 38,572 0
Wealthhound.com x 0 2,500 0
Wolverine Tube Inc x 0 1,325 0
Washington Mutual Inc. x 0 218,728 0
West Marine Inc x 0 1,300 0
Williams Companies Inc x 0 30,662 0
Williams Companies x 0 50 0
WMC Limited ADR x 0 40 0
Williams Control Inc x 0 1,000 0
Waste Management Inc. x 0 156,335 0
Weis Markets Inc x 0 895 0
WMS Industries Inc. x 0 1,000 0
Wal-Mart Stores Inc. x 0 394,160 0
Wynn's International x 0 4,800 0
Wabash National Corp. x 0 500 0
Windmere-Durable Holdings Inc x 0 35,090 0
Winjak Inc x 0 375 0
Westwood One Inc x 0 622 0
Workflow Management Inc. x 0 1,200 0
Watson Pharmaceuticals Inc x 0 18,409 0
Washington Post- Class B x 0 428 0
WPP Group PLC - Sponsored ADR x 0 7,805 0
W P S Resources Corp. x 0 26,606 0
WPSR Capital Trust I 7.00% x 0 6,300 0
Westpoint Stevens Inc Cl A x 0 450 0
Waterpur International Inc x 0 1,000 0
West Penn Pwr Co x 0 200 0
Western Resources Inc x 0 5,345 0
Western Resources Capital I x 0 5,900 0
World Color Press Inc x 0 28,575 0
World Container Corp x 0 950 0
Washington Real Estate Investors Tru x 0 64,973 0
Weingarten Realty Investors x 0 12,022 0
<PAGE>
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
Waste Recovery Inc. Common Stock 940902109 12 206,520
Work Recovery Inc Common Stock 981370307 0 20
World Acceptance Corporation Common Stock 981419104 27 5,075
Woronco Bancorp Inc Common Stock 981630106 10 950
Weirton Steel Corp. Common Stock 948774104 28 13,200
Wine Society Of America Inc Common Stock 973903206 0 50
Wesbanco Inc Common Stock 950810101 23 900
Warwick Community Bancorp Inc Common Stock 936559103 8 740
Wesco Financial Corp. Common Stock 950817106 27 100
Waterside Capital Corp Common Stock 941872103 76 11,025
Wall Street Deli Inc. Common Stock 931904106 4 2,000
Williams Sonoma Inc. Common Stock 969904101 4 85
Watsco Inc Cl A Common Stock 942622200 7 600
West Pharmaceutical Services Common Stock 955306105 141 3,720
Westerfed Finl Corp. Common Stock 957550106 43 2,600
Worthington Industry Inc Common Stock 981811102 33 1,950
Whitehall Enterprises Inc Common Stock 965042104 3 290,300
White Mountains Insurance Group Common Stock 964126106 268 1,975
Whitney Holding Corp. Common Stock 966612103 92 2,680
Aquarion Co. Common Stock 03838W101 8 225
Watts Industries Inc Class A Common Stock 942749102 141 6,500
Wet Seal Inc Cl A Common Stock 961840105 194 11,701
Wireless Telecom Group Inc Common Stock 976524108 5 3,000
Williams Coal Seam Gas Royalty Trust Common Stock 969450105 11 1,200
Wurlitzer Co Common Stock 982594103 0 100
Western Wireless Corp Cl A Common Stock 95988E204 163 3,637
Waste Industries Inc. Common Stock 941058109 5 400
Wolverine World Wide Common Stock 978097103 29 2,530
Wrigley (WM) Jr Co Common Stock 982526105 208 3,020
Winston Hotels Inc. Common Stock 97563A102 17 1,900
Winston Hotels Inc 9.25% Cum Pfd PFD QTR 30/360 97563A201 9 500
Weyerhaeuser Co. Common Stock 962166104 1,280 22,217
Wyndham Intl Inc Common Stock 983101106 1,211 461,485
USX-U.S. Steel Group Common Stock 90337T101 382 14,847
USX Capital Trust I PreferdStk Conv 90339E201 21 500
Xceed Inc /De Common Stock 98388N105 21 1,000
XCL LTD Common Stock 983701103 2 3,266
Mphase Technologies Inc Common Stock 62472C102 0 100
XEBEC Common Stock 983889106 0 300
Exigent International Inc. Common Stock 302056106 0 125
Wts Exigent International Inc. Common Stock 302056114 0 200
Xircom Inc Common Stock 983922105 4 100
XL Capital Ltd - Class A Common Stock G98255105 120 2,672
Sector Spdr Trust Shs Ben Int Basic Common Stock 81369Y100 5 200
USX Capital LLC 8.75% Cum PFD Ser A PFDMthly 30/360 P96460103 29 1,200
Sector Spdr Trust Shs Ben Int Energy Common Stock 81369Y506 5 200
Sector Spdr Trust Common Stock 81369Y605 49 2,200
Sector Spdr Trust Shs Ben Int Indust Common Stock 81369Y704 6 200
Xilinx Inc. Common Stock 983919101 833 12,709
Excel Technology Inc. Common Stock 30067T103 12 800
Sector Spdr Tr Common Stock 81369Y209 27 1,000
Xoom.Com Inc. Common Stock 98413F101 35 700
Xoma LTD Common Stock G9825R107 16 5,611
<CAPTION>
Item 6:
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared as (c) Shared Other Voting Authority (Shares)
(a) Sole Def Other Managers (a) Sole (b) Shared (c) None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
Waste Recovery Inc. x 0 206,520 0
Work Recovery Inc x 0 20 0
World Acceptance Corporation x 0 5,075 0
Woronco Bancorp Inc x 0 950 0
Weirton Steel Corp. x 0 13,200 0
Wine Society Of America Inc x 0 50 0
Wesbanco Inc x 0 900 0
Warwick Community Bancorp Inc x 0 740 0
Wesco Financial Corp. x 0 100 0
Waterside Capital Corp x 0 11,025 0
Wall Street Deli Inc. x 0 2,000 0
Williams Sonoma Inc. x 0 85 0
Watsco Inc Cl A x 0 600 0
West Pharmaceutical Services x 0 3,720 0
Westerfed Finl Corp. x 0 2,600 0
Worthington Industry Inc x 0 1,950 0
Whitehall Enterprises Inc x 0 290,300 0
White Mountains Insurance Group x 0 1,975 0
Whitney Holding Corp. x 0 2,680 0
Aquarion Co. x 0 225 0
Watts Industries Inc Class A x 0 6,500 0
Wet Seal Inc Cl A x 0 11,701 0
Wireless Telecom Group Inc x 0 3,000 0
Williams Coal Seam Gas Royalty Trust x 0 1,200 0
Wurlitzer Co x 0 100 0
Western Wireless Corp Cl A x 0 3,637 0
Waste Industries Inc. x 0 400 0
Wolverine World Wide x 0 2,530 0
Wrigley (WM) Jr Co x 0 3,020 0
Winston Hotels Inc. x 0 1,900 0
Winston Hotels Inc 9.25% Cum Pfd x 0 500 0
Weyerhaeuser Co. x 0 22,217 0
Wyndham Intl Inc x 0 461,485 0
USX-U.S. Steel Group x 0 14,847 0
USX Capital Trust I x 0 500 0
Xceed Inc /De x 0 1,000 0
XCL LTD x 0 3,266 0
Mphase Technologies Inc x 0 100 0
XEBEC x 0 300 0
Exigent International Inc. x 0 125 0
Wts Exigent International Inc. x 0 200 0
Xircom Inc x 0 100 0
XL Capital Ltd - Class A x 0 2,672 0
Sector Spdr Trust Shs Ben Int Basic x 0 200 0
USX Capital LLC 8.75% Cum PFD Ser A x 0 1,200 0
Sector Spdr Trust Shs Ben Int Energy x 0 200 0
Sector Spdr Trust x 0 2,200 0
Sector Spdr Trust Shs Ben Int Indust x 0 200 0
Xilinx Inc. x 0 12,709 0
Excel Technology Inc. x 0 800 0
Sector Spdr Tr x 0 1,000 0
Xoom.Com Inc. x 0 700 0
Xoma LTD x 0 5,611 0
<PAGE>
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
Exxon Corp. Common Stock 302290101 32,584 429,089
Dentsply International, Inc. Common Stock 249030107 68 3,000
Xerox Corp. Common Stock 984121103 9,178 218,840
Salomon Smith Barney Hldgs Inc. Common Stock 79549B859 40 1,333
Cross Timbers Oil Co Common Stock 227573102 30 2,250
Executone Information Sys Inc Common Stock 301607107 33 10,891
Cable TV Fund 14-B Units Ltd Prtnrs LTD Part P1 126922509 0 23
Boston Cap Tax Cr Fd Ltd Ptnr LTD Part P12 100567304 0 600
Cencom Cable Income Ptnrs o2 Common Stock 15131C202 0 2
Century Pension Inc Fd LP XXIV LTD P LTD Part P4 156658106 0 4
Jones Growth Partners LP Units LTD LTD Part P4 48020K100 0 10
CNL Income Fund III LTD LTD Part P4 125928879 0 13
Consolidated Capital Instl Propertie LTD Part P1 208924100 0 24
First Capital Instl Real Estate Ltd LTD Part P2 31941R305 0 10
First Cap Instl Real Estate LTD LTD Part P4 31941R404 0 250
Jetstream 01 Common Stock 477187108 0 1,600
Krupp Insured Plus II LP LTD Part P4 501125108 0 4,799
Krupp Insured Mtg LP LTD Part P4 501120109 0 988
Xybernaut Corp Common Stock 984149104 4 3,000
Alleghany Corp. Common Stock 017175100 115 647
Yardville National Bancorp N J Common Stock 985021104 193 16,861
Yadkin Vy Bk&tr Co Elkin N C Common Stock 984308106 4 200
Casinolive Com Corp Common Stock 14761V101 0 100
Yorkshire Capital Trust I 8.08% PFD QTR 30/360 98719V206 118 5,400
Yankee Energy Systems Inc Common Stock 984779108 105 2,462
Yes Entertainment Inc. Common Stock 985834100 1 10,000
York Finl Corp. Common Stock 986630101 53 3,675
Yahoo Inc Common Stock 984332106 2,267 12,621
Morgan Stanley Dean Witter High Inc Common Stock 61745P205 26 6,200
Young & Rubicam Inc. Common Stock 987425105 24 551
YPF Sociedad Anonima Sponsored ADR ADR 984245100 4 100
York International Inc Common Stock 986670107 2,323 64,650
Yue Yuen Industrial Holdings Common Stock G98803128 6 2,400
Tricon Global Restaurants Inc. Common Stock 895953107 924 22,576
Venator Group Inc Common Stock 922944103 6 700
Zambia Cons Copp ADR 988901203 0 8
Zapata Corp. New Common Stock 989070503 20 4,040
Zebra Technologies Corp. Cl A Common Stock 989207105 213 4,680
Ziff-Davis Inc Common Stock 989511100 48 3,000
Zenith Electronics Corp. Common Stock 989349105 0 350
Olympic Steel Inc. Common Stock 68162K106 161 28,035
Zweig Fund Inc MutualFdEqClose 989834106 174 16,265
ZILA, Inc. Common Stock 989513205 54 16,300
Zions BanCorporation Common Stock 989701107 115 2,088
Ziplink Inc Common Stock 989741103 2 200
Zitel Corp. Common Stock 989913108 3 2,200
Zale Corp. New Common Stock 988858106 84 2,190
Zilog Inc Common Stock 989524103 0 24
Zenith National Common Stock 989390109 3 130
Zomax Optical Media Inc. Common Stock 989929104 26 1,000
Zonagen Inc. Common Stock 98975L108 5 1,600
Gadzoox Networks Inc Common Stock 362555104 73 1,350
Zoran Corp. Common Stock 98975F101 95 3,500
<CAPTION>
Item 6:
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared as (c) Shared Other Voting Authority (Shares)
(a) Sole Def Other Managers (a) Sole (b) Shared (c) None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
Exxon Corp. x 0 429,089 0
Dentsply International, Inc. x 0 3,000 0
Xerox Corp. x 0 218,840 0
Salomon Smith Barney Hldgs Inc. x 0 1,333 0
Cross Timbers Oil Co x 0 2,250 0
Executone Information Sys Inc x 0 10,891 0
Cable TV Fund 14-B Units Ltd Prtnrs x 0 23 0
Boston Cap Tax Cr Fd Ltd Ptnr x 0 600 0
Cencom Cable Income Ptnrs o2 x 0 2 0
Century Pension Inc Fd LP XXIV LTD P x 0 4 0
Jones Growth Partners LP Units LTD x 0 10 0
CNL Income Fund III LTD x 0 13 0
Consolidated Capital Instl Propertie x 0 24 0
First Capital Instl Real Estate Ltd x 0 10 0
First Cap Instl Real Estate LTD x 0 250 0
Jetstream 01 x 0 1,600 0
Krupp Insured Plus II LP x 0 4,799 0
Krupp Insured Mtg LP x 0 988 0
Xybernaut Corp x 0 3,000 0
Alleghany Corp. x 0 647 0
Yardville National Bancorp N J x 0 16,861 0
Yadkin Vy Bk&tr Co Elkin N C x 0 200 0
Casinolive Com Corp x 0 100 0
Yorkshire Capital Trust I 8.08% x 0 5,400 0
Yankee Energy Systems Inc x 0 2,462 0
Yes Entertainment Inc. x 0 10,000 0
York Finl Corp. x 0 3,675 0
Yahoo Inc x 0 12,621 0
Morgan Stanley Dean Witter High Inc x 0 6,200 0
Young & Rubicam Inc. x 0 551 0
YPF Sociedad Anonima Sponsored ADR x 0 100 0
York International Inc x 0 64,650 0
Yue Yuen Industrial Holdings x 0 2,400 0
Tricon Global Restaurants Inc. x 0 22,576 0
Venator Group Inc x 0 700 0
Zambia Cons Copp x 0 8 0
Zapata Corp. New x 0 4,040 0
Zebra Technologies Corp. Cl A x 0 4,680 0
Ziff-Davis Inc x 0 3,000 0
Zenith Electronics Corp. x 0 350 0
Olympic Steel Inc. x 0 28,035 0
Zweig Fund Inc x 0 16,265 0
ZILA, Inc. x 0 16,300 0
Zions BanCorporation x 0 2,088 0
Ziplink Inc x 0 200 0
Zitel Corp. x 0 2,200 0
Zale Corp. New x 0 2,190 0
Zilog Inc x 0 24 0
Zenith National x 0 130 0
Zomax Optical Media Inc. x 0 1,000 0
Zonagen Inc. x 0 1,600 0
Gadzoox Networks Inc x 0 1,350 0
Zoran Corp. x 0 3,500 0
<PAGE>
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amount
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
Ziasun Technologies Inc. Common Stock 98951N102 70 10,000
The Zweig Total Return Fd Common Stock 989837109 130 16,005
Berry & Boyle Dev Ptnrs Common Stock 085757201 0 4
Plm Equipment Growth Fund VI Common Stock 69341H303 0 350
<CAPTION>
Item 6:
Item 1: Investment Discretion Item 7: Item 8:
Name of Issuer (b) Shared as (c) Shared Other Voting Authority (Shares)
(a) Sole Def Other Managers (a) Sole (b) Shared (c) None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
Ziasun Technologies Inc. x 0 10,000 0
The Zweig Total Return Fd x 0 16,005 0
Berry & Boyle Dev Ptnrs x 0 4 0
Plm Equipment Growth Fund VI x 0 350 0
</TABLE>
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