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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 1999
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Legg Mason, Inc.
Address: 100 Light Street
Baltimore, MD 21202
13F File Number: 28-1700
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Timothy C. Scheve
Title: Ex. Vice President
Phone: 410-454-3232
Signature, Place, and Date of Signing:
Timothy C. Scheve Baltimore, MD February 10, 2000
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
<PAGE>
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 9
Form 13F Information Table Entry Total: 13,535
Form 13F Information Table Value Total: $17,875,406,833
List of Other Included Managers:
No. 13F File Number Name
01 28-1891 Bartlett and Co.
02 28-377 Batterymarch Financial Management, Inc.
03 28-5034 Berkshire Asset Management, Inc.
04 28-2204 Brandywine Asset Management, Inc.
05 28-1062 Gray, Siefert & Co., Inc.
06 28-1701 Legg Mason Capital Management, Inc.
07 28-1599 Legg Mason Fund Adviser, Inc.
08 28-5474 Legg Mason Wood Walker, Incorporated
09 Bingham Legg Advisers LLC
<PAGE>
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<CAPTION>
FORM 13F Name of Reporting Manager: Bartlett - Inst ID# 71934
For Positions Held as of
12/31/1999
Item 1: Item 2: Item 3: Item 4:
Name of Issuer Title of Class CUSIP Number Fair Market Value
(X $1000)
- ---------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C>
3 Cities Fm Inc. Cl B COM 9990269A7 0
3 Com Corp. COM 885535104 1,166
A D C Telecommunications Inc. COM 000886101 64
Abbott Laboratories COM 002824100 14,782
ABN Amro Hldg NV Sponsored ADR COM 000937102 49
Accel Intl Corp COM 004299103 94
ACE LTD COM G0070K103 2
Aceto Corp. COM 004446100 51
ACNielsen Corp. COM 004833109 91
Adams Express COM 006212104 80
Adobe Systems Inc. COM 00724F101 27
Aegon NV - ORD COM 007924103 403
Aetna Inc. COM 008117103 2,310
Affymetrix Inc. COM 00826T108 1,303
Aflac Corp. New COM 001055102 84
Airborne Freight Corp. COM 009266107 6
AK Steel Holding Corp. COM 001547108 19
AKZO Nobel NV Spons ADR COM 010199305 437
Alabama Power Capt Trust II COM 010388205 21
Alberta Energy Co Ltd COM 012873105 9,427
Albertson's Inc. COM 013104104 687
Alcatel Alsthom Sponsored ADR COM 013904305 3,015
Alcoa Inc COM 013817200 28
Alcoa Inc. COM 013817101 93
Allegheny Energy Inc. COM 017361106 191
Allen Telecom Inc. COM 018091108 634
Allergan Inc. COM 018490102 159
Allergan Specialty Therap-A COM 018494104 1
Alliance Financial Corp Ny COM 019205103 117
Alliant Techsystem COM 018804104 1
Allied Irish Banks Plc COM 019228402 1,696
Allstate Financing I 7.95% Cum COM 020013207 22
Alltel Corp. COM 020039103 220
ALZA Corp. Com COM 022615108 416
Amazon.com, Inc. COM 023135106 26
AMB Property Corp COM 00163T109 30
Ameren Corp. COM 023608102 58
America Online Inc. COM 02364J104 1,740
American Electric Power Co COM 025537101 372
American Express Co. COM 025816109 12,423
American General Corp. COM 026351106 479
American Home Products Corp. COM 026609107 6,013
American International Group Inc. COM 026874107 1,207
American Power Conversion COM 029066107 26
</TABLE>
Page 1
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<S> <C> <C> <C>
Ames Department Stores Inc. New COM 030789507 14
AMFM Inc COM 001693100 95
Amgen Inc. COM 031162100 1,232
Ampal Amern Israel Corp. COM 032015307 87
AMR Corp. COM 001765106 13,837
AMREP Corp. COM 032159105 0
Anadarko Pete Corp. COM 032511107 1,272
Analog Devices Inc. COM 032654105 195
Angelica Corp. COM 034663104 6
Anglo American Platinum Corp COM 034855106 4
Anheuser-Busch Companies Inc. COM 035229103 20,989
Anixter International Inc. COM 035290105 29
Antex Corp. COM 036730109 0
Apartment Investment & Mgt Co Class A COM 03748R101 33
Apple Computer COM 037833100 494
Applied Innovation Inc. COM 037916103 3
Applied Materials Inc. COM 038222105 545
APT Satellite Holdings Ltd ADR COM 00203R105 278
Aquarion Co. COM 03838W101 60
Archer-Daniels Midland Co. COM 039483102 299
Argosy Gaming Co COM 040228108 8
Armstrong World Industries Inc. COM 042476101 80
Arrow Electronics Inc. COM 042735100 11
Assidomaen AB COM W0834N106 286
Associates First Capital Corp. COM 046008108 24
Astrazena PLC -Spons ADR COM 046353108 84
AT & T Corp. COM 001957109 24,763
At Home Corp. Cl A COM 045919107 1,746
AT&T Corp - Liberty Media - A COM 001957208 22,087
Atlantic Richfield Co. COM 048825103 4,422
Atlas Corp. New COM 049267305 0
Australia & New Zealand Bkg COM 052528304 7
Autolliv, Inc. COM 052800109 22
Automatic Data Processing COM 053015103 1,950
Autozone Inc. COM 053332102 491
Aventis COM 053561106 1,480
Avery Dennison Corp. COM 053611109 117
AXA Financial Inc COM 002451102 36
AXA-UAP - Sponsored ADR COM 054536107 13
Baker Hughes Inc. COM 057224107 2
Ball Corp. COM 058498106 61
Ballard Power Systems Inc. COM 05858H104 17
Banc Stock Group Inc. - Cl A COM 05943C102 3
Banca Naz Del Lavoro COM T1240P119 4
Banco Bilbao Vizcaya Intl COM 059456400 23
Banco Bilbao Vizcaya SA Spons ADR COM 059458208 43
Banco Bradesco SA Sponsored Adr Repstg COM 059460105 4
Banco Comercial Portugues SA ADS COM 059479303 1,674
Bancwest Corporation COM 059790105 557
Bank of America Corp. COM 060505104 828
Bank of New York Co. Inc. COM 064057102 311
</TABLE>
Page 2
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<S> <C> <C> <C>
Bank of Tokyo - Mitsubishi ADR COM 065379109 426
Bank One Corp. COM 06423A103 462
Bank United Capital II-9.60% Cum Trust COM 06651W207 45
Barnes & Noble Inc. COM 067774109 7
Barnesandnoble Com Inc COM 067846105 3
Barrick Gold Corp. COM 067901108 3
Battle Mountain Gold Co COM 071593107 0
Baxter Intl Inc COM 071813109 162
Bayer A G Ord COM D07112119 31
Bayer AG Spons ADR COM 072730302 394
BB&T Corp. COM 054937107 3,004
BCE Inc. COM 05534B109 747
Bear Stearns Companies, Inc. COM 073902108 2,681
Becton Dickinson & Co COM 075887109 48
Bell Atlantic Corp. COM 077853109 15,574
BellSouth Corp. COM 079860102 3,036
Belo A H Com Ser A COM 080555105 7,847
Berkshire Hathaway Inc. Class A COM 084670108 23,506
Berkshire Hathaway Inc. Class B COM 084670207 8,160
Best Buy Inc. COM 086516101 15
Bestfoods COM 08658U101 2,608
BHC Communications Inc. COM 055448104 56
Biogen Inc. COM 090597105 42
Biomatrix Inc COM 09060P102 4
Biomet Inc. COM 090613100 40
Bio-Technology General Corp. COM 090578105 81
Black & Decker Corp. COM 091797100 321
Block H & R Inc. COM 093671105 3,209
Blue Fish Clothing Inc. COM 095480109 0
BMC Software COM 055921100 16
Boeing Co. COM 097023105 1,199
Boise Cascade COM 097383103 7
Bombardier Inc. Cl B COM 097751200 72
Bombay Company COM 097924104 10
Boston Properties Inc. COM 101121101 292
Boston Scientific Corp. COM 101137107 35
Bowater Inc COM 102183100 4
BP Amoco Plc -Spons ADR COM 055622104 13,886
BP Prudhoe Bay Rty Tr Unit Ben Int COM 055630107 9
Brambles Industries LTD COM Q17481104 1,955
Brenton Bank Inc. COM 107211104 44
Bristol-Myers Squibb Co. COM 110122108 14,567
British Aerospace Pub LTD Co. Spons AD COM 110418209 8
Broadwing Inc COM 111620100 43,612
Brookstone Inc. COM 114537103 26
Brown Forman Corp. CL B COM 115637209 42
Brown Forman Corp. Class A COM 115637100 42
Buckeye Partners L P Unit COM 118230101 68
Buderus AG COM D14224105 1,699
Burlington Northern Santa Fe Corp. COM 12189T104 870
Burlington Resources COM 122014103 177
</TABLE>
Page 3
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<S> <C> <C> <C>
C S X Corp. COM 126408103 1,235
Cable & Wireless HKT COM 126828102 192
Cabot Oil and Gas Corp. COM 127097103 447
Cadbury Schweppes P L C COM 127209302 2,076
Calpine Corp. COM 131347106 512
Camden Property Trust COM 133131102 27
Campbell Soup Co. COM 134429109 325
Canadian Intl Power Ltd COM 136159100 0
Canadian Pacific Ltd Com COM 135923100 290
Canandaigua Wine Co COM 137219200 31
Cancer Diagnostics COM 137385100 0
Canon Inc. - Spon ADR COM 138006309 1,418
Canon Inc. ORD COM J05124144 2,024
Capital One Financial Corp. COM 14040H105 58
Cardinal Health Inc. COM 14149Y108 64
Cardo AB COM W1991F100 1,318
Caremark Rx Inc. COM 141705103 4
Carey Diversified LLC COM 14174P105 24
Carnival Corp. COM 143658102 19
Carolina Power & Light COM 144141108 467
Carrier Access Corp. COM 144460102 12
Catellus Dev Corp. COM 149111106 2,923
Caterpillar Inc. COM 149123101 215
CBRL Group Inc. COM 12489V106 2
CBS Corp. COM 12490K107 128
C-Cube Microsystems Inc. COM 125015107 1,432
Cedar Fair, L.P. Dep Rec COM 150185106 688
Cendant Corp. COM 151313103 183
Centennial Technologies Inc COM 151392206 2
CenterBank COM 8S01605 500
Centerpoint Properties Corp. COM 151895109 72
Centex Corp. COM 152312104 6
Central & Southwest Corp. COM 152357109 329
Central Vermont Pub Svc Corp. COM 155771108 13
Cephalon Inc. COM 156708109 1,147
Ceridian Corp. COM 15677T106 11
Cerner Corp. COM 156782104 79
Champion International Corp. COM 158525105 59
Charter Communications Inc Del COM 16117M107 22
Charter One Financial Inc. COM 160903100 18,994
Chase Manhattan Corp. COM 16161A108 3,783
Chateau Communities Inc. COM 161726104 31,843
Checkers Drive-In Restaurants Inc.-New COM 162809305 2
Chemed Corp. COM 163596109 15
Cheung Kong Hong Kong ADR COM 166744201 897
Chevron Corp. COM 166751107 4,462
Chile Fund Inc. COM 168834109 15
Chiquita Brands $3.75 Ser B COM 170032502 47
Chiron Corp.Del COM 170040109 22
Choice Hotels Intl Inc. COM 169905106 23
Choicecare Inc. COM 170383103 2
</TABLE>
Page 4
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<CAPTION>
<S> <C> <C> <C>
Choicepoint Inc. COM 170388102 8
Chubb Corp. COM 171232101 2,672
Cifra SA - ADR V COM 171785405 5
Cigna Corp. COM 125509109 367
Cincinnati Financial Corp. COM 172062101 16,575
Cincinnati Inter Term RR Co COM 172124109 3
Cincinnati Microwave Inc. COM 172167108 0
Cinergy Corp. COM 172474108 192
Cintas Corp. COM 172908105 24,257
Circor Intl Inc COM 17273K109 2
Circuit City Stores Inc. COM 172737108 36
Cisco Systems Inc. COM 17275R102 12,015
Citigroup Capital I Tr PFD Sec 8.00% COM 17305F201 24
Citigroup, Inc. COM 172967101 25,851
Citizens Bkg Corp. COM 174420109 97
Citizens Utilities Co - CL B COM 177342201 333
Citrix Systems Inc. COM 177376100 37
City Investing Co Liq Tr Unit Ben Int COM 177900107 1
Claire's Stores, Inc. COM 179584107 18
Clarcor Inc. COM 179895107 22
Clarus Corp. COM 182707109 66
Clayton Homes Inc. COM 184190106 56
Clear Channel Communications COM 184502102 16
Cleveland Cliffs Inc. COM 185896107 22
Clorox Co. COM 189054109 106
CMG Information Services Inc. COM 125750109 55
CMP Group Inc COM 125887109 17
CNH Global N.V. COM N20935107 1,756
Coastal Corp. COM 190441105 36
Coca Cola Co. COM 191216100 12,839
Cohesion Technologies Inc. COM 19248N101 46
Coles Myer Ltd - Spon ADR COM 193870409 3
Colgate-Palmolive Co. COM 194162103 7,378
Columbia Gas System Inc. COM 197648108 47
Columbia/HCA Healthcare Corp. COM 197677107 463
Comair Inc. COM 199789108 4,147
Comcast Corp. Class A COM 200300101 48
Comcast Corp. Class A Special COM 200300200 240
Comdisco COM 200336105 11
Comerica Inc. COM 200340107 82
Community Trust Bancorp Inc. COM 204149108 17
Companhia Vale Do Rio Doce ADR COM 204412100 6
Compaq Computer Corp. COM 204493100 3,650
Computer Associates International Inc. COM 204912109 33
Computer Concepts Corp New COM 204897300 238
Computer Sciences Corp. COM 205363104 17
Compuware Corp. COM 205638109 26
Conagra Inc. COM 205887102 393
Conectiv Inc. COM 206829103 44
Conectiv Inc.- Cl A COM 206829202 8
Conexant Systems Inc. COM 207142100 66
</TABLE>
Page 5
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<S> <C> <C> <C>
Connect Com Company COM 207840109 4
Conoco Inc COM 208251405 17
Conseco Inc. COM 208464107 6
Consolidated Edison Co N Y Inc. COM 209111301 14
Consolidated Edison Inc. COM 209115104 127
Constellation Energy Group COM 210371100 37
Convergys Corp COM 212485106 27,638
Cooper Industries COM 216669101 46
Cooper Tire & Rubber Co COM 216831107 100
COR Therapeutics Inc. COM 217753102 81
Cordant Technologies Inc COM 218412104 16
Corn Products International Inc. COM 219023108 76
Corning Inc. COM 219350105 1,426
Corus Group Plc COM 22087M101 7
Costco Whsl Corp New COM 22160K105 3
Countrywide Credit Industries COM 222372104 4
Covance Inc. COM 222816100 1
Credit Suisse Group - Spon ADR COM 225401108 63
Crescendo Pharmaceuticals CRP CL A COM 225637107 11
Cross A T Co Cl A COM 227478104 63
Crown Cork & Seal Co Inc. COM 228255105 7
CVS Corp. COM 126650100 515
Cymer Inc. COM 232572107 46
DaimlerChrysler A.G. COM D1668R123 2,403
Dairy Farm Intl Hldgs Ltd. COM G2624N153 891
Dairy Farm Intl Ltd COM 233859305 21
Dana Corp. COM 235811106 56
Danone COM 399449107 1,345
Darden Restaurants Inc. COM 237194105 66
Dassault Aviation SA-ORD COM F24539102 29
Dassault Particpa FRF COM F2455Z102 0
Data Race Inc. COM 237842109 16
Dave & Busters Inc. COM 23833N104 18
Dayton & Michigan RR COM 239649205 15
Dayton & Michigan RR Co COM 239649106 17
Dayton Hudson Corp. COM 239753106 6,841
Deere & Co COM 244199105 507
Dell Computer Corp. COM 247025109 8,233
Delphi Automotive Sys Corp COM 247126105 2,202
Delta Air Lines Inc. COM 247361108 368
Deltic Timber Corp. COM 247850100 9
Detection Systems Inc. COM 250644101 13
Detroit Mtg & Rlty Co COM 251273108 210
Deutsche Bank Sponsored ADR COM 251525309 95
Deutsche Lufthansa ADR COM 251561205 589
Deutsche Lufthansa New COM D1908N106 1,671
Developers Diversified Realty Corp. COM 251591103 21
Dexter Corp. COM 252165105 103
Diageo PLC-Sponsored ADR New COM 25243Q205 1,334
Dial Corp. COM 25247D101 401
Diebold Inc. COM 253651103 69
</TABLE>
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DII Group Inc. COM 232949107 80
Dime Bancorp Inc. COM 25429Q102 3
Div Reinvest Plan SBC Commun Inc COM SSBC9ZZZZ 31
Dole Food Company COM 256605106 159
Dollar General Corp. COM 256669102 30
Dominion Resources Inc. of VA COM 257470104 57
Donaldson Inc. COM 257651109 1,449
Donnelley (R R) & Sons Co COM 257867101 79
Dover Corp. COM 260003108 15,062
Dow Chemical Co COM 260543103 2,016
Dow Jones & Co COM 260561105 968
DPL Inc. COM 233293109 911
Dresdner Bank AG New ADR COM 261561302 54
DTE Energy CO COM 233331107 145
Du Pont (EI) de Nemours and Co. COM 263534109 1,888
Du Pont E I De Nemours & Co COM 263534307 30
Duke Energy Corp. COM 264399106 402
Duke Realty Investments, Inc. COM 264411505 694
Dun & Bradstreet Corp. COM 26483B106 367
Duramed Pharmaceuticals Inc. COM 266354109 43
Dycap Inc. COM 267850998 0
E4L Inc COM 268452109 6
Eagle Geophysical Inc COM 269524104 0
Earthweb Inc COM 27032C108 10
Eastman Chemical Co COM 277432100 6
Eastman Kodak Co. COM 277461109 737
Eaton Corp. COM 278058102 185
Ebay Inc Com COM 278642103 13
ECI Telecom Limited ORD COM 268258100 9
Ecolab COM 278865100 63
Edison International COM 281020107 115
Edwards A G Inc. COM 281760108 13
El Paso Energy Corp COM 283905107 203
Elan Corp. ADR COM 284131208 27
Electronic Arts COM 285512109 42
Electronic Data Systems COM 285661104 58
Elkem A/S Nok Ord COM R21655106 976
EMC Corp. COM 268648102 104
Emerson Electric Co. COM 291011104 20,757
Endesa S.A. ADR COM 29258N107 1,365
Enerco Inc. COM 29265H101 0
E-Net Inc. COM 268745106 31
Ennis Business Forms Inc. COM 293389102 196
Enron Capital Resources LP 9.0% Cum PF COM 29357D208 101
Enron Corp COM 293561106 191
Ensco International Inc. COM 26874Q100 613
Enterprise Capital Tr I-7.44% Cum Trus COM 293701207 26
Equifax Inc. COM 294429105 24
Equitable Resources Inc. COM 294549100 17
Equity Office Properties Trust COM 294741103 12
Equity Residential Interest Trust COM 29476L883 120
</TABLE>
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Equity Residential Pptys Trust COM 29476L826 833
Equity Residential Properties Trust COM 29476L107 151
Ericsson L M Tel Co ADR Cl B COM 294821400 1,062
Eshare Technologies Inc Ga COM 296428105 17
Estee Lauder Companies COM 518439104 50
Euro Disneyland SCA Shs Ord COM F26387104 0
Exxon Mobil Corp. COM 30231G102 40,576
Fannie Mae COM 313586109 43,607
Farmer Brothers Co COM 307675108 87
Fastenal Co. COM 311900104 9
FDX Corp. COM 31304N107 82
Federal Mogul Corp. COM 313549107 192
Federal Realty Investment Trust COM 313747206 99
Federal Signal Corp. COM 313855108 17
Federated Department Stores COM 31410H101 830
Ferro Corp. COM 315405100 2,612
Fidelity Financial of Ohio COM 31614P107 6
Fifth Third Bancorp COM 316773100 46,964
Finger Lakes Financial Corp. COM 317948107 6
Finova Group Inc. COM 317928109 627
Fired Up Inc. COM 8S00969 5
First American Finl Corp COM 318522307 193
First Bell Bancorp Inc. COM 319301107 570
First City Liquidating Trust COM 33762E108 1,751
First Data Corp. COM 319963104 348
First Finl Bancorp COM 320209109 209
First Franklin Corp. COM 320272107 12
First Tennessee COM 337162101 2,440
First Union Corp. COM 337358105 224
First VA Banks Inc. COM 337477103 52
Firstar Corporation COM 33763V109 21,083
Firstenergy Corp. COM 337932107 43
Firstmerit Corp. COM 337915102 229
Fleet Boston Financial Corp. COM 339030108 449
Fleetwood Enterprises Inc. COM 339099103 5,530
Florida Progress COM 341109106 116
Fluor Corp. COM 343861100 9
Ford Motor Co. COM 345370100 12,492
Foreign & Colonial Eurotrust COM G3623T100 229
Fort James Corp. COM 347471104 59
Fortune Brands Inc. COM 349631101 305
FPL Group Inc. COM 302571104 178
Franchise Finance Corp. of America COM 351807102 62
Freddie Mac COM 313400301 31,343
Freeport McMoran Copper And Gold COM 35671D857 66
Fremont General Corp. COM 357288109 7
Frishs Restraunts Inc COM 358748101 13
Frontier Insurance Group Inc. COM 359081106 120
Fujitsu Ltd COM 359590304 931
Fujitsu Ltd Ord COM J15708159 2,924
Gallaher Group PLC-Spon ADR COM 363595109 48
</TABLE>
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<S> <C> <C> <C>
Gannett Co COM 364730101 3,568
Gap Inc. COM 364760108 35
Gartner Group Inc. - CL B COM 366651206 40
Gartner Group Incorporated Class A COM 366651107 7
Gateway Inc. COM 367626108 108
Gatx Corp. COM 361448103 9,697
Gener S A COM 368731105 2
General American Investors Co COM 368802104 51
General Dynamics Corp. COM 369550108 16
General Electric Co. COM 369604103 57,655
General Magic Inc. COM 370253106 2
General Mills Inc. COM 370334104 303
General Motors Corp. COM 370442105 5,558
General Motors Corp. - CL H New COM 370442832 4
Genesee Corp. Cl B COM 371601204 3
Genome Therapeutics Corp. COM 372430108 39
Gentex Corp. COM 371901109 111
Genuine Parts Co. COM 372460105 147
Georgia Pacific Corp. (Timber Group) COM 373298702 41
Georgia-Pacific Corp. COM 373298108 189
Gerber Scientific Inc. COM 373730100 26
Gibson Greetings Inc. COM 374827103 45
Gillette Co. COM 375766102 311
Glacier Bancorp Inc COM 37637Q105 127
Glaxo Wellcome PLC - Spons ADR COM 37733W105 279
Global Crossing Ltd. COM G3921A100 80
Globalstar Telecommunications LTD - OR COM G3930H104 48
Golden West Finl Corp. Del COM 381317106 60
Goodyear Tire & Rubber Co COM 382550101 21
GPU Inc. COM 36225X100 36
Grainger WW Inc. COM 384802104 48
Great Lakes Chemical Corp. COM 390568103 15
Grupo Imsa S A De C V COM 40048T106 2
Grupo Televisa, S.A. GDS COM 40049J206 75
GTE Corp. COM 362320103 972
GTE Delaware 8.75% Cumulative Monthly COM 36232E301 20
Guangshen Ry Ltd COM 40065W107 3
Guidant Corp. COM 401698105 34
H & Q Life Sciences Investors COM 404053100 160
H B Fuller Co COM 359694106 8
H J Heinz Co COM 423074103 2,633
Halliburton Co. COM 406216101 780
Hanger Orthopedic Group, Inc. COM 41043F208 20
Hanna M A CO COM 410522106 210
Harcourt General Inc. COM 41163G101 45
Harland John H Co COM 412693103 11
Harley Davidson, Inc. COM 412822108 38
Harris Corp. COM 413875105 35
Hartford Financial Services Group Inc. COM 416515104 1,103
Hartmarx Corp COM 417119104 14
Hasbro Inc. COM 418056107 90
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Hawaiian Elec Inds Inc. COM 419870100 58
HCR Manor Care Inc COM 564055101 22
Health Management Associates, Inc. Cl COM 421933102 54
Hearst-Argyle Television Inc. COM 422317107 276
Helix Technology Inc. COM 423319102 968
Helmerich & Payne COM 423452101 262
Hershey Foods Corp. COM 427866108 932
Hewlett-Packard Co. COM 428236103 31,936
Highwoods Properties Inc. COM 431284108 2,128
Hillenbrand Industries Inc. COM 431573104 620
HL&P Capital Trust I-8.125% Tr PFD Sr COM 404202202 43
Holly Corp. Com Par $0.01 COM 435758305 0
Hologic Inc. COM 436440101 14
Home Depot Inc. COM 437076102 41,746
HON Industries Inc. COM 438092108 881
Honda Motor LTD AMER SHS COM 438128308 4
Honeywell International Inc. COM 438516106 711
Hong Kong Electronic Holdings LTD COM 438580300 4
Hong Kong Telecom Adr COM 438579203 3
HOTELWORKS.COM Inc COM 441473105 5
Household International Inc. COM 441815107 133
HRPT Proprties Trust COM 40426W101 34
HSBC Holdings PLC -Spons ADR COM 404280406 4
Hubbell Inc. CL B COM 443510201 184
Hudsons Bay Co -Canada- COM 444204101 171
Huffy Corp. COM 444356109 6
Human Genome Sciences Inc. COM 444903108 706
Hunkar Laboratories Inc. COM 8S02052 0
Huntington Bancshares Inc. COM 446150104 5,850
Hussmann International Inc. COM 448110106 4
Hutchinson Whampoa - Unsp ADR COM 448415208 73
Hybrid Networks Inc. COM 44860K102 7
I T T Industries Inc. COM 450911102 154
Iberdrola SA-Ord COM E6164R104 5
IBP Inc. COM 449223106 115
Identix Inc. COM 451906101 3
II-IV Inc. COM 902104108 5
Illinois Tool Works COM 452308109 3,587
Imation Corp. COM 45245A107 6
Imclone Systems Inc COM 45245W109 57
Imperial Chemical Inds Plc Adr COM 452704505 6
IMS Health Inc. COM 449934108 605
Imx Pharmaceuticals Inc COM 449730209 38
Incyte Pharmaceuticals Inc. COM 45337C102 21
Indiana Energy Inc. COM 454707100 117
Information Architects Corp COM 45669R107 15
Ing Groep NV Spons ADR COM 456837103 37
Innerdyne Inc COM 45764D102 4
Intel Corp. COM 458140100 46,325
International Business Machines COM 459200101 25,145
International Flavors & Fragrances COM 459506101 28
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International Home Foods Inc COM 459655106 35
International Paper Co. COM 460146103 204
International Speedway Corp. COM 460335201 7,723
Internet HOLDRs Tr COM 46059W102 34
Interpublic Group Companies Inc. COM 460690100 104
Intl Speedway Corp. Cl B COM 460335300 370
Invacare Corp. COM 461203101 160
Invensys PLC ORD COM G49133104 1,736
Invensys PLC Spons Adr COM 461204109 306
INVESCO Asia Trust COM H000379 250
Invesco Global Health Sciences Fund COM 46128N109 455
Invesco Tokyo Trust COM H000381 196
Investor AB Stockholm COM W48102102 11
Iomega Corp. COM 462030107 1
Ipalco Enterprises Inc. COM 462613100 123
IRSA - Spon GDR COM 450047204 1,384
IRT Property Co COM 450058102 19
ISS Group Inc COM 450306105 28
Ito Yokado Ltd ADR - New COM 465714301 1,843
Ixl Enterprises Inc COM 450718101 11
J M Smucker Co Cl B COM 832696207 76
J M Smucker Co. COM 832696108 39
J P Morgan & Co. COM 616880100 9,017
Jardine Matheson Holdings Ltd. Spon AD COM 471115303 3
Jardine Strategic Holdings Ltd COM G50764102 961
JB Hunt Transport Services Inc COM 445658107 33
JDS Uniphase Corp COM 46612J101 73
Jefferson-Pilot Corp. COM 475070108 839
John Hancock Bank & Thrift COM 409735107 69
John Hancock Patriot Select COM 41013U102 90
Johnson & Johnson COM 478160104 12,296
Johnson Controls Inc. COM 478366107 762
Jos E. Seagram & Sons Inc SR COM 811845205 43
Jostens Inc. COM 481088102 41
JSB Finl Inc COM 46624M100 52
K Mart Corp. COM 482584109 2
Kansas City Power & Light Co COM 485134100 2,193
Kansas City Southern Ind Inc. COM 485170104 59,464
Kaydon Corp. COM 486587108 13,122
Kellogg Co COM 487836108 28
Kellwood Co COM 488044108 49
Kerr-McGee Corp. COM 492386107 607
Keycorp New COM 493267108 780
Keyspan Corporation COM 49337W100 107
Keystone Financial Inc. COM 493482103 34
Kimberly-Clark Corp. COM 494368103 1,505
KIMCO Realty 8.5% Cumulative COM 49446R505 56
KIMCO Realty Corp. COM 49446R109 34
Kinder Morgan Energy Partners LP COM 494550106 970
KMart Financing I 7.75% Conv COM 498778208 21
Knight/Trimark Goup Inc. - Cl A COM 499067106 23
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Kohls Corp. COM 500255104 96
Koninklijke Ahold NV-SP ADR COM 500467303 10
Koninklijke Philips Electronics NV ADR COM 500472204 11
Korea Electric Power Corp. ADR COM 500631106 783
Korea Fund Inc. COM 500634100 1,044
Kroger Co. COM 501044101 1,804
Kroll O Gara Co. COM 501050108 8
L S Starrett Co COM 855668109 9
L S Starrett Co Cl B COM 855668208 8
LaClede Gas Co COM 505588103 67
Laidlaw Inc. New COM 50730K503 14
LAM Research Corp. COM 512807108 11
Lanier Worldwide Inc COM 51589L105 5
Lanvision Systems Inc. COM 516555109 2
Laser Corp COM 518056205 7
Latin American Investment Fd Inc. COM 518279104 91
LCNB Corp COM 50181P100 224
Legg Mason, Inc. COM 524901105 33
Leggett & Platt Inc. COM 524660107 765
Lehman Brothers Holdings Inc COM 524908100 39
LG & E Energy COM 501917108 1,276
Lighthouse Landings Inc COM 532233103 4
Lilly (Eli) & Co. COM 532457108 1,486
Lincoln National Corp. Ind. COM 534187109 700
Linear Technology Corp. COM 535678106 44
Littlefuse Inc. COM 537008104 85
Lloyds TSB Group PLC COM G5542W106 2,196
Lockheed Martin Corp. COM 539830109 6,049
Loews Corp. COM 540424108 2,377
Losantiville Cnty Club Land COM 8S02062 4
Louisiana Pacific Corp. COM 546347105 45
Lowe's Companies, Inc. COM 548661107 2,063
LSI Industries Inc COM 50216C108 972
LSI Logic Corp. COM 502161102 51
Lubrizol Corp. COM 549271104 25
Lubys Cafeterias Inc. COM 549282101 29
Lucent Technologies Inc. COM 549463107 7,445
Lunar Corp. COM 550362107 2
M C N Corp. COM 55267J100 47
M D U Resources Group, Inc. COM 552690109 36
Madeco SA-Sponsored ADR COM 556304103 3
Madge Networks N.V. COM N5424G106 4
MAF Bancorp COM 55261R108 56
Magna International Inc. COM 559222401 159
Makita Corp. Spon ADR COM 560877300 8
Mallinckrodt Inc. COM 561232109 24
Mandalay Resort Group COM 562567107 3
Mannesmann AG Sponsored ADR COM 563775303 156
Manulife Finl Corp COM 56501R106 23
Marconi PLC-Unsponsored ADR COM 566306106 53
Markel Corp. COM 570535104 31
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Marks & Spencer Ltd Sponsored COM 570697607 6
Marriott International Cl A COM 571903202 45
Marsh & McLennan Cos Inc COM 571748102 186
Marshall & Ilsley Corp. COM 571834100 5,763
Meridian Diagnostics Inc. COM 589602101 25
Merrill Lynch & Co 9% Cum Pfd COM 590188819 30
Merrill Lynch & Co., Inc. COM 590188108 422
Merrill Lynch Capt Trust II COM 59021C203 38
Merry Land Properties Inc COM 590441101 0
MGIC Investment Corp. COM 552848103 17
Michelin S A, Cie Generale Des COM F61824144 1,564
Martha Stewart Living Omnimed COM 573083102 12
Martin Marietta Materials COM 573284106 10,753
Masco Corp. COM 574599106 220
Mascotech Inc. COM 574670105 38
Matsumotokiyoshi Co ltd COM J40885105 1,902
Matsushita Elec Ind COM 576879209 783
Matsushita Electric Indl Co COM J41121104 2,235
Mattel Inc. COM 577081102 328
May Department Stores COM 577778103 1,364
Mayne Nickless Ltd- Spons ADR COM 578450207 3
MBIA, Inc. COM 55262C100 372
MBNA Corp. COM 55262L100 6,158
McCormick & Co. COM 579780206 2,309
McDermott International Inc. COM 580037109 29
McDonalds Corp. COM 580135101 23,124
MCI Capital I 8.00% Cum PFD Ser A COM 55267Y206 22
MCI WorldCom Inc. COM 55268B106 30,097
McKesson HBOC Inc. COM 58155Q103 3,413
McNeal Real Estate Fd COM 9021974 10
McWhorter Technologies COM 582803102 34
Mead Corp. COM 582834107 260
Media General Inc. Class A COM 584404107 42
MediaOne Group Inc. COM 58440J104 11,218
Medtronic Inc. COM 585055106 745
Mellon Finl Corp COM 58551A108 24,342
Mercantile Bankshares Corp. COM 587405101 115
Merck & Co., Inc. COM 589331107 35,304
Microsoft Corp. COM 594918104 33,127
Midas Inc. COM 595626102 2
Milacron Inc COM 598709103 381
Milacron Inc 4% PFD COM 598709202 4
Millenium Pharmaceuticals COM 599902103 101
Miller Herman Inc. COM 600544100 55
Mineral Mountain Mining COM 602873101 0
Minimed Inc COM 60365K108 44
Minnesota Mining & Manufacturing Co. COM 604059105 2,263
Minnesota Pwr & Light COM 604110106 30
Mirage Resorts Inc. COM 60462E104 700
Mitchell Energy & Dev Corp. CL B COM 606592301 2
Molex Inc. COM 608554101 1,633
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Molex Inc. Cl A COM 608554200 15,571
Monsanto Co. COM 611662107 975
Mony Group Inc. COM 615337102 31
Moore Ltd COM 615785102 3
Morgan JP & Co Inc. Adj Rate COM 616880209 986
Morgan St Dean Witter Discover & Co. COM 617446448 943
Morgan Stanley Africa COM 617444104 5
Morgan Stanley Asia - Pacific COM 61744U106 17
Morgan Stanley Emerging Mkts Fund COM 61744G107 98
Morgan Stanley India Fund COM 61745C105 502
Morrison Mgmt Specialists COM 618459101 13
Motorola Inc. COM 620076109 2,811
Muenchener Rucckversicherungs COM D55535104 3
Murray Global Retu Ord COM M004265 171
Murray Global Retu Zero Div Pfd COM M004280 170
Myriad Genetics Inc COM 62855J104 35
Nabisco Group Holding Corp COM 62952P102 500
Nabisco Hldgs Corp. COM 629526104 212
Nasdaq 100 Shares COM 631100104 18
National Australia Bank 7.875% COM 632525309 41
National Australia Bank LTD Spon ADR COM 632525408 2,429
National City Corp. COM 635405103 8,328
National Power ADR FINAL INS COM 637194408 3
National Presto Industries Inc. COM 637215104 57
National Service Industries Inc. COM 637657107 165
Nationwide Health Properties Inc. COM 638620104 10
Navistar International Corp. COM 63934E108 1
NCR Corp. COM 62886E108 12
Neiman Marcus Group Inc COM 640204301 9
Neon System Inc. COM 640509105 8
Nestle SA Sponsored ADR COM 641069406 4,459
Networks Associates Inc. COM 640938106 635
New Century Energies Inc. COM 64352U103 29
New England Electric System COM 644001109 158
New Germany Fund Inc. COM 644465106 99
New York Times Co. COM 650111107 2,565
Newell Rubbermaid Inc. COM 651229106 1,152
Newmont Mining Corp. COM 651639106 88
Newpark Resources Inc. Com Par $0.01 COM 651718504 214
News Corp. Limited COM 652487703 1,220
News Corp. Ltd COM 652487802 106
NHP Retirement Housing Partners I COM nhpretire 10
Nike Inc. COM 654106103 322
Nisource Inc. COM 65473P105 182
Nokia Corp. Sponsored ADR COM 654902204 2,478
Nomura Secs Ltd Japan COM 655361301 13
Nordstrom Inc. COM 655664100 26
Norfolk Southern Corp. COM 655844108 2,946
Norfolk Southern Railway Co. COM 655855203 4
Norsk Hydro As Adr COM 656531605 753
Nortel Networks Corp. COM 656569100 16,473
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North Fork Bancorp, Inc.-DEL COM 659424105 868
North Star Inc. COM 990186918 27
Northern Foods PLC-Ord 25 P COM G66304109 3
Northern Mineral Co COM 665415105 0
Northern States Power Co COM 665772109 31
Northern Trust Corp. COM 665859104 286
Northwest Natural Gas Co COM 667655104 18
Novartis AG-ADR COM 66987V109 910
Novartis Ag-Regd COM H5820Q101 1,644
Novell, Inc. COM 670006105 115
Novellus System Inc. COM 670008101 31
Novo-Nordisk A/S ADR COM 670100205 252
NSP Financing I-7.875% Tr PFD COM 629384207 22
Nucor Corp. COM 670346105 116
Ogden Corp. COM 676346109 48
OGE Energy Corp. COM 670837103 190
Ohio Casualty Corp. COM 677240103 797
Old Kent Financial Corp. COM 679833103 7,376
Olsten Corp. COM 681385100 143
Omnicare Inc. COM 681904108 7
On Command Corp. COM 682160106 11
Oneida Ltd COM 682505102 194
Oneida Valley Secs Corp COM 682607106 0
Oracle Systems Corp. COM 68389X105 875
Oregon Steel Mills Inc. COM 686079104 8
Oshkosh Truck Corp. Class B COM 688239201 223
Outback Steakhouse Inc. COM 689899102 109
P G & E Corp. COM 69331C108 27
P N C Bank Corp. COM 693475105 3,245
Paccar Inc. COM 693718108 204
Pacific Century Financial Corp. COM 694058108 15
Pacific Enterprises COM 694232604 25
Pacific Telesis Finance TOPRS COM 694887209 11
Pacificare Health Sys Cl A COM 695112102 8
Paine Webber Group Inc. COM 695629105 87
Palex Inc. COM 696368109 7
Pall Corp. COM 696429307 52
Panda Project Inc. COM 69833F104 0
Panera Bread Co COM 69840W108 58
Parker Hannifin Corp. COM 701094104 52
Paychex Inc. COM 704326107 36
Payless Shoesource Inc. COM 704379106 24
PE Corp PE Biosystems Group COM 69332S102 48
Pe Corp. Celera Genomics Group COM 69332S201 15
Pechiney - Sponsered ADR COM 705151207 4
Pegasus Communications Corp. - Cl A COM 705904100 567
Penney (J C) Co Inc. COM 708160106 243
Penton Media Inc. COM 709668107 7
Peoples Energy Corp. COM 711030106 37
PeopleSoft Inc. COM 712713106 462
PepsiCo, Inc. COM 713448108 2,085
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Perez Companc SA COM 713665107 3
Perkinelmer Inc COM 714046109 4
Perlis Plantations-Unsp ADR COM 713900207 13
Petrie Stores Liquidation COM 716437108 0
Pfizer Inc. COM 717081103 19,285
Pharmacia & UpJohn Inc. COM 716941109 4,642
Phelps Dodge COM 717265102 16
Philip Morris Companies Inc. COM 718154107 4,371
Phillips Petroleum Co. COM 718507106 11,642
Phoenix Intl Life Sciences COM 718919103 7
Phone Com Inc COM 71920Q100 12
Piedmont Natural Gas Co COM 720186105 24
Pier 1 Imports Inc. COM 720279108 6
Pioneer Intl Ltd Spons ADR COM 723711305 7
Pioneer Natural Resources Co COM 723787107 0
Pioneer Standard COM 723877106 1,610
Pitney-Bowes, Inc. COM 724479100 1,590
Pittway Corp. COM 725790109 14
Pittway Corp. Class A COM 725790208 49
Placer Dome Inc. COM 725906101 22
Plains Resources Inc. New COM 726540503 25
Playtex Products Inc. COM 72813P100 92
PLC Capital Trust I 8.25% COM 693406209 44
Plum Creek Timber Co L P COM 729251108 65
PMC Capital Inc. COM 693430100 55
PMI Group Inc. COM 69344M101 44
Pohang Iron & Steel Co, Ltd ADS COM 730450103 1,071
Pomeroy Computer Resources Inc. COM 731822102 32
Portal Software Inc COM 736126103 15
Post Properties Inc. COM 737464107 1,530
Potash Corp. of Saskatchewan COM 73755L107 9,557
Potomac Electric Power Co COM 737679100 39
PPG Industries, Inc. COM 693506107 707
Praxair Inc. COM 74005P104 50
Pre Paid Legal Services Inc. COM 740065107 4
Pride International Inc. COM 741932107 79
Primark Corp. COM 741903108 17
Procter & Gamble Co. COM 742718109 49,859
Professional Bancorp Inc COM 743112104 64
Progressive Corp. COM 743315103 22
Provident Financial GRP COM 743866105 182
Providian Financial Corp. COM 74406A102 310
Public Service Enterprise Group COM 744573106 56
Pulitzer Inc COM 745769109 74
Qingling Motors Co Ltd COM Y71713104 1
QMS Inc. COM 74726G102 0
Quaker Oats COM 747402105 79
Qualcomm Inc. COM 747525103 483
Quality Dining Inc COM 74756P105 4
Questar Corp. COM 748356102 24
Qwest Communications International, In COM 749121109 26
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R.H. Donnelly Corp. COM 74955W307 45
Ralston-Ralston Purina Group COM 751277302 71
Ramtron International Corp. Com New COM 751907304 3
Raymond James Financial Inc. COM 754730109 21
Rayonier Inc. COM 754907103 23
Raytheon Co. Cl A COM 755111309 15
Raytheon Co-Cl B COM 755111408 424
Regeneron Pharmaceuticals Inc. COM 75886F107 6
Regions Financial Corp. COM 758940100 1,308
Reliance Bancorp Inc. COM 759451107 338
Reliant Energy Inc COM 75952J108 346
Reliastar Financial Corp. COM 75952U103 54
Repsol S.A. ADR COM 76026T205 2,978
Rexall Sundown Inc. COM 761648104 3
Reynolds & Reynolds Co CL A COM 761695105 11
Reynolds R J Tob Hldgs Inc COM 76182K105 13
Rio Tinto PLC - Sponsored ADR COM 767204100 2,514
River Cities Capital Group II Ltd Part COM RIVERCITI 200
Roche Holdings Ltd Spons ADR COM 771195104 130
Rockwell International Corp. COM 773903109 48
Rohm & Haas COM 775371107 216
Rohm Co Ltd COM J65328122 3,448
Royal Carribean Cruise Ltd COM V7780T103 15
Royal Dutch Petroleum Co ADR COM 780257804 5,454
Royal Group Technologies Ltd COM 779915107 5
Royce Micro Cap Trust Inc. COM 780915104 41
Royce Value Tr Inc. COM 780910105 1,519
RPM Inc. - Ohio COM 749685103 15
Ruby Tuesday Inc. COM 781182100 33
S C I Systems Inc. COM 783890106 152
Safeway Inc. COM 786514208 55
Saks Incorporated COM 79377W108 8
San Paolo-imi S P A COM 799175104 2,052
Santa Fe Snyder Corp COM 80218K105 1
SAP AG Sponsored ADR COM 803054204 78
Sara Lee Corp. COM 803111103 392
SBC Communications Inc. COM 78387G103 12,237
Scana Corp. COM 805898103 65
Schering-Plough Corp. COM 806605101 23,328
Schlumberger Limited COM 806857108 7,388
Schwab Charles Corp. COM 808513105 35
Schweitzer-Mauduit Intl COM 808541106 1
Scientific-Atlanta Inc. COM 808655104 192
Scor SA SPONSD ADR COM 80917Q106 8
Scripps Co E W Cl A COM 811054204 58
Sealed Air Corp. COM 81211K100 88
Sears Roebuck & Co COM 812387108 170
Secom Co Ltd - Ord COM J69972107 2,298
Secom Co Ltd Adr COM 813113206 103
Service Corp. International COM 817565104 635
Servicemaster Co COM 81760N109 554
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Shanghai Petro Co LTD ADR CL H COM 819424102 6
Shell Transport & Trading PLC COM 822703609 769
Sherwin Williams Corp. COM 824348106 46
Shire Pharmaceuticals Grp PLC Spons AD COM 82481R106 10
Shopsmith Inc COM 825098106 0
Sidel SA COM S002537 21
Siemens AG ADR New COM 826197402 228
Sigma-Aldrich Corp. COM 826552101 102
Silicon Valley Group, Inc. COM 827066101 5
SK Telecom Co Ltd Sponsored Adr COM 78440P108 94
Sky Financial Group Inc COM 83080P103 136
SLM Holding Corp. COM 78442A109 118
SmithKline Beecham Spons ADR COM 832378301 209
Solectron Corp. COM 834182107 62
Solutia Inc. COM 834376105 42
Sonera Group Plc COM 835433202 10
Sony Corp. - Sponsored ADR COM 835699307 4,575
Sothebys Holdings Inc. - Cl A Ltd Vtg COM 835898107 3
Southern Co COM 842587107 73
Southern Pacific Petroleum NL ADR COM 843581307 4
Southwestern Energy Co. COM 845467109 150
Spacelabs Medical Inc. COM 846247104 9
Spieker Properties, Inc. COM 848497103 69
Sprint Corp. (FON Group) COM 852061100 5,026
Sprint Corp. (PCS Group) COM 852061506 419
St Gobain COM F80343100 1,652
St Jude Medical Inc. COM 790849103 15
St. Mary Land & Exploration COM 792228108 1,655
St. Paul Companies Inc. COM 792860108 239
Standard & Poors DEP Receipts COM 78462F103 42
Staples Inc. COM 855030102 278
Starbucks Corp. COM 855244109 34
Starwood Hotels & Resorts Worldwide In COM 85590A203 41
State Auto Financial Corp. COM 855707105 230
State Street Corp. COM 857477103 219
Statefed Financial Corp COM 857549109 18
Steelcase Inc. - CL A COM 858155203 367
Sterling Software Inc. COM 859547101 32
Stewart & Stevenson COM 860342104 576
Stratus Properties Inc COM 863167102 0
Stride Rite Corp. COM 863314100 0
Structural Dynamics Research COM 863555108 14
Student Loan Mkting COM 863871208 39
Suburst Hospitality Corp. COM 866948102 3
Sun Microsystems Inc. COM 866810104 1,193
Sunoco Inc COM 86764P109 5
Suntrust Banks Inc. COM 867914103 702
Superior Energy Services Inc. COM 868157108 27
Swire Pac Ltd COM 870794401 3
Swissray Intl Inc COM 871016200 18
Sylvan Learning Systems Inc. COM 871399101 33
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Symantec Corp. COM 871503108 147
Symbol Technologies Inc. COM 871508107 21
Synopsys Inc. COM 871607107 33
Sysco Corp. COM 871829107 18,264
T R W Inc. COM 872649108 182
Taiwan Fund Inc. COM 874036106 185
Taiwan Semiconductor Co. LTD Spons ADR COM 874039100 92
Talisman Energy Inc COM 87425E103 6
Tate & Lyle PLC ADRS COM 876570607 8
Taubman Centers, Inc. COM 876664103 444
Teco Energy Inc. COM 872375100 14
Telecom Corp. of New COM 879278208 4
Telecominicaoes Brasileiras SA ADR COM 879287308 8
Telefonica de Argentina S.A. COM 879378206 2
Telefonica De Espana SA Spons ADR COM 879382208 2,611
Telefonica Del Peru S.a. ADR COM 879384105 5
Telefonos De Mexico SA Spons ADR COM 879403780 502
Telephone & Data Systems, Inc. COM 879433100 581
Teligent Inc. Cl A COM 87959Y103 25
Telxon Corp. COM 879700102 11
Temple Inland Inc. COM 879868107 26
Templeton Dragon Fund Inc. COM 88018T101 1,107
Templeton Emerging Markets COM 880191101 796
Tenet Healthcare Corp. COM 88033G100 33
Tennant Co COM 880345103 29
Tenneco Automotive Inc COM 880349105 9
Teppco Partners L P Units Rep Lim COM 872384102 39
Teva Pharmaceutical-SP ADR COM 881624209 5
Texaco Inc. COM 881694103 1,126
Texas Instruments Inc. COM 882508104 1,015
Texas Utilities Co. COM 882848104 317
Textron Capital I Trust Pfd COM 883198202 22
Thai Cap Fd Inc. COM 882905102 4
Thai Fund Inc. COM 882904105 2
The Allstate Corp. COM 020002101 401
The Cincinnati Gas & Elec Co COM 172070831 4
The India Fund, Inc. COM 454089103 65
The Japan Equity Fund, Inc. COM 471057109 40
The Midland Co COM 597486109 62
The Royal Bank of Scotland Grp Plc Pfd COM 780097507 11
The Scotts Co Class A COM 810186106 282
The Seagram Co Ltd COM 811850106 90
The Town and Country Trust COM 892081100 260
The Valspar Corp. COM 920355104 12,369
The Walt Disney Co. COM 254687106 14,030
Theragenics Corp. COM 883375107 4
Thermo Electron Corp. COM 883556102 533
Thermo Instrument Systems Inc. COM 883559106 23
Thomas & Betts Corp. COM 884315102 35
Time Warner Inc. COM 887315109 36,944
Timken Co COM 887389104 192
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Tnp Enterprises Inc. COM 872594106 186
Tomkins PLC Sponsored ADR COM 890030208 1,341
Tommy Hilfiger Corp. COM G8915Z102 7
Tootsie Roll Industries Inc. COM 890516107 2,336
Topps Inc. COM 890786106 0
Torchmark Corp. COM 891027104 116
Total SA Adr COM 89151E109 16,310
Total System Services Inc. COM 891906109 37
Toys 'R' Us Inc. COM 892335100 140
Trammell Crow Co COM 89288R106 3
Trans World Airlines COM 893349837 0
Transcanada Pipelines Ltd COM 893526756 39
Trans-Dominion Energy COM 89322F100 0
Transocean Sedco Forex Inc COM G90078109 864
Travelers P&C Capital I 8.08% COM 893931204 23
Tri City Bank Shares Corp - Wisc COM 895364107 1
Tribune Co COM 896047107 1,920
Tricon Global Restaurants Inc. COM 895953107 134
Tri-Continental COM 895436103 66
Triton Energy Limited COM G90751101 283
Tupperware Corp. COM 899896104 7
Turbosonic Technologies Inc. COM 900010109 0
TXU Electric Capital III 8.00% Cum PF COM 87316Q207 21
Tyco International LTD COM 902124106 20,499
U S T Inc. COM 902911106 224
U S Wireless Data inc Cl A COM 912899101 9
U.S. Bancorp COM 902973106 130
U.S. Trust Corp. New COM 91288L105 6,378
U.S. West Inc. COM 91273H101 1,838
Ucar International Inc. COM 90262K109 2,311
Union Carbide Corp. COM 905581104 141
Union Pacific Capital Trust Term COM 907824403 25
Union Pacific Corp. COM 907818108 15,058
Union Pacific Resources Group Inc. COM 907834105 120
Union Planters Corp. COM 908068109 24
Uniprop Income Fund II COM 90915D106 7
Unisys Corp. COM 909214108 21
United Asset Management Corp. COM 909420101 72
United Dominion Realty Trust COM 910197102 1,573
United Dominion Realty Trust COM 910197300 1,573
United Dominion Realty Trust COM 910197102 11
United Dominion Realty Trust COM 910197300 11
United Healthcare Corp. COM 910581107 4
United Overseas Bank LTD Spons ADR COM 911271302 6
United Parcel Service Inc COM 911312106 78
United Technologies Corp. COM 913017109 2,634
United Water Resources Inc. COM 913190104 34
Universal Foods Corp. COM 913538104 31
Unocal Corp. COM 915289102 5,065
Unumprovident Corp. COM 91529Y106 23
US Air Group COM 911905107 32
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USX Marathon Group COM 902905827 7
USX-U.S. Steel Group COM 90337T101 1
Utilicorp United Inc. COM 918005109 12
V F Corp. COM 918204108 48
Valence Technology, Inc. COM 918914102 13
Valmont Ind Inc COM 920253101 44
Value City Department Stores Inc COM 920387107 30
Valuevision International Inc. Cl A COM 92047K107 178
Varian Inc COM 922206107 14
Varian Medical Systems Inc COM 92220P105 18
Varian Semiconductor Equip COM 922207105 20
Veba Ag - Spon ADR COM 92239H102 7
Veritas DGC Inc COM 92343P107 1
Vertex Pharmaceuticals Inc. COM 92532F100 19
Viacom Inc Class B COM 925524308 56
Vina Concha Y Toro SA Spons ADR COM 927191106 4
Vion Pharmaceuticals Inc. COM 927624106 17
Vishay Intertechnology Inc. COM 928298108 22
Visual Data Corp COM 928428200 4
Visx Inc Del COM 92844S105 31
Vitesse Semiconductor Corp. COM 928497106 336
Vlasic Foods International COM 928559103 5
Vodafone Airtouch PLC-Sponsored ADR COM 92857T107 2,721
Volkswagen AG - Sponsored ADR COM 928662303 4
Volvo Aktiebolaget COM 928856400 16
Vornado Realty Trust Common Shares COM 929042109 163
Wachovia Corp. COM 929771103 396
Walgreen Co COM 931422109 1,142
Wal-Mart Stores Inc. COM 931142103 3,435
Walnut Capital Partners LP COM WLNTLPZZZ 400
Warner Lambert Co. COM 934488107 8,131
Washington Federal Inc. COM 938824109 8,578
Washington Mutual Inc. COM 939322103 1,021
Washington Post- Class B COM 939640108 999
Washington Real Estate Investors Trust COM 939653101 332
Waste Management Inc. COM 94106L109 12
Waterford Wedgewood - Unit COM G94697102 64
Watkins-Johnson Co COM 942486101 16
Watson Pharmaceuticals Inc COM 942683103 4
Watts Industries Inc Class A COM 942749102 4
Wausau-Mosinee Paper Corp. COM 943315101 14
Webb Interactive Services COM 94748P104 34
Webs Index Fund Inc - Hong Kong COM 92923H707 59
Webs Index Fund Inc - Japan COM 92923H889 122
Webs Index Fund Inc - Malaysia COM 92923H871 36
Webs Index Fund Inc Singapore Free COM 92923H848 56
WEC CAP TR I TR PFD SECS 6.85% COM 92923G204 156
Weingarten Realty Investors COM 948741103 161
Weis Markets Inc COM 948849104 63
Wells Fargo Company COM 949746101 8,004
Wendy's International Inc COM 950590109 2
</TABLE>
Page 21
<PAGE>
<TABLE>
<CAPTION>
<S> <C> <C> <C>
Western Digital Corp. COM 958102105 3
Western Resources Inc COM 959425109 1,782
Westminster Cap Inc COM 960631109 7
Westvaco Corp. COM 961548104 215
Westwood Homestead Finl Corp. COM 961767100 2
Weyerhaeuser Co. COM 962166104 747
Whitman Corp COM 96647R107 24
Whole Foods Market Inc COM 966837106 46
Wicor Inc COM 929253102 1,101
Wild Oats Markets Inc. COM 96808B107 73
Willamette Inds COM 969133107 648
Williams Companies Inc COM 969457100 110
Williams Sonoma Inc. COM 969904101 299
Wind River Systems Inc COM 973149107 44
Winton Finl Corp COM 976446104 18
Wisconsin Central COM 976592105 13
Wisconsin Energy Power COM 976657106 53
Wolters Kluwer NV Spons ADR COM 977874205 362
Wolters Kluwer-CVA COM N9643A114 67
World Television Inc COM 98151F305 0
Worthington Industry Inc COM 981811102 42
Wrigley (WM) Jr Co COM 982526105 112
WSFS Financial Corp. COM 929328102 732
WTS On Command Corp. COM 682160122 1
Xerox Corp. COM 984121103 111
Xilinx Inc. COM 983919101 27
XL Capital Ltd - Class A COM G98255105 5
Yahoo Inc COM 984332106 25
York International Inc COM 986670107 106
Young & Rubicam Inc. COM 987425105 8,201
Zoltek Companies Inc COM 98975W104 3
Zurich Allied AG CH10 REGD COM H98469366 4
Zweig Fund Inc COM 989834106 55
Grand Total: 1,945,813
</TABLE>
Page 22
<PAGE>
<TABLE>
<CAPTION>
Run Date: 02/10/99
----------------------------
S.E.C. Use Only
----------------------------
Item 5: Item 6: Item 7: Item 8:
Shares or Investment Discretion Other Voting Authority (Shares)
Principal Amt. (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None
Def Other
- ---------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C>
975 X 975
24,805 X 24,805
879 X 879
407,060 X X 48,700 358,360
1,931 X 1,931
93,620 X 93,620
115 X 115
4,600 X 4,600
3,706 X 3,706
2,394 X 2,394
400 X 400
4,219 X X 4,219
41,390 X 21,200 20,190
7,680 X 7,680
1,770 X 1,770
270 X 270
1,000 X 1,000
8,791 X X 8,791
1,000 X 1,000
301,060 X X 301,060
21,305 X 21,305
66,995 X 66,995
500 X 500
1,120 X 1,120
7,100 X X 7,100
54,800 X 54,800
3,200 X 3,200
105 X 105
4,736 X 4,736
10 X 10
80,305 X 80,305
1,000 X 1,000
2,665 X 2,665
12,000 X 12,000
345 X X 345
1,500 X 1,500
1,766 X 1,766
23,066 X X 23,066
11,585 X X 11,585
74,726 X X 74,726
6,315 X 6,315
152,479 X X 152,479
11,160 X 11,160
1,000 X 1,000
</TABLE>
Page 23
<PAGE>
<TABLE>
<CAPTION>
<S> <C> <C> <C> <C> <C> <C> <C> <C>
500 X 500
1,220 X 1,220
20,518 X 20,518
3,210 X 3,210
206,518 X 45,700 160,818
54 X 54
37,272 X X 37,272
2,099 X 2,099
600 X 600
120 X 120
296,135 X X 22,750 273,385
1,400 X 1,400
2,000 X 2,000
829 X 829
4,805 X X 4,805
400 X 400
4,300 X 4,300
60,000 X 60,000
1,623 X 1,623
24,562 X X 24,562
500 X 500
2,400 X 2,400
420 X 420
17,610 X 17,610
876 X 876
2,007 X 2,007
487,945 X X 76,350 411,595
40,712 X X 40,712
389,206 X X 389,206
51,125 X X 4,600 46,525
4 X 4
200 X 200
768 X X 768
36,195 X 36,195
15,200 X X 15,200
26,029 X 26,029
1,600 X 1,600
1,052 X 1,052
185 X 185
100 X 100
1,537 X 1,537
600 X 600
1,000 X 1,000
1,190 X 1,190
1,000 X 1,000
3,000 X 3,000
450 X 450
62,132 X 62,132
28,548 X X 28,548
16,490 X X 16,490
7,776 X 7,776
</TABLE>
Page 24
<PAGE>
<TABLE>
<CAPTION>
<S> <C> <C> <C> <C> <C> <C> <C> <C>
30,550 X 30,550
14,405 X 14,405
2,500 X 2,500
350 X 350
200 X 200
195 X 195
150 X 150
2,581 X 2,581
650 X 650
8,370 X X 8,370
109,748 X 24,010 85,738
8,288 X X 8,288
62,710 X X 62,710
1,800 X 1,800
252,985 X X 252,985
64,846 X X 64,846
411,646 X X 127,200 284,446
419 X 419
4,459 X X 4,459
300 X 300
49,626 X X 600 49,026
350 X 350
500 X 500
200 X 200
1,000 X 1,000
5,300 X 5,300
6,150 X 6,150
73,340 X X 33,700 39,640
100 X 100
200 X 200
28,842 X X 28,842
170 X 170
3,500 X 3,500
2,200 X 2,200
9,375 X X 9,375
1,600 X 1,600
80 X 80
234,108 X X 600 233,508
1,000 X 1,000
70,900 X 70,900
4,392 X 4,392
226,946 X X 226,946
316 X 316
1,182,691 X X 58,200 1,124,491
1,500 X 1,500
729 X 729
771 X 771
2,600 X 2,600
101,494 X 101,494
35,864 X X 35,864
5,362 X X 5,362
</TABLE>
Page 25
<PAGE>
<TABLE>
<CAPTION>
<S> <C> <C> <C> <C> <C> <C> <C> <C>
39,366 X X 39,366
6,579 X 6,579
27,850 X 27,850
85,812 X 85,812
8,000 X 8,000
1,000 X 1,000
8,400 X 8,400
1,000 X 1,000
13,450 X 13,450
600 X 600
3,000 X 3,000
34,951 X 34,951
51,000 X 51,000
1,200 X 1,200
1,340 X 1,340
66,400 X 66,400
811 X 811
1,398 X 1,398
400 X 400
15,327 X 15,327
175 X 175
228,150 X X 228,150
4,564 X 4,564
200 X 200
2,000 X 2,000
23,000 X 23,000
35,529 X 35,529
6,886 X 6,886
190 X 190
25,000 X 25,000
2,000 X 2,000
225 X 225
16,452 X 16,452
1,200 X 1,200
33,200 X 33,200
500 X 500
4,000 X 4,000
950 X 950
1,000 X 1,000
993,163 X X 141,795 851,368
48,691 X X 48,691
1,227,673 X X 103,317 1,124,356
750 X 750
540 X 540
70,600 X 70,600
51,513 X X 51,513
1,290 X 1,290
1,900 X 1,900
516 X 516
1,350 X 1,350
208 X 208
</TABLE>
Page 26
<PAGE>
<TABLE>
<CAPTION>
<S> <C> <C> <C> <C> <C> <C> <C> <C>
200 X 200
47,451 X X 600 46,851
253 X 253
4,555 X 4,555
531,445 X X 531,445
100 X 100
304 X 304
7,973 X X 7,973
456,600 X X 450 456,150
150 X 150
800 X 800
112,155 X X 350 111,805
1,010 X 1,010
465,251 X X 63,996 401,255
4,326 X 4,326
23,500 X 23,500
300 X 300
500 X 500
800 X 800
1,248 X 1,248
1,000 X 1,000
6,100 X 6,100
183 X 183
692 X 692
2,100 X 2,100
200 X 200
600 X 600
131,900 X 131,900
1,020 X 1,020
220,416 X X 400 220,016
5,000 X 5,000
75 X 75
113,504 X X 113,504
750 X 750
15,800 X 15,800
177,403 X X 2,700 174,703
1,000 X 1,000
4,778 X 4,778
295 X 295
1,758 X 1,758
847 X 847
200 X 200
134,877 X 57,200 77,677
465 X 465
140,900 X 140,900
175 X 175
700 X 700
17,400 X X 17,400
2,591 X 2,591
275 X 275
1,000 X 1,000
</TABLE>
Page 27
<PAGE>
<TABLE>
<CAPTION>
<S> <C> <C> <C> <C> <C> <C> <C> <C>
1,000 X 1,000
695 X 695
360 X 360
200 X 200
3,686 X 3,686
1,265 X 1,265
898,804 X X 1,500 897,304
1,134 X 1,134
6,400 X 6,400
3,000 X 3,000
480 X 480
2,316 X X 2,316
11,060 X X 11,060
255 X 255
36 X 36
175 X 175
137 X 137
1,275 X 1,275
600 X 600
14,000 X 14,000
300 X 300
12,900 X 12,900
1,000 X 1,000
30,709 X X 30,709
990,500 X 990,500
4,680 X 4,680
1,882 X X 1,882
28,875 X 28,875
3,668 X 3,668
150 X 150
150 X 150
6,000 X 6,000
2,151 X 2,151
357 X 357
608 X 608
93,157 X X 93,157
11,700 X 11,700
161,435 X 14,500 146,935
139,806 X X 31,900 107,906
7,396 X 500 6,896
400 X 400
1,350 X 1,350
11,046 X 11,046
1,125 X 1,125
25,457 X X 25,457
70,900 X 70,900
1,600 X 1,600
2,600 X 2,600
41,702 X 41,702
16,500 X X 16,500
2,955 X 2,955
</TABLE>
Page 28
<PAGE>
<TABLE>
<CAPTION>
<S> <C> <C> <C> <C> <C> <C> <C> <C>
1,122 X 1,122
177 X 177
632 X 632
9,800 X 9,800
1,300 X 1,300
1,457 X 1,457
60,200 X X 60,200
3,200 X 3,200
331,955 X 36,200 295,755
15,084 X X 15,084
14,240 X 4,400 9,840
52,642 X 52,642
1,000 X 1,000
4,630 X X 4,630
28,662 X X 28,662
420 X 420
8,022 X 8,022
35,600 X 15,800 19,800
12,437 X 12,437
6,000 X 6,000
100 X 100
2,500 X 2,500
192 X 192
200 X 200
119 X 119
11,131 X 11,131
2,550 X X 2,550
100 X 100
300 X 300
1,600 X 1,600
4,400 X 4,400
400 X 400
5,220 X X 5,220
900 X 900
500 X 500
860 X 860
42,370 X 42,370
950 X 950
361,785 X X 23,850 337,935
67,600 X 67,600
4,000 X 4,000
2,500 X 2,500
25,312 X X 25,312
4,100 X 4,100
4,296 X 4,296
26,800 X 26,800
1,400 X 1,400
1,000 X 1,000
500 X 500
500 X 500
5,100 X 5,100
</TABLE>
Page 29
<PAGE>
<TABLE>
<CAPTION>
<S> <C> <C> <C> <C> <C> <C> <C> <C>
31,950 X 31,950
3,528 X 3,528
16,165 X 1,000 15,165
1,000 X 1,000
1,000 X 1,000
200 X 200
503,660 X X 4,000 499,660
698,405 X X 54,400 644,005
550 X 550
200 X 200
2,000 X 2,000
9,526 X X 9,526
5,250 X 5,250
1,066 X 1,066
16,415 X X 16,415
118,725 X 57,600 61,125
315 X 315
640,055 X X 640,055
800 X 800
17,675 X X 17,675
2,000 X 2,000
15,500 X X 15,500
37,400 X 6,000 31,400
87,542 X 87,542
7,050 X X 7,050
9,798 X 9,798
900 X 900
85,604 X 13,364 72,240
6,828 X 6,828
1,212 X 1,212
998,032 X X 998,032
1,900 X 1,900
9,950 X 9,950
12,906 X X 12,906
268,143 X 81,900 186,243
2,737 X 2,737
200 X 200
233,775 X 41,300 192,475
21,200 X 21,200
2,172 X 2,172
9,216 X 9,216
4,150 X 4,150
2,594 X 2,594
665,989 X X 665,989
3,125 X 3,125
990 X 990
1,500 X 1,500
34,938 X 34,938
4,091 X 4,091
64,200 X 64,200
3,150 X 3,150
</TABLE>
Page 30
<PAGE>
<TABLE>
<CAPTION>
<S> <C> <C> <C> <C> <C> <C> <C> <C>
43,747 X X 43,747
760 X 760
2,895 X 2,895
470 X 470
1,500 X 1,500
287,310 X X 60,700 226,610
145 X 145
1,358 X 1,358
300 X 300
372,571 X X 800 371,771
400 X 400
8,481 X 8,481
76,462 X X 8,600 67,862
40 X 40
125 X 125
2,400 X 2,400
4,000 X 4,000
5,905 X 5,905
1,674 X 1,674
3,724 X 3,724
1,200 X 1,200
5,000 X 5,000
7,550 X 7,550
7,889 X 7,889
5,000 X 5,000
1,605 X 1,605
1,100 X 1,100
1,800 X 1,800
758 X 758
1,200 X 1,200
1,000 X 1,000
400 X 400
110 X 110
1,100 X 1,100
13,778 X X 13,778
800 X 800
470 X 470
722 X 722
8,000 X 8,000
150 X 150
66,146 X X 66,146
19,383 X 19,383
2,000 X 2,000
19,175 X 19,175
1,122 X 1,122
600 X 600
600 X 600
1,300 X 1,300
23,290 X X 23,290
3,500 X 3,500
4,712 X 4,712
</TABLE>
Page 31
<PAGE>
<TABLE>
<CAPTION>
<S> <C> <C> <C> <C> <C> <C> <C> <C>
2,000 X 2,000
1,350 X 1,350
4,050 X 4,050
10,384 X 10,384
21,600 X 21,600
12,016 X X 12,016
19,620 X 19,620
280,295 X X 280,295
91,519 X X 91,519
19,553 X 19,553
2,000 X 2,000
8 X 8
2,400 X 2,400
608,879 X X 608,879
40,150 X 25,300 14,850
50 X 50
12,328 X 12,328
1,390 X 1,390
110 X 110
1,000 X 1,000
3,580 X X 3,580
3,800 X 3,800
60 X 60
6,752 X X 6,752
14,400 X 14,400
1,200 X 1,200
4,625 X 4,625
3 X 3
245,013 X 245,013
287 X 287
1,000 X 1,000
362 X 362
4,600 X X 4,600
375 X 375
6,400 X 6,400
300 X 300
250 X 250
53,090 X 350 52,740
190 X 190
1,450 X 1,450
130 X 130
22,254 X 22,254
120,710 X 120,710
350 X 350
6,582 X 6,582
1,500 X 1,500
604 X 604
1,000 X 1,000
562,792 X X 4,700 558,092
232,828 X X 6,700 226,128
750 X 750
</TABLE>
Page 32
<PAGE>
<TABLE>
<CAPTION>
<S> <C> <C> <C> <C> <C> <C> <C> <C>
2,000 X 2,000
3,612 X X 3,612
153,317 X X 153,317
200 X 200
1,800 X 1,800
7,400 X 7,400
8,000 X 8,000
324,400 X 324,400
28,320 X 28,320
190,000 X 190,000
30,845 X 30,845
176,000 X 176,000
760 X 760
400 X 400
7,200 X 7,200
42,753 X 42,753
2,400 X 2,400
400 X 400
17,615 X 17,615
200 X 200
4,700 X X 4,700
2,000 X 2,000
71,207 X X 250 70,957
665 X 665
482,828 X 482,828
2,400 X 2,400
450 X 450
12,300 X X 12,300
8,200 X X 8,200
7,700 X 7,700
132,034 X X 132,034
13,400 X X 13,400
2,000 X 2,000
1,700 X 1,700
1,000 X 1,000
150 X 150
99,375 X 40,800 58,575
796,837 X X 59,850 736,987
489,383 X X 80,300 409,083
900 X 900
2,500 X 2,500
9,784 X X 9,784
35,250 X X 35,250
4,602 X 4,602
1,595 X 1,595
23,070 X X 23,070
3,000 X 3,000
1,000 X 1,000
23,407 X X 23,407
475 X 475
500 X 500
</TABLE>
Page 33
<PAGE>
<TABLE>
<CAPTION>
<S> <C> <C> <C> <C> <C> <C> <C> <C>
1,332 X 1,332
330 X 330
82 X 82
46,725 X 46,725
61,414 X 61,414
95,564 X X 95,564
500 X 500
400 X 400
400 X 400
3,100 X 3,100
2,650 X 2,650
100 X 100
1,300 X 1,300
1,500 X 1,500
1,597 X 1,597
7,000 X 7,000
3,200 X 3,200
900 X 900
35,700 X 35,700
455 X 455
73,175 X X 73,175
2,000 X 2,000
22,340 X 22,340
17,507 X 17,507
615 X 615
3,500 X 3,500
175,900 X 35,000 140,900
276,514 X X 52,876 223,638
39,175 X 17,900 21,275
17 X 17
3,170 X 3,170
34,525 X 34,525
44,970 X 44,970
750 X 750
800 X 800
2,535 X 2,535
99,518 X X 99,518
300 X 300
1,980 X 1,980
1,800 X 1,800
310 X 310
550 X 550
2,681 X 2,681
3,750 X 3,750
895 X 895
750 X 750
150 X 150
650 X 650
1,826 X 1,826
3,000 X 3,000
200 X 200
</TABLE>
Page 34
<PAGE>
<TABLE>
<CAPTION>
<S> <C> <C> <C> <C> <C> <C> <C> <C>
200 X 200
1,433 X X 1,433
1,940 X 1,940
91,750 X 11,300 80,450
3,445 X X 3,445
1,000 X 1,000
5,050 X 5,050
1,700 X 1,700
87 X 87
275 X 275
40,000 X 40,000
500 X 500
262,268 X X 35,508 226,760
8,652 X X 8,652
3,000 X 3,000
24,600 X 24,600
2,808 X 2,808
80,800 X 80,800
24,996 X 24,996
42,299 X X 42,299
250 X 250
7,040 X 7,040
225,970 X 225,970
77,628 X 1,000 76,628
3,200 X X 3,200
573,602 X 35,200 538,402
1,000 X 1,000
567,225 X X 11,925 555,300
151,250 X 22,800 128,450
20 X 20
2,100 X 2,100
5,987 X X 5,987
800 X 800
146,039 X X 146,039
20,442 X 20,442
714,631 X X 714,631
3,600 X 3,600
526,426 X X 20,400 506,026
283,740 X X 1,200 282,540
95 X 95
24,753 X 24,753
108 X 108
825 X 825
2,400 X 2,400
333 X 333
600 X 600
23,117 X 23,117
1,790 X 1,790
45,700 X 19,100 26,600
100 X 100
28,802 X 28,802
</TABLE>
Page 35
<PAGE>
<TABLE>
<CAPTION>
<S> <C> <C> <C> <C> <C> <C> <C> <C>
344,111 X X 344,111
27,380 X X 27,380
1,069 X 1,069
450 X 450
13,650 X 13,650
6,607 X 6,607
500 X 500
1,400 X 1,400
6,000 X 6,000
30,400 X 30,400
613 X 613
19,091 X X 19,091
10 X 10
99,624 X 99,624
99,624 X 99,624
750 X 750
47,074 X 29,400 17,674
6,700 X 5,400 1,300
100 X 100
1,500 X 1,500
31,850 X 31,850
351,584 X X 26,160 325,424
160 X 160
1,600 X 1,600
5,600 X 5,600
740 X 740
20 X 20
304 X 304
336 X 336
200 X 200
48,940 X X 48,940
23,800 X 23,800
950 X 950
3,062 X 3,062
8,069 X 8,069
52,204 X X 52,204
39,739 X 39,739
3,593 X X 3,593
34,932 X 34,932
31,900 X 31,900
3,179 X 3,179
10,000 X 10,000
6,500 X 6,500
10,190 X 10,190
13,040 X X 13,040
70 X 70
1,000 X 1,000
143,698 X X 143,698
118 X 118
17,620 X 17,620
163,101 X X 163,101
</TABLE>
Page 36
<PAGE>
<TABLE>
<CAPTION>
<S> <C> <C> <C> <C> <C> <C> <C> <C>
49,585 X X 49,585
2,000 X 2,000
1,820 X 1,820
38 X 38
1,580 X 1,580
5,400 X 5,400
825 X 825
12,458 X X 12,458
1,125 X 1,125
2,900 X 2,900
250 X 250
3,900 X X 3,900
1,000 X 1,000
2,122 X 2,122
4,000 X X 4,000
10,000 X 10,000
49,622 X X 49,622
208,513 X X 1,529 206,984
12,610 X X 12,610
575 X 575
580 X 580
8,906 X 8,906
20 X 20
7,812 X 7,812
1,000 X 1,000
7,600 X X 7,600
4,200 X 4,200
1,300 X 1,300
72,925 X X 72,925
4,600 X 4,600
796 X 796
350 X 350
500 X 500
150 X 150
2,250 X 2,250
1,000 X 1,000
2,400 X X 2,400
5 X 5
7,500 X 7,500
1,012 X 1,012
900 X 900
512 X 512
400 X 400
100 X 100
115 X 115
5,800 X 5,800
12,176 X X 12,176
300 X 300
1,100 X 1,100
21,660 X 21,660
59,145 X X 59,145
</TABLE>
Page 37
<PAGE>
<TABLE>
<CAPTION>
<S> <C> <C> <C> <C> <C> <C> <C> <C>
300 X 300
88 X 88
11,000 X 11,000
200 X 200
594,506 X X 594,506
103,155 X 25,500 77,655
240 X 240
188,482 X X 14,500 173,982
247,692 X X 30,400 217,292
1,000 X 1,000
100 X 100
800 X 800
1,000 X 1,000
2,200 X 2,200
42 X 42
111,500 X 51,800 59,700
32,910 X 32,910
300 X 300
1,088 X 1,088
2,042 X 2,042
2,000 X 2,000
6,000 X 6,000
2,000 X 2,000
2,600 X 2,600
6,800 X 6,800
900 X 900
30,594 X 30,594
2,408 X X 2,408
150 X 150
40,000 X 13,000 27,000
198,320 X 46,300 152,020
1,710 X 1,710
11,300 X X 11,300
1,000 X 1,000
150 X 150
5,375 X 5,375
600 X 600
455,076 X X 455,076
8,800 X 8,800
300 X 300
5,061 X 5,061
3,400 X 3,400
1,604 X 1,604
1,833 X 1,833
12,000 X 12,000
1 X 1
1,200 X 1,200
2,740 X 2,740
2,000 X 2,000
1,600 X 1,600
600 X 600
</TABLE>
Page 38
<PAGE>
<TABLE>
<CAPTION>
<S> <C> <C> <C> <C> <C> <C> <C> <C>
2,366 X 2,366
2,562 X 2,562
400 X 400
1,125 X 1,125
475 X X 475
598 X X 598
15,950 X 15,950
500 X 500
52,056 X X 6,900 45,156
9,800 X 9,800
15,117 X X 15,117
1,385 X 1,385
128,105 X 7,500 120,605
300 X 300
500 X 500
726 X 726
26,533 X 26,533
200 X 200
1,100 X 1,100
1,000 X 1,000
5,305 X 5,305
8,400 X 8,400
300 X 300
90,238 X X 600 89,638
250 X 250
4,552 X 4,552
116,308 X 46,549 69,759
1,498 X 1,498
1,840 X 1,840
1,850 X 1,850
1,534 X X 1,534
500 X X 500
74,971 X 74,971
186 X 186
1,500 X 1,500
17,772 X X 17,772
251,011 X X 700 250,311
2,400 X 2,400
550,508 X X 550,508
131,348 X X 4,700 126,648
900 X 900
84 X 84
3,450 X 3,450
175 X 175
1,300 X 1,300
1,700 X 1,700
5,578 X 5,578
20,900 X 20,900
470 X 470
91,500 X 39,800 51,700
44,999 X 44,999
</TABLE>
Page 39
<PAGE>
<TABLE>
<CAPTION>
<S> <C> <C> <C> <C> <C> <C> <C> <C>
400 X 400
15,612 X 15,612
2,200 X 2,200
333 X 333
500 X 500
200 X 200
1,800 X 1,800
3,400 X 3,400
300 X 300
2,450 X 2,450
6,753 X 6,753
2,800 X 2,800
3,250 X 3,250
650 X 650
2,724 X 2,724
150 X 150
16,067 X 16,067
100 X 100
3,100 X 3,100
1,375 X 1,375
22,900 X 22,900
500 X 500
1,900 X 1,900
74,667 X 9,600 65,067
4,087 X 4,087
8,824 X 8,824
500 X 500
66,875 X 6,900 59,975
7,100 X 7,100
287 X 287
13,400 X X 13,400
1,420 X 1,420
1,744 X X 1,744
25,200 X 25,200
3,000 X 3,000
2,000 X 2,000
30,600 X 30,600
1,000 X 1,000
48,600 X 48,600
111 X 111
59 X 59
1,120 X 1,120
900 X 900
450 X 450
15,402 X 15,402
228 X 228
10,200 X X 10,200
4,000 X 4,000
705 X 705
2,500 X 2,500
2,500 X 2,500
</TABLE>
Page 40
<PAGE>
<TABLE>
<CAPTION>
<S> <C> <C> <C> <C> <C> <C> <C> <C>
2,500 X 2,500
337 X 337
500 X 500
461,646 X X 461,646
3,510 X 3,510
9,100 X 9,100
2,045 X 2,045
250 X 250
320 X 320
41,323 X 41,323
734 X 734
110 X 110
60 X 60
65 X 65
33,129 X X 33,129
375 X 375
4,462 X 4,462
4,615 X 4,615
400 X 400
700 X 700
400 X 400
112,850 X 2,700 110,150
58,690 X X 58,690
1,390 X 1,390
900 X 900
1,000 X 1,000
2,000 X 2,000
70 X 70
20,728 X X 20,728
10,480 X 10,480
8,920 X 8,920
1,000 X 1,000
800 X 800
200 X 200
16,722 X X 16,722
200 X 200
3,900 X 3,900
4,100 X 4,100
3,000 X 3,000
500 X 500
7,000 X X 7,000
2,000 X 2,000
14,500 X 14,500
295,374 X X 295,374
479,643 X X 23,300 456,343
400 X 400
35,525 X 35,525
2,106 X 2,106
1,100 X 1,100
510,007 X X 37,200 472,807
9,400 X 9,400
</TABLE>
Page 41
<PAGE>
<TABLE>
<CAPTION>
<S> <C> <C> <C> <C> <C> <C> <C> <C>
4,500 X 4,500
91,273 X 91,273
300 X 300
70,929 X X 70,929
1 X 1
4,000 X 4,000
235,519 X X 22,300 213,219
2,250 X 2,250
9,770 X 9,770
300 X 300
1 X 1
1,750 X 1,750
1 X 1
25,637 X X 911 24,726
1,000 X 1,000
15 X 15
34,870 X X 34,870
3,458 X X 3,458
2,364 X 2,364
13,700 X 13,700
420 X 420
53 X 53
1,000 X 1,000
527,311 X X 20,032 507,279
8,887 X 8,887
7,000 X 7,000
5,472 X 5,472
79,540 X X 79,540
25,532 X X 25,532
129,750 X 71,200 58,550
2,106 X 2,106
600 X 600
345,158 X X 57,300 287,858
9,379 X 9,379
600 X 600
500 X 500
672 X 672
3,900 X 3,900
159,250 X 62,600 96,650
159,250 X 62,600 96,650
600 X 600
600 X 600
80 X 80
316 X 316
1,125 X X 1,125
40,522 X 40,522
1,000 X 1,000
1,534 X 1,534
150,920 X 34,400 116,520
730 X 730
1,000 X 1,000
</TABLE>
Page 42
<PAGE>
<TABLE>
<CAPTION>
<S> <C> <C> <C> <C> <C> <C> <C> <C>
277 X 277
19 X 19
600 X 600
1,600 X 1,600
700 X 700
2,748 X 2,748
2,000 X 2,000
3,100 X 3,100
600 X 600
600 X 600
600 X 600
130 X 130
100 X 100
550 X 550
920 X 920
100 X 100
2,713 X 2,713
689 X 689
350 X 350
600 X 600
6,400 X 6,400
800 X 800
54,968 X X 54,968
390 X 390
645 X 645
5,000 X 5,000
5,828 X 5,828
39,056 X X 39,056
49,690 X 49,690
16 X 16
99,237 X X 99,237
434,318 X X 94,754 339,564
39,284 X 600 38,684
1,797 X 1,797
22,112 X 22,112
716 X 716
63,000 X 63,000
400 X 400
119 X 119
300 X 300
1,200 X 1,200
1,500 X 1,500
4,150 X 4,150
7,500 X 7,500
5,100 X 5,100
6,125 X 6,125
8,000 X 8,000
4,135 X 4,135
1,441 X 1,441
197,945 X 197,945
108 X 108
</TABLE>
Page 43
<PAGE>
<TABLE>
<CAPTION>
<S> <C> <C> <C> <C> <C> <C> <C> <C>
700 X 700
104,800 X X 45,700 59,100
2,000 X 2,000
6,579 X 6,579
200 X 200
10,400 X X 10,400
1,767 X 1,767
1,000 X 1,000
37,720 X X 37,720
3,300 X 3,300
13,958 X 600 13,358
3,604 X 3,604
6,508 X 6,508
1,199 X 1,199
1,400 X 1,400
1,000 X 1,000
2,729 X 2,729
10,760 X 10,760
2,000 X 2,000
23 X 23
2,530 X 2,530
1,356 X 1,356
58,000 X 58,000
188 X 188
4,900 X 4,900
600 X 600
90 X 90
58 X X 58
3,850 X X 3,850
115,915 X X 115,915
300 X 300
7 X 7
5,474 X 5,474
</TABLE>
Page 44
<PAGE>
<TABLE>
<CAPTION>
FORM 13F NAME OF REPORTING MANAGER: BATTERYMARCH FINANCIAL MANAGEMENT, INC.
FOR POSITIONS HELD AS OF 12/31/1999
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal
Amount
- ------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
AT&T Common Stock 001957109 22,759 447,900 SH
TELE-COMM LIBERTY MEDIA SER A Common Stock 001957208 4,261 75,000 SH
AVX CORP NEW COM Common Stock 002444107 3,436 68,800 SH
AXA FINANCIAL INC Common Stock 002451102 1,877 55,200 SH
ABBOTT LABS COM Common Stock 002824100 3,875 106,700 SH
ABERCROMBIE & FITCH CO CL A Common Stock 002896207 328 12,300 SH
ACTEL CORP Common Stock 004934105 550 22,900 SH
ITI HOLDING SA POLAND Common Stock 005167784 264 1,200 SH
VIDESH SANCHAR NIGAM LTD GDR REG S GDR 005718535 506 20,400 SH
DAIRY FARM INTL US$0.05(SING QUOTE) USD Common Stock 006180274 1 600 SH
ADELPHIA BUSINESS SOLUTIONS Common Stock 006847107 312 6,500 SH
ADVANTA CORP CL B Common Stock 007942204 119 8,450 SH
ADVANCED ENERGY INDS COM Common Stock 007973100 167 3,400 SH
AETNA INC COM Common Stock 008117103 61 1,100 SH
AIRGAS INC COM Common Stock 009363102 1,363 143,500 SH
ALBERTO CULVER CO CL B CONV Common Stock 013068101 671 26,000 SH
ALCOA INC Common Stock 013817101 5,802 69,900 SH
ALLAIRE CORP Common Stock 016714107 293 2,000 SH
ALLEGHENY ENERGY INC COM Common Stock 017361106 2,109 78,300 SH
ALLTEL CORP COM Common Stock 020039103 2,803 33,900 SH
AMERADA HESS CORP COM Common Stock 023551104 19,987 352,200 SH
AMERICAN EXPRESS CO COM Common Stock 025816109 10,690 64,300 SH
AMERICAN HOME PRODS CORP COM Common Stock 026609107 5,526 140,800 SH
AMERICAN INTL GROUP INC COM Common Stock 026874107 21,553 199,330 SH
AMERICAN NATL CAN GROUP INC Common Stock 027714104 423 32,500 SH
AMERICAN NATL INS CO COM NASD BK INS Common Stock 028591105 57 900 SH
AMERICAN SOFTWARE INC CL A NASD INDL Common Stock 029683109 84 8,200 SH
AMGEN INC COM NASD INDL Common Stock 031162100 6,649 110,700 SH
AMKOR TECHNOLOGY INC Common Stock 031652100 4,791 169,600 SH
AMSOUTH BANCORPORATION COM Common Stock 032165102 6,686 346,200 SH
ANALOG DEVICES INC COM Common Stock 032654105 40,092 431,100 SH
ANDRX CORP COM Common Stock 034551101 34 800 SH
ANHEUSER BUSCH COS INC COM Common Stock 035229103 16,542 233,400 SH
APACHE CORP COM Common Stock 037411105 33,898 917,700 SH
APPLE COMPUTER INC COM NASD INDL Common Stock 037833100 10,713 104,200 SH
APRIA HEALTHCARE GROUP Common Stock 037933108 2,039 113,700 SH
APPLIED MATERIALS Common Stock 038222105 14,708 116,100 SH
APPLIED SCIENCE & TECH COM Common Stock 038236105 1,309 39,400 SH
APPLIX INC COM Common Stock 038316105 195 10,800 SH
ARCADIA FINL LTD COM Common Stock 039101100 234 52,800 SH
AREMISSOFT CORP/DE Common Stock 040026106 1,115 34,300 SH
ARGOSY GAMING CORP Common Stock 040228108 1,013 65,100 SH
ARKANSAS BEST CORP Common Stock 040790107 2,794 232,800 SH
Page Total 252,689
<CAPTION>
Run Date: 01/12/2000
--------------------------
S.E.C. Use Only
--------------------------
Item 6: Item 7: Item 8:
Investment Discretion Other Voting Authority (Shares)
(a) Sole (b) Shared (c)Shared Managers
as Def Other (a) Sole (b) Shared (c) None
- --------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C>
X 430,350 0 17,550
X 72,400 0 2,600
X 68,000 0 800
X 53,800 0 1,400
X 102,300 0 4,400
X 11,500 0 800
X 22,900 0 0
X 1,200 0 0
X 20,400 0 0
X 600 0 0
X 6,500 0 0
X 8,450 0 0
X 3,400 0 0
X 1,100 0 0
X 139,600 0 3,900
X 26,000 0 0
X 66,900 0 3,000
X 2,000 0 0
X 74,600 0 3,700
X 32,500 0 1,400
X 337,600 0 14,600
X 61,700 0 2,600
X 135,000 0 5,800
X 191,080 0 8,250
X 32,500 0 0
X 900 0 0
X 8,200 0 0
X 106,100 0 4,600
X 156,400 0 13,200
X 305,400 0 40,800
X 418,200 0 12,900
X 500 0 300
X 228,600 0 4,800
X 888,700 0 29,000
X 95,600 0 8,600
X 113,700 0 0
X 112,700 0 3,400
X 39,400 0 0
X 10,800 0 0
X 52,800 0 0
X 33,900 0 400
X 64,500 0 600
X 229,100 0 3,700
</TABLE>
Page 1
<PAGE>
<TABLE>
<CAPTION>
FORM 13F NAME OF REPORTING MANAGER: BATTERYMARCH FINANCIAL MANAGEMENT, INC.
FOR POSITIONS HELD AS OF 12/31/1999
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal
Amount
- ------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
ARROW INTERNATIONAL Common Stock 042764100 629 21,700 SH
ARTHROCARE CORP Common Stock 043136100 360 5,900 SH
ASSOCIATES FIRST CAP CORP CL A Common Stock 046008108 2,104 76,700 SH
ATLANTIC RICHFIELD CO COM Common Stock 048825103 14,584 168,600 SH
ATMEL CORP Common Stock 049513104 38,638 1,307,000 SH
AUSPEX SYSTEMS INC Common Stock 052116100 328 32,000 SH
AUTHENTIC FITNESS Common Stock 052661105 83 4,000 SH
AUTOMATIC DATA PROCESSING INC COM Common Stock 053015103 2,381 44,200 SH
AZTAR CORP COM Common Stock 054802103 4,096 376,600 SH
BJ SVCS CO COM Common Stock 055482103 443 10,600 SH
BMC INDS INC MINN COM Common Stock 055607105 154 31,600 SH
BALL CORP COM Common Stock 058498106 587 14,900 SH
BANK OF AMERICA CORP Common Stock 060505104 13,341 265,817 SH
BANK NEW YORK INC COM Common Stock 064057102 3,140 78,500 SH
BANTA CORP COM NASD INDL Common Stock 066821109 115 5,100 SH
BARD C R INC COM Common Stock 067383109 8,120 153,200 SH
BAUSCH & LOMB INC COM Common Stock 071707103 48 700 SH
BEA SYSTEMS INC Common Stock 073325102 1,175 16,800 SH
BEAR STEARNS COS INC COM Common Stock 073902108 1,834 42,900 SH
BEBE STORES INC Common Stock 075571109 2,284 84,600 SH
BECKMAN COULTER INC Common Stock 075811109 331 6,500 SH
BECTON DICKINSON & CO COM Common Stock 075887109 531 19,700 SH
BEDFORD PPTY INVS INC Common Stock 076446301 285 16,700 SH
BELDEN INC Common Stock 077459105 319 15,200 SH
BELL & HOWELL CO NEW Common Stock 077852101 178 5,600 SH
BELL ATLANTIC CORP COM Common Stock 077853109 20,670 335,760 SH
BELLSOUTH CORP COM Common Stock 079860102 12,579 268,700 SH
BERKSHIRE HATHAWAY INC CL B Common Stock 084670207 29 16 SH
BINDLEY WESTN INDS INC COM NASD INDL Common Stock 090324104 0 0 SH
BOEING CO COM Common Stock 097023105 6,991 168,700 SH
BOISE CASCADE CORP COM Common Stock 097383103 11,142 275,100 SH
BOMBAY CO INC COM Common Stock 097924104 230 51,000 SH
BORG WARNER AUTO Common Stock 099724106 5,775 142,600 SH
BOWNE & CO INC COM Common Stock 103043105 80 5,900 SH
BRIGHTPOINT INC COM Common Stock 109473108 3,151 240,100 SH
BRINKER INTL INC COM Common Stock 109641100 335 13,900 SH
BRIO TECHNOLOGY INC Common Stock 109704106 8 200 SH
BRISTOL MYERS SQUIBB CO COM Common Stock 110122108 26,503 412,900 SH
BROADVISION CORP Common Stock 111412102 2,143 12,600 SH
BROWN (TOM) INC Common Stock 115660201 142 10,600 SH
BROWN SHOE COMPANY INC Common Stock 115736100 2,256 159,700 SH
BRUNSWICK CORP COM Common Stock 117043109 8,951 402,300 SH
BUDGET GROUP INC CL A Common Stock 119003101 153 16,900 SH
Page Total 197,225
<CAPTION>
Run Date: 01/12/2000
--------------------------
S.E.C. Use Only
--------------------------
Item 6: Item 7: Item 8:
Investment Discretion Other Voting Authority (Shares)
(a) Sole (b) Shared (c)Shared Managers
as Def Other (a) Sole (b) Shared (c) None
- --------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C>
X 21,700 0 0
X 5,900 0 0
X 72,500 0 4,200
X 165,300 0 3,300
X 1,233,000 0 74,000
X 32,000 0 0
X 4,000 0 0
X 42,500 0 1,700
X 374,300 0 2,300
X 10,600 0 0
X 31,600 0 0
X 14,900 0 0
X 258,265 0 7,552
X 75,300 0 3,200
X 5,100 0 0
X 149,400 0 3,800
X 0 0 700
X 14,400 0 2,400
X 42,200 0 700
X 84,200 0 400
X 6,500 0 0
X 19,000 0 700
X 15,600 0 1,100
X 15,200 0 0
X 4,800 0 800
X 323,960 0 11,800
X 257,800 0 10,900
X 16 0 0
X 0 0 0
X 161,100 0 7,600
X 266,800 0 8,300
X 51,000 0 0
X 134,800 0 7,800
X 5,900 0 0
X 235,800 0 4,300
X 1,300 0 12,600
X 200 0 0
X 398,700 0 14,200
X 12,500 0 100
X 10,600 0 0
X 159,700 0 0
X 358,000 0 44,300
X 16,900 0 0
</TABLE>
Page 2
<PAGE>
<TABLE>
<CAPTION>
FORM 13F NAME OF REPORTING MANAGER: BATTERYMARCH FINANCIAL MANAGEMENT, INC.
FOR POSITIONS HELD AS OF 12/31/1999
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal
Amount
- ------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
BUILDING ONE SERVICES CORP Common Stock 120114103 572 60,622 SH
CBL & ASSOCIATES PPTYS INC Common Stock 124830100 2,568 124,500 SH
C D I CORP COM Common Stock 125071100 195 8,100 SH
CEC ENTERTAINMENT INC Common Stock 125137109 167 5,900 SH
CIGNA CORP COM Common Stock 125509109 709 8,800 SH
CMG INFORMATION SERVICES INC Common Stock 125750109 5,344 19,300 SH
CSK AUTO CORP Common Stock 125965103 1,372 78,400 SH
CTS CORP COM Common Stock 126501105 121 1,600 SH
CACI INTL INC -CL A Common Stock 127190304 373 16,500 SH
CALIFORNIA AMPLIFIER INC Common Stock 129900106 1,966 74,700 SH
CANADIAN PACIFIC LTD Common Stock 135923100 19,922 923,900 SH
CANDELA CORP Common Stock 136907102 253 13,600 SH
CANANDAIGUA BRANDS INC CLA Common Stock 137219200 1,892 37,100 SH
CAPITAL AUTOMOTIVE REIT Common Stock 139733109 78 6,400 SH
CAPITAL SENIOR LIVING CORP Common Stock 140475104 30 6,000 SH
CAREER ED CORP Common Stock 141665109 733 19,100 SH
CAREMARK RX INC Common Stock 141705103 62 12,300 SH
CARNIVAL CORP COM Common Stock 143658102 3,758 78,600 SH
CATO CORP -CL A Common Stock 149205106 1,973 156,300 SH
CENTRAL NEWSPAPERS -CL A Common Stock 154647101 5,686 144,400 SH
CHARMING SHOPPES Common Stock 161133103 350 52,900 SH
CHATEAU CMNTYS INC COM Common Stock 161726104 200 7,700 SH
CHECKPOINT SYS INC COM NASD INDL Common Stock 162825103 249 24,400 SH
CHELSEA GCA REALTY INC Common Stock 163262108 1,693 56,900 SH
CHEVRON CORPORATION COM Common Stock 166751107 11,920 137,600 SH
CHICOS FAS INC Common Stock 168615102 369 9,800 SH
CHOICE HOTELS INTL INC Common Stock 169905106 139 8,100 SH
CITIGROUP INC Common Stock 172967101 55,026 988,129 SH
CLARENT CORP Common Stock 180461105 47 600 SH
COASTAL CORP COM Common Stock 190441105 273 7,700 SH
COCA COLA CO COM Common Stock 191216100 10,258 176,100 SH
COCA-COLA FEMSA S A DE C V SPNSR ADR 10S Sponsored ADR 191241108 311 17,700 SH
COHU INC COM Common Stock 192576106 1,637 52,800 SH
COLE KENNETH PRODTNS INC COM Common Stock 193294105 192 4,200 SH
COLGATE PALMOLIVE CO COM Common Stock 194162103 6,604 101,600 SH
COLONIAL PROPERTIES TRUST Common Stock 195872106 176 7,600 SH
COMCAST CORP CL A SPL NASD INDL Common Stock 200300200 2,483 49,100 SH
COMMERCIAL METALS CO COM Common Stock 201723103 44 1,300 SH
COMMUNITY FIRST BANK Common Stock 203902101 126 8,000 SH
COMPAQ COMPUTER CORP COM Common Stock 204493100 2,314 85,502 SH
COMPUTER ASSOC INTL INC COM Common Stock 204912109 6,553 93,700 SH
CONMED CORP Common Stock 207410101 3,255 125,800 SH
CONSOLIDATED PAPERS INC COM NASD INDL Common Stock 209759109 436 13,700 SH
Page Total 152,427
<CAPTION>
Run Date: 01/12/2000
--------------------------
S.E.C. Use Only
--------------------------
Item 6: Item 7: Item 8:
Investment Discretion Other Voting Authority (Shares)
(a) Sole (b) Shared (c)Shared Managers
as Def Other (a) Sole (b) Shared (c) None
- --------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C>
X 60,622 0 0
X 121,200 0 3,300
X 8,100 0 0
X 5,900 0 0
X 8,800 0 0
X 19,300 0 0
X 78,400 0 0
X 1,500 0 100
X 16,500 0 0
X 74,200 0 500
X 891,200 0 32,700
X 12,500 0 1,100
X 36,300 0 800
X 3,300 0 3,100
X 6,000 0 0
X 18,800 0 300
X 12,300 0 0
X 74,900 0 3,700
X 154,200 0 2,100
X 143,200 0 1,200
X 50,100 0 2,800
X 7,700 0 0
X 24,400 0 0
X 56,900 0 0
X 132,900 0 4,700
X 9,800 0 0
X 5,800 0 2,300
X 957,329 0 30,800
X 0 0 600
X 5,700 0 2,000
X 168,900 0 7,200
X 2,200 0 15,500
X 51,500 0 1,300
X 4,200 0 0
X 97,400 0 4,200
X 7,600 0 0
X 47,100 0 2,000
X 1,300 0 0
X 8,000 0 0
X 80,702 0 4,800
X 88,800 0 4,900
X 125,500 0 300
X 13,700 0 0
</TABLE>
Page 3
<PAGE>
<TABLE>
<CAPTION>
FORM 13F NAME OF REPORTING MANAGER: BATTERYMARCH FINANCIAL MANAGEMENT, INC.
FOR POSITIONS HELD AS OF 12/31/1999
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal
Amount
- ------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
CONSTELLATION ENERGY GROUP Common Stock 210371100 11,754 405,300 SH
CONVERGYS CORP Common Stock 212485106 224 7,300 SH
COOPER INDS INC COM Common Stock 216669101 1,500 37,100 SH
COOPER TIRE & RUBR CO COM Common Stock 216831107 5,391 342,300 SH
COORS ADOLPH CO CL B NASD INDL Common Stock 217016104 7,088 135,000 SH
COPART INC Common Stock 217204106 896 20,600 SH
COPPER MOUNTAIN NETWORKS INC Common Stock 217510106 24 500 SH
CORNING INC COM Common Stock 219350105 3,752 29,100 SH
COVAD COMMUNICATIONS GROUP INC Common Stock 222814204 6,780 121,200 SH
COVENTRY HEALTH CARE Common Stock 222862104 314 46,545 SH
COX COMMUNICATIONS INC NEW CL A Common Stock 224044107 103 2,000 SH
CREDENCE SYSTEMS CORP Common Stock 225302108 2,370 27,400 SH
CRESTLINE CAPITAL CORP Common Stock 226153104 2,661 129,000 SH
CROWN CORK & SEAL INC COM Common Stock 228255105 1,996 89,200 SH
CUMMINS ENGINE INC COM Common Stock 231021106 11,687 241,900 SH
CYMER INC COM Common Stock 232572107 644 14,000 SH
CYPRESS SEMICONDUCTOR CORP COM Common Stock 232806109 17,751 548,300 SH
CYTEC INDS INC COM Common Stock 232820100 2,808 122,100 SH
CYTYC CORP COM Common Stock 232946103 263 4,300 SH
DAIN RAUSCHER CORP COM Common Stock 233856103 84 1,800 SH
DARDEN RESTAURANTS INC COM Common Stock 237194105 4,948 273,000 SH
DATASCOPE CORP COM NASD INDL Common Stock 238113104 88 2,200 SH
DAVIDS BRIDAL INC Common Stock 238576102 55 4,900 SH
DAYTON HUDSON CORP COM Common Stock 239753106 16,340 222,500 SH
DEB SHOPS INC COM NASD INDL Common Stock 242728103 155 8,400 SH
DELL COMPUTER CORP COM NASD INDL Common Stock 247025109 13,994 274,400 SH
DELPHI AUTO SYSTEMS Common Stock 247126105 23,826 1,512,749 SH
DELPHI FINL GROUP INC CL A NASD INDL Common Stock 247131105 871 29,024 SH
DENTSPLY INTL INC NEW COM NASD INDL Common Stock 249030107 9,915 419,700 SH
DIAGNOSTIC PRODS CORP COM Common Stock 252450101 54 2,200 SH
DIEBOLD INC COM Common Stock 253651103 63 2,700 SH
DISNEY WALT CO DEL COM Common Stock 254687106 4,171 142,600 SH
DIRECT FOCUS INC Common Stock 254931108 97 3,500 SH
DONALDSON LUFKIN & JENRETTE NV COM Common Stock 257661108 3,294 68,100 SH
DOW CHEM CO COM Common Stock 260543103 15,140 113,300 SH
DOW JONES & CO INC COM Common Stock 260561105 442 6,500 SH
DRESS BARN INC COM NASD INDL Common Stock 261570105 552 33,200 SH
DREYERS GRAND ICE CREAM INC COM NASD I Common Stock 261878102 155 9,100 SH
DU PONT E I DE NEMOURS & CO COM Common Stock 263534109 7,668 116,400 SH
DUKE ENERGY CORP COM Common Stock 264399106 351 7,000 SH
ECI TELECOMMUNICATIONS -ORD Common Stock 268258100 2,982 94,300 SH
E M C CORP MASS COM Common Stock 268648102 7,669 70,200 SH
ESS TECHNOLOGY INC Common Stock 269151106 379 17,100 SH
Page Total 191,300
<CAPTION>
Run Date: 01/12/2000
--------------------------
S.E.C. Use Only
--------------------------
Item 6: Item 7: Item 8:
Investment Discretion Other Voting Authority (Shares)
(a) Sole (b) Shared (c)Shared Managers
as Def Other (a) Sole (b) Shared (c) None
- --------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C>
X 388,000 0 17,300
X 7,300 0 0
X 31,200 0 5,900
X 338,900 0 3,400
X 118,600 0 16,400
X 20,600 0 0
X 500 0 0
X 27,700 0 1,400
X 117,100 0 4,100
X 46,545 0 0
X 2,000 0 0
X 26,900 0 500
X 126,600 0 2,400
X 89,200 0 0
X 235,900 0 6,000
X 13,400 0 600
X 526,600 0 21,700
X 112,900 0 9,200
X 4,300 0 0
X 1,100 0 700
X 267,200 0 5,800
X 1,500 0 700
X 4,900 0 0
X 218,500 0 4,000
X 8,100 0 300
X 263,300 0 11,100
X 1,461,976 0 50,773
X 28,616 0 408
X 399,500 0 20,200
X 2,200 0 0
X 2,700 0 0
X 136,700 0 5,900
X 3,500 0 0
X 56,200 0 11,900
X 111,300 0 2,000
X 0 0 6,500
X 33,200 0 0
X 9,100 0 0
X 110,600 0 5,800
X 7,000 0 0
X 94,300 0 0
X 67,300 0 2,900
X 16,800 0 300
</TABLE>
Page 4
<PAGE>
<TABLE>
<CAPTION>
FORM 13F NAME OF REPORTING MANAGER: BATTERYMARCH FINANCIAL MANAGEMENT, INC.
FOR POSITIONS HELD AS OF 12/31/1999
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal
Amount
- ------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
EAGLE GEOPHYSICAL INC Common Stock 269524104 0 1 SH
EASTMAN KODAK CO COM Common Stock 277461109 4,545 68,600 SH
EATON CORP COM Common Stock 278058102 988 13,600 SH
EATON VANCE CORP COM NON VTG NASD INDL Common Stock 278265103 467 12,300 SH
ECHOSTAR COMMUN CORP CL A Common Stock 278762109 5,031 51,600 SH
EDISON INTERNATIONAL Common Stock 281020107 14,678 560,500 SH
EDWARDS AG INC COM Common Stock 281760108 728 22,700 SH
EFFICIENT NETWORKS INC Common Stock 282056100 48 700 SH
ELANTEC SEMICONDUCTOR INC COM Common Stock 284155108 333 10,100 SH
ELECTRO SCIENTIFIC INDS COM NASD INDL Common Stock 285229100 314 4,300 SH
ELECTRONIC DATA SYS NW COM Common Stock 285661104 4,686 70,000 SH
EMERSON ELEC CO COM Common Stock 291011104 4,183 72,900 SH
ENGELHARD CORP COM Common Stock 292845104 213 11,300 SH
ENHANCE FINANCIAL SV Common Stock 293310108 96 5,900 SH
ENRON CORP COM Common Stock 293561106 2,179 49,100 SH
ENTERCOM COMMUNIOCATIONS CORP Common Stock 293639100 497 7,500 SH
ENZON INC COM NASD INDL Common Stock 293904108 195 4,500 SH
EQUITABLE RES INC COM Common Stock 294549100 300 9,000 SH
ESSEX PPTY TRUST INC COM Common Stock 297178105 840 24,700 SH
EVEREST REINSURANCE HLDGS Common Stock 299808105 1,024 45,900 SH
FACTORY 2-U INC Common Stock 303072102 627 22,100 SH
FAIRFIELD CMNTYS INC COM PAR $0.10 Common Stock 304231301 2,076 193,100 SH
FREDDIE MAC COM Common Stock 313400301 2,278 48,400 SH
FANNIE MAE Common Stock 313586109 4,433 71,000 SH
FEDERAL REALTY INVT TR SH BEN INT NEW Common Stock 313747206 2,483 132,000 SH
FEDERATED INVESTORS INC Common Stock 314211103 3,601 179,500 SH
FERRO CORP COM Common Stock 315405100 6,070 275,900 SH
F5 NETWORKS INC Common Stock 315616102 410 3,600 SH
FIRST DATA CORP Common Stock 319963104 6,041 122,500 SH
FIRST HEALTH GROUP CORP Common Stock 320960107 83 3,100 SH
FIRST UN CORP COM Common Stock 337358105 2,223 67,500 SH
FIRSTENERGY CORP COM Common Stock 337932107 20,800 916,800 SH
FLEET BOSTON FINANCIAL CORP Common Stock 339030108 3,307 95,000 SH
FLEMING COS INC COM Common Stock 339130106 224 21,900 SH
FLUOR CORP COM Common Stock 343861100 24,974 544,400 SH
FOMENTO ECONOMICO MEX-SP ADR ADS 344419106 15,034 337,840 SH
FOOTSTAR INC COM Common Stock 344912100 2,306 75,600 SH
FORD MTR CO DEL COM Common Stock 345370100 4,254 79,800 SH
FOREST OIL CORP COM NEW Common Stock 346091606 367 27,800 SH
FOUNDATION HEALTH SYS INC COM Common Stock 350404109 5,629 566,400 SH
FRANCHISE FINL CORP AMERICA Common Stock 351807102 1,635 68,300 SH
FRONTIER AIRLINES INC Common Stock 359065109 232 20,400 SH
FULLER H B CO COM NASD INDL Common Stock 359694106 3,642 65,100 SH
Page Total 154,074
<CAPTION>
Run Date: 01/12/2000
--------------------------
S.E.C. Use Only
--------------------------
Item 6: Item 7: Item 8:
Investment Discretion Other Voting Authority (Shares)
(a) Sole (b) Shared (c)Shared Managers
as Def Other (a) Sole (b) Shared (c) None
- --------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C>
X 1 0 0
X 65,900 0 2,700
X 13,100 0 500
X 11,200 0 1,100
X 51,600 0 0
X 547,900 0 12,600
X 22,100 0 600
X 0 0 700
X 9,500 0 600
X 4,300 0 0
X 67,100 0 2,900
X 69,800 0 3,100
X 11,300 0 0
X 5,900 0 0
X 47,000 0 2,100
X 7,400 0 100
X 4,100 0 400
X 8,400 0 600
X 24,700 0 0
X 42,100 0 3,800
X 22,100 0 0
X 189,300 0 3,800
X 46,400 0 2,000
X 68,100 0 2,900
X 132,000 0 0
X 178,200 0 1,300
X 266,600 0 9,300
X 3,600 0 0
X 119,700 0 2,800
X 3,100 0 0
X 64,700 0 2,800
X 884,700 0 32,100
X 91,100 0 3,900
X 21,900 0 0
X 519,300 0 25,100
X 322,520 0 15,320
X 74,900 0 700
X 76,500 0 3,300
X 27,800 0 0
X 534,800 0 31,600
X 68,300 0 0
X 20,400 0 0
X 63,300 0 1,800
</TABLE>
Page 5
<PAGE>
<TABLE>
<CAPTION>
FORM 13F NAME OF REPORTING MANAGER: BATTERYMARCH FINANCIAL MANAGEMENT, INC.
FOR POSITIONS HELD AS OF 12/31/1999
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal
Amount
- ------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
FUNCO INC Common Stock 360762108 8 700 SH
GTE CORP COM Common Stock 362320103 12,271 173,900 SH
GALILEO INTERNATIONAL INC COM Common Stock 363547100 674 22,500 SH
GANNETT INC COM Common Stock 364730101 4,665 57,200 SH
GAP INC DEL COM Common Stock 364760108 7,760 168,700 SH
GATEWAY INC Common Stock 367626108 1,355 18,800 SH
GENERAL ELEC CO COM Common Stock 369604103 34,865 225,300 SH
GENERAL GROWTH PPTYS INC Common Stock 370021107 3,189 113,900 SH
GENERAL MLS INC COM Common Stock 370334104 43 1,200 SH
GENERAL MTRS CORP COM Common Stock 370442105 6,535 89,900 SH
GENERAL SEMICONDUCTOR INC COM Common Stock 370787103 308 21,700 SH
GEORGIA PAC CORP COM Common Stock 373298108 17,219 339,300 SH
GEORGIA-PACIFIC TIMBER CO Common Stock 373298702 1,342 54,500 SH
GILLETTE CO COM Common Stock 375766102 3,040 73,800 SH
GLATFELTER P H CO COM Common Stock 377316104 364 25,000 SH
GLIMCHER REALTY TRUST Common Stock 379302102 2,460 191,100 SH
GOLDEN ST BANCORP INC COM Common Stock 381197102 2,958 171,500 SH
GRACO INC COM Common Stock 384109104 603 16,800 SH
GRANITE CONSTRUCTION INC Common Stock 387328107 135 7,300 SH
GREATER BAY BANCORP Common Stock 391648102 437 10,200 SH
GREY WOLF INC COM Common Stock 397888108 471 163,900 SH
GUESS INC Common Stock 401617105 389 17,900 SH
HMT TECHNOLOGY CORP Common Stock 403917107 242 60,500 SH
HS RESOURCES INC Common Stock 404297103 528 30,600 SH
HADCO CORP COM NASD INDL Common Stock 404681108 148 2,900 SH
HANDLEMAN CO DEL COM Common Stock 410252100 80 6,000 SH
HANNA M A CO COM Common Stock 410522106 428 39,100 SH
HARLAND JOHN H CO COM Common Stock 412693103 2,139 116,800 SH
HAVERTY FURNITURE INC COM NASD INDL Common Stock 419596101 697 55,200 SH
HAYES LEMMERZ INTL INC COM Common Stock 420781106 213 12,200 SH
HEALTHCARE REALTY TRUST Common Stock 421946104 119 7,600 SH
HEIDRICK & STRUGGLES INTL Common Stock 422819102 51 1,200 SH
HERCULES INC COM Common Stock 427056106 912 32,700 SH
HERTZ CORP CL A Common Stock 428040109 3,278 65,400 SH
HEWLETT PACKARD CO COM Common Stock 428236103 8,110 71,300 SH
HOME DEPOT INC COM Common Stock 437076102 16,541 240,600 SH
HOMESTORE.COM INC Common Stock 437852106 230 3,100 SH
HONEYWELL INTERNATIONAL INC Common Stock 438516106 14,831 257,100 SH
HORMEL FOODS CORP COM Common Stock 440452100 24,038 591,700 SH
HOT TOPIC INC Common Stock 441339108 14 600 SH
HOUSEHOLD INTL INC COM Common Stock 441815107 16,457 441,800 SH
HOUSTON EXPL CO COM Common Stock 442120101 69 3,500 SH
HUDSON UNITED BANCORP Common Stock 444165104 2,730 106,800 SH
Page Total 192,946
<CAPTION>
Run Date: 01/12/2000
--------------------------
S.E.C. Use Only
--------------------------
Item 6: Item 7: Item 8:
Investment Discretion Other Voting Authority (Shares)
(a) Sole (b) Shared (c)Shared Managers
as Def Other (a) Sole (b) Shared (c) None
- --------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C>
X 700 0 0
X 168,300 0 5,600
X 9,500 0 13,000
X 54,800 0 2,400
X 163,800 0 4,900
X 18,800 0 0
X 216,000 0 9,300
X 112,600 0 1,300
X 1,200 0 0
X 86,200 0 3,700
X 20,900 0 800
X 323,500 0 15,800
X 50,200 0 4,300
X 70,700 0 3,100
X 22,600 0 2,400
X 185,600 0 5,500
X 168,100 0 3,400
X 16,800 0 0
X 7,300 0 0
X 9,600 0 600
X 163,900 0 0
X 17,900 0 0
X 60,500 0 0
X 30,600 0 0
X 2,900 0 0
X 6,000 0 0
X 39,100 0 0
X 115,500 0 1,300
X 53,600 0 1,600
X 11,900 0 300
X 7,600 0 0
X 1,200 0 0
X 32,700 0 0
X 65,200 0 200
X 68,400 0 2,900
X 230,700 0 9,900
X 3,100 0 0
X 252,200 0 4,900
X 567,900 0 23,800
X 600 0 0
X 433,700 0 8,100
X 3,500 0 0
X 106,100 0 700
</TABLE>
Page 6
<PAGE>
<TABLE>
<CAPTION>
FORM 13F NAME OF REPORTING MANAGER: BATTERYMARCH FINANCIAL MANAGEMENT, INC.
FOR POSITIONS HELD AS OF 12/31/1999
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal
Amount
- ------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
HUNT J B TRANS SVCS INC COM NASD INDL Common Stock 445658107 114 8,200 SH
HUNTINGTON BANCSHARES INC COM NASD BK Common Stock 446150104 8,578 359,300 SH
HUSSMAN INTERNATIONAL INC COM Common Stock 448110106 60 4,000 SH
ICN PHARMACEUTICAL INC NEW Common Stock 448924100 975 38,500 SH
IBP INC COM Common Stock 449223106 16,704 928,000 SH
IRSA GDS GDS 450047204 322 10,116 SH
IRT PPTY CO COM Common Stock 450058102 11 1,400 SH
ISS GROUP INC Common Stock 450306105 740 10,400 SH
INDIAN TOBACCO CO LTD 144A GDS (ITC) GDS 144A 450318100 316 16,000 SH
IKON OFFICE SOLUTIONS Common Stock 451713101 251 36,800 SH
IN FOCUS SYSTEMS INC Common Stock 452919103 1,983 85,500 SH
INAMED CORP Common Stock 453235103 31 700 SH
INDIANA ENERGY INC COM Common Stock 454707100 389 21,900 SH
INPUT/OUTPUT INC Common Stock 457652105 173 34,100 SH
INSITUFORM TECH INC CL A NASD INDL Common Stock 457667103 319 11,300 SH
INTEGRATED DEVICE TECHNOLOGY COM NASD Common Stock 458118106 4,234 146,000 SH
INTEL CORP COM NASD INDL Common Stock 458140100 39,658 481,800 SH
INTERLEAF INC COM NASD INDL Common Stock 458729209 24 700 SH
INTERLINK ELECTRONICS INC Common Stock 458751104 435 7,400 SH
INTERNATIONAL BUSINESS MACHINES COM Common Stock 459200101 38,803 359,700 SH
INTERNATIONAL HOME FOODS INC Common Stock 459655106 921 53,000 SH
INTERNATIONAL RECTIFIER CORP COM Common Stock 460254105 5,210 200,400 SH
INTIMATE BRANDS INC CL A Common Stock 461156101 8,632 200,165 SH
INVACARE CORP COM NASD INDL Common Stock 461203101 724 36,100 SH
IPALCO ENTERPRISES INC COM Common Stock 462613100 739 43,300 SH
ISLE OF CAPRIS CASINOS INC Common Stock 464592104 69 5,200 SH
ISOCOR Common Stock 464902105 70 1,600 SH
JACK IN THE BOX INC Common Stock 466367109 1,338 64,700 SH
JACOBS ENGR GROUP INC DEL COM Common Stock 469814107 4,950 152,300 SH
JOHN NUVEEN CO -CL Common Stock 478035108 353 9,800 SH
JOHNS MANVILLE CORP NEW COM Common Stock 478129109 1,494 107,200 SH
JOHNSON & JOHNSON COM Common Stock 478160104 22,091 236,900 SH
JOHNSON CTLS INC COM Common Stock 478366107 5,397 94,900 SH
KANA COMMUNICATIONS INC Common Stock 483600102 472 2,300 SH
KEEBLER FOODS CO Common Stock 487256109 1,713 60,900 SH
KEMET CORP Common Stock 488360108 1,622 36,000 SH
KERR MCGEE CORP COM Common Stock 492386107 1,618 26,100 SH
KEYNOTE SYSTEMS INC Common Stock 493308100 37 500 SH
KIMBERLY CLARK CORP COM Common Stock 494368103 20,299 310,200 SH
KNIGHT RIDDER INC COM Common Stock 499040103 840 14,100 SH
KNIGHT/TRIMARK GROUP INC Common Stock 499067106 6,960 151,300 SH
KOREA ELECTRIC POWER (KEPCO) ADR Sponsored ADR 500631106 2,764 165,000 SH
KORN FERRY INTERNATIONAL Common Stock 500643200 1,808 49,700 SH
Page Total 204,238
<CAPTION>
Run Date: 01/12/2000
--------------------------
S.E.C. Use Only
--------------------------
Item 6: Item 7: Item 8:
Investment Discretion Other Voting Authority (Shares)
(a) Sole (b) Shared (c)Shared Managers
as Def Other (a) Sole (b) Shared (c) None
- --------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C>
X 8,200 0 0
X 337,800 0 21,500
X 4,000 0 0
X 37,900 0 600
X 914,900 0 13,100
X 10,116 0 0
X 1,400 0 0
X 10,100 0 300
X 16,000 0 0
X 36,500 0 300
X 84,700 0 800
X 700 0 0
X 16,200 0 5,700
X 34,100 0 0
X 11,300 0 0
X 142,800 0 3,200
X 462,200 0 19,600
X 700 0 0
X 7,400 0 0
X 345,100 0 14,600
X 50,900 0 2,100
X 197,800 0 2,600
X 200,165 0 0
X 35,200 0 900
X 25,700 0 17,600
X 2,700 0 2,500
X 1,600 0 0
X 62,900 0 1,800
X 138,000 0 14,300
X 9,800 0 0
X 97,800 0 9,400
X 228,700 0 8,200
X 92,300 0 2,600
X 2,300 0 0
X 50,500 0 10,400
X 35,500 0 500
X 24,500 0 1,600
X 500 0 0
X 304,800 0 5,400
X 14,100 0 0
X 143,700 0 7,600
X 165,000 0 0
X 48,200 0 1,500
</TABLE>
Page 7
<PAGE>
<TABLE>
<CAPTION>
FORM 13F NAME OF REPORTING MANAGER: BATTERYMARCH FINANCIAL MANAGEMENT, INC.
FOR POSITIONS HELD AS OF 12/31/1999
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal
Amount
- ------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
LCA-VISION INC Common Stock 501803209 366 78,000 SH
LG & E ENERGY CORP COM Common Stock 501917108 485 27,800 SH
LSI LOGIC CORP COM Common Stock 502161102 36,059 534,200 SH
LTX CORP COM NASD INDL Common Stock 502392103 638 28,500 SH
LAM RESH CORP COM NASD INDL Common Stock 512807108 5,031 45,100 SH
LANCASTER COLONY CORP COM NASD INDL Common Stock 513847103 739 22,300 SH
LANDSTAR SYS INC Common Stock 515098101 527 12,300 SH
LASALLE HOTEL PROPERTIES Common Stock 517942108 344 29,400 SH
LATTICE SEMICONDUCTOR CORP Common Stock 518415104 141 3,000 SH
LEAP WIRELESS INTL INC Common Stock 521863100 5,314 67,700 SH
LEAR CORP COM Common Stock 521865105 6,099 190,600 SH
LEGATO SYSTEMS INC COM Common Stock 524651106 37,764 548,800 SH
LEHMAN BROTHERS HOLDINGS INC Common Stock 524908100 500 5,900 SH
LENNOX INTERNATIONAL INC Common Stock 526107107 38 4,100 SH
LIBERTY PROPERTY TRUST Common Stock 531172104 3,980 160,800 SH
LIFE TECHNOLOGIES INC COM NASD INDL Common Stock 532177201 171 4,000 SH
LIGHTBRIDGE INC Common Stock 532226107 355 12,800 SH
LILLY ELI & CO COM Common Stock 532457108 5,260 79,100 SH
LIMITED INC COM Common Stock 532716107 17,429 402,400 SH
LINCOLN NATL CORP IND COM Common Stock 534187109 792 19,800 SH
LIZ CLAIBORNE INC COM NASD INDL Common Stock 539320101 1,061 28,200 SH
LODGENET ENTERTAINMENT CORP Common Stock 540211109 35 1,400 SH
LOEWS CORP COM Common Stock 540424108 16,289 268,400 SH
LONGVIEW FIBRE CO COM Common Stock 543213102 2,130 149,500 SH
LOOKSMART LTD Common Stock 543442107 84 3,100 SH
LORONIX INFORMATION SYSTEMS Common Stock 544183106 28 1,400 SH
LUCENT TECHNOLOGIES INC COM Common Stock 549463107 24,240 323,200 SH
LUMINANT WORLDWIDE CORP Common Stock 550260103 1,147 25,200 SH
M D C HLDGS INC COM Common Stock 552676108 221 14,100 SH
MDU RES GROUP INC COM Common Stock 552690109 260 13,000 SH
MGIC INVT CORP WIS COM Common Stock 552848103 2,040 33,900 SH
STEVEN MADDEN LTD Common Stock 556269108 386 20,256 SH
MAIL-WELL INC Common Stock 560321200 3,964 293,600 SH
MALLINCKRODT GROUP INC COM Common Stock 561232109 17,335 544,900 SH
MANITOWOC INC COM Common Stock 563571108 3,749 110,250 SH
MAPINFO CORP Common Stock 565105103 617 16,800 SH
MARINE DRILLING COS COM PAR 0.01 Common Stock 568240204 173 7,700 SH
MARSH & MCLENNAN COS INC COM Common Stock 571748102 4,411 46,100 SH
MASCOTECH INC COM Common Stock 574670105 283 22,300 SH
MCDERMOTT INTL INC COM Common Stock 580037109 973 107,400 SH
MCDONALDS CORP COM Common Stock 580135101 6,059 150,300 SH
MCLEODUSA INC CL A Common Stock 582266102 930 15,800 SH
MEAD CORP COM Common Stock 582834107 1,616 37,200 SH
Page Total 210,060
<CAPTION>
Run Date: 01/12/2000
--------------------------
S.E.C. Use Only
--------------------------
Item 6: Item 7: Item 8:
Investment Discretion Other Voting Authority (Shares)
(a) Sole (b) Shared (c)Shared Managers
as Def Other (a) Sole (b) Shared (c) None
- --------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C>
X 78,000 0 0
X 26,900 0 900
X 519,000 0 15,200
X 27,700 0 800
X 41,800 0 3,300
X 17,200 0 5,100
X 12,000 0 300
X 29,400 0 0
X 3,000 0 0
X 67,600 0 100
X 175,200 0 15,400
X 535,200 0 13,600
X 5,900 0 0
X 4,100 0 0
X 160,200 0 600
X 4,000 0 0
X 12,200 0 600
X 74,600 0 4,500
X 391,000 0 11,400
X 19,800 0 0
X 27,500 0 700
X 1,400 0 0
X 265,200 0 3,200
X 146,800 0 2,700
X 3,100 0 0
X 1,400 0 0
X 310,200 0 13,000
X 24,500 0 700
X 14,100 0 0
X 13,000 0 0
X 33,900 0 0
X 20,256 0 0
X 290,800 0 2,800
X 524,500 0 20,400
X 107,950 0 2,300
X 16,100 0 700
X 7,700 0 0
X 43,800 0 2,300
X 22,300 0 0
X 103,300 0 4,100
X 144,300 0 6,000
X 14,200 0 1,600
X 37,200 0 0
</TABLE>
Page 8
<PAGE>
<TABLE>
<CAPTION>
FORM 13F NAME OF REPORTING MANAGER: BATTERYMARCH FINANCIAL MANAGEMENT, INC.
FOR POSITIONS HELD AS OF 12/31/1999
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal
Amount
- ------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
MEASUREMENT SPECIALTIES INC Common Stock 583421102 497 23,800 SH
MEDCO RESEARCH INC Common Stock 584059109 340 11,300 SH
MEDTRONIC INC COM Common Stock 585055106 4,660 127,900 SH
MENTOR CORP MINN COM NASD INDL Common Stock 587188103 1,549 60,000 SH
MENTOR GRAPHICS CORP COM NASD INDL Common Stock 587200106 460 34,900 SH
MERCK & CO INC COM Common Stock 589331107 22,615 336,600 SH
MERCURY INTERACTIVE CORP Common Stock 589405109 10,697 99,100 SH
MERRILL LYNCH & CO INC COM Common Stock 590188108 9,489 113,900 SH
MESA AIR GROUP INC Common Stock 590479101 55 11,600 SH
METRIS COS INC COM Common Stock 591598107 7,034 197,100 SH
MICHAEL FOODS INC COM NASD INDL Common Stock 594079105 59 2,400 SH
MICROSOFT CORP COM NASD INDL Common Stock 594918104 41,867 358,600 SH
MICROMUSE INC Common Stock 595094103 51 300 SH
MIDWEST EXPRESS HLDGS INC COM Common Stock 597911106 7,459 234,000 SH
MILACRON INC COM Common Stock 598709103 62 4,000 SH
MILLS CORP Common Stock 601148109 193 10,800 SH
MINNESOTA MNG & MFG CO COM Common Stock 604059105 19,790 202,200 SH
MISSION CRITICAL SOFTWARE INC Common Stock 605047109 903 12,900 SH
MITCHELL ENERGY & DEV CL B Common Stock 606592301 1,188 55,100 SH
MITEL CORP COM Common Stock 606711109 99 7,200 SH
MONSANTO CO COM Common Stock 611662107 1,531 43,200 SH
MONY GROUP INC Common Stock 615337102 2,647 90,700 SH
MORGAN J P & CO INC COM Common Stock 616880100 3,786 29,900 SH
MORGAN ST DEAN WITTER & CO Common Stock 617446448 17,629 123,495 SH
MOTOROLA INC COM Common Stock 620076109 16,345 111,000 SH
MUELLER INDUSTRIES Common Stock 624756102 243 6,700 SH
NS GROUP INC Common Stock 628916108 31 4,000 SH
NABISCO HLDGS CORP CL A Common Stock 629526104 961 30,500 SH
NAMIBIAN MINERALS CORP COM Common Stock 629913104 4,921 803,500 SH
NANOMETRICS INC COM NASD INDL Common Stock 630077105 175 8,700 SH
NATIONAL FUEL GAS CO N J COM Common Stock 636180101 284 6,100 SH
NATIONAL INSTRS CORP COM Common Stock 636518102 375 9,800 SH
NATIONAL RV HOLDINGS INC COM Common Stock 637277104 1,036 53,800 SH
NATIONAL SEMICONDUCTOR CORP COM Common Stock 637640103 2,213 51,700 SH
NATIONAL SVC INDS INC COM Common Stock 637657107 6,227 211,100 SH
NATIONWIDE HEALTH PPTYS INC Common Stock 638620104 791 57,500 SH
NEIMAN MARCUS GROUP INC COM Common Stock 640204202 92 3,300 SH
NEON SYSTEMS INC Common Stock 640509105 51 1,300 SH
NICE SYSTEMS LTD ADR ADR 653656108 4,213 85,660 SH
NIKE INC CL B NASD INDL Common Stock 654106103 9,124 184,100 SH
NORTEK INC COM Common Stock 656559101 221 7,900 SH
NORTEL NETWORKS CORP Common Stock 656569100 8,726 86,400 SH
NOVADIGM INC Common Stock 669937104 203 9,790 SH
Page Total 210,893
<CAPTION>
Run Date: 01/12/2000
--------------------------
S.E.C. Use Only
--------------------------
Item 6: Item 7: Item 8:
Investment Discretion Other Voting Authority (Shares)
(a) Sole (b) Shared (c)Shared Managers
as Def Other (a) Sole (b) Shared (c) None
- --------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C>
X 23,000 0 800
X 10,900 0 400
X 122,700 0 5,200
X 60,000 0 0
X 34,900 0 0
X 323,100 0 13,500
X 98,500 0 600
X 110,800 0 3,100
X 11,600 0 0
X 196,500 0 600
X 1,800 0 600
X 343,900 0 14,700
X 300 0 0
X 234,000 0 0
X 4,000 0 0
X 8,600 0 2,200
X 198,200 0 4,000
X 12,500 0 400
X 54,600 0 500
X 7,200 0 0
X 41,400 0 1,800
X 89,400 0 1,300
X 28,400 0 1,500
X 118,695 0 4,800
X 107,500 0 3,500
X 5,700 0 1,000
X 4,000 0 0
X 30,500 0 0
X 803,500 0 0
X 8,700 0 0
X 3,800 0 2,300
X 9,800 0 0
X 53,200 0 600
X 48,800 0 2,900
X 211,100 0 0
X 57,500 0 0
X 3,300 0 0
X 1,300 0 0
X 85,660 0 0
X 166,000 0 18,100
X 7,900 0 0
X 82,500 0 3,900
X 9,790 0 0
</TABLE>
Page 9
<PAGE>
<TABLE>
<CAPTION>
FORM 13F NAME OF REPORTING MANAGER: BATTERYMARCH FINANCIAL MANAGEMENT, INC.
FOR POSITIONS HELD AS OF 12/31/1999
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal
Amount
- ------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
NOVELLUS SYSTEMS INC Common Stock 670008101 625 5,100 SH
NUCOR CORP Common Stock 670346105 121 2,200 SH
NUEVO ENERGY CO Common Stock 670509108 218 11,600 SH
OAKLEY INC COM Common Stock 673662102 200 36,000 SH
OCULAR SCIENCES INC COM Common Stock 675744106 3,286 174,100 SH
LUKOIL OIL CO SPONSORED ADR RUSSIA Sponsored ADR 677862104 2,687 53,200 SH
ONEOK INC NEW Common Stock 682680103 608 24,200 SH
OREGON STEEL MILLS INC COM Common Stock 686079104 125 15,700 SH
PECO ENERGY CO COM Common Stock 693304107 1,102 31,700 SH
PLX TECHNOLOGY INC Common Stock 693417107 23 1,200 SH
PNC BK CORP COM Common Stock 693475105 13,822 310,600 SH
P P & L RES INC COM Common Stock 693499105 819 35,800 SH
PACIFICARE HEALTH SYS INC Common Stock 695112102 11,040 208,310 SH
PAINE WEBBER GROUP INC COM Common Stock 695629105 7,991 205,900 SH
PATINA OIL & GAS CORP Common Stock 703224105 561 65,100 SH
PATTERSON DENTAL CO Common Stock 703412106 13 300 SH
PAXAR CORP Common Stock 704227107 307 36,400 SH
PAYLESS SHOESOURCE INC COM Common Stock 704379106 8,103 172,400 SH
PENTAIR INC COM NASD INDL Common Stock 709631105 3,550 92,200 SH
PENTON MEDIA INC Common Stock 709668107 439 18,300 SH
PEPSICO INC COM Common Stock 713448108 3,532 100,200 SH
PETCO ANIMAL SUPPLIES COM Common Stock 716016100 33 2,200 SH
PHARMACIA & UPJOHN INC COM Common Stock 716941109 3,249 72,200 SH
PFIZER INC COM Common Stock 717081103 18,058 556,700 SH
PHILIP MORRIS COS INC COM Common Stock 718154107 9,126 396,800 SH
PHILLIPS PETE CO COM Common Stock 718507106 38 800 SH
PHILLIPS VAN HEUSEN CORP COM Common Stock 718592108 298 35,900 SH
PHOENIX TECHNOLOGIES LTD Common Stock 719153108 716 45,300 SH
PHOTON DYNAMICS INC Common Stock 719364101 585 15,100 SH
PICTURETEL CORP Common Stock 720035302 103 23,900 SH
PILGRIMS PRIDE CORP CL A Common Stock 721467207 14 2,150 SH
PITTWAY CORP CLASS A Common Stock 725790208 255 5,700 SH
POHANG IRON & STEEL ADR ADR 730450103 3,500 100,000 SH
POLO RALPH LAUREN CL A Common Stock 731572103 1,556 91,200 SH
POLYMEDICA CORP COM Common Stock 731738100 109 4,700 SH
POPE & TALBOT INC COM Common Stock 732827100 14 900 SH
PORTAL SOFTWARE INC Common Stock 736126103 782 7,600 SH
PRECISION RESPONSE CORP COM Common Stock 740314109 366 15,100 SH
PRICE T ROWE & ASSOCIATES COM NASD IND Common Stock 741477103 1,459 39,500 SH
PRIMARK CORP COM Common Stock 741903108 581 20,900 SH
PROCTER & GAMBLE CO COM Common Stock 742718109 25,408 231,900 SH
PROVIDENT FINL GROUP COM Common Stock 743866105 86 2,400 SH
PROXICOM INC Common Stock 744282104 920 7,400 SH
Page Total 126,428
<CAPTION>
Run Date: 01/12/2000
--------------------------
S.E.C. Use Only
--------------------------
Item 6: Item 7: Item 8:
Investment Discretion Other Voting Authority (Shares)
(a) Sole (b) Shared (c)Shared Managers
as Def Other (a) Sole (b) Shared (c) None
- --------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C>
X 3,800 0 1,300
X 2,200 0 0
X 11,600 0 0
X 36,000 0 0
X 171,500 0 2,600
X 53,200 0 0
X 24,200 0 0
X 15,700 0 0
X 26,300 0 5,400
X 1,200 0 0
X 309,400 0 1,200
X 32,600 0 3,200
X 201,710 0 6,600
X 190,000 0 15,900
X 62,800 0 2,300
X 300 0 0
X 36,400 0 0
X 161,300 0 11,100
X 91,100 0 1,100
X 17,500 0 800
X 96,200 0 4,000
X 2,200 0 0
X 69,100 0 3,100
X 534,300 0 22,400
X 379,700 0 17,100
X 800 0 0
X 35,900 0 0
X 44,400 0 900
X 14,900 0 200
X 23,900 0 0
X 2,100 0 50
X 5,700 0 0
X 100,000 0 0
X 90,900 0 300
X 4,700 0 0
X 900 0 0
X 7,600 0 0
X 15,100 0 0
X 39,200 0 300
X 19,800 0 1,100
X 222,900 0 9,000
X 2,400 0 0
X 7,200 0 200
</TABLE>
Page 10
<PAGE>
<TABLE>
<CAPTION>
FORM 13F NAME OF REPORTING MANAGER: BATTERYMARCH FINANCIAL MANAGEMENT, INC.
FOR POSITIONS HELD AS OF 12/31/1999
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal
Amount
- ------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
PUBLIC SVC ENTERPRISE GROUP COM Common Stock 744573106 17,692 508,200 SH
PUMA TECHNOLOGY INC Common Stock 745887109 640 4,900 SH
QLT PHOTOTHERAPEUTICS COM Common Stock 746927102 9,659 164,400 SH
QUALCOMM Common Stock 747525103 8,524 48,400 SH
QUESTAR CORP COM Common Stock 748356102 2,351 156,700 SH
RPM INC OHIO COM NASD INDL Common Stock 749685103 6,616 649,400 SH
RSA SECURITY INC Common Stock 749719100 535 6,900 SH
RADIAN GROUP INC Common Stock 750236101 621 13,000 SH
RADISYS CORP COM Common Stock 750459109 1,010 19,800 SH
RALCORP HLDGS INC COM Common Stock 751028101 385 19,300 SH
RARE HOSPITALITY INTL INC Common Stock 753820109 774 35,771 SH
RAYOVAC CORP COM Common Stock 755081106 98 5,200 SH
RAYTHEON CL A Common Stock 755111309 63 2,547 SH
RAZORFISH INC Common Stock 755236106 18,492 194,400 SH
READERS DIGEST ASS'N A Common Stock 755267101 16,386 560,200 SH
REMEDY CORP Common Stock 759548100 1,819 38,400 SH
REPUBLIC SERVICES INC CL A Common Stock 760759100 9,817 688,900 SH
RES-CARE INC Common Stock 760943100 38 3,000 SH
RESMED INC COM Common Stock 761152107 46 1,100 SH
REX STORES CORP COM Common Stock 761624105 581 16,600 SH
ROADWAY EXPRESS IN Common Stock 769742107 2,960 136,900 SH
ROGERS COMMUNICATION -CL B Common Stock 775109200 2,990 120,800 SH
ROSS STORES INC COM NASD INDL Common Stock 778296103 10,029 559,100 SH
ROUSE CO COM NASD INDL Common Stock 779273101 939 44,200 SH
ROYAL DUTCH PETE CO NY REG GLD1.25 Common Stock 780257804 1,593 26,300 SH
RUBY TUESDAY INC Common Stock 781182100 175 9,600 SH
RURAL CELLULAR CORP CL A Common Stock 781904107 5,873 64,900 SH
RYANS FAMILY STEAK HOUSE INC COM NASD Common Stock 783519101 80 9,400 SH
RYLAND GROUP INC COM Common Stock 783764103 655 28,400 SH
SCI SYS INC COM NASD INDL Common Stock 783890106 1,266 15,400 SH
SCP POOL CORP COM Common Stock 784028102 293 11,300 SH
SEI CORP COM NASD INDL Common Stock 784117103 2,095 17,600 SH
SAGENT TECHNOLOGY INC Common Stock 786693101 356 11,900 SH
ST JUDE MED INC COM NASD INDL Common Stock 790849103 5,373 175,100 SH
SALEM COMMUNICATIONS CORP Common Stock 794093104 557 24,600 SH
SALTON INC Common Stock 795757103 1,434 42,900 SH
SANTA CRUZ OPERATION INC Common Stock 801833104 2,658 87,500 SH
SARA LEE CORP COM Common Stock 803111103 4,187 189,800 SH
SCANSOURCE INC COM Common Stock 806037107 41 1,000 SH
SCHERING PLOUGH CORP COM Common Stock 806605101 9,867 232,840 SH
SCHLUMBERGER LTD COM Common Stock 806857108 2,093 37,300 SH
SCHWAB (CHARLES) CORP Common Stock 808513105 1,473 38,500 SH
SEAGRAM LTD COM Common Stock 811850106 22 500 SH
Page Total 153,155
<CAPTION>
Run Date: 01/12/2000
--------------------------
S.E.C. Use Only
--------------------------
Item 6: Item 7: Item 8:
Investment Discretion Other Voting Authority (Shares)
(a) Sole (b) Shared (c)Shared Managers
as Def Other (a) Sole (b) Shared (c) None
- --------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C>
X 508,200 0 0
X 4,900 0 0
X 145,000 0 19,400
X 46,400 0 2,000
X 125,600 0 31,100
X 620,300 0 29,100
X 6,900 0 0
X 12,100 0 900
X 19,800 0 0
X 19,300 0 0
X 34,271 0 1,500
X 5,200 0 0
X 2,547 0 0
X 187,500 0 6,900
X 539,600 0 20,600
X 38,000 0 400
X 687,300 0 1,600
X 3,000 0 0
X 1,100 0 0
X 16,600 0 0
X 134,100 0 2,800
X 120,100 0 700
X 515,300 0 43,800
X 42,400 0 1,800
X 20,100 0 6,200
X 9,600 0 0
X 64,900 0 0
X 9,400 0 0
X 27,500 0 900
X 15,400 0 0
X 11,300 0 0
X 17,600 0 0
X 11,900 0 0
X 168,700 0 6,400
X 24,600 0 0
X 42,300 0 600
X 85,800 0 1,700
X 182,100 0 7,700
X 1,000 0 0
X 224,140 0 8,700
X 37,000 0 300
X 38,500 0 0
X 500 0 0
</TABLE>
Page 11
<PAGE>
<TABLE>
<CAPTION>
FORM 13F NAME OF REPORTING MANAGER: BATTERYMARCH FINANCIAL MANAGEMENT, INC.
FOR POSITIONS HELD AS OF 12/31/1999
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal
Amount
- ------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
SENSORMATIC ELECTRS CORP COM NASD INDL Common Stock 817265101 3,172 181,900 SH
SERENA SOFTWARE INC Common Stock 817492101 1,111 35,900 SH
SHAW INDUSTRIES Common Stock 820286102 16,500 1,064,500 SH
SHERWIN WILLIAMS CO COM Common Stock 824348106 9,377 446,500 SH
SHOP AT HOME INC Common Stock 825066301 272 27,400 SH
SIEBEL SYSTEMS INC Common Stock 826170102 33,919 403,800 SH
SIERRA PACIFIC RESOURCES Common Stock 826428104 17 1,000 SH
SILICON STORAGE TECHNOLOGY Common Stock 827057100 2,941 71,300 SH
SIMON PROPERTY GROUP INC Common Stock 828806109 305 13,300 SH
SMITH A O COM Common Stock 831865209 335 15,300 SH
SMITH CHARLES E RESDNTL RLTY COM Common Stock 832197107 46 1,300 SH
SNAP ON INC COM Common Stock 833034101 4,306 162,100 SH
SOCIEDAD QUIMICA Y MINERA DE CHILE S.A. Common Stock 833635105 256 8,100 SH
SODEXHO MARRIOTT SVCS INC Common Stock 833793102 1,979 152,200 SH
SOLA INTL INC COM Common Stock 834092108 176 12,700 SH
SOLUTIA INC COM Common Stock 834376105 131 8,500 SH
SONIC CORP Common Stock 835451105 3,976 139,500 SH
SOURCE INFORMATION MGMT CO Common Stock 836151209 55 3,300 SH
SOUTHERN UNION CO-NEW Common Stock 844030106 0 0 SH
SPRINT CORP COM Common Stock 852061100 5,775 85,800 SH
SPRINT CORP (PCS GROUP) Common Stock 852061506 4,869 47,500 SH
STANCORP FINL GROUP INC Common Stock 852891100 2,861 113,600 SH
STEWART & STEVENSON SVCS INC COM NASD Common Stock 860342104 129 10,900 SH
STRYKER CORP COM NASD INDL Common Stock 863667101 251 3,600 SH
SUMMIT PROPERTIES INC Common Stock 866239106 676 37,800 SH
SUN MICROSYSTEMS INC COM NASD INDL Common Stock 866810104 8,921 115,200 SH
SUNQUEST INFORMATION SYS INC Common Stock 867654105 122 9,000 SH
SUPERIOR INDS INTL INC COM Common Stock 868168105 1,641 61,200 SH
SURGUTNEFTEGAZ JSC SPON ADR ADR 868861204 167 9,600 SH
SWIFT ENERGY CO Common Stock 870738101 1,738 151,100 SH
SYBASE INC Common Stock 871130100 1,379 81,100 SH
SYMANTEC CORP COM NASD INDL Common Stock 871503108 1,899 32,400 SH
TJX COS INC NEW COM Common Stock 872540109 26,066 1,275,400 SH
TALBOTS INC Common Stock 874161102 1,535 34,400 SH
TANGER FACTORY OUTLET CTRS Common Stock 875465106 828 39,900 SH
TECO ELECTRIC & MACHINE GDR 144A GDR 144A 878757103 0 0 SH
TECUMSEH PRODUCTS CO -CL A Common Stock 878895200 9,589 203,200 SH
TEMPLE INLAND INC COM Common Stock 879868107 5,268 79,900 SH
TERADYNE INC COM Common Stock 880770102 46,919 710,900 SH
TEREX CORP NEW COM NASD INDL Common Stock 880779103 5,242 188,900 SH
TEXACO INC COM Common Stock 881694103 6,800 125,200 SH
TEXAS INSTRS INC COM Common Stock 882508104 10,870 112,500 SH
TIMBERLAND CO CL A Common Stock 887100105 2,903 54,900 SH
Page Total 225,320
<CAPTION>
Run Date: 01/12/2000
--------------------------
S.E.C. Use Only
--------------------------
Item 6: Item 7: Item 8:
Investment Discretion Other Voting Authority (Shares)
(a) Sole (b) Shared (c)Shared Managers
as Def Other (a) Sole (b) Shared (c) None
- --------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C>
X 162,000 0 19,900
X 35,900 0 0
X 1,034,000 0 30,500
X 432,800 0 13,700
X 27,400 0 0
X 371,400 0 32,400
X 1,000 0 0
X 70,900 0 400
X 1,600 0 11,700
X 13,400 0 1,900
X 1,300 0 0
X 160,000 0 2,100
X 8,100 0 0
X 152,200 0 0
X 12,700 0 0
X 8,500 0 0
X 139,500 0 0
X 2,900 0 400
X 0 0 0
X 78,700 0 7,100
X 45,600 0 1,900
X 113,000 0 600
X 10,900 0 0
X 3,600 0 0
X 35,500 0 2,300
X 110,600 0 4,600
X 9,000 0 0
X 61,000 0 200
X 9,600 0 0
X 148,200 0 2,900
X 79,800 0 1,300
X 28,600 0 3,800
X 1,220,400 0 55,000
X 34,400 0 0
X 39,900 0 0
X 0 0 0
X 193,900 0 9,300
X 74,200 0 5,700
X 687,700 0 23,200
X 188,700 0 200
X 120,500 0 4,700
X 108,400 0 4,100
X 54,300 0 600
</TABLE>
Page 12
<PAGE>
<TABLE>
<CAPTION>
FORM 13F NAME OF REPORTING MANAGER: BATTERYMARCH FINANCIAL MANAGEMENT, INC.
FOR POSITIONS HELD AS OF 12/31/1999
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal
Amount
- ------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
TIME WARNER INC COM Common Stock 887315109 5,402 74,700 SH
TOPPS INC COM NASD INDL Common Stock 890786106 882 84,965 SH
TORCHMARK CORP COM Common Stock 891027104 99 3,400 SH
TOWER AUTOMOTIVE INC Common Stock 891707101 310 20,100 SH
TOWN & COUNTRY TRUST Common Stock 892081100 16 900 SH
TOYS R US COM Common Stock 892335100 25,844 1,805,700 SH
TRICON GLOBAL RESTAURANTS COM Common Stock 895953107 5,883 152,300 SH
TRIMBLE NAVIGATION LTD Common Stock 896239100 143 6,600 SH
TRUE NORTH COMMUNICATION COM Common Stock 897844106 979 21,900 SH
TUESDAY MORNING INC COM NASD INDL Common Stock 899035505 63 3,400 SH
TV AZTECA S.A. DE C.V. ADS MEXICO ADS 901145102 50 5,500 SH
TYCO INTL LTD NEW COM Common Stock 902124106 13,147 337,100 SH
UAL CORP COM PAR 0.01 Common Stock 902549500 6,259 80,700 SH
UGI CORP NEW COM Common Stock 902681105 74 3,600 SH
UICI COM Common Stock 902737105 288 27,300 SH
URS CORP Common Stock 903236107 1,607 74,100 SH
USG CORP Common Stock 903293405 6,499 137,900 SH
ULTRATECH STEPPER INC Common Stock 904034105 50 3,100 SH
UNIFIED ENERGY SYSTEMS SPONS ADR ADR 904688108 53 4,000 SH
UNIFY CORP Common Stock 904743101 1,265 46,200 SH
UNILEVER N.V. NEW YORK SHARES Common Stock 904784709 397 7,300 SH
UNICOM CORP COM Common Stock 904911104 10,492 313,200 SH
UNIONBANCAL CORP COM Common Stock 908906100 5,135 130,200 SH
UNITED DOMINION REALTY TR INC COM Common Stock 910197102 3,373 341,600 SH
UNITED RENTALS INC Common Stock 911363109 2,613 152,600 SH
U S HOME CORP NEW Common Stock 911920106 171 6,700 SH
UNITED STATIONERS INC COM NASD INDL Common Stock 913004107 488 17,100 SH
UNITED TECHNOLOGIES CORP COM Common Stock 913017109 6,208 95,500 SH
UNIVERSAL FOODS CORP COM Common Stock 913538104 104 5,100 SH
UNIVISION COMMUNICATIONS INC CL A Common Stock 914906102 1,104 10,800 SH
USFREIGHTWAYS CORP COM Common Stock 916906100 14,195 296,500 SH
URBAN OUTFITTERS INC Common Stock 917047102 941 32,300 SH
URBAN SHOPPING CENTERS INC Common Stock 917060105 366 13,500 SH
UTILICORP UTD INC DEL COM Common Stock 918005109 307 15,800 SH
VALASSIS COMMUNICATI Common Stock 918866104 21,505 509,000 SH
VARIAN SEMICONDUCTOR EQUIPMENT Common Stock 922207105 3,352 98,600 SH
VERITAS SOFTWARE CO COM Common Stock 923436109 23,100 161,400 SH
VERSANT CORPORATION Common Stock 925284101 20 2,300 SH
VIACOM INC CL B Common Stock 925524308 3,276 54,200 SH
VICOR CORP Common Stock 925815102 595 14,700 SH
VIGNETTE CORPORATION Common Stock 926734104 1,043 6,400 SH
VINTAGE PETROLEUM INC Common Stock 927460105 1,799 149,100 SH
VISHAY INTERTECHNOLOGY INC COM Common Stock 928298108 6,029 190,625 SH
Page Total 175,524
<CAPTION>
Run Date: 01/12/2000
--------------------------
S.E.C. Use Only
--------------------------
Item 6: Item 7: Item 8:
Investment Discretion Other Voting Authority (Shares)
(a) Sole (b) Shared (c)Shared Managers
as Def Other (a) Sole (b) Shared (c) None
- --------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C>
X 71,700 0 3,000
X 83,865 0 1,100
X 3,400 0 0
X 19,400 0 700
X 900 0 0
X 1,710,300 0 95,400
X 134,900 0 17,400
X 6,600 0 0
X 18,700 0 3,200
X 3,400 0 0
X 5,500 0 0
X 322,000 0 15,100
X 62,800 0 17,900
X 3,600 0 0
X 27,100 0 200
X 74,100 0 0
X 131,500 0 6,400
X 3,100 0 0
X 4,000 0 0
X 45,400 0 800
X 5,600 0 1,700
X 296,200 0 17,000
X 113,000 0 17,200
X 337,100 0 4,500
X 151,400 0 1,200
X 6,700 0 0
X 17,100 0 0
X 91,400 0 4,100
X 5,100 0 0
X 10,800 0 0
X 296,500 0 0
X 32,300 0 0
X 13,500 0 0
X 15,800 0 0
X 497,750 0 11,250
X 97,500 0 1,100
X 149,500 0 11,900
X 2,300 0 0
X 51,900 0 2,300
X 14,700 0 0
X 5,200 0 1,200
X 149,100 0 0
X 184,525 0 6,100
</TABLE>
Page 13
<PAGE>
<TABLE>
<CAPTION>
FORM 13F NAME OF REPORTING MANAGER: BATTERYMARCH FINANCIAL MANAGEMENT, INC.
FOR POSITIONS HELD AS OF 12/31/1999
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal
Amount
- ------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
VOICESTREAM WIRELESS CORP Common Stock 928615103 171 1,200 SH
WABASH NATIONAL CORP Common Stock 929566107 318 21,200 SH
WADDELL&REED INC Common Stock 930059100 1,128 41,600 SH
WAL MART STORES INC COM Common Stock 931142103 20,544 297,200 SH
WALGREEN CO COM Common Stock 931422109 2,779 95,000 SH
WALLACE COMPUTER SERVICES INC COM Common Stock 932270101 2,570 154,600 SH
WARNACO GROUP INC COM Common Stock 934390105 103 8,400 SH
WARNER LAMBERT CO COM Common Stock 934488107 10,226 124,800 SH
WASHINGTON MUTUAL INC Common Stock 939322103 62 2,400 SH
WASHINGTON REAL ESTATE INVT TR SH BEN I Common Stock 939653101 81 5,400 SH
WASTE CONNECTIONS INC Common Stock 941053100 12 800 SH
WEBSTER FINL CORP WA Common Stock 947890109 959 40,700 SH
WELLMAN INC COM Common Stock 949702104 119 6,400 SH
WELLS FARGO & CO COM Common Stock 949746101 12,786 316,200 SH
WENDYS INTL INC COM Common Stock 950590109 8,768 421,300 SH
WESLEY JESSEN VISIONCARE INC COM Common Stock 951018100 602 15,900 SH
WEST PHARMACEUTICALS SERVICES Common Stock 955306105 6 200 SH
WESTAMERICA BANCORPORATION COM Common Stock 957090103 64 2,300 SH
WESTERN GAS RESOURCES INC Common Stock 958259103 691 52,400 SH
WEYERHAEUSER CO COM Common Stock 962166104 14,614 203,500 SH
WILLAMETTE INDS INC COM NASD INDL Common Stock 969133107 18,357 395,300 SH
WINNEBAGO INDS INC COM Common Stock 974637100 110 5,500 SH
WORTHINGTON INDS INC COM NASD INDL Common Stock 981811102 4,467 269,700 SH
YAHOO INC COM Common Stock 984332106 2,380 5,500 SH
YANG MING MARINE 144A GDR TAIWAN GDR 144A 984749101 3 396 SH
YANKEE CANDLE CO Common Stock 984757104 18 1,100 SH
YELLOW CORP COM Common Stock 985509108 5,129 305,100 SH
ZALE CORP NEW COM Common Stock 988858106 6,018 124,400 SH
ZYGO CORP COM NASD INDL Common Stock 989855101 64 3,200 SH
ZOMAX INC Common Stock 989929104 4,457 98,500 SH
ACTV INC Common Stock 00088E104 137 3,000 SH
ACTUATE CORPORATION Common Stock 00508B102 120 2,800 SH
ADAPTEC INC COM NASD INDL Common Stock 00651F108 29,252 586,500 SH
ADOBE SYSTEMS Common Stock 00724F101 15,535 231,000 SH
AGRIBRANDS INTERNATIONAL INC Common Stock 00849R105 2,470 53,700 SH
ALLIANCE SEMICONDUCTOR CORP Common Stock 01877H100 561 33,600 SH
ALLIED CAPITAL CP Common Stock 01903Q108 693 37,825 SH
AMERICA ONLINE INC Common Stock 02364J104 11,753 154,900 SH
AMERN EAGLE OUTFITTERS INC Common Stock 02553E106 45 1,000 SH
AMERICAN FREIGHTWAYS CORP COM Common Stock 02629V108 26 1,600 SH
APARTMENT INVT & MGMT CO CL A Common Stock 03748R101 3,627 91,092 SH
APPNET SYSTEMS INC Common Stock 03831Q101 92 2,100 SH
ART TECHNOLOGY GROUP INC Common Stock 04289L107 858 6,700 SH
Page Total 182,775
<CAPTION>
Run Date: 01/12/2000
--------------------------
S.E.C. Use Only
--------------------------
Item 6: Item 7: Item 8:
Investment Discretion Other Voting Authority (Shares)
(a) Sole (b) Shared (c)Shared Managers
as Def Other (a) Sole (b) Shared (c) None
- --------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C>
X 1,200 0 0
X 21,200 0 0
X 40,400 0 1,200
X 284,900 0 12,300
X 90,700 0 4,300
X 147,700 0 6,900
X 8,400 0 0
X 119,100 0 5,700
X 2,400 0 0
X 5,400 0 0
X 800 0 0
X 33,400 0 7,300
X 6,400 0 0
X 304,300 0 11,900
X 399,300 0 22,000
X 15,900 0 0
X 0 0 200
X 2,300 0 0
X 51,100 0 1,300
X 202,700 0 800
X 367,300 0 28,000
X 5,500 0 0
X 268,000 0 1,700
X 5,400 0 100
X 396 0 0
X 0 0 1,100
X 302,000 0 3,100
X 124,400 0 0
X 3,200 0 0
X 98,100 0 400
X 2,300 0 700
X 2,600 0 200
X 554,200 0 32,300
X 212,200 0 18,800
X 52,900 0 800
X 33,200 0 400
X 37,825 0 0
X 148,500 0 6,400
X 1,000 0 0
X 900 0 700
X 75,092 0 16,000
X 1,800 0 300
X 6,700 0 0
</TABLE>
Page 14
<PAGE>
<TABLE>
<CAPTION>
FORM 13F NAME OF REPORTING MANAGER: BATTERYMARCH FINANCIAL MANAGEMENT, INC.
FOR POSITIONS HELD AS OF 12/31/1999
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal
Amount
- ------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
ASUSTEK COMPUTER INC GDR 144A GDR 144A 04648R100 1,525 109,550 SH
BCE INC COM Common Stock 05534B109 21,050 233,400 SH
BJS WHOLESALE CLUB INC CO Common Stock 05548J106 6,869 188,200 SH
BANK ONE CORP Common Stock 06423A103 2,548 79,628 SH
BEAZER HOMES USA INC Common Stock 07556Q105 117 6,100 SH
BIOVAIL CORP INTL NEW COM Common Stock 09067K106 169 1,800 SH
BLUESTONE SOFTWARE INC Common Stock 09623P102 46 400 SH
CBS CORP Common Stock 12490K107 5,441 85,100 SH
CLECO CORP Common Stock 12561W105 135 4,200 SH
CNA SURETY CORP COM Common Stock 12612L108 96 7,400 SH
CNF TRANSN INC COM Common Stock 12612W104 587 17,000 SH
CENTEX CONSTRN PRODS INC Common Stock 15231R109 2,773 71,100 SH
CHASE MANHATTAN CORP NEW COM Common Stock 16161A108 20,719 266,700 SH
CISCO SYSTEMS Common Stock 17275R102 22,662 211,550 SH
COLORADO MEDTECH INC Common Stock 19652U104 255 31,900 SH
COMP PARANAENSE ENERG (COPEL) ADR PFD ADR 20441B407 6,019 646,300 SH
CONSOL ENERGY INC Common Stock 20854P109 13 1,300 SH
CORNERSTONE REALTY INCOME TRUST Common Stock 21922V102 253 25,900 SH
COVENANT TRANSPORT INC CL A Common Stock 22284P105 45 2,600 SH
DITECH COMMUNICATIONS CORP Common Stock 25500M103 318 3,400 SH
DOMINION RES BLACK WARRIOR Common Stock 25746Q108 44 4,000 SH
DUFF & PHELPS CREDIT RATING CO COM Common Stock 26432F109 27 300 SH
E.PIPHANY INC Common Stock 26881V100 736 3,300 SH
EAST WEST BANCORP INC Common Stock 27579R104 1,616 141,300 SH
EMCOR GROUP INC Common Stock 29084Q100 1,624 89,000 SH
ENERGEN CORP COM Common Stock 29265N108 148 8,200 SH
ENERGY EAST CORP Common Stock 29266M109 2,029 97,500 SH
ENTERTAINMENT PROPERTIES TR Common Stock 29380T105 562 42,600 SH
EXXON MOBIL CORPORATION Common Stock 30231G102 24,449 303,475 SH
FOUR SEASONS HOTEL INC LTD VTG SH Common Stock 35100E104 75 1,400 SH
GENTNER COMMUNICATIONS CORP Common Stock 37245J105 98 7,000 SH
GEON COMPANY Common Stock 37246W105 1,914 58,900 SH
GLOBAL IMAGING SYSTEMS Common Stock 37934A100 599 48,926 SH
GLOBAL TELESYSTEMS GROUP (GTS) INC Common Stock 37936U104 1,314 37,800 SH
GLOBO CABO S A SPONSORED ADR ADS 37957X102 828 46,000 SH
GOLDMAN SACHS GROUP INC Common Stock 38141G104 19,064 202,400 SH
GRACE W R & CO COM Common Stock 38388F108 2,973 210,500 SH
GROUP MAINTENANCE AMERICA CORP Common Stock 39943E105 489 45,735 SH
GRUPO TELEVISA SA DE CV SPN ADR REPORD Sponsored ADR RepOr40049J206 27,164 398,000 SH
HANGER ORTHOPEDIC GRP Common Stock 41043F208 25 2,500 SH
IDEXX LABS INC Common Stock 45168D104 310 19,200 SH
IMCLONE SYSTEMS INC Common Stock 45245W109 40 1,000 SH
INDUS INTERNATIONAL INC Common Stock 45578L100 551 45,200 SH
Page Total 178,317
<CAPTION>
Run Date: 01/12/2000
--------------------------
S.E.C. Use Only
--------------------------
Item 6: Item 7: Item 8:
Investment Discretion Other Voting Authority (Shares)
(a) Sole (b) Shared (c)Shared Managers
as Def Other (a) Sole (b) Shared (c) None
- --------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C>
X 109,550 0 0
X 233,200 0 200
X 188,200 0 0
X 76,370 0 3,258
X 5,400 0 700
X 1,800 0 0
X 400 0 0
X 81,700 0 3,400
X 4,200 0 0
X 7,400 0 0
X 16,300 0 700
X 70,300 0 800
X 258,900 0 7,800
X 202,850 0 8,700
X 31,600 0 300
X 616,900 0 29,400
X 0 0 1,300
X 25,900 0 0
X 2,600 0 0
X 3,300 0 100
X 4,000 0 0
X 0 0 300
X 3,300 0 0
X 139,000 0 2,300
X 88,700 0 300
X 6,500 0 1,700
X 90,100 0 7,400
X 42,600 0 0
X 286,275 0 17,201
X 1,400 0 0
X 6,000 0 1,000
X 58,300 0 600
X 47,726 0 1,200
X 37,800 0 0
X 22,600 0 23,400
X 200,600 0 1,800
X 208,000 0 2,500
X 43,535 0 2,200
X 382,700 0 15,300
X 2,500 0 0
X 19,200 0 0
X 1,000 0 0
X 45,200 0 0
</TABLE>
Page 15
<PAGE>
<TABLE>
<CAPTION>
FORM 13F NAME OF REPORTING MANAGER: BATTERYMARCH FINANCIAL MANAGEMENT, INC.
FOR POSITIONS HELD AS OF 12/31/1999
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal
Amount
- ------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
INET TECHNOLOGIES INC Common Stock 45662V105 943 13,500 SH
INNOVATIVE CLINICAL SOLUTION LTD Common Stock 45767E107 4 17,400 SH
INSWEB CORPORATION Common Stock 45809K103 10 400 SH
INTEGRATED SILICON SOLUTION Common Stock 45812P107 142 8,600 SH
INTERMET CORP COM NASD INDL Common Stock 45881K104 136 11,700 SH
KEYSPAN ENERGY CORP Common Stock 49337W100 14,432 622,400 SH
MBNA CORP Common Stock 55262L100 12,189 447,300 SH
MCI WORLDCOM INC COM Common Stock 55268B106 28,958 545,732 SH
MEDIAONE GROUP INC Common Stock 58440J104 5,830 75,900 SH
MERITOR AUTOMOTIVE INC COM Common Stock 59000G100 5,419 279,700 SH
MID ATLANTIC MEDICAL SVCS Common Stock 59523C107 525 63,200 SH
MOLECULAR DEVICES CORP Common Stock 60851C107 57 1,100 SH
MONACO COACH CORP Common Stock 60886R103 240 9,400 SH
MORRISON KNUDSEN CORP NEW COM Common Stock 61844A109 201 25,700 SH
MORTGAGE.COM INC Common Stock 61910V102 78 13,500 SH
MPATH INTERACTIVE INC Common Stock 62473C101 99 3,700 SH
NVR INC Common Stock 62944T105 4,192 87,800 SH
NATIONAL GOLF PPTYS INC Common Stock 63623G109 247 12,500 SH
NET2PHONE INC Common Stock 64108N106 303 6,600 SH
NETEGRITY INC Common Stock 64110P107 239 4,200 SH
NETSOLVE INC Common Stock 64115J106 76 2,400 SH
NETWORK SOLUTIONS INC CL A Common Stock 64121Q102 13,358 61,400 SH
NETWORK PLUS CORP Common Stock 64122D506 42 2,000 SH
NEW CENTURY FINANCIAL CORP COM Common Stock 64352D101 211 13,400 SH
NEXTEL COMMUNICATIONS CL A NASD INDL Common Stock 65332V103 9,725 94,300 SH
NSTAR COM Common Stock 67019E107 10,236 252,740 SH
NVIDIA CORP Common Stock 67066G104 2,455 52,300 SH
OCEAN ENERGY INC Common Stock 67481E106 3,011 388,500 SH
ORACLE CORP COM Common Stock 68389X105 18,109 161,600 SH
ORTHODONTIC CTRS AMER INC COM Common Stock 68750P103 100 8,400 SH
PC TEL INC Common Stock 69325Q105 331 6,300 SH
PMI GROUP INC Common Stock 69344M101 4,891 100,200 SH
PRI AUTOMATION INC COM Common Stock 69357H106 5,028 74,900 SH
PAC-WEST TELECOMM INC Common Stock 69371Y101 61 2,300 SH
PAN PAC RETAIL PPTYS INC Common Stock 69806L104 109 6,700 SH
PERFORMANCE TECHNOLOGIES INC Common Stock 71376K102 14 800 SH
PLIVA 144A CROATIA GDR 144A 72917Q103 261 20,000 SH
POWERTEL INC Common Stock 73936C109 582 5,800 SH
PRIORITY HEALTHCARE CORP CL B Common Stock 74264T102 280 9,679 SH
PROVIDIAN FINANCIAL CORP COM Common Stock 74406A102 13,395 147,100 SH
QUEST SOFTWARE INC Common Stock 74834T103 143 1,400 SH
RH DONNELLEY CORP Common Stock 74955W307 28 1,500 SH
RSG ENERGY GROUP INC Common Stock 74956K104 1,012 49,200 SH
Page Total 157,704
<CAPTION>
Run Date: 01/12/2000
--------------------------
S.E.C. Use Only
--------------------------
Item 6: Item 7: Item 8:
Investment Discretion Other Voting Authority (Shares)
(a) Sole (b) Shared (c)Shared Managers
as Def Other (a) Sole (b) Shared (c) None
- --------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C>
X 13,500 0 0
X 17,400 0 0
X 400 0 0
X 8,600 0 0
X 11,700 0 0
X 592,800 0 29,600
X 446,200 0 1,100
X 525,039 0 20,693
X 73,300 0 2,600
X 264,900 0 14,800
X 63,200 0 0
X 1,100 0 0
X 8,900 0 500
X 22,800 0 2,900
X 10,600 0 2,900
X 3,600 0 100
X 86,300 0 1,500
X 11,100 0 1,400
X 6,200 0 400
X 4,200 0 0
X 2,400 0 0
X 60,700 0 700
X 2,000 0 0
X 13,100 0 300
X 94,300 0 0
X 252,440 0 300
X 51,900 0 400
X 354,900 0 33,600
X 155,300 0 6,300
X 8,400 0 0
X 6,300 0 0
X 99,400 0 800
X 74,900 0 0
X 2,300 0 0
X 6,700 0 0
X 800 0 0
X 20,000 0 0
X 5,700 0 100
X 9,679 0 0
X 142,000 0 5,100
X 1,400 0 0
X 1,500 0 0
X 45,600 0 3,600
</TABLE>
Page 16
<PAGE>
<TABLE>
<CAPTION>
FORM 13F NAME OF REPORTING MANAGER: BATTERYMARCH FINANCIAL MANAGEMENT, INC.
FOR POSITIONS HELD AS OF 12/31/1999
Item 1: Item 2: Item 3: Item4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal
Amount
- ------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
RADIO ONE INC Common Stock 75040P108 1,656 18,000 SH
RANGE RESOURCES CORP Common Stock 75281A109 42 13,300 SH
RATIONAL SOFTWARE CORP COM NEW Common Stock 75409P202 32,526 662,100 SH
REAL NETWORKS INC Common Stock 75605L104 890 7,400 SH
RELIANT TECHNOLOGY INC Common Stock 75952J108 723 31,600 SH
SBC COMMUNICATIONS INC Common Stock 78387G103 12,031 246,799 SH
SLM HLDG CORP COM Common Stock 78442A109 4,407 104,300 SH
SAFETY KLEEN CORP (NEW) Common Stock 78648R203 217 19,150 SH
SANTA FE SNYDER CORP Common Stock 80218K105 347 43,360 SH
SYBRON INTL CORP COM Common Stock 87114F106 7,757 314,200 SH
SYNCOR INTL CORP DEL COM NASD INDL Common Stock 87157J106 137 4,700 SH
TANNING TECHNOLOGY CORP Common Stock 87588P101 71 1,200 SH
TIBCO SOFTWARE INC Common Stock 88632Q103 1,209 7,900 SH
TROY GROUP INC Common Stock 89733N106 11 700 SH
US FOODSERVICE COM Common Stock 90331R101 586 35,000 SH
U.S. AGGREGATES INC Common Stock 90334D109 11 900 SH
US WEST INC Common Stock 91273H101 2,389 33,182 SH
US TRUST CORP NEW COM Common Stock 91288L105 2,069 25,800 SH
VITRIA TECHNOLOGY INC Common Stock 92849Q104 351 1,500 SH
WEBLINK WIRELESS INC Common Stock 94769A101 276 17,800 SH
WEBTRENDS CORP Common Stock 94844D104 235 2,900 SH
WESTERN WIRELESS CORP CL A Common Stock 95988E204 8,197 122,800 SH
WORKFLOW MGMT INC Common Stock 98137N109 698 24,400 SH
XCEED INC Common Stock 98388N105 257 6,200 SH
AMDOCS LTD Common Stock G02602103 24,988 724,300 SH
RENAISSANCERE HOLDINGS LTD Common Stock G7496G103 2,424 59,300 SH
TOMMY HILFIGER CORP Common Stock G8915Z102 4,605 197,000 SH
TRANSOCEAN SEDCO FOREX INC Common Stock G90078109 243 7,221 SH
BACKWEB TECHNOLOGIES LTD Common Stock M15633106 345 8,200 SH
CHECK POINT SOFTWARE TECHN Common Stock M22465104 855 4,300 SH
GALILEO TECHNOLOGY LTD Common Stock M47298100 3,211 133,100 SH
OPTIBASE LTD Common Stock M7524R108 21 600 SH
ORBOTECH LTD ORD NASD INDL Common Stock M75253100 1,023 13,200 SH
RADWARE LTD ORD Common Stock M81873107 47 1,100 SH
TECNOMATIX TECHNOLOGIES LTD Common Stock M8743P105 305 10,600 SH
BACNO LATINAMERICANO DE EXPO ADR P16994132 54 2,300 SH
STEINER LEISURE LTD ORD Common Stock P8744Y102 494 29,600 SH
Page Total 115,708
TOTAL 3,080,783
<CAPTION>
Run Date: 01/12/2000
--------------------------
S.E.C. Use Only
--------------------------
Item 6: Item 7: Item 8:
Investment Discretion Other Voting Authority (Shares)
(a) Sole (b) Shared (c)Shared Managers
as Def Other (a) Sole (b) Shared (c) None
- --------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C>
X 17,600 0 400
X 13,300 0 0
X 642,500 0 19,600
X 7,400 0 0
X 31,600 0 0
X 236,902 0 9,896
X 103,500 0 800
X 19,150 0 0
X 43,360 0 0
X 294,400 0 19,800
X 4,700 0 0
X 1,200 0 0
X 7,900 0 0
X 700 0 0
X 34,300 0 700
X 900 0 0
X 31,782 0 1,400
X 25,800 0 0
X 1,500 0 0
X 17,800 0 0
X 2,800 0 100
X 122,500 0 300
X 23,900 0 500
X 6,200 0 0
X 694,700 0 29,600
X 57,800 0 1,500
X 197,000 0 0
X 7,163 0 58
X 8,200 0 0
X 3,100 0 1,200
X 132,700 0 400
X 600 0 0
X 13,200 0 0
X 1,100 0 0
X 9,000 0 1,600
X 700 0 1,600
X 29,600 0 0
</TABLE>
Page 17
<PAGE>
Berkshire Asset Management, Inc.
13-F Filing
December 31, 1999
<TABLE>
<CAPTION>
ITEM 5
ITEM 4 Shares
ITEM 1 ITEM 2 ITEM 3 Fair Market of Principal
Name of Issuer Title of Class Cusip Value (000's) Amounts
<S> <C> <C> <C> <C>
International Business Machine Common Stock 459200101 38,722,055 358,953
Computer Associates Common Stock 204912109 38,661,891 552,806
Cisco Systems Common Stock 17275R102 38,457,018 358,992
Merck Common Stock 589331107 26,036,097 387,514
M & T Bank Common Stock 55261f104 25,958,562 62,664
First Union Common Stock 337358105 18,226,987 553,381
MAF Bancorp Common Stock 55261R108 15,753,270 752,395
Leggett & Platt Common Stock 524660107 15,732,102 733,859
Fannie Mae Common Stock 313586109 14,294,316 228,938
Mellon Financial Common Stock 58551A108 13,060,755 383,435
General Electric Common Stock 369604103 12,383,869 80,025
Tribune Common Stock 896047107 11,345,078 206,040
Federal Home Loan Mortgage Common Stock 313400301 10,822,587 229,962
Hasbro Common Stock 418056107 10,686,450 564,301
Commonwealth Telephone Enterpr Common Stock 203349105 10,345,575 195,661
US Foodservice Common Stock 90331R101 9,737,010 581,314
Alltel Common Stock 020039103 9,484,587 114,704
Gillette Common Stock 375766102 8,749,378 212,428
Charter One Common Stock 160903100 7,401,943 387,030
Hershey Foods Common Stock 427866108 7,190,576 151,580
Philip Morris Common Stock 718154107 6,999,935 304,345
American International Group Common Stock 026874107 6,793,710 62,832
Sovereign Bancorp Common Stock 845905108 5,529,600 741,917
Hewlett Packard Common Stock 428236103 5,278,000 46,400
American Express Common Stock 025816109 4,422,250 26,600
Royal Dutch Common Stock 780257804 4,287,825 70,800
Wells Fargo Common Stock 949746101 4,241,489 104,890
Waste Management Common Stock 94106l109 3,473,938 202,120
Interpublic Group Companies Common Stock 460690100 3,461,250 60,000
Microsoft Common Stock 594918104 3,131,002 26,818
Berkshire Hathaway Cl B Common Stock 084670207 2,959,110 1,617
UST Inc. Common Stock 902911106 1,259,375 50,000
Morgan Stanley, Dean Witter, D Common Stock 617446448 1,234,788 8,650
Molex Cl A Common Stock 608554200 1,201,885 26,561
Roper Industries Common Stock 776696106 756,250 20,000
Idex Common Stock 45167R104 683,438 22,500
Washington Federal, Inc. Common Stock 938824109 642,250 32,519
Policy Management Systems Common Stock 731108106 613,500 24,000
Seagate Technology Common Stock 811804103 582,031 12,500
Fidelity Financial of Ohio Common Stock 31614P107 548,244 30,671
Washington Mutual Common Stock 939322103 513,878 19,860
Hubbell Cl B Common Stock 443510201 457,800 16,800
Schlumberger Common Stock 806857108 449,000 8,000
Berkshire Hathaway Class A Common Stock 084670108 448,800 8
BSB Bancorp Common Stock 055652101 389,813 20,250
Southern Union Company Common Stock 844030106 377,069 19,716
Johnson & Johnson Common Stock 478160104 376,917 4,042
PNC Bank Corp Common Stock 693475105 356,000 8,000
First Bell Bancorp Common Stock 319301107 330,925 21,700
Coca Cola Common Stock 191216100 291,250 5,000
RCN Corporation Common Stock 749361101 291,000 6,000
Intel Common Stock 458140100 236,648 2,875
Tootsie Roll Common Stock 890516107 218,870 6,645
Motorola Common Stock 620076109 214,985 1,460
Du Pont Common Stock 263534109 202,236 3,070
First Liberty Bank Corp Common Stock 320690100 177,415 10,360
406,482,582 9,125,508
ITEM 6:
INVESTMENT DISCRETION ITEM 7: ITEM 8:
(a) SOLE (b) SHARED (c) SHARED OTHER MANAGERS VOTING AUTHORITY (SHARES)
DEF OTHER (a) SOLE (b) SHARED (c) NONE
<S> <C> <C>
International Business Machine X X
Computer Associates X X
Cisco Systems X X
Merck X X
M & T Bank X X
First Union X X
MAF Bancorp X X
Leggett & Platt X X
Fannie Mae X X
Mellon Financial X X
General Electric X X
Tribune X X
Federal Home Loan Mortgage X X
Hasbro X X
Commonwealth Telephone Enterpr X X
US Foodservice X X
Alltel X X
Gillette X X
Charter One X X
Hershey Foods X X
Philip Morris X X
American International Group X X
Sovereign Bancorp X X
Hewlett Packard X X
American Express X X
Royal Dutch X X
Wells Fargo X X
Waste Management X X
Interpublic Group Companies X X
Microsoft X X
Berkshire Hathaway Cl B X X
UST Inc. X X
Morgan Stanley, Dean Witter, D X X
Molex Cl A X X
Roper Industries X X
Idex X X
Washington Federal, Inc. X X
Policy Management Systems X X
Seagate Technology X X
Fidelity Financial of Ohio X X
Washington Mutual X X
Hubbell Cl B X X
Schlumberger X X
Berkshire Hathaway Class A X X
BSB Bancorp X X
Southern Union Company X X
Johnson & Johnson X X
PNC Bank Corp X X
First Bell Bancorp X X
Coca Cola X X
RCN Corporation X X
Intel X X
Tootsie Roll X X
Motorola X X
Du Pont X X
First Liberty Bank Corp X X
</TABLE>
<PAGE>
Brandywine Asset Management, Inc - 13F Report - 12/31/99
<TABLE>
<CAPTION>
ID ID
FIRSTOFISSUER CLASS CUSIP FMV SHARES IDSOLE SHARE OTHER MANAGER VSOLE VSHARED VNONE
- ----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
3COM CORP COMMON 885535104 572930 12190 12190 1 12190
7-ELEVEN INC COMMON 817826100 561450 315200 315200 1 313600 1600
A C MOORE ARTS & CRAFTS COMMON 00086T103 318525 54800 54800 1 54800
AAON INC COMMON 000360206 139438 9700 9700 1 9700
AAR CORP COMMON 000361105 925629 51603 51603 1 51603
ABBOTT LABS COMMON 002824100 513640 14145 14145 0 0 1 10370 0 3775
ABITIBI-CONSOLIDATED COMMON 003924107 184953 15575 15575 0 0 1 0 0 15575
ABN AMRO HLDG N V ADR COMMON 000937102 4783842.313 202466 202466 0 0 1 180717 0 21750
ACCEPTANCE INS COS INC COMMON 004308102 1905688 331424 330324 1 324324 7100
ACE LTD COMMON G0070K103 32809728 1966126 1961966 1 1844126 122000
ACETO CORP COMMON 004446100 663080 60280 60280 1 57475 2805
ACME ELEC CORP COMMON 004644100 515775 89700 89200 1 87500 2200
ACX TECHNOLOGIES INC COMMON 005123104 5758415 538799 536199 1 524699 14100
ADAC LABS COMMON 005313200 202100 18800 18800 1 18800
ADAMS RES & ENERGY INC COMMON 006351308 396950 46700 46700 1 45900 800
ADVANCED MARKETING SVCS COMMON 00753T105 1245563 43800 43800 1 39900 3900
ADVANCED MICRO DEVICES I COMMON 007903107 4341 150 150 1 150
ADVANTA CORP COMMON 007942105 11178472 612519 609219 1 601319 11200
ADVANTA CORP COMMON 007942204 69005 4907 4907 1 4907
ADVEST GROUP INC COMMON 007566102 238875 13000 13000 1 13000
ADVO INC COMMON 007585102 9055875 381300 378900 1 373000 8300
AETNA INC. COMMON 008117103 26740402 479112 479112 0 0 1 404077 0 75035
AFSC EQUITY FUND COMMON 0 BLA 12300939 562377 562377 0 0 1 0 0 562377
AG SVCS AMER INC COMMON 001250109 5975 400 400 1 400
AGCO CORP COMMON 001084102 513313 38200 38200 1 38200
AIR PRODS & CHEMS INC COMMON 009158106 13309649 396562 396562 0 0 1 379422 0 17140
AIRBORNE FREIGHT COMMON 009266107 1880296 85468 85468 0 0 1 71963 525 12980
AIRGAS INC COMMON 009363102 1888860 198824 198824 0 0 1 165219 1415 32190
AK STL HLDG CORP COMMON 001547108 24277761 1286239 1281338 1 1132056 154183
AKZO N V COMMON 010199305 3760900.75 82301 82301 0 0 1 79851 0 2450
ALAMO GROUP INC COMMON 011311107 127100 12400 11900 1 8900 3500
ALASKA AIR GROUP INC COMMON 011659109 1798401 51200 50700 1 50100 1100
ALBANY INTL CORP COMMON 012348108 242048 15616 15616 1 15616
ALBEMARLE CORP COMMON 012653101 3634113 189400 189300 1 189400
ALBERTSONS INC COMMON 013104104 14513 450 450 1 450
162538545.1
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
ID ID
FIRSTOFISSUER CLASS CUSIP FMV SHARES IDSOLE SHARE OTHER MANAGER VSOLE VSHARED VNONE
- ----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ALCAN ALUMINIUM LTD COMMON 013716105 43624373 1054365 1054365 0 0 1 944235 0 110130
ALCATEL ALSTHOM COMMON 013904305 7009695 168134 168134 0 0 1 155354 0 12780
ALCOA INC COMMON 013817101 14292600 172200 172200 1 172200
ALFA CORP COMMON 015385107 167595 10274 10274 1 10274
ALIGN-RITE INTL INC COMMON 016251100 276413 12600 12600 1 10500 2100
ALLEGHENY ENERGY INC COMMON 017361106 1288421 47830 47830 1 47830
ALLEGHENY TECHNOLOGIES I COMMON 01741R102 14023 625 625 1 625
ALLIANCE BANCORP NEW ENG COMMON 01852Q109 64788 7300 7300 1 7300
ALLIANT TECHSYSTEMS INC COMMON 018804104 6128434 98350 98350 1 95550 2800
ALLIED RESH CORP COMMON 019483106 127650 18400 18400 1 16400 2000
ALLIED ZURICH PLC ADR COMMON 01959Q101 3780712.66 167300 167300 0 0 1 155781 0 11519
ALLSTAR SYS INC COMMON 019892108 62081 47300 47300 1 47300
ALLSTATE CORP Common 020002101 960599 39921 39921 1 39921
ALLTRISTA CORP COMMON 020040101 2734650 123600 123000 1 121800 1800
ALPINE GROUP INC COMMON 020825105 158363 12300 12300 1 12300
ALTERNATIVE RESOURCES CO COMMON 02145R102 1156650 210300 209600 1 204100 6200
ALTERRA HEALTHCARE CORP COMMON 02146C104 1672476 201200 199000 1 199400 1800
AMBAC INC COMMON 023139108 25910945 496496 496496 0 0 1 415186 0 81310
AMCAST INDL CORP COMMON 023395106 2710063 165500 164500 1 160900 4600
AMCOR LTD COMMON 02341R302 261896 13605 13605 0 0 1 0 0 13605
AMERADA HESS CORP COMMON 023551104 5675 100 100 1 100
AMERCO COMMON 023586100 8385000 335400 334300 1 327900 7500
AMEREN CORP COMMON 023608102 4913 150 150 1 150
AMERICA WEST HLDG CORP COMMON 023657208 19082779 919652 910752 1 899852 19800
AMERICAN ANNUITY GROUP I COMMON 023840101 1341216 74512 74512 1 63512 11000
AMERICAN BILTRITE INC COMMON 024591109 434625 30500 30500 1 28900 1600
AMERICAN BK CONN WATERBU COMMON 024327108 360513 15100 15100 1 15100
AMERICAN BUSINESS FINL S COMMON 02476B106 468825 39900 39900 1 38700 1200
AMERICAN BUSINESS PRODS COMMON 024763104 1777155 152056 151256 1 147056 5000
AMERICAN COIN MERCHANDIS COMMON 02516B108 115775 42100 42100 1 40000 2100
AMERICAN DENTAL TECHNOLO COMMON 025352204 229500 153000 152100 1 149900 3100
AMERICAN ELEC PWR INC COMMON 025537101 6425 200 200 1 200
AMERICAN EXPRESS CO COMMON 025816109 83125 500 500 1 500
AMERICAN GENERAL CORP COMMON 026351106 7864832 103655 103655 0 0 1 87055 0 16600
AMERICAN HOMESTAR CORP COMMON 026651109 1398994 355300 353500 1 346200 9100
AMERICAN PHYSICIANS SVC COMMON 028882108 129431 35100 35100 1 35100
154091210.7
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
ID ID
FIRSTOFISSUER CLASS CUSIP FMV SHARES IDSOLE SHARE OTHER MANAGER VSOLE VSHARED VNONE
- ----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
AMERICAN PRECISION IND D COMMON 029069101 246500 29000 29000 1 26100 2900
AMERICAN VANGUARD CORP COMMON 030371108 186813 30500 30500 1 29400 1100
AMERICAN WOODMARK CORP COMMON 030506109 82450 3400 3400 1 3400
AMERIPATH INC COMMON 03071D109 3088325 377200 374900 1 369100 8100
AMERISOURCE HEALTH CORP COMMON 03071P102 8673581 571100 568800 1 555000 16100
AMERON INTL INC COMMON 030710107 3489413 88200 88200 1 87200 1000
AMERUS LIFE HLDGS INC COMMON 030732101 10181732 442684 440984 1 431522 11162
AMES DEPT STORES INC COMMON 030789507 233381 8100 8100 1 8100
AMETEK INC NEW COMMON 031100100 2001563 105000 105000 1 105000
AMGEN INC COMMON 031162100 36038 600 600 1 600
AMPCO-PITTSBURGH CORP COMMON 032037103 2196113 216900 216400 1 212500 4400
AMPLICON INC COMMON 032101107 983100 90400 90400 1 84900 5500
AMR CORP COMMON 001765106 23602693 352279 352279 0 0 1 308694 0 43585
AMREP CORP NEW COMMON 032159105 591850 124600 123700 1 121700 2900
AMRESCO INC COMMON 031909104 968204 688500 682800 1 664300 24200
AMSOUTH BANCORPORATION COMMON 032165102 7957 412 412 1 412
AMTRAN INC COMMON 03234G106 1602313 82700 81700 1 77900 4800
AMWEST INS GROUP INC DEL COMMON 032345100 296438 40888 40388 1 39188 1700
ANALYSTS INTL CORP COMMON 032681108 180000 14400 14400 1 14400
ANCHOR GAMING COMMON 033037102 5248516 120829 119729 0 0 1 107014 270 13545
ANDERSONS INC COMMON 034164103 1406625 170500 169800 1 168000 2500
ANDOVER BANCORP INC DEL COMMON 034258103 462000 16500 16500 1 16500
ANDREW CORP COMMON 034425108 696332.7 36770 36770 0 0 1 23240 0 13530
ANNUITY & LIFE RE HLD COMMON G03910109 1245136.65 47660 47660 0 0 1 44434 140 3086
ANSYS INC COMMON 03662Q105 558800 50800 50800 1 50800
AON CORP COMMON 037389103 12000 300 300 1 300
APACHE CORP COMMON 037411105 1455338 39400 39400 1 39400
APASCO S A DE C V ADR COMMON 037488103 229125 7365 7365 0 0 1 0 0 7365
APOGEE ENTERPRISES INC COMMON 037598109 1502550 296800 294000 1 285900 10900
APPLEBEES INTL INC COMMON 037899101 1402673.5 47547 47547 0 0 1 38686 350 8511
APPLIED INDL TECHNOLOGIE COMMON 03820C105 197838 11900 11900 1 11900
APPLIED SIGNAL TECHNOLOG COMMON 038237103 1878750 133600 132800 1 130000 3600
ARACRUZ CELULOSE S A COMMON 038496204 6428651.25 261567 261567 0 0 1 230682 0 30885
ARCADIA FINL LTD COMMON 039101100 3503407 789500 785700 1 772200 17300
ARCADIS NV ORD SHS COMMON N0605M105 165601 24087 24087 0 0 1 0 0 24087
ARCH CHEMICALS INC COMMON 03937R102 628125 30000 30000 1 30000
85669933.1
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
ID ID
FIRSTOFISSUER CLASS CUSIP FMV SHARES IDSOLE SHARE OTHER MANAGER VSOLE VSHARED VNONE
- ----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ARCHER DANIELS MIDLAND C COMMON 039483102 23050 1901 1901 1 1901
ARCTIC CAT INC COMMON 039670104 5536000 553600 550700 1 540900 12700
ARGONAUT GROUP COMMON 040157109 1389554.8 69914 69914 0 0 1 59564 585 9765
ARIBA INC COMMON 04033V104 35475 200 200 1 200
ARK RESTAURANTS CORP COMMON 040712101 600300 69600 69600 1 68000 1600
ARKANSAS BEST CORP DEL COMMON 040790107 4218000 351500 349300 1 342800 8700
ARMSTRONG WORLD INDS INC COMMON 042476101 18072563 541500 541500 1 500800 40700
ARNOLD INDS INC COMMON 042595108 7509797 534030 529730 1 521730 12300
ARVIN INDS INC COM COMMON 043339100 15999002.2 563841 561341 0 0 1 545656 445 17740
ASI SOLUTIONS INC COMMON 00206F108 120275 28300 28300 1 28300
ASIA PULP & PAPER LTD COMMON 04516V100 3412520.875 478285 478285 0 0 1 464060 0 14225
ASSOCIATED MATLS INC COMMON 045709102 520725 31800 31800 1 31800
ASSOCIATES FIRST CAP COR COMMON 046008108 39071 1424 1424 1 1424
ASTRA ADR (046298105) COMMON 046298105 409150 9800 9800 1 9800
ASTRA ZENECA PLC ADR COMMON 046353108 7634363.75 193419 193419 0 0 1 172978 0 20441
ASTRONICS CORP COMMON 046433108 95499 9432 9432 1 9432
AT&T CORP COMMON 001957109 768285 15120 15120 1 15120
ATCHISON CASTING CORP COMMON 046613105 1649801 180800 179700 1 177300 3500
ATG INC COMMON 00206P106 109969 25500 25500 1 25500
ATLANTIC AMERN CORP COMMON 048209100 133894 57900 57200 1 53200 4700
ATLANTIC RICHFIELD CO COMMON 048825103 35446894 409790 409790 0 0 1 392164 0 17626
ATLANTIS PLASTICS INC COMMON 049156102 372400 26600 26600 1 26600
AUTOCAM CORP COMMON 052907102 814023 45067 45067 1 42698 2369
AUTODESK INC COMMON 052769106 462375 13700 13700 1 13700
AUTOLOGIC INFORMATION IN COMMON 052803103 23000 9200 9200 1 9200
AUTOZONE INC COMMON 053332102 4847 150 150 1 150
AVANT CORP COMMON 053487104 10320030 688002 685202 1 671602 16400
AVENTIS ADR SPONSORED COMMON 053561106 3754859 66020 66020 0 0 1 63630 0 2389
AVIALL INC NEW COMMON 05366B102 811381 99100 99100 1 99100
AVIATION SALES CO COMMON 053672101 3694350 223900 222400 1 220200 3700
AVIS RENT A CAR INC COMMON 053790101 13857457 542101 539101 1 529801 12300
AVISTA CORP COMMON 05379B107 538769 34900 34900 1 34900
AVTEAM INC COMMON 054527205 858926 159800 158700 1 156000 3800
AXA FINL INC COMMON 002451102 17000 500 500 1 500
AXSYS TECHNOLOGIES INC COMMON 054615109 718150 54200 54200 1 52300 1900
AZTEC MFG CO COMMON 054825104 1258075 102700 102200 1 100300 2400
141229831.6
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
ID ID
FIRSTOFISSUER CLASS CUSIP FMV SHARES IDSOLE SHARE OTHER MANAGER VSOLE VSHARED VNONE
- ----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
BAA PLC SPONSORED ADR COMMON 05518L206 236910 35760 35760 0 0 1 0 0 35760
BAAN CO N V ORD COMMON N08044104 5945014.125 434171 434171 0 0 1 381336 0 52835
BACOU USA INC COMMON 056439102 1915950 127200 125700 1 125000 2200
BADGER PAPER MLS INC COMMON 056543101 17500 3500 3500 1 3500
BAIRNCO CORP COMMON 057097107 1057200 176200 175200 1 171400 4800
BAKER HUGHES INC COMMON 057224107 28434 1350 1350 1 1350
BALCHEM CORP COMMON 057665200 315200 39400 38900 1 38400 1000
BALDWIN TECHNOLOGY INC COMMON 058264102 812388 382300 380600 1 370800 11500
BALLANTYNE OMAHA INC COMMON 058516105 845250 147000 146300 1 147000
BALTEK CORP COMMON 058822107 160125 21000 21000 1 20800 200
BANCINSURANCE CORP COMMON 05945K102 93083 17730 17730 1 17730
BANCWEST CORP NEW COM COMMON 059790105 2064185 105855 105855 0 0 1 88360 635 16860
BANDAG INC COMMON 059815308 1921999 90447 90447 1 90447
BANDAG INC COMMON 059815100 6539475 261579 260179 1 256979 4600
BANGOR HYDRO ELEC CO COMMON 060077104 1784060.45 108539 108539 0 0 1 96084 305 12150
BANK OF AMERICA COMMON 060505104 35920382 715724 715724 0 0 1 647475 0 68249
BANK OF THE OZARKS INC COMMON 063904106 126750 6500 6500 1 6500
BANK ONE CORP COMMON 06423A103 20849504 651547 651547 0 0 1 550981 0 100566
BANK TOKYO MITSUBISHI COMMON 065379109 6458372.938 493726 493726 0 0 1 438396 0 55330
BANK UTD CORP COMMON 065412108 1425175 52300 51700 1 51000 1300
BANKATLANTIC BANCORP COMMON 065908501 3458182 838347 833718 1 818999 19348
BANKNORTH GROUP INC DEL COMMON 06646L100 174624 6528 6528 1 6528
BARD C R INC COMMON 067383109 879800 16600 16600 1 16600
BARNES GROUP INC COMMON 067806109 6174281 378500 376100 1 368600 9900
BARNETT INC COMMON 068062108 3444500 332000 330200 1 325700 6300
BARRY R G CORP OHIO COMMON 068798107 318000 79500 79100 1 77900 1600
BAY VIEW CAP CORP DEL COMMON 07262L101 1374769 96900 95100 1 96900
BAYER AG SPONS ADR COMMON 072730302 4192539.108 95924 95924 0 0 1 92894 0 3030
BAYOU STL CORP LA PLACE COMMON 073051104 1256400 314100 312900 1 308400 5700
BCE INC COMMON 05534B109 109769935 1217130 1217130 0 0 1 1100510 0 116620
BCT INTL INC COMMON 055355101 77025 47400 47400 1 44900 2500
BEAR STEARNS COS INC COMMON 073902108 4703 110 110 1 110
BEAZER HOMES USA INC COMMON 07556Q105 3332579 173121 172621 1 170421 2700
BECKMAN COULTER INC C COMMON 075811109 2228026.4 43794 43794 0 0 1 35509 290 7995
BEL FUSE INC COMMON 077347300 969469 40500 40500 1 40500
BEL FUSE INC COMMON 077347201 295475 10600 10600 1 10600
226467265
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
ID ID
FIRSTOFISSUER CLASS CUSIP FMV SHARES IDSOLE SHARE OTHER MANAGER VSOLE VSHARED VNONE
- ----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
BELCO OIL & GAS CORP COMMON 077410108 8250 1500 1500 1 1500
BELL ATLANTIC CORP COMMON 077853109 24152675 392328 392328 0 0 1 371190 0 21138
BELL MICROPRODUCTS INC COMMON 078137106 2080100 189100 188200 1 185600 3500
BELLSOUTH CORP COMMON 079860102 9381225 200400 200400 1 200400
BEN FRANKLIN RETAIL STOR COMMON 081499105 23 4660 4660 1 4660
BENIHANA INC COMMON 082047200 131381 9100 9100 1 8100 1000
BEVERLY ENTERPRISES I COMMON 087851309 10852639 2480603 2468403 0 0 1 2406700 0 73903
BG PLC (055434104) COMMON 055434104 64957 2417 2417 1 2417
BG PLC ADR FNL INSTLL COMMON 055434203 344260 11150 11150 0 0 1 0 0 11150
BILLING CONCEPTS CORP COMMON 090063108 2484950 382300 380700 1 382300
BILLITON COMMON 090171109 7089725.741 1282036 1282036 0 0 1 1180536 0 101500
BIO RAD LABS COMMON 090572207 3184486.8 136234 136234 0 0 1 118384 545 17305
BIOSOURCE INTL INC COMMON 09066H104 77788 9800 9800 1 9800
BLACK & DECKER CORP COMMON 091797100 5225 100 100 1 100
BLACK HAWK GAMING & DEV COMMON 092067107 350738 59700 59700 1 58700 1000
BLOCK DRUG INC COMMON 093644102 1549614 49988 49988 0 0 1 42555 446 6986
BLOCK H & R INC COMMON 093671105 535500 12240 12240 1 12240
BLONDER TONGUE LABS INC COMMON 093698108 686500 137300 136600 1 134500 2800
BLUEGREEN CORP COMMON 096231105 2513000 502600 499800 1 493500 9100
BNC MTG INC COMMON 05561Y105 376350 57900 57900 1 57900
BOB EVANS FARMS INC COMMON 096761101 700863 45400 45400 1 45400
BOC GROUP PLC ADR COMMON 055617609 687030 16118 16118 0 0 1 3643 0 12475
BOEING CO COMMON 097023105 19890 480 480 1 480
BOISE CASCADE OFFICE PRO COMMON 097403109 2776845 185123 185123 1 165423 19700
BON-TON STORES INC COMMON 09776J101 1293944 350900 349400 1 344100 6800
BORG-WARNER AUTOMOTIVE I COMMON 099724106 793800 19600 19600 1 19600
BOSTON ACOUSTICS INC COMMON 100534106 1516401 108800 108200 1 107150 1650
BOUNDLESS CORP COMMON 101706208 488263 58300 58300 1 58300
BOYD BROS TRANSPORTATION COMMON 103255105 311350 47900 47900 1 46100 1800
BOYD GAMING CORP COMMON 103304101 6047076 1040357 1033357 1 1011957 28400
BP AMOCO ADS COMMON 055622104 3176837 53561 53561 0 0 1 48386 0 5175
BRASS EAGLE INC COMMON 10553F106 192500 38500 38500 1 38500
BRISTOL MYERS SQUIBB CO COMMON 110122108 18088038 281800 281800 1 281800
BRITISH AIRWAYS PLC COMMON 110419306 707160 10985 10985 0 0 1 2325 0 8660
BROOKS AUTOMATION INC COMMON 11434A100 2538419 77955 77955 0 0 1 62375 430 15150
BROWN & SHARPE MFG CO COMMON 115223109 483013 227300 226200 1 222000 5300
105690816.5
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
ID ID
FIRSTOFISSUER CLASS CUSIP FMV SHARES IDSOLE SHARE OTHER MANAGER VSOLE VSHARED VNONE
- ----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
BROWN SHOE INC NEW COMMON 115736100 3724763 263700 262700 1 257700 6000
BSB BANCORP COMMON 055652101 3503500 182000 181500 1 178600 3400
BUCKEYE TECHNOLOGIES INC COMMON 118255108 9301338 625300 621100 1 609900 15400
BUFFETS INC COMMON 119882108 454000 45400 45000 1 37500 7900
BUILDING MATLS HLDG CORP COMMON 120113105 2723425 265700 264500 1 260800 4900
BUILDING ONE SVCS CORP COMMON 120114103 28067 2974 2974 1 2974
BURLINGTON COAT FACTO COMMON 121579106 1608499.8 115927 115927 0 0 1 102132 635 13160
BURLINGTON INDS INC COMMON 121693105 5763472 1440868 1431968 1 1412268 28600
BURLINGTON NORTHN SANTA COMMON 12189T104 10636050 438600 438600 1 438600
BURLINGTON RES INC COMMON 122014103 86128 2605 2605 1 2605
BURNS INTERNATIONAL S COMMON 122374101 2968562.35 274547 274547 0 0 1 251122 1140 22285
BUSINESS RESOURCE GROUP COMMON 12329K104 57906 10900 10900 1 10900
BUTLER INTL INC NEW COMMON 123649105 1643400 149400 148900 1 146100 3300
BUTLER MFG CO DEL COMMON 123655102 3518681 157700 157300 1 154200 3500
BYL BANCORP COMMON 056064108 131750 15500 15500 1 15500
C D I CORP COMMON 125071100 8144600 337600 335600 1 331300 6300
C P CLARE CORP COMMON 12615K107 69300 6600 6600 1 6600
CABLE DESIGN TECHNOLOGIE COMMON 126924109 1789400 77800 76700 1 77800
CABLETRON SYS INC COMMON 126920107 712400 27400 27400 1 27400
CACHE INC COMMON 127150308 219700 33800 32900 1 33800
CADMUS COMMUNICATIONS CO COMMON 127587103 1365100 160600 160600 1 157600 3000
CAERE CORP COMMON 127646107 1437637 196600 195300 1 192000 4600
CAGLES INC COMMON 127703106 505050 44400 44400 1 44400
CALLAWAY GOLF CO COMMON 131193104 1769 100 100 1 100
CAMCO FINL CORP COMMON 132618109 49200 4800 4800 1 4800
CAMERON ASHLEY BUILDING COMMON 133290106 2282000 228200 227200 1 223700 4500
CANADIAN PAC LTD NEW COMMON 135923100 131531 6100 6100 1 2400 3700
CANNONDALE CORP COMMON 137798104 922212 141200 139500 1 137200 4000
CANON INC (138006309) COMMON 138006309 766631 18900 18900 1 6300 12600
CAPITAL SR LIVING CORP COMMON 140475104 1758207 347300 345400 1 339700 7600
CAPITAL TRUST INC MD COMMON 14052H100 266000 53200 53200 1 47200 6000
CARAUSTAR INDS INC COMMON 140909102 256800 10700 10700 1 7100 3600
CARBIDE/GRAPHITE GROUP I COMMON 140777103 1277900 196600 196200 1 192600 4000
CAREMATRIX CORP COMMON 141706101 883250 353300 351300 1 346400 6900
CAROLINA PWR & LT CO COMMON 144141108 6088 200 200 1 200
CARPENTER TECHNOLOGY COR COMMON 144285103 6895044 251300 249700 1 242200 9100
75889361.15
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
ID ID
FIRSTOFISSUER CLASS CUSIP FMV SHARES IDSOLE SHARE OTHER MANAGER VSOLE VSHARED VNONE
- ----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
CARRIAGE SVCS INC COMMON 143905107 1317531 221900 220400 1 220600 1300
CASCADE CORP COMMON 147195101 2307901 251200 250600 1 246000 5200
CASTLE DENTAL CTRS INC COMMON 14844P105 376200 125400 125400 1 122900 2500
CASTLE ENERGY CORP COMMON 148449309 342563 13500 13500 1 12500 1000
CATALINA LTG INC COMMON 148865108 177100 36800 36800 1 36800
CATERPILLAR INC COMMON 149123101 4215800 89578 89578 0 0 1 74453 0 15125
CATHERINES STORES CORP COMMON 14916F100 1684200 80200 79600 1 79000 1200
CATO CORP NEW COMMON 149205106 1941725 153800 153800 1 153800
CAVALIER HOMES INC COMMON 149507105 1577126 400540 398240 1 394400 6140
CAVANAUGHS HOSPITALITY C COMMON 149564106 307725 37300 37300 1 36300 1000
CBL MED INC COMMON 124831108 253 900 900 1 900
CBRL GROUP INC COM COMMON 12489V106 7951910 819521 819521 0 0 1 702641 1515 115365
CCA INDS INC COMMON 124867102 32513 28900 28900 1 25800 3100
CELLSTAR CORP COMMON 150925105 9100800 921600 915800 1 897000 24600
CEM CORP COMMON 125165100 154800 14400 14400 1 13200 1200
CENDANT CORP COMMON 151313103 42500 1600 1600 1 1600
CENTEX CONSTRUCTION PROD COMMON 15231R109 8630427 221293 219693 1 209193 12100
CENTEX CORP COMMON 152312104 74063 3000 3000 1 3000
CENTRAL & SOUTH WEST COR COMMON 152357109 10721000 536050 536050 1 536050
CENTRAL GARDEN & PET CO COMMON 153527106 5657488 545300 542200 1 531300 14000
CENTRAL VT PUB SVC CO COMMON 155771108 745483.1 70163 70163 0 0 1 54503 390 15270
CENTRICA PLC COMMON 0183901 22161 11000 11000 0 0 1 0 0 11000
CENTURY ALUM CO COM COMMON 156431108 3076380 205092 205092 0 0 1 162577 1190 41325
CENVILL DEV CORP NEW COMMON 156906109 4659 9300 9300 1 9300
CFC INTL INC COMMON 125252106 7963 1300 1300 1 1300
CFI PROSERVICES INC COMMON 12525N100 533825 65200 65200 1 62700 2500
CH ENERGY GROUP INC COMMON 12541M102 330000 10000 10000 1 10000
CHAMPION ENTERPRISES INC COMMON 158496109 7145950 840700 835300 1 825000 15700
CHAMPION INTERNATIONA COMMON 158525105 13384409 216095 216095 0 0 1 206780 0 9315
CHANNELL COML CORP COMMON 159186105 2006138 175400 174900 1 171300 4100
CHART INDS INC COMMON 16115Q100 363600 90900 90900 1 90900
CHARTER ONE FINL INC COMMON 160903100 501687 26232 26232 1 26232
CHASE INDS INC COMMON 161568100 2567094 315950 314200 1 309250 6700
CHASE MANHATTAN CORPO COMMON 16161A108 19775940 254557 254557 0 0 1 241942 0 12615
CHAUS BERNARD INC COMMON 162510200 1125882 461900 458900 1 451500 10400
CHELSEA GCA RLTY INC COMMON 163262108 3406375 114500 114500 1 114500
111611171.1
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
ID ID
FIRSTOFISSUER CLASS CUSIP FMV SHARES IDSOLE SHARE OTHER MANAGER VSOLE VSHARED VNONE
- ----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
CHEMFAB CORP COMMON 16361L102 365625 23400 23400 1 23400
CHEMFIRST INC COM COMMON 16361A106 1759698.8 80443 80443 0 0 1 69308 420 10715
CHERRY CORP COMMON 164541401 1350438 127100 124600 1 120700 6400
CHESAPEAKE CORP COMMON 165159104 881450 28900 28900 1 28900
CHESAPEAKE UTILS CORP COMMON 165303108 91875 5000 5000 1 5000
CHICAGO RIVET & MACH CO COMMON 168088102 167444 7300 7300 1 7300
CHILDRENS COMPREHENSIVE COMMON 16875K202 748125 133000 132200 1 130200 2800
CHROMCRAFT REVINGTON INC COMMON 171117104 2344650 223300 222100 1 219500 3800
CHUBB CORP COMMON 171232101 8066653 143248 143248 0 0 1 137200 0 6048
CIGNA CORP COMMON 125509109 4582911 56887 56887 0 0 1 46787 0 10100
CINCINNATI FINL CORP COMMON 172062101 6238 200 200 1 200
CINERGY CORP COMMON 172474108 442844 18500 18500 1 16300 2200
CIRCLE INTL GROUP INC COMMON 172574105 238075 10700 10700 1 10700
CIRCOR INTL INC COMMON 17273K109 2171627 210582 209282 1 204932 5650
CIT GROUP INC CL A COMMON 125577106 32375422 1532563 1532563 0 0 1 1297563 0 235000
CITIGROUP INC COMMON 172967101 275653 4950 4950 1 4950
CK WITCO CORP COMMON 12562C108 504238 37700 37700 1 37700
CKE RESTAURANTS INC COMMON 12561E105 6047138 1029300 1024300 1 1009300 20000
CLAYTON HOMES INC COMMON 184190106 1261342.1 137290 137290 0 0 1 124480 475 12335
CLECO CORP NEW COMMON 12561W105 125044 3900 3900 1 3900
CLEVELAND CLIFFS INC COMMON 185896107 3471289.45 111527 110527 0 0 1 104152 410 6965
CMP GROUP INC COM COMMON 125887109 3990923.6 144795 144795 0 0 1 111620 345 32830
CMS ENERGY CORP COMMON 125896100 3119 100 100 1 100
CNF TRANSN INC COM COMMON 12612W104 23350261 676816 676816 0 0 1 572066 0 104750
CNH GLOBAL N V COMMON N20935107 22631 1700 1700 1 1700
COACHMEN INDS INC COMMON 189873102 4416046 291970 290570 1 285570 6400
COAST DENTAL SVCS INC COMMON 19034H102 359044 147300 146400 1 144500 2800
COASTAL BANCORP INC COMMON 19041P105 82250 4700 4700 1 4700
COASTAL CORP COMMON 190441105 8859 250 250 1 250
COBRA ELECTRS CORP COMMON 191042100 636444 128900 128400 1 126000 2900
COFLEXIP SPONSORED AD COMMON 192384105 268280 7060 7060 0 0 1 0 0 7060
COGNITRONICS CORP COMMON 192432102 544219 32250 32250 1 29850 2400
COLE NATIONAL CORP NEW COMMON 193290103 1590000 318000 316300 1 312300 5700
COLLINS INDS INC COMMON 194858106 137000 27400 27400 1 27400
COLONIAL PROPERTIES T COMMON 195872106 2014116.15 86862 86862 0 0 1 69482 400 16980
COLUMBIA ENERGY GROUP COMMON 197648108 75900 1200 1200 1 1200
104776873.1
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
ID ID
FIRSTOFISSUER CLASS CUSIP FMV SHARES IDSOLE SHARE OTHER MANAGER VSOLE VSHARED VNONE
- ----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COLUMBIA/HCA HEALTHCA COMMON 197677107 5912121 201691 201691 0 0 1 175136 0 26555
COLUMBUS MCKINNON CORP N COMMON 199333105 3006113 296900 295600 1 291700 5200
COMDIAL CORP COMMON 200332302 798976 80400 79400 1 79100 1300
COMFORT SYS USA INC COMMON 199908104 2924925 396600 394800 1 396600
COMMERCE GROUP INC MASS COMMON 200641108 13683048 523753 519853 1 510353 13400
COMMERCIAL INTERTECH COR COMMON 201709102 3756150 294600 292500 1 287600 7000
COMMERCIAL METALS CO COMMON 201723103 11279264 332354 328854 1 324654 7700
COMMUNICATIONS SYS INC COMMON 203900105 312000 24000 23600 1 24000
COMMUNITY BK SYS INC COMMON 203607106 814000 35200 35200 1 35200
COMPAQ COMPUTER CORP COMMON 204493100 399470 14761 14761 1 14761
COMPTEK RESH INC COMMON 204682108 228938 16500 16500 1 14600 1900
COMPUCOM SYS INC COMMON 204780100 329431 79862 79862 1 79562 300
COMPUTER ASSOC INTL I COMMON 204912109 8566459 122487 122487 0 0 1 107652 0 14835
COMPUTER HORIZON CORP COMMON 205908106 693874 42865 42865 0 0 1 34224 283 8358
COMPUTER TASK GROUP I COMMON 205477102 1040972 70275 70275 0 0 1 55535 425 14315
CONCORD CAMERA CORP COMMON 206156101 589225 25900 25900 1 21000 4900
CONGOLEUM CORP NEW COMMON 207195108 729600 182400 181400 1 178400 4000
CONNING CORP COMMON 208215103 1525425 184900 183600 1 184900
CONOCO INC COMMON 208251306 17325 700 700 1 700
CONOCO INC CL B COMMON 208251405 8855642 356005 356005 0 0 1 336410 0 19595
CONSLDTD DELIVERY & LOGI COMMON 209029107 357788 98700 98100 1 96800 1900
CONSO INTL CORP COMMON 20854R105 1235747 143275 141775 1 139900 3375
CONSOLIDATED EDISON INC COMMON 209115104 10350 300 300 1 300
CONSOLIDATED FREIGHTWAYS COMMON 209232107 4442619 559700 557400 1 549100 10600
CONSOLIDATED NAT GAS CO COMMON 209615103 6494 100 100 1 100
CONSOLIDATED PAPERS I COMMON 209759109 804856 25300 25300 0 0 1 17300 0 8000
CONSTELLATION ENERGY COR COMMON 210371100 5800 200 200 1 200
CONSUMER PORTFOLIO SVCS COMMON 210502100 195469 125100 125100 1 122400 2700
CONTINENTAL AG SPONSO COMMON 210771200 236880 11280 11280 0 0 1 0 0 11280
COOKER RESTAURANT CORP COMMON 216284208 555450 193200 192000 1 188900 4300
COOPER INDS INC COMMON 216669101 4044 100 100 1 100
COOPER TIRE & RUBR CO COMMON 216831107 118125 7500 7500 1 7500
CORDANT TECHNOLOGIES COMMON 218412104 2143845 64965 64965 0 0 1 52490 395 12080
CORE MATLS CORP COMMON 218683100 69144 29900 29900 1 29900
CORRPRO COS INC COMMON 220317101 880810 149925 149025 1 147000 2925
CORT BUSINESS SVCS CORP COMMON 220493100 2402887 137800 137500 1 132000 5800
78933266
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
ID ID
FIRSTOFISSUER CLASS CUSIP FMV SHARES IDSOLE SHARE OTHER MANAGER VSOLE VSHARED VNONE
- ----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
CORUS BANKSHARES INC COMMON 220873103 7458864 310786 307786 0 0 1 297376 320 13090
COST-U-LESS INC COMMON 221492101 118400 29600 29600 1 28400 1200
COTELLIGENT INC COMMON 221630106 349375 65000 65000 1 63500 1500
COTTON STS LIFE INS CO COMMON 221774102 45273 5249 5249 1 5249
COUNTRYWIDE CREDIT INDS DEL Common 222372104 21331579 844815 844815 1 719415 125400
COURIER CORP COMMON 222660102 901313 37950 37950 1 37200 750
COVANCE INC COMMON 222816100 2454438 227000 227000 1 222300 4700
COVENANT TRANS INC COMMON 22284P105 3499326 201400 200100 1 194500 6900
CPAC INC COMMON 126145101 1187876 146200 145100 1 143000 3200
CPB INC COMMON 125903104 302100 10600 10600 1 10600
CRAFTMADE INTL INC COMMON 22413E104 362500 50000 50000 1 50000
CRANE CO COMMON 224399105 80494 4050 4050 1 4050
CREDIT ACCEP CORP MICH COMMON 225310101 737869 200100 197900 1 184900 15200
CROSSMANN CMNTYS INC COMMON 22764E109 18600 1200 100 1 1200
CROWN CORK & SEAL INC COMMON 228255105 420650 18800 18800 1 18800
CSX CORP COMMON 126408103 11515253 367020 367020 1 367020
CTB INTL CORP COMMON 125960104 463838 79800 79200 1 78800 1000
CULP INC COMMON 230215105 482276 76400 75800 1 76400
CUMMINS ENGINE INC COMMON 231021106 24156 500 500 1 500
CURATIVE HEALTH SVCS INC COMMON 231264102 692850 89400 88300 1 87200 2200
CURTISS WRIGHT CORP COMMON 231561101 609581 16531 16531 1 16031 500
CVS CORP COMMON 126650100 31900 800 800 1 800
CYBEX INTL INC COMMON 23252E106 74025 28200 28200 1 28200
CYCLE & CARRIAGE LTD COMMON 232903302 2312766.182 432731 432731 0 0 1 419751 0 12980
CYTEC INDS INC COMMON 232820100 2295931.75 99821 99821 0 0 1 88180 535 11106
D R HORTON INC COMMON 23331A109 13406412 970600 964500 1 946000 24600
DAIMLERCHRYSLER AG OR COMMON D1668R123 5555004 74895 74895 0 0 1 73242 0 1653
DAISYTEK INTL CORP COMMON 234053106 843913 36200 36200 1 36200
DANA CORP COMMON 235811106 5988 200 200 1 200
DATRON SYS INC DEL COMMON 238173108 126650 14900 14900 1 14900
DAVE & BUSTERS INC COMMON 23833N104 1546619 188900 187600 1 184600 4300
DAY RUNNER INC COMMON 239545106 23438 6000 6000 1 6000
DAYTON SUPERIOR CORP COMMON 240028100 1573000 96800 96800 1 94500 2300
DE BEERS CONS MINES LTD COMMON 240253302 41621240 1438315 1438315 1 1320115 118200
DE RIGO S P A COMMON 245334107 410000 80000 80000 1 80000
DEB SHOPS INC COMMON 242728103 1579900 85400 85400 1 80300 5100
124463397.9
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
ID ID
FIRSTOFISSUER CLASS CUSIP FMV SHARES IDSOLE SHARE OTHER MANAGER VSOLE VSHARED VNONE
- ----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
DECORA INDS INC COMMON 243593308 65038 24200 24200 1 23100 1100
DECORATOR INDS INC COMMON 243631207 332743 62634 62634 1 61594 1040
DEERE & CO. COMMON 244199105 6603626 152245 152245 0 0 1 144645 0 7600
DEL GLOBAL TECHNOLOGIES COMMON 245073101 1203575 155300 155300 1 152300 3000
DELHAIZE AMER INC COMMON 246688105 4063 200 200 1 200
DELPHI AUTOMOTIVE SYS CO COMMON 247126105 13246 841 841 1 841
DELPHI FINL GROUP INC COMMON 247131105 11804280 393476 391538 1 385795 7681
DELTA AIR LINES INC DEL COMMON 247361108 7472 150 150 1 150
DELTA FINANCIAL CORP COMMON 247918105 1355475 328600 327200 1 322600 6000
DELTIC TIMBER CORP COMMON 247850100 22 1 1 1 1
DELUXE CORP COM COMMON 248019101 14437235 526185 526185 0 0 1 503705 0 22480
DENALI INC COMMON 248221103 271563 86900 86900 1 85000 1900
DEPARTMENT 56 INC COMMON 249509100 6568015 290299 288599 1 288899 1400
DETECTION SYS INC COMMON 250644101 201963 21400 21400 1 21400
DETROIT DIESEL CORP COMMON 250837101 5000646 260620 259420 1 259420 1200
DEUTSCHE BK A G SPON COMMON 251525309 5154909.043 66946 66946 0 0 1 64656 0 2290
DEWOLFE COS INC COMMON 252115100 275600 42400 42400 1 41000 1400
DEXTER CORP COMMON 252165105 942075 23700 23700 1 23700
DIEBOLD INC COMMON 253651103 9357545 398189 398189 0 0 1 364184 0 34005
DIODES INC COMMON 254543101 726700 33800 33300 1 32000 1800
DISCOUNT AUTO PTS INC COMMON 254642101 3468000 192000 191100 1 186500 5500
DISNEY WALT CO COMMON 254687106 1234350 42200 42200 1 42200
DIXIE GROUP INC COMMON 255519100 1988300 269600 269000 1 265400 4200
DOLLAR THRIFTY AUTOMOTIV COMMON 256743105 3008513 125682 125682 1 123782 1900
DOMINION HOMES INC COMMON 257386102 613125 98100 97500 1 95300 2800
DOMINION RES INC VA COMMON 257470104 7850 200 200 1 200
DONEGAL GROUP INC COMMON 257701102 1067436 167441 166441 1 163708 3733
DONNELLEY R R & SONS CO COMMON 257867101 3722 150 150 1 150
DONNELLY CORP COMMON 257870105 65800 4700 4700 1 4700
DOVER CORP COMMON 260003108 672911 14830 14830 1 14830
DOW CHEM CO COMMON 260543103 60131 450 450 1 450
DOWNEY FINL CORP COMMON 261018105 6393684 316715 316415 1 310915 5800
DRESS BARN INC COMMON 261570105 7745438 465891 463691 1 455191 10700
DREW INDS INC COMMON 26168L205 1617300 179700 178400 1 175300 4400
DT INDUSTRIES INC COMMON 23333J108 434811 55214 52914 1 49914 5300
DTE ENERGY CO COMMON 233331107 13097494 414150 414150 1 414150
105804656
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
ID ID
FIRSTOFISSUER CLASS CUSIP FMV SHARES IDSOLE SHARE OTHER MANAGER VSOLE VSHARED VNONE
- ----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
DU PONT E I DE NEMOURS & COMMON 263534109 54149 822 822 1 822
DUCKWALL-ALCO STORES INC COMMON 264142100 906613 118900 118400 1 116800 2100
DUCOMMUN INC DEL COMMON 264147109 370838 34100 33600 1 34100
DUKE ENERGY CORP COMMON 264399106 20050 400 400 1 400
DUN & BRADSTREET CORP DE COMMON 26483B106 5900 200 200 1 200
DURA AUTOMOTIVE SYS I COMMON 265903104 6652721.56 381518 379818 0 0 1 366635 306 14577
DURA PHARMACEUTICALS COMMON 26632S109 1171031.1 84019 84019 0 0 1 67689 555 15775
DVI INC COMMON 233343102 1213482 79900 79300 1 72900 7000
DYNAMEX INC COMMON 26784F103 182000 83200 83200 1 82000 1200
DYNAMIC MATLS CORP COMMON 267888105 2375 2000 2000 1 2000
EAGLE BANCSHARES INC COMMON 26942C109 336375 23400 23400 1 23400
EAGLE FOOD CENTERS INC COMMON 269514105 47501 40000 37800 1 40000
EASTERN CO COMMON 276317104 700000 44800 44800 1 43150 1650
EASTMAN CHEM CO COMMON 277432100 13599999 285190 285190 1 239390 45800
EASTMAN KODAK CO COMMON 277461109 97388 1470 1470 1 1470
EATERIES INC COMMON 277851101 7475 2600 2600 1 2600
EATON CORP COMMON 278058102 3631 50 50 1 50
ECI TELECOM LTD COMMON 268258100 12882475.63 413530 413530 0 0 1 337160 0 76370
EDELBROCK CORP COMMON 279434104 684000 57000 57000 1 55900 1100
EDISON INTL COMMON 281020107 90871 3470 3470 1 3470
EDO CORP COMMON 281347104 833076 141800 140500 1 138900 2900
EDPERBRASCAN CORP LTD COMMON 280905803 185287 13725 13725 0 0 1 0 0 13725
EDUCATIONAL DEV CORP COMMON 281479105 285978 95326 95326 1 94226 1100
EDWARDS AG INC COMMON 281760108 727819 22700 22700 1 22700
EFTC CORP COMMON 268443108 16313 9000 9000 1 9000
EL PASO ELEC CO COM N COMMON 283677854 4176605.25 425640 424140 0 0 1 372120 1040 52480
EL PASO ENERGY CORP DEL COMMON 283905107 5822 150 150 1 150
ELDER BEERMAN STORES COMMON 284470101 2458962.95 479793 478893 0 0 1 418762 2059 58972
ELECTRO RENT CORP COMMON 285218103 490215 42169 42169 1 42169
ELLETT BROS INC COMMON 288398100 463376 67400 66900 1 66100 1300
ELLIS PERRY INTL INC COMMON 288853104 1836645 157991 157191 1 155091 2900
ELXSI CORP COMMON 268613205 606769 48300 48300 1 45900 2400
EMC CORP MASS Common 268648102 24182160 221347 221347 1 221347
EMC INS GROUP INC COMMON 268664109 104938 11500 11500 1 11500
EMCOR GROUP INC COMMON 29084Q100 208050 11400 11400 1 11400
EMERSON ELEC CO COMMON 291011104 28688 500 500 1 500
75639579.49
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
ID ID
FIRSTOFISSUER CLASS CUSIP FMV SHARES IDSOLE SHARE OTHER MANAGER VSOLE VSHARED VNONE
- ----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
EN POINTE TECHNOLOGIES I COMMON 29247F108 148500 5400 5400 1 5400
ENCORE MED CORP COMMON 29256E109 28059 12300 12300 1 12300
ENCORE WIRE CORP COMMON 292562105 375913 49300 47900 1 49300
ENERGEN CORP COMMON 29265N108 431603 23895 23895 1 23895
ENERGYSOUTH INC COMMON 292970100 676450 32600 32600 1 32600
ENGLE HOMES INC COMMON 292896107 3136800 261400 260100 1 256500 4900
ENHANCE FINL SVCS GROUP COMMON 293310108 13680355 841868 837668 1 823068 18800
ENI S P A SPONSORED A COMMON 26874R108 2657080.125 53044 53044 0 0 1 51289 0 1755
ENNIS BUSINESS FORMS INC COMMON 293389102 2838825 366300 364400 1 360000 6300
ENTERGY CORP NEW COMMON 29364G103 10977225 426300 426300 1 426300
EQUINOX SYS INC COMMON 294436100 233100 25900 25900 1 25900
EQUITABLE RES INC COMMON 294549100 15622838 468100 468100 1 468100
EQUITY MARKETING INC COMMON 294724109 66950 5200 5200 1 3400 1800
ESCALADE INC COMMON 296056104 135200 10400 10400 1 10400
ESCO ELECTRS CORP COMMON 269030201 1109026 95400 95300 1 91000 4400
ESTERLINE TECHNOLOGIES C COMMON 297425100 2735687 236600 235700 1 230900 5700
ETHYL CORP COMMON 297659104 7849265 2242647 2232947 1 2196447 46200
EVEREST REINS HLDGS I COMMON 299808105 20882504 935910 935910 0 0 1 822200 405 113305
EXIDE CORP COMMON 302051107 1529670.7 184019 184019 0 0 1 160154 995 22870
EXPONET INC COMMON 30214U102 600888 90700 90700 1 90700
EXXON CORPORATION COMMON 30231G102 726674 9020 9020 0 0 1 8820 0 200
EZCORP INC COMMON 302301106 976219 240300 239100 1 235700 4600
F M C CORP COMMON 302491303 34517027 602260 602260 1 538460 63800
FANSTEEL INC DEL COMMON 307260109 500650 129200 128200 1 129200
FARM FAMILY HLDGS INC COMMON 307901108 380250 9000 9000 1 9000
FARR CO COMMON 311648109 399263 40950 39300 1 39000 1950
FARREL CORP NEW COMMON 311667109 76125 42000 42000 1 40600 1400
FBL FINL GROUP INC COMMON 30239F106 104660 5233 5233 1 5233
FDX CORP COMMON 31304N107 597688 14600 14600 1 14600
FEATHERLITE INC COMMON 313054108 579375 103000 102400 1 100300 2700
FEDDERS CORP COMMON 313135105 3032150 551300 547300 1 539300 12000
FEDERAL SIGNAL CORP COMMON 313855108 1059454.5 65958 65958 0 0 1 54333 465 11160
FEDERATED DEPARTMENT COMMON 31410H101 58978487 1166447 1166447 0 0 1 1031612 0 134835
FIAT S P A ADR SPON O COMMON 315621888 3039597.125 110797 110797 0 0 1 107113 0 3684
FIBERMARK INC COMMON 315646109 1653225 140700 140000 1 137150 3550
FIDELITY BANCORP INC DEL COMMON 31583B105 108875 6500 6500 1 6500
192445658.5
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
ID ID
FIRSTOFISSUER CLASS CUSIP FMV SHARES IDSOLE SHARE OTHER MANAGER VSOLE VSHARED VNONE
- ----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
FIDELITY NATL FINL INC COMMON 316326107 9619650 669193 665783 1 653706 15487
FINISH LINE INC COMMON 317923100 1755769 322900 321900 1 315100 7800
FINLAY ENTERPRISES INC COMMON 317884203 3565550 245900 244800 1 241500 4400
FIRST ALLIANCE CORP COMMON 317936102 696751 371600 369700 1 362600 9000
FIRST AMERN FINL CORP COMMON 318522307 101366 8150 8150 1 8150
FIRST CAP HLDGS CORP COMMON 319417101 1531 24300 24300 1 24300
FIRST CTZNS BANCSHARES I COMMON 31946M103 10405305 149180 148680 1 143880 5300
FIRST ESSEX BANCORP INC COMMON 320103104 885500 61600 61600 1 61600
FIRST HEALTH GROUP CORP COMMON 320960107 32250 1200 1200 1 1200
FIRST MERCHANTS ACCEP CO COMMON 320816101 30 5000 5000 1 3400 1600
FIRST REP BK SAN FRANCIS COMMON 336158100 2676650 113900 113900 1 110300 3600
FIRST SEC CORP DEL COMMON 336294103 5106 200 200 1 200
FIRST TENN NATL CORP COMMON 337162101 2850 100 100 1 100
FIRST VA BANKS INC COMMON 337477103 911600 21200 21200 1 18450 2750
FIRSTAR CORP NEW WIS COMMON 33763V109 8830 418 418 1 418
FIRSTENERGY CORP COMMON 337932107 6806 300 300 1 300
FIRSTFED FINL CORP COMMON 337907109 6067969 431500 429000 1 423200 8300
FLAGSTAR BANCORP INC COMMON 337930101 3617325 209700 208400 1 205200 4500
FLEETBOSTON FINANCIAL COMMON 339030108 42203721 1212314 1212314 0 0 1 1082143 0 130170
FLEETWOOD ENTERPRISES IN COMMON 339099103 15091313 731700 727800 1 718100 13600
FLEMING COS INC COMMON 339130106 357725 34900 34900 1 34900
FLEXSTEEL INDS INC COMMON 339382103 1530100 114400 113000 1 112100 2300
FLIR SYS INC COMMON 302445101 492375 30300 30300 1 30300
FLORIDA PROGRESS CORP COMMON 341109106 770088 18200 18200 1 18200
FLORIDA ROCK INDS INC COMMON 341140101 75763 2200 2200 1 2200
FLOWSERVE CORP COMMON 34354P105 10465200 615600 611100 1 599400 16200
FOAMEX INTL INC COMMON 344123104 513713 61800 61800 1 48500 13300
FOOTSTAR INC COMMON 344912100 890600 29200 29200 1 29200
FORD MTR CO DEL COMMON 345370100 33405613 626600 626600 1 572900 53700
FOREMOST CORP OF AMER COMMON 345469100 7036234 247973 246973 1 243973 4000
FORT JAMES CORP COMMON 347471104 17794 650 650 1 650
FORTUNE BRANDS INC CO COMMON 349631101 2834608 85734 85734 0 0 1 70074 0 15660
FOUNTAIN POWERBOAT IND COMMON 350755302 2300 800 800 1 800
FPIC INS GROUP INC COMMON 302563101 1915725 114800 114300 1 111500 3300
FPL GROUP INC COMMON 302571104 8563 200 200 1 200
FRANKLIN BK NA SOUTHFIEL COMMON 352456107 332775 34800 34800 1 34800
158305048
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
ID ID
FIRSTOFISSUER CLASS CUSIP FMV SHARES IDSOLE SHARE OTHER MANAGER VSOLE VSHARED VNONE
- ----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
FRANKLIN COVEY CO COMMON 353469109 3679114 507464 504964 1 496364 11100
FRANKLIN RES INC COMMON 354613101 9619 300 300 1 300
FREEDOM SECS CORP COM COMMON 35644K103 1978488.75 175864 175864 0 0 1 155364 1015 19485
FREEPORT-MCMORAN COPPER COMMON 35671D857 109850 5200 5200 1 5200
FREMONT GEN CORP COMMON 357288109 6032751 818000 811300 1 791000 27000
FRENCH FRAGRANCES INC COMMON 357658103 1920950 298400 297100 1 292100 6300
FRESH AMERICA CORP COMMON 35803R105 307125 63000 63000 1 61900 1100
FRIEDE GOLDMAN HALTER IN COMMON 358430106 3208324 462461 459861 1 453461 9000
FRIEDMAN INDS INC COMMON 358435105 431720 127917 127117 1 125366 2551
FRIEDMANS INC COMMON 358438109 2550000 340000 337100 1 332300 7700
FRONTIER INS GROUP INC N COMMON 359081106 1262801 367360 363560 1 353960 13400
FRONTIER OIL CORP COMMON 35914P105 403650 59800 59800 1 59800
FROZEN FOOD EXPRESS INDS COMMON 359360104 317363 81900 80300 1 78500 3400
FRUIT OF THE LOOM LTD COMMON G3682L105 23431 16300 16300 1 16300
FTI CONSULTING INC COMMON 302941109 384000 76800 76800 1 74700 2100
FULLER H B CO COM COMMON 359694106 2610940.8 46676 46676 0 0 1 37451 250 8975
FUNCO INC COMMON 360762108 662300 59200 59200 1 58000 1200
FURNITURE BRANDS INTL IN COMMON 360921100 3911600 177800 177800 1 169600 8200
GA FINL INC COMMON 361437106 227900 17200 17200 1 17200
GALEY & LORD INC COMMON 36352K103 42625 22000 22000 1 19400 2600
GALLAHER GROUP PLC COMMON 363595109 12765863 830300 830300 1 830300
GARAN INC COMMON 364802108 2470338 86300 85800 1 84100 2200
GARDNER DENVER INC COMMON 365558105 667500 40000 40000 1 33300 6700
GBC BANCORP CALIF COMMON 361475106 1587488 82200 81100 1 79900 2300
GEHL CO COMMON 368483103 939600 52200 52200 1 50100 2100
GENCORP INC COMMON 368682100 5938826 601400 599300 1 586100 15300
GENERAL CABLE CORP DEL N COMMON 369300108 3842507 508100 504700 1 496500 11600
GENERAL CHEM GROUP INC COMMON 369332101 1016113 439400 437500 1 430100 9300
GENERAL CIGAR HLDGS INC COMMON 36933P100 4619289 555704 553204 1 543104 12600
GENERAL DYNAMICS CORP COMMON 369550108 10550 200 200 1 200
GENERAL ELEC CO COMMON 369604103 324975 2100 2100 0 0 1 0 0 2100
GENERAL EMPLOYMENT ENTER COMMON 369730106 338533 71270 71270 1 69370 1900
GENERAL MTRS CORP COMMON 370442105 50435648 693869 693869 0 0 1 604444 0 89425
GENERAL SEMICONDUCTOR IN COMMON 370787103 637019 44900 44900 1 44900
GENESCO INC COMMON 371532102 5382000 414000 411000 1 402000 12000
GENESIS HEALTH VENTURES COMMON 371912106 666806 323300 319200 1 307700 15600
121717607.6
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
ID ID
FIRSTOFISSUER CLASS CUSIP FMV SHARES IDSOLE SHARE OTHER MANAGER VSOLE VSHARED VNONE
- ----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
GENESSEE AND WYOMING COMMON 371559105 2687843.8 208519 208019 0 0 1 184529 795 23195
GENLYTE GROUP INC COMMON 372302109 1023863 47900 45200 1 45500 2400
GENTEK INC COMMON 37245X104 4195875 402000 400100 1 392700 9300
GENUINE PARTS CO COMMON 372460105 23324 940 940 1 940
GEON CO COMMON 37246W105 26000 800 800 1 800
GEORGIA GULF CORP COMMON 373200203 18263 600 600 1 600
GEORGIA PAC CORP COMMON 373298108 38377467 756205 756205 0 0 1 690445 0 65760
GERBER CHILDRENSWEAR INC COMMON 373701101 1067500 213500 212600 1 212100 1400
GIANT INDS INC COMMON 374508109 971500 116000 115400 1 112400 3600
GLATFELTER P H CO COMMON 377316104 203875 14000 14000 1 14000
GLEASON CORP COMMON 377339106 2866725 123300 123300 1 121100 2200
GLOBAL MARINE INC COMMON 379352404 428925 25800 25800 1 25800
GLOBAL PMT TECHNOLOGIES COMMON 37936S109 483775 52300 52300 1 52300
GOLDEN ST VINTNERS INC COMMON 38121K208 410550 78200 77700 1 78200
GOLDEN WEST FINL CORP DE COMMON 381317106 5025 150 150 1 150
GOODYEAR TIRE & RUBR CO COMMON 382550101 5613 200 200 1 200
GOODYS FAMILY CLOTHING I COMMON 382588101 3320675 617800 615200 1 603000 14800
GORMAN RUPP CO COMMON 383082104 262500 15000 13700 1 12500 2500
GOVERNMENT TECHNOLOGY SV COMMON 383750106 294525 107100 107100 1 107100
GPU INC COMMON 36225X100 4463 150 150 1 150
GRACO INC COMMON 384109104 1732763 48300 48300 1 48300
GRADCO SYS INC COMMON 384111100 170223 132857 132157 1 130407 2450
GRAHAM CORP COMMON 384556106 142769 21550 21550 1 21550
GRAINGER W W INC COMMON 384802104 4781 100 100 1 100
GRANITE CONSTR INC COMMON 387328107 1081396 58652 58652 1 58652
GRC INTERNATIONAL INC COMMON 361922107 228000 19200 19200 1 16200 3000
GREAT ATLANTIC & PAC COMMON 390064103 1121918.25 40645 40645 0 0 1 33225 330 7090
GREAT LAKES CHEM CORP COMMON 390568103 15275 400 400 1 400
GREENBRIER COS INC COMMON 393657101 3773656 437154 435854 0 0 1 406379 695 30080
GRIFFON CORP COMMON 398433102 5630063 720648 717048 1 705948 14700
GROUP MAINTENANCE AMERIC COMMON 39943E107 3959719 370500 366900 1 370500
GRUBB & ELLIS CO COMMON 400095204 203906 43500 43500 1 35800 7700
GSE SYS INC COMMON 36227K106 57188 18300 18300 1 18300
GTE CORP COMMON 362320103 40725793 577159 577159 0 0 1 525314 0 51845
GTECH HLDGS CORP COMMON 400518106 14418800 655400 652000 1 648000 7400
GUCCI GR. ADR(401566104) COMMON 401566104 4063605 35490 35490 1 35490
134008142.1
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
ID ID
FIRSTOFISSUER CLASS CUSIP FMV SHARES IDSOLE SHARE OTHER MANAGER VSOLE VSHARED VNONE
- ----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
GUILFORD MLS INC COMMON 401794102 2767282 381694 379694 1 376994 4700
GULF ISLAND FABRICATION COMMON 402307102 1962188 209300 208400 1 203500 5800
HAGGAR CORP COMMON 405173105 317363 27900 27900 1 27900
HALLWOOD GROUP INC COMMON 406364406 199875 16400 16400 1 16400
HAMILTON BANCORP INC FLA COMMON 407013101 3205650 180600 180100 1 175600 5000
HAMPSHIRE GROUP LTD COMMON 408859106 202350 22800 22800 1 21800 1000
HARCOURT GEN INC COMMON 41163G101 431681 10725 10725 1 10725
HARDINGE INC COMMON 412324303 2313369 177100 175150 1 172600 4500
HARLEYSVILLE GROUP INC COMMON 412824104 8675486 608806 605606 1 594306 14500
HARMAN INTL INDS INC COMMON 413086109 1706200 30400 30400 1 30400
HARRIS CORPORATION COMMON 413875105 10432544 390915 390915 0 0 1 331995 0 58920
HARSCO CORP COMMON 415864107 396875 12500 12500 1 12500
HARTFORD FINL SVCS GR COMMON 416515104 29312562 618735 618735 0 0 1 553200 0 65535
HARTFORD LIFE INC COMMON 416592103 866800 19700 19700 1 19700
HARTMARX CORP COMMON 417119104 1125313 277000 277000 1 264500 12500
HASBRO INC COMMON 418056107 3788 200 200 1 200
HAWAIIAN AIRLS INC NEW COMMON 419849104 1639013 771300 766800 1 742700 28600
HAWK CORP COMMON 420089104 280744 48300 47800 1 48300
HAWKINS CHEM INC COMMON 420200107 387723 44630 43430 1 40430 4200
HAWTHORNE FINL CORP COMMON 420542102 307500 24600 24600 1 24600
HAYES LEMMERZ INTL INC COMMON 420781106 5900851 338400 337000 1 328400 10000
HCC INS HLDGS INC COMMON 404132102 8199988 621800 619200 1 605800 16000
HEADWAY CORPORATE RESOUR COMMON 422101105 676375 154600 153600 1 151300 3300
HEALTH MGMT SYS INC COMMON 42219M100 1208212 191400 189700 1 191400
HEALTHCARE RECOVERIES IN COMMON 42220K101 829400 228800 227600 1 223100 5700
HEALTHCARE SVCS GRP INC COMMON 421906108 1717415 245345 244745 1 240545 4800
HECTOR COMMUNICATIONS CO COMMON 422730101 28000 2000 2000 1 2000
HELLER FINANCIAL INC COMMON 423328103 60188 3000 3000 1 3000
HELMERICH & PAYNE INC COMMON 423452101 56550 2600 2600 1 2600
HERBALIFE INTL INC COMMON 426908307 1251405 93563 92030 1 89763 3800
HERBALIFE INTL INC COMMON 426908208 9427556 655830 652064 1 633930 21900
HERCULES INC COMMON 427056106 43557389 1562595 1562595 0 0 1 1437330 0 125265
HERLEY INDS INC DEL COMMON 427398102 947685 62399 62399 1 59766 2633
HERTZ CORP COMMON 428040109 5013 100 100 1 100
HEWLETT PACKARD CO COMMON 428236103 571594 5025 5025 1 5025
HEXCEL CORP NEW COMMON 428291108 3891525 699600 696100 1 683200 16400
144863452
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
ID ID
FIRSTOFISSUER CLASS CUSIP FMV SHARES IDSOLE SHARE OTHER MANAGER VSOLE VSHARED VNONE
- ----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
HI-TECH PHARMACAL INC COMMON 42840B101 276031 60500 60500 1 58800 1700
HICKORY TECH CORP COMMON 429060106 522000 34800 34800 1 33800 1000
HIGHLANDS INS GROUP INC COMMON 431032101 45300 4800 4800 1 4800
HIRSCH INTL CORP COMMON 433550100 13275 11800 11800 1 11800
HITACHI LTD COMMON 433578507 8496980.875 57410 57410 0 0 1 55645 0 1765
HMT TECHNOLOGY CORP C COMMON 403917107 1495004 373751 373751 0 0 1 297581 2805 73365
Hoechst AG - Spo COMMON 434390308 48.188 5155 5155 0 0 1 5155 0 0
HOLIDAY RV SUPERSTORES I COMMON 434902102 8438 1500 1500 1 1500
HOLLY CORP COMMON 435758305 2193901 164800 163800 1 161600 3200
HOLTS CIGAR HLDS INC COMMON 436598106 32988 9100 9100 1 9100
HOME PORT BANCORP INC COMMON 437304108 10300 400 400 1 400
HOME PRODS INTL INC COMMON 437305105 1590488 153300 152600 1 149900 3400
HOMEBASE INC COMMON 43738E108 1598625 522000 518300 1 507400 14600
HONEYWELL INTL INC COMMON 438516106 34613 600 600 1 600
HORACE MANN EDUCATORS COMMON 440327104 1865505.35 95057 95057 0 0 1 75887 650 18520
HORIZON FINL CORP WASH COMMON 44041F105 15200 1600 1600 1 1600
HORIZON HEALTH CORP COMMON 44041Y104 907013 127300 127300 1 124700 2600
HOST MARRIOTT CORP NEW COMMON 44107P104 323813 39250 39250 1 39250
HOVNANIAN ENTERPRISES COMMON 442487203 4358537 683690 680390 0 0 1 647525 830 35335
HSBC HOLDINGS PLC COMMON 404280406 5073406.375 76543 76543 0 0 1 69203 0 7340
HUBBELL INC COMMON 443510102 68231 2426 2426 1 2426
HUGHES SUPPLY INC COMMON 444482103 11414110 529350 525850 1 519150 10200
HUMANA INC COMMON 444859102 15123950 1847200 1847200 1 1554000 293200
HUMPHREY HOSPITALITY TR COMMON 445467103 69453 8890 8890 1 7550 1340
HUNT J B TRANS SVCS INC COMMON 445658107 3459553 249900 249900 1 247300 2600
HUNTINGTON BANCSHARES IN COMMON 446150104 6566 275 275 1 275
HURCO COMPANIES INC COMMON 447324104 496692 141912 141312 1 139112 2800
HUTCHINSON TECHNOLOGY COMMON 448407106 2017301.25 94931 94931 0 0 1 81551 510 12870
I B M COMMON 459200101 22221973 205997 205997 0 0 1 198277 0 7720
IBP INC COMMON 449223106 18000 1000 1000 1 1000
IDACORP INC COMMON 451107106 863363 32200 32200 1 32200
IHOP CORP COMMON 449623107 2493113 149400 149400 1 142800 6600
ILLANOVA CORP COMMON 452317100 13136637 378031 378031 0 0 1 362976 0 15055
IMC GLOBAL INC COMMON 449669100 23308011 1423390 1423390 1 1196690 226700
IMCO RECYCLING INC COMMON 449681105 2307851 182800 181900 1 177400 5400
IMPERIAL CHEM INDS PLC COMMON 452704505 16607888 390200 390200 1 390200
142474159
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
ID ID
FIRSTOFISSUER CLASS CUSIP FMV SHARES IDSOLE SHARE OTHER MANAGER VSOLE VSHARED VNONE
- ----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
IMRGLOBAL CORPORATION COMMON 45321W106 103013 8200 8200 1 8200
INACOM CORP COM COMMON 45323G109 6740743.75 921809 916809 0 0 1 872129 1465 48215
INCO LTD COMMON 453258402 587500 25000 25000 1 25000
INDEPENDENCE HLDG CO NEW COMMON 453440307 302063 26850 26850 1 25100 1750
INDEPENDENT BANK CORP MI COMMON 453838104 15356 1050 1050 1 1050
INDEPENDENT BANKSHARES I COMMON 453841207 84638 6100 6100 1 6100
INDONESIAN SATELLITE COMMON 715680104 2540526.625 127689 127689 0 0 1 112374 0 15315
INDUSTRIAL HLDGS INC COMMON 456160100 326206 127300 127300 1 121500 5800
ING GROEP N V ADR SPO COMMON 456837103 5059706 87375 87375 0 0 1 78085 0 9290
INGERSOLL-RAND CO COMMON 456866102 11013 200 200 1 200
INSO CORP COMMON 457674109 10144999.5 314573 314573 0 0 1 248803 1340 64430
INSTEEL INDUSTRIES INC COMMON 45774W108 186688 20600 20600 1 20600
INSURANCE AUTO AUCTIO COMMON 457875102 3052203.75 193790 193790 0 0 1 153280 1060 39450
INTEGRATED DEVICE TEC COMMON 458118106 3885942 133998 133998 0 0 1 107703 615 25680
INTEL CORP COMMON 458140100 394277 4790 4790 1 4790
INTER PARFUMS INC COMMON 458334109 345000 36800 36800 1 36800
INTERCHANGE FINL SVCS S COMMON 458447109 144919 8850 8850 1 8615 235
INTERFACE INC COMMON 458665106 6122600 1064800 1060100 1 1038600 26200
INTERMET CORP COMMON 45881K104 8057288 693100 690200 1 681700 11400
INTERNATIONAL AIRCRAFT I COMMON 458860103 95625 15300 15300 1 15300
INTERNATIONAL AIRL SUPPO COMMON 458865201 90375 24100 24100 1 23000 1100
INTERNATIONAL ALUM CORP COMMON 458884103 1280750 54500 54500 1 54500
INTERPOOL INC COMMON 46062R108 4304297 578729 576929 1 565979 12750
INTERSTATE NATL DEALER S COMMON 46102P104 259800 43300 43300 1 43300
INTL PAPER CO COMMON 460146103 23930 424 424 1 424
INTL SPECIALTY PRODS INC COMMON 460337108 6044456 657900 655100 1 623800 34100
INVENSYS PLC ADR COMMON 461204109 472947 42550 42550 0 0 1 12700 0 29850
INVESTORS TITLE CO COMMON 461804106 132825 7700 7700 1 7700
ISB FINL CORP LA COMMON 450091103 1329625 96700 96700 1 94500 2200
IT GROUP INC COMMON 465266104 1805838 197900 196700 1 197900
ITLA CAP CORP COMMON 450565106 1106756 88100 88100 1 88100
ITOCHU CORP ADR COMMON 465717106 7832345.662 161759 161759 0 0 1 156549 0 5210
ITT INDS INC IND COMMON 450911102 3344 100 100 1 100
IVEX PACKAGING CORP DEL COMMON 465855104 2456400 245640 244540 1 243940 1700
J JILL GROUP INC COMMON 466189107 172013 41700 41700 1 41700
J P MORGAN AND CO. COMMON 616880100 7429165 58670 58670 0 0 1 51810 0 6860
82945174.29
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
ID ID
FIRSTOFISSUER CLASS CUSIP FMV SHARES IDSOLE SHARE OTHER MANAGER VSOLE VSHARED VNONE
- ----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
JACKPOT ENTERPRISES I COMMON 466392107 665706.15 80085 80085 0 0 1 60995 580 18510
JACKSONVILLE BANCORP INC COMMON 469248108 141700 10400 10400 1 10400
JAN BELL MARKETING INC COMMON 470760109 1314451 457200 455900 1 446500 10700
JASON INC COMMON 471171108 1700125 234500 233400 1 226700 7800
JEFFERIES GROUP INC NEW COMMON 472319102 1610400 73200 73200 1 71800 1400
JEFFERSON PILOT CORP COMMON 475070108 6825 100 100 1 100
JEFFERSON SMURFIT GRO COMMON 47508W107 4593339 175372 175372 0 0 1 161327 0 14045
JLK DIRECT DISTRIBUTION COMMON 46621C105 3294844 319500 317200 1 313800 5700
JOHNSON CTLS INC COMMON 478366107 5688 100 100 1 100
JOHNSON WORLDWIDE ASSOC COMMON 479254104 473153 66700 66700 1 66700
JOS A BANK CLOTHIERS INC COMMON 480838101 387900 129300 129300 1 126700 2600
JOURNAL REGISTER CO C COMMON 481138105 1757693.6 113858 113858 0 0 1 92173 735 20950
JPM CO COMMON 465933109 391388 49700 49700 1 49700
JUNO LTG INC COMMON 482047206 40463 3900 3900 1 3900
JUSTIN INDS INC COMMON 482171105 2094401 140800 138700 1 127700 13100
JWGENESIS FINL CORP COMMON 482227105 214438 7300 7300 1 7300
K MART CORP COMMON 482584109 11342450 1127200 1127200 1 948300 178900
K TRON INTL INC COMMON 482730108 604800 44800 44800 1 44800
K-SWISS INC COMMON 482686102 1874533 100900 100900 1 97200 3700
K2 INC COMMON 482732104 2369088 310700 310000 1 305300 5400
KAMAN CORP COMMON 483548103 6434925 499800 497000 1 489800 10000
KANEB SERVICES INC COMMON 484170105 1662063 379900 378400 1 369500 10400
KANSAS CITY LIFE INS CO COMMON 484836101 103883 3078 3078 1 3078
KATY INDS INC COMMON 486026107 586406 67500 67500 1 67500
KAUFMAN & BROAD HOME COR COMMON 486168107 3828881 158300 158300 1 158300
KAYE GROUP INC COMMON 486589104 597138 71300 71300 1 69800 1500
KEANE INC COMMON 486665102 31759449 988620 988620 0 0 1 861060 0 127560
KELLSTROM INDS INC COMMON 488035106 1366926 149800 148700 1 145900 3900
KELLWOOD CO COMMON 488044108 9564825 492081 489481 1 490081 2000
KENDLE INTERNATIONAL INC COMMON 48880L107 104675 10600 10600 1 10600
KENNAMETAL INC COMMON 489170100 9390576.15 279273 276973 0 0 1 269638 275 9360
KENTUCKY ELEC STL INC COMMON 49127B100 9738 4100 4100 1 4100
KERR MCGEE CORP COMMON 492386107 658874 10627 10627 1 10627
KEVCO INC COMMON 492716105 27188 14500 14500 1 14500
KEYCORP NEW COMMON 493267108 8670788 391900 391900 1 391900
KEYSPAN CORP COMMON 49337W100 4638 200 200 1 200
109654358.9
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
ID ID
FIRSTOFISSUER CLASS CUSIP FMV SHARES IDSOLE SHARE OTHER MANAGER VSOLE VSHARED VNONE
- ----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
KEYSTONE AUTOMOTIVE INDS COMMON 49338N109 403025 68600 68600 1 68600
KILROY REALTY CORPORATION Common 49427F108 3088287 138024 138024 1 138024
KIMBALL INTL INC COMMON 494274103 210672 12768 9868 1 12768
KIMBERLY CLARK CORP COMMON 494368103 16359 250 250 1 250
KINDER MORGAN ENERGY PAR COMMON 494550106 393656 9500 9500 1 9500
KINDER MORGAN INC KANS COMMON 49455P101 13082106 648030 648030 1 562530 85500
KITTY HAWK INC COMMON 498326107 1950438 283700 281600 1 276500 7200
KLAMATH FIRST BANCORP IN COMMON 49842P103 1040250 87600 87600 1 85300 2300
KNIGHT RIDDER INC COMMON 499040103 5956 100 100 1 100
KOMAG INC COMMON 500453105 743037.95 237768 237768 0 0 1 165998 1355 70415
KONINKLIJKE PHILIPS E COMMON 500472204 89807670 670300 670300 0 0 1 603016 0 67284
KOREA ELECTRIC(500631106 COMMON 500631106 1205665 71980 71980 1 71980
KOSS CORP COMMON 500692108 679250 49400 49400 1 47900 1500
LACROSSE FOOTWEAR INC COMMON 505688101 14200 3200 3200 1 3200
LADD FURNITURE INC COMMON 505739201 1137600 57600 57600 1 57600
LADISH INC COMMON 505754200 1205513 189100 187800 1 184600 4500
LADY LUCK GAMING CORP COMMON 505820308 589856 57900 57900 1 57900
LAFARGE CORP COMMON 505862102 596700 21600 21600 1 21600
LAKELAND INDS INC COMMON 511795106 93438 23000 23000 1 21800 1200
LAKES GAMING INC COMMON 51206P109 1349668 170037 168187 1 165137 4900
LAM RESEARCH CORP COMMON 512807108 3814308.8 34190 34190 0 0 1 28550 135 5505
LAMSON & SESSIONS CO COMMON 513696104 1140263 233900 232400 1 229500 4400
LANDAMERICA FINL GROUP I COMMON 514936103 5865301 319200 318500 1 311600 7600
LANDRYS SEAFOOD RESTAURA COMMON 51508L103 3489083 401621 398721 1 388521 13100
LANDSTAR SYS INC COMMON 515098101 3915760 91463 91463 1 87963 3500
LASALLE HOTEL PROPERTIES Common 517942108 123425 10560 10560 1 10560
LAWSON PRODS INC COMMON 520776105 1944813 84100 83500 1 80500 3600
LEGGETT & PLATT INC COMMON 524660107 5359 250 250 1 250
LEHMAN BROS HLDGS INC COMMON 524908100 152438 1800 1800 1 700 1100
LENNAR CORP COMMON 526057104 653250 40200 40200 1 40200
LIBBEY INC COMMON 529898108 3303375 114900 113300 1 107900 7000
LIBERTY FINL COS INC COMMON 530512102 855569 37300 37300 1 37300
LIFEMARK CORP COMMON 53219F102 75400 23200 23200 1 23200
LIFETIME HOAN CORP COMMON 531926103 1357125 258500 256000 1 253600 4900
LILLY INDS INC COMMON 532491107 1722688 128200 128200 1 126300 1900
LINCOLN ELEC HLDGS INC COMMON 533900106 2190169 106190 106190 1 101190 5000
148221673.8
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
ID ID
FIRSTOFISSUER CLASS CUSIP FMV SHARES IDSOLE SHARE OTHER MANAGER VSOLE VSHARED VNONE
- ----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
LINCOLN NATL CORP IND COMMON 534187109 8000 200 200 1 200
LINDBERG CORP COMMON 535171102 874975 112900 112900 1 110500 2400
LIZ CLAIBORNE INC COMMON 539320101 16181572 430075 430075 0 0 1 419770 0 10305
LMI AEROSPACE INC COMMON 502079106 176400 58800 58800 1 58800
LOCAL FINL CORP COMMON 539553107 1617463 155900 155900 1 154300 1600
LOCKHEED MARTIN CORP COMMON 539830109 1726195 78911 78911 0 0 1 71806 0 7105
LODGIAN INC COMMON 54021P106 2519000 503800 501600 1 493000 10800
LOEWS CORP COMMON 540424108 9236638 152200 152200 1 152200
LONE STAR STEAKHOUSE SAL COMMON 542307103 4147780 464900 458200 1 454000 10900
LORAL SPACE & COMMUNICAT COMMON G56462107 7294 300 300 1 300
LOUIS DREYFUS NAT GAS COMMON 546011107 2189674.4 120809 120809 0 0 1 101389 800 18620
LOUISIANA PAC CORP COMMON 546347105 49219 3500 3500 1 3500
LTV CORP NEW COMMON 501921100 4125 1000 1000 1 1000
LUBYS INC COMMON 549282101 5135677 451488 449188 1 438788 12700
LUFKIN INDS INC COMMON 549764108 204000 13600 13600 1 13600
LYDALL INC DEL COMMON 550819106 1762913 266100 265300 1 260900 5200
M & F WORLDWIDE CORP COMMON 552541104 2130806 420900 419300 1 412200 8700
M D C HLDGS INC COMMON 552676108 1537376 98000 95400 1 93100 4900
M.A. HANNA CO. COMMON 410522106 2179443.9 199263 199263 0 0 1 162713 755 35795
M/I SCHOTTENSTEIN HOMES COMMON 55305B101 2865056 184100 183300 1 180000 4100
MAF BANCORP INC COMMON 55261R108 861913 41166 41166 1 41166
MAGELLAN HEALTH SVCS INC COMMON 559079108 652713 103400 102000 1 103400
MAGNETEK INC COMMON 559424106 772594 100500 97500 1 84800 15700
MAIL-WELL INC COMMON 560321200 2261250 167500 165000 1 167500
MAIN STREET AND MAIN INC COMMON 560345308 626925 192900 192000 1 189000 3900
MAINE PUB SVC CO COMMON 560483109 231088 13300 13300 1 13300
MALLINCKRODT INC NEW COMMON 561232109 1732191 54450 54450 0 0 1 44705 0 9745
MANCHESTER EQUIP INC COMMON 562154104 67672 17750 17750 1 17750
MARINEMAX INC COMMON 567908108 1123850 118300 118300 1 118300
MARK IV INDS INC COMMON 570387100 7234188 409000 407200 1 406900 2100
MARRIOTT INTL INC NEW COMMON 571903202 7891 250 250 1 250
MARSH SUPERMARKETS INC COMMON 571783307 661838 47700 46000 1 44400 3300
MARTIN MARIETTA MATLS IN COMMON 573284106 709300 17300 17300 1 17300
MASCOTECH INC COMMON 574670105 13087157 1031500 1026100 1 1009200 22300
MATRIX BANCORP INC COMMON 576819106 74400 6200 6200 1 6200
MATSUSHITA ELEC CO COMMON 576879209 850950 3050 3050 0 0 1 700 0 2350
85509527.3
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
ID ID
FIRSTOFISSUER CLASS CUSIP FMV SHARES IDSOLE SHARE OTHER MANAGER VSOLE VSHARED VNONE
- ----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
MATTEL INC COMMON 577081102 3409874 259798 259798 0 0 1 229363 0 30435
MAX & ERMAS RESTAURANTS COMMON 577903107 88450 12200 12200 1 10200 2000
MAXWELL SHOE INC COMMON 577766108 1594400 199300 198300 1 195400 3900
MAY DEPT STORES CO COMMON 577778103 12094 375 375 1 375
MBIA INC COMMON 55262C100 614473 11635 11635 1 11635
MCGRATH RENTCORP COMMON 580589109 3122000 178400 177500 1 171400 7000
MCI WORLDCOM INC COMMON 55268B106 59377 1119 1119 1 1119
MCKESSON HBOC INC COM COMMON 58155Q103 7814973 347327 347327 0 0 1 292452 0 54875
MCN CORP COMMON 55267J100 19803225 833820 833820 0 0 1 822420 0 11400
MCRAE INDS INC COMMON 582757209 58500 10400 10400 1 9500 900
MEAD CORP COMMON 582834107 17084186 393305 393305 0 0 1 383205 0 10100
MEADOW VY CORP COMMON 583185103 296293 81736 81736 1 81736
MEDFORD BANCORP INC COMMON 584131106 78138 4700 4700 1 4700
MEDIA ARTS GROUP INC COMMON 58439C102 841844 244900 243600 1 239900 5000
MEDICAL ASSURN INC COMMON 58449U100 127909 6037 6037 1 6037
MEDSTONE INTL INC NEW COMMON 58505C101 641511 135055 133955 1 133255 1800
MENTOR GRAPHICS CORP COMMON 587200106 1790757.9 135790 135790 0 0 1 110385 775 24630
MERCHANTS BANCSHARES COMMON 588448100 1404338 65700 65200 1 64000 1700
MERCHANTS GROUP INC COMMON 588539106 226200 11600 11600 1 11000 600
MERCURY AIR GROUP INC COMMON 589354109 1345829 165640 164840 1 162615 3025
MERCURY GENL CORP NEW COMMON 589400100 60075 2700 2700 1 2700
MERITOR AUTOMOTIVE INC COMMON 59000G100 623875 32200 32200 1 32200
MESA LABS INC COMMON 59064R109 235613 61800 61800 1 60300 1500
MESTEK INC COMMON 590829107 1407375 69500 69500 1 65900 3600
MET PRO CORP COMMON 590876306 805000 80500 80500 1 78300 2200
METALS USA INC COMMON 591324108 7109273 836385 831885 1 817485 18900
METRIKA SYSTEMS CORP COMMON 59159M106 559800 93300 93300 1 91000 2300
METROPOLITAN FINL CORP COMMON 59189N108 43650 9700 9700 1 9700
METROWEST BK MASS COMMON 592668107 675094 113700 110900 1 109900 3800
METSO CORP ADR SPONSO COMMON 592671101 190080 14080 14080 0 0 1 0 0 14080
MFRI INC COMMON 552721102 31481 7300 7300 1 5000 2300
MGIC INVT CORP WIS COMMON 552848103 6019 100 100 1 100
MICHAEL ANTHONY JEWELERS COMMON 594060105 42300 14400 14400 1 14400
MICHAEL FOOD INC NEW COMMON 594079105 5521517 224224 221924 1 221124 3100
MICRO WHSE INC COMMON 59501B105 9840150 531900 528400 1 519100 12800
MICROSEMI CORP COMMON 595137100 603501 68000 66900 1 68000
88169174.9
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
ID ID
FIRSTOFISSUER CLASS CUSIP FMV SHARES IDSOLE SHARE OTHER MANAGER VSOLE VSHARED VNONE
- ----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
MID AMER BANCORP COMMON 595915109 379221 13306 13306 1 13306
MIDLAND CO COMMON 597486109 1437975 69300 68800 1 68000 1300
MIDWAY AIRLS CORP COMMON 598126100 421988 68200 68200 1 68200
MIDWAY GAMES INC COMMON 598148104 174744 7300 7300 1 7300
MIDWEST EXPRESS HLDGS IN COMMON 597911106 1511640 47424 45174 1 43449 3975
MIKASA INC COMMON 59862T109 1701569 169100 164600 1 160500 8600
MILACRON INC COMMON 598709103 15865463 1031900 1027700 1 1013500 18400
MILLER BLDG SYS INC COMMON 600404107 293475 60200 60200 1 59500 700
MIM CORP COMMON 553044108 577200 236800 236800 1 235400 1400
MITCHAM INDS INC COMMON 606501104 56032 16300 15800 1 16300
MITSUKOSHI LTD ADR COMMON 606848109 2619147.172 80545 80545 0 0 1 73013 0 7532
MMI COS INC COMMON 553087107 3139501 364000 362300 1 355600 8400
MOBILE AMER CORP FLA COMMON 607235504 43013 22200 22200 1 19900 2300
MOBIUS MGMT SYS INC C COMMON 606925105 508735.7 64092 64092 0 0 1 55816 420 7856
MODINE MFG CO COMMON 607828100 4384200 175368 172568 1 173068 2300
MODIS PROFESSIONAL SVCS COMMON 607830106 14916900 1046800 1046800 1 895900 150900
MOHAWK INDS INC COMMON 608190104 224188 8500 8500 1 8500
MONACO COACH CORP COMMON 60886R103 1416802 55425 55425 1 45750 9675
MONARCH DENTAL CORP COMMON 609044102 155547 90500 89200 1 90500
MONRO MUFFLER BRAKE INC COMMON 610236101 218175 29090 29090 1 29090
MONTANA POWER CO COMMON 612085100 865500 24000 24000 1 24000
MONY GROUP INC COM COMMON 615337102 702862.3 24080 24080 0 0 1 19410 170 4500
MOORE MED CORP COMMON 615799103 373425 38300 38300 1 37200 1100
MOORE PRODS CO COMMON 615836103 63800 1600 1600 1 1600
MORGAN KEEGAN INC COMMON 617410105 2021038 120659 120659 1 105509 15150
MORGAN STANLEY DEAN WITT COMMON 617446448 24221106 169675 169675 1 169675
MORRISON KNUDSEN CORP NE COMMON 61844A109 2505469 320700 317900 1 320700
MOTOR CLUB AMER COMMON 619823107 76725 9300 9300 1 9300
MOVIE GALLERY INC COMMON 624581104 401063 93000 93000 1 90000 3000
MOVIE STAR INC COMMON 624591103 54563 58200 58200 1 56700 1500
MSC SOFTWARE CORP COMMON 553531104 767475 75800 75800 1 69900 5900
MTS SYS CORP COMMON 553777103 2136877 275726 273726 1 268526 7200
MURPHY OIL CORP COMMON 626717102 1973700 34400 34400 0 0 1 30400 0 4000
MUSICLAND STORES CORP COMMON 62758B109 2162532 256300 254500 1 242400 13900
MYR GROUP INC COMMON 554053108 760959 25905 25905 1 24239 1666
NACCO INDS INC COMMON 629579103 10818019 194700 194000 1 191300 3400
99950629.17
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
ID ID
FIRSTOFISSUER CLASS CUSIP FMV SHARES IDSOLE SHARE OTHER MANAGER VSOLE VSHARED VNONE
- ----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
NAPCO SEC SYS INC COMMON 630402105 27731 8700 8700 1 8700
NASH FINCH CO COMMON 631158102 1138575 178600 176800 1 172400 6200
NATIONAL AUSTRALIA BANK PFD CV 632525309 872950 31600 31600 1 31600
NATIONAL CITY BANCORPORA COMMON 635312101 2313175 138100 137100 1 133700 4400
NATIONAL CITY CORP COMMON 635405103 21319 900 900 1 900
NATIONAL SEMICONDUCTOR C COMMON 637640103 1502719 35100 35100 1 35100
NATIONAL STL CORP COMMON 637844309 2425369 326100 326100 1 131000 195100
NATIONAL TECHNICAL SYS I COMMON 638104109 671538 173300 173300 1 172200 1100
NATIONAL WESTMINSTER BK COMMON 638539403 361900 2800 2800 1 800 2000
NATIONAL WESTN LIFE INS COMMON 638522102 3170475 46200 46200 1 45100 1100
NATIONAL-OILWELL INC COMMON 637071101 2960231 188700 188700 1 187500 1200
NATIONWIDE FINL SVCS INC COMMON 638612101 14565774 521370 521370 1 441370 80000
NATURAL ALTERNATIVES INT COMMON 638842302 314600 96800 96300 1 95200 1600
NATURES SUNSHINE PRODUCT COMMON 639027101 3105600 388200 386200 1 381400 6800
NAUTICA ENTERPRISES INC COMMON 639089101 6804469 601500 594700 1 588200 13300
NAVIGATORS GROUP INC COMMON 638904102 909675 93300 92000 1 89900 3400
NCH CORP COMMON 628850109 1838560 41258 41258 1 41258
NCI BUILDING SYS INC COMMON 628852105 6375100 344600 342600 1 338400 6200
NEIMAN MARCUS GROUP INC COMMON 640204202 927525 33200 33200 1 33200
NEIMAN MARCUS GROUP INC COMMON 640204301 87008 3230 3230 1 3230
NEOMAGIC CORP COMMON 640497103 5619687 513800 510700 1 504200 9600
NEW HAMPSHIRE THRIFT BAN COMMON 644722100 72319 5700 5700 1 5700
NEWELL RUBBERMAID INC COMMON 651229106 5800 200 200 1 200
NEWPORT NEWS SHIPBLDG COMMON 652228107 770000 28000 28000 1 28000
NIAGARA CORP COMMON 653349100 655350 154200 153200 1 151100 3100
NIAGARA MOHAWK HLDGS COMMON 653520106 20496249 1470580 1470580 0 0 1 1231875 0 238705
NIKE INC CL B COMMON 654106103 4196038 84661 84661 0 0 1 71166 0 13495
NIKKO SECS LTD JAPAN COMMON 654107200 3830381.325 34949 34949 0 0 1 30839 0 4110
NIPPON TELEG & TEL CO COMMON 654624105 7915405.125 96738 96738 0 0 1 83853 0 12885
NL INDS INC COMMON 629156407 13444787 892600 886500 1 866900 25700
NOBILITY HOMES INC COMMON 654892108 19950 3800 3800 1 3800
NORFOLK SOUTHERN CORP COMMON 655844108 60475 2950 2950 1 2950
NORTEK INC COMMON 656559101 2503200 89400 89400 1 83800 5600
NORTHEAST BANCORP COMMON 663904100 44688 5500 5500 1 5500
NORTHERN TECH INTL CORP COMMON 665809109 205175 28300 28300 1 26900 1400
NORTHN STS PWR CO MINN COMMON 665772109 2925 150 150 1 150
110236722.5
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
ID ID
FIRSTOFISSUER CLASS CUSIP FMV SHARES IDSOLE SHARE OTHER MANAGER VSOLE VSHARED VNONE
- ----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
NORTHROP GRUMMAN CORP COMMON 666807102 28718540 531210 531210 1 487310 43900
NORTHSTAR COMPUTER FORMS COMMON 667031108 133000 13300 13300 1 13300
NORTHWEST PIPE CO COMMON 667746101 1722000 123000 122400 1 119800 3200
NOVARTIS AG SPONSORED COMMON 66987V109 5560614.029 79364 79364 0 0 1 72169 0 7195
NOVO NORDISK COMMON 670100205 5777539.625 95157 95157 0 0 1 81302 0 13855
NSTAR COMMON 67019E107 714420 17640 17640 1 17640
NU HORIZONS ELECTRS CORP COMMON 669908105 892653 67370 65900 1 63170 4200
NU SKIN ENTERPRISES INC COMMON 67018T105 405094 44700 44700 1 44700
NUCOR CORP COMMON 670346105 43850 800 800 1 800
NVR INC COMMON 62944T105 3013025 63100 62300 1 58800 4300
NYMAGIC INC COMMON 629484106 1846251 140000 139400 1 135800 4200
O I CORP COMMON 670841105 222863 56600 56600 1 54900 1700
O SULLIVAN INDS HLDGS COMMON 67104Q205 77232.45 151425 151425 0 0 1 122025 475 28925
O SULLIVAN INDUSTRIES HO PFD 67104Q205 74001 145100 141700 1 139300 5800
OAK INDS INC COMMON 671400505 638873 6020 6020 1 6020
OCCIDENTAL PETE CORP DEL COMMON 674599105 13260667 613210 613210 1 553410 59800
OCEANEERING INTL INC COMMON 675232102 252444 16900 16900 1 16900
OCTEL CORP COMMON 675727101 59262 5712 5712 1 5712
OCULAR SCIENCES INC COMMON 675744106 1451488 76900 76900 1 76900
OFFICEMAX INC COMMON 67622M108 10376925 1908400 1898300 1 1867200 41200
OFFSHORE LOGISTICS INC COMMON 676255102 3150169 336018 333518 1 325718 10300
OGDEN CORP COMMON 676346109 8072944.4 676266 671566 0 0 1 640626 1145 34495
OGE ENERGY CORP COMMON 670837103 1058300 55700 55700 1 55700
OGLEBAY NORTON CO COMMON 677007106 2059125 86700 86700 1 85100 1600
OLD DOMINION FGHT LINES COMMON 679580100 1509300 140400 139700 1 138900 1500
OLIN CORP COMMON 680665205 198125 10000 10000 1 10000
OMEGA WORLDWIDE INC COMMON 68210B108 9345 2007 2007 1 2007
OMNICARE INC COMMON 681904108 11829600 985800 977100 1 950700 35100
OMNICOM GROUP COMMON 681919106 252000 2520 2520 0 0 1 0 0 2520
OMNOVA SOLUTIONS INC COMMON 682129101 3562675 459700 457600 1 444400 15300
ONE PRICE CLOTHING STORE COMMON 682411103 453563 177000 176000 1 173000 4000
ONEIDA LTD COMMON 682505102 195750 9000 9000 1 9000
ONEOK INC NEW COM COMMON 682680103 1487335.95 59197 59197 0 0 1 48777 470 9950
ONTRACK DATA INTL INC COMMON 683372106 440282 36500 35400 1 34900 1600
ONWARD KASHIYAMA LTD COMMON 68338P203 88906 1300 1300 1 1300
ONYX ACCEP CORP COMMON 682914106 473025 74200 74200 1 72200 2000
110081187.5
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
ID ID
FIRSTOFISSUER CLASS CUSIP FMV SHARES IDSOLE SHARE OTHER MANAGER VSOLE VSHARED VNONE
- ----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ORACLE CORP COMMON 68389X105 22413 200 200 1 200
OROAMERICA INC COMMON 687027102 665625 106500 106000 1 104100 2400
ORTHALLIANCE INC COMMON 687913103 446250 71400 71400 1 70500 900
OSHKOSH B GOSH INC COMMON 688222207 606600 28800 28800 1 27500 1300
OTTER TAIL PWR CO COMMON 689648103 135000 3600 3600 1 3600
OVERSEAS SHIPHOLDING GRO COMMON 690368105 340688 23000 23000 1 23000
OWENS ILL INC COMMON 690768403 5013 200 200 1 200
OXFORD INDS INC COMMON 691497309 4004107 202100 201100 1 198300 3800
P & F INDS INC COMMON 692830508 54075 8400 8400 1 8400
P A M TRANSN SVCS INC COMMON 693149106 1526175 142800 142800 1 141100 1700
P P & L RES INC COMMON 693499105 3101851 135600 135600 1 19200 116400
PACCAR INC COMMON 693718108 3523640 79518 79518 0 0 1 66583 0 12935
PACIFIC CENTY FINL CORP COMMON 694058108 954931 51100 51100 1 51100
PACIFIC CREST CAP INC COMMON 694166109 460288 36101 36101 1 34801 1300
PAINE WEBBER INC COMMON 695629105 34580531 890964 890964 0 0 1 827150 0 63814
PALM HARBOR HOMES COMMON 696639103 3641400 202300 201300 1 200400 1900
PARAVANT INC COMMON 699376109 466538 128700 127800 1 122000 6700
PARK OHIO HLDGS CORP COMMON 700666100 1664925 168600 167600 1 165000 3600
PARKER HANNIFIN CORP COMMON 701094104 5131 100 100 1 100
PARKVALE FINL CORP COMMON 701492100 1752435 109101 109101 1 106701 2400
PATRICK INDS INC COMMON 703343103 1177525 127300 126300 1 124600 2700
PAUL HARRIS STORES INC COMMON 703555201 652300 237200 235900 1 233000 4200
PAULA FINL DEL COMMON 703588103 77600 12800 12800 1 12800
PECHINEY SPONSORED AD COMMON 705151207 6154097.313 178713 178713 0 0 1 172918 0 5795
PECO ENERGY CO COMMON 693304107 69500 2000 2000 1 2000
PEDIATRIX MED GROUP COMMON 705324101 2290400 327200 325900 1 322100 5100
PEERLESS MFG CO COMMON 705514107 217100 16700 16700 1 16700
PENN ENGR & MFG CORP COMMON 707389102 446725 21400 21400 1 21400
PENN ENGR & MFG CORP COMMON 707389300 1371313 59300 59300 1 58700 600
PENN TREATY AMERN CORP COMMON 707874103 2338875 148500 148500 1 144700 3800
PENN VIRGINIA CORP COMMON 707882106 2691335.25 160675 160675 0 0 1 144420 745 15510
PENN-AMER GROUP INC COMMON 707247102 250325 32300 32300 1 28900 3400
PENNEY J C INC COMMON 708160106 4003077 200780 200780 0 0 1 171085 0 29695
PENTACON INC COMMON 709620108 177188 56700 56700 1 56700
PEPSICO INC COMMON 713448108 897465 25460 25460 1 25460
PERCON INC COMMON 71361E103 443975 30100 30100 1 28700 1400
81216416.56
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
ID ID
FIRSTOFISSUER CLASS CUSIP FMV SHARES IDSOLE SHARE OTHER MANAGER VSOLE VSHARED VNONE
- ----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
PERINI CORP COMMON 713839108 437100 112800 112200 1 110700 2100
PERSONNEL GROUP AMER INC COMMON 715338109 4970287 484906 482406 1 473706 11200
PETROLEUM DEV CORP COMMON 716578109 645075 169200 169200 1 166000 3200
PG&E CORP COMMON 69331C108 52931 2582 2582 1 2582
PHARMACEUTICAL PROD DEV COMMON 717124101 1700500 143200 140800 1 143200
PHARMACIA & UPJOHN INC COMMON 716941109 9855900 219020 219020 1 219020
PHELPS DODGE CORP COMMON 717265102 831138 12336 12336 1 12336
PHILADELPHIA CONS HLDG C COMMON 717528103 951200 65600 65600 1 61500 4100
PHILIP MORRIS CO INC Common 718154107 11116935 483345 483345 1 383345 100000
PHILLIPS PETE CO COMMON 718507106 14100 300 300 1 300
PHOENIX DUFF & PHELPS CO PFD CV 718924202 1 170 170 1 170
PICCADILLY CAFETERIAS IN COMMON 719567109 46000 11500 11500 1 6600 4900
PIER 1 IMPORTS INC COMMON 720279108 10743788 1685300 1676100 1 1648100 37200
PIERCING PAGODA INC COMMON 720773100 406863 26900 26900 1 26900
PILGRIMS PRIDE CORP COMMON 721467207 840094 130500 128850 1 126050 4450
PILGRIMS PRIDE CORP COMMON 721467108 3506212 421800 418500 1 412900 8900
PILLOWTEX CORP COMMON 721501104 1584000 256000 254800 1 250500 5500
PIONEER STD ELECTRS INC COMMON 723877106 7549254 522892 519892 1 508492 14400
PITT DESMOINES INC COMMON 724508106 1605550 65200 65200 1 62600 2600
PITTSTON CO COMMON 725701106 6439400 292700 291000 1 292700
PITTSTON CO COMMON 725701882 4339527 408426 406126 1 399626 8800
PIZZA INN INC NEW COMMON 725848105 70950 17200 17200 1 17200
PLAYCORE INC COMMON 72811G102 408192 50239 50239 1 47850 2389
PLAZA INVTS LTD Common 728999996 0 1 1 1 1
PLM INTL INC COMMON 69341L205 98113 16700 14900 1 14200 2500
PMI GROUP INC COM COMMON 69344M101 4730624 96915 96915 0 0 1 79382 0 17532
PNC BK CORP COMMON 693475105 19017075 427350 427350 1 427350
POHANG IRON & STL LTD COMMON 730450103 3807860 120390 120390 0 0 1 113760 0 6630
POLARIS INDS INC COMMON 731068102 1870500 51600 49200 1 51600
POLICY MANAGEMENT SYS COMMON 731108106 1438910.6 56290 56290 0 0 1 47675 215 8400
POPE & TALBOT INC COMMON 732827100 2838432 177402 177402 0 0 1 143519 1102 32781
PORTUGAL TELECOM S A COMMON 737273102 5134750.875 499560 499560 0 0 1 438654 0 60906
POTOMAC ELEC PWR CO COMMON 737679100 7592313 331000 331000 1 331000
POWELL INDS INC COMMON 739128106 1253313 182300 181400 1 177400 4900
PPG INDS INC COMMON 693506107 28583468 456878 456878 0 0 1 391183 0 65695
PRAXAIR INC COMMON 74005P104 940844 18700 18700 0 0 1 14600 0 4100
145421200.5
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
ID ID
FIRSTOFISSUER CLASS CUSIP FMV SHARES IDSOLE SHARE OTHER MANAGER VSOLE VSHARED VNONE
- ----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
PRECISION CASTPARTS C COMMON 740189105 9042610.75 344480 342180 0 0 1 328260 295 15925
PREMIUMWEAR INC COMMON 740909106 152350 27700 27700 1 27700
PRESIDENTIAL LIFE CORP COMMON 740884101 686711 37372 37372 1 37372
PRIDE INTL INC COMMON 741932107 522975 35759 35759 1 33959 1800
PRIME HOSPITALITY CORP COMMON 741917108 10447456 1185527 1179427 1 1165627 19900
PRIMESOURCE CORP COMMON 741593107 515375 108500 108500 1 106400 2100
PRINTRONIX INC COMMON 742578107 1444625 63500 63500 1 62500 1000
PRINTWARE INC COMMON 742580103 14175 6300 6300 1 4300 2000
PRIORITY HEALTHCARE CORP COMMON 74264T201 65394 3114 3114 1 3114
PROFESSIONALS GROUP INC COMMON 742954100 2988890 127526 126426 1 125656 1870
PROGRAMMERS PARADISE INC COMMON 743205106 53375 7000 7000 1 5000 2000
PROGRAMMING & SYS INC COMMON 743209108 36100 7600 7600 1 7600
PROMEDCO MGMT CO COMMON 74342L105 1369462 466200 464300 1 458000 8200
PROPHET 21 INC COMMON 743459109 171825 17400 17400 1 16700 700
PROVIDENCE & WORCESTER R COMMON 743737108 64000 8000 8000 1 8000
PROVIDENCE ENERGY CORP COMMON 743743106 100238 2700 2700 1 2700
PSC INC COMMON 69361E107 1857025 251800 251200 1 247200 4600
PUBLIC STORAGE INC COMMON 74460D109 567188 25000 25000 1 25000
PUBLIC SVC CO N MEX COMMON 744499104 16961084 1043759 1035359 1 1021059 22700
PUBLIC SVC ENTERPRISE GR COMMON 744573106 8703 250 250 1 250
PULASKI FURNITURE CORP COMMON 745553107 527000 34000 34000 1 32600 1400
PULTE CORP COMMON 745867101 13623750 605500 602400 1 600500 5000
Q E P INC COMMON 74727K102 452025 58800 58800 1 57700 1100
QUAKER CHEM CORP COMMON 747316107 2780175 195100 194100 1 192100 3000
QUAKER CITY BANCORP INC COMMON 74731K106 266500 16400 16400 1 16400
QUAKER FABRIC CORP NEW COMMON 747399103 162350 38200 38200 1 38200
QUALITY DINING INC COMMON 74756P105 6481 3050 3050 1 3050
QUANEX CORP COMMON 747620102 7994582 313513 312213 1 305913 7600
QUANTUM CORP DSS COMMON 747906204 6196713 409700 409700 1 345800 63900
QUEST ED CORP COMMON 74835F102 301875 34500 34500 1 34500
QUESTAR CORP COMMON 748356102 30000 2000 2000 1 2000
QUINTILES TRANSNATIONAL COMMON 748767100 5671657 303500 303500 1 258000 45500
QUIPP INC COMMON 748802105 33000 2200 2200 1 2200
QUORUM HEALTH GROUP INC COMMON 749084109 7095194 761900 758200 1 733700 28200
R & B INC COMMON 749124103 777926 168200 166900 1 164900 3300
R G S ENERGY GROUP INC COMMON 74956K104 11346388 551800 550000 1 537700 14100
104335177.8
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
ID ID
FIRSTOFISSUER CLASS CUSIP FMV SHARES IDSOLE SHARE OTHER MANAGER VSOLE VSHARED VNONE
- ----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
R H PHILLIPS INC COMMON 749573101 116288 44300 44300 1 44300
RADIOLOGIX INC COMMON 75040K109 1410500 322400 321400 1 316000 6400
RAILTEX INC COMMON 750766107 2976188 166500 165800 1 162500 4000
RAILWORKS CORP COMMON 750789109 1170000 120000 119300 1 120000
RAINFOREST CAFE INC COMMON 75086K104 1904603 479900 477700 1 467600 12300
RAVEN INDS INC COMMON 754212108 930150 63600 63600 1 62000 1600
RAYMOND JAMES FINANCIAL COMMON 754730109 254157 13646 13646 1 13646
RAYTEL MED CORP COMMON 755107109 587268 191761 191261 1 187661 4100
RAYTHEON CO COMMON 755111408 38781 1460 1460 1 1460
RDO EQUIPMENT CO COMMON 749413100 1553938 264500 263200 1 259400 5100
READ-RITE CORP COMMON 755246105 5225 1100 1100 1 1100
READERS DIGEST ASSOC A NON VTG Common 755267101 7460 255 255 1 255
RECOTON CORP COMMON 756268108 563400 62600 62600 1 56800 5800
REEBOK INTL LTD COMMON 758110100 243169 29700 29700 1 29700
REEDS JEWELERS INC COMMON 758341101 46926 15642 15642 1 15642
REFAC COMMON 758653109 322000 80500 80500 1 79300 1200
REGAL BELOIT CORP COMMON 758750103 6653625 322600 320600 1 318300 4300
REGIONS FINL CORP COMMON 758940100 172106 6850 6850 1 6850
REHABCARE GROUP INC COMMON 759148109 2235500 105200 105200 1 103500 1700
RELIABILITY INC COMMON 759903107 53719 19100 19100 1 19100
RELIANCE GROUP HLDGS COMMON 759464100 12781870.45 1929336 1916736 0 0 1 1845036 660 83640
RELIANCE STEEL & ALUMINU COMMON 759509102 1564102 66735 66735 1 66735
RELIANT ENERGY INC COMMON 75952J108 6863 300 300 1 300
RELIASTAR FINL CORP COMMON 75952U103 3919 100 100 1 100
REMEDYTEMP INC COMMON 759549108 3015300 158700 158700 1 156200 2500
REPORT TOTALS 4255930141 241731492 240786288 1 1304516 10426976
REPSOL S A (76026T205) COMMON 76026T205 6326325 272100 272100 1 272100
REPUBLIC BANCORP INC COMMON 760282103 123094 10139 10139 1 10139
REPUBLIC GROUP INC COMMON 760473108 1850998 122380 121550 1 117760 4620
REPUBLIC N Y CORP COMMON 760719104 7200 100 100 1 100
RESORTQUEST INTL INC COMMON 761183102 440550 106800 105800 1 106800
RESOURCE BANCSHARES MTG COMMON 761197102 2463971 543773 539468 1 532428 11345
REUTERS GROUP PLC ADR COMMON 76132M102 6761662.813 89293 89293 0 0 1 81243 0 8050
REXHALL INDS INC COMMON 761684109 192563 19750 19750 1 18490 1260
REYNOLDS METALS CO COMMON 761763101 344813 4500 4500 1 1300 3200
RF MONOLITHICS INC COMMON 74955F106 260400 43400 43400 1 42200 1200
4313318775
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
ID ID
FIRSTOFISSUER CLASS CUSIP FMV SHARES IDSOLE SHARE OTHER MANAGER VSOLE VSHARED VNONE
- ----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
RICHARDSON ELECTRS LTD COMMON 763165107 1833000 244400 243200 1 237800 6600
RICHTON INTL CORP COMMON 765516109 83375 5800 5800 1 5800
RIGHT MGMT CONSULTANTS I COMMON 766573109 1062600 92400 92400 1 90200 2200
RIO TINTO LTD ADR SPO COMMON 767204100 4824290.75 55148 55148 0 0 1 53403 0 1745
RIVIERA TOOL CO COMMON 769648106 196393 50682 50682 1 49527 1155
RLI CORP COMMON 749607107 2686816 79024 79024 1 73774 5250
ROADHOUSE GRILL COMMON 769725102 26813 6500 6500 1 6500
ROADWAY EXPRESS INC DEL COMMON 769742107 7394994 341965 340465 1 332465 9500
ROANOKE ELEC STL CORP COMMON 769841107 2279469 140275 140275 1 136525 3750
ROBBINS & MYERS INC COMMON 770196103 518113 22900 22900 1 22900
ROBERTSON CECO CORP COMMON 770539203 658663 66700 63500 1 66700
ROCK OF AGES CORP COMMON 772632105 5931 1300 1300 1 1300
ROCK-TENN CO COMMON 772739207 4858075 329361 328061 1 314061 15300
ROCKY MTN CHOCOLATE FACT COMMON 774678403 57225 10900 10900 1 9800 1100
ROCKY SHOES & BOOTS INC COMMON 774830103 84638 11100 11100 1 9500 1600
ROHM & HAAS CO COMMON 775371107 8138 200 200 1 200
ROHN INDS INC COMMON 775381106 497663 173100 165200 1 148800 24300
ROLLINS TRUCK LEASING CO COMMON 775741101 4130841 346039 343839 1 339839 6200
ROUGE INDS INC DEL COMMON 779088103 466200 59200 59200 1 59200
ROWE COS COMMON 779528108 2018841 239270 237840 1 234870 4400
ROYAL APPLIANCE MFG CO COMMON 780076105 994988 204100 203200 1 197100 7000
RTI INTL METALS INC COMMON 74973W107 1299938 173325 170225 1 163925 9400
RURAL / METRO CORP COMMON 781748108 1367445 319403 318103 1 312203 7200
RUSH ENTERPISES INC COMMON 781846100 1680550 115900 115900 1 113300 2600
RUSS BERRIE & CO COMMON 782233100 3889016 148153 148153 1 148153
RYANS FAMILY STEAK HOUSE COMMON 783519101 7166070 843067 835367 1 821067 22000
RYLAND GROUP INC COMMON 783764103 7518375 326000 324300 1 318600 7400
S L INDS INC COMMON 784413106 23250 2000 2000 1 700 1300
S&K FAMOUS BRANDS INC COMMON 783774102 518344 87300 87300 1 85100 2200
SAFECO CORP COMMON 786429100 3731 150 150 1 150
SAFESKIN CORP COMMON 786454108 1279188 105500 105500 1 105500
SAFETY-KLEEN CORP NEW COMMON 78648R203 1184419 104700 104700 1 104700
SAGA SYS INC COMMON 786610105 624044 31300 31300 1 28000 3300
SAN PAOLO-MII S P A COMMON 799175104 860117 31420 31420 0 0 1 31254 0 166
SANDERSON FARMS INC COMMON 800013104 2145763 250600 249100 1 245200 5400
SANFILIPPO JOHN B & SON COMMON 800422107 21600 5400 5400 1 5400
64268916.75
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
ID ID
FIRSTOFISSUER CLASS CUSIP FMV SHARES IDSOLE SHARE OTHER MANAGER VSOLE VSHARED VNONE
- ----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
SANTA FE SNYDER CORPO COMMON 80218K105 2293192 286649 286649 0 0 1 242919 1200 42530
SAP AG ADR SPONS PREF COMMON 803054204 6066635.063 121605 121605 0 0 1 101795 0 19810
SAPPI LTD ADR SPON NE COMMON 803069202 29305010.63 3077472 3077472 0 0 1 2801107 0 276365
SARA LEE CORP COMMON 803111103 31653202 1434705 1434705 0 0 1 1296910 0 137795
SAVOIR TECHNOLOGY GROUP COMMON 80533W107 1540425 216200 215000 1 211300 4900
SAXTON INC COMMON 805630100 198713 75700 75700 1 75700
SBC COMMUNICATIONS, I COMMON 78387G103 5064439 103885 103885 0 0 1 83629 0 20256
SCHAWK INC COMMON 806373106 1016600 119600 119600 1 116400 3200
SCHEID VINEYARDS INC COMMON 806403101 195388 53900 53900 1 53900
SCHLOTZSKYS INC COMMON 806832101 814875 123000 123000 1 120200 2800
SCHNITZER STL INDS COMMON 806882106 24700 1300 1300 1 1300
SCHUFF STL CO COMMON 808156103 300400 75100 75100 1 72800 2300
SCHULER HOMES INC COMMON 808188106 475800 73200 73200 1 73200
SCHULMAN A INC COMMON 808194104 8919496 546789 543389 1 530989 15800
SCHULTZ SAV O STORES INC COMMON 808196109 327038 25650 25650 1 25650
SCHWEITZER-MAUDUIT INTL COMMON 808541106 5056532 376300 374900 1 368800 7500
SCIENTIFIC GAMES HLDGS C COMMON 808747109 3382063 204200 202400 1 198600 5600
SCOR ADR (80917Q106) COMMON 80917Q106 345150 7800 7800 1 3300 4500
SCORE BRD INC COMMON 809173206 3 63 63 1 63
SCOTTISH PWR PLC COMMON 81013T705 781620 27915 27915 1 27915
SCPIE HLDGS INC COMMON 78402P104 1683350 52400 52400 1 50300 2100
SEACOR SMIT INC COMMON 811904101 10161113 196350 195450 1 190950 5400
SEAGATE TECHNOLOGY COMMON 811804103 92731020 1991538 1991538 0 0 1 1840223 0 151315
SEARS ROEBUCK & CO COMMON 812387108 17483850 575600 575600 1 575600
SEATTLE FILMWORKS INC COMMON 812572105 136838 49200 47700 1 48700 500
SEGA ENTERPRISES LTD COMMON 815793104 6930369.93 980951 980951 0 0 1 902261 0 78690
SEITEL INC COMMON 816074306 2730544 404525 402225 1 395225 9300
SELAS CORP AMER COMMON 816119101 129738 19400 19200 1 19400
SELECTIVE INS GROUP I COMMON 816300107 10151460.7 590630 586230 0 0 1 566300 755 23575
SEMPRA ENERGY COMMON 816851109 11782231 678114 678114 1 675964 2150
SENIOR HSG PPTYS TR S COMMON 81721M109 1396472.6 112842 112842 0 0 1 91472 775 20595
SEROLOGICALS CORP COMMON 817523103 828000 138000 137000 1 135400 2600
SERVICE CORP INTL COM COMMON 817565104 7406156 1067554 1067554 0 0 1 883254 0 184300
SERVICE EXPERTS INC COMMON 817567100 1461263 251400 249500 1 237800 13600
SHARP CORP ADR COMMON 819882200 4560720.483 19061 19061 0 0 1 14241 0 4820
SHERWIN WILLIAMS CO COMMON 824348106 4200 200 200 1 200
267338608.4
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
ID ID
FIRSTOFISSUER CLASS CUSIP FMV SHARES IDSOLE SHARE OTHER MANAGER VSOLE VSHARED VNONE
- ----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
SHILOH INDS INC COMMON 824543102 1051600 95600 93600 1 91300 4300
SHOE PAVILION INC COMMON 824894109 184844 84500 84500 1 84500
SHOPKO STORES INC COMMON 824911101 7456600 324200 322800 1 314200 10000
SIERRA HEALTH SVCS INC COMMON 826322109 4036782 603631 600431 1 593331 10300
SIFCO INDS INC COMMON 826546103 520838 73100 73100 1 73100
SIGNATURE EYEWEAR INC COMMON 826918104 117000 41600 41600 1 39900 1700
SILGAN HOLDINGS INC COMMON 827048109 5162751 386000 384300 1 377200 8800
SILICON VY GROUP INC COMMON 827066101 2006293 113030 113030 0 0 1 96590 420 16020
SILVERLEAF RESORTS INC COMMON 828395103 1097963 154100 153500 1 154100
SIMPSON INDS INC COMMON 829060102 5505135 489343 487943 0 0 1 463114 495 25734
SIZZLER INTL INC COMMON 830139101 1271750 508700 505500 1 497600 11100
SK TELECOM LTD ADR SP COMMON 78440P108 2148079.375 80532 80532 0 0 1 44127 0 36405
SKYLINE CORP COMMON 830830105 4441500 189000 188300 1 184600 4400
SKYWEST INC COMMON 830879102 1892800 67600 67600 1 67600
SLI INC COMMON 78442T108 162750 12000 12000 1 12000
SM&A CORP COMMON 784432106 330750 54000 53200 1 54000
SMEDVIG ASA ADR COMMON 83169H105 3851247 348101 348101 0 0 1 312572 0 35529
SMITH & NEPHEW ASSOC COMMON G82343107 1727580 531563 531563 0 0 1 525478 0 6085
SMITH A O COMMON 831865209 1234756 56446 56446 1 53646 2800
SMITHFIELD COS INC COMMON 832245104 30000 4000 4000 1 4000
SMITHFIELD FOODS INC COMMON 832248108 84000 3500 3500 1 3500
SMITHWAY MTR XPRESS CORP COMMON 832653109 436838 105900 105900 1 103600 2300
SMURFIT-STONE CONTAINER COMMON 832727101 1274000 52000 52000 1 48300 3700
SOFTWARE SPECTRUM INC COMMON 833960107 891450 50400 50400 1 50400
SOLA INTL INC COMMON 834092108 2489175 179400 176600 1 179400
SOLUTIA INC COMMON 834376105 648375 42000 42000 1 42000
SONY CORP COMMON 835699307 13292414.75 49319 49319 0 0 1 44414 0 4905
SOS STAFFING SVCS INC COMMON 78462X104 1049125 239800 238800 1 234200 5600
SOUTHERN CO COMMON 842587107 18800 800 800 1 800
SOUTHERN ENERGY HOMES IN COMMON 842814105 707109 301700 299200 1 293600 8100
SOUTHTRUST CORP COMMON 844730101 7563 200 200 1 200
SOUTHWEST AIRLS CO COMMON 844741108 9675 600 600 1 600
SPACEHAB INC COMMON 846243103 76325 14200 14200 1 14200
SPAN AMER MED SYS INC COMMON 846396109 37100 11200 11200 1 11200
SPARTON CORP COMMON 847235108 37188 7000 7000 1 7000
SPECIAL METALS CORP C COMMON 84741Y103 318358 99877 99877 0 0 1 86184 314 13379
65608514.13
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
ID ID
FIRSTOFISSUER CLASS CUSIP FMV SHARES IDSOLE SHARE OTHER MANAGER VSOLE VSHARED VNONE
- ----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
SPECIALTY CARE NETWORK I COMMON 84748M102 29500 11800 11800 1 11800
SPECIALTY CATALOG CORP COMMON 84748Q103 259594 63900 63900 1 61600 2300
SPECIALTY EQUIP COS INC COMMON 847497203 4246513 177400 174500 1 172700 4700
SPEIZMAN INDS INC COMMON 847805108 59850 12600 12600 1 12600
SPLASH TECHNOLOGY HLDGS COMMON 848623104 1395901 158400 157800 1 151600 6800
SPORT CHALET INC COMMON 849163100 38438 7500 7500 1 7500
SPORT SUPPLY GROUP INC COMMON 848915104 520438 75700 75700 1 75700
SPORT-HALEY INC COMMON 848925103 204188 59400 59400 1 58300 1100
SPORTS AUTH INC COMMON 849176102 41728 20864 20864 0 0 1 20864 0 0
SPORTSMANS GUIDE INC COMMON 848907200 5000 2000 2000 1 2000
SPRINGS INDS INC COMMON 851783100 2464144 61700 61700 1 61700
SPRINT CORP COMMON 852061100 67313 1000 1000 1 1000
SPRINT CORP COMMON 852061506 25625 250 250 1 250
SPS TECHNOLOGIES INC COMMON 784626103 4081613 127800 127200 1 127800
ST FRANCIS CAP CORP COMMON 789374105 432100 23200 23200 1 20600 2600
ST JOSEPH LT & PWR CO COMMON 790654107 151700 7400 7400 1 3800 3600
ST PAUL COS INC COMMON 792860108 15341962 455420 455420 1 397020 58400
STAFF LEASING INC COMMON 852381102 3109350 327300 325200 1 320100 7200
STANDARD COML CORP COMMON 853258101 957601 268800 268200 1 263400 5400
STANDARD MANAGEMENT CORP COMMON 853612109 651700 137200 136600 1 134100 3100
STANDARD MTR PRODS INC COMMON 853666105 2194613 136100 134800 1 131800 4300
STANDARD PAC CORP NEW COMMON 85375C101 6908253 628023 624523 1 616623 11400
STANDARD REGISTER CO COMMON 853887107 7399042 381886 379186 1 380686 1200
STANDEX INTL CORP COMMON 854231107 5148531 245900 245200 1 239900 6000
STANLEY FURNITURE INC COMMON 854305208 852600 46400 46400 1 43400 3000
STAR BUFFET INC COMMON 855086104 52150 14900 14900 1 14900
STARRETT L S CO COMMON 855668109 3327481 148300 147500 1 144900 3400
STATE AUTO FINL CORP COMMON 855707105 827656 90702 90702 1 90702
STEEL TECHNOLOGIES INC COMMON 858147101 3761300 259400 258700 1 255300 4100
STEELCASE INC CL A COMMON 858155203 4672200 389350 389350 0 0 1 329370 0 59980
STEINWAY MUSICAL INSTRS COMMON 858495104 2025 100 100 1 100
STEPAN CO COMMON 858586100 4324375 185000 184000 1 181100 3900
STEPHAN CO COMMON 858603103 32625 8700 8700 1 8700
STERILE RECOVERIES INC COMMON 859151102 367813 53500 53500 1 51600 1900
STERIS CORP COMMON 859152100 2436172 237670 237670 0 0 1 215795 0 21875
STERLING BANCORP COMMON 859158107 43680 2730 2730 1 2730
76434774
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
ID ID
FIRSTOFISSUER CLASS CUSIP FMV SHARES IDSOLE SHARE OTHER MANAGER VSOLE VSHARED VNONE
- ----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
STERLING COMM INC COM COMMON 859205106 13645900 401350 401350 0 0 1 370245 0 31105
STERLING FINL CORP WASH COMMON 859319105 1766400 153600 153600 1 149700 3900
STERLING SOFTWARE INC COMMON 859547101 16967634 538655 538655 0 0 1 454905 0 83750
STEWART & STEVENSON SVCS COMMON 860342104 174103 14700 14700 1 14700
STEWART ENTERPRISES INC COMMON 860370105 7283175 1533300 1522600 1 1496500 36800
STEWART INFORMATION SVCS COMMON 860372101 4446376 334000 331800 1 328600 5400
STIFEL FINL CORP COMMON 860630102 672320 68083 68083 1 64828 3255
STMICROELECTRONICS N COMMON 861012102 18549125.44 124746 124746 0 0 1 114406 0 10340
STONERIDGE INC COM COMMON 86183P102 1333108.8 86355 86355 0 0 1 68530 640 17185
STORAGE TECHNOLOGY CO COMMON 862111200 15171587 822865 822865 0 0 1 794840 0 28025
STRATTEC SEC CORP COMMON 863111100 1314425 40600 40600 1 38300 2300
STRUCTURAL DYNAMICS RESH COMMON 863555108 1818150 142600 139200 1 142600
STUDENT LN CORP COMMON 863902102 3135242 62862 62862 1 57262 5600
STURM RUGER & CO INC COMMON 864159108 2592388 292100 290900 1 292100
STYLING TECHNOLOGY CORP COMMON 863905105 175938 56300 56300 1 55000 1300
SUBURBAN LODGES AMER INC COMMON 864444104 1585819 305700 304900 1 298200 7500
SUIZA FOODS CORP COMMON 865077101 566638 14300 14300 1 14300
SUMMA INDS COMMON 86562T105 816312 70600 70100 1 68800 1800
SUMMIT BANCORP COMMON 866005101 6125 200 200 1 200
SUMMIT BK CORP GA COMMON 866013105 122200 10400 10400 1 10400
SUN HYDRAULICS CORP COMMON 866942105 75400 11600 11600 1 11600
SUNOCO INC COMMON 86764P109 26320 1120 1120 1 1120
SUNRISE INTL LEASING COR COMMON 86769K105 680004 130300 129100 1 127400 2900
SUNTRUST BANKS INC COMMON 867914103 488569 7100 7100 0 0 1 7100 0 0
SUPERIOR TELECOM INC COMMON 868365107 4283906 277500 275600 1 271000 6500
SUPERIOR UNIFORM GROUP I COMMON 868358102 496800 55200 55200 1 51400 3800
SUPREMA SPECIALTIES INC COMMON 86859F107 454388 57700 57700 1 55600 2100
SUPREME INDS INC COMMON 868607102 1407867 227534 226169 1 222614 4920
SYBRON CHEMS INC COMMON 870903101 1053975 89700 89200 1 87100 2600
SYLVAN INC COMMON 871371100 743750 87500 86700 1 84700 2800
SYMANTEC CORP COMMON 871503108 42895366.35 731690 731690 0 0 1 619410 290 111990
SYMIX SYS INC COMMON 871535100 155125 8500 8500 1 8500
SYMS CORP COMMON 871551107 1648500 329700 327700 1 322000 7700
SYSTEMAX INC COMMON 871851101 5547100 652600 648700 1 640800 11800
TAB PRODS CO DEL COMMON 873197107 56550 8700 8700 1 8700
TAG HEUER INTL S A COMMON 873773105 1536763 135100 135100 1 135100
153693349.6
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
ID ID
FIRSTOFISSUER CLASS CUSIP FMV SHARES IDSOLE SHARE OTHER MANAGER VSOLE VSHARED VNONE
- ----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
TAITRON COMPONENTS INC COMMON 874028103 102000 54400 54400 1 51400 3000
TANDY BRANDS ACCESSORIES COMMON 875378101 1434675 103400 103400 1 101200 2200
TANDYCRAFTS INC COMMON 875386104 27256 8900 8900 1 8900
TARRANT APPAREL GROUP COMMON 876289109 930738 96700 95900 1 96700
TB WOODS CORP COMMON 872226105 753950 88700 88200 1 87000 1700
TBC CORP COMMON 872180104 3371250 539400 535600 1 528500 10900
TECH DATA CORP COMMON 878237106 46113 1700 1700 1 1700
TECH OPS SEVCON INC COMMON 878293109 461250 45000 45000 1 44400 600
TECH SYM CORP COMMON 878308105 43313 2100 2100 1 2100
TECHNISOURCE INC COMMON 878553106 47588 8100 8100 1 8100
TEEKAY SHIPPING MARSHALL COMMON Y8564W103 189656 11900 11900 1 11900
TELE CENTRO SUL PARTI COMMON 879239101 5111584.75 61724 61724 0 0 1 56419 0 5305
TELECOM CORP NEW ZEAL COMMON 879278208 6952560.5 191541 191541 0 0 1 169251 0 22290
TELEDYNE TECHNOLOGIES IN COMMON 879360105 1491 158 158 1 158
TELEPHONE & DATA SYS INC COMMON 879433100 882000 7000 7000 1 7000
Telesp Participa COMMON 87929A102 24.438 12878 12878 0 0 1 12878 0 0
TELESP PARTICIPACOES COMMON 87952K100 2847091 116505 116505 0 0 1 82100 0 34405
TEMPLE INLAND INC COMMON 879868107 501125 7600 7600 1 7600
TENET HEALTHCARE CORP COMMON 88033G100 23711970 1009020 1009020 1 897020 112000
TENNANT CO COMMON 880345103 530550 16200 16200 1 14300 1900
TERADYNE INC COMMON 880770102 264000 4000 4000 1 4000
TESCO PLC-ADR COMMON 881575302 557908 64685 64685 0 0 1 0 0 64685
TESORO PETROLEUM COMMON 881609101 3020721.2 261251 259651 0 0 1 244901 790 15560
TEXACO INC COMMON 881694103 22096094 406832 406832 0 0 1 389667 0 17165
TEXAS INDS INC COMMON 882491103 18833183 442483 440583 1 432783 9700
TEXAS UTILS CO COMMON 882848104 8156259 229350 229350 1 229350
TF FINL CORP COMMON 872391107 111300 8400 8400 1 7400 1000
TFC ENTERPRISES INC COMMON 872388103 501375 133700 132500 1 133700
THERMOQUEST CORP COMMON 883655102 262969 25500 25500 1 25500
THERMWOOD CORP COMMON 883672305 13500 2400 2400 1 2400
THOMAS & BETTS CORP Common 884315102 5419 170 170 1 170
THOMAS GROUP INC COMMON 884402108 855000 76000 76000 1 74400 1600
THOMAS INDS INC COMMON 884425109 461888 22600 22600 1 22600
THOR INDS INC COMMON 885160101 2103231 69100 69100 1 69100
TIDEWATER INC COMMON 886423102 17829360 495260 495260 1 419060 76200
TIMBERLAND CO COMMON 887100105 1475213 27900 27900 1 26900 1000
124493605.9
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
ID ID
FIRSTOFISSUER CLASS CUSIP FMV SHARES IDSOLE SHARE OTHER MANAGER VSOLE VSHARED VNONE
- ----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
TIMKEN CO COMMON 887389104 218681 10700 10700 1 10700
TITANIUM METALS CORP COMMON 888339108 844817 187737 185437 1 187737
TNP ENTERPRISES INC COMMON 872594106 783750 19000 19000 1 19000
TODHUNTER INTL INC DEL COMMON 889050100 413363 45300 45300 1 43000 2300
TOLL BROTHERS INC COMMON 889478103 15578974 836455 830855 1 819355 17100
TORCHMARK CORP COMMON 891027104 876234 30150 30150 1 30150
TORO CO COMMON 891092108 2324430.6 62296 62296 0 0 1 52091 420 9785
TOTAL CONTAINMENT INC COMMON 89149T101 28688 13500 13000 1 13500
TOTAL FINA SA ADS Common 89151E109 6441 93 93 1 93
TOTAL RENAL CARE HLDGS I COMMON 89151A107 5370063 803000 799200 1 801500 1500
TOWER AIR CORP COMMON 891697104 119175 90800 89100 1 90800
TOYS R US INC COMMON 892335100 577223 40330 40330 1 37830 2500
TRACTOR SUPPLY CO COMMON 892356106 1920000 120000 120000 1 117100 2900
TRAMMELL CROW CO COMMON 89288R106 4789500 412000 410400 1 409300 2700
TRANS LUX CORP COMMON 893247106 71331 10100 10100 1 10100
TRANSOCEAN SEDCO FOREX COMMON G90078109 10085700 299390 299390 1 250390 49000
TRANSPORT CORP OF AMER I COMMON 89385P102 1943981 156300 155500 1 154100 2200
TRANSPORTATION COMPONENT COMMON 893878108 195501 68000 67100 1 68000
TRANSPORTATION TECH INDS COMMON 89388T101 1130713 62600 61600 1 60800 1800
TRANSPRO INC COMMON 893885103 43131 6700 6700 1 6700
TRANSTECHNOLOGY CORP DEL COMMON 893889105 1594107 144100 143400 1 141800 2300
TRAVIS BOATS & MTRS INC COMMON 894363100 757200 63100 63100 1 61400 1700
TREMONT CORP COMMON 894745207 54495 3633 3633 1 3633
TRENWICK GROUP INC COMMON 895290104 6458201 381296 377829 1 372084 9212
TRIARC COS INC COMMON 895927101 1121529.7 61035 61035 0 0 1 50730 485 9820
TRICO MARINE SERVICES IN COMMON 896106101 123594 17500 17500 1 17500
TRICON GLOBAL RESTAUR COMMON 895953107 3560615 92183 92183 0 0 1 76918 0 15265
TRIDENT MICROSYSTEMS COMMON 895919108 1599641.5 156061 156061 0 0 1 125241 980 29840
TRIGON HEALTHCARE INC COMMON 89618L100 2447175.5 82954 82954 0 0 1 72659 425 9870
TRINITY INDS INC COMMON 896522109 11426188 401800 401800 1 339300 62500
TRIUMPH GROUP INC NEW COMMON 896818101 6951488 287400 286000 1 281600 5800
TRO LEARNING INC COMMON 87263R109 408500 76000 76000 1 73800 2200
TRW INC COMMON 872649108 5194 100 100 1 100
TUBOS DE ACERO DE MEX COMMON 898592506 8017010.563 619500 619500 0 0 1 577035 0 42465
TUSCARORA INC COMMON 900902107 544413 44900 44900 1 41200 3700
TWIN DISC INC COMMON 901476101 17813 1500 1500 1 1500
92408861.86
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
ID ID
FIRSTOFISSUER CLASS CUSIP FMV SHARES IDSOLE SHARE OTHER MANAGER VSOLE VSHARED VNONE
- ----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
TWINLAB CORP COMMON 901774109 577850 72800 72800 1 67400 5400
TYCO INTL LTD NEW COMMON 902124106 71136 1824 1824 1 1824
TYSON FOODS INC COMMON 902494103 4063 250 250 1 250
U S CAN CORP COMMON 90328W105 2269752.8 114201 114201 0 0 1 98891 520 14790
U S HOME CORP NEW COMMON 911920106 8301601 324757 323357 1 319357 5400
U S INDS INC NEW COMMON 912080108 63000 4500 4500 1 4500
U S VISION INC COMMON 90339M104 128894 50300 50300 1 50300
U S WEST INC NEW COM COMMON 91273H101 55196640 766620 766620 0 0 1 693990 0 72630
U S XPRESS ENTERPRISES I COMMON 90338N103 2367375 321000 319200 1 315200 5800
UCAR INTL INC COMMON 90262K109 7433156 417300 415700 1 417300
UFP TECHNOLOGIES INC COMMON 902673102 22825 8300 8300 1 7300 1000
UNIBANCO-UNIAO DE BAN COMMON 90458E107 7591530.125 270586 270586 0 0 1 241931 0 28655
UNICAPITAL CORP NEW COMMON 90459D108 874306 237100 237100 1 233000 4100
UNICO AMERN CORP COMMON 904607108 969500 138500 137900 1 136000 2500
UNICOM CORP COMMON 904911104 39709903 1185367 1185367 0 0 1 1074092 0 111275
UNIFI INC COMMON 904677101 2111594 171500 171500 1 171500
UNIFIRST CORP MASS COMMON 904708104 4315225 341800 339600 1 331900 9900
UNILEVER N V NEW YORK COMMON 904784709 4556473.438 87348 87348 0 0 1 77388 0 9960
UNION ACCEP CORP COMMON 904832102 652688 88500 87200 1 87500 1000
UNION CARBIDE CORP COMMON 905581104 10013 150 150 1 150
UNION PAC CORP COMMON 907818108 6360780 145597 145597 0 0 1 121882 0 23715
UNION PAC RES GROUP INC COMMON 907834105 25500 2000 2000 1 2000
UNION PACIFIC PFD CV 907824205 500638 12100 12100 1 12100
UNION PLANTERS CORP COMMON 908068109 5916 150 150 1 150
UNITED ASSETS MGMT CO COMMON 909420101 2147776.4 115705 115705 0 0 1 100845 465 14395
UNITED DOMINION RLTY COMMON 910197102 158543 16055 16055 0 0 1 0 0 16055
UNITED HEALTHCARE CORP COMMON 910581107 31875 600 600 1 600
UNITED ILLUM CO COMMON 910637107 77063 1500 1500 1 1200 300
UNITED INDL CORP COMMON 910671106 171806 18700 18700 1 14000 4700
UNITED RETAIL GROUP INC COMMON 911380103 1117875 135500 134800 1 131200 4300
UNITED STATES LIME & MIN COMMON 911922102 19600 2800 2800 1 2800
UNITED WIS SVCS INC NEW COMMON 913238101 30600 7200 7200 1 7200
UNIVERSAL CORP VA COMMON 913456109 14834969 650300 647200 1 634300 16000
UNIVERSAL FST PRODS INC COMMON 913543104 1424850 96600 96600 1 96600
UNIVERSAL HLTH SVCS INC COMMON 913903100 4762800 132300 132300 1 129800 2500
UNIVERSAL STAINLESS & AL COMMON 913837100 348975 51700 51100 1 51600 100
169247091.8
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
ID ID
FIRSTOFISSUER CLASS CUSIP FMV SHARES IDSOLE SHARE OTHER MANAGER VSOLE VSHARED VNONE
- ----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
UNOCAL CORP COMMON 915289102 28528 850 850 1 850
UNUMPROVIDENT CORP COMMON 91529Y106 15945450 497324 497324 1 416260 81064
US BANCORP COMMON 902973106 8578692 360260 360260 0 0 1 349865 0 10395
USA TRUCK INC COMMON 902925106 1586026 201400 200300 1 197800 3600
USANA INC COMMON 90328M107 237500 47500 47500 1 45400 2100
USBANCORP INC PA COMMON 917292104 2820000 240000 238700 1 235600 4400
USEC INC COMMON 90333E108 10304700 1472100 1467500 1 1316850 155250
USFREIGHTWAYS CORP CO COMMON 916906100 9151079.6 191145 191145 0 0 1 173015 355 17775
UST INC COMMON 902911106 5038 200 200 1 200
USX MARATHON GROUP COMMON 902905827 14245686 577039 577039 0 0 1 494309 0 82730
USX-U S STL COMMON 90337T101 19354500 586500 586500 1 586500
UTAH MED PRODS INC COMMON 917488108 1046250 155000 153600 1 151400 3600
V F CORP COMMON 918204108 4500 150 150 1 150
VALERO ENERGY CORP NEW COMMON 91913Y100 11167763 561900 561900 1 475900 86000
VALUE CITY DEPT STORES I COMMON 920387107 316113 20900 20900 1 20900
VARCO INTL INC COMMON 922126107 448250 44000 44000 1 44000
VDI MULTIMEDIA COMMON 917916108 935000 68000 68000 1 68000
VENTURE CATALYST INC UTA COMMON 92326Q106 92000 18400 18400 1 17300 1100
VERITAS DGC INC COMMON 92343P107 641200 45800 45800 1 36900 8900
VERTEX COMMUNICATIONS CO COMMON 925320103 1512900 73800 73300 1 71600 2200
VESTCOM INTL INC COMMON 924904105 211050 60300 60300 1 60300
VIACOM INC COMMON 925524308 14089895 233131 233131 0 0 1 196366 0 36765
VICON INDS INC COMMON 925811101 83400 13900 13900 1 13900
VIDEO DISPLAY CORP COMMON 926555103 47600 11200 11200 1 9700 1500
VILLAGE SUPER MKT INC COMMON 927107409 62700 4800 4800 1 4800
VIRCO MFG CO COMMON 927651109 493129 37933 37933 1 33762 4171
VISIONAMERICA INC COMMON 92832C104 9000 3000 3000 1 3000
VOLKSWAGEN A G SPONSO COMMON 928662303 263050 23945 23945 0 0 1 8000 0 15945
VOLVO AKTIEBOLAGET COMMON 928856400 426725 16900 16900 1 16900
VULCAN MATLS CO COMMON 929160109 5991 150 150 1 150
WABASH NATL CORP COMMON 929566107 235500 15700 15700 1 15700
WACHOVIA CORP COMMON 929771103 13600 200 200 1 200
WADDELL & REED FINL INC COMMON 930059100 124775 4600 4600 1 4600
WALLACE COMPUTER SERVICE COMMON 932270101 1206975 72600 71800 1 71100 1500
WALTER INDS INC COMMON 93317Q105 142271 13158 13158 1 13158
WASHINGTON FED INC COMMON 938824109 2293150 116108 116108 0 0 1 100653 655 14800
118129986.6
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
ID ID
FIRSTOFISSUER CLASS CUSIP FMV SHARES IDSOLE SHARE OTHER MANAGER VSOLE VSHARED VNONE
- ----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
WASHINGTON HOMES INC NEW COMMON 938864105 839000 167800 166500 1 164100 3700
WASHINGTON MUT INC COMMON 939322103 20740624 801570 801570 1 682670 118900
WASTE MGMT INC DEL COMMON 94106L109 5958047 346650 346650 1 343200 3450
WATER PIK TECHNOLOGIES I COMMON 94113U100 526 55 55 1 55
WATTS INDS INC COMMON 942749102 6212169 421164 418564 1 409864 11300
WEBB DEL CORP COMMON 947423109 11777541 473469 471669 1 465469 8000
WEBCO INDS INC COMMON 947621108 223263 67400 66600 1 64000 3400
WEBS INDEX FD INC GER MUTUAL 92923H608 946873 35480 35480 0 0 1 35480 0 0
WEBS INDEX FD INC ITA MUTUAL 92923H806 1147875 45915 45915 0 0 1 45915 0 0
WEBSTER FINL CORP CONN COMMON 947890109 1906206 80900 80900 1 80900
WEIDER NUTRITION INTL IN COMMON 948603105 32819 8900 8900 1 8900
WELLMAN INC COMMON 949702104 299863 16100 16100 1 16100
WELLS FARGO & CO NEW COMMON 949746101 36394 900 900 1 900
WEST TELESERVICES CORP COMMON 956188106 672031 27500 27500 1 27500
WESTAFF INC COMMON 957070105 2693625 326500 325100 1 318800 7700
WESTERN GAS RES INC COMMON 958259103 1577870 119647 119647 0 0 1 100017 800 18830
WESTERN RES INC COMMON 959425109 252369 14900 14900 1 14900
WESTINGHOUSE AIR BRAKE C COMMON 960386100 10777800 607200 604000 1 594100 13100
WESTPOINT STEVENS INC COMMON 961238102 532000 30400 30100 1 29600 800
WESTVACO CORP COMMON 961548104 10387800 318400 318400 1 318400
WET SEAL INC COMMON 961840105 1304625 106500 105900 1 106500
WEYCO GROUP INC COMMON 962149100 90900 3600 3600 1 3600
WEYERHAEUSER CO COMMON 962166104 14363 200 200 1 200
WHIRLPOOL CORP COM COMMON 963320106 18148567 278940 278940 0 0 1 241670 0 37270
WICKES INC COMMON 967446105 32250 6000 6000 1 5800 200
WILLIAMS CTLS INC COMMON 969465103 90525 40800 40800 1 37600 3200
WILLIS LEASE FINANCE COR COMMON 970646105 196988 30600 30600 1 30600
WILMAR INDS INC COMMON 971426101 1238838 71300 71300 1 70300 1000
WINDMERE-DURABLE HLDGS I COMMON 973411101 195500 11500 11500 1 11500
WINNEBAGO INDS INC COMMON 974637100 3348431 166900 166900 1 165400 1500
WISCONSIN CENT TRANSN CO COMMON 976592105 2995219 222900 218000 1 222900
WLR FOODS INC COMMON 929286102 1835975 319300 317900 1 311300 8000
WOLOHAN LMBR CO COMMON 977865104 860876 71000 69900 1 67800 3200
WOLVERINE TUBE INC COMMON 978093102 4923539.3 348569 346469 1 340969 7600
WOLVERINE WORLD WIDE INC COMMON 978097103 1778438 162600 162600 1 162600
WOODHEAD INDS INC COMMON 979438108 589388 50700 50700 1 48600 2100
114659117.3
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
ID ID
FIRSTOFISSUER CLASS CUSIP FMV SHARES IDSOLE SHARE OTHER MANAGER VSOLE VSHARED VNONE
- ----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
WOODWARD GOVERNOR CO COMMON 980745103 4169000 151600 151000 1 147300 4300
WORLD ACCEP CORP DEL COMMON 981419104 1902863 395400 393200 1 386600 8800
WORLD FUEL SVCS CORP COMMON 981475106 1933500 257800 256700 1 252600 5200
WPI GROUP INC COMMON 92930K107 35831 14700 14700 1 14700
WSI INDS INC COMMON 92932Q102 36486 8845 8845 1 8845
WYNNS INTL INC COMMON 983195108 1856025 131400 131400 1 125200 6200
XL CAPITAL LTD. COMMON G98255105 25339190 488466 488466 0 0 1 430682 0 57784
YARDVILLE NATL BANCORP COMMON 985021104 968363 83300 83300 1 81100 2200
YELLOW CORP COMMON 985509108 9203533 547422 544422 1 535422 12000
YORK GROUP INC COMMON 986632107 857757 198900 197800 1 194800 4100
YORK INTL CORP NEW COMMON 986670107 71338 2600 2600 1 2600
YORK RESH CORP COMMON 987048105 225750 60200 60200 1 60200
ZALE CORP NEW COMMON 988858106 27835235 575405 575405 0 0 1 477330 0 98075
ZEMEX CDA CORP COMMON 988910105 618985 67834 67834 1 63939 3895
ZENITH NATL INS CORP COMMON 989390109 1273355.7 61738 61738 0 0 1 53763 290 7685
ZIMMERMAN SIGN CO COMMON 989580105 4141 1250 1250 1 1120 130
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F Name of Reporting Manager: Gray Seifert
For Positions Held as of 12/31/999
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amt. (a) Sole
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
Ampersand Group Inc. LTD (GS) P4 000706TD3 40 12
Perry One Beta Inc. LTD (GS) P4 009218TD0 0 16
Perry One Inc. LTD (GS) P4 009219TD8 0 16
Perry One Gamma Inc. LTD (GS) P4 009220TD6 0 16
Perry One Delta Inc. LTD (GS) P4 009221TD4 0 16
Beaver Valley Two Omega Inc. LTD (GS) P4 009222TD2 0 16
Beaver Valley Two Rho Inc. LTD (GS) P4 009233TD9 0 16
Beaver Valley Two Sigma Inc. LTD (GS) P4 009224TD8 0 16
Beaver Valley Two Tau Inc. LTD (GS) P4 009225TD5 0 16
Beaver Valley Two Pi Inc. LTD (GS) P4 009226TD3 0 16
Sheldahl, Inc. Series D Convertible Pf LTD (GS) P4 009663TD7 15 15,000
Hartford Life Cap Tr PFD QTR 30/360 416590206 42 2,000
Small Blue Planet, LLC LTD (GS) P4 5956493 50 50,000
Absorbit International Holding LP LTD (GS) P4 5958031 146 145,799
Rollover Contribution 1999 Common Stock 999978992 0 155,940
Wind Baron Corp Foreign Stock 973145204 1 6,000
Arbusto 81 L.P. LTD (GS) P4 9758104 150 150,000
McNeil Real Estate Fund X LTD (GS) P4 9758105 75 75,000
Medicus Systems Corp-Restricted Common Stock GS 9758108 1 1,981
Orlando Investors Special LTD (GS) P4 9758109 294 294,000
One Qty Of Gold APR Personal Hld 9758118 48 100
Brock Exploration Co. LTD (GS) P4 9758125 169 45,000
China Telecommunications Services Inc Common Stock GS 9758128 10 10,000
Affirmative Development Company L.P. LTD (GS) P4 9758151 200 200,000
Energy Search 1979-3 LTD (GS) P4 9758181 75 75,000
Second Time Out LTD (GS) P4 9758235 210 210,000
Emerald Green Investors LTD (GS) P4 9758321 321 321,400
Regency Fund LTD (GS) P4 9758329 250 250,000
AEC Hanover Investors LTD (GS) P4 9758332 968 968,140
Rockefeller & Co. LTD (GS) P4 9758380 1 1,000
Harbor Ridge LP LTD (GS) P4 9758431 500 500,000
Guardian Exploration LTD (GS) P4 9758572 50 50,000
Tackmer Corp. Restricted Common Stock GS 9758573 3 250
Reitrac Corp - Restricted Common Stock GS 9758793 75 75,000
Asia Pacific Industries LTD (GS) P4 9758910 98 185
Cumberland House Inc Personal Hld 9758941 427 427,000
ABC Dispensing Tech Inc. 9% Pfd Ser B PrefStockConvGS 9759008 300 24
The Oaks Partnership LTD (GS) P4 9759120 100 100,010
Wesco 80 LTD (GS) P4 9759122 94 94,000
The Establishment L.P. LTD (GS) P4 9759123 255 255,000
O/G L.P. LTD (GS) P4 9759124 645 645,000
Little Falls L.P. LTD (GS) P4 9759126 2,420 2,419,998
Universal Fibers L.P. LTD (GS) P4 9759128 623 623,000
Affirmitive Equities Company L.P. LTD (GS) P4 9759377 6,888 6,888,100
Patrick Henry Hotel Investors L.P. LTD (GS) P4 9759382 200 200,000
Hope Capital Associates L.P. LTD (GS) P4 9759465 650 650,000
<CAPTION>
Run Date: 02/10/99
----------------------
S.E.C. Use Only
-------------------------
Item 6: Item 7: Item 8:
Investment Discretion Other Voting Authority (Shares)
(b)Shared as Def(c)Shared Other Managers (a) Sole (b) Shared (c) None
- ------------------------------------------------------------------------------------------------
<C> <C> <C> <C> <C> <C>
x 0 12 0
x 0 16 0
x 0 16 0
x 0 16 0
x 0 16 0
x 0 16 0
x 0 16 0
x 0 16 0
x 0 16 0
x 0 16 0
x 0 15,000 0
x 0 2,000 0
x 0 50,000 0
x 0 145,799 0
x 0 155,940 0
x 0 6,000 0
x 0 150,000 0
x 0 75,000 0
x 0 1,981 0
x 0 294,000 0
x 0 100 0
x 0 45,000 0
x 0 10,000 0
x 0 200,000 0
x 0 75,000 0
x 0 210,000 0
x 0 321,400 0
x 0 250,000 0
x 0 968,140 0
x 0 1,000 0
x 0 500,000 0
x 0 50,000 0
x 0 250 0
x 0 75,000 0
x 0 185 0
x 0 427,000 0
x 0 24 0
x 0 100,010 0
x 0 94,000 0
x 0 255,000 0
x 0 645,000 0
x 0 2,419,998 0
x 0 623,000 0
x 0 6,888,100 0
x 0 200,000 0
x 0 650,000 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
<S> <C> <C> <C> <C>
ABC Dispensing Tech Inc 9% Pfd Ser A PrefStockConvGS 9759511 2,413 193
Woodsource Partners L.P. LTD (GS) P4 9759535 90 90,000
ECO Soil Systems Warrants Common Stock 9759564 0 5,000
Unapix Entertainment Warrants Common Stock 9759684 0 55,000
LBJG Enterprises L.P. LTD (GS) P4 9759755 1,670 1,670,000
Southeast Mortgage Investors L.P. LTD (GS) P4 9759768 1,850 1,850,000
Isle Lands Inc. LTD (GS) P4 9759959 1 504
Kerry Petroleum Co.-Restricted Common Stock GS 9760100 8,223 3,289,369
NU CO2 Inc Common Stock 9760192 2 262
ABC Dispensing Technologies Inc-Restr Common Stock GS 9760225 326 1,255,548
Bayou Steel Corp-Restricted Common Stock 9760352 2 2,199
AEC River Walk L.P. LTD (GS) P4 9760398 351 351,000
ABC Dispensing Tech Inc. 9% Pfd Ser C PrefStockConvGS 9760514 320 32
Unapix Entertainment Inc 8% Pfd Ser C PrefStockConvGS 9760634 163 163
Hycor Biomedical Inc-Restricted Common Stock 9760913 1 408
Unapix Entertainment-Restricted Common Stock 9761481 2,211 722,416
Unapix Entertainment 8% Cum Conv. Pfd PrefStockConvGS 9761482 306 99,996
American Business Computers-Restricted Common Stock 9761585 33 100,000
American Hospitality Supply Corp-Restr Common Stock 9761870 2 30
Displaytek Corp LTD (GS) P4 9761873 0 8,512
TVC Image Technology Inc-Restricted Common Stock 9762607 2,995 9,390
Carbon Associates LTD (GS) P4 9762856 50 50,000
Kingston Systems Inc. Common Stock 9763324 3 12,453
Anglo American Properties Common Stock AAPQ 0 277
ABC Dispensing Techologies Inc Common Stock GS 000573105 201 1,822,952
Ambac Financial Group, Inc. Common Stock 023139108 47 905
Albertson's Inc. Common Stock 013104104 3,872 120,066
Abbott Laboratories Common Stock 002824100 3,292 90,646
Aca Joe Inc Common Stock 003870300 0 1,169
ADE Corporation Mass Common Stock 00089C107 10 600
Autodesk Inc. Common Stock 052769106 17 500
Adept Technology Inc Common Stock 006854103 59 9,300
Ameren Corp. Common Stock 023608102 8 253
American Electric Power Co Common Stock 025537101 8 253
Allmerica Financial Corp. Common Stock 019754100 33 600
Aflac Corp. New Common Stock 001055102 68 1,448
Associates First Capital Corp. Common Stock 046008108 3 104
American General Corp. Common Stock 026351106 6,895 90,875
Edwards A G Inc. Common Stock 281760108 1,563 48,737
Amerada Hess Corp. Common Stock 023551104 0 4
Allied Hldgs Inc Common Stock 019223106 6 1,000
American Home Products Corp. Common Stock 026609107 824 20,900
Allied Irish Banks Plc ADR 019228402 93 4,400
American International Group Inc. Common Stock 026874107 35,042 324,087
Apartment Investment & Mgt Co Class A Common Stock 03748R101 71 1,774
Annuity & Life Re Holdings Ltd. Common Stock G03910109 22 850
Applied Materials Inc. Common Stock 038222105 0 2
American Language Kollege Common Stock AMDQ 90 800
Amgen Inc. Common Stock 031162100 54 900
Ampersand Corp. Common Stock AMPQ 160 48
American Management Systems Inc. Common Stock 027352103 26 825
AON Corp. Common Stock 037389103 12 300
America Online Inc. Common Stock 02364J104 2,135 28,300
<CAPTION>
<C> <C> <C> <C>
x 0 193 0
x 0 90,000 0
x 0 5,000 0
x 0 55,000 0
x 0 1,670,000 0
x 0 1,850,000 0
x 0 504 0
x 0 3,289,369 0
x 0 262 0
x 0 1,255,548 0
x 0 2,199 0
x 0 351,000 0
x 0 32 0
x 0 163 0
x 0 408 0
x 0 722,416 0
x 0 99,996 0
x 0 100,000 0
x 0 30 0
x 0 8,512 0
x 0 9,390 0
x 0 50,000 0
x 0 12,453 0
x 0 277 0
x 0 1,822,952 0
x 0 905 0
x 0 120,066 0
x 0 90,646 0
x 0 1,169 0
x 0 600 0
x 0 500 0
x 0 9,300 0
x 0 253 0
x 0 253 0
x 0 600 0
x 0 1,448 0
x 0 104 0
x 0 90,875 0
x 0 48,737 0
x 0 4 0
x 0 1,000 0
x 0 20,900 0
x 0 4,400 0
x 0 324,087 0
x 0 1,774 0
x 0 850 0
x 0 2 0
x 0 800 0
x 0 900 0
x 0 48 0
x 0 825 0
x 0 300 0
x 0 28,300 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
<S> <C> <C> <C> <C>
Applied Signal Technology Inc Common Stock 038237103 2,424 172,438
Applied Power Inc Class A Common Stock 038225108 29 800
ACNielsen Corp. Common Stock 004833109 4 167
Archstone Communities Trust Common Stock 039581103 7 334
AmSouth Bancorp Common Stock 032165102 984 50,960
Ashton Technology Group Inc Common Stock 045084100 13 2,000
Automatic Data Processing Common Stock 053015103 2,672 49,600
AXA Financial Inc Common Stock 002451102 880 25,982
American Express Co. Common Stock 025816109 1,410 8,479
Allegheny Energy Inc. Common Stock 017361106 15 540
ALZA Corp. Com Common Stock 022615108 13 368
Astrazena PLC -Spons ADR ADR 046353108 83 1,999
Autozone Inc. Common Stock 053332102 65 2,000
Bank of America Corp. Common Stock 060505104 2,960 58,986
BB&T Corp. Common Stock 054937107 3,981 145,410
Bell Atlantic Corp. Common Stock 077853109 1,263 20,512
Franklin Resources Common Stock 354613101 41 1,269
Bestfoods Common Stock 08658U101 169 3,216
Brooke Group LTD Common Stock 112525100 15 1,001
B I Incorporated Common Stock 055467203 1 100
Ben & Jerrys Homemade Inc - Cl B Common Stock 081465205 5 200
Ben & Jerry Homemade Inc Common Stock 081465106 15 600
Bank of New York Co. Inc. Common Stock 064057102 1,048 26,200
Ballard Power Systems Inc. Common Stock 05858H104 56 2,000
BellSouth Corp. Common Stock 079860102 124 2,640
BMC Software Common Stock 055921100 18 226
Bemis Co Inc. Common Stock 081437105 24 700
Bristol-Myers Squibb Co. Common Stock 110122108 1,053 16,398
Pacific Century Financial Corp. Common Stock 694058108 1,157 61,890
BP Amoco Plc -Spons ADR ADR 055622104 1,827 30,804
Burlington Resources Common Stock 122014103 50 1,500
Brady W H Co. Common Stock 104674106 37 1,100
BRE Properties Inc. Cl A Common Stock 05564E106 18 800
Bridgford Foods Corp Common Stock 108763103 100 10,340
Berkshire Hathaway Inc. Class A Common Stock 084670108 281 5
Berkshire Hathaway Inc. Class B Common Stock 084670207 117 64
Bisys Group Inc. Common Stock 055472104 13,543 207,550
British Telecommunications ADR 111021408 857 3,600
Anheuser-Busch Companies Inc. Common Stock 035229103 354 5,000
Bancwest Corporation Common Stock 059790105 1,451 74,410
Citigroup, Inc. Common Stock 172967101 3,711 66,787
Cascade-Teton Farm Lands Co. LTD (GS) P4 C242339 0 16
Cascade Bancorp Common Stock 147154108 962 76,968
Conagra Inc. Common Stock 205887102 157 6,954
Cardinal Health Inc. Common Stock 14149Y108 32 675
Centura Banks Inc. Common Stock 15640T100 697 15,800
Northland Cranberries Inc-A Common Stock 666499108 3 500
Commerce Bancshares Inc. Common Stock 200525103 6,213 183,417
CCB Financial Corp. Common Stock 124875105 2,936 67,403
Centennial Bancorp Common Stock 15133T104 1,806 168,016
Charter One Financial Inc. Common Stock 160903100 188 9,837
Community First Bankshares Inc Common Stock 203902101 1,709 108,500
CFM Technologies Inc. Common Stock 12525K106 1 75
<CAPTION>
<C> <C> <C> <C>
x 0 172,438 0
x 0 800 0
x 0 167 0
x 0 334 0
x 0 50,960 0
x 0 2,000 0
x 0 49,600 0
x 0 25,982 0
x 0 8,479 0
x 0 540 0
x 0 368 0
x 0 1,999 0
x 0 2,000 0
x 0 58,986 0
x 0 145,410 0
x 0 20,512 0
x 0 1,269 0
x 0 3,216 0
x 0 1,001 0
x 0 100 0
x 0 200 0
x 0 600 0
x 0 26,200 0
x 0 2,000 0
x 0 2,640 0
x 0 226 0
x 0 700 0
x 0 16,398 0
x 0 61,890 0
x 0 30,804 0
x 0 1,500 0
x 0 1,100 0
x 0 800 0
x 0 10,340 0
x 0 5 0
x 0 64 0
x 0 207,550 0
x 0 3,600 0
x 0 5,000 0
x 0 74,410 0
x 0 66,787 0
x 0 16 0
x 0 76,968 0
x 0 6,954 0
x 0 675 0
x 0 15,800 0
x 0 500 0
x 0 183,417 0
x 0 67,403 0
x 0 168,016 0
x 0 9,837 0
x 0 108,500 0
x 0 75 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
<S> <C> <C> <C> <C>
Cullen Frost Bankers Inc. Common Stock 229899109 1,782 69,200
Cognex Corp. Common Stock 192422103 25 650
Coastal Corp. Common Stock 190441105 36 1,019
Chevron Corp. Common Stock 166751107 1,946 22,466
Ciena Corp. Common Stock 171779101 17 300
Colgate-Palmolive Co. Common Stock 194162103 12,493 192,200
Clorox Co. Common Stock 189054109 101 2,000
Comerica Inc. Common Stock 200340107 1,796 38,475
Consolidated Natural Gas Co Common Stock 209615103 123 1,900
Pennsylvania Commerce Bancorp Inc Common Stock 708677109 483 24,174
Colorado Business Bankshares Common Stock 196333108 1,625 127,437
Contour Energy Co. Common Stock 21220C103 0 12
Campbell Soup Co. Common Stock 134429109 387 10,000
Carolina Power & Light Common Stock 144141108 107 3,500
Corn Products International Inc. Common Stock 219023108 10 300
Compaq Computer Corp. Common Stock 204493100 593 21,900
Cortech Inc Common Stock 22051J308 6 1,000
Chronar Corp Common Stock 171133101 0 121
Crazy Woman Creek Bancorp Common Stock 225233105 44 4,000
Cabletron Systems Inc. Common Stock 126920107 13 500
Computer Sciences Corp. Common Stock 205363104 16,474 174,095
Cisco Systems Inc. Common Stock 17275R102 25,722 240,116
CSG Systems International Inc. Common Stock 126349109 72 1,800
Carlisle Cos Inc. Common Stock 142339100 30 820
Celestial Seasonings Inc. Common Stock 151016102 17 900
Cablevision Systems Corp. Cl A Common Stock 12686C109 50 667
Covance Inc. Common Stock 222816100 2 200
CVS Corp. Common Stock 126650100 8,262 206,861
Cygnus Inc. Common Stock 232560102 2 100
City National Corp. Common Stock 178566105 3,086 93,700
Dominion Resources Inc. of VA Common Stock 257470104 10 250
Du Pont (EI) de Nemours and Co. Common Stock 263534109 161 2,440
Diedrich Coffee Inc Common Stock 253675102 3 800
Dell Computer Corp. Common Stock 247025109 421 8,250
Dean Foods Co Common Stock 242361103 25 625
Dollar General Corp. Common Stock 256669102 142 6,250
Delger Finl Corp Common Stock 246680102 0 1
Quest Diagnostics Inc. Common Stock 74834L100 3 100
Dayton Hudson Corp. Common Stock 239753106 9,450 128,675
Diamonds Trust Unit Series 1 Common Stock 252787106 35 300
The Walt Disney Co. Common Stock 254687106 230 7,871
Echostar Communications New Common Stock 278762109 722 7,400
Daily Journal Corp Common Stock 233912104 1 20
Dime Bancorp Inc. Common Stock 25429Q102 27 1,800
Dun & Bradstreet Corp. Common Stock 26483B106 15 500
Dover Corp. Common Stock 260003108 73 1,600
Dow Chemical Co Common Stock 260543103 12,688 94,950
Duramed Pharmaceuticals Inc. Common Stock 266354109 14 2,000
DST Systems Inc. Common Stock 233326107 7,729 101,286
Datawatch Corp Common Stock 237917109 11 5,264
Eclipsys Corp. Common Stock 278856109 76 2,962
Consolidated Edison Inc. Common Stock 209115104 6 168
Equifax Inc. Common Stock 294429105 306 13,000
<CAPTION>
<C> <C> <C> <C>
x 0 69,200 0
x 0 650 0
x 0 1,019 0
x 0 22,466 0
x 0 300 0
x 0 192,200 0
x 0 2,000 0
x 0 38,475 0
x 0 1,900 0
x 0 24,174 0
x 0 127,437 0
x 0 12 0
x 0 10,000 0
x 0 3,500 0
x 0 300 0
x 0 21,900 0
x 0 1,000 0
x 0 121 0
x 0 4,000 0
x 0 500 0
x 0 174,095 0
x 0 240,116 0
x 0 1,800 0
x 0 820 0
x 0 900 0
x 0 667 0
x 0 200 0
x 0 206,861 0
x 0 100 0
x 0 93,700 0
x 0 250 0
x 0 2,440 0
x 0 800 0
x 0 8,250 0
x 0 625 0
x 0 6,250 0
x 0 1 0
x 0 100 0
x 0 128,675 0
x 0 300 0
x 0 7,871 0
x 0 7,400 0
x 0 20 0
x 0 1,800 0
x 0 500 0
x 0 1,600 0
x 0 94,950 0
x 0 2,000 0
x 0 101,286 0
x 0 5,264 0
x 0 2,962 0
x 0 168 0
x 0 13,000 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
<S> <C> <C> <C> <C>
Eagle Geophysical Inc Common Stock 269524104 0 2,032
Earthgrains Co Common Stock 270319106 10 640
Eastman Kodak Co. Common Stock 277461109 92 1,394
Estee Lauder Companies Common Stock 518439104 1,604 31,800
EMC Corp. Common Stock 268648102 7,831 71,680
Eastman Chemical Co Common Stock 277432100 10 216
Emerson Electric Co. Common Stock 291011104 155 2,700
Enron Corp Common Stock 293561106 910 20,500
El Paso Energy Corp Common Stock 283905107 1 20
Euro Disneyland SCA Shs Ord Common Stock F26387104 0 100
Ericsson L M Tel Co ADR Cl B ADR 294821400 92 1,400
ITT Educational Services Inc Common Stock 45068B109 1,381 89,451
Eco Soil Sys Inc Common Stock 278858105 60 14,000
Ford Motor Co. Common Stock 345370100 134 2,500
3rds First Womens Bank-Ny Ny LTD (GS) P4 F388119 0 1
Fastenal Co. Common Stock 311900104 45 1,000
Fleet Boston Financial Corp. Common Stock 339030108 8,968 257,596
Furniture Brands Intl Inc. Common Stock 360921100 2,040 92,725
Firstbank Corp Del Common Stock 33762X106 504 37,525
First Data Corp. Common Stock 319963104 838 17,000
FDX Corp. Common Stock 31304N107 8 200
Financial Federal Corp Common Stock 317492106 3,325 145,766
Fine Host Corp Common Stock 317832103 0 100
Fiserv Inc. Common Stock 337738108 14,380 375,338
Fifth Third Bancorp Common Stock 316773100 1,190 16,212
Fannie Mae Common Stock 313586109 2,181 34,923
Sprint Corp. (FON Group) Common Stock 852061100 727 10,800
Freddie Mac Common Stock 313400301 809 17,200
First Security Corp. Common Stock 336294103 4,908 192,229
Firstar Corporation Common Stock 33763V109 3,496 165,472
Frontier Finl Corp Wash Common Stock 35907K105 644 32,175
Fort Dearborn Income Secs Inc. Common Stock 347200107 2 200
First Tennessee Common Stock 337162101 600 21,050
First Union Corp. Common Stock 337358105 4 131
First Washington Bancorp Inc Common Stock 33748T104 429 29,070
Gillette Co. Common Stock 375766102 1,583 38,438
General Aircraft Corp New Common Stock 368757209 0 441
Langer Biomechanics Group Common Stock 515707107 0 100
Greater Bay Bancorp Common Stock 391648102 8,438 196,831
Gannett Co Common Stock 364730101 91 1,114
Gardner Denver Machinery Inc. Common Stock 365558105 1 60
Guidant Corp. Common Stock 401698105 4,219 89,775
General Electric Co. Common Stock 369604103 39,549 255,569
General Ener Tech Inc Common Stock 369739107 0 2,000
General Mills Inc. Common Stock 370334104 1,237 34,600
Corning Inc. Common Stock 219350105 361 2,799
General Motors Corp. - CL H New Common Stock 370442832 8,774 91,400
Gap Inc. Common Stock 364760108 46 1,000
Globalstar Telecommunications LTD - OR Common Stock G3930H104 233 5,300
GTE Corp. Common Stock 362320103 102 1,452
Grove Property Trust Common Stock 399613108 78 5,906
Harbor Florida Bancshares Common Stock 411901101 4,128 319,063
HCC Insurance Holdings Inc. Common Stock 404132102 26 2,000
<CAPTION>
<C> <C> <C> <C>
x 0 2,032 0
x 0 640 0
x 0 1,394 0
x 0 31,800 0
x 0 71,680 0
x 0 216 0
x 0 2,700 0
x 0 20,500 0
x 0 20 0
x 0 100 0
x 0 1,400 0
x 0 89,451 0
x 0 14,000 0
x 0 2,500 0
x 0 1 0
x 0 1,000 0
x 0 257,596 0
x 0 92,725 0
x 0 37,525 0
x 0 17,000 0
x 0 200 0
x 0 145,766 0
x 0 100 0
x 0 375,338 0
x 0 16,212 0
x 0 34,923 0
x 0 10,800 0
x 0 17,200 0
x 0 192,229 0
x 0 165,472 0
x 0 32,175 0
x 0 200 0
x 0 21,050 0
x 0 131 0
x 0 29,070 0
x 0 38,438 0
x 0 441 0
x 0 100 0
x 0 196,831 0
x 0 1,114 0
x 0 60 0
x 0 89,775 0
x 0 255,569 0
x 0 2,000 0
x 0 34,600 0
x 0 2,799 0
x 0 91,400 0
x 0 1,000 0
x 0 5,300 0
x 0 1,452 0
x 0 5,906 0
x 0 319,063 0
x 0 2,000 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
<S> <C> <C> <C> <C>
Home Depot Inc. Common Stock 437076102 14,567 212,456
H E R C Prods Inc Common Stock 404165102 2 5,000
Hooper Holmes Incorporated Common Stock 439104100 10,930 424,450
Household International Inc. Common Stock 441815107 224 6,000
Hartford Financial Services Group Inc. Common Stock 416515104 390 8,238
Honeywell International Inc. Common Stock 438516106 115 2,000
Starwood Hotels & Resorts Worldwide In Common Stock 85590A203 2 100
Healthcare Realty Trust Common Stock 421946104 10 638
Hannaford Brothers Inc. Common Stock 410550107 4,277 61,700
Hershey Foods Corp. Common Stock 427866108 8,761 184,437
Houghton Mifflin Co Common Stock 441560109 21 500
Hudson United Bancorp Common Stock 444165104 6 250
Hubbell Inc. CL A Common Stock 443510102 264 9,378
Hubbell Inc. CL B Common Stock 443510201 46 1,700
Hewlett-Packard Co. Common Stock 428236103 749 6,575
International Business Machines Common Stock 459200101 22,588 209,150
International Flavors & Fragrances Common Stock 459506101 57 1,500
Intersystems Inc Del Common Stock 460920101 5 8,480
I T T Industries Inc. Common Stock 450911102 3 87
Ing Groep NV Spons ADR ADR 456837103 4 58
Infosoft International Inc. Common Stock 457674109 47 1,450
Intel Corp. Common Stock 458140100 14,147 171,865
Interpool Inc Common Stock 46062R108 1 150
Gartner Group Inc. - CL B Common Stock 366651206 2 130
Illinois Tool Works Common Stock 452308109 47 700
IVAX Corp. Common Stock 465823102 12 450
Henry Jack & Associates Inc Common Stock 426281101 2,719 50,637
Johnson & Johnson Common Stock 478160104 12,263 131,685
Jones Intercable Inc Cl A Common Stock 480206200 76 1,100
Jefferson-Pilot Corp. Common Stock 475070108 7,827 114,680
J P Morgan & Co. Common Stock 616880100 1,073 8,475
Jp Realty Inc Common Stock 46624A106 6 380
John Phillip Tuba Corp Common Stock 478037104 0 172
Wiley John & Sons Common Stock 968223206 94 5,640
KIMCO Realty Corp. Common Stock 49446R109 833 24,604
Kansas City Power & Light Co Common Stock 485134100 3 120
Kimberly-Clark Corp. Common Stock 494368103 131 2,000
Kendle International Inc Common Stock 48880L107 20 2,000
Coca Cola Co. Common Stock 191216100 1,320 22,663
Kroger Co. Common Stock 501044101 6,139 325,225
Keyspan Corporation Common Stock 49337W100 274 11,833
Kohls Corp. Common Stock 500255104 7,021 97,263
Safra Republic Holding LTD (GS) P4 L80614107 136 2,000
Loews Cineplex Entmt Corp Common Stock 540423100 0 20
Leggett & Platt Inc. Common Stock 524660107 21 1,000
Lehman Brothers Holdings Inc Common Stock 524908100 1,040 12,275
Lilly (Eli) & Co. Common Stock 532457108 11,956 179,785
Legg Mason, Inc. Common Stock 524901105 1,987 54,816
AT&T Corp - Liberty Media - A Common Stock 001957208 246 4,340
Lincoln National Corp. Ind. Common Stock 534187109 6,678 166,950
Loral Space & Communications Common Stock G56462107 146 6,000
L Oreal Co ADR 502117203 878 5,500
Lasik Vision Corp Foreign Stock 51808E106 97 25,000
<CAPTION>
<C> <C> <C> <C>
x 0 212,456 0
x 0 5,000 0
x 0 424,450 0
x 0 6,000 0
x 0 8,238 0
x 0 2,000 0
x 0 100 0
x 0 638 0
x 0 61,700 0
x 0 184,437 0
x 0 500 0
x 0 250 0
x 0 9,378 0
x 0 1,700 0
x 0 6,575 0
x 0 209,150 0
x 0 1,500 0
x 0 8,480 0
x 0 87 0
x 0 58 0
x 0 1,450 0
x 0 171,865 0
x 0 150 0
x 0 130 0
x 0 700 0
x 0 450 0
x 0 50,637 0
x 0 131,685 0
x 0 1,100 0
x 0 114,680 0
x 0 8,475 0
x 0 380 0
x 0 172 0
x 0 5,640 0
x 0 24,604 0
x 0 120 0
x 0 2,000 0
x 0 2,000 0
x 0 22,663 0
x 0 325,225 0
x 0 11,833 0
x 0 97,263 0
x 0 2,000 0
x 0 20 0
x 0 1,000 0
x 0 12,275 0
x 0 179,785 0
x 0 54,816 0
x 0 4,340 0
x 0 166,950 0
x 0 6,000 0
x 0 5,500 0
x 0 25,000 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
<S> <C> <C> <C> <C>
Loews Corp. Common Stock 540424108 243 4,000
Lucent Technologies Inc. Common Stock 549463107 12,486 166,895
Lumisys Inc Common Stock 550274104 36 11,500
Level 3 Communications Inc. Common Stock 52729N100 532 6,500
LSI Industries Inc Common Stock 50216C108 43 2,000
Medical Assurn Inc Common Stock 58449U100 403 19,000
Massbank Corp. Common Stock 576152102 24 800
Mattel Inc. Common Stock 577081102 20 1,493
Maxicare Health Plans Inc. New Common Stock 577904204 0 1
McDonalds Corp. Common Stock 580135101 323 8,000
Millenium Chemicals Inc. Common Stock 599903101 0 14
M C N Corp. Common Stock 55267J100 9 392
Media 100 Inc Common Stock 58440W105 396 15,000
Mid-state Bancshares Common Stock 595440108 3,231 101,375
Medtronic Inc. Common Stock 585055106 12,307 337,755
Mead Corp. Common Stock 582834107 1,173 27,000
Merrill Lynch & Co., Inc. Common Stock 590188108 7,284 87,237
McGraw-Hill Companies Inc. Common Stock 580645109 301 4,882
Marshall & Ilsley Corp. Common Stock 571834100 9,172 146,024
Marshall Industries Common Stock 572393106 37 1,000
Mutual Risk Mgmt LTD Common Stock 628351108 21 1,260
Marsh & McLennan Cos Inc Common Stock 571748102 1,722 18,000
Minnesota Mining & Manufacturing Co. Common Stock 604059105 353 3,609
Mobil Corp. Common Stock 607059102 26 247
Molex Inc. Cl A Common Stock 608554200 99 2,187
Morgan Keegan Inc. Common Stock 617410105 17 1,000
Motorola Inc. Common Stock 620076109 1,782 12,100
Minnesota Pwr & Light Common Stock 604110106 41 2,400
Merck & Co., Inc. Common Stock 589331107 8,274 123,382
Merant Plc Sponsored ADR ADR 587336108 62 2,000
Microsoft Corp. Common Stock 594918104 6,790 58,160
Martha Stewart Living Omnimed Common Stock 573083102 2 100
M & T Bank Corp Common Stock 55261F104 83 200
Monsanto Co. Common Stock 611662107 18 500
Montana Power Co Common Stock 612085100 7 200
Mesa Royalty Trust Common Stock 590660106 29 600
Matrix Service Co Common Stock 576853105 5 1,000
Mississippi Vy Bancshares Inc Common Stock 605720101 2,548 94,375
Maytag Corp. Common Stock 578592107 8 175
Nomas Corp Nev Pfd Ser A PFD 30/360 P1 65531N209 0 405
Nomas Corp. Common Stock 65531N100 0 405
Navigators Group Inc Common Stock 638904102 17 1,700
National Bancorp Of Alaska Inc. Common Stock 632587101 3,088 110,050
National City Corp. Common Stock 635405103 2,921 123,310
NCR Corp. Common Stock 62886E108 2 46
North Fork Bancorp, Inc.-DEL Common Stock 659424105 6,477 370,135
Nationwide Financial Services, Inc. Common Stock 638612101 1,687 60,400
Nationwide Health Properties Inc. Common Stock 638620104 8 600
Nike Inc. Common Stock 654106103 63 1,265
Niagara Mohawk Holdings Inc. Common Stock 653520106 1 100
Nokia Corp. Sponsored ADR ADR 654902204 6,570 34,580
Northern States Power Co Common Stock 665772109 8 400
Nestle SA Sponsored ADR ADR 641069406 417 4,580
<CAPTION>
<C> <C> <C> <C>
x 0 4,000 0
x 0 166,895 0
x 0 11,500 0
x 0 6,500 0
x 0 2,000 0
x 0 19,000 0
x 0 800 0
x 0 1,493 0
x 0 1 0
x 0 8,000 0
x 0 14 0
x 0 392 0
x 0 15,000 0
x 0 101,375 0
x 0 337,755 0
x 0 27,000 0
x 0 87,237 0
x 0 4,882 0
x 0 146,024 0
x 0 1,000 0
x 0 1,260 0
x 0 18,000 0
x 0 3,609 0
x 0 247 0
x 0 2,187 0
x 0 1,000 0
x 0 12,100 0
x 0 2,400 0
x 0 123,382 0
x 0 2,000 0
x 0 58,160 0
x 0 100 0
x 0 200 0
x 0 500 0
x 0 200 0
x 0 600 0
x 0 1,000 0
x 0 94,375 0
x 0 175 0
x 0 405 0
x 0 405 0
x 0 1,700 0
x 0 110,050 0
x 0 123,310 0
x 0 46 0
x 0 370,135 0
x 0 60,400 0
x 0 600 0
x 0 1,265 0
x 0 100 0
x 0 34,580 0
x 0 400 0
x 0 4,580 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
<S> <C> <C> <C> <C>
Nortel Networks Corp. Common Stock 656569100 5,802 57,450
NTL Incorporated Common Stock 629407107 81 650
Natural Pharmaceutical Intl Common Stock 638887109 0 4
Northern Trust Corp. Common Stock 665859104 15,476 291,999
NUCO2 Inc. Common Stock 629428103 35 2,424
New PLan Excel Realty Trust Common Stock 648053106 62 3,900
Nextlink Communications Inc Cl A Common Stock 65333H707 2,916 35,100
Nextel Communications Inc. Common Stock 65332V103 4,211 40,830
New York Times Co. Common Stock 650111107 74 1,508
Cascade Teton Farmlands Co. LTD (GS) P4 OA0041 0 15,304
Oak Tech Inc. Common Stock 671802106 130 13,800
Quaker Oats Common Stock 747402105 315 4,800
Wild Oats Markets Inc. Common Stock 96808B107 3 150
Old Kent Financial Corp. Common Stock 679833103 3,293 93,075
***Old Mutual South African Trust PLC Foreign Stock G6738S107 30 17,647
Oncor, Inc. Common Stock 682311105 0 100
Bank One Corp. Common Stock 06423A103 321 10,000
Oracle Systems Corp. Common Stock 68389X105 2,754 24,575
Oxford Health Plans Inc. Common Stock 691471106 4 305
Occidental Petroleum Corp. Common Stock 674599105 2 100
Prudential Acquisition Fund LP II LTD Part P0 P624630 0 25
Pitney-Bowes, Inc. Common Stock 724479100 1,416 29,300
Plum Creek Timber Co L P Common Stock 729251108 27 1,098
Sprint Corp. (PCS Group) Common Stock 852061506 4,987 48,650
PE Corp PE Biosystems Group Common Stock 69332S102 21 175
PepsiCo, Inc. Common Stock 713448108 56 1,600
Pfizer Inc. Common Stock 717081103 23,653 729,170
Procter & Gamble Co. Common Stock 742718109 26,116 238,361
Peoples Energy Corp. Common Stock 711030106 6 167
Progressive Corp. Common Stock 743315103 614 8,400
Pegasus Communications Corp. - Cl A Common Stock 705904100 235 2,400
Peoples Heritage Financial Group Inc. Common Stock 711147108 1,646 109,300
Philadelphia Cons Hldg Co. Common Stock 717528103 2,334 160,950
Protective Life Corp. Common Stock 743674103 6,863 215,725
Policy Management Systems Common Stock 731108106 31 1,200
Parametric Technology Corp. Common Stock 699173100 89 3,300
Puget Sound Power & Light Common Stock 745332106 4 200
PeopleSoft Inc. Common Stock 712713106 32 1,500
Pactiv Corp Common Stock 695257105 1 118
Paine Webber Group Inc. Common Stock 695629105 1,451 37,375
Power Spectra Inc Common Stock 738901107 0 300
Qwest Communications International, In Common Stock 749121109 4,439 103,240
QRS Corp Common Stock 74726X105 175 1,674
Rural Cellular Corp Common Stock 781904107 45 500
Royal Dutch Petroleum Co ADR ADR 780257804 2,672 44,218
Royal Gold Inc Common Stock 780287108 1 402
R.H. Donnelly Corp. Common Stock 74955W307 2 100
Transocean Sedco Forex Inc Common Stock G90078109 46 1,355
Raymond James Financial Inc. Common Stock 754730109 275 14,740
Reliastar Financial Corp. Common Stock 75952U103 10,069 256,941
Remedy Corp. Common Stock 759548100 43 900
Ragen Mackenzie Group Inc Common Stock 750642100 1,890 105,025
Roper Industries Inc. New Common Stock 776696106 68 1,800
<CAPTION>
<C> <C> <C> <C>
x 0 57,450 0
x 0 650 0
x 0 4 0
x 0 291,999 0
x 0 2,424 0
x 0 3,900 0
x 0 35,100 0
x 0 40,830 0
x 0 1,508 0
x 0 15,304 0
x 0 13,800 0
x 0 4,800 0
x 0 150 0
x 0 93,075 0
x 0 17,647 0
x 0 100 0
x 0 10,000 0
x 0 24,575 0
x 0 305 0
x 0 100 0
x 0 25 0
x 0 29,300 0
x 0 1,098 0
x 0 48,650 0
x 0 175 0
x 0 1,600 0
x 0 729,170 0
x 0 238,361 0
x 0 167 0
x 0 8,400 0
x 0 2,400 0
x 0 109,300 0
x 0 160,950 0
x 0 215,725 0
x 0 1,200 0
x 0 3,300 0
x 0 200 0
x 0 1,500 0
x 0 118 0
x 0 37,375 0
x 0 300 0
x 0 103,240 0
x 0 1,674 0
x 0 500 0
x 0 44,218 0
x 0 402 0
x 0 100 0
x 0 1,355 0
x 0 14,740 0
x 0 256,941 0
x 0 900 0
x 0 105,025 0
x 0 1,800 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
<S> <C> <C> <C> <C>
Roslyn Bancorp Inc. Common Stock 778162107 555 30,000
Riviana Foods Inc. Common Stock 769536103 4,911 276,650
IMS Health Inc. Common Stock 449934108 27 1,000
Rayonier Inc. Common Stock 754907103 5 100
Pacific Cap Bancorp New Common Stock 69404P101 3,755 122,100
Safeco Corp. Common Stock 786429100 5 200
Safescience Inc Common Stock 786452102 7 600
Asia Satelite Telecom Hldgs Ltd ADS ADR 04516X106 1 22
SBC Communications Inc. Common Stock 78387G103 1,214 24,900
Seacoast Banking Corp. FLA Common Stock 811707108 693 24,225
Salomon Brothers Fd Inc. Common Stock 795477108 3 138
SmithKline Beecham Spons ADR ADR 832378301 32 500
SBS Broadcasting SA Foreign Stock L8137F102 122 2,500
Shell Transport & Trading PLC ADR 822703609 15 300
Structural Dynamics Research Common Stock 863555108 13 1,000
Sungard Data Systems Inc. Common Stock 867363103 2,488 104,760
Seitel Inc. New Common Stock 816074306 214 31,692
Stancorp Financial Group Inc. Common Stock 852891100 4,500 178,650
Santa Fe Snyder Corp Common Stock 80218K105 7 880
Schering-Plough Corp. Common Stock 806605101 1,857 43,818
Sheldahl Inc Common Stock 822440103 1 122
Shenandoah Telecommunications Common Stock 82312B106 17 500
Stochastic Models Inc Common Stock 860902105 0 35,000
Sun International Ltd Ord Common Stock P8797T133 15 760
Silicon Valley Bancshares Common Stock 827064106 512 10,350
Schlumberger Limited Common Stock 806857108 394 7,000
Sara Lee Corp. Common Stock 803111103 71 3,200
SLM Holding Corp. Common Stock 78442A109 5,148 121,850
Sylvan Learning Systems Inc. Common Stock 871399101 18 1,350
Shared Medical Systems Corp. Common Stock 819486101 87 1,700
Synopsys Inc. Common Stock 871607107 9,896 148,260
Source Capital Corp A Common Stock 836142307 60 10,500
Southtrust Corp. Common Stock 844730101 463 12,250
Scottich Power PLC Common Stock 81013T705 5 196
Panamsat Corp New Common Stock 697933109 119 2,000
Suntrust Banks Inc. Common Stock 867914103 12,204 177,349
State Street Corp. Common Stock 857477103 12,017 164,476
Summit Bancorp Common Stock 866005101 146 4,775
Sun Communities Inc. Common Stock 866674104 71 2,200
Sun Microsystems Inc. Common Stock 866810104 11,941 154,200
Southwest Bancorporation of Texas Inc. Common Stock 84476R109 238 12,000
Safeway Inc. Common Stock 786514208 7,541 212,034
Sybron International Corp. Wis Common Stock 87114F106 99 4,000
Synergistics Inc. Common Stock GS 871599106 11,367 7,578,296
AT & T Corp. Common Stock 001957109 161 3,181
Tejas Gas Corp Del Common Stock 879075109 0 3
TCF Financial Corp. Common Stock 872275102 5,771 231,995
Thermo Ecotek Corporation Common Stock 88355R106 0 18
Triteal Corp. Common Stock 896937109 0 2,000
Tenneco Automotive Inc Common Stock 880349105 0 23
Terex Corp. Common Stock 880779103 6 200
Forgotten Woman Inc. Common Stock 345902100 0 500
Teligent Inc. Cl A Common Stock 87959Y103 340 5,500
<CAPTION>
<C> <C> <C> <C>
x 0 30,000 0
x 0 276,650 0
x 0 1,000 0
x 0 100 0
x 0 122,100 0
x 0 200 0
x 0 600 0
x 0 22 0
x 0 24,900 0
x 0 24,225 0
x 0 138 0
x 0 500 0
x 0 2,500 0
x 0 300 0
x 0 1,000 0
x 0 104,760 0
x 0 31,692 0
x 0 178,650 0
x 0 880 0
x 0 43,818 0
x 0 122 0
x 0 500 0
x 0 35,000 0
x 0 760 0
x 0 10,350 0
x 0 7,000 0
x 0 3,200 0
x 0 121,850 0
x 0 1,350 0
x 0 1,700 0
x 0 148,260 0
x 0 10,500 0
x 0 12,250 0
x 0 196 0
x 0 2,000 0
x 0 177,349 0
x 0 164,476 0
x 0 4,775 0
x 0 2,200 0
x 0 154,200 0
x 0 12,000 0
x 0 212,034 0
x 0 4,000 0
x 0 7,578,296 0
x 0 3,181 0
x 0 3 0
x 0 231,995 0
x 0 18 0
x 0 2,000 0
x 0 23 0
x 0 200 0
x 0 500 0
x 0 5,500 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
<S> <C> <C> <C> <C>
Thorn PLC ADR 885197103 1 53
Thermotrex Corp. Common Stock 883666109 12 1,500
Tellabs Inc. Common Stock 879664100 19 300
Thermolase Corp Common Stock 883624108 1 300
Thermo Electron Corp. Common Stock 883556102 10 675
Tengasco Inc Common Stock 88033R205 112 10,582
Tribune Co Common Stock 896047107 33 600
Texas Regional Bancshares Inc. Common Stock 882673106 5,332 183,870
TRANSATLANTIC HOLDINGS INC Common Stock 893521104 45 582
T. Rowe Price Assoc. Inc. Common Stock 741477103 4,444 120,303
Transaction System Architects Inc. Cl Common Stock 893416107 3,879 138,525
Tetra Technologies Inc Del Common Stock 88162F105 1 200
Texaco Inc. Common Stock 881694103 361 6,638
TREX MEDICAL CORP Common Stock 89531R101 0 150
Texas Instruments Inc. Common Stock 882508104 97 1,000
Texas Utilities Co. Common Stock 882848104 1 17
Union Carbide Corp. Common Stock 905581104 144 2,151
MediaOne Group Inc. Common Stock 58440J104 320 4,160
Umpqua Hldgs Corp Common Stock 904214103 104 11,200
Unilever N V (NY Shares) ADR 904784501 389 7,142
Unumprovident Corp. Common Stock 91529Y106 1,197 37,323
Union Pacific Corp. Common Stock 907818108 62 1,416
Unapix Entertainment Inc. Common Stock 904270105 216 115,773
USA Networks Inc. Common Stock 902984103 6 100
U.S. Bancorp Common Stock 902973106 5,814 244,158
United States Cellular Corp. Common Stock 911684108 2,332 23,100
U.S. West Inc. Common Stock 91273H101 14 190
Vlasic Foods International Common Stock 928559103 0 20
Vodafone Airtouch PLC-Sponsored ADR ADR 92857T107 5,617 113,475
Viropro Inc Common Stock 928242106 0 165
Voicestream Wireless Corp Common Stock 928615103 569 4,000
Winward Isle Sailing Co. Common Stock W1SQ 0 1
Westamerica Bancorp Common Stock 957090103 1,235 44,200
Walgreen Co Common Stock 931422109 11,438 391,034
Wachovia Corp. Common Stock 929771103 4,564 67,113
West Coast Bancorp Ore New Common Stock 952145100 1,596 118,254
Winstar Communications Inc Common Stock 975515107 2,935 39,200
MCI WorldCom Inc. Common Stock 55268B106 12,940 243,867
Waddell & Reed Financial - A Common Stock 930059100 3,667 135,175
Wells Fargo Company Common Stock 949746101 7,022 173,654
Whole Foods Market Inc Common Stock 966837106 654 14,096
Wimberly Res Ltd Foreign Stock 972629109 0 12
Wilmington Trust Corp. New Common Stock 971807102 3,876 80,337
Warner Lambert Co. Common Stock 934488107 836 10,200
Washington Mutual Inc. Common Stock 939322103 2,110 81,149
Wal-Mart Stores Inc. Common Stock 931142103 11,924 172,505
Western Wireless Corp Cl A Common Stock 95988E204 1,762 26,400
Wrigley (WM) Jr Co Common Stock 982526105 12,951 156,153
Xircom Inc Common Stock 983922105 8 100
XL Capital Ltd - Class A Common Stock G98255105 22 420
Exxon Mobil Corp. Common Stock 30231G102 10,570 131,196
Exxon Corp. Common Stock 302290101 52 641
Polaris Aircraft Income Fund IV-Units LTD (GS) P4 731045308 1 30
<CAPTION>
<C> <C> <C> <C>
x 0 53 0
x 0 1,500 0
x 0 300 0
x 0 300 0
x 0 675 0
x 0 10,582 0
x 0 600 0
x 0 183,870 0
x 0 582 0
x 0 120,303 0
x 0 138,525 0
x 0 200 0
x 0 6,638 0
x 0 150 0
x 0 1,000 0
x 0 17 0
x 0 2,151 0
x 0 4,160 0
x 0 11,200 0
x 0 7,142 0
x 0 37,323 0
x 0 1,416 0
x 0 115,773 0
x 0 100 0
x 0 244,158 0
x 0 23,100 0
x 0 190 0
x 0 20 0
x 0 113,475 0
x 0 165 0
x 0 4,000 0
x 0 1 0
x 0 44,200 0
x 0 391,034 0
x 0 67,113 0
x 0 118,254 0
x 0 39,200 0
x 0 243,867 0
x 0 135,175 0
x 0 173,654 0
x 0 14,096 0
x 0 12 0
x 0 80,337 0
x 0 10,200 0
x 0 81,149 0
x 0 172,505 0
x 0 26,400 0
x 0 156,153 0
x 0 100 0
x 0 420 0
x 0 131,196 0
x 0 641 0
x 0 30 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
<S> <C> <C> <C> <C>
Zions BanCorporation Common Stock 989701107 16,000 270,320
Grand Total: 975,952
<CAPTION>
<C> <C> <C> <C>
x 0 270,320 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F Name of Reporting Manager: Legg Mason Capital Management - Inst. ID# 71102
For Positions Held as of 12/31/999
Item 1: Item 2: Item 3: Item 4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amt.
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
Alcoa Inc. Common Stock 013817101 182 2,190 SH
Albertson's Inc. Common Stock 013104104 55,905 1,733,500 SH
Abbott Laboratories Common Stock 002824100 363 10,000 SH
Aetna Inc. Common Stock 008117103 79,366 1,422,000 SH
Amgen Inc. Common Stock 031162100 139,082 2,315,608 SH
Amazon.com, Inc. Common Stock 023135106 99,516 1,307,270 SH
America Online Inc. Common Stock 02364J104 421,527 5,587,727 SH
Avon Products Inc. Common Stock 054303102 704 21,330 SH
American Express Co. Common Stock 025816109 131 790 SH
Bank of America Corp. Common Stock 060505104 54,697 1,089,848 SH
Bell Atlantic Corp. Common Stock 077853109 369 6,000 SH
Bell & Howell Co. Common Stock 077852101 1,525 47,950 SH
Burlington Northern Santa Fe Corp. Common Stock 12189T104 340 14,000 SH
Berkshire Hathaway Inc. Class A Common Stock 084670108 25,469 454 SH
Berkshire Hathaway Inc. Class B Common Stock 084670207 69,452 37,952 SH
Bear Stearns Companies, Inc. Common Stock 073902108 48,246 1,128,554 SH
Citigroup, Inc. Common Stock 172967101 143,071 2,574,941 SH
Chubb Corp. Common Stock 171232101 507 9,000 SH
Cadence Design Systems Inc. Common Stock 127387108 1,404 58,500 SH
Cell Genesys Inc. Common Stock 150921104 1,193 93,097 SH
Chevron Corp. Common Stock 166751107 615 7,100 SH
CKE Restaurants Inc. Common Stock 12561E105 932 158,600 SH
Comerica Inc. Common Stock 200340107 514 11,000 SH
Chase Manhattan Corp. Common Stock 16161A108 133,079 1,712,990 SH
Caremark Rx Inc. Common Stock 141705103 4,302 849,600 SH
Conseco Inc. Common Stock 208464107 416 23,300 SH
Consolidated Stores Corp. Common Stock 210149100 6,297 387,500 SH
Cott Corp. Common Stock 22163N106 3,847 732,800 SH
Cabletron Systems Inc. Common Stock 126920107 9,361 360,050 SH
Computer Sciences Corp. Common Stock 205363104 842 8,900 SH
Delta Air Lines Inc. Common Stock 247361108 568 11,400 SH
De Beers Cons Mines Ltd ADR N.E. ADR 240253302 587 20,300 SH
Dana Corp. Common Stock 235811106 419 14,000 SH
Du Pont (EI) de Nemours and Co. Common Stock 263534109 144 2,185 SH
Dillards Inc. Common Stock 254067101 285 14,100 SH
Dell Computer Corp. Common Stock 247025109 244,800 4,800,003 SH
Danaher Corp. Common Stock 235851102 42,102 872,578 SH
Enhance Financial Services Group Inc. Common Stock 293310108 6,711 413,000 SH
Eastman Kodak Co. Common Stock 277461109 464 7,000 SH
Ford Motor Co. Common Stock 345370100 983 18,400 SH
Fleet Boston Financial Corp. Common Stock 339030108 83,513 2,398,892 SH
Federated Department Stores Common Stock 31410H101 379 7,500 SH
First Data Corp. Common Stock 319963104 36,934 748,975 SH
Foundation Health Systems Common Stock 350404109 32,256 3,245,681 SH
FMC Corp. Common Stock 302491303 350 6,100 SH
Fannie Mae Common Stock 313586109 111,936 1,792,752 SH
Finova Group Inc. Common Stock 317928109 8,222 231,600 SH
Freddie Mac Common Stock 313400301 45,236 961,175 SH
First Union Corp. Common Stock 337358105 410 12,500 SH
General Motors Corp. Common Stock 370442105 79,907 1,099,317 SH
GTE Corp. Common Stock 362320103 353 5,000 SH
Gateway Inc. Common Stock 367626108 279,279 3,875,486 SH
Home Depot Inc. Common Stock 437076102 225 3,285 SH
Hadco Corp. Common Stock 404681108 5,687 111,500 SH
Harley Davidson, Inc. Common Stock 412822108 57 890 SH
Hollywood Entertainment Corp. Common Stock 436141105 6,276 432,850 SH
Starwood Hotels & Resorts Worldwide In Common Stock 85590A203 56,626 2,409,627 SH
Hollywood Park Inc. Common Stock 436255103 7,316 326,050 SH
Hewlett-Packard Co. Common Stock 428236103 718 6,300 SH
<CAPTION>
Run Date: 02/08/99
-------------------------------
S.E.C. Use Only
-------------------------------
Item 6: Item 7: Item 8:
Investment Discretion Other Voting Authority (Shares)
(a) Sole (b)Shared as Def (c)Shared Other Managers (a) Sole (b) Shared (c) None
- -------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
X 0 2,190 0
X 0 1,733,500 0
X 0 10,000 0
X 0 1,422,000 0
X 0 2,315,608 0
X 0 1,307,270 0
X 0 5,587,727 0
X 0 21,330 0
X 0 790 0
X 0 1,089,848 0
X 0 6,000 0
X 0 47,950 0
X 0 14,000 0
X 0 454 0
X 0 37,952 0
X 0 1,128,554 0
X 0 2,574,941 0
X 0 9,000 0
X 0 58,500 0
X 0 93,097 0
X 0 7,100 0
X 0 158,600 0
X 0 11,000 0
X 0 1,712,990 0
X 0 849,600 0
X 0 23,300 0
X 0 387,500 0
X 0 732,800 0
X 0 360,050 0
X 0 8,900 0
X 0 11,400 0
X 0 20,300 0
X 0 14,000 0
X 0 2,185 0
X 0 14,100 0
X 0 4,800,003 0
X 0 872,578 0
X 0 413,000 0
X 0 7,000 0
X 0 18,400 0
X 0 2,398,892 0
X 0 7,500 0
X 0 748,975 0
X 0 3,245,681 0
X 0 6,100 0
X 0 1,792,752 0
X 0 231,600 0
X 0 961,175 0
X 0 12,500 0
X 0 1,099,317 0
X 0 5,000 0
X 0 3,875,486 0
X 0 3,285 0
X 0 111,500 0
X 0 890 0
X 0 432,850 0
X 0 2,409,627 0
X 0 326,050 0
X 0 6,300 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
<S> <C> <C> <C> <C>
International Business Machines Common Stock 459200101 94,702 876,872 SH
ICG Communications Inc. Common Stock 449246107 7,765 414,138 SH
Intel Corp. Common Stock 458140100 436 5,300 SH
International Speedway Corp. Common Stock 460335201 55 1,100 SH
Kimberly-Clark Corp. Common Stock 494368103 1,298 19,900 SH
Kroger Co. Common Stock 501044101 31,242 1,655,224 SH
MBNA Corp. Common Stock 55262L100 67,265 2,468,448 SH
Liz Claiborne Inc. Common Stock 539320101 1,851 49,200 SH
Lloyds TSB Group PLC Foreign Stock G5542W106 39,455 3,159,912 SH
Manpower Inc. Common Stock 56418H100 2,566 68,200 SH
Mattel Inc. Common Stock 577081102 42,701 3,253,430 SH
Mandalay Resort Group Common Stock 562567107 41,704 2,072,261 SH
McDonalds Corp. Common Stock 580135101 50 1,250 SH
McKesson HBOC Inc. Common Stock 58155Q103 76,387 3,385,519 SH
MGM Grand Inc. Common Stock 552953101 17,101 339,896 SH
Magellan Health Services Inc. Common Stock 559079108 757 119,850 SH
Metro Goldwyn Mayer Inc. Common Stock 591610100 1,199 50,870 SH
Minnesota Mining & Manufacturing Co. Common Stock 604059105 783 8,000 SH
Modis Professional Services Common Stock 607830106 7,137 500,850 SH
Merck & Co., Inc. Common Stock 589331107 1,227 18,300 SH
MGIC Investment Corp. Common Stock 552848103 142,850 2,373,394 SH
Micron Electronics Inc. Common Stock 595100108 1,603 144,100 SH
Morgan St Dean Witter Discover & Co. Common Stock 617446448 1,142 8,000 SH
Nokia Corp. Sponsored ADR ADR 654902204 147,449 776,046 SH
Nextel Communications Inc. Common Stock 65332V103 203,816 1,976,400 SH
Bank One Corp. Common Stock 06423A103 95,209 2,969,450 SH
Procter & Gamble Co. Common Stock 742718109 844 7,700 SH
Peoples Heritage Financial Group Inc. Common Stock 711147108 958 63,600 SH
Koninklijke Philips Electronics NV ADR ADR 500472204 82,919 614,217 SH
Phycor Inc. Common Stock 71940F100 479 255,275 SH
Radian Group Inc. Common Stock 750236101 7,589 158,927 SH
Republic Services Inc Common Stock 760759100 6,890 479,300 SH
SBC Communications Inc. Common Stock 78387G103 735 15,085 SH
Sungard Data Systems Inc. Common Stock 867363103 8,210 345,700 SH
Saks Incorporated Common Stock 79377W108 240 15,400 SH
Sara Lee Corp. Common Stock 803111103 375 17,000 SH
Storage Technology Corp. Common Stock 862111200 54,114 2,934,914 SH
Sun Microsystems Inc. Common Stock 866810104 550 7,100 SH
Sybase Inc. Common Stock 871130100 5,346 314,450 SH
Symantec Corp. Common Stock 871503108 9,805 167,250 SH
Talk.Com Inc. Common Stock 874264104 10,469 589,800 SH
Torchmark Corp. Common Stock 891027104 369 12,700 SH
Telefonos De Mexico SA Spons ADR ADR 879403780 43,020 382,397 SH
Tommy Hilfiger Corp. Common Stock G8915Z102 420 18,000 SH
Toys 'R' Us Inc. Common Stock 892335100 76,858 5,369,776 SH
United Asset Management Corp. Common Stock 909420101 1,445 77,860 SH
United Dominion Realty Trust Common Stock 910197102 495 50,100 SH
Unisys Corp. Common Stock 909214108 331 10,350 SH
United Healthcare Corp. Common Stock 910581107 111,812 2,104,701 SH
MCI WorldCom Inc. Common Stock 55268B106 115,277 2,172,448 SH
Wellpoint Health Networks Inc. Common Stock 94973H108 7,029 106,600 SH
Washington Mutual Inc. Common Stock 939322103 85,331 3,281,972 SH
Waste Management Inc. Common Stock 94106L109 89,060 5,181,550 SH
Wal-Mart Stores Inc. Common Stock 931142103 48 700 SH
Watson Pharmaceuticals Inc Common Stock 942683103 537 15,000 SH
WPP Group PLC- Ord Foreign Stock GB0009740423 2,043 129,000 SH
WPP Group PLC - Sponsored ADR ADR 929309300 134,818 1,621,870 SH
Grand Total: 4,242,166
<CAPTION>
<C> <C> <C> <C>
X 0 876,872 0
X 0 414,138 0
X 0 5,300 0
X 0 1,100 0
X 0 19,900 0
X 0 1,655,224 0
X 0 2,468,448 0
X 0 49,200 0
X 0 3,159,912 0
X 0 68,200 0
X 0 3,253,430 0
X 0 2,072,261 0
X 0 1,250 0
X 0 3,385,519 0
X 0 339,896 0
X 0 119,850 0
X 0 50,870 0
X 0 8,000 0
X 0 500,850 0
X 0 18,300 0
X 0 2,373,394 0
X 0 144,100 0
X 0 8,000 0
X 0 776,046 0
X 0 1,976,400 0
X 0 2,969,450 0
X 0 7,700 0
X 0 63,600 0
X 0 614,217 0
X 0 255,275 0
X 0 158,927 0
X 0 479,300 0
X 0 15,085 0
X 0 345,700 0
X 0 15,400 0
X 0 17,000 0
X 0 2,934,914 0
X 0 7,100 0
X 0 314,450 0
X 0 167,250 0
X 0 589,800 0
X 0 12,700 0
X 0 382,397 0
X 0 18,000 0
X 0 5,369,776 0
X 0 77,860 0
X 0 50,100 0
X 0 10,350 0
X 0 2,104,701 0
X 0 2,172,448 0
X 0 106,600 0
X 0 3,281,972 0
X 0 5,181,550 0
X 0 700 0
X 0 15,000 0
X 0 129,000 0
X 0 1,621,870 0
</TABLE>
<PAGE>
Legg Mason Focus Trust
12/31/99
Item 1: Name of Issuer
Item 2: Title of Class
Item 3: CUSIP Number
Item 4: Fair Market Value
Item 5: Shares or Principal Amount
Item 6: Investment Discretion
Item 7: Other Managers
Item 8: Voting Authority (Shares)
<TABLE>
<CAPTION>
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8:
- -------------------------------------------------------------------------------------------------------------------------------
A B C Sole Shared None
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
AMAZON COM INC common 023135106 5,633,250.00 74,000 X 1 X
AMERICA ONLINE INC DEL common 02364J104 27,489,425.00 364,400 X 1 X
AMERICAN EXPRESS CO common 025816109 26,999,000.00 162,400 X 1 X
AVON PRODS INC common 054303102 9,669,000.00 293,000 X 1 X
BERKSHIRE HATHAWAY INC DEL cl A 084670108 27,208,500.00 485 X 1 X
LLOYDS TSB GROUP ord shs 087061008 12,062,048.09 964,154 X 1 X
CITIGROUP INC common 172967101 27,142,948.00 488,512 X 1 X
FEDERAL HOME LN MTG CORP common 313400301 15,605,925.00 331,600 X 1 X
GATEWAY INC common 367626108 24,645,375.00 342,000 X 1 X
HARLEY DAVIDSON INC common 412822108 6,918,750.00 108,000 X 1 X
INTERNATIONAL BUSINESS MACHS cl A 459200101 9,558,000.00 88,500 X 1 X
INTERNATIONAL SPEEDWAY CORP common 460335201 11,208,437.50 222,500 X 1 X
MCDONALDS CORP common 580135101 11,037,562.50 273,800 X 1 X
UNISYS CORP common 909214108 3,193,750.00 100,000 X 1 X
UNITED ASSET MGMT CORP common 909420101 7,194,825.00 387,600 X 1 X
WPP GROUP PLC ord shs 929309300 17,871,875.00 215,000 X 1 X
WAL MART STORES INC common 931142103 14,481,687.50 209,500 X 1 X
---------------
257,920,358.59
===============
</TABLE>
1 2/10/00
<PAGE>
Legg Mason Special Investment Trust
12/31/99
Item 1: Name of Issuer
Item 2: Title of Class
Item 3: CUSIP Number
Item 4: Fair Market Value
Item 5: Shares or Principal Amount
Item 6: Investment Discretion
Item 7: Other Managers
Item 8: Voting Authority (Shares)
<TABLE>
<CAPTION>
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8:
- -------------------------------------------------------------------------------------------------------------------------------
A B C Sole Shared None
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
AMERICA ONLINE INC DEL common 02364J104 316,837,500.00 4,200,000 X 1 X
BELL + HOWELL CO NEW common 077852101 38,836,700.00 1,220,800 X 1 X
WPP GROUP ord shs 097404008 209,960,748.21 13,250,000 X 1 X
CKE RESTAURANTS INC common 1.26E+109 23,500,000.00 4,000,000 X 1 X
CABLETRON SYSTEMS INC common 126920107 93,600,000.00 3,600,000 X 1 X
CADENCE DESIGN SYS INC common 127387108 33,600,000.00 1,400,000 X 1 X
CAREMARK RX INC common 141705103 45,562,500.00 9,000,000 X 1 X
CELL GENESYS INC common 150921104 19,943,937.50 1,556,600 X 1 X
CONSOLIDATED STORES CORP common 210149100 52,979,875.00 3,260,300 X 1 X
COTT CORP QUE common 22163N106 31,500,000.00 6,000,000 X 1 X
ENHANCE FINL SVCS GROUP INC common 293310108 48,750,000.00 3,000,000 X 1 X
FINOVA GROUP INC common 317928109 80,822,850.00 2,276,700 X 1 X
GATEWAY INC common 367626108 259,425,000.00 3,600,000 X 1 X
HADCO CORP common 404681108 64,515,000.00 1,265,000 X 1 X
HOLLYWOOD ENTMT CORP common 436141105 49,068,000.00 3,384,000 X 1 X
HOLLYWOOD PK INC NEW common 436255103 56,430,312.50 2,515,000 X 1 X
ICG COMMUNICATIONS INC common 449246107 66,562,500.00 3,550,000 X 1 X
LIZ CLAIBORNE INC common 539320101 48,442,187.50 1,287,500 X 1 X
MAGELLAN HEALTH SVCS INC common 559079108 17,332,231.25 2,745,700 X 1 X
MANDALAY RESORT GROUP common 562567107 50,312,500.00 2,500,000 X 1 X
MANPOWER INC WIS common 56418H100 67,894,312.50 1,804,500 X 1 X
MICRON ELECTRONICS INC common 595100108 36,156,250.00 3,250,000 X 1 X
MODIS PROFESSIONAL SVCS INC common 607830106 68,400,000.00 4,800,000 X 1 X
PEOPLES HERITAGE FINL GROUP common 711147108 24,100,000.00 1,600,000 X 1 X
PHYCOR INC common 71940F100 14,062,500.00 7,500,000 X 1 X
RADIAN GROUP INC common 750236101 82,938,789.50 1,736,938 X 1 X
</TABLE>
1 2/10/00
<PAGE>
Legg Mason Special Investment Trust
12/31/99
Item 1: Name of Issuer
Item 2: Title of Class
Item 3: CUSIP Number
Item 4: Fair Market Value
Item 5: Shares or Principal Amount
Item 6: Investment Discretion
Item 7: Other Managers
Item 8: Voting Authority (Shares)
<TABLE>
<CAPTION>
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8:
- -------------------------------------------------------------------------------------------------------------------------------
A B C Sole Shared None
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
REPUBLIC SVCS INC common 760759100 53,217,687.50 3,702,100 X 1 X
STORAGE TECHNOLOGY CORP common 862111200 40,562,500.00 2,200,000 X 1 X
SUNGARD DATA SYS INC common 867363103 56,168,750.00 2,365,000 X 1 X
SYBASE INC common 871130100 62,900,000.00 3,700,000 X 1 X
SYMANTEC CORP common 871503108 176,754,375.00 3,015,000 X 1 X
TALK COM INC common 874264104 97,625,000.00 5,500,000 X 1 X
UNITED ASSET MGMT CORP common 909420101 37,125,000.00 2,000,000 X 1 X
WELLPOINT HEALTH NETWORKS INC common 94973H108 46,156,250.00 700,000 X 1 X
OLSEN ASSOCIATES part cert 99EXMC906 1,884,067.07 300,000 X 1 X
-----------------
2,473,927,323.53
=================
</TABLE>
2 2/10/00
<PAGE>
Legg Mason Total Return Trust
12/31/99
Item 1: Name of Issuer
Item 2: Title of Class
Item 3: CUSIP Number
Item 4: Fair Market Value
Item 5: Shares or Principal Amount
Item 6: Investment Discretion
Item 7: Other Managers
Item 8: Voting Authority (Shares)
<TABLE>
<CAPTION>
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8:
- -------------------------------------------------------------------------------------------------------------------------------
A B C Sole Shared None
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
IPC HOLDINGS LTD common G4933P101 7,221,812.50 485,500 X 1 X
XL CAPITAL LTD common G98255105 4,201,875.00 81,000 X 1 X
AT + T CORP common 001957109 7,105,000.00 140,000 X 1 X
ABBOTT LABS common 002824100 7,444,062.50 205,000 X 1 X
AETNA INC common 008117103 8,371,875.00 150,000 X 1 X
ALBERTSONS INC common 013104104 12,093,750.00 375,000 X 1 X
ALLSTATE CORP common 020002101 5,400,000.00 225,000 X 1 X
AMERICAN FINL GROUP INC OHIO common 025932104 5,797,225.00 219,800 X 1 X
AVON PRODS INC common 054303102 2,970,000.00 90,000 X 1 X
BANK AMER CORP common 060505104 3,764,062.50 75,000 X 1 X
BANK ONE CORP common 06423A103 6,412,500.00 200,000 X 1 X
BEAR STEARNS COS INC common 073902108 4,073,647.50 95,290 X 1 X
LLOYDS TSB GROUP ord shs 087061008 28,275,442.69 2,260,137 X 1 X
BOSTON SCIENTIFIC CORP common 101137107 1,640,625.00 75,000 X 1 X
BRISTOL MYERS SQUIBB CO common 110122108 5,135,000.00 80,000 X 1 X
BRUNSWICK CORP common 117043109 5,073,000.00 228,000 X 1 X
CHASE MANHATTAN CORP NEW common 16161A108 12,795,131.25 164,700 X 1 X
CITIGROUP INC common 172967101 8,195,468.75 147,500 X 1 X
COUNTRYWIDE CR INDS INC common 222372104 631,250.00 25,000 X 1 X
DELPHI AUTOMOTIVE SYS CORP common 247126105 2,073,771.00 131,668 X 1 X
DISNEY WALT CO common 254687106 2,925,000.00 100,000 X 1 X
EASTMAN KODAK CO common 277461109 11,593,750.00 175,000 X 1 X
EDISON INTL common 281020107 10,736,875.00 410,000 X 1 X
ENHANCE FINL SVCS GROUP INC common 293310108 18,781,750.00 1,155,800 X 1 X
EXXON MOBIL CORP common 30231G102 8,056,250.00 100,000 X 1 X
FEDERAL NATL MTG ASSN common 313586109 3,121,875.00 50,000 X 1 X
</TABLE>
1 2/10/00
<PAGE>
Legg Mason Total Return Trust
12/31/99
Item 1: Name of Issuer
Item 2: Title of Class
Item 3: CUSIP Number
Item 4: Fair Market Value
Item 5: Shares or Principal Amount
Item 6: Investment Discretion
Item 7: Other Managers
Item 8: Voting Authority (Shares)
<TABLE>
<CAPTION>
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8:
- -------------------------------------------------------------------------------------------------------------------------------
A B C Sole Shared None
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
FIRST UN CORP common 337358105 4,331,250.00 132,000 X 1 X
FORD MTR CO DEL common 345370100 5,343,750.00 100,000 X 1 X
GTE CORP common 362320103 5,292,187.50 75,000 X 1 X
GENERAL MTRS CORP common 370442105 7,268,750.00 100,000 X 1 X
HEWLETT PACKARD CO common 428236103 6,836,250.00 60,000 X 1 X
INTEL CORP common 458140100 2,057,812.50 25,000 X 1 X
INTERNATIONAL BUSINESS MACHS common 459200101 28,620,000.00 265,000 X 1 X
LILLY ELI + CO common 532457108 5,320,000.00 80,000 X 1 X
MATTEL INC common 577081102 5,184,375.00 395,000 X 1 X
MAYTAG CORP common 578592107 2,880,000.00 60,000 X 1 X
MERCK + CO INC common 589331107 9,053,437.50 135,000 X 1 X
MID AMER APT CMNTYS INC common 59522J103 7,493,400.00 331,200 X 1 X
MUTUAL RISK MGMT LTD common 628351108 2,168,812.50 129,000 X 1 X
NATIONAL GOLF PPTYS INC common 63623G109 7,483,275.00 378,900 X 1 X
NATIONWIDE HEALTH PPTYS INC common 638620104 7,594,125.00 552,300 X 1 X
NORDSTROM INC common 655664100 3,011,562.50 115,000 X 1 X
NORTHROP GRUMMAN CORP common 666807102 5,135,937.50 95,000 X 1 X
PENNEY J C INC common 708160106 3,987,500.00 200,000 X 1 X
RAYTHEON CO common 755111309 3,101,562.50 125,000 X 1 X
REGENCY RLTY CORP common 758939102 3,168,000.00 158,400 X 1 X
SBC COMMUNICATIONS INC common 78387G103 6,093,750.00 125,000 X 1 X
SAFEWAY INC common 786514208 4,267,500.00 120,000 X 1 X
SAKS INC common 79377W108 4,668,750.00 300,000 X 1 X
SARA LEE CORP common 803111103 4,633,125.00 210,000 X 1 X
SEARS ROEBUCK + CO common 812387108 3,804,687.50 125,000 X 1 X
SHARED MEDI CAL SYSTEM common 819486101 820,093.75 16,100 X 1 X
</TABLE>
2 2/10/00
<PAGE>
Legg Mason Total Return Trust
12/31/99
Item 1: Name of Issuer
Item 2: Title of Class
Item 3: CUSIP Number
Item 4: Fair Market Value
Item 5: Shares or Principal Amount
Item 6: Investment Discretion
Item 7: Other Managers
Item 8: Voting Authority (Shares)
<TABLE>
<CAPTION>
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8:
- -------------------------------------------------------------------------------------------------------------------------------
A B C Sole Shared None
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
TANGER FACTORY OUTLET CTRS INC common 875465106 2,390,400.00 115,200 X 1 X
TOYS R US INC common 892335100 15,743,750.00 1,100,000 X 1 X
TUPPERWARE CORP common 899896104 3,204,575.00 189,200 X 1 X
UNISYS CORP common 909214108 4,790,625.00 150,000 X 1 X
UNITED ASSET MGMT CORP common 909420101 14,595,693.75 786,300 X 1 X
UNUMPROVIDENT CORP common 91529Y106 9,939,375.00 310,000 X 1 X
WASHINGTON FED INC common 938824109 6,465,083.50 327,346 X 1 X
WASHINGTON MUT INC common 939322103 14,755,000.00 567,500 X 1 X
WASTE MGMT INC DEL common 94106L109 11,343,750.00 660,000 X 1 X
XEROX CORP common 984121103 5,104,687.50 225,000 X 1 X
---------------
431,843,832.19
===============
</TABLE>
3 2/10/00
<PAGE>
Legg Mason Value Trust
12/31/99
Item 1: Name of Issuer
Item 2: Title of Class
Item 3: CUSIP Number
Item 4: Fair Market Value
Item 5: Shares or Principal Amount
Item 6: Investment Discretion
Item 7: Other Managers
Item 8: Voting Authority (Shares)
<TABLE>
<CAPTION>
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8:
- -------------------------------------------------------------------------------------------------------------------------------
A B C Sole Shared None
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
AETNA INC common 008117103 256737500 4600000 X 1 X
ALBERTSONS INC common 013104104 174150000 5400000 X 1 X
AMAZON COM INC common 023135106 239793750 3150000 X 1 X
AMERICA ONLINE INC DEL common 02364J104 2097162500 27800000 X 1 X
AMGEN INC common 031162100 372387500 6200000 X 1 X
BANK AMER CORP common 060505104 164865937.5 3285000 X 1 X
BANK ONE CORP common 06423A103 304593750 9500000 X 1 X
BEAR STEARNS COS INC common 073902108 141395625 3307500 X 1 X
BERKSHIRE HATHAWAY INC DEL cl A 084670108 235620000 4200 X 1 X
LLOYDS TSB GROUP ord shs 087061008 208195791 16641685 X 1 X
WPP GROUP ord shs 097404008 489488464.6 30890165 X 1 X
CHASE MANHATTAN CORP NEW common 16161A108 357362500 4600000 X 1 X
CITIGROUP INC common 172967101 394493750 7100000 X 1 X
DANAHER CORP common 235851102 115800000 2400000 X 1 X
DELL COMPUTER CORP common 247025109 765000000 15000000 X 1 X
FEDERAL HOME LN MTG CORP common 313400301 122362500 2600000 X 1 X
FEDERAL NATL MTG ASSN common 313586109 312187500 5000000 X 1 X
FIRST DATA CORP common 319963104 103556250 2100000 X 1 X
FLEETBOSTON FINL CORP common 339030108 260353636.3 7478740 X 1 X
FOUNDATION HEALTH SYS INC common 350404109 110306250 11100000 X 1 X
GATEWAY INC common 367626108 821512500 11400000 X 1 X
GENERAL MTRS CORP common 370442105 218062500 3000000 X 1 X
INTERNATIONAL BUSINESS MACHS common 459200101 275400000 2550000 X 1 X
</TABLE>
1 2/10/00
<PAGE>
Legg Mason Value Trust
12/31/99
Item 1: Name of Issuer
Item 2: Title of Class
Item 3: CUSIP Number
Item 4: Fair Market Value
Item 5: Shares or Principal Amount
Item 6: Investment Discretion
Item 7: Other Managers
Item 8: Voting Authority (Shares)
<TABLE>
<CAPTION>
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8:
- -------------------------------------------------------------------------------------------------------------------------------
A B C Sole Shared None
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
KONINKLIJKE PHILIPS ELECTRS NV spnsr ADR 500472204 313605000 2323000 X 1 X
KROGER CO common 501044101 101925000 5400000 X 1 X
MBNA CORP common 55262L100 174400000 6400000 X 1 X
MCI WORLDCOM INC common 55268B106 342253125 6450000 X 1 X
MGIC INVT CORP WIS common 552848103 391218750 6500000 X 1 X
MGM GRAND INC common 552953101 78106131.25 1552420 X 1 X
MANDALAY RESORT GROUP common 562567107 140875000 7000000 X 1 X
MATTEL INC common 577081102 126000000 9600000 X 1 X
MCKESSON HBOC INC common 58155Q103 227881250 10100000 X 1 X
METRO GOLDWYN MAYER INC NEW common 591610100 87287516.87 3704510 X 1 X
NEXTEL COMMUNICATIONS INC cl A 65332V103 639375000 6200000 X 1 X
NOKIA CORP spnsr ADR 654902204 570000000 3000000 X 1 X
STARWOOD HOTELS + RESORTS cl B 85590A203 211500000 9000000 X 1 X
STORAGE TECHNOLOGY CORP common 862111200 147500000 8000000 X 1 X
TELEFONOS DE MEXICO S A spnsr ADR 879403780 180000000 1600000 X 1 X
TOYS R US INC common 892335100 221843750 15500000 X 1 X
UNITED HEALTHCARE CORP common 910581107 355937500 6700000 X 1 X
WASHINGTON MUT INC common 939322103 260000000 10000000 X 1 X
WASTE MGMT INC DEL common 94106L109 309096562.5 17983800 X 1 X
------------------
13,419,592,789.99
==================
</TABLE>
2 2/10/00
<PAGE>
Legg Mason American Leading Companies
12/31/99
Item 1: Name of Issuer
Item 2: Title of Class
Item 3: CUSIP Number
Item 4: Fair Market Value
Item 5: Shares or Principal Amount
Item 6: Investment Discretion
Item 7: Other Managers
Item 8: Voting Authority (Shares)
<TABLE>
<CAPTION>
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8:
- -------------------------------------------------------------------------------------------------------------------------------
A B C Sole Shared None
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
TOMMY HILFIGER CORP common G8915Z102 1,748,437.50 75000 X 1 X
AMR CORP DEL common 001765106 5,896,000.00 88000 X 1 X
AT + T CORP common 001957109 4,567,500.00 90000 X 1 X
ALBERTSONS INC common 013104104 2,257,500.00 70000 X 1 X
AMAZON COM INC common 023135106 4,567,500.00 60000 X 1 X
AMERICA ONLINE INC DEL common 02364J104 20,368,125.00 270000 X 1 X
AMERICAN INTL GROUP INC common 026874107 1,500,234.37 13875 X 1 X
AMGEN INC common 031162100 10,510,937.50 175000 X 1 X
AVON PRODS INC common 054303102 5,280,000.00 160000 X 1 X
BANK AMER CORP common 060505104 5,370,062.50 107000 X 1 X
BANK ONE CORP common 06423A103 8,528,625.00 266000 X 1 X
BELL ATLANTIC CORP common 077853109 1,231,250.00 20000 X 1 X
BERKSHIRE HATHAWAY INC DEL cl B 084670207 10,614,000.00 5800 X 1 X
BRISTOL MYERS SQUIBB CO common 110122108 5,455,937.50 85000 X 1 X
BURLINGTON NORTHN SANTA FE common 12189T104 2,910,000.00 120000 X 1 X
CHASE MANHATTAN CORP NEW common 16161A108 10,332,437.50 133000 X 1 X
CITIGROUP INC common 172967101 14,751,843.75 265500 X 1 X
CONSECO INC common 208464107 6,345,625.00 355000 X 1 X
DELL COMPUTER CORP common 247025109 1,530,000.00 30000 X 1 X
EASTMAN KODAK CO common 277461109 1,325,000.00 20000 X 1 X
EQUITY OFFICE PPTYS TR common 294741103 2,703,825.00 109800 X 1 X
EXXON MOBIL CORP common 30231G102 1,168,156.25 14500 X 1 X
FEDERAL NATL MTG ASSN common 313586109 5,244,750.00 84000 X 1 X
</TABLE>
1 2/10/00
<PAGE>
Legg Mason American Leading Companies
12/31/99
Item 1: Name of Issuer
Item 2: Title of Class
Item 3: CUSIP Number
Item 4: Fair Market Value
Item 5: Shares or Principal Amount
Item 6: Investment Discretion
Item 7: Other Managers
Item 8: Voting Authority (Shares)
<TABLE>
<CAPTION>
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8:
- -------------------------------------------------------------------------------------------------------------------------------
A B C Sole Shared None
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
FIRST UN CORP common 337358105 820,312.50 25000 X 1 X
FORD MTR CO DEL common 345370100 3,206,250.00 60000 X 1 X
FOUNDATION HEALTH SYS INC common 350404109 6,459,375.00 650000 X 1 X
GTE CORP common 362320103 1,340,687.50 19000 X 1 X
GATEWAY INC common 367626108 13,331,562.50 185000 X 1 X
GENERAL ELEC CO common 369604103 4,642,500.00 30000 X 1 X
GENERAL MTRS CORP common 370442105 4,724,687.50 65000 X 1 X
HEWLETT PACKARD CO common 428236103 3,190,250.00 28000 X 1 X
INTEL CORP common 458140100 8,231,250.00 100000 X 1 X
INTERNATIONAL BUSINESS MACHS common 459200101 12,744,000.00 118000 X 1 X
JOHNSON + JOHNSON common 478160104 2,253,625.00 24200 X 1 X
KIMBERLY CLARK CORP common 494368103 3,262,500.00 50000 X 1 X
KONINKLIJKE PHILIPS ELECTRS NV spnsr ADR 500472204 12,825,000.00 95000 X 1 X
LUCENT TECHNOLOGIES INC common 549463107 2,244,375.00 30000 X 1 X
MCI WORLDCOM INC common 55268B106 7,959,375.00 150000 X 1 X
MGIC INVT CORP WIS common 552848103 10,833,750.00 180000 X 1 X
MATTEL INC common 577081102 3,937,500.00 300000 X 1 X
MCKESSON HBOC INC common 58155Q103 4,061,250.00 180000 X 1 X
MELLON FINL CORP common 58551A108 2,656,875.00 78000 X 1 X
MERCK + CO INC common 589331107 5,230,875.00 78000 X 1 X
MICROSOFT CORP common 594918104 9,923,750.00 85000 X 1 X
MINNESOTA MNG + MFG CO common 604059105 3,229,875.00 33000 X 1 X
PROCTER + GAMBLE CO common 742718109 1,599,612.50 14600 X 1 X
</TABLE>
2 2/10/00
<PAGE>
Legg Mason American Leading Companies
12/31/99
Item 1: Name of Issuer
Item 2: Title of Class
Item 3: CUSIP Number
Item 4: Fair Market Value
Item 5: Shares or Principal Amount
Item 6: Investment Discretion
Item 7: Other Managers
Item 8: Voting Authority (Shares)
<TABLE>
<CAPTION>
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8:
- -------------------------------------------------------------------------------------------------------------------------------
A B C Sole Shared None
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
QWEST COMMUNICATIONS INTL INC common 749121109 3,440,000.00 80000 X 1 X
SAKS INC common 79377W108 2,259,675.00 145200 X 1 X
SARA LEE CORP common 803111103 2,426,875.00 110000 X 1 X
SCHERING PLOUGH CORP common 806605101 3,712,500.00 88000 X 1 X
SPRINT CORP common 852061100 2,221,312.50 33000 X 1 X
STARWOOD HOTELS + RESORTS cl B 85590A203 4,817,500.00 205000 X 1 X
STORAGE TECHNOLOGY CORP common 862111200 3,134,375.00 170000 X 1 X
TOYS R US INC common 892335100 3,764,187.50 263000 X 1 X
UNISYS CORP common 909214108 2,874,375.00 90000 X 1 X
UNITED HEALTHCARE CORP common 910581107 10,093,750.00 190000 X 1 X
U S WEST INC NEW common 91273H101 1,872,000.00 26000 X 1 X
WAL MART STORES INC common 931142103 4,838,750.00 70000 X 1 X
WASHINGTON MUT INC common 939322103 8,502,000.00 327000 X 1 X
WASTE MGMT INC DEL common 94106L109 5,843,750.00 340000 X 1 X
----------------
322,718,034.37
================
</TABLE>
3 2/10/00
<PAGE>
LM Value Institutional Portfolio
12/31/99
Item 1: Name of Issuer
Item 2: Title of Class
Item 3: CUSIP Number
Item 4: Fair Market Value
Item 5: Shares or Principal Amount
Item 6: Investment Discretion
Item 7: Other Managers
Item 8: Voting Authority (Shares)
<TABLE>
<CAPTION>
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8:
- -------------------------------------------------------------------------------------------------------------------------------
A B C Sole Shared None
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
AETNA INC common 008117103 8,090,747.43 144,963 X 1 X
ALBERTSONS INC common 013104104 5,485,821.75 170,103 X 1 X
AMAZON COM INC common 023135106 7,564,389.00 99,368 X 1 X
AMERICA ONLINE INC DEL common 02364J104 66,153,784.06 876,935 X 1 X
AMGEN INC common 031162100 11,746,723.43 195,575 X 1 X
BANK AMER CORP common 060505104 5,193,402.50 103,480 X 1 X
BANK ONE CORP common 06423A103 9,598,871.25 299,380 X 1 X
BEAR STEARNS COS INC common 073902108 4,454,037.00 104,188 X 1 X
BERKSHIRE HATHAWAY INC DEL cl A 084670108 7,405,200.00 132 X 1 X
LLOYDS TSB GROUP ord shs 087061008 6,493,762.39 519,065 X 1 X
WPP GROUP ord shs 097404008 15,267,474.07 963,485 X 1 X
CHASE MANHATTAN CORP NEW common 16161A108 11,257,151.81 144,903 X 1 X
CITIGROUP INC common 172967101 12,444,055.31 223,965 X 1 X
DANAHER CORP common 235851102 3,682,247.00 76,316 X 1 X
DELL COMPUTER CORP common 247025109 20,102,466.00 394,166 X 1 X
FEDERAL HOME LN MTG CORP common 313400301 3,854,512.87 81,902 X 1 X
FEDERAL NATL MTG ASSN common 313586109 9,834,093.56 157,503 X 1 X
FIRST DATA CORP common 319963104 3,263,451.93 66,179 X 1 X
FLEETBOSTON FINL CORP common 339030108 8,212,686.50 235,912 X 1 X
FOUNDATION HEALTH SYS INC common 350404109 3,479,546.06 350,143 X 1 X
GATEWAY INC common 367626108 24,487,269.87 339,806
GENERAL MTRS CORP common 370442105 6,878,636.18 94,633 X 1 X
INTERNATIONAL BUSINESS MACHS common 459200101 8,675,316.00 80,327 X 1 X
</TABLE>
1 2/10/00
<PAGE>
LM Value Institutional Portfolio
12/31/99
Item 1: Name of Issuer
Item 2: Title of Class
Item 3: CUSIP Number
Item 4: Fair Market Value
Item 5: Shares or Principal Amount
Item 6: Investment Discretion
Item 7: Other Managers
Item 8: Voting Authority (Shares)
<TABLE>
<CAPTION>
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8:
- -------------------------------------------------------------------------------------------------------------------------------
A B C Sole Shared None
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
KONINKLIJKE PHILIPS ELECTRS NV spnsr ADR 500472204 9,892,530.00 73,278 X 1 X
KROGER CO common 501044101 3,215,167.50 170,340 X 1 X
MBNA CORP common 55262L100 5,493,709.00 201,604 X 1 X
MCI WORLDCOM INC common 55268B106 10,796,175.84 203,462 X 1 X
MGIC INVT CORP WIS common 552848103 12,323,631.37 204,754 X 1 X
MGM GRAND INC common 552953101 2,463,803.12 48,970 X 1 X
MANDALAY RESORT GROUP common 562567107 4,439,494.50 220,596 X 1 X
MATTEL INC common 577081102 3,974,591.25 302,826 X 1 X
MCKESSON HBOC INC common 58155Q103 7,188,389.93 318,599 X 1 X
METRO GOLDWYN MAYER INC NEW common 591610100 2,753,443.06 116,857 X 1 X
NEXTEL COMMUNICATIONS INC cl A 65332V103 19,942,518.75 193,382 X 1 X
NOKIA CORP spnsr ADR 654902204 17,980,270.00 94,633 X 1 X
STARWOOD HOTELS + RESORTS cl B 85590A203 6,662,391.00 283,506 X 1 X
STORAGE TECHNOLOGY CORP common 862111200 4,652,795.31 252,355 X 1 X
TELEFONOS DE MEXICO S A spnsr ADR 879403780 5,677,987.50 50,471 X 1 X
TOYS R US INC common 892335100 6,919,464.00 483,456 X 1 X
UNITED HEALTHCARE CORP common 910581107 11,212,243.75 211,054 X 1 X
WASHINGTON MUT INC common 939322103 8,193,562.00 315,137 X 1 X
WASTE MGMT INC DEL common 94106L109 9,736,735.93 566,501
---------------
417,144,549.78
===============
</TABLE>
2 2/10/00
<PAGE>
LM Balanced Trust
12/31/99
Item 1: Name of Issuer
Item 2: Title of Class
Item 3: CUSIP Number
Item 4: Fair Market Value
Item 5: Shares or Principal Amount
Item 6: Investment Discretion
Item 7: Other Managers
Item 8: Voting Authority (Shares)
<TABLE>
<CAPTION>
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8:
- -------------------------------------------------------------------------------------------------------------------------------
A B C Sole Shared None
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
AMR CORP DEL common 001765106 536,000.00 8,000 X 1 X
AT + T CORP common 001957109 964,250.00 19,000 X 1 X
ABBOTT LABS common 002824100 708,093.75 19,500 X 1 X
ANHEUSER BUSCH COS INC common 035229103 737,100.00 10,400 X 1 X
ATLANTIC RICHFIELD CO common 048825103 493,050.00 5,700 X 1 X
BLACKROCK NORTH AMERN GOVT INC common 092475102 912,500.00 100,000 X 1 X
BROADWING INC common 111620100 435,125.00 11,800 X 1 X
CHARTER ONE FINL INC common 160903100 1,064,306.25 55,650 X 1 X
CHATEAU CMNTYS INC common 161726104 1,167,187.50 45,000 X 1 X
CINTAS CORP common 172908105 573,750.00 10,800 X 1 X
CITIGROUP INC common 172967101 1,189,037.50 21,400 X 1 X
COMPAQ COMPUTER CORP common 204493100 243,562.50 9,000 X 1 X
DISNEY WALT CO common 254687106 497,250.00 17,000 X 1 X
DOVER CORP common 260003108 662,475.00 14,600 X 1 X
FEDERAL NATL MTG ASSN common 313586109 1,373,625.00 22,000 X 1 X
FORD MTR CO DEL common 345370100 908,437.50 17,000 X 1 X
GATX common 361448103 405,000.00 12,000 X 1 X
HOME DEPOT INC common 437076102 514,218.75 7,500 X 1 X
INTEL CORP common 458140100 1,070,062.50 13,000 X 1 X
INTERNATIONAL BUSINESS MACHS common 459200101 518,400.00 4,800 X 1 X
JOHNSON + JOHNSON common 478160104 502,875.00 5,400
KANSAS CITY SOUTHN INDS INC common 485170104 798,487.50 10,700 X 1 X
KAYDON CORP common 486587108 509,437.50 19,000 X 1 X
</TABLE>
1 2/10/00
<PAGE>
LM Balanced Trust
12/31/99
Item 1: Name of Issuer
Item 2: Title of Class
Item 3: CUSIP Number
Item 4: Fair Market Value
Item 5: Shares or Principal Amount
Item 6: Investment Discretion
Item 7: Other Managers
Item 8: Voting Authority (Shares)
<TABLE>
<CAPTION>
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8:
- -------------------------------------------------------------------------------------------------------------------------------
A B C Sole Shared None
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
MCI WORLDCOM INC common 55268B106 596,953.12 11,250 X 1 X
MARSHALL + ILSLEY CORP common 571834100 690,937.50 11,000 X 1 X
MARTIN MARIETTA MATLS INC common 573284106 635,500.00 15,500 X 1 X
MCDONALDS CORP common 580135101 443,437.50 11,000 X 1 X
MELLON FINL CORP common 58551A108 408,750.00 12,000 X 1 X
MERCK + CO INC common 589331107 744,393.75 11,100 X 1 X
NORTEL NETWORKS CORP common 656569100 939,300.00 9,300 X 1 X
POST PPTYS INC common 737464107 650,250.00 17,000 X 1 X
POTASH CORP SASK INC common 73755L107 399,956.25 8,300 X 1 X
SYSCO CORP common 871829107 553,875.00 14,000 X 1 X
TIME WARNER INC common 887315109 796,812.50 11,000 X 1 X
TOTAL FINA SA common 89151E109 519,375.00 7,500 X 1 X
TYCO INTL LTD NEW common 902124106 559,800.00 14,400 X 1 X
UNION PAC CORP common 907818108 610,750.00 14,000 X 1 X
UNOCAL CORP common 915289102 570,562.50 17,000 X 1 X
---------------
25,904,884.37
=============
</TABLE>
2 2/10/00
<PAGE>
LM High Yield Portfolio
12/31/99
Item 1: Name of Issuer
Item 2: Title of Class
Item 3: CUSIP Number
Item 4: Fair Market Value
Item 5: Shares or Principal Amount
Item 6: Investment Discretion
Item 7: Other Managers
Item 8: Voting Authority (Shares)
<TABLE>
<CAPTION>
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8:
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
A B C Sole Shared None
GLOBAL CROSSING LTD common G3921A100 35,802.20 51,146 X 1 X
INTERNATIONAL FASTFOOD common 45950Q107 293,835.00 515,500 X 1 X
UNIGENE LABS INC common 904753100 9,255,600.00 185,112 X 1 X
9,585,237.20
===============
</TABLE>
1 2/10/00
<PAGE>
<TABLE>
<CAPTION>
<S> <C>
FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS)
For Positions Held as of 12/31/999
Item 1: Item 2: Item 3: Item 4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amt.
- -------------------------------------------------------------------------------------------------------------------------
Bank Building Corp Va Com Common Stock 06082P102 0 42
Escrow Charter Federal Savings Common Stock 161223987 0 318
Medialliance Inc. Liquidating Common Stock 584022990 0 2,500
Merrill Lynch Pfd Cap Tr V PFD QTR 30/360 59021K205 8 400
Hire Quality Inc Cl B Common Stock 8L24130 0 50
Bell Atlantic Fin CVCP Common Stock 8L39112 0 6,000
Boston Capital Tax Credit Fund II LP LTD Part P12 8S00052 0 1,000
Escrow Cafe Ones LP LTD Partnership LTD Part P4 8S00076 0 1,000
Warren Ehret Co. PFD QTR 30/360 8S00431 0 3
Resource Bank Mandeville LA Common Stock 8S00732 0 7,500
Astron Corp. Common Stock 8S00961 0 4,000
Harvest Community Bank Common Stock 8S00974 200 20,000
State Bank of Commerce Slidell LA Common Stock 8S01071 0 5,000
System Planning Corp Inc Common Stock 8S01086 0 4,093
Triangle Biomedical Sciences Common Stock 8S01111 0 289
Hethwood INcome Partners Ltd LTD Part P2 8S01155 0 1
Intrabiotics Pharmaceuticals Inc. Ser Common Stock 8S01349 0 10,000
Harbor Bank Outside Purchase Common Stock 8S01447 18 1,000
Cellular Radio Corp Inc Common Stock 8S01656 0 25,000
Meritor Savings bk Receivers Cert Common Stock 8S01775 0 100,000
Development Partners Common Stock 8S01811 0 5
Suntrust Banks Inc. Common Stock 8S01983 0 4
Technology Funding Secured Investors Common Stock 8S02033 0 300
Consolidated Oil Corp Common Stock 8S03025 0 0
Bridgeview Inc Common Stock 8S03534 0 1,000
Keefe Offshore Fund LTD Common Stock 8S04075 0 4
Houston Spec ASO LLC Common Stock 8S04644 0 100
U.S. Fleet Services Inc. Common Stock 8S04894 0 4
Agilent Technologies Inc Common Stock 00846U101 2,021 26,141
Alabama Railroad Co. - Iowa Pfd PFD QTR 30/360 A001556 0 1
Allaire Corp Common Stock 016714107 29 200
Anixter International Inc. Tender Offe Common Stock 035290998 0 18
Amr Corp PFD QTR 30/360 001765866 9 440
Aames Finl Corp. Pfd Conv Ser C PreferdStk Conv 00253A200 0 1,000
Air Express Intl Corp. Tender Offer Common Stock 009104993 0 2,930
Alabama & Florida Railway Co. Common Stock A630990 0 4
Astra AB - Spons ADR A ADR 046298105 0 0
Alcoa Inc. Common Stock 013817101 2,973 35,819
Applied Analytical Inds Inc Common Stock 037939105 9 1,000
Airtran Holdings Inc. Common Stock 00949P108 2 500
Aames Financial Corp. Common Stock 00253A101 5 6,000
ABN AMRO Capital FDG Trust I 7.5% Pfd PFD QTR 30/360 00371Q202 35 1,700
Abn Amro Cap Fdg Tr Ii PFD QTR 30/360 00371T206 38 1,900
Amway Asia Pacific LTD Foreign Stock G0352M108 2 100
Apple Computer Common Stock 037833100 2,715 26,407
Anglo American Platinum Corp ADR 034855106 30 1,000
Advanced Aerodynamics &Str -A Common Stock 00750B107 17 5,500
Anglo American PLC ADR 03485P102 717 11,016
Abacan Resource Corp. New Foreign Stock 002919108 7 68,550
American Bancshares Inc Fla Common Stock 02408H106 12 1,000
Abington Bancorp Inc. Common Stock 00350P100 118 11,210
ABC-NACO Inc Common Stock 000752105 215 26,055
Airborne Freight Corp. Common Stock 009266107 261 11,855
Arkansas Best Corp. - Del Common Stock 040790107 666 55,500
Arkansas Best Corp. Conv PFD Ser A PreferdStk Conv 040790206 19 485
Groupe AB SA - ADR ADR 39944Q109 8 1,500
Abgenix Inc. Common Stock 00339B107 545 4,112
Adelphia Business Solutions Common Stock 006847107 24 500
Ambac Financial Group, Inc. Common Stock 023139108 472 9,043
ABM Industries Inc. Common Stock 000957100 60 2,967
Abiomed Inc Common Stock 003654100 110 3,000
ABN Amro Hldg NV Sponsored ADR ADR 000937102 464 18,335
American Business Products Inc. Common Stock 024763104 3 265
Albertson's Inc. Common Stock 013104104 2,567 79,585
Abbott Laboratories Common Stock 002824100 18,204 501,321
Able Telcom Holding Corp. New Common Stock 003712304 5 650
Alpha Beta Technology Inc. Common Stock 02071K105 0 4,800
Autobytel.Com Inc. Common Stock 05275N106 5 360
Agribiotech Inc Common Stock 008494106 24 10,000
Barrick Gold Corp. Foreign Stock 067901108 80 4,500
Abitibi-Consolidated Inc. Foreign Stock 003924107 10 875
Alliance Capital Management - LP Unit LTD Part P4 01855A101 599 20,000
Alabama Power Co. 7.00% Ser B Pfd PFD QTR 30/360 010392637 105 5,300
Atlantic Coast Airlines Common Stock 048396105 7 300
American Capital Strategies Common Stock 024937104 897 39,450
Arctic Cat Inc Common Stock 039670104 13 1,300
Alfacell Corp. Common Stock 015404106 1 2,000
Aceto Corp. Common Stock 004446100 15 1,400
Americredit Corp. Common Stock 03060R101 590 31,890
Acm Government Income Fund Inc. Common Stock 000912105 138 21,234
Arch Coal Inc Common Stock 039380100 2 200
Armstrong World Industries Inc. Common Stock 042476101 727 21,786
ACE LTD Common Stock G0070K103 383 22,970
Accom Inc Common Stock 004334108 1 1,000
Agency Com Ltd Common Stock 008447104 13 258
Anderson Computers Tidalwave Common Stock 033614108 0 2,000
American Retirement Corp. Common Stock 028913101 8 1,000
Acacia Research Corp. Common Stock 003881109 1,889 63,100
Acorn Products Inc Common Stock 004857108 35 23,615
Acrodyne Communications Inc. Common Stock 00500E104 0 150
Affiliated Computer Services Common Stock 008190100 1,140 24,780
FORM 13F Run Date: 02/10/99
-----------------------------
S.E.C. Use Only
-----------------------------
Item 1: Item 6: Item 7: Item 8:
Name of Issuer Investment Discretion Other Voting Authority (Shares)
(a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None
Def Other
- --------------------------------------------------------------------------------------------------------------------------
Bank Building Corp Va Com x 0 42 0
Escrow Charter Federal Savings x 0 318 0
Medialliance Inc. Liquidating x 0 2,500 0
Merrill Lynch Pfd Cap Tr V x 0 400 0
Hire Quality Inc Cl B x 0 50 0
Bell Atlantic Fin CVCP x 0 6,000 0
Boston Capital Tax Credit Fund II LP x 0 1,000 0
Escrow Cafe Ones LP LTD Partnership x 0 1,000 0
Warren Ehret Co. x 0 3 0
Resource Bank Mandeville LA x 0 7,500 0
Astron Corp. x 0 4,000 0
Harvest Community Bank x 0 20,000 0
State Bank of Commerce Slidell LA x 0 5,000 0
System Planning Corp Inc x 0 4,093 0
Triangle Biomedical Sciences x 0 289 0
Hethwood INcome Partners Ltd x 0 1 0
Intrabiotics Pharmaceuticals Inc. Ser x 0 10,000 0
Harbor Bank Outside Purchase x 0 1,000 0
Cellular Radio Corp Inc x 0 25,000 0
Meritor Savings bk Receivers Cert x 0 100,000 0
Development Partners x 0 5 0
Suntrust Banks Inc. x 0 4 0
Technology Funding Secured Investors x 0 300 0
Consolidated Oil Corp x 0 0 0
Bridgeview Inc x 0 1,000 0
Keefe Offshore Fund LTD x 0 4 0
Houston Spec ASO LLC x 0 100 0
U.S. Fleet Services Inc. x 0 4 0
Agilent Technologies Inc x 0 26,141 0
Alabama Railroad Co. - Iowa Pfd x 0 1 0
Allaire Corp x 0 200 0
Anixter International Inc. Tender Offe x 0 18 0
Amr Corp x 0 440 0
Aames Finl Corp. Pfd Conv Ser C x 0 1,000 0
Air Express Intl Corp. Tender Offer x 0 2,930 0
Alabama & Florida Railway Co. x 0 4 0
Astra AB - Spons ADR A x 0 0 0
Alcoa Inc. x 0 35,819 0
Applied Analytical Inds Inc x 0 1,000 0
Airtran Holdings Inc. x 0 500 0
Aames Financial Corp. x 0 6,000 0
ABN AMRO Capital FDG Trust I 7.5% Pfd x 0 1,700 0
Abn Amro Cap Fdg Tr Ii x 0 1,900 0
Amway Asia Pacific LTD x 0 100 0
Apple Computer x 0 26,407 0
Anglo American Platinum Corp x 0 1,000 0
Advanced Aerodynamics &Str -A x 0 5,500 0
Anglo American PLC x 0 11,016 0
Abacan Resource Corp. New x 0 68,550 0
American Bancshares Inc Fla x 0 1,000 0
Abington Bancorp Inc. x 0 11,210 0
ABC-NACO Inc x 0 26,055 0
Airborne Freight Corp. x 0 11,855 0
Arkansas Best Corp. - Del x 0 55,500 0
Arkansas Best Corp. Conv PFD Ser A x 0 485 0
Groupe AB SA - ADR x 0 1,500 0
Abgenix Inc. x 0 4,112 0
Adelphia Business Solutions x 0 500 0
Ambac Financial Group, Inc. x 0 9,043 0
ABM Industries Inc. x 0 2,967 0
Abiomed Inc x 0 3,000 0
ABN Amro Hldg NV Sponsored ADR x 0 18,335 0
American Business Products Inc. x 0 265 0
Albertson's Inc. x 0 79,585 0
Abbott Laboratories x 0 501,321 0
Able Telcom Holding Corp. New x 0 650 0
Alpha Beta Technology Inc. x 0 4,800 0
Autobytel.Com Inc. x 0 360 0
Agribiotech Inc x 0 10,000 0
Barrick Gold Corp. x 0 4,500 0
Abitibi-Consolidated Inc. x 0 875 0
Alliance Capital Management - LP Unit x 0 20,000 0
Alabama Power Co. 7.00% Ser B Pfd x 0 5,300 0
Atlantic Coast Airlines x 0 300 0
American Capital Strategies x 0 39,450 0
Arctic Cat Inc x 0 1,300 0
Alfacell Corp. x 0 2,000 0
Aceto Corp. x 0 1,400 0
Americredit Corp. x 0 31,890 0
Acm Government Income Fund Inc. x 0 21,234 0
Arch Coal Inc x 0 200 0
Armstrong World Industries Inc. x 0 21,786 0
ACE LTD x 0 22,970 0
Accom Inc x 0 1,000 0
Agency Com Ltd x 0 258 0
Anderson Computers Tidalwave x 0 2,000 0
American Retirement Corp. x 0 1,000 0
Acacia Research Corp. x 0 63,100 0
Acorn Products Inc x 0 23,615 0
Acrodyne Communications Inc. x 0 150 0
Affiliated Computer Services x 0 24,780 0
<PAGE>
FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS)
For Positions Held as of 12/31/999
Item 1: Item 2: Item 3: Item 4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amt.
- -------------------------------------------------------------------------------------------------------------------------
Actfit Com Inc Foreign Stock 00503P106 4 7,500
Actel Corp Common Stock 004934105 41 1,700
Action Performance Cos Inc. Common Stock 004933107 169 14,700
Actuate Corp Common Stock 00508B102 432 10,070
Alberto Culver Co Cl B Conv Common Stock 013068101 26 1,000
Alberto Culver Co. Cl A Common Stock 013068200 117 5,400
ACX Technologies Inc. Common Stock 005123104 16 1,500
Acxiom Corp. Common Stock 005125109 138 5,755
Advo Inc Common Stock 007585102 54 2,270
ADAC Laboratories New Common Stock 005313200 201 18,700
Adobe Systems Inc. Common Stock 00724F101 5,108 75,959
Agree Realty Corp. Common Stock 008492100 200 14,000
A D C Telecommunications Inc. Common Stock 000886101 5,169 71,239
Aden Enterprises Inc New Common Stock 006852206 3 1,000
ACM Managed Dollar Income Fund Common Stock 000949107 29 3,500
Adams Golf Inc Common Stock 006228100 0 200
Analog Devices Inc. Common Stock 032654105 1,346 14,475
Advanced Digital Info Corp Common Stock 007525108 424 8,720
Adelphia Communications Corp. - Cl A Common Stock 006848105 1,175 17,910
Adelphia Communications Corp Pfd Ser D PreferdStk Conv 006848402 7 35
Advanced Lighting Tech Inc Common Stock 00753C102 3 500
Archer-Daniels Midland Co. Common Stock 039483102 901 73,936
Alden Electrs Inc Common Stock 014086102 0 2,500
Adaptec Inc. Common Stock 00651F108 287 5,760
Andrx Corp. Common Stock 034551101 4 100
Atlantic Data Services Inc Common Stock 048523104 4 700
Autodesk Inc. Common Stock 052769106 394 11,685
Ariel Corp Common Stock 04033M104 1 200
Applied Digital Solutions Common Stock 038188108 122 16,200
Adtran Inc. Common Stock 00738A106 21 400
Advanta Corp. CL A Common Stock 007942105 34 1,868
Advanta Corporation Class B Common Stock 007942204 27 1,940
Advanced Viral Research Corp Common Stock 007928104 3 15,000
Advent Software Inc. Common Stock 007974108 92 1,425
Adams Express MutualFdEqClose 006212104 339 10,096
Allied Zurich PLC Sponsored ADR ADR 01959Q101 4,592 194,096
Associated Estates Realty Corp. Common Stock 045604105 114 14,625
Ameren Corp. Common Stock 023608102 155 4,721
Aegon NV - ORD ADR 007924103 870 9,106
AMC Entertainment Inc. Common Stock 001669100 10 1,200
American Eagle Outfitters Inc. Common Stock 02553E106 5 100
American Electric Power Co Common Stock 025537101 392 12,188
Aegis Realty Inc Common Stock 00760P104 18 2,069
Aerial Communications Inc. Common Stock 007655103 30 500
The AES Corp. Common Stock 00130H105 3,599 48,152
Aes Trust II Conv Secs Ser B PreferdStk Conv 001034305 29 425
Aetna Inc. Common Stock 008117103 1,315 23,566
Applied Extrusion Technologies Inc Common Stock 038196101 90 14,735
Aether Sys Inc Common Stock 00808V105 49 680
The Argentina Fund, Inc. Common Stock 040112104 5 400
Advance Financial Bancorp Common Stock 007437106 4 300
Allmerica Financial Corp. Common Stock 019754100 99 1,780
Advanced Fibre Communication Common Stock 00754A105 185 4,140
Affymetrix Inc. Common Stock 00826T108 68 400
American Financial Group Inc. Common Stock 025932104 105 3,975
American Financial Cap Trust Preferred Stock 026077206 135 5,860
Atlantic Financial Corp Common Stock 04853R100 51 3,500
Aflac Corp. New Common Stock 001055102 1,775 37,617
AMFM Inc Common Stock 001693100 773 9,873
Associates First Capital Corp. Common Stock 046008108 3,034 110,573
American Freightways Corp Common Stock 02629V108 43 2,655
Agco Corp. Common Stock 001084102 224 16,650
American General Corp. Common Stock 026351106 2,452 32,319
American General Capital LLC 8.125% PFDMthly 30/360 02637F301 54 2,500
American Gen Cap I PFD QTR 30/360 02638N105 28 1,300
American General Capital LLC 8.45% Pfd PFDMthly 30/360 02637F202 243 10,725
Edwards A G Inc. Common Stock 281760108 459 14,324
Argonaut Group Inc. Common Stock 040157109 2 105
Angelica Corp. Common Stock 034663104 1 100
Allergan Inc. Common Stock 018490102 671 13,479
Argentaria-SP ADR ADR 04011W108 339 7,295
Associated Group Inc. CL A Common Stock 045651106 187 2,047
Associated Group Inc. Cl B Common Stock 045651205 1,790 19,452
SAGA Sys Inc Common Stock 786610105 2,768 138,855
Agritope Inc.- Del Common Stock 00855D107 1 540
Agrium Inc Canadian Orig PFD PFD QTR 30/360 008916207 8 500
Argosy Gaming Co Common Stock 040228108 726 46,625
Alpha Industries Inc Del Common Stock 020753109 148 2,590
Amerada Hess Corp. Common Stock 023551104 80 1,405
Apria Healthcare Group Inc. Common Stock 037933108 285 15,880
AHL Services Inc. Common Stock 001296102 14 650
Koninklijke Ahold NV-SP ADR ADR 500467303 296 9,888
American Home Products Corp. Common Stock 026609107 9,166 232,412
Anthracite Capital Inc. Common Stock 037023108 6 1,000
Audiohigway.com Common Stock 050740109 4 500
Allied Irish Banks Plc ADR 019228402 307 14,510
Asset Investors Corporation Common Stock 04541W107 0 40
American International Group Inc. Common Stock 026874107 24,567 227,208
American Insd Mtg Inv - Ser 85 Common Stock 02686E106 11 1,276
Autoimmune Inc. Common Stock 052776101 1 800
Albany International Corp. Common Stock 012348108 4 255
Arnold Inds Inc. Common Stock 042595108 637 45,314
Applied Innovation Inc. Common Stock 037916103 108 13,000
AAR Corp. Common Stock 000361105 8 425
Air Methods Corp New Common Stock 009128307 2 500
Aironet Wireless Comm Common Stock 00943A107 33 500
Jet Fla Sys Inc. Common Stock 476901103 0 4,000
Ampal American Israel Corp. Common Stock 032015109 46 5,000
FORM 13F Run Date: 02/10/99
-----------------------------
S.E.C. Use Only
-----------------------------
Item 1: Item 6: Item 7: Item 8:
Name of Issuer Investment Discretion Other Voting Authority (Shares)
(a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None
Def Other
- --------------------------------------------------------------------------------------------------------------------------
Actfit Com Inc x 0 7,500 0
Actel Corp x 0 1,700 0
Action Performance Cos Inc. x 0 14,700 0
Actuate Corp x 0 10,070 0
Alberto Culver Co Cl B Conv x 0 1,000 0
Alberto Culver Co. Cl A x 0 5,400 0
ACX Technologies Inc. x 0 1,500 0
Acxiom Corp. x 0 5,755 0
Advo Inc x 0 2,270 0
ADAC Laboratories New x 0 18,700 0
Adobe Systems Inc. x 0 75,959 0
Agree Realty Corp. x 0 14,000 0
A D C Telecommunications Inc. x 0 71,239 0
Aden Enterprises Inc New x 0 1,000 0
ACM Managed Dollar Income Fund x 0 3,500 0
Adams Golf Inc x 0 200 0
Analog Devices Inc. x 0 14,475 0
Advanced Digital Info Corp x 0 8,720 0
Adelphia Communications Corp. - Cl A x 0 17,910 0
Adelphia Communications Corp Pfd Ser D x 0 35 0
Advanced Lighting Tech Inc x 0 500 0
Archer-Daniels Midland Co. x 0 73,936 0
Alden Electrs Inc x 0 2,500 0
Adaptec Inc. x 0 5,760 0
Andrx Corp. x 0 100 0
Atlantic Data Services Inc x 0 700 0
Autodesk Inc. x 0 11,685 0
Ariel Corp x 0 200 0
Applied Digital Solutions x 0 16,200 0
Adtran Inc. x 0 400 0
Advanta Corp. CL A x 0 1,868 0
Advanta Corporation Class B x 0 1,940 0
Advanced Viral Research Corp x 0 15,000 0
Advent Software Inc. x 0 1,425 0
Adams Express x 0 10,096 0
Allied Zurich PLC Sponsored ADR x 0 194,096 0
Associated Estates Realty Corp. x 0 14,625 0
Ameren Corp. x 0 4,721 0
Aegon NV - ORD x 0 9,106 0
AMC Entertainment Inc. x 0 1,200 0
American Eagle Outfitters Inc. x 0 100 0
American Electric Power Co x 0 12,188 0
Aegis Realty Inc x 0 2,069 0
Aerial Communications Inc. x 0 500 0
The AES Corp. x 0 48,152 0
Aes Trust II Conv Secs Ser B x 0 425 0
Aetna Inc. x 0 23,566 0
Applied Extrusion Technologies Inc x 0 14,735 0
Aether Sys Inc x 0 680 0
The Argentina Fund, Inc. x 0 400 0
Advance Financial Bancorp x 0 300 0
Allmerica Financial Corp. x 0 1,780 0
Advanced Fibre Communication x 0 4,140 0
Affymetrix Inc. x 0 400 0
American Financial Group Inc. x 0 3,975 0
American Financial Cap Trust x 0 5,860 0
Atlantic Financial Corp x 0 3,500 0
Aflac Corp. New x 0 37,617 0
AMFM Inc x 0 9,873 0
Associates First Capital Corp. x 0 110,573 0
American Freightways Corp x 0 2,655 0
Agco Corp. x 0 16,650 0
American General Corp. x 0 32,319 0
American General Capital LLC 8.125% x 0 2,500 0
American Gen Cap I x 0 1,300 0
American General Capital LLC 8.45% Pfd x 0 10,725 0
Edwards A G Inc. x 0 14,324 0
Argonaut Group Inc. x 0 105 0
Angelica Corp. x 0 100 0
Allergan Inc. x 0 13,479 0
Argentaria-SP ADR x 0 7,295 0
Associated Group Inc. CL A x 0 2,047 0
Associated Group Inc. Cl B x 0 19,452 0
SAGA Sys Inc x 0 138,855 0
Agritope Inc.- Del x 0 540 0
Agrium Inc Canadian Orig PFD x 0 500 0
Argosy Gaming Co x 0 46,625 0
Alpha Industries Inc Del x 0 2,590 0
Amerada Hess Corp. x 0 1,405 0
Apria Healthcare Group Inc. x 0 15,880 0
AHL Services Inc. x 0 650 0
Koninklijke Ahold NV-SP ADR x 0 9,888 0
American Home Products Corp. x 0 232,412 0
Anthracite Capital Inc. x 0 1,000 0
Audiohigway.com x 0 500 0
Allied Irish Banks Plc x 0 14,510 0
Asset Investors Corporation x 0 40 0
American International Group Inc. x 0 227,208 0
American Insd Mtg Inv - Ser 85 x 0 1,276 0
Autoimmune Inc. x 0 800 0
Albany International Corp. x 0 255 0
Arnold Inds Inc. x 0 45,314 0
Applied Innovation Inc. x 0 13,000 0
AAR Corp. x 0 425 0
Air Methods Corp New x 0 500 0
Aironet Wireless Comm x 0 500 0
Jet Fla Sys Inc. x 0 4,000 0
Ampal American Israel Corp. x 0 5,000 0
<PAGE>
FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS)
For Positions Held as of 12/31/999
Item 1: Item 2: Item 3: Item 4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amt.
- -------------------------------------------------------------------------------------------------------------------------
Aris Industries Inc Common Stock 040401101 15 7,500
Apartment Investment & Mgt Co Class A Common Stock 03748R101 4 90
Apartment Inv & Mgmt Co 8.75% Cum PFD PFD QTR 30/360 03748R309 117 7,400
Apartment Invt & Mgmt Co 9% Cum Perp PFD QTR 30/360 03748R200 159 9,300
Apartment Invt & Mgmt Co Pfd H 9.50% PFD QTR 30/360 03748R507 26 1,500
Amcast Industrial Corp Common Stock 023395106 7 400
Gallagher Arthur J & Co Common Stock 363576109 768 11,868
Akamai Technologies Inc Common Stock 00971T101 267 815
Ambac Financial Group Inc 7.08% PFD QTR 30/360 023139306 122 6,000
Armstrong World Industries 7.45% Pfd PFD QTR 30/360 042476606 8 400
Acclaim Entmt Inc. Com Par $.02 Common Stock 004325205 317 61,790
Embotelladora Andina S A ADR 29081P204 11 600
AK Steel Holding Corp. Common Stock 001547108 253 13,397
Aksys Ltd Common Stock 010196103 5 1,000
AKZO Nobel NV Spons ADR ADR 010199305 157 3,152
Alcan Aluminium Ltd Common Stock 013716105 330 8,020
Alcatel Alsthom Sponsored ADR ADR 013904305 8,483 188,519
Alabama Natl Bancorp Dela Common Stock 010317105 42 2,226
Alanco Enviromental Resources Corp. Common Stock 011612405 0 110
Albemarle Corp. Common Stock 012653101 38 1,976
Alcide Corp. Common Stock 013742507 1 100
Aldila, Inc. Common Stock 014384101 4 2,750
Allied Domecq PLC ADR 019121102 177 36,100
Aladdin Knowledge Sys Ltd Foreign Stock M0392N101 85 5,000
Alexander & Baldwin Inc. Common Stock 014482103 7 300
Alfa Corp Common Stock 015385107 26 1,600
Alottafun Inc Common Stock 020526109 38 45,000
Algiers Bancorp Inc. Common Stock 015600109 2 300
Allstate Corp. - 7.125% Sr Qtrly In PFD QTR 30/360 020002200 15 749
Alaska Air Group Inc. Common Stock 011659109 34 979
The Allstate Corp. Common Stock 020002101 6,684 278,519
Allstate Financing I 7.95% Cum PFD QTR 30/360 020013207 206 9,225
Allied Capital Corp. Common Stock 01903Q108 515 28,147
Allied Energy Corp. Common Stock 019150200 0 500
Alpha Microsystems Inc Common Stock 020903100 5 1,000
Allen Telecom Inc. Common Stock 018091108 8 700
Alabama Power Capital Trust I Preferred Stock 010383206 8 400
Alabama Power Capt Trust II PFD QTR 30/360 010388205 55 2,600
Annuity & Life Re Holdings Ltd. Common Stock G03910109 33 1,275
Alliance Semi Conductor Corp. Common Stock 01877H100 33 2,000
Altair International Inc. Common Stock 02136W102 4 1,000
Alteon Inc. Common Stock 02144G107 10 11,000
Altera Corp. Common Stock 021441100 186 3,757
Altex Industries Inc. Common Stock 021454103 0 1,000
Autolliv, Inc. Common Stock 052800109 27 918
Alexion Pharmaceuticals Inc Common Stock 015351109 12 400
Alya Intl Inc Common Stock 02260W100 1 10,000
American Greetings Corp. Class A Common Stock 026375105 766 32,410
Applied Materials Inc. Common Stock 038222105 9,963 78,639
AMB Ppty Corp 8.50% Cum Red PFD QTR 30/360 00163T208 52 2,600
American Bancorporation Ohio Common Stock 024076408 5 278
American Bancorporation Cap Trust I PFD QTR 30/360 024075202 78 9,900
American Mortgage Acceptance Common Stock 027568104 6 720
Applied Micro Circuits Corp Common Stock 03822W109 874 6,865
AM Communications Inc. Common Stock 001674100 1 3,500
Amcor Ltd ADR ADR 02341R302 2,065 107,250
Amresco Capital Trust Inc Common Stock 031919103 2 200
American Classic Voyages Company Common Stock 024928103 119 3,410
Advanced Micro Devices Inc. Common Stock 007903107 606 20,946
Applied Medical Devices Common Stock 038223103 0 600
Ametek Inc. New Common Stock 031100100 136 7,125
Crosswalk.com Inc Common Stock 227685104 74 14,500
American Finl Hldgs Inc Common Stock 026075101 59 4,725
Affiliated Managers Group Common Stock 008252108 24 600
Amgen Inc. Common Stock 031162100 28,503 474,549
American Healthcorp, Inc. Common Stock 02649V104 107 23,458
ACME Metals Inc. Common Stock 004724100 0 525
Americare Health Scan Inc. Common Stock 03060C104 0 1
Amkor Technology Inc Common Stock 031652100 13 470
Amylin Pharmaceuticals Inc. Common Stock 032346108 122 14,600
Ameron Inc. Common Stock 030710107 47 1,177
American National Bankshares Inc Common Stock 027745108 57 3,410
Ampal Amern Israel Corp. PreferdStk Conv 032015307 3 102
AMR Corp. Common Stock 001765106 469 7,000
Albany Molecular Resh Inc Common Stock 012423109 31 1,000
American Superconductor Corp. Common Stock 030111108 216 7,700
Amsurg Corp.- Cl A Common Stock 03232P108 5 795
Amsurg Corp.- Cl B Common Stock 03232P207 62 9,516
American Software CL A Common Stock 029683109 18 1,800
American Management Systems Inc. Common Stock 027352103 1,181 37,635
American Tower System Corp Cl A Common Stock 029912201 662 21,659
Ameritrade Holding Corp. Class A Common Stock 03072H109 452 20,850
American Woodmark Corp. Common Stock 030506109 1,011 41,710
Amazon.com, Inc. Common Stock 023135106 8,242 108,264
Autonation Inc Common Stock 05329W102 237 25,617
American Nat'l Insurance Co Common Stock 028591105 109 1,715
Airnet Communications Corp Common Stock 00941P106 564 15,500
Anacomp Inc Del Common Stock 032371106 36 2,000
Ancor Communications Inc Common Stock 03332K108 122 1,800
Andover Bancorp Inc. Common Stock 034258103 14 500
Andover Net Inc Common Stock 034318105 102 2,855
Andrew Corp. Common Stock 034425108 299 15,775
Anaren Microwave Inc Common Stock 032744104 3 50
Abercrombie & Fitch Co Cl A Common Stock 002896207 517 19,374
Anglogold Limited-Spon ADR ADR 035128206 10 407
Anicom Inc. Common Stock 035250109 24 5,575
Analytical Surveys Inc. Common Stock 032683302 5 400
Analysts Intl Corp. Common Stock 032681108 21 1,700
FORM 13F Run Date: 02/10/99
-----------------------------
S.E.C. Use Only
-----------------------------
Item 1: Item 6: Item 7: Item 8:
Name of Issuer Investment Discretion Other Voting Authority (Shares)
(a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None
Def Other
- --------------------------------------------------------------------------------------------------------------------------
Aris Industries Inc x 0 7,500 0
Apartment Investment & Mgt Co Class A x 0 90 0
Apartment Inv & Mgmt Co 8.75% Cum PFD x 0 7,400 0
Apartment Invt & Mgmt Co 9% Cum Perp x 0 9,300 0
Apartment Invt & Mgmt Co Pfd H 9.50% x 0 1,500 0
Amcast Industrial Corp x 0 400 0
Gallagher Arthur J & Co x 0 11,868 0
Akamai Technologies Inc x 0 815 0
Ambac Financial Group Inc 7.08% x 0 6,000 0
Armstrong World Industries 7.45% Pfd x 0 400 0
Acclaim Entmt Inc. Com Par $.02 x 0 61,790 0
Embotelladora Andina S A x 0 600 0
AK Steel Holding Corp. x 0 13,397 0
Aksys Ltd x 0 1,000 0
AKZO Nobel NV Spons ADR x 0 3,152 0
Alcan Aluminium Ltd x 0 8,020 0
Alcatel Alsthom Sponsored ADR x 0 188,519 0
Alabama Natl Bancorp Dela x 0 2,226 0
Alanco Enviromental Resources Corp. x 0 110 0
Albemarle Corp. x 0 1,976 0
Alcide Corp. x 0 100 0
Aldila, Inc. x 0 2,750 0
Allied Domecq PLC x 0 36,100 0
Aladdin Knowledge Sys Ltd x 0 5,000 0
Alexander & Baldwin Inc. x 0 300 0
Alfa Corp x 0 1,600 0
Alottafun Inc x 0 45,000 0
Algiers Bancorp Inc. x 0 300 0
Allstate Corp. - 7.125% Sr Qtrly In x 0 749 0
Alaska Air Group Inc. x 0 979 0
The Allstate Corp. x 0 278,519 0
Allstate Financing I 7.95% Cum x 0 9,225 0
Allied Capital Corp. x 0 28,147 0
Allied Energy Corp. x 0 500 0
Alpha Microsystems Inc x 0 1,000 0
Allen Telecom Inc. x 0 700 0
Alabama Power Capital Trust I x 0 400 0
Alabama Power Capt Trust II x 0 2,600 0
Annuity & Life Re Holdings Ltd. x 0 1,275 0
Alliance Semi Conductor Corp. x 0 2,000 0
Altair International Inc. x 0 1,000 0
Alteon Inc. x 0 11,000 0
Altera Corp. x 0 3,757 0
Altex Industries Inc. x 0 1,000 0
Autolliv, Inc. x 0 918 0
Alexion Pharmaceuticals Inc x 0 400 0
Alya Intl Inc x 0 10,000 0
American Greetings Corp. Class A x 0 32,410 0
Applied Materials Inc. x 0 78,639 0
AMB Ppty Corp 8.50% Cum Red x 0 2,600 0
American Bancorporation Ohio x 0 278 0
American Bancorporation Cap Trust I x 0 9,900 0
American Mortgage Acceptance x 0 720 0
Applied Micro Circuits Corp x 0 6,865 0
AM Communications Inc. x 0 3,500 0
Amcor Ltd ADR x 0 107,250 0
Amresco Capital Trust Inc x 0 200 0
American Classic Voyages Company x 0 3,410 0
Advanced Micro Devices Inc. x 0 20,946 0
Applied Medical Devices x 0 600 0
Ametek Inc. New x 0 7,125 0
Crosswalk.com Inc x 0 14,500 0
American Finl Hldgs Inc x 0 4,725 0
Affiliated Managers Group x 0 600 0
Amgen Inc. x 0 474,549 0
American Healthcorp, Inc. x 0 23,458 0
ACME Metals Inc. x 0 525 0
Americare Health Scan Inc. x 0 1 0
Amkor Technology Inc x 0 470 0
Amylin Pharmaceuticals Inc. x 0 14,600 0
Ameron Inc. x 0 1,177 0
American National Bankshares Inc x 0 3,410 0
Ampal Amern Israel Corp. x 0 102 0
AMR Corp. x 0 7,000 0
Albany Molecular Resh Inc x 0 1,000 0
American Superconductor Corp. x 0 7,700 0
Amsurg Corp.- Cl A x 0 795 0
Amsurg Corp.- Cl B x 0 9,516 0
American Software CL A x 0 1,800 0
American Management Systems Inc. x 0 37,635 0
American Tower System Corp Cl A x 0 21,659 0
Ameritrade Holding Corp. Class A x 0 20,850 0
American Woodmark Corp. x 0 41,710 0
Amazon.com, Inc. x 0 108,264 0
Autonation Inc x 0 25,617 0
American Nat'l Insurance Co x 0 1,715 0
Airnet Communications Corp x 0 15,500 0
Anacomp Inc Del x 0 2,000 0
Ancor Communications Inc x 0 1,800 0
Andover Bancorp Inc. x 0 500 0
Andover Net Inc x 0 2,855 0
Andrew Corp. x 0 15,775 0
Anaren Microwave Inc x 0 50 0
Abercrombie & Fitch Co Cl A x 0 19,374 0
Anglogold Limited-Spon ADR x 0 407 0
Anicom Inc. x 0 5,575 0
Analytical Surveys Inc. x 0 400 0
Analysts Intl Corp. x 0 1,700 0
<PAGE>
FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS)
For Positions Held as of 12/31/999
Item 1: Item 2: Item 3: Item 4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amt.
- -------------------------------------------------------------------------------------------------------------------------
Angio Medical Corp Common Stock 034755108 0 500
Ann Taylor Stores Corp. Common Stock 036115103 602 17,470
Answerthink Consulting Corp Common Stock 036916104 61 1,795
Ansys Inc. Common Stock 03662Q105 47 4,300
Antec Corp. Common Stock 03664P105 108 2,950
Ants Software.com Common Stock 037271103 1 50
Antex Biologics Inc Common Stock 03672W100 4 10,000
ANZ Exch Pfd Trust 8% PFD QTR 30/360 001823202 11 500
Australia & New Zealand Preferred Stock 052528403 4 150
AON Corp. Common Stock 037389103 762 19,040
Alberta Energy Co Ltd Common Stock 012873105 47 1,500
Appalachian Oil & Gas Inc Common Stock 037725207 0 100
America Online Inc. Common Stock 02364J104 110,078 1,459,184
Mosenergo - Sponsored ADR ADR 037376308 1 300
Aurora Foods Inc Common Stock 05164B106 233 24,985
Smith A O Corp. Common Stock 831865209 53 2,412
Apache Corp. Common Stock 037411105 649 17,577
Asia Pacific Fund Inc. Common Stock 044901106 68 6,000
Anadarko Pete Corp. Common Stock 032511107 73 2,132
American Power Conversion Common Stock 029066107 727 27,570
Applied Coatings Intl Inc Common Stock 037905106 0 2,000
Air Products and Chemicals, Inc. Common Stock 009158106 1,201 35,771
Amphenol Corp New Cl A Common Stock 032095101 40 600
Advanced Photonix Inc. Common Stock 00754E107 28 10,000
Appalachian Power Ser A PFD PFD QTR 30/360 037735826 13 600
Atplan Inc Common Stock 04962Q100 2 250
Applied Magnetics Corp. Common Stock 038213104 0 500
Appoint Technologies Inc Common Stock 038317103 0 4,000
Appnet Systems Inc. Common Stock 03831Q101 330 7,540
Apogee Enterprises Common Stock 037598109 80 15,840
Apollo Group Inc. Class A Common Stock 037604105 16 800
Applebee's International Inc. Common Stock 037899101 170 5,770
American Precision Industries Common Stock 029069101 155 18,000
APS Holding Corp. Common Stock 001937101 0 1,450
Amerigas Partners L P LTD Part P4 030975106 391 26,300
American Patents Unlimited Inc Common Stock 028829109 0 16,000
Applied Power Inc Class A Common Stock 038225108 627 17,060
Apex Municipal Fund, Inc. Common Stock 037580107 174 20,000
Applied Industrial Tech Inc. Common Stock 03820C105 65 3,937
Aquila Biopharmaceuticals Inc. Common Stock 03839F107 1 332
QMS Inc. Common Stock 74726G102 100 34,137
Aracruz Celelose SA ADR NEW ADR 038496204 294 11,195
Ariba Inc Common Stock 04033V104 422 2,380
Atlantic Richfield Co. Common Stock 048825103 4,217 48,755
Atlantic Richfield Co Pref Preferred Stock 048825400 24 45
Arcadis NV Common Stock N0605M105 15 2,150
Allied Riser Communications Cp Common Stock 019496108 52 2,500
Aradigm Corp Common Stock 038505103 10 1,000
Ardent Software Inc Common Stock 039794102 8 200
Alexandria Real Estate Equities Inc. Common Stock 015271109 60 1,900
Area Bancshares Corp. New Common Stock 039872106 12 500
Airgas Inc. Common Stock 009363102 8 860
Amerigon Inc Cl A- New Common Stock 03070L300 5 1,500
Arden Realty Group Inc. Common Stock 039793104 37 1,825
Ariad Pharmaceuticals Inc Common Stock 04033A100 3 1,000
ARI Network Services Common Stock 001930205 11 1,000
Arch Chemicals Common Stock 03937R102 27 1,272
Arm Holdings PCL Spons ADR ADR 042068106 216 1,128
American Re Capital Cum Income PFD QTR 30/360 029162203 22 900
Aronex Pharmaceuticals Inc Common Stock 042666206 2 500
Arrow International, Inc. Common Stock 042764100 12 400
ACNielsen Corp. Common Stock 004833109 212 8,620
Arthrocare Corp Common Stock 043136100 143 2,345
Art Technology Group Inc Common Stock 04289L107 372 2,864
Artesian Resources Corp Cl A Common Stock 043113208 10 315
Advanced Radio Telecom Corp Common Stock 00754U101 197 8,200
Arvin Industries, Inc. Common Stock 043339100 588 20,725
Arrow Electronics Inc. Common Stock 042735100 1,100 43,367
Arrow Magnolia Intl Inc. Common Stock 042768101 6 2,650
Aeroflex Inc. Common Stock 007768104 12 1,125
ASA Ltd Common Stock 002050102 20 1,070
Associated Banc Corp. Common Stock 045487105 15 431
Ascent Pediatrics Inc Common Stock 04362X200 13 10,000
American Standard Companies Inc. Common Stock 029712106 195 4,257
Aspect Development Inc Common Stock 045234101 216 3,150
Astoria Financial Corp. Common Stock 046265104 264 8,677
Ashford Com Inc Common Stock 044093102 11 1,000
Artisoft Inc. Common Stock 04314L106 9 500
Liberty All Star Growth Fd Common Stock 529900102 223 20,617
On Assignment Inc. Common Stock 682159108 29 975
Ashland Inc. Common Stock 044204105 33 991
Ashanti Goldfield Co. LTD GDR ADR 043743202 28 10,700
ASM International N.V. Foreign Stock N07045102 12 500
ASM Lithography Holding NV ADR N07059111 526 4,623
Archstone Communities Trust Common Stock 039581103 458 22,357
Archstone Communities Tr 9% PFD Ser B PFD QTR 30/360 039581301 126 6,100
Archstone Cmntys Tr PFD QTR 30/360 039581509 36 1,800
AmSouth Bancorp Common Stock 032165102 959 49,653
Aspect Communications Inc Common Stock 04523Q102 671 17,153
Astec Industries Inc Common Stock 046224101 8 400
Allergan Specialty Therap-A Common Stock 018494104 0 5
Ashton Technology Group Inc Common Stock 045084100 4 610
ASE Test Limited Foreign Stock Y02516105 5 200
AG Services of America Inc. Common Stock 001250109 1 100
Anglo Swiss Resources Inc. Foreign Stock 034919100 5 68,000
Active Software Inc Common Stock 00504E100 5 50
Alltel Corp. Common Stock 020039103 1,698 20,539
Atlantic Capt I Cum Qtly Inc. PFD QTR 30/360 048272207 107 5,050
FORM 13F Run Date: 02/10/99
-----------------------------
S.E.C. Use Only
-----------------------------
Item 1: Item 6: Item 7: Item 8:
Name of Issuer Investment Discretion Other Voting Authority (Shares)
(a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None
Def Other
- --------------------------------------------------------------------------------------------------------------------------
Angio Medical Corp x 0 500 0
Ann Taylor Stores Corp. x 0 17,470 0
Answerthink Consulting Corp x 0 1,795 0
Ansys Inc. x 0 4,300 0
Antec Corp. x 0 2,950 0
Ants Software.com x 0 50 0
Antex Biologics Inc x 0 10,000 0
ANZ Exch Pfd Trust 8% x 0 500 0
Australia & New Zealand x 0 150 0
AON Corp. x 0 19,040 0
Alberta Energy Co Ltd x 0 1,500 0
Appalachian Oil & Gas Inc x 0 100 0
America Online Inc. x 0 1,459,184 0
Mosenergo - Sponsored ADR x 0 300 0
Aurora Foods Inc x 0 24,985 0
Smith A O Corp. x 0 2,412 0
Apache Corp. x 0 17,577 0
Asia Pacific Fund Inc. x 0 6,000 0
Anadarko Pete Corp. x 0 2,132 0
American Power Conversion x 0 27,570 0
Applied Coatings Intl Inc x 0 2,000 0
Air Products and Chemicals, Inc. x 0 35,771 0
Amphenol Corp New Cl A x 0 600 0
Advanced Photonix Inc. x 0 10,000 0
Appalachian Power Ser A PFD x 0 600 0
Atplan Inc x 0 250 0
Applied Magnetics Corp. x 0 500 0
Appoint Technologies Inc x 0 4,000 0
Appnet Systems Inc. x 0 7,540 0
Apogee Enterprises x 0 15,840 0
Apollo Group Inc. Class A x 0 800 0
Applebee's International Inc. x 0 5,770 0
American Precision Industries x 0 18,000 0
APS Holding Corp. x 0 1,450 0
Amerigas Partners L P x 0 26,300 0
American Patents Unlimited Inc x 0 16,000 0
Applied Power Inc Class A x 0 17,060 0
Apex Municipal Fund, Inc. x 0 20,000 0
Applied Industrial Tech Inc. x 0 3,937 0
Aquila Biopharmaceuticals Inc. x 0 332 0
QMS Inc. x 0 34,137 0
Aracruz Celelose SA ADR NEW x 0 11,195 0
Ariba Inc x 0 2,380 0
Atlantic Richfield Co. x 0 48,755 0
Atlantic Richfield Co Pref x 0 45 0
Arcadis NV x 0 2,150 0
Allied Riser Communications Cp x 0 2,500 0
Aradigm Corp x 0 1,000 0
Ardent Software Inc x 0 200 0
Alexandria Real Estate Equities Inc. x 0 1,900 0
Area Bancshares Corp. New x 0 500 0
Airgas Inc. x 0 860 0
Amerigon Inc Cl A- New x 0 1,500 0
Arden Realty Group Inc. x 0 1,825 0
Ariad Pharmaceuticals Inc x 0 1,000 0
ARI Network Services x 0 1,000 0
Arch Chemicals x 0 1,272 0
Arm Holdings PCL Spons ADR x 0 1,128 0
American Re Capital Cum Income x 0 900 0
Aronex Pharmaceuticals Inc x 0 500 0
Arrow International, Inc. x 0 400 0
ACNielsen Corp. x 0 8,620 0
Arthrocare Corp x 0 2,345 0
Art Technology Group Inc x 0 2,864 0
Artesian Resources Corp Cl A x 0 315 0
Advanced Radio Telecom Corp x 0 8,200 0
Arvin Industries, Inc. x 0 20,725 0
Arrow Electronics Inc. x 0 43,367 0
Arrow Magnolia Intl Inc. x 0 2,650 0
Aeroflex Inc. x 0 1,125 0
ASA Ltd x 0 1,070 0
Associated Banc Corp. x 0 431 0
Ascent Pediatrics Inc x 0 10,000 0
American Standard Companies Inc. x 0 4,257 0
Aspect Development Inc x 0 3,150 0
Astoria Financial Corp. x 0 8,677 0
Ashford Com Inc x 0 1,000 0
Artisoft Inc. x 0 500 0
Liberty All Star Growth Fd x 0 20,617 0
On Assignment Inc. x 0 975 0
Ashland Inc. x 0 991 0
Ashanti Goldfield Co. LTD GDR x 0 10,700 0
ASM International N.V. x 0 500 0
ASM Lithography Holding NV x 0 4,623 0
Archstone Communities Trust x 0 22,357 0
Archstone Communities Tr 9% PFD Ser B x 0 6,100 0
Archstone Cmntys Tr x 0 1,800 0
AmSouth Bancorp x 0 49,653 0
Aspect Communications Inc x 0 17,153 0
Astec Industries Inc x 0 400 0
Allergan Specialty Therap-A x 0 5 0
Ashton Technology Group Inc x 0 610 0
ASE Test Limited x 0 200 0
AG Services of America Inc. x 0 100 0
Anglo Swiss Resources Inc. x 0 68,000 0
Active Software Inc x 0 50 0
Alltel Corp. x 0 20,539 0
Atlantic Capt I Cum Qtly Inc. x 0 5,050 0
<PAGE>
FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS)
For Positions Held as of 12/31/999
Item 1: Item 2: Item 3: Item 4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amt.
- -------------------------------------------------------------------------------------------------------------------------
Astea Intl Inc Common Stock 04622E109 2 300
American Technologies Group Common Stock 030143101 1 1,800
Equity Income Fd Common Stock 294700703 381 1,877
AGL Resources Inc. Common Stock 001204106 377 22,181
ATG Inc. Common Stock 00206P106 23 5,300
At Home Corp. Cl A Common Stock 045919107 3,069 71,584
Allegheny Technologies Inc Common Stock 01741R102 21 952
Alliant Techsystem Common Stock 018804104 548 8,800
Atlantis Group Inc New Common Stock 049148109 0 25
Atlantic Finl Fed Common Stock 048535108 0 450
Atlas Air Inc. Common Stock 049164106 33 1,200
Atmi Inc.orporation Common Stock 00207R101 603 18,225
Atmel Corp. Common Stock 049513104 958 32,410
ATMOS Energy Corp Common Stock 049560105 53 2,577
Aptargroup Inc. Common Stock 038336103 158 6,300
Atrion Corp Common Stock 049904105 21 2,000
ATS Automation Tooling Systems Common Stock 001940105 10 600
Artesyn Technologies Inc. Common Stock 043127109 638 30,400
Atlas Corp. New Common Stock 049267305 0 44
Cross A T Co Cl A Common Stock 227478104 2 400
Automatic Data Processing Common Stock 053015103 9,266 171,988
Aura Systems Inc. Common Stock 051526101 0 500
Avista Corp Common Stock 05379B107 117 7,565
Avista Corp. Conv Pfd PreferdStk Conv 05379B503 579 37,950
Avatex Corp Common Stock 05349F402 9 6,484
Avalonbay Communities Inc. Common Stock 053484101 252 7,332
Avalonbay Communities Inc PFD SrD 8.00 PFD QTR 30/360 053484309 18 1,000
Avalonbay Communities Inc PFD SrF 9.00 PFD QTR 30/360 053484507 12 600
Avalonbay Communities Inc 8.7% Sr H Pf PFD QTR 30/360 053484705 8 400
Aventis ADR 053561106 716 12,583
Avis Rent A Car Inc Common Stock 053790101 100 3,910
Avid Technology Inc. Common Stock 05367P100 170 13,000
Aviron Common Stock 053762100 5 300
Avitar Inc Common Stock 053801106 0 9
Aviall Inc. Common Stock 05366B102 8 1,000
Avanir Pharmaceuticals CL-A Common Stock 05348P104 3 1,000
Avant Corp Common Stock 053487104 3 210
Avoca Inc. Common Stock 053843108 15 700
Avon Products Inc. Common Stock 054303102 2,896 87,760
Applied Voice Recognition Inc Common Stock 03828N103 1 5,000
Avert Inc Common Stock 053596102 19 1,500
Aviation Sales Co. Common Stock 053672101 8 500
Avnet Inc. Common Stock 053807103 44 727
AVT Corp. Common Stock 002420107 19 400
AVX Corporation Common Stock 002444107 57 1,135
Avery Dennison Corp. Common Stock 053611109 2,658 36,474
America West Holdings Corp. Common Stock 023657208 33 1,585
Allied Waste Inds Inc. Com New Common Stock 019589308 181 20,512
American Water Works Co Inc. Common Stock 030411102 210 9,870
American States Water Company Common Stock 029899101 134 3,729
Aware Inc. Mass Common Stock 05453N100 205 5,625
Avalon Hldgs Corp. Common Stock 05343P109 2 375
AXA-UAP - Sponsored ADR ADR 054536107 381 5,373
AMPEX Inc. Common Stock 032092108 85 15,700
AXA Financial Inc Common Stock 002451102 1,336 39,453
American Axle & Manufacturing Holdings Common Stock 024061103 10 800
Axent Technologies Inc. Common Stock 05459C108 29 1,360
American Express Co. Common Stock 025816109 12,956 77,929
American Express Co Cap Tr 1 7% PFD QTR 30/360 02583Y205 24 1,200
Allegheny Energy Inc. Common Stock 017361106 612 22,700
ALZA Corp. Com Common Stock 022615108 130 3,750
Astrazena PLC -Spons ADR ADR 046353108 357 8,545
Autozone Inc. Common Stock 053332102 46 1,410
Aspen Technology Inc. Common Stock 045327103 26 1,000
AZTAR Corp. Common Stock 054802103 33 3,025
Aztec Technology Partners Inc. Common Stock 05480L101 0 23
Azurix Corp. Common Stock 05501M104 130 14,500
Bankamerica Capital IV-7% CUM TR PFD QTR 30/360 066044207 6 300
Bear Stearns Captl Trust II 7.50% PFD QTR 30/360 07383J209 72 3,465
Bk Of Ireland Common Stock G49374104 2 200
Bellsouth Cap Funding Quibs 7.375% PFD QTR 30/360 079857207 9 400
Borne Chemical Co. Inc. OLD Foreign Stock 099869109 0 300
Boeing Co. Common Stock 097023105 5,481 131,865
Baan Co N.V. Common Stock N08044104 99 7,035
BAA PLC Spons ADR ADR 05518L206 9 1,330
British Airways PLC ADR ADR 110419306 20 310
Bank of America Corp. Common Stock 060505104 13,156 262,142
Bank America Capital I Preferred Stock 066046202 11 500
Buenos Aires Embotelladora S A ADR 119424208 0 804
Bayerische Motoren Werke A G Foreign Stock D12096109 219 7,180
BBC Capital Trust I 9.5% Cum Pfd PFD QTR 30/360 05527J200 118 6,750
Barringer Technologies Inc. Common Stock 068509603 1 185
Barra Inc. Common Stock 068313105 33 1,050
Base Ten Sys Inc Common Stock 069779304 5 2,000
B A S F A G ADR 055262505 3,860 75,515
Baxter Intl Inc Common Stock 071813109 3,516 55,973
Bay Banks Virginia Inc Common Stock 072035108 23 624
Bayer AG Spons ADR ADR 072730302 134 2,845
Bed Bath & Beyond Inc. Common Stock 075896100 206 5,931
Bergen Brunswig Corp. Common Stock 083739102 438 52,740
Biotech Holders Tr Common Stock 09067D201 330 2,300
Blockbuster Inc Common Stock 093679108 229 17,106
British Biotech Spons ADR ADR 110515103 1 150
Black Box Corp. Common Stock 091826107 71 1,060
Banco Bradesco SA Sponsored Adr Repstg ADR 059460105 202 25,580
Butler Manufacturing Co. Common Stock 123655102 8 350
BB&T Corp. Common Stock 054937107 3,112 113,667
Bank Atlantic Bancorp Inc. A Common Stock 065908501 35 8,440
FORM 13F Run Date: 02/10/99
-----------------------------
S.E.C. Use Only
-----------------------------
Item 1: Item 6: Item 7: Item 8:
Name of Issuer Investment Discretion Other Voting Authority (Shares)
(a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None
Def Other
- --------------------------------------------------------------------------------------------------------------------------
Astea Intl Inc x 0 300 0
American Technologies Group x 0 1,800 0
Equity Income Fd x 0 1,877 0
AGL Resources Inc. x 0 22,181 0
ATG Inc. x 0 5,300 0
At Home Corp. Cl A x 0 71,584 0
Allegheny Technologies Inc x 0 952 0
Alliant Techsystem x 0 8,800 0
Atlantis Group Inc New x 0 25 0
Atlantic Finl Fed x 0 450 0
Atlas Air Inc. x 0 1,200 0
Atmi Inc.orporation x 0 18,225 0
Atmel Corp. x 0 32,410 0
ATMOS Energy Corp x 0 2,577 0
Aptargroup Inc. x 0 6,300 0
Atrion Corp x 0 2,000 0
ATS Automation Tooling Systems x 0 600 0
Artesyn Technologies Inc. x 0 30,400 0
Atlas Corp. New x 0 44 0
Cross A T Co Cl A x 0 400 0
Automatic Data Processing x 0 171,988 0
Aura Systems Inc. x 0 500 0
Avista Corp x 0 7,565 0
Avista Corp. Conv Pfd x 0 37,950 0
Avatex Corp x 0 6,484 0
Avalonbay Communities Inc. x 0 7,332 0
Avalonbay Communities Inc PFD SrD 8.00 x 0 1,000 0
Avalonbay Communities Inc PFD SrF 9.00 x 0 600 0
Avalonbay Communities Inc 8.7% Sr H Pf x 0 400 0
Aventis x 0 12,583 0
Avis Rent A Car Inc x 0 3,910 0
Avid Technology Inc. x 0 13,000 0
Aviron x 0 300 0
Avitar Inc x 0 9 0
Aviall Inc. x 0 1,000 0
Avanir Pharmaceuticals CL-A x 0 1,000 0
Avant Corp x 0 210 0
Avoca Inc. x 0 700 0
Avon Products Inc. x 0 87,760 0
Applied Voice Recognition Inc x 0 5,000 0
Avert Inc x 0 1,500 0
Aviation Sales Co. x 0 500 0
Avnet Inc. x 0 727 0
AVT Corp. x 0 400 0
AVX Corporation x 0 1,135 0
Avery Dennison Corp. x 0 36,474 0
America West Holdings Corp. x 0 1,585 0
Allied Waste Inds Inc. Com New x 0 20,512 0
American Water Works Co Inc. x 0 9,870 0
American States Water Company x 0 3,729 0
Aware Inc. Mass x 0 5,625 0
Avalon Hldgs Corp. x 0 375 0
AXA-UAP - Sponsored ADR x 0 5,373 0
AMPEX Inc. x 0 15,700 0
AXA Financial Inc x 0 39,453 0
American Axle & Manufacturing Holdings x 0 800 0
Axent Technologies Inc. x 0 1,360 0
American Express Co. x 0 77,929 0
American Express Co Cap Tr 1 7% x 0 1,200 0
Allegheny Energy Inc. x 0 22,700 0
ALZA Corp. Com x 0 3,750 0
Astrazena PLC -Spons ADR x 0 8,545 0
Autozone Inc. x 0 1,410 0
Aspen Technology Inc. x 0 1,000 0
AZTAR Corp. x 0 3,025 0
Aztec Technology Partners Inc. x 0 23 0
Azurix Corp. x 0 14,500 0
Bankamerica Capital IV-7% CUM TR x 0 300 0
Bear Stearns Captl Trust II 7.50% x 0 3,465 0
Bk Of Ireland x 0 200 0
Bellsouth Cap Funding Quibs 7.375% x 0 400 0
Borne Chemical Co. Inc. OLD x 0 300 0
Boeing Co. x 0 131,865 0
Baan Co N.V. x 0 7,035 0
BAA PLC Spons ADR x 0 1,330 0
British Airways PLC ADR x 0 310 0
Bank of America Corp. x 0 262,142 0
Bank America Capital I x 0 500 0
Buenos Aires Embotelladora S A x 0 804 0
Bayerische Motoren Werke A G x 0 7,180 0
BBC Capital Trust I 9.5% Cum Pfd x 0 6,750 0
Barringer Technologies Inc. x 0 185 0
Barra Inc. x 0 1,050 0
Base Ten Sys Inc x 0 2,000 0
B A S F A G x 0 75,515 0
Baxter Intl Inc x 0 55,973 0
Bay Banks Virginia Inc x 0 624 0
Bayer AG Spons ADR x 0 2,845 0
Bed Bath & Beyond Inc. x 0 5,931 0
Bergen Brunswig Corp. x 0 52,740 0
Biotech Holders Tr x 0 2,300 0
Blockbuster Inc x 0 17,106 0
British Biotech Spons ADR x 0 150 0
Black Box Corp. x 0 1,060 0
Banco Bradesco SA Sponsored Adr Repstg x 0 25,580 0
Butler Manufacturing Co. x 0 350 0
BB&T Corp. x 0 113,667 0
Bank Atlantic Bancorp Inc. A x 0 8,440 0
<PAGE>
FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS)
For Positions Held as of 12/31/999
Item 1: Item 2: Item 3: Item 4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amt.
- -------------------------------------------------------------------------------------------------------------------------
Best Buy Inc. Common Stock 086516101 825 16,442
Brunswick Corp. Common Stock 117043109 411 18,466
Barclays Bank PLC ADR 11.50% Ser D PFD QTR 30/360 06738C802 56 2,150
Barclays Bank Plc 8.0% Ser E2 Pfd PFD QTR 30/360 06738C836 144 6,500
Barclays Bank Plc 11.25% Amer PFD QTR 30/360 06738C505 64 2,500
Boise Cascade Common Stock 097383103 44 1,093
BCE Inc. Common Stock 05534B109 1,775 19,680
Burlington Coat Factory Whse Common Stock 121579106 240 17,280
Biochem Pharma Inc. Foreign Stock 09058T108 154 7,101
Bard C R Inc. Common Stock 067383109 292 5,515
Biocryst Pharmaceuticals Inc Common Stock 09058V103 251 8,500
Barclays PLC ADR ADR 06738E204 115 999
Budget Group Inc Cl A Common Stock 119003101 11 1,200
Bid.Com Intl Inc Common Stock 088788104 97 23,100
Bandag Inc. Common Stock 059815100 28 1,100
Bandag Inc. Class A Common Stock 059815308 23 1,100
Black & Decker Corp. Common Stock 091797100 1,533 29,339
Brandywine Realty Trust SBI Common Stock 105368203 1,102 67,309
Bombardier Inc- Cl A Common Stock 097751101 6 300
Bombardier Inc. Cl B Common Stock 097751200 48 2,340
Breed Technology Common Stock 106702103 0 401
Becton Dickinson & Co Common Stock 075887109 2,731 102,075
Bindley Western Inds Inc. Common Stock 090324104 22 1,435
Summit Technology Inc. Common Stock 86627E101 81 6,950
BEA Systems Inc. Common Stock 073325102 1,215 17,378
BE Aerospace, Inc. Common Stock 073302101 264 31,250
Beckman Coulter Inc. Common Stock 075811109 283 5,559
Bedford Property Investors Common Stock 076446301 152 8,915
Bridgestreet Accommodations Inc. Common Stock 108452103 9 6,000
Big Rock Brewery Ltd Foreign Stock 08948A105 3 500
Bell Atlantic Corp. Common Stock 077853109 16,195 263,058
Bel Fuse Inc. Common Stock 077347201 40 1,450
Bel Fuse Inc CL-B Common Stock 077347300 114 4,750
Bellwether Exploration Co. Common Stock 079895207 4 800
Franklin Resources Common Stock 354613101 1,176 36,685
Be Inc Common Stock 073309106 52 2,300
Beringer Wine Estates-B Common Stock 084102102 110 2,750
Best Products Co Inc. Common Stock 086553104 0 400
Beverly Enterprises Inc. New Common Stock 087851309 162 37,100
Baldor Electric co Common Stock 057741100 54 3,000
Brown Forman Corp. CL B Common Stock 115637209 112 1,950
Bright Horizons Family Solutions Inc. Common Stock 109195107 19 1,000
The Blackrock California Common Stock 09247G108 14 1,000
Brauns Fashions Corp Common Stock 105658108 32 1,500
BostonFed Bancorp Inc Common Stock 101178101 7 450
Bally Total Fitness Holdings Corp. Common Stock 05873K108 3 100
Bluefly Inc. Common Stock 096227103 5 500
Bestfoods Common Stock 08658U101 2,892 55,019
Ben Franklin Retail Stores, Inc. Common Stock 081499105 0 221
Saul Centers Common Stock 804395101 17 1,200
BGE Capital Trust 1 7.16% Tr PFD QTR 30/360 055415202 409 19,955
Biogen Inc. Common Stock 090597105 6,978 82,583
Briggs & Stratton Corp. Common Stock 109043109 53 994
Manhattan Bagel Inc Common Stock 562751107 0 500
Bogen Communications Intl Common Stock 097189104 10 1,250
Bema Gold Corp. Common Stock 08135F107 17 27,000
Borders Group Inc. Common Stock 099709107 308 19,170
Bangor Hydro Electric CO Common Stock 060077104 21 1,290
Bar Harbor Bankshares Common Stock 066849100 13 750
BHC Communications Inc. Common Stock 055448104 200 1,250
Baker Hughes Inc. Common Stock 057224107 448 21,270
Broken Hill Proprietary Co Ltd ADR 112169602 20 760
Bighub Com Inc Common Stock 089865109 4 1,100
Bell & Howell Co. Common Stock 077852101 183 5,765
Bell Industries Inc. Common Stock 078107109 15 2,000
Biocontrol Technology Inc. Common Stock 090586108 7 146,000
Sothebys Holdings Inc. - Cl A Ltd Vtg Common Stock 835898107 33 1,090
Bingo Com Inc. Foreign Stock 09051N108 0 300
Excelsior-Henderson Motorcycle Man Co Common Stock 300906104 1 1,800
Cannondale Corp. Common Stock 137798104 7 1,000
Billing Information Concepts Common Stock 090063108 189 29,000
Bionx Implants Inc. Common Stock 09064Q106 0 100
Bio-Rad Laboratories Inc. Common Stock 090572207 22 940
Biomira Inc Common Stock 09161R106 3 800
Biosys Inc. Common Stock 09066N200 0 216
Birmingham Steel Corp. Common Stock 091250100 70 13,235
Biosonics Incorporation Common Stock 090908104 0 50,000
BJ's Wholesale Club Inc. Common Stock 05548J106 3,907 107,040
BJ Services Co. Common Stock 055482103 72 1,710
Bank of New York Co. Inc. Common Stock 064057102 2,912 72,788
Bank of New York Capital II PFD QTR 30/360 096564208 20 900
BNY Capital III-Trust PFD QTR 30/360 05563W206 43 2,200
BNY Capital Trust IV 6.875% Ser E PFD QTR 30/360 09656G201 108 5,600
Buckeye Technologies Inc Common Stock 118255108 25 1,680
W R Berkley Corp. Common Stock 084423102 175 8,375
Bank of North Carolina Common Stock 06414Q109 12 781
Barnes & Noble Inc. Common Stock 067774109 247 11,990
Brookstone Inc. Common Stock 114537103 520 29,593
The Blackrock Income Tr Inc. Common Stock 09247F100 193 34,000
Bank United Tex Preferred Stock 065414302 5 200
Bank United Capital II-9.60% Cum Trust PFD QTR 30/360 06651W207 43 2,400
Blair Corp. Common Stock 092828102 4 300
Belo A H Com Ser A Common Stock 080555105 96 5,050
Brookdale Living Communities Inc. Common Stock 112462106 10 800
Ballard Power Systems Inc. Common Stock 05858H104 74 2,610
Blue Fish Clothing Inc. Common Stock 095480109 0 2,700
Ball Corp. Common Stock 058498106 75 1,909
Belmont Bancorp St. Clairsville Common Stock 080162100 18 2,746
FORM 13F Run Date: 02/10/99
-----------------------------
S.E.C. Use Only
-----------------------------
Item 1: Item 6: Item 7: Item 8:
Name of Issuer Investment Discretion Other Voting Authority (Shares)
(a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None
Def Other
- --------------------------------------------------------------------------------------------------------------------------
Best Buy Inc. x 0 16,442 0
Brunswick Corp. x 0 18,466 0
Barclays Bank PLC ADR 11.50% Ser D x 0 2,150 0
Barclays Bank Plc 8.0% Ser E2 Pfd x 0 6,500 0
Barclays Bank Plc 11.25% Amer x 0 2,500 0
Boise Cascade x 0 1,093 0
BCE Inc. x 0 19,680 0
Burlington Coat Factory Whse x 0 17,280 0
Biochem Pharma Inc. x 0 7,101 0
Bard C R Inc. x 0 5,515 0
Biocryst Pharmaceuticals Inc x 0 8,500 0
Barclays PLC ADR x 0 999 0
Budget Group Inc Cl A x 0 1,200 0
Bid.Com Intl Inc x 0 23,100 0
Bandag Inc. x 0 1,100 0
Bandag Inc. Class A x 0 1,100 0
Black & Decker Corp. x 0 29,339 0
Brandywine Realty Trust SBI x 0 67,309 0
Bombardier Inc- Cl A x 0 300 0
Bombardier Inc. Cl B x 0 2,340 0
Breed Technology x 0 401 0
Becton Dickinson & Co x 0 102,075 0
Bindley Western Inds Inc. x 0 1,435 0
Summit Technology Inc. x 0 6,950 0
BEA Systems Inc. x 0 17,378 0
BE Aerospace, Inc. x 0 31,250 0
Beckman Coulter Inc. x 0 5,559 0
Bedford Property Investors x 0 8,915 0
Bridgestreet Accommodations Inc. x 0 6,000 0
Big Rock Brewery Ltd x 0 500 0
Bell Atlantic Corp. x 0 263,058 0
Bel Fuse Inc. x 0 1,450 0
Bel Fuse Inc CL-B x 0 4,750 0
Bellwether Exploration Co. x 0 800 0
Franklin Resources x 0 36,685 0
Be Inc x 0 2,300 0
Beringer Wine Estates-B x 0 2,750 0
Best Products Co Inc. x 0 400 0
Beverly Enterprises Inc. New x 0 37,100 0
Baldor Electric co x 0 3,000 0
Brown Forman Corp. CL B x 0 1,950 0
Bright Horizons Family Solutions Inc. x 0 1,000 0
The Blackrock California x 0 1,000 0
Brauns Fashions Corp x 0 1,500 0
BostonFed Bancorp Inc x 0 450 0
Bally Total Fitness Holdings Corp. x 0 100 0
Bluefly Inc. x 0 500 0
Bestfoods x 0 55,019 0
Ben Franklin Retail Stores, Inc. x 0 221 0
Saul Centers x 0 1,200 0
BGE Capital Trust 1 7.16% Tr x 0 19,955 0
Biogen Inc. x 0 82,583 0
Briggs & Stratton Corp. x 0 994 0
Manhattan Bagel Inc x 0 500 0
Bogen Communications Intl x 0 1,250 0
Bema Gold Corp. x 0 27,000 0
Borders Group Inc. x 0 19,170 0
Bangor Hydro Electric CO x 0 1,290 0
Bar Harbor Bankshares x 0 750 0
BHC Communications Inc. x 0 1,250 0
Baker Hughes Inc. x 0 21,270 0
Broken Hill Proprietary Co Ltd x 0 760 0
Bighub Com Inc x 0 1,100 0
Bell & Howell Co. x 0 5,765 0
Bell Industries Inc. x 0 2,000 0
Biocontrol Technology Inc. x 0 146,000 0
Sothebys Holdings Inc. - Cl A Ltd Vtg x 0 1,090 0
Bingo Com Inc. x 0 300 0
Excelsior-Henderson Motorcycle Man Co x 0 1,800 0
Cannondale Corp. x 0 1,000 0
Billing Information Concepts x 0 29,000 0
Bionx Implants Inc. x 0 100 0
Bio-Rad Laboratories Inc. x 0 940 0
Biomira Inc x 0 800 0
Biosys Inc. x 0 216 0
Birmingham Steel Corp. x 0 13,235 0
Biosonics Incorporation x 0 50,000 0
BJ's Wholesale Club Inc. x 0 107,040 0
BJ Services Co. x 0 1,710 0
Bank of New York Co. Inc. x 0 72,788 0
Bank of New York Capital II x 0 900 0
BNY Capital III-Trust x 0 2,200 0
BNY Capital Trust IV 6.875% Ser E x 0 5,600 0
Buckeye Technologies Inc x 0 1,680 0
W R Berkley Corp. x 0 8,375 0
Bank of North Carolina x 0 781 0
Barnes & Noble Inc. x 0 11,990 0
Brookstone Inc. x 0 29,593 0
The Blackrock Income Tr Inc. x 0 34,000 0
Bank United Tex x 0 200 0
Bank United Capital II-9.60% Cum Trust x 0 2,400 0
Blair Corp. x 0 300 0
Belo A H Com Ser A x 0 5,050 0
Brookdale Living Communities Inc. x 0 800 0
Ballard Power Systems Inc. x 0 2,610 0
Blue Fish Clothing Inc. x 0 2,700 0
Ball Corp. x 0 1,909 0
Belmont Bancorp St. Clairsville x 0 2,746 0
<PAGE>
FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS)
For Positions Held as of 12/31/999
Item 1: Item 2: Item 3: Item 4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amt.
- -------------------------------------------------------------------------------------------------------------------------
Block Drug Inc. Common Stock 093644102 26 839
BellSouth Corp. Common Stock 079860102 11,692 249,765
Bluestone Software Inc Common Stock 09623P102 167 1,450
Biolase Technology Corp. Common Stock 090911108 1 500
Billiton PLC-ADR ADR 090171109 302 52,560
Frederick Brewing Co Com New Common Stock 355673203 1 1,435
BMC Software Common Stock 055921100 2,224 27,827
Biomet Inc. Common Stock 090613100 519 12,970
Battle Mountain Gold Co Common Stock 071593107 4 1,829
Building Material Holding Corp. Common Stock 120113105 22 2,150
Bemis Co Inc. Common Stock 081437105 203 5,825
Bryn Mawr BK Corp. Common Stock 117665109 52 2,188
Bristol-Myers Squibb Co. Common Stock 110122108 34,501 537,498
Barnesandnoble Com Inc Common Stock 067846105 43 3,000
Bnccorp Inc Common Stock 055936108 24 4,000
Burlington Northern Santa Fe Corp. Common Stock 12189T104 517 21,319
Bank United Corp. CL A Common Stock 065412108 648 23,778
Benton Oil & Gas Co Common Stock 083288100 6 2,963
Boddie-Noell Properties Inc. Common Stock 096903109 3 400
Bentley Pharmaceuticals Inc. Common Stock 082657107 6 1,030
Bionova Holding Corp. Common Stock 09063Q107 0 50
Banyan Systems Inc. Common Stock 066908104 8 400
Bob Evans Farms Inc. Common Stock 096761101 242 15,660
Business Objects S A Spons ADR ADR 12328X107 13 100
Buffets, Inc. Common Stock 119882108 18 1,760
Boca Research Inc. Common Stock 096888102 7 1,000
Pacific Century Financial Corp. Common Stock 694058108 61 3,254
Bausch & Lomb Inc. Common Stock 071707103 863 12,605
Interpore Intl Common Stock 46062W107 18 2,250
Boise Cascade Office Product Common Stock 097403109 2 150
Burns Intl Services Corp Common Stock 122374101 2 200
Boston Acoustics Inc. Common Stock 100534106 228 16,340
Building One Services Corp Common Stock 120114103 1 142
Boston Chicken Inc. Common Stock 100578103 0 3,150
Botswana Rst Ltd ADR ADR 101349207 0 31
About.com Inc Common Stock 003736105 9 100
Bovie Medical Corp Common Stock 10211F100 0 19
Bowater Inc Common Stock 102183100 108 1,980
Boc Group PLC - Sponsored ADR ADR 055617609 2,970 69,675
Boykin Lodging Co Common Stock 103430104 127 11,600
British Petroleum PLC ADR ADR 110889409 7 120
BP Amoco Plc -Spons ADR ADR 055622104 7,441 125,452
Banco Comercial Portugues SA ADS ADR 059479303 5 200
Buckeye Partners L P Unit Common Stock 118230101 351 13,500
Bio-Plexus Inc. Common Stock 09057C106 1 250
Popular Inc. Common Stock 733174106 694 24,830
Banpais S.A. -Spons ADR ADR 066700105 0 200
BP Prudhoe Bay Rty Tr Unit Ben Int Common Stock 055630107 2 200
Biopure Corp Common Stock 09065H105 8 500
Burlington Resources Common Stock 122014103 1,220 36,912
Bradlees Inc Common Stock 104499207 25 2,900
Brocade Communications Sys Inc Common Stock 111621108 106 600
Broadcom Corp Cl A Common Stock 111320107 4,414 16,205
BRE Properties Inc. Cl A Common Stock 05564E106 241 10,613
Blackrock Florida Insured Muni Trust Common Stock 09247H106 92 6,538
BG PLC - Spons ADR ADR 055434203 259 8,377
Companhia Cervejaria Brahma - SP ADR ADR 20440X103 3,429 244,950
Berkshire Hathaway Inc. Class A Common Stock 084670108 2,468 44
Berkshire Hathaway Inc. Class B Common Stock 084670207 11,046 6,036
Brookline Bancorp Inc Common Stock 113739106 74 7,600
Brooks Automation Inc. Common Stock 11434A100 4 125
Brooktrout Technology Inc. Common Stock 114580103 30 1,600
Barr Labs Inc. Common Stock 068306109 93 2,975
Brown & Brown Inc Common Stock 115236101 39 1,030
Barrett Resources Corp. Common Stock 068480201 3 110
Broadwing Inc Common Stock 111620100 1,142 30,981
Brio Technology Inc Common Stock 109704106 197 4,700
Bethlehem Steel Corp. Common Stock 087509105 51 6,038
Bethlehem Steel Corp Pfd Conv $2.50 Se PreferdStk Conv 087509402 12 500
Bsb Bancorp Common Stock 055652101 10 505
Bear Stearns Companies, Inc. Common Stock 073902108 458 10,724
***BSCH Finance LTD 8.74% PFD Ser D PFD QTR 30/360 G16547138 12 500
***BSCH Finance Ltd 8.125% PFD PFD QTR 30/360 G16547153 44 2,000
***BSCH Finance LTD 7.79% Ser H PFD QTR 30/360 G16547179 8 400
***BSCH Finance Ltd PFD QTR 30/360 G16547187 16 800
Banc Stock Group Inc. - Cl A Common Stock 05943C102 2 500
Bush Industries Inc. Class A Common Stock 123164105 101 5,884
Filene's Basement Corp. Common Stock 316866102 0 500
Basin Exploration Inc. Common Stock 070107107 66 3,750
Boston Scientific Corp. Common Stock 101137107 783 35,792
British Sky Broadcasting ADR ADR 111013108 62 670
Bisys Group Inc. Common Stock 055472104 7 100
BT Preferred Capital Trust I 8.125% PFD QTR 30/360 055839203 30 1,335
British Aerospace Pub LTD Co. Spons AD ADR 110418209 3,444 130,441
Boulder Total Return Fund Inc Common Stock 101541100 7 700
Bio-Technology General Corp. Common Stock 090578105 206 13,529
Blyth Industries Inc Common Stock 09643P108 17 700
British American Tobacco PLC Spon ADR Foreign Stock 110448107 2,011 196,154
Brunswick Technologies Inc. Common Stock 117394106 109 30,500
The Blackrock 2001 Term Trust Inc. Common Stock 092477108 280 31,600
John Hancock Bank & Thrift MutualFdEqClose 409735107 514 60,939
British Telecommunications ADR 111021408 213 893
Anheuser-Busch Companies Inc. Common Stock 035229103 8,806 124,242
Bankunited Capital III 9% Tr PFD Secs PFD QTR 30/360 066918202 23 1,500
Bull Run Corp Common Stock 120182100 6 1,000
Schlotzkys Inc Common Stock 806832101 1 100
Burlington Industries Inc. Common Stock 121693105 1 200
Bay View Cap Corp. Del Com Common Stock 07262L101 231 16,272
FORM 13F Run Date: 02/10/99
-----------------------------
S.E.C. Use Only
-----------------------------
Item 1: Item 6: Item 7: Item 8:
Name of Issuer Investment Discretion Other Voting Authority (Shares)
(a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None
Def Other
- --------------------------------------------------------------------------------------------------------------------------
Block Drug Inc. x 0 839 0
BellSouth Corp. x 0 249,765 0
Bluestone Software Inc x 0 1,450 0
Biolase Technology Corp. x 0 500 0
Billiton PLC-ADR x 0 52,560 0
Frederick Brewing Co Com New x 0 1,435 0
BMC Software x 0 27,827 0
Biomet Inc. x 0 12,970 0
Battle Mountain Gold Co x 0 1,829 0
Building Material Holding Corp. x 0 2,150 0
Bemis Co Inc. x 0 5,825 0
Bryn Mawr BK Corp. x 0 2,188 0
Bristol-Myers Squibb Co. x 0 537,498 0
Barnesandnoble Com Inc x 0 3,000 0
Bnccorp Inc x 0 4,000 0
Burlington Northern Santa Fe Corp. x 0 21,319 0
Bank United Corp. CL A x 0 23,778 0
Benton Oil & Gas Co x 0 2,963 0
Boddie-Noell Properties Inc. x 0 400 0
Bentley Pharmaceuticals Inc. x 0 1,030 0
Bionova Holding Corp. x 0 50 0
Banyan Systems Inc. x 0 400 0
Bob Evans Farms Inc. x 0 15,660 0
Business Objects S A Spons ADR x 0 100 0
Buffets, Inc. x 0 1,760 0
Boca Research Inc. x 0 1,000 0
Pacific Century Financial Corp. x 0 3,254 0
Bausch & Lomb Inc. x 0 12,605 0
Interpore Intl x 0 2,250 0
Boise Cascade Office Product x 0 150 0
Burns Intl Services Corp x 0 200 0
Boston Acoustics Inc. x 0 16,340 0
Building One Services Corp x 0 142 0
Boston Chicken Inc. x 0 3,150 0
Botswana Rst Ltd ADR x 0 31 0
About.com Inc x 0 100 0
Bovie Medical Corp x 0 19 0
Bowater Inc x 0 1,980 0
Boc Group PLC - Sponsored ADR x 0 69,675 0
Boykin Lodging Co x 0 11,600 0
British Petroleum PLC ADR x 0 120 0
BP Amoco Plc -Spons ADR x 0 125,452 0
Banco Comercial Portugues SA ADS x 0 200 0
Buckeye Partners L P Unit x 0 13,500 0
Bio-Plexus Inc. x 0 250 0
Popular Inc. x 0 24,830 0
Banpais S.A. -Spons ADR x 0 200 0
BP Prudhoe Bay Rty Tr Unit Ben Int x 0 200 0
Biopure Corp x 0 500 0
Burlington Resources x 0 36,912 0
Bradlees Inc x 0 2,900 0
Brocade Communications Sys Inc x 0 600 0
Broadcom Corp Cl A x 0 16,205 0
BRE Properties Inc. Cl A x 0 10,613 0
Blackrock Florida Insured Muni Trust x 0 6,538 0
BG PLC - Spons ADR x 0 8,377 0
Companhia Cervejaria Brahma - SP ADR x 0 244,950 0
Berkshire Hathaway Inc. Class A x 0 44 0
Berkshire Hathaway Inc. Class B x 0 6,036 0
Brookline Bancorp Inc x 0 7,600 0
Brooks Automation Inc. x 0 125 0
Brooktrout Technology Inc. x 0 1,600 0
Barr Labs Inc. x 0 2,975 0
Brown & Brown Inc x 0 1,030 0
Barrett Resources Corp. x 0 110 0
Broadwing Inc x 0 30,981 0
Brio Technology Inc x 0 4,700 0
Bethlehem Steel Corp. x 0 6,038 0
Bethlehem Steel Corp Pfd Conv $2.50 Se x 0 500 0
Bsb Bancorp x 0 505 0
Bear Stearns Companies, Inc. x 0 10,724 0
***BSCH Finance LTD 8.74% PFD Ser D x 0 500 0
***BSCH Finance Ltd 8.125% PFD x 0 2,000 0
***BSCH Finance LTD 7.79% Ser H x 0 400 0
***BSCH Finance Ltd x 0 800 0
Banc Stock Group Inc. - Cl A x 0 500 0
Bush Industries Inc. Class A x 0 5,884 0
Filene's Basement Corp. x 0 500 0
Basin Exploration Inc. x 0 3,750 0
Boston Scientific Corp. x 0 35,792 0
British Sky Broadcasting ADR x 0 670 0
Bisys Group Inc. x 0 100 0
BT Preferred Capital Trust I 8.125% x 0 1,335 0
British Aerospace Pub LTD Co. Spons AD x 0 130,441 0
Boulder Total Return Fund Inc x 0 700 0
Bio-Technology General Corp. x 0 13,529 0
Blyth Industries Inc x 0 700 0
British American Tobacco PLC Spon ADR x 0 196,154 0
Brunswick Technologies Inc. x 0 30,500 0
The Blackrock 2001 Term Trust Inc. x 0 31,600 0
John Hancock Bank & Thrift x 0 60,939 0
British Telecommunications x 0 893 0
Anheuser-Busch Companies Inc. x 0 124,242 0
Bankunited Capital III 9% Tr PFD Secs x 0 1,500 0
Bull Run Corp x 0 1,000 0
Schlotzkys Inc x 0 100 0
Burlington Industries Inc. x 0 200 0
Bay View Cap Corp. Del Com x 0 16,272 0
<PAGE>
FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS)
For Positions Held as of 12/31/999
Item 1: Item 2: Item 3: Item 4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amt.
- -------------------------------------------------------------------------------------------------------------------------
Bindview Development Corp Common Stock 090327107 3 70
Biovail Corp International Common Stock 09067K106 78 834
Banco Bilbao Vizcaya Intl (Gibraltar) ADR 059456301 18 750
Compania De Minas Buenaventura ADR 204448104 5 296
Bayview Capital Trust I PFD QTR 30/360 07262R207 5 270
Broadvision Inc. Common Stock 111412102 1,187 6,980
Borg-Warner Automotive, Inc. Common Stock 099724106 237 5,847
Breakaway Solutions Inc Common Stock 106372105 175 2,400
Belden, Inc. Common Stock 077459105 129 6,120
Bancwest Corporation Common Stock 059790105 452 23,160
Backweb Technologies Ltd Common Stock M15633106 63 1,500
Bouygues Offshore SA-ADR ADR 102112109 4 200
Bowl Amer Inc. Cl A Common Stock 102565108 28 4,000
Brown Shoe Company Inc Common Stock 115736100 4 300
Britesmile Inc. Common Stock 110415106 5 600
BASIX Corp. New Common Stock 070121207 0 8
Bluegreen Corp Common Stock 096231105 421 84,100
Biomatrix Inc Common Stock 09060P102 14 750
BRE-X Minerals Common Stock 10625K109 0 1,000
Boston Properties Inc. Common Stock 101121101 40 1,290
Bancorp South Inc. Common Stock 059692103 126 7,704
Baxter International Inc - CVR Common Stock 071813125 1 2,800
Bway Corp Common Stock 056039100 65 10,655
Boy Gaming Corp Common Stock 103304101 27 4,700
Brierley Investments LTD Foreign Stock Q17926108 0 500
Beyond.Com Corp Common Stock 08860E101 180 22,975
Bairnco Corp. New York Common Stock 057097107 7 1,200
Brazil Fund Inc. Common Stock 105759104 16 835
Beazer Homes USA, Inc. Common Stock 07556Q105 127 6,575
Citigroup, Inc. Common Stock 172967101 47,174 849,020
Citigroup Inc. 8.50% Pfd Ser T PFD QTR 30/360 172967689 8 300
Citigroup Capital I Tr PFD Sec 8.00% PFD QTR 30/360 17305F201 119 5,100
Citigroup Inc. 8.40% Pfd Ser K PFD QTR 30/360 172967853 16 600
Citigroup Capital IV Tr PFD Sec 6.85% PFD QTR 30/360 17305J203 146 7,500
Citigroup Capital V 7.00% Pfd PFD QTR 30/360 17306K209 21 1,000
Capital Industries Inc Common Stock 140215989 0 1
CN Bancorp Inc. Common Stock 12612U108 1,000 100,000
Callware Technologies Inc. Common Stock 131259103 0 45,000
Commonwealth Network Corp Common Stock 203184106 0 6
Canadian Occidental Pete Ltd 9.375% PFD QTR 30/360 136420502 138 6,200
Crescent St Bk Cary North Carolina Common Stock 225783109 36 5,000
Central Bank of Tampa Common Stock 152585105 0 60
Columbia Energy Group Common Stock 197648975 228 3,540
Carolina Panel Co. Common Stock C218419 0 6
Computer Associates International Inc. Common Stock 204912109 1,838 26,284
Cameron Ashley Building Products Inc Common Stock 133290106 94 9,400
Camden National Corp Common Stock 133034108 103 6,150
CACI International Inc Cl A Common Stock 127190304 29 1,300
Carrier Access Corp. Common Stock 144460102 13 195
Cascade Corp. Common Stock 147195101 2 200
Caere Corp. Common Stock 127646107 7 1,000
Carolina First Corp. Common Stock 143877108 99 5,400
Conagra Inc. Common Stock 205887102 1,492 66,132
Conagra Capital LLC 9.35% LTD Part P12 20588V406 12 500
Conagra Capital LC-9% Cum Pfd PFDMthly 30/360 20588V208 48 2,000
Conagra Capital Lc Adj Rate Pfd Ser B PFDMthly 30/360 20588V307 47 2,700
Carnegie International Corp Colo Common Stock 143500106 58 8,435
Cardinal Health Inc. Common Stock 14149Y108 592 12,366
Continental Airlines Inc. Class B Common Stock 210795308 53 1,201
Centrais Eletricas Brasileiras-Sp ADR ADR 15234Q207 4,334 393,500
Centrais Eletricas Brasileiras ADR 15234Q108 10 800
Cais Internet Common Stock 12476Q102 107 3,000
Cheesecake Factory Inc. Common Stock 163072101 251 7,180
California Fed Bank FSB Common Stock 130209703 0 8
California Federal Bank Goodwill Common Stock 130209604 0 19
Caledonia Mng Corp Foreign Stock 12932K103 0 290
California Micro Devices Corp Common Stock 130439102 1 104
American Natl Can Group Inc Common Stock 027714104 205 15,735
Canon Inc. - Spon ADR ADR 138006309 5,672 139,843
Canisco Res Inc Common Stock 137587101 1 1,000
Caprius Inc. Common Stock 14066K107 0 2,940
Capital Crossing Bank Common Stock 140071101 13 1,000
Carter Wallace Inc. Common Stock 146285101 59 3,300
Carey International Inc Common Stock 141750109 10 425
Caseys Genl Stores Common Stock 147528103 106 10,190
Caterpillar Inc. Common Stock 149123101 5,282 112,228
Catskill Financial Corp. Common Stock 149348104 19 1,380
Cambridge Tech Partners of Mass Inc. Common Stock 132524109 263 10,030
Catalyst Semiconductor Inc Common Stock 148881105 1 300
Channel Amer Broadcasting Inc Common Stock 158913103 0 500
Commercial Assets Inc. Common Stock 201119104 3 600
Chubb Corp. Common Stock 171232101 3,144 55,824
Centura Banks Inc. Common Stock 15640T100 1,086 24,601
CBC Bancorp Inc Common Stock 124786203 0 400
Citizens Bkg Corp. Common Stock 174420109 6 260
Cooper Industries Common Stock 216669101 270 6,683
Commerce Bancorp Inc. Common Stock 200519106 300 7,431
Century Business Services Inc Common Stock 156490104 29 3,450
CBL & Associates Pptys Inc. Common Stock 124830100 529 25,660
Chesapeake Biological Labs - A Common Stock 165146101 6 2,000
Cambrex Corp. Common Stock 132011107 102 2,960
Columbia Bancorp Common Stock 197227101 179 15,804
Ciber Inc. Common Stock 17163B102 846 30,749
CBRL Group Inc. Common Stock 12489V106 378 38,947
CBS Corp. Common Stock 12490K107 5,058 79,106
Coastal Bancorp Inc Common Stock 19041P105 18 1,000
Coastal Bancorp Inc Preferred Stock 19041P303 31 1,700
Commerce Bancshares Inc. Common Stock 200525103 17 494
FORM 13F Run Date: 02/10/99
-----------------------------
S.E.C. Use Only
-----------------------------
Item 1: Item 6: Item 7: Item 8:
Name of Issuer Investment Discretion Other Voting Authority (Shares)
(a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None
Def Other
- --------------------------------------------------------------------------------------------------------------------------
Bindview Development Corp x 0 70 0
Biovail Corp International x 0 834 0
Banco Bilbao Vizcaya Intl (Gibraltar) x 0 750 0
Compania De Minas Buenaventura x 0 296 0
Bayview Capital Trust I x 0 270 0
Broadvision Inc. x 0 6,980 0
Borg-Warner Automotive, Inc. x 0 5,847 0
Breakaway Solutions Inc x 0 2,400 0
Belden, Inc. x 0 6,120 0
Bancwest Corporation x 0 23,160 0
Backweb Technologies Ltd x 0 1,500 0
Bouygues Offshore SA-ADR x 0 200 0
Bowl Amer Inc. Cl A x 0 4,000 0
Brown Shoe Company Inc x 0 300 0
Britesmile Inc. x 0 600 0
BASIX Corp. New x 0 8 0
Bluegreen Corp x 0 84,100 0
Biomatrix Inc x 0 750 0
BRE-X Minerals x 0 1,000 0
Boston Properties Inc. x 0 1,290 0
Bancorp South Inc. x 0 7,704 0
Baxter International Inc - CVR x 0 2,800 0
Bway Corp x 0 10,655 0
Boy Gaming Corp x 0 4,700 0
Brierley Investments LTD x 0 500 0
Beyond.Com Corp x 0 22,975 0
Bairnco Corp. New York x 0 1,200 0
Brazil Fund Inc. x 0 835 0
Beazer Homes USA, Inc. x 0 6,575 0
Citigroup, Inc. x 0 849,020 0
Citigroup Inc. 8.50% Pfd Ser T x 0 300 0
Citigroup Capital I Tr PFD Sec 8.00% x 0 5,100 0
Citigroup Inc. 8.40% Pfd Ser K x 0 600 0
Citigroup Capital IV Tr PFD Sec 6.85% x 0 7,500 0
Citigroup Capital V 7.00% Pfd x 0 1,000 0
Capital Industries Inc x 0 1 0
CN Bancorp Inc. x 0 100,000 0
Callware Technologies Inc. x 0 45,000 0
Commonwealth Network Corp x 0 6 0
Canadian Occidental Pete Ltd 9.375% x 0 6,200 0
Crescent St Bk Cary North Carolina x 0 5,000 0
Central Bank of Tampa x 0 60 0
Columbia Energy Group x 0 3,540 0
Carolina Panel Co. x 0 6 0
Computer Associates International Inc. x 0 26,284 0
Cameron Ashley Building Products Inc x 0 9,400 0
Camden National Corp x 0 6,150 0
CACI International Inc Cl A x 0 1,300 0
Carrier Access Corp. x 0 195 0
Cascade Corp. x 0 200 0
Caere Corp. x 0 1,000 0
Carolina First Corp. x 0 5,400 0
Conagra Inc. x 0 66,132 0
Conagra Capital LLC 9.35% x 0 500 0
Conagra Capital LC-9% Cum Pfd x 0 2,000 0
Conagra Capital Lc Adj Rate Pfd Ser B x 0 2,700 0
Carnegie International Corp Colo x 0 8,435 0
Cardinal Health Inc. x 0 12,366 0
Continental Airlines Inc. Class B x 0 1,201 0
Centrais Eletricas Brasileiras-Sp ADR x 0 393,500 0
Centrais Eletricas Brasileiras x 0 800 0
Cais Internet x 0 3,000 0
Cheesecake Factory Inc. x 0 7,180 0
California Fed Bank FSB x 0 8 0
California Federal Bank Goodwill x 0 19 0
Caledonia Mng Corp x 0 290 0
California Micro Devices Corp x 0 104 0
American Natl Can Group Inc x 0 15,735 0
Canon Inc. - Spon ADR x 0 139,843 0
Canisco Res Inc x 0 1,000 0
Caprius Inc. x 0 2,940 0
Capital Crossing Bank x 0 1,000 0
Carter Wallace Inc. x 0 3,300 0
Carey International Inc x 0 425 0
Caseys Genl Stores x 0 10,190 0
Caterpillar Inc. x 0 112,228 0
Catskill Financial Corp. x 0 1,380 0
Cambridge Tech Partners of Mass Inc. x 0 10,030 0
Catalyst Semiconductor Inc x 0 300 0
Channel Amer Broadcasting Inc x 0 500 0
Commercial Assets Inc. x 0 600 0
Chubb Corp. x 0 55,824 0
Centura Banks Inc. x 0 24,601 0
CBC Bancorp Inc x 0 400 0
Citizens Bkg Corp. x 0 260 0
Cooper Industries x 0 6,683 0
Commerce Bancorp Inc. x 0 7,431 0
Century Business Services Inc x 0 3,450 0
CBL & Associates Pptys Inc. x 0 25,660 0
Chesapeake Biological Labs - A x 0 2,000 0
Cambrex Corp. x 0 2,960 0
Columbia Bancorp x 0 15,804 0
Ciber Inc. x 0 30,749 0
CBRL Group Inc. x 0 38,947 0
CBS Corp. x 0 79,106 0
Coastal Bancorp Inc x 0 1,000 0
Coastal Bancorp Inc x 0 1,700 0
Commerce Bancshares Inc. x 0 494 0
<PAGE>
FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS)
For Positions Held as of 12/31/999
Item 1: Item 2: Item 3: Item 4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amt.
- -------------------------------------------------------------------------------------------------------------------------
Complete Business Solutions Inc. Common Stock 20452F107 3,241 128,979
Compass Bancshares Inc. New Common Stock 20449H109 3,395 152,131
Cubist Pharmaceuticals Inc Common Stock 229678107 31 1,600
Cabot Corp. Common Stock 127055101 167 8,200
CBT Group Pub LTD ADR 124853300 3 95
Capital Bank And Trust Company Common Stock 139775100 36 2,000
Community Bank System Inc. Common Stock 203607106 32 1,400
Cutter & Buck Inc Common Stock 232217109 230 15,177
Cybex Corp. Common Stock 232522102 207 5,121
Circuit City Stores Inc. Common Stock 172737108 1,623 36,019
Calendar Capital Inc. Common Stock 129463105 2 8,000
CCB Financial Corp. Common Stock 124875105 783 17,970
C-Cor Electronics Inc. Common Stock 125010108 15 200
Coca-Cola Beverages PLC Common Stock G2249L103 5 2,400
Calgon Carbon Corp. Common Stock 129603106 91 15,400
Coca Cola Enterprises Inc. Common Stock 191219104 452 22,446
Computer Concepts Corp New Common Stock 204897300 1 800
Cryo-cell Intl Inc Common Stock 228895108 6 851
Crown Cork & Seal Co Inc. Common Stock 228255105 1,472 65,766
Crown Cork & Seal 4.50% Conv Pfd PFD QTR 30/360 228255303 21 1,000
Carnival Corp. Common Stock 143658102 11,430 239,058
Coca Cola Amatil Ltd Spon ADR ADR 191085208 7 1,200
Champion Communications Svcs Common Stock 157901109 1 2,222
Chris Craft Industries Inc. Common Stock 170520100 184 2,558
Coastal Caribbean Oils & Minerals Common Stock 190432203 8 6,000
Chevy Chase 10.375% Non Cum Preferred Stock 16678M207 188 3,840
Countrywide Credit Industries Common Stock 222372104 140 5,542
Concord Communications Inc Common Stock 206186108 22 500
Clintrials Research Inc. Common Stock 188767107 116 28,000
Chevy Chase Svgs Bk FSB 13% PFD QTR 30/360 166784207 48 1,700
Clear Channel Communications Common Stock 184502102 1,482 16,606
Concurrent Computer Corp. Common Stock 206710204 168 9,000
Currency Technology Corp. Common Stock 231297102 0 1,000
Cendant Corp. Common Stock 151313103 3,997 150,487
Cendant Corp - Income Prides PFD QTR 30/360 151313301 101 2,700
Canandaigua Wine Co Common Stock 137219200 663 13,001
Carey Diversified LLC Common Stock 14174P105 203 12,000
Caredata Com Inc Common Stock 14166W100 2 250
Cidco Incorporated Common Stock 171768104 33 6,000
Cordant Technologies Inc Common Stock 218412104 569 17,245
Coeur D Alene Mines Corp. Common Stock 192108108 16 4,610
CDI Corp. Common Stock 125071100 887 36,771
Certified Diabetic Srvcs Inc Common Stock 157012105 1 4,500
Coddle Creek Financial Inc Common Stock 191891100 6 200
Cadmus Communications Corp Common Stock 127587103 149 17,560
Cadence Design Systems Inc. Common Stock 127387108 1,030 42,905
Comdisco Common Stock 200336105 299 8,034
Consolidated Papers Inc. Common Stock 209759109 13 400
Sirius Satellite Radio Inc Common Stock 82966U103 83 1,868
Cable Design Technologies Corp. Common Stock 126924109 162 7,050
Conductus Inc Common Stock 206784100 24 2,000
CDW Computer Centers Inc. Common Stock 125129106 141 1,790
Colonial Downs Holdings CL A Common Stock 19564H100 4 5,500
Catellus Dev Corp. Common Stock 149111106 41 3,207
CEC Entertainment Inc Common Stock 125137109 8 280
Concord EFS Inc. Common Stock 206197105 615 23,871
Constellation Energy Group Common Stock 210371100 3,933 135,621
Cell Genesys Inc. Common Stock 150921104 2,877 224,559
Crescent Real Estate Equities Common Stock 225756105 259 14,100
Nuevo Group Iusacell Sa De Dv ADR 670512102 4 250
Celgene Corp Common Stock 151020104 455 6,500
Brightpoint Inc. Common Stock 109473108 110 8,364
Celsion Corporation Common Stock 15117N107 1 500
Chemfirst Inc. Common Stock 16361A106 8 345
Ceridian Corp. Common Stock 15677T106 1,100 51,003
Century Bancorp Inc. Common Stock 156433104 13 1,000
Conestoga Enterprises Inc. Common Stock 207015108 10 600
Centennial Technologies Inc Common Stock 151392206 2 175
Century Aluminum Co Common Stock 156431108 5 355
Cephalon Inc. Common Stock 156708109 452 13,080
Central Ill Lt Co PFD QTR 30/360 153645205 10 160
Ceres Group Inc Common Stock 156772105 4 500
Cerner Corp. Common Stock 156782104 373 18,960
Cerus Corp. Common Stock 157085101 5 200
Charter One Financial Inc. Common Stock 160903100 1,058 55,327
Commercial Federal Corp. Common Stock 201647104 479 26,870
CFC International Inc Common Stock 125252106 8 1,325
Community Financial Group Inc. Common Stock 20365M108 4 300
Culp Inc. Common Stock 230215105 7 1,100
Consumers Financial Corp. PFD QTR 30/360 210520300 11 1,600
CFM Technologies Inc. Common Stock 12525K106 15 1,550
Cullen Frost Bankers Inc. Common Stock 229899109 605 23,495
CIFRA SA Unsponsored ADR B ADR 171785207 5 2,419
Cifra SA De CV Ser C New Common Stock P26077134 6 3,000
Cifra SA De CV Ser V Common Stock P26224108 1 659
Cifra SA - ADR V ADR 171785405 19 970
CFW Communications Co Common Stock 124923103 17 500
Consolidated Freightways Corp. Common Stock 209232107 8 1,000
Columbia Gas System Inc. Common Stock 197648108 648 10,251
Corus Group Plc ADR 22087M101 3,735 144,362
Canadian General Capital Toprs PFD QTR 30/360 135785202 170 7,200
Cunningham Graphics Intl Inc Common Stock 231157108 42 3,000
Cybergold Inc Common Stock 23246N105 18 1,000
Cogenco Intl Inc Common Stock 192389302 0 2
Cognex Corp. Common Stock 192422103 147 3,760
Coastal Corp. Common Stock 190441105 560 15,792
Coastal Finance I-8.375% Trust Orig Pf PFD QTR 30/360 190463208 113 5,000
Collagenex Pharmaceuticals Inc Common Stock 19419B100 25 1,000
FORM 13F Run Date: 02/10/99
-----------------------------
S.E.C. Use Only
-----------------------------
Item 1: Item 6: Item 7: Item 8:
Name of Issuer Investment Discretion Other Voting Authority (Shares)
(a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None
Def Other
- --------------------------------------------------------------------------------------------------------------------------
Complete Business Solutions Inc. x 0 128,979 0
Compass Bancshares Inc. New x 0 152,131 0
Cubist Pharmaceuticals Inc x 0 1,600 0
Cabot Corp. x 0 8,200 0
CBT Group Pub LTD x 0 95 0
Capital Bank And Trust Company x 0 2,000 0
Community Bank System Inc. x 0 1,400 0
Cutter & Buck Inc x 0 15,177 0
Cybex Corp. x 0 5,121 0
Circuit City Stores Inc. x 0 36,019 0
Calendar Capital Inc. x 0 8,000 0
CCB Financial Corp. x 0 17,970 0
C-Cor Electronics Inc. x 0 200 0
Coca-Cola Beverages PLC x 0 2,400 0
Calgon Carbon Corp. x 0 15,400 0
Coca Cola Enterprises Inc. x 0 22,446 0
Computer Concepts Corp New x 0 800 0
Cryo-cell Intl Inc x 0 851 0
Crown Cork & Seal Co Inc. x 0 65,766 0
Crown Cork & Seal 4.50% Conv Pfd x 0 1,000 0
Carnival Corp. x 0 239,058 0
Coca Cola Amatil Ltd Spon ADR x 0 1,200 0
Champion Communications Svcs x 0 2,222 0
Chris Craft Industries Inc. x 0 2,558 0
Coastal Caribbean Oils & Minerals x 0 6,000 0
Chevy Chase 10.375% Non Cum x 0 3,840 0
Countrywide Credit Industries x 0 5,542 0
Concord Communications Inc x 0 500 0
Clintrials Research Inc. x 0 28,000 0
Chevy Chase Svgs Bk FSB 13% x 0 1,700 0
Clear Channel Communications x 0 16,606 0
Concurrent Computer Corp. x 0 9,000 0
Currency Technology Corp. x 0 1,000 0
Cendant Corp. x 0 150,487 0
Cendant Corp - Income Prides x 0 2,700 0
Canandaigua Wine Co x 0 13,001 0
Carey Diversified LLC x 0 12,000 0
Caredata Com Inc x 0 250 0
Cidco Incorporated x 0 6,000 0
Cordant Technologies Inc x 0 17,245 0
Coeur D Alene Mines Corp. x 0 4,610 0
CDI Corp. x 0 36,771 0
Certified Diabetic Srvcs Inc x 0 4,500 0
Coddle Creek Financial Inc x 0 200 0
Cadmus Communications Corp x 0 17,560 0
Cadence Design Systems Inc. x 0 42,905 0
Comdisco x 0 8,034 0
Consolidated Papers Inc. x 0 400 0
Sirius Satellite Radio Inc x 0 1,868 0
Cable Design Technologies Corp. x 0 7,050 0
Conductus Inc x 0 2,000 0
CDW Computer Centers Inc. x 0 1,790 0
Colonial Downs Holdings CL A x 0 5,500 0
Catellus Dev Corp. x 0 3,207 0
CEC Entertainment Inc x 0 280 0
Concord EFS Inc. x 0 23,871 0
Constellation Energy Group x 0 135,621 0
Cell Genesys Inc. x 0 224,559 0
Crescent Real Estate Equities x 0 14,100 0
Nuevo Group Iusacell Sa De Dv x 0 250 0
Celgene Corp x 0 6,500 0
Brightpoint Inc. x 0 8,364 0
Celsion Corporation x 0 500 0
Chemfirst Inc. x 0 345 0
Ceridian Corp. x 0 51,003 0
Century Bancorp Inc. x 0 1,000 0
Conestoga Enterprises Inc. x 0 600 0
Centennial Technologies Inc x 0 175 0
Century Aluminum Co x 0 355 0
Cephalon Inc. x 0 13,080 0
Central Ill Lt Co x 0 160 0
Ceres Group Inc x 0 500 0
Cerner Corp. x 0 18,960 0
Cerus Corp. x 0 200 0
Charter One Financial Inc. x 0 55,327 0
Commercial Federal Corp. x 0 26,870 0
CFC International Inc x 0 1,325 0
Community Financial Group Inc. x 0 300 0
Culp Inc. x 0 1,100 0
Consumers Financial Corp. x 0 1,600 0
CFM Technologies Inc. x 0 1,550 0
Cullen Frost Bankers Inc. x 0 23,495 0
CIFRA SA Unsponsored ADR B x 0 2,419 0
Cifra SA De CV Ser C New x 0 3,000 0
Cifra SA De CV Ser V x 0 659 0
Cifra SA - ADR V x 0 970 0
CFW Communications Co x 0 500 0
Consolidated Freightways Corp. x 0 1,000 0
Columbia Gas System Inc. x 0 10,251 0
Corus Group Plc x 0 144,362 0
Canadian General Capital Toprs x 0 7,200 0
Cunningham Graphics Intl Inc x 0 3,000 0
Cybergold Inc x 0 1,000 0
Cogenco Intl Inc x 0 2 0
Cognex Corp. x 0 3,760 0
Coastal Corp. x 0 15,792 0
Coastal Finance I-8.375% Trust Orig Pf x 0 5,000 0
Collagenex Pharmaceuticals Inc x 0 1,000 0
<PAGE>
FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS)
For Positions Held as of 12/31/999
Item 1: Item 2: Item 3: Item 4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amt.
- -------------------------------------------------------------------------------------------------------------------------
Coastal Corp. Class A Convertable To Common Stock 190441501 0 11
Centigram Communications Corp Common Stock 152317103 34 2,000
Chile Fund Inc. MutualFdEqClose 168834109 2 200
Champion International Corp. Common Stock 158525105 1,921 31,009
Champion Enterprises Inc. Common Stock 158496109 16 1,885
Charter Municipal Mortgage Acceptance Common Stock 160908109 304 25,871
City Holding Co Common Stock 177835105 185 13,200
Chico's Fas Inc. Common Stock 168615102 15 395
Church & Dwight Inc. Common Stock 171340102 14 540
Churchill Downs Inc Common Stock 171484108 5 200
Chemed Corp. Common Stock 163596109 6 200
Cheung Kong Hong Kong ADR ADR 166744201 6 500
CH Energy Group Incorporated Common Stock 12541M102 228 6,908
Choice Hotels Intl Inc. Common Stock 169905106 44 2,569
China.Com Corp Common Stock G2108N109 63 800
Chiron Corp.Del Common Stock 170040109 1,659 39,142
Chesapeake Energy Corp. Common Stock 165167107 41 17,100
Check Point Software Tech Ltd Common Stock M22465104 1,566 7,880
Checkers Drive-In Restaurants Inc.-New Common Stock 162809305 0 37
China Telecom HK LTD Spons ADR ADR 169428109 119 925
C & D Technologies Inc. Common Stock 124661109 26 600
Charming Shoppes Inc. Common Stock 161133103 280 42,200
Chartered Semiconductor Mfg ADR 16133R106 541 7,411
C H Robinson Worldwide Inc Common Stock 12541W100 60 1,500
Chirex Inc. Common Stock 170038103 2,271 155,253
Computer Horizons Common Stock 205908106 16 1,000
Chaus Bernard Inc Common Stock 162510200 1 323
CHS Electronics, Inc. Common Stock 12542A206 5 4,300
Charter Communications Inc Del Common Stock 16117M107 2,531 115,680
Chattem Inc. Common Stock 162456107 19 1,000
Chevron Corp. Common Stock 166751107 11,785 136,049
Chyron Corp. Common Stock 171605207 0 200
Chittenden Corp. Common Stock 170228100 26 875
Cigna Corp. Common Stock 125509109 951 11,801
Corporate Investment Co Cl A Common Stock 219898103 0 125
Ciena Corp. Common Stock 171779101 2,737 47,607
Caribbean Cigar Co Com New Common Stock 141834200 0 125
Caire Inc. Common Stock 127761104 0 109
Cimatron LTD-ORD Common Stock M23798107 16 5,000
Cinergy Corp. Common Stock 172474108 500 20,708
Cincinnati Financial Corp. Common Stock 172062101 976 31,284
Circor Intl Inc Common Stock 17273K109 20 1,925
CIRCLE.COM Common Stock 832914204 207 16,824
CIT Group Inc. - CL A Common Stock 125577106 289 13,687
Citadel Technology Inc. Common Stock 172889107 14 3,000
Conectiv Inc. Common Stock 206829103 93 5,537
Atlantic Capital Trust II Tr 7.375% Pf PFD QTR 30/360 04827P206 47 2,300
Conectiv Inc.- Cl A Common Stock 206829202 10 323
Collins & Aikman Corp New Common Stock 194830105 6 1,000
Checkfree Holdings Corp Common Stock 162816102 1,796 17,189
Seacor Holdings, Inc. Common Stock 811904101 36 695
Compass Knowledge Hldgs Inc Common Stock 20450U106 26 4,000
Checkpoint Systems, Inc. Common Stock 162825103 212 20,790
CKE Restaurants Inc. Common Stock 12561E105 2 341
Cookson Group Plc ADR 216379107 39 1,846
Colgate-Palmolive Co. Common Stock 194162103 10,324 158,833
Claimsnet.Com Inc. Common Stock 179570106 20 2,000
Clarcor Inc. Common Stock 179895107 1,210 67,225
Calcomp Technology Inc Common Stock 128701109 0 10
Computer Learning Centers Common Stock 205199102 6 2,600
The Caldor Corp. Common Stock 128787108 0 475
Claire's Stores, Inc. Common Stock 179584107 150 6,685
US Lec Corp - Cl A Common Stock 90331S109 6 200
Cleveland Indians Baseball Inc Cl A Common Stock 186202107 2 100
Cleveland Cliffs Inc. Common Stock 185896107 15 475
Clarify Inc Common Stock 180492100 42 334
Clean Harbors Inc Common Stock 184496107 1 1,000
Carlisle Hldgs Ltd Common Stock P21277101 11 900
Mack-Cali Realty Corp. Common Stock 554489104 146 5,600
Crestline Capital Corp Common Stock 226153104 29 1,389
Clemente Global Growth Fund Inc. Common Stock 185569100 271 19,000
Clearnet Communications Inc. Common Stock 184902104 24 700
Colonial Properties Trust Common Stock 195872106 248 10,715
Colonial Properties Trust 8.75 Cum Red PFD QTR 30/360 195872205 22 1,250
Cell Pathways Inc. - New Common Stock 15114R101 21 2,300
Consolidated Packaging Corp. Common Stock 209723105 0 100
Celestica Inc. Foreign Stock 15101Q108 159 2,860
Closure Medical Corp. Common Stock 189093107 42 3,300
Cellstar Corp. Common Stock 150925105 22 2,200
Cominco Ltd Foreign Stock 200435105 38 1,815
Celeritek Inc. Common Stock 150926103 8 400
Coulter Pharmaceutical Inc. Common Stock 222116105 11 500
Calcasieu Real Estate & Oil Co. Common Stock 128685203 38 10,000
Clorox Co. Common Stock 189054109 3,866 76,740
Comerica Inc. Common Stock 200340107 502 10,755
Chase Manhattan Corp. Common Stock 16161A108 19,113 246,028
Chase Preferred Capital Corp Preferred Stock 161637202 35 1,500
Chase Manhattan Corp. New Preferred Stock 16161A884 37 1,350
Comcast Corp. Class A Common Stock 200300101 1,005 20,985
Comcast Corp. Class A Special Common Stock 200300200 9,371 186,496
Carematrix Corp. Common Stock 141706101 1 500
Colorado Medtech Inc Common Stock 19652U104 18 2,200
CMG Information Services Inc. Common Stock 125750109 7,321 26,443
Clayton Homes Inc. Common Stock 184190106 90 9,798
Commonwealth Industries Inc Common Stock 203004106 381 29,325
Criimi Mae Inc. Common Stock 226603108 2 1,254
Computer Network Technology Common Stock 204925101 56 2,450
Capstead Mortgage Corp. Common Stock 14067E100 14 3,330
FORM 13F Run Date: 02/10/99
-----------------------------
S.E.C. Use Only
-----------------------------
Item 1: Item 6: Item 7: Item 8:
Name of Issuer Investment Discretion Other Voting Authority (Shares)
(a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None
Def Other
- --------------------------------------------------------------------------------------------------------------------------
Coastal Corp. Class A Convertable To x 0 11 0
Centigram Communications Corp x 0 2,000 0
Chile Fund Inc. x 0 200 0
Champion International Corp. x 0 31,009 0
Champion Enterprises Inc. x 0 1,885 0
Charter Municipal Mortgage Acceptance x 0 25,871 0
City Holding Co x 0 13,200 0
Chico's Fas Inc. x 0 395 0
Church & Dwight Inc. x 0 540 0
Churchill Downs Inc x 0 200 0
Chemed Corp. x 0 200 0
Cheung Kong Hong Kong ADR x 0 500 0
CH Energy Group Incorporated x 0 6,908 0
Choice Hotels Intl Inc. x 0 2,569 0
China.Com Corp x 0 800 0
Chiron Corp.Del x 0 39,142 0
Chesapeake Energy Corp. x 0 17,100 0
Check Point Software Tech Ltd x 0 7,880 0
Checkers Drive-In Restaurants Inc.-New x 0 37 0
China Telecom HK LTD Spons ADR x 0 925 0
C & D Technologies Inc. x 0 600 0
Charming Shoppes Inc. x 0 42,200 0
Chartered Semiconductor Mfg x 0 7,411 0
C H Robinson Worldwide Inc x 0 1,500 0
Chirex Inc. x 0 155,253 0
Computer Horizons x 0 1,000 0
Chaus Bernard Inc x 0 323 0
CHS Electronics, Inc. x 0 4,300 0
Charter Communications Inc Del x 0 115,680 0
Chattem Inc. x 0 1,000 0
Chevron Corp. x 0 136,049 0
Chyron Corp. x 0 200 0
Chittenden Corp. x 0 875 0
Cigna Corp. x 0 11,801 0
Corporate Investment Co Cl A x 0 125 0
Ciena Corp. x 0 47,607 0
Caribbean Cigar Co Com New x 0 125 0
Caire Inc. x 0 109 0
Cimatron LTD-ORD x 0 5,000 0
Cinergy Corp. x 0 20,708 0
Cincinnati Financial Corp. x 0 31,284 0
Circor Intl Inc x 0 1,925 0
CIRCLE.COM x 0 16,824 0
CIT Group Inc. - CL A x 0 13,687 0
Citadel Technology Inc. x 0 3,000 0
Conectiv Inc. x 0 5,537 0
Atlantic Capital Trust II Tr 7.375% Pf x 0 2,300 0
Conectiv Inc.- Cl A x 0 323 0
Collins & Aikman Corp New x 0 1,000 0
Checkfree Holdings Corp x 0 17,189 0
Seacor Holdings, Inc. x 0 695 0
Compass Knowledge Hldgs Inc x 0 4,000 0
Checkpoint Systems, Inc. x 0 20,790 0
CKE Restaurants Inc. x 0 341 0
Cookson Group Plc x 0 1,846 0
Colgate-Palmolive Co. x 0 158,833 0
Claimsnet.Com Inc. x 0 2,000 0
Clarcor Inc. x 0 67,225 0
Calcomp Technology Inc x 0 10 0
Computer Learning Centers x 0 2,600 0
The Caldor Corp. x 0 475 0
Claire's Stores, Inc. x 0 6,685 0
US Lec Corp - Cl A x 0 200 0
Cleveland Indians Baseball Inc Cl A x 0 100 0
Cleveland Cliffs Inc. x 0 475 0
Clarify Inc x 0 334 0
Clean Harbors Inc x 0 1,000 0
Carlisle Hldgs Ltd x 0 900 0
Mack-Cali Realty Corp. x 0 5,600 0
Crestline Capital Corp x 0 1,389 0
Clemente Global Growth Fund Inc. x 0 19,000 0
Clearnet Communications Inc. x 0 700 0
Colonial Properties Trust x 0 10,715 0
Colonial Properties Trust 8.75 Cum Red x 0 1,250 0
Cell Pathways Inc. - New x 0 2,300 0
Consolidated Packaging Corp. x 0 100 0
Celestica Inc. x 0 2,860 0
Closure Medical Corp. x 0 3,300 0
Cellstar Corp. x 0 2,200 0
Cominco Ltd x 0 1,815 0
Celeritek Inc. x 0 400 0
Coulter Pharmaceutical Inc. x 0 500 0
Calcasieu Real Estate & Oil Co. x 0 10,000 0
Clorox Co. x 0 76,740 0
Comerica Inc. x 0 10,755 0
Chase Manhattan Corp. x 0 246,028 0
Chase Preferred Capital Corp x 0 1,500 0
Chase Manhattan Corp. New x 0 1,350 0
Comcast Corp. Class A x 0 20,985 0
Comcast Corp. Class A Special x 0 186,496 0
Carematrix Corp. x 0 500 0
Colorado Medtech Inc x 0 2,200 0
CMG Information Services Inc. x 0 26,443 0
Clayton Homes Inc. x 0 9,798 0
Commonwealth Industries Inc x 0 29,325 0
Criimi Mae Inc. x 0 1,254 0
Computer Network Technology x 0 2,450 0
Capstead Mortgage Corp. x 0 3,330 0
<PAGE>
FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS)
For Positions Held as of 12/31/999
Item 1: Item 2: Item 3: Item 4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amt.
- -------------------------------------------------------------------------------------------------------------------------
Cosmoz.com Inc Common Stock 221469109 19 17,000
Commerce One Inc Del Common Stock 200693109 700 3,560
CMS Energy Corp. Common Stock 125896100 71 2,284
Consumers Energy Co $4.50 Cum Pfd PFD QTR 30/360 210518304 36 600
Consumers Energy Co Fins Iii PFD QTR 30/360 21051Q205 212 9,400
Commonwealth Bancorp Inc Common Stock 20268X102 30 1,800
Cryomedical Science Inc. Common Stock 229049101 3 21,100
Community Savings Bankshares Common Stock 204037105 105 8,360
Copper Mtn Networks Inc Common Stock 217510106 10 200
Com21 Inc Common Stock 205937105 11 500
Colonial Muni Inc. Tr Sh Ben Common Stock 195799101 14 2,500
Comp-U-Check Inc. Common Stock 204237309 0 150
Chase Capital IV-7.34% Capital PFD QTR 30/360 16147N208 4 200
Comverse Technology Inc. Common Stock 205862402 3,100 21,418
Caremark Rx Inc. Common Stock 141705103 35 6,835
Community Bk Natl Assn Common Stock 203564109 120 8,913
Cnb Finl Corp Common Stock 125921106 38 2,442
CNBT Bancshares Inc Common Stock 125972109 191 17,755
Conseco Inc. Common Stock 208464107 2,503 140,053
Conseco Inc- Cum Income Prides Ser F PFD QTR 30/360 208464602 86 3,700
Conseco Financing Trust VI 9.00% Pfd PFD QTR 30/360 20846M206 18 900
Connetics Corp Common Stock 208192104 4 400
Concentric Network Corp Del Common Stock 20589R107 503 16,314
Crescendo Pharmaceuticals CRP CL A Common Stock 225637107 1 54
Condor Technology Solutions Common Stock 206772105 1 1,000
Cellnet Data Sys Inc Common Stock 15115M101 0 150
Connecticut Energy Corp. Common Stock 207567108 22 579
Conectisys Corp Com New Common Stock 206827206 19 40,000
Cnet Inc. Common Stock 125945105 175 3,092
CNF Transportation Inc. Common Stock 12612W104 168 4,865
Canfibre Group Inc. Common Stock 13753R102 5 2,200
Consolidated Natural Gas Co Common Stock 209615103 350 5,396
Crown Group Inc Common Stock 228359105 25 5,000
CNH Global N.V. Foreign Stock N20935107 19 1,450
Canadian National Railroad Common Stock 136375102 99 3,777
Cenit Bancorp Inc. Common Stock 15131W109 35 2,000
Connect Com Company Common Stock 207840109 1 200
Cleco Corporation Common Stock 12561W105 169 5,284
Connecticut Light & Power Co. $2.06 E PFD QTR 30/360 207597501 6 200
Connecticut Light & Power Co $3.24 Pfd PFD QTR 30/360 207597709 50 1,200
CT Light & Power Co PFD QTR 30/360 207597204 15 618
Connecticut Light & Power Co $2 Pfd PFD QTR 30/360 207597303 21 800
Connecticut light & Power Co. $2.20 PF PFD QTR 30/360 207597600 24 800
Conmed Corp. Common Stock 207410101 5 200
Cincinnati Microwave Inc. Common Stock 172167108 0 900
Crown Cent Pete Corp Common Stock 228219309 37 7,100
CT Light & Power Co PFD QTR 30/360 207597402 26 1,000
Concur Technologies Inc Common Stock 206708109 89 3,055
Conso Products Co. Common Stock 20854R105 288 33,380
Centerpoint Properties Corp. Common Stock 151895109 30 850
Connecticut Light & Power Co 5.28% PFD PFD QTR 30/360 207597782 7 200
Connecticut Light & Power Co 6.56% Pfd PFD QTR 30/360 207597774 7 150
Centura Software Corp Common Stock 15640W103 17 3,100
City Investing Co Liq Tr Unit Ben Int Common Stock 177900107 0 200
CK Witco Corp Common Stock 12562C108 117 8,737
CNS Inc Common Stock 126136100 5 1,100
Conexant Systems Inc. Common Stock 207142100 3,707 55,851
Coachmen Inds Inc. Common Stock 189873102 20 1,300
Coated Sales Inc Common Stock 190637108 0 1,050
Coats Viyella Plc Spons ADR ADR 190743203 204 101,680
Columbia Laboratories Inc. Common Stock 197779101 8 1,000
Cobalt Networks Inc Common Stock 19074R101 5 50
Conoco Inc. Common Stock 208251306 910 36,765
Conoco Inc Common Stock 208251405 857 34,463
Codenoll Technology Corp. Common Stock 191900109 0 55
Cone Mills Corp. Common Stock 206814105 1 200
Capital One Financial Corp. Common Stock 14040H105 5,430 112,685
Cabot Oil and Gas Corp. Common Stock 127097103 135 8,400
Coherent Inc. Common Stock 192479103 923 34,500
Cohu Inc. Common Stock 192576106 1,108 35,745
Coca Cola Bottling Co Common Stock 191098102 17 351
Columbia/HCA Healthcare Corp. Common Stock 197677107 4,242 144,706
Columbia Sportswear Co. Common Stock 198516106 881 40,983
Colt Telecom Group Plc ADR 196877104 91 445
3 Com Corp. Common Stock 885535104 6,719 142,963
Contour Energy Co. Common Stock 21220C103 0 835
Cooper Companies Inc. Common Stock 216648402 105 3,500
Cyberian Outpost Inc Common Stock 231914102 49 4,900
Consolidated Products Inc. Common Stock 209798107 5 504
Crescent Operating Inc. Common Stock 22575M100 1 415
COR Therapeutics Inc. Common Stock 217753102 42 1,550
Corus Bankshares Inc. Common Stock 220873103 2 75
Corel Systems Corp Common Stock 21868Q109 423 27,950
Costco Whsl Corp New Common Stock 22160K105 2,217 24,299
Cott Corp. Common Stock 22163N106 141 26,800
Covest Bancshares Inc. Common Stock 223032103 6 450
Covad Communications Group Common Stock 222814204 1,123 20,068
Covington Development Group Inc Common Stock 223141102 0 600
Cox Communications Inc. Cl A Common Stock 224044107 1,239 24,061
Canadian Pacific Ltd Com Common Stock 135923100 83 3,836
Campbell Soup Co. Common Stock 134429109 559 14,439
Cathay Pacific Airway Ltd Sp ADR 148906308 78 8,765
Carolina Power & Light 8.55% PFD QTR 30/360 144141850 227 9,650
Chateau Communities Inc. Common Stock 161726104 120 4,635
Carolina Power & Light Common Stock 144141108 2,888 94,883
Carolina Power & Light Co. PFD QTR 30/360 144141306 83 1,125
Connecticut LT&PWR Capital LP Preferred Stock 125927202 290 11,916
Calpine Corp. Common Stock 131347106 1,023 15,992
FORM 13F Run Date: 02/10/99
-----------------------------
S.E.C. Use Only
-----------------------------
Item 1: Item 6: Item 7: Item 8:
Name of Issuer Investment Discretion Other Voting Authority (Shares)
(a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None
Def Other
- --------------------------------------------------------------------------------------------------------------------------
Cosmoz.com Inc x 0 17,000 0
Commerce One Inc Del x 0 3,560 0
CMS Energy Corp. x 0 2,284 0
Consumers Energy Co $4.50 Cum Pfd x 0 600 0
Consumers Energy Co Fins Iii x 0 9,400 0
Commonwealth Bancorp Inc x 0 1,800 0
Cryomedical Science Inc. x 0 21,100 0
Community Savings Bankshares x 0 8,360 0
Copper Mtn Networks Inc x 0 200 0
Com21 Inc x 0 500 0
Colonial Muni Inc. Tr Sh Ben x 0 2,500 0
Comp-U-Check Inc. x 0 150 0
Chase Capital IV-7.34% Capital x 0 200 0
Comverse Technology Inc. x 0 21,418 0
Caremark Rx Inc. x 0 6,835 0
Community Bk Natl Assn x 0 8,913 0
Cnb Finl Corp x 0 2,442 0
CNBT Bancshares Inc x 0 17,755 0
Conseco Inc. x 0 140,053 0
Conseco Inc- Cum Income Prides Ser F x 0 3,700 0
Conseco Financing Trust VI 9.00% Pfd x 0 900 0
Connetics Corp x 0 400 0
Concentric Network Corp Del x 0 16,314 0
Crescendo Pharmaceuticals CRP CL A x 0 54 0
Condor Technology Solutions x 0 1,000 0
Cellnet Data Sys Inc x 0 150 0
Connecticut Energy Corp. x 0 579 0
Conectisys Corp Com New x 0 40,000 0
Cnet Inc. x 0 3,092 0
CNF Transportation Inc. x 0 4,865 0
Canfibre Group Inc. x 0 2,200 0
Consolidated Natural Gas Co x 0 5,396 0
Crown Group Inc x 0 5,000 0
CNH Global N.V. x 0 1,450 0
Canadian National Railroad x 0 3,777 0
Cenit Bancorp Inc. x 0 2,000 0
Connect Com Company x 0 200 0
Cleco Corporation x 0 5,284 0
Connecticut Light & Power Co. $2.06 E x 0 200 0
Connecticut Light & Power Co $3.24 Pfd x 0 1,200 0
CT Light & Power Co x 0 618 0
Connecticut Light & Power Co $2 Pfd x 0 800 0
Connecticut light & Power Co. $2.20 PF x 0 800 0
Conmed Corp. x 0 200 0
Cincinnati Microwave Inc. x 0 900 0
Crown Cent Pete Corp x 0 7,100 0
CT Light & Power Co x 0 1,000 0
Concur Technologies Inc x 0 3,055 0
Conso Products Co. x 0 33,380 0
Centerpoint Properties Corp. x 0 850 0
Connecticut Light & Power Co 5.28% PFD x 0 200 0
Connecticut Light & Power Co 6.56% Pfd x 0 150 0
Centura Software Corp x 0 3,100 0
City Investing Co Liq Tr Unit Ben Int x 0 200 0
CK Witco Corp x 0 8,737 0
CNS Inc x 0 1,100 0
Conexant Systems Inc. x 0 55,851 0
Coachmen Inds Inc. x 0 1,300 0
Coated Sales Inc x 0 1,050 0
Coats Viyella Plc Spons ADR x 0 101,680 0
Columbia Laboratories Inc. x 0 1,000 0
Cobalt Networks Inc x 0 50 0
Conoco Inc. x 0 36,765 0
Conoco Inc x 0 34,463 0
Codenoll Technology Corp. x 0 55 0
Cone Mills Corp. x 0 200 0
Capital One Financial Corp. x 0 112,685 0
Cabot Oil and Gas Corp. x 0 8,400 0
Coherent Inc. x 0 34,500 0
Cohu Inc. x 0 35,745 0
Coca Cola Bottling Co x 0 351 0
Columbia/HCA Healthcare Corp. x 0 144,706 0
Columbia Sportswear Co. x 0 40,983 0
Colt Telecom Group Plc x 0 445 0
3 Com Corp. x 0 142,963 0
Contour Energy Co. x 0 835 0
Cooper Companies Inc. x 0 3,500 0
Cyberian Outpost Inc x 0 4,900 0
Consolidated Products Inc. x 0 504 0
Crescent Operating Inc. x 0 415 0
COR Therapeutics Inc. x 0 1,550 0
Corus Bankshares Inc. x 0 75 0
Corel Systems Corp x 0 27,950 0
Costco Whsl Corp New x 0 24,299 0
Cott Corp. x 0 26,800 0
Covest Bancshares Inc. x 0 450 0
Covad Communications Group x 0 20,068 0
Covington Development Group Inc x 0 600 0
Cox Communications Inc. Cl A x 0 24,061 0
Canadian Pacific Ltd Com x 0 3,836 0
Campbell Soup Co. x 0 14,439 0
Cathay Pacific Airway Ltd Sp x 0 8,765 0
Carolina Power & Light 8.55% x 0 9,650 0
Chateau Communities Inc. x 0 4,635 0
Carolina Power & Light x 0 94,883 0
Carolina Power & Light Co. x 0 1,125 0
Connecticut LT&PWR Capital LP x 0 11,916 0
Calpine Corp. x 0 15,992 0
<PAGE>
FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS)
For Positions Held as of 12/31/999
Item 1: Item 2: Item 3: Item 4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amt.
- -------------------------------------------------------------------------------------------------------------------------
Telefonica Cpt Peru Ser B Common Stock P3179N127 4 2,795
Corn Products International Inc. Common Stock 219023108 213 6,493
C P Pokhand Co Ltd Foreign Stock G71507100 0 10,000
Compaq Computer Corp. Common Stock 204493100 17,479 645,871
Caprock Communications Corp Common Stock 140667106 10 310
Copart, Inc Common Stock 217204106 46 1,050
Choicepoint Inc. Common Stock 170388102 59 1,430
Capsule Sys Inc Common Stock 140670100 0 20,000
Camden Property Trust Common Stock 133131102 1,843 67,335
Camden Properties Trust Pfd PreferdStk Conv 133131201 22 1,000
Critical Path Inc. Common Stock 22674V100 41 435
Ctc Communications Group Inc Common Stock 126419100 15 390
CompUSA Inc. Common Stock 204932107 124 24,100
Cost Plus Inc. Common Stock 221485105 18 500
Compuware Corp. Common Stock 205638109 2,271 60,957
CPI Corp. Common Stock 125902106 39 1,746
Comsat Corp. Common Stock 20564D107 0 1
Comsat Capital LP 8.125% Cum PFDMthly 30/360 205930209 30 1,500
Chiquita Brands $3.75 Ser B PreferdStk Conv 170032502 7 300
Crane Co Common Stock 224399105 50 2,519
Pe Corp. Celera Genomics Group Common Stock 69332S201 613 4,112
Charles River Associates Common Stock 159852102 5 150
Crown Andersen Inc Common Stock 228190104 9 1,200
Cray Computer Corp. Common Stock 225222108 0 400
Chromcraft Revington Inc Common Stock 171117104 63 6,000
Creditrust Corp. Common Stock 225429109 3 430
Carramerica Realty Corp. Common Stock 144418100 375 17,760
Carramerica Realty Corp-Dep Shs-Repstg PFD QTR 30/360 144418506 32 2,000
Carramerica Realty Corp. 8.57% PFD Ser PFD QTR 30/360 144418209 260 16,130
Carramerica Realty Corp. 8.5% Pfd Ser PFD QTR 30/360 144418407 161 10,050
Creative Technology Ordinary Shares Common Stock Y1775U107 156 8,970
Cree Research, Inc. Common Stock 225447101 357 4,185
Curagen Corp Common Stock 23126R101 105 1,500
Coram Healthcare Corp. Common Stock 218103109 3 3,418
Comstock Resources Inc. Common Stock 205768203 3 1,000
Crossland Savings FSB PFD QTR 30/360 227901204 0 228
Cornell Corrections Inc. Common Stock 219141108 6 700
Crossman Communities Inc Common Stock 22764E109 150 9,700
Carrollton Bancorp Common Stock 145282109 75 4,908
Captec Net Lease Realty Inc. Common Stock 140724105 215 28,700
Carpenter Technology Corp. Common Stock 144285103 84 3,060
Cross Timber Royalty Trust Common Stock 22757R109 10 1,000
Current Tech Corp. Common Stock 23130E104 0 4,500
Cirrus Logic Corp. Common Stock 172755100 27 2,000
Corixa Corp Common Stock 21887F100 24 1,402
Crazy Eddie, Inc. Common Stock 225227107 0 800
Cabletron Systems Inc. Common Stock 126920107 1,821 70,030
Caraustar Industries Inc. Common Stock 140909102 12 500
Computer Sciences Corp. Common Stock 205363104 7,419 78,402
Cisco Systems Inc. Common Stock 17275R102 69,434 648,162
Cadbury Schweppes Delaware LP PFD QTR 30/360 127207207 12 500
Consco Enterprises Inc Common Stock 208462101 0 1,000
Conseco Financing Trust V 8.70% PFD QTR 30/360 20847D205 80 4,000
Citizens Bank Ovieda Fla Common Stock 174134106 1 46
Cadbury Schweppes P L C ADR 127209302 57 2,360
CSG Systems International Inc. Common Stock 126349109 203 5,094
Columbus Southern Pwr Co PFD QTR 30/360 199575812 13 600
Chesapeake Corp. Common Stock 165159104 3 100
Carlisle Cos Inc. Common Stock 142339100 268 7,445
Casino Resource Corp. Common Stock 147603203 0 1,200
Central & Southwest Corp. Common Stock 152357109 171 8,540
Compusonics Corp Common Stock 204918106 0 1,000
Carriage Services Inc Cl A Common Stock 143905107 14 2,400
C S X Corp. Common Stock 126408103 698 22,256
Capital Trust CL-A Common Stock 14052H100 1 200
Center TR Inc Common Stock 151845104 2 180
1-800 Contacts Inc Common Stock 681977104 4 150
Continental Airlines Hldgs Inc. Common Stock 210802104 0 94
Catalytica Incorporated Common Stock 148885106 30 2,200
Cintas Corp. Common Stock 172908105 310 5,840
Cooper Tire & Rubber Co Common Stock 216831107 1,206 77,489
CT Communications Inc. Common Stock 126426402 48 850
Commonwealth Telephone Enterprises Inc Common Stock 203349105 21 400
Celestial Seasonings Inc. Common Stock 151016102 4 200
CTG Resources Inc. Common Stock 125957100 302 8,700
Caldera Technologies Corp. Foreign Stock 12878E301 0 600
Cetek Technologies Inc. Common Stock 157193103 1 20,000
Centurytel Inc. Common Stock 156700106 2,306 48,679
Consolidated Tomoka Ld Co Common Stock 210226106 8 631
CMP Group Inc Common Stock 125887109 119 4,315
Citic Pacific Limited Common Stock Y1639J116 11 3,000
Cabot Industrisl Trust - SBI Common Stock 127072106 7 400
Celtrix Pharmaceuticals Inc Common Stock 151186103 1 500
CTS Corp. Common Stock 126501105 358 4,750
Cognizant Technology Solutions Corp Common Stock 192446102 11 100
Continental AG Spons ADR ADR 210771200 1,157 58,130
Commscope Inc. Common Stock 203372107 3,078 76,344
Centex Corp. Common Stock 152312104 400 16,205
Citrix Systems Inc. Common Stock 177376100 1,414 11,498
Cityfed Financial Corp PFD QTR 30/360 178762308 0 200
Cityscape Financial Corp Common Stock 178778106 0 1,000
Chicago Title Corp Common Stock 168228104 56 1,205
Cubic Corp Common Stock 229669106 221 10,125
C-Cube Microsystems Inc. Common Stock 125015107 436 7,004
Cummins Engine Co, Inc. Common Stock 231021106 14 280
Central Vermont Pub Svc Corp. Common Stock 155771108 11 1,003
Chester Valley Bancorp Common Stock 166335109 23 1,470
Crown Vantage Inc. Common Stock 228622106 0 10
FORM 13F Run Date: 02/10/99
-----------------------------
S.E.C. Use Only
-----------------------------
Item 1: Item 6: Item 7: Item 8:
Name of Issuer Investment Discretion Other Voting Authority (Shares)
(a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None
Def Other
- --------------------------------------------------------------------------------------------------------------------------
Telefonica Cpt Peru Ser B x 0 2,795 0
Corn Products International Inc. x 0 6,493 0
C P Pokhand Co Ltd x 0 10,000 0
Compaq Computer Corp. x 0 645,871 0
Caprock Communications Corp x 0 310 0
Copart, Inc x 0 1,050 0
Choicepoint Inc. x 0 1,430 0
Capsule Sys Inc x 0 20,000 0
Camden Property Trust x 0 67,335 0
Camden Properties Trust Pfd x 0 1,000 0
Critical Path Inc. x 0 435 0
Ctc Communications Group Inc x 0 390 0
CompUSA Inc. x 0 24,100 0
Cost Plus Inc. x 0 500 0
Compuware Corp. x 0 60,957 0
CPI Corp. x 0 1,746 0
Comsat Corp. x 0 1 0
Comsat Capital LP 8.125% Cum x 0 1,500 0
Chiquita Brands $3.75 Ser B x 0 300 0
Crane Co x 0 2,519 0
Pe Corp. Celera Genomics Group x 0 4,112 0
Charles River Associates x 0 150 0
Crown Andersen Inc x 0 1,200 0
Cray Computer Corp. x 0 400 0
Chromcraft Revington Inc x 0 6,000 0
Creditrust Corp. x 0 430 0
Carramerica Realty Corp. x 0 17,760 0
Carramerica Realty Corp-Dep Shs-Repstg x 0 2,000 0
Carramerica Realty Corp. 8.57% PFD Ser x 0 16,130 0
Carramerica Realty Corp. 8.5% Pfd Ser x 0 10,050 0
Creative Technology Ordinary Shares x 0 8,970 0
Cree Research, Inc. x 0 4,185 0
Curagen Corp x 0 1,500 0
Coram Healthcare Corp. x 0 3,418 0
Comstock Resources Inc. x 0 1,000 0
Crossland Savings FSB x 0 228 0
Cornell Corrections Inc. x 0 700 0
Crossman Communities Inc x 0 9,700 0
Carrollton Bancorp x 0 4,908 0
Captec Net Lease Realty Inc. x 0 28,700 0
Carpenter Technology Corp. x 0 3,060 0
Cross Timber Royalty Trust x 0 1,000 0
Current Tech Corp. x 0 4,500 0
Cirrus Logic Corp. x 0 2,000 0
Corixa Corp x 0 1,402 0
Crazy Eddie, Inc. x 0 800 0
Cabletron Systems Inc. x 0 70,030 0
Caraustar Industries Inc. x 0 500 0
Computer Sciences Corp. x 0 78,402 0
Cisco Systems Inc. x 0 648,162 0
Cadbury Schweppes Delaware LP x 0 500 0
Consco Enterprises Inc x 0 1,000 0
Conseco Financing Trust V 8.70% x 0 4,000 0
Citizens Bank Ovieda Fla x 0 46 0
Cadbury Schweppes P L C x 0 2,360 0
CSG Systems International Inc. x 0 5,094 0
Columbus Southern Pwr Co x 0 600 0
Chesapeake Corp. x 0 100 0
Carlisle Cos Inc. x 0 7,445 0
Casino Resource Corp. x 0 1,200 0
Central & Southwest Corp. x 0 8,540 0
Compusonics Corp x 0 1,000 0
Carriage Services Inc Cl A x 0 2,400 0
C S X Corp. x 0 22,256 0
Capital Trust CL-A x 0 200 0
Center TR Inc x 0 180 0
1-800 Contacts Inc x 0 150 0
Continental Airlines Hldgs Inc. x 0 94 0
Catalytica Incorporated x 0 2,200 0
Cintas Corp. x 0 5,840 0
Cooper Tire & Rubber Co x 0 77,489 0
CT Communications Inc. x 0 850 0
Commonwealth Telephone Enterprises Inc x 0 400 0
Celestial Seasonings Inc. x 0 200 0
CTG Resources Inc. x 0 8,700 0
Caldera Technologies Corp. x 0 600 0
Cetek Technologies Inc. x 0 20,000 0
Centurytel Inc. x 0 48,679 0
Consolidated Tomoka Ld Co x 0 631 0
CMP Group Inc x 0 4,315 0
Citic Pacific Limited x 0 3,000 0
Cabot Industrisl Trust - SBI x 0 400 0
Celtrix Pharmaceuticals Inc x 0 500 0
CTS Corp. x 0 4,750 0
Cognizant Technology Solutions Corp x 0 100 0
Continental AG Spons ADR x 0 58,130 0
Commscope Inc. x 0 76,344 0
Centex Corp. x 0 16,205 0
Citrix Systems Inc. x 0 11,498 0
Cityfed Financial Corp x 0 200 0
Cityscape Financial Corp x 0 1,000 0
Chicago Title Corp x 0 1,205 0
Cubic Corp x 0 10,125 0
C-Cube Microsystems Inc. x 0 7,004 0
Cummins Engine Co, Inc. x 0 280 0
Central Vermont Pub Svc Corp. x 0 1,003 0
Chester Valley Bancorp x 0 1,470 0
Crown Vantage Inc. x 0 10 0
<PAGE>
FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS)
For Positions Held as of 12/31/999
Item 1: Item 2: Item 3: Item 4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amt.
- -------------------------------------------------------------------------------------------------------------------------
Cablevision Systems Corp. Cl A Common Stock 12686C109 531 7,030
Csc Hldgs Inc Preferred Stock 126304401 8 69
Covance Inc. Common Stock 222816100 210 19,397
Converse Inc. Common Stock 212540108 1 900
Convergys Corp Common Stock 212485106 1,336 43,441
Cavanaughs Hospitality Corp Common Stock 149564106 66 8,050
CV REIT Inc. Common Stock 126640101 2 236
Chicago Rivet & Mach Co Common Stock 168088102 4 168
CVS Corp. Common Stock 126650100 3,354 83,983
Chromavision Medical Sys Common Stock 17111P104 4 280
TCW Convertible Securities Fd Common Stock 872340104 446 46,616
Cv Therapeutics Inc Common Stock 126667104 76 2,900
Coventry Health Care Inc Common Stock 222862104 1 200
Cleveland Elec Illum Co Preferred Stock 186108205 5 50
Comed Financing I Toprs 8.48% Pfd PFD QTR 30/360 20033V209 122 5,500
Crown American Realty Trust Common Stock 228186102 208 37,800
Cable & Wireless Pub Ltd Plc ADR 126830207 502 9,476
Casella Waste Systems Inc. - Cl A Common Stock 147448104 80 4,257
California Water Service Grp Common Stock 130788102 6 200
Cemex SA- Spons ADR ADR 151290889 15 547
Colonial High Income Municipal Trust Common Stock 195743109 220 34,449
Colonial Investment Grade Common Stock 195768106 214 24,800
Coflexip Spon ADR ADR 192384105 18 485
Centex Construction Prods Inc. Common Stock 15231R109 98 2,500
COX Radio Inc. Cl A Common Stock 224051102 19 195
Canadian Occidental Petroleum PFD PFD QTR 30/360 136420403 191 8,200
Cypress Semiconductor Corp. Common Stock 232806109 695 21,455
Cyberguard Corp. Common Stock 231910100 3 500
Cyber-Care Inc Common Stock 23243T105 33 3,600
Cybersource Corp Common Stock 23251J106 26 500
Cyberonics Inc. Common Stock 23251P102 16 1,000
Cybercash Inc. Common Stock 232462101 4 400
Cycle & Carriage Ltd. Foreign Stock 232903302 54 8,725
Cygnus Inc. Common Stock 232560102 46 2,500
Cycomm International Inc. Common Stock 23255B208 1 1,700
Cymer Inc. Common Stock 232572107 23 500
City National Corp. Common Stock 178566105 56 1,700
Cypress Bioscience Inc Common Stock 232674101 4 2,000
Cysive Inc Common Stock 23281T108 384 5,330
Cytec Common Stock 232820100 5 215
CYTYC Corp. Common Stock 232946103 187 3,055
Cytogen Corp. Common Stock 232824102 1 500
Cityxpress Com Corp Common Stock 178786109 3 9,000
Celanese AG ADR D1497A101 6 352
Citizens Utilities Co - CL B Common Stock 177342201 126 8,877
Citizens Utilities Trust 5% PFD QTR 30/360 177351202 6 100
Delia's Inc Common Stock 246885107 4 615
Duke Cap Financing Trust I PFD QTR 30/360 264393208 45 2,100
Duke Capital Fin Trust II Quips PFD QTR 30/360 26439E204 50 2,335
Duke Energy Corp 6.60% PFD QTR 30/360 264399619 36 1,800
Duke Weeks Realty Corp Pfd Ser F 8% PFD QTR 30/360 264411828 9 500
Dominion Resources Inc. of VA Common Stock 257470104 1,621 41,290
Danone Foreign Stock 399449107 224 4,820
Dave & Busters Inc. Common Stock 23833N104 1 100
Davids Bridal Inc Common Stock 238576102 399 35,675
Dai Ichi Kangyo Bk Ltd Japan ADR 233804202 39 417
Daktronics Inc Common Stock 234264109 23 900
Delta Air Lines Inc. Common Stock 247361108 710 14,262
Danka Business Systems PLC ADR 236277109 505 39,771
DAOU System Inc. Common Stock 237015102 50 16,410
Discount Auto Parts Inc. Common Stock 254642101 108 6,000
Dassault Systems SA Sponsored Adr Foreign Stock 237545108 166 2,637
Datatec Sys Inc Common Stock 238128102 11 2,000
Dayton Mng Corp Foreign Stock 239902109 9 100,000
Data Broadcast Corp. Common Stock 237596101 85 10,280
Diebold Inc. Common Stock 253651103 1,620 68,936
Dyersburg Corp. Common Stock 267575108 2 2,500
Deutsche Bank AG Common Stock D18190898 122 1,450
Demegen Inc Common Stock 24804S106 1 2,500
De Beers Cons Mines Ltd ADR N.E. ADR 240253302 3,540 122,320
Dbs Group Hldgs Ltd ADR 23304Y100 4,817 73,496
Donaldson Inc. Common Stock 257651109 176 7,308
Doubleclick Inc. Common Stock 258609304 2,164 8,550
Dana Corp. Common Stock 235811106 790 26,381
Dime Community Bancshares Inc Common Stock 253922108 4 190
Doncasters PLC Sponsored Common Stock 257692103 5 500
Digital Courier Tech Inc Common Stock 253838106 7 700
DaimlerChrysler A.G. ADR D1668R123 2,279 29,127
Du Pont (EI) de Nemours and Co. Common Stock 263534109 15,978 242,548
Du Pont E I De Nemour Preferred Stock 263534208 83 1,455
Du Pont E I De Nemours & Co Preferred Stock 263534307 2 25
Detroit Diesel Corp. Common Stock 250837101 75 3,885
Delaware Group Dividend & Common Stock 245915103 113 9,456
Data Diminsions Inc Common Stock 237654207 2 800
Developers Diversified Realty Corp. Common Stock 251591103 187 14,540
Developers Diversified Rlty 9.50% CL A PFD QTR 30/360 251591301 135 6,700
Developers Divrs Realty Corp 8.375% Pf PFD QTR 30/360 251591608 24 1,400
Developers Diversified Rlty Co PFD QTR 30/360 251591806 4 200
Dillards Inc. Common Stock 254067101 449 22,225
Deere & Co Common Stock 244199105 2,453 56,559
Den Danske BK of 1871 Aktieselska ADR 248206203 3,005 27,545
Deltic Timber Corp. Common Stock 247850100 3 143
Dell Computer Corp. Common Stock 247025109 31,197 611,711
Drug Emporium Inc. Common Stock 262175102 4 1,000
Denbury Resources Inc Common Stock 247916208 2 400
Interdent Inc Common Stock 45865R109 39 4,775
Diageo PLC-Sponsored ADR New ADR 25243Q205 3,041 95,033
De Rigo Spa - Sponsored ADR ADR 245334107 6 1,150
FORM 13F Run Date: 02/10/99
-----------------------------
S.E.C. Use Only
-----------------------------
Item 1: Item 6: Item 7: Item 8:
Name of Issuer Investment Discretion Other Voting Authority (Shares)
(a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None
Def Other
- --------------------------------------------------------------------------------------------------------------------------
Cablevision Systems Corp. Cl A x 0 7,030 0
Csc Hldgs Inc x 0 69 0
Covance Inc. x 0 19,397 0
Converse Inc. x 0 900 0
Convergys Corp x 0 43,441 0
Cavanaughs Hospitality Corp x 0 8,050 0
CV REIT Inc. x 0 236 0
Chicago Rivet & Mach Co x 0 168 0
CVS Corp. x 0 83,983 0
Chromavision Medical Sys x 0 280 0
TCW Convertible Securities Fd x 0 46,616 0
Cv Therapeutics Inc x 0 2,900 0
Coventry Health Care Inc x 0 200 0
Cleveland Elec Illum Co x 0 50 0
Comed Financing I Toprs 8.48% Pfd x 0 5,500 0
Crown American Realty Trust x 0 37,800 0
Cable & Wireless Pub Ltd Plc x 0 9,476 0
Casella Waste Systems Inc. - Cl A x 0 4,257 0
California Water Service Grp x 0 200 0
Cemex SA- Spons ADR x 0 547 0
Colonial High Income Municipal Trust x 0 34,449 0
Colonial Investment Grade x 0 24,800 0
Coflexip Spon ADR x 0 485 0
Centex Construction Prods Inc. x 0 2,500 0
COX Radio Inc. Cl A x 0 195 0
Canadian Occidental Petroleum PFD x 0 8,200 0
Cypress Semiconductor Corp. x 0 21,455 0
Cyberguard Corp. x 0 500 0
Cyber-Care Inc x 0 3,600 0
Cybersource Corp x 0 500 0
Cyberonics Inc. x 0 1,000 0
Cybercash Inc. x 0 400 0
Cycle & Carriage Ltd. x 0 8,725 0
Cygnus Inc. x 0 2,500 0
Cycomm International Inc. x 0 1,700 0
Cymer Inc. x 0 500 0
City National Corp. x 0 1,700 0
Cypress Bioscience Inc x 0 2,000 0
Cysive Inc x 0 5,330 0
Cytec x 0 215 0
CYTYC Corp. x 0 3,055 0
Cytogen Corp. x 0 500 0
Cityxpress Com Corp x 0 9,000 0
Celanese AG x 0 352 0
Citizens Utilities Co - CL B x 0 8,877 0
Citizens Utilities Trust 5% x 0 100 0
Delia's Inc x 0 615 0
Duke Cap Financing Trust I x 0 2,100 0
Duke Capital Fin Trust II Quips x 0 2,335 0
Duke Energy Corp 6.60% x 0 1,800 0
Duke Weeks Realty Corp Pfd Ser F 8% x 0 500 0
Dominion Resources Inc. of VA x 0 41,290 0
Danone x 0 4,820 0
Dave & Busters Inc. x 0 100 0
Davids Bridal Inc x 0 35,675 0
Dai Ichi Kangyo Bk Ltd Japan x 0 417 0
Daktronics Inc x 0 900 0
Delta Air Lines Inc. x 0 14,262 0
Danka Business Systems PLC x 0 39,771 0
DAOU System Inc. x 0 16,410 0
Discount Auto Parts Inc. x 0 6,000 0
Dassault Systems SA Sponsored Adr x 0 2,637 0
Datatec Sys Inc x 0 2,000 0
Dayton Mng Corp x 0 100,000 0
Data Broadcast Corp. x 0 10,280 0
Diebold Inc. x 0 68,936 0
Dyersburg Corp. x 0 2,500 0
Deutsche Bank AG x 0 1,450 0
Demegen Inc x 0 2,500 0
De Beers Cons Mines Ltd ADR N.E. x 0 122,320 0
Dbs Group Hldgs Ltd x 0 73,496 0
Donaldson Inc. x 0 7,308 0
Doubleclick Inc. x 0 8,550 0
Dana Corp. x 0 26,381 0
Dime Community Bancshares Inc x 0 190 0
Doncasters PLC Sponsored x 0 500 0
Digital Courier Tech Inc x 0 700 0
DaimlerChrysler A.G. x 0 29,127 0
Du Pont (EI) de Nemours and Co. x 0 242,548 0
Du Pont E I De Nemour x 0 1,455 0
Du Pont E I De Nemours & Co x 0 25 0
Detroit Diesel Corp. x 0 3,885 0
Delaware Group Dividend & x 0 9,456 0
Data Diminsions Inc x 0 800 0
Developers Diversified Realty Corp. x 0 14,540 0
Developers Diversified Rlty 9.50% CL A x 0 6,700 0
Developers Divrs Realty Corp 8.375% Pf x 0 1,400 0
Developers Diversified Rlty Co x 0 200 0
Dillards Inc. x 0 22,225 0
Deere & Co x 0 56,559 0
Den Danske BK of 1871 Aktieselska x 0 27,545 0
Deltic Timber Corp. x 0 143 0
Dell Computer Corp. x 0 611,711 0
Drug Emporium Inc. x 0 1,000 0
Denbury Resources Inc x 0 400 0
Interdent Inc x 0 4,775 0
Diageo PLC-Sponsored ADR New x 0 95,033 0
De Rigo Spa - Sponsored ADR x 0 1,150 0
<PAGE>
FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS)
For Positions Held as of 12/31/999
Item 1: Item 2: Item 3: Item 4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amt.
- -------------------------------------------------------------------------------------------------------------------------
Delmarva Power & Light Trust Preferred Stock 247112204 34 1,600
Dexter Corp. Common Stock 252165105 64 1,600
Dean Foods Co Common Stock 242361103 94 2,375
Delphi Financial Group Inc Cl A Common Stock 247131105 6 208
Dairy Farm Intl Ltd ADR 233859305 2 540
Direct Focus Inc Common Stock 254931108 42 1,500
Dollar General Corp. Common Stock 256669102 456 20,044
Delaware Group Glabal Dividend Common Stock 245916101 6 500
Digitran Sys Inc Common Stock 253898100 0 600
Digital Lava Inc Common Stock 253928105 7 1,000
Quest Diagnostics Inc. Common Stock 74834L100 43 1,397
Dayton Hudson Corp. Common Stock 239753106 3,223 43,885
D R Horton Inc. Common Stock 23331A109 7 500
Danaher Corp. Common Stock 235851102 534 11,062
Diamonds Trust Unit Series 1 Common Stock 252787106 749 6,500
Spectral Diagnostics Inc. Common Stock 847574100 3 3,000
Digene Corp Common Stock 253752109 5 300
Digital Impact Inc Del Common Stock 25385G106 22 435
Digital Lightwave, Inc. Common Stock 253855100 38 600
Digitext Inc Common Stock 253894109 0 1,900
Digex Inc. Cl A Common Stock 253756100 246 3,580
DII Group Inc. Common Stock 232949107 303 4,265
Donaldson Lufkin & Jenrette Nw Common Stock 257661504 24 1,795
The Walt Disney Co. Common Stock 254687106 19,039 650,919
Echostar Communications New Common Stock 278762109 2,795 28,670
Image Entertainment Inc. Com Common Stock 452439201 107 19,110
Diversified Senior Services Inc. Common Stock 255340101 19 8,000
Ditech Communications Corp Common Stock 25500M103 122 1,300
Dow Jones & Co Common Stock 260561105 7 100
Datacraft Asia Ltd Foreign Stock Y1997C109 8 1,000
Dial Corp. Common Stock 25247D101 1,063 43,708
Deutsche Lufthansa ADR ADR 251561205 5 200
Donaldson Lufkin & Jenrette Common Stock 257661108 59 1,220
DLJ Cap Trust I Pfd Trust Sec PFDMthly 30/360 23321W202 51 2,300
Del Monte Foods Co. Common Stock 24522P103 427 34,680
Delta & Pine Land Co Common Stock 247357106 7 400
Dollar Tree Stores Inc. Common Stock 256747106 1,144 23,621
Delta Woodside Inds Inc. New Common Stock 247909104 4 2,200
Deluxe Corp. Common Stock 248019101 363 13,219
Datamarine Intl Inc. Common Stock 238045108 3 2,400
Dairy Mart Convenience Stores Common Stock 233860105 0 25
Dime Bancorp Inc. Common Stock 25429Q102 37 2,475
Dreyfus Municipal Income, Inc. Common Stock 26201R102 0 1
Digital Microwave Corp. Common Stock 253859102 16 700
Dimon Inc. Common Stock 254394109 19 5,800
Denning Mobile Robotics Inc Common Stock 248570301 0 72
Dimethaid Research Inc. Common Stock 25435L105 17 5,700
Genentech Inc Common Stock 368710406 1,407 10,459
Dun & Bradstreet Corp. Common Stock 26483B106 662 22,426
Dunn Computer Corp Va Common Stock 265771105 4 1,300
Dionex Corp Common Stock 254546104 19 460
Donnelley (R R) & Sons Co Common Stock 257867101 353 14,215
Diamond Offshore Drilling Inc. Common Stock 25271C102 758 24,806
Docucorp International-W/I Common Stock 255911109 2 280
Dole Food Company Common Stock 256605106 439 27,025
Dominguez Svcs Corp. Common Stock 257128108 36 1,200
Doral Financial Corp. Common Stock 25811P100 34 2,800
Dover Corp. Common Stock 260003108 2,710 59,720
Dow Chemical Co Common Stock 260543103 3,393 25,391
Amdocs Limited Common Stock G02602103 179 5,186
Diagnostic Products Corp. Common Stock 252450101 5 185
Dense Pac Microsystems Inc Common Stock 248719304 21 2,600
Delphi Automotive Sys Corp Common Stock 247126105 2,297 145,851
DPL Inc. Common Stock 233293109 286 16,537
Dupont Photomasks Inc. Common Stock 26613X101 58 1,200
Duquesne Captl Cum Mthly Inc. PFD QTR 30/360 266224203 99 4,485
D Q E Inc. Common Stock 23329J104 113 3,263
Duquesne Lt Co Pfd 4% Preferred Stock 266228402 1 33
Dain Rauscher Corp. Common Stock 233856103 537 11,555
Dynamics Research Corp. Common Stock 268057106 6 720
Directrix Inc. Common Stock 25459A100 11 2,500
Duane Reade Inc. Common Stock 263578106 58 2,112
Duke Realty Investments, Inc. Common Stock 264411505 1,305 66,915
Duke Realty Investment Inc. PFD 8.25% PFD QTR 30/360 264411844 2 100
Duke Realty Investment Inc. Preferred Stock 264411604 16 800
Dan River Inc. Common Stock 235774106 10 2,000
Darden Restaurants Inc. Common Stock 237194105 19 1,050
Digital River Inc. Common Stock 25388B104 28 850
Duramed Pharmaceuticals Inc. Common Stock 266354109 86 12,060
Dril-Quip Inc Common Stock 262037104 6 200
Dura Automotive Systems Inc. Common Stock 265903104 2 130
Dresdner Bank AG New ADR ADR 261561302 27 500
GTS Duratek Inc. New Common Stock 36237J107 54 6,800
Dallas Semiconductor Corp. Common Stock 235204104 159 2,465
Drugstore Com Inc Common Stock 262241102 11 300
Datascope Corp. Common Stock 238113104 964 24,108
Dayton Superior Cap Tr PFD QTR 30/360 240029207 135 7,850
Desc SA DE CV - Ser C Foreign Stock P3506C125 0 100
Descartes Sys Group Inc Foreign Stock 249906108 65 3,000
Dreyfus Strategic Govts Income Inc. Common Stock 261938104 86 11,070
Downey Financial Corp. Holding Co Common Stock 261018105 5 230
Downey Finl Cap Tr I PFD QTR 30/360 261016208 79 3,700
Dsl Net Inc Common Stock 262506108 71 4,900
D S P Group Inc. Common Stock 23332B106 37 400
Quantum Corp-DLT & Storage Common Stock 747906204 370 24,464
DST Systems Inc. Common Stock 233326107 955 12,514
Datastream System Inc Common Stock 238124101 45 1,850
Southwestern Bell Telephone Co. PFD QTR 30/360 845335108 44 2,100
FORM 13F Run Date: 02/10/99
-----------------------------
S.E.C. Use Only
-----------------------------
Item 1: Item 6: Item 7: Item 8:
Name of Issuer Investment Discretion Other Voting Authority (Shares)
(a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None
Def Other
- --------------------------------------------------------------------------------------------------------------------------
Delmarva Power & Light Trust x 0 1,600 0
Dexter Corp. x 0 1,600 0
Dean Foods Co x 0 2,375 0
Delphi Financial Group Inc Cl A x 0 208 0
Dairy Farm Intl Ltd x 0 540 0
Direct Focus Inc x 0 1,500 0
Dollar General Corp. x 0 20,044 0
Delaware Group Glabal Dividend x 0 500 0
Digitran Sys Inc x 0 600 0
Digital Lava Inc x 0 1,000 0
Quest Diagnostics Inc. x 0 1,397 0
Dayton Hudson Corp. x 0 43,885 0
D R Horton Inc. x 0 500 0
Danaher Corp. x 0 11,062 0
Diamonds Trust Unit Series 1 x 0 6,500 0
Spectral Diagnostics Inc. x 0 3,000 0
Digene Corp x 0 300 0
Digital Impact Inc Del x 0 435 0
Digital Lightwave, Inc. x 0 600 0
Digitext Inc x 0 1,900 0
Digex Inc. Cl A x 0 3,580 0
DII Group Inc. x 0 4,265 0
Donaldson Lufkin & Jenrette Nw x 0 1,795 0
The Walt Disney Co. x 0 650,919 0
Echostar Communications New x 0 28,670 0
Image Entertainment Inc. Com x 0 19,110 0
Diversified Senior Services Inc. x 0 8,000 0
Ditech Communications Corp x 0 1,300 0
Dow Jones & Co x 0 100 0
Datacraft Asia Ltd x 0 1,000 0
Dial Corp. x 0 43,708 0
Deutsche Lufthansa ADR x 0 200 0
Donaldson Lufkin & Jenrette x 0 1,220 0
DLJ Cap Trust I Pfd Trust Sec x 0 2,300 0
Del Monte Foods Co. x 0 34,680 0
Delta & Pine Land Co x 0 400 0
Dollar Tree Stores Inc. x 0 23,621 0
Delta Woodside Inds Inc. New x 0 2,200 0
Deluxe Corp. x 0 13,219 0
Datamarine Intl Inc. x 0 2,400 0
Dairy Mart Convenience Stores x 0 25 0
Dime Bancorp Inc. x 0 2,475 0
Dreyfus Municipal Income, Inc. x 0 1 0
Digital Microwave Corp. x 0 700 0
Dimon Inc. x 0 5,800 0
Denning Mobile Robotics Inc x 0 72 0
Dimethaid Research Inc. x 0 5,700 0
Genentech Inc x 0 10,459 0
Dun & Bradstreet Corp. x 0 22,426 0
Dunn Computer Corp Va x 0 1,300 0
Dionex Corp x 0 460 0
Donnelley (R R) & Sons Co x 0 14,215 0
Diamond Offshore Drilling Inc. x 0 24,806 0
Docucorp International-W/I x 0 280 0
Dole Food Company x 0 27,025 0
Dominguez Svcs Corp. x 0 1,200 0
Doral Financial Corp. x 0 2,800 0
Dover Corp. x 0 59,720 0
Dow Chemical Co x 0 25,391 0
Amdocs Limited x 0 5,186 0
Diagnostic Products Corp. x 0 185 0
Dense Pac Microsystems Inc x 0 2,600 0
Delphi Automotive Sys Corp x 0 145,851 0
DPL Inc. x 0 16,537 0
Dupont Photomasks Inc. x 0 1,200 0
Duquesne Captl Cum Mthly Inc. x 0 4,485 0
D Q E Inc. x 0 3,263 0
Duquesne Lt Co Pfd 4% x 0 33 0
Dain Rauscher Corp. x 0 11,555 0
Dynamics Research Corp. x 0 720 0
Directrix Inc. x 0 2,500 0
Duane Reade Inc. x 0 2,112 0
Duke Realty Investments, Inc. x 0 66,915 0
Duke Realty Investment Inc. PFD 8.25% x 0 100 0
Duke Realty Investment Inc. x 0 800 0
Dan River Inc. x 0 2,000 0
Darden Restaurants Inc. x 0 1,050 0
Digital River Inc. x 0 850 0
Duramed Pharmaceuticals Inc. x 0 12,060 0
Dril-Quip Inc x 0 200 0
Dura Automotive Systems Inc. x 0 130 0
Dresdner Bank AG New ADR x 0 500 0
GTS Duratek Inc. New x 0 6,800 0
Dallas Semiconductor Corp. x 0 2,465 0
Drugstore Com Inc x 0 300 0
Datascope Corp. x 0 24,108 0
Dayton Superior Cap Tr x 0 7,850 0
Desc SA DE CV - Ser C x 0 100 0
Descartes Sys Group Inc x 0 3,000 0
Dreyfus Strategic Govts Income Inc. x 0 11,070 0
Downey Financial Corp. Holding Co x 0 230 0
Downey Finl Cap Tr I x 0 3,700 0
Dsl Net Inc x 0 4,900 0
D S P Group Inc. x 0 400 0
Quantum Corp-DLT & Storage x 0 24,464 0
DST Systems Inc. x 0 12,514 0
Datastream System Inc x 0 1,850 0
Southwestern Bell Telephone Co. x 0 2,100 0
<PAGE>
FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS)
For Positions Held as of 12/31/999
Item 1: Item 2: Item 3: Item 4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amt.
- -------------------------------------------------------------------------------------------------------------------------
Deutsche Telecom AG ADS ADR 251566105 9,684 136,399
Detroit Edison Co 7.625% Pfd PFD QTR 30/360 250847712 33 1,640
Deutsche Bank Sponsored ADR ADR 251525309 665 7,908
DTE Energy CO Common Stock 233331107 91 2,899
Display Technologies Inc Common Stock 25469V102 9 2,205
Dal-Tile International Inc Common Stock 23426R108 199 19,635
Datron Systems Inc Common Stock 238173108 1 100
Duff & Phelps Utility & Common Stock 26432K108 330 28,513
Duke Energy Corp. Common Stock 264399106 4,201 83,813
Duke Energy Capital Trust I 7.20% PFD QTR 30/360 264396201 35 1,700
Dura Pharmaceuticals, Inc. Common Stock 26632S109 26 1,830
Dusa Pharmaceuticals Inc. Common Stock 266898105 20 700
Devry Inc. Common Stock 251893103 993 53,290
Dover Downs Entertainment Inc. Common Stock 260086103 53 2,800
Devon Energy Corp New Common Stock 25179M103 80 2,446
Diversinet Corp Foreign Stock 25536K204 4 200
Drew Inds Inc Common Stock 26168L205 4 400
Daiwa House Sec ADR ADR 234062206 1 12
Dynamicweb Enterprises Inc Common Stock 268060209 92 7,500
Dataware Technologies Inc Common Stock 237920103 47 2,700
Dynex Cap Inc Common Stock 26817Q506 8 1,225
Dycom Industries Inc Common Stock 267475101 36 820
Dynagen Inc. Common Stock 267917607 15 40,000
Delphaize America Inc Cl A Common Stock 246688105 277 13,644
Delphaize America Inc Cl B Common Stock 246688204 70 3,348
Daisytek International Corp Common Stock 234053106 175 7,490
ENI Spa - Sponsored ADR ADR 26874R108 4,051 73,493
Equity Inv Fd Common Stock 294710553 0 12
Ea Engr Science & Tech Inc. Common Stock 267911105 0 200
Entergy Arkansas Cap I 8.50% PFD QTR 30/360 29364C201 57 2,800
Brinker Intl Inc. Common Stock 109641100 181 7,545
Ebay Inc Com Common Stock 278642103 858 6,857
EBANK.COM Inc Common Stock 278608104 1 100
Ennis Business Forms Inc. Common Stock 293389102 4 500
Electro Brain Intl Corp. Common Stock 285062204 0 500
Ebenx Inc Common Stock 278668108 3 75
Elder Beerman Stores Corp New Common Stock 284470101 6 1,080
Elsag Bailey Process Common Stock N2925S101 0 550
Engelhard Corp. Common Stock 292845104 318 16,837
Environmental Control Group Common Stock 293928107 0 200
Electronic Clearing House Inc. Common Stock 285562203 13 5,000
Eagle Capital Int Common Stock 269456109 0 1
ECI Telecom Limited ORD Foreign Stock 268258100 334 10,549
Ecolab Common Stock 278865100 1,425 36,415
Eclipsys Corp. Common Stock 278856109 98 3,827
Econnect Common Stock 27889S107 12 30,000
Echo Bay Mines Ltd Common Stock 278751102 16 13,100
Central Newspapers Cl A Common Stock 154647101 248 6,308
Consolidated Edison Inc. Common Stock 209115104 406 11,759
Consolidated Edison Co NY Inc PFD $5 PFD QTR 30/360 209111707 805 11,955
Empire Distict Electric Co. Common Stock 291641108 11 504
Ediets Com Inc Cl A Common Stock 280597105 0 133
Emerging Markets Income Fund Common Stock 290920107 9 936
E Digital Corp. Common Stock 26841Y103 78 26,750
Earth Search Sciences Inc. Common Stock 270313109 58 44,055
Con Edison Co Ser A 7.75% PFD QICS PFD QTR 30/360 209111848 51 2,300
Edo Corp Common Stock 281347104 1 200
Electronic Data Systems Common Stock 285661104 6,015 89,857
Edison Schools Inc Common Stock 281033100 8 500
El Paso Electric Co New Common Stock 283677854 373 37,995
Environmental Elements Corp Common Stock 293940102 6 2,600
EEX Corporation - New Common Stock 26842V207 4 1,328
Efax Com Inc. Common Stock 282012103 24 3,300
Electronics for Imaging Inc. Common Stock 286082102 485 8,340
Enhance Financial Services Group Inc. Common Stock 293310108 254 15,631
Eastern Enterprises Common Stock 27637F100 153 2,669
Equifax Inc. Common Stock 294429105 756 32,099
Eagle Geophysical Inc Common Stock 269524104 0 44
Egghead.com Common Stock 282329101 43 2,647
8 X 8 Inc. Common Stock 282912104 13 2,600
Eglobe Inc Common Stock 282339100 9 2,000
Electroglas, Inc. Common Stock 285324109 3 100
Energen Corp. Common Stock 29265N108 2 100
National Info Consortium Inc Common Stock 636491102 64 2,000
Earthgrains Co Common Stock 270319106 36 2,247
E Trade Group Inc Common Stock 269246104 464 17,772
Entergy Gulf States Capt I PFD QTR 30/360 29364H200 124 5,960
Entergy Ark Inc PFD QTR 30/360 29364D803 81 800
Entergy Louisiana Inc. 8% Pfd Preferred Stock 29364M803 46 1,800
Energy North, Inc. Common Stock 292925104 39 700
Equitable of Iowa Cos Capital Preferred Stock 294513205 20 800
Eidox PLC Sponsored ADR ADR 282485101 111 1,343
E Sim Ltd Foreign Stock M40990109 22 1,600
Echelon International Corp. Common Stock 278747100 26 1,151
Eircom Plc ADR 28257P105 6 400
Excelsior Income Shs Inc. Common Stock 300723103 17 1,200
Edison International Common Stock 281020107 497 18,990
Eastman Kodak Co. Common Stock 277461109 8,440 127,391
A/S Eksportfinans Non-Cum Pfd 8.70% Preferred Stock R20543162 14 550
Estee Lauder Companies Common Stock 518439104 2,573 51,005
Elcom International Inc. Common Stock 284434107 65 1,900
Endesa S.A. ADR ADR 29258N107 25 1,245
ELEC Communications Corp Common Stock 284739109 15 4,000
ELF Aquitaine ADR 286269105 14 185
Electric Lightwave Inc Cl A Common Stock 284895109 2 100
Elcor Corp. Common Stock 284443108 9 300
EMS Technologies Inc Common Stock 26873N108 5 412
Elan Corp. ADR ADR 284131208 2,370 80,327
FORM 13F Run Date: 02/10/99
-----------------------------
S.E.C. Use Only
-----------------------------
Item 1: Item 6: Item 7: Item 8:
Name of Issuer Investment Discretion Other Voting Authority (Shares)
(a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None
Def Other
- --------------------------------------------------------------------------------------------------------------------------
Deutsche Telecom AG ADS x 0 136,399 0
Detroit Edison Co 7.625% Pfd x 0 1,640 0
Deutsche Bank Sponsored ADR x 0 7,908 0
DTE Energy CO x 0 2,899 0
Display Technologies Inc x 0 2,205 0
Dal-Tile International Inc x 0 19,635 0
Datron Systems Inc x 0 100 0
Duff & Phelps Utility & x 0 28,513 0
Duke Energy Corp. x 0 83,813 0
Duke Energy Capital Trust I 7.20% x 0 1,700 0
Dura Pharmaceuticals, Inc. x 0 1,830 0
Dusa Pharmaceuticals Inc. x 0 700 0
Devry Inc. x 0 53,290 0
Dover Downs Entertainment Inc. x 0 2,800 0
Devon Energy Corp New x 0 2,446 0
Diversinet Corp x 0 200 0
Drew Inds Inc x 0 400 0
Daiwa House Sec ADR x 0 12 0
Dynamicweb Enterprises Inc x 0 7,500 0
Dataware Technologies Inc x 0 2,700 0
Dynex Cap Inc x 0 1,225 0
Dycom Industries Inc x 0 820 0
Dynagen Inc. x 0 40,000 0
Delphaize America Inc Cl A x 0 13,644 0
Delphaize America Inc Cl B x 0 3,348 0
Daisytek International Corp x 0 7,490 0
ENI Spa - Sponsored ADR x 0 73,493 0
Equity Inv Fd x 0 12 0
Ea Engr Science & Tech Inc. x 0 200 0
Entergy Arkansas Cap I 8.50% x 0 2,800 0
Brinker Intl Inc. x 0 7,545 0
Ebay Inc Com x 0 6,857 0
EBANK.COM Inc x 0 100 0
Ennis Business Forms Inc. x 0 500 0
Electro Brain Intl Corp. x 0 500 0
Ebenx Inc x 0 75 0
Elder Beerman Stores Corp New x 0 1,080 0
Elsag Bailey Process x 0 550 0
Engelhard Corp. x 0 16,837 0
Environmental Control Group x 0 200 0
Electronic Clearing House Inc. x 0 5,000 0
Eagle Capital Int x 0 1 0
ECI Telecom Limited ORD x 0 10,549 0
Ecolab x 0 36,415 0
Eclipsys Corp. x 0 3,827 0
Econnect x 0 30,000 0
Echo Bay Mines Ltd x 0 13,100 0
Central Newspapers Cl A x 0 6,308 0
Consolidated Edison Inc. x 0 11,759 0
Consolidated Edison Co NY Inc PFD $5 x 0 11,955 0
Empire Distict Electric Co. x 0 504 0
Ediets Com Inc Cl A x 0 133 0
Emerging Markets Income Fund x 0 936 0
E Digital Corp. x 0 26,750 0
Earth Search Sciences Inc. x 0 44,055 0
Con Edison Co Ser A 7.75% PFD QICS x 0 2,300 0
Edo Corp x 0 200 0
Electronic Data Systems x 0 89,857 0
Edison Schools Inc x 0 500 0
El Paso Electric Co New x 0 37,995 0
Environmental Elements Corp x 0 2,600 0
EEX Corporation - New x 0 1,328 0
Efax Com Inc. x 0 3,300 0
Electronics for Imaging Inc. x 0 8,340 0
Enhance Financial Services Group Inc. x 0 15,631 0
Eastern Enterprises x 0 2,669 0
Equifax Inc. x 0 32,099 0
Eagle Geophysical Inc x 0 44 0
Egghead.com x 0 2,647 0
8 X 8 Inc. x 0 2,600 0
Eglobe Inc x 0 2,000 0
Electroglas, Inc. x 0 100 0
Energen Corp. x 0 100 0
National Info Consortium Inc x 0 2,000 0
Earthgrains Co x 0 2,247 0
E Trade Group Inc x 0 17,772 0
Entergy Gulf States Capt I x 0 5,960 0
Entergy Ark Inc x 0 800 0
Entergy Louisiana Inc. 8% Pfd x 0 1,800 0
Energy North, Inc. x 0 700 0
Equitable of Iowa Cos Capital x 0 800 0
Eidox PLC Sponsored ADR x 0 1,343 0
E Sim Ltd x 0 1,600 0
Echelon International Corp. x 0 1,151 0
Eircom Plc x 0 400 0
Excelsior Income Shs Inc. x 0 1,200 0
Edison International x 0 18,990 0
Eastman Kodak Co. x 0 127,391 0
A/S Eksportfinans Non-Cum Pfd 8.70% x 0 550 0
Estee Lauder Companies x 0 51,005 0
Elcom International Inc. x 0 1,900 0
Endesa S.A. ADR x 0 1,245 0
ELEC Communications Corp x 0 4,000 0
ELF Aquitaine x 0 185 0
Electric Lightwave Inc Cl A x 0 100 0
Elcor Corp. x 0 300 0
EMS Technologies Inc x 0 412 0
Elan Corp. ADR x 0 80,327 0
<PAGE>
FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS)
For Positions Held as of 12/31/999
Item 1: Item 2: Item 3: Item 4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amt.
- -------------------------------------------------------------------------------------------------------------------------
Earthlink Network Inc Common Stock 270322100 352 8,285
Elantec Semiconductor Inc Common Stock 284155108 19 575
Entergy London Capital LP 8.625% Cum PFD QTR 30/360 268316205 281 12,200
Echelon Corp Common Stock 27874N105 67 3,450
Electropure Inc Common Stock 286133103 1 2,500
Aktiebolaget Electrolux ADR ADR 010198208 22 431
Callaway Golf Co Common Stock 131193104 139 7,850
EMail Ltd Spon ADR ADR 290769207 4 1,200
Embrex Inc Common Stock 290817105 5 478
EMC Corp. Common Stock 268648102 30,696 280,971
The Emerging Market Income Fund Common Stock 290918101 26 2,300
Templeton Emerging Markets MutualFdEqClose 880191101 131 9,692
Emisphere Technologies Inc. Common Stock 291345106 15 500
Emulex Corp. Common Stock 292475209 797 7,087
Emmis Communications Corp Cl A Common Stock 291525103 125 1,000
Eastman Chemical Co Common Stock 277432100 234 4,900
Emerson Electric Co. Common Stock 291011104 5,920 103,184
Embratel Particpacoes ADR ADR 29081N100 3 100
Energy Biosystems Corp Common Stock 29265L706 0 75
Enesco Corp Inc Common Stock 292973104 8 700
Encore Computer Corp. Common Stock 292555109 0 200
Encad Inc Common Stock 292503109 2 325
Enron Corp Common Stock 293561106 13,642 307,419
Enron Cap Trust II 8.125% Perp Trust Preferred Stock 29357P201 21 1,000
Enron Capital Resources LP 9.0% Cum PF PFD P12 30/360 29357D208 25 1,000
Enron Capital LLC 8.00% Cum Gtd Pfd PFDMthly 30/360 P37307108 49 2,120
Enron Cap Tr I PFD QTR 30/360 29357N206 24 1,100
Engle Homes Inc Common Stock 292896107 13 1,100
Enersis SA Spons ADR ADR 29274F104 10 423
Entremed Inc Common Stock 29382F103 44 1,700
Equity Inns Inc. Common Stock 294703103 15 2,200
Euro909 Com A S ADR 298737107 28 1,000
TXU Gas Co Dep Pfd Shs Ser F Preferred Stock 873170302 12 500
Envirosource Inc. Common Stock 29409K606 0 57
Equant N V ADR 294409107 110 980
Entertainment International LTD Common Stock 29380Y104 0 2,000
Entrust Technologies Inc. Common Stock 293848107 221 3,680
Envirosure Mgmt Corp Common Stock 294096102 0 3,000
Enzo Biochem Inc. Common Stock 294100102 90 2,000
Empresa Nacional De Electricidad ADR 29244T101 10 725
EOG Res Inc Common Stock 26875P101 251 14,285
Equity Office Properties Trust Common Stock 294741103 32 1,300
Eott Energy Partners L P LTD Part P4 294103106 3 200
Epcos Ag ADR 29410P107 109 1,460
E Prime Aerospace Corp Common Stock 268817103 0 10,000
El Paso Energy Corp Common Stock 283905107 3,221 82,982
Eagle Picher Inds Inc. Common Stock 269803102 0 400
Entertainment Properties Trust Common Stock 29380T105 15 1,100
Epitope Inc. Common Stock 294261102 18 2,700
Equinox Systems Inc. Common Stock 294436100 25 2,800
Equity Residential Properties Trust Common Stock 29476L107 582 13,626
Equity Residential Properties Preferred Stock 29476L206 98 4,600
Equity Residential Pptys Tr Ser F Pfd PFD QTR 30/360 29476L875 9 400
Equity Residential Pptys Trust 7.625% PFD QTR 30/360 29476L792 60 3,200
Equity Residential Pptys Tr PFD QTR 30/360 29476L800 8 400
Equitable Federal Svgs Bank Common Stock 294487103 3 200
Equitable Resources Inc. Common Stock 294549100 303 9,091
Euro Disney S C A Ff 10 Par Common Stock F26387112 10 10,200
Phyamerica Physician Group Inc Common Stock 71940A101 1 2,200
Equitable Resource Cap Tr I 7.35% PFD QTR 30/360 294550207 29 1,500
Ericsson L M Tel Co ADR Cl B ADR 294821400 4,718 71,829
Erie Indemnity Company - Cl A Common Stock 29530P102 38 1,187
Earthshell Corp Common Stock 27032B100 23 5,650
Electronic Arts Common Stock 285512109 254 3,022
Eisai Co Ltd Spon ADR 1 ADR Reps 1 Shr ADR 282579309 15 760
Esat Telecom Group PLC ADR ADR 26883Y102 9 100
Evans & Sutherland Computer Corp. Common Stock 299096107 1 100
Essex Corp Common Stock 296744105 1 1,000
Esoft Inc Foreign Stock 296904105 12 400
Eshare Technologies Inc Ga Common Stock 296428105 3 200
ITT Educational Services Inc Common Stock 45068B109 255 16,520
Electro Scientific Corp. Common Stock 285229100 29 400
Esterline Technologies Corp Common Stock 297425100 8 700
Employee Solutions Inc. Common Stock 292166105 1 2,000
Espeed Inc Common Stock 296643109 352 9,910
E Spire Communications Inc Common Stock 269153102 35 6,100
Express Scripts Inc. CL A Common Stock 302182100 76 1,190
ESS Technology Inc. Common Stock 269151106 20 900
Ensco International Inc. Common Stock 26874Q100 445 19,435
ESCO Transportation Co. New Common Stock 269040200 1 2,500
Etec Systems Inc. Common Stock 26922C103 18 400
E-Tek Dynamics Inc. Common Stock 269240107 182 1,350
E-Net Inc. Common Stock 268745106 12 1,000
Ethan Allen Interiors, Inc. Common Stock 297602104 2,901 90,465
ETI International Inc. Common Stock 269230108 1 2,000
Eaton Corp. Common Stock 278058102 1,151 15,846
Enterprise Oil PLC Sponsored ADR Repst ADR 293779302 2 100
Enterprise Oil Plc ADR PFD QTR 30/360 293779203 10 400
Entergy Corp. Common Stock 29364G103 603 23,408
Eldertrust - SBI Common Stock 284560109 24 3,880
E4L Inc Common Stock 268452109 97 38,700
E Town Corp. Common Stock 269242103 294 4,715
Etoys Inc. Common Stock 297862104 147 5,600
Eastern Utils Assoc Common Stock 277173100 154 5,072
Eurotech Ltd. Common Stock 298796103 13 5,000
EVN Energie Versorgung Niedero ADR 269265104 9 312
Webs Index Fund Inc - Australia Common Stock 92923H103 74 6,720
E.W. Blanch Holdings Inc. Common Stock 093210102 76 1,235
FORM 13F Run Date: 02/10/99
-----------------------------
S.E.C. Use Only
-----------------------------
Item 1: Item 6: Item 7: Item 8:
Name of Issuer Investment Discretion Other Voting Authority (Shares)
(a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None
Def Other
- --------------------------------------------------------------------------------------------------------------------------
Earthlink Network Inc x 0 8,285 0
Elantec Semiconductor Inc x 0 575 0
Entergy London Capital LP 8.625% Cum x 0 12,200 0
Echelon Corp x 0 3,450 0
Electropure Inc x 0 2,500 0
Aktiebolaget Electrolux ADR x 0 431 0
Callaway Golf Co x 0 7,850 0
EMail Ltd Spon ADR x 0 1,200 0
Embrex Inc x 0 478 0
EMC Corp. x 0 280,971 0
The Emerging Market Income Fund x 0 2,300 0
Templeton Emerging Markets x 0 9,692 0
Emisphere Technologies Inc. x 0 500 0
Emulex Corp. x 0 7,087 0
Emmis Communications Corp Cl A x 0 1,000 0
Eastman Chemical Co x 0 4,900 0
Emerson Electric Co. x 0 103,184 0
Embratel Particpacoes ADR x 0 100 0
Energy Biosystems Corp x 0 75 0
Enesco Corp Inc x 0 700 0
Encore Computer Corp. x 0 200 0
Encad Inc x 0 325 0
Enron Corp x 0 307,419 0
Enron Cap Trust II 8.125% Perp Trust x 0 1,000 0
Enron Capital Resources LP 9.0% Cum PF x 0 1,000 0
Enron Capital LLC 8.00% Cum Gtd Pfd x 0 2,120 0
Enron Cap Tr I x 0 1,100 0
Engle Homes Inc x 0 1,100 0
Enersis SA Spons ADR x 0 423 0
Entremed Inc x 0 1,700 0
Equity Inns Inc. x 0 2,200 0
Euro909 Com A S x 0 1,000 0
TXU Gas Co Dep Pfd Shs Ser F x 0 500 0
Envirosource Inc. x 0 57 0
Equant N V x 0 980 0
Entertainment International LTD x 0 2,000 0
Entrust Technologies Inc. x 0 3,680 0
Envirosure Mgmt Corp x 0 3,000 0
Enzo Biochem Inc. x 0 2,000 0
Empresa Nacional De Electricidad x 0 725 0
EOG Res Inc x 0 14,285 0
Equity Office Properties Trust x 0 1,300 0
Eott Energy Partners L P x 0 200 0
Epcos Ag x 0 1,460 0
E Prime Aerospace Corp x 0 10,000 0
El Paso Energy Corp x 0 82,982 0
Eagle Picher Inds Inc. x 0 400 0
Entertainment Properties Trust x 0 1,100 0
Epitope Inc. x 0 2,700 0
Equinox Systems Inc. x 0 2,800 0
Equity Residential Properties Trust x 0 13,626 0
Equity Residential Properties x 0 4,600 0
Equity Residential Pptys Tr Ser F Pfd x 0 400 0
Equity Residential Pptys Trust 7.625% x 0 3,200 0
Equity Residential Pptys Tr x 0 400 0
Equitable Federal Svgs Bank x 0 200 0
Equitable Resources Inc. x 0 9,091 0
Euro Disney S C A Ff 10 Par x 0 10,200 0
Phyamerica Physician Group Inc x 0 2,200 0
Equitable Resource Cap Tr I 7.35% x 0 1,500 0
Ericsson L M Tel Co ADR Cl B x 0 71,829 0
Erie Indemnity Company - Cl A x 0 1,187 0
Earthshell Corp x 0 5,650 0
Electronic Arts x 0 3,022 0
Eisai Co Ltd Spon ADR 1 ADR Reps 1 Shr x 0 760 0
Esat Telecom Group PLC ADR x 0 100 0
Evans & Sutherland Computer Corp. x 0 100 0
Essex Corp x 0 1,000 0
Esoft Inc x 0 400 0
Eshare Technologies Inc Ga x 0 200 0
ITT Educational Services Inc x 0 16,520 0
Electro Scientific Corp. x 0 400 0
Esterline Technologies Corp x 0 700 0
Employee Solutions Inc. x 0 2,000 0
Espeed Inc x 0 9,910 0
E Spire Communications Inc x 0 6,100 0
Express Scripts Inc. CL A x 0 1,190 0
ESS Technology Inc. x 0 900 0
Ensco International Inc. x 0 19,435 0
ESCO Transportation Co. New x 0 2,500 0
Etec Systems Inc. x 0 400 0
E-Tek Dynamics Inc. x 0 1,350 0
E-Net Inc. x 0 1,000 0
Ethan Allen Interiors, Inc. x 0 90,465 0
ETI International Inc. x 0 2,000 0
Eaton Corp. x 0 15,846 0
Enterprise Oil PLC Sponsored ADR Repst x 0 100 0
Enterprise Oil Plc ADR x 0 400 0
Entergy Corp. x 0 23,408 0
Eldertrust - SBI x 0 3,880 0
E4L Inc x 0 38,700 0
E Town Corp. x 0 4,715 0
Etoys Inc. x 0 5,600 0
Eastern Utils Assoc x 0 5,072 0
Eurotech Ltd. x 0 5,000 0
EVN Energie Versorgung Niedero x 0 312 0
Webs Index Fund Inc - Australia x 0 6,720 0
E.W. Blanch Holdings Inc. x 0 1,235 0
<PAGE>
FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS)
For Positions Held as of 12/31/999
Item 1: Item 2: Item 3: Item 4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amt.
- -------------------------------------------------------------------------------------------------------------------------
Webs Index Fund Inc - Sweden Common Stock 92923H822 6 200
European Warrant Fd Inc. Common Stock 298792102 118 6,350
Webs Index Fund Inc - Germany Common Stock 92923H608 215 8,067
Webs Index Fund Inc - Hong Kong MutualFdEqClose 92923H707 122 8,559
Webs Index Fund Inc - Italy Common Stock 92923H806 88 3,505
Webs Index Fund Inc - Japan MutualFdEqClose 92923H889 908 55,647
Webs Index Fd Inc - Switzerland Common Stock 92923H814 73 4,499
Webs Index Fd Inc Netherlands Common Stock 92923H855 77 3,076
Webs Index Fund Inc - France Common Stock 92923H509 86 3,111
Webs Index Fund Inc Singapore Free MutualFdEqClose 92923H848 63 6,900
Webs Index Fund Inc - United Kingdom Common Stock 92923H798 109 5,105
Webs - Mexico Index Series Fd Inc. Common Stock 92923H863 41 2,257
Exide Corp Common Stock 302051107 7 890
Exactech Inc. Common Stock 30064E109 77 6,500
Excalibur Technologies Corp Common Stock 300651205 148 7,173
Exodus Communications Inc. Common Stock 302088109 2,637 29,694
Eix Tr I PFD QTR 30/360 268540200 80 3,700
Expeditors Intl Wash Inc. Common Stock 302130109 60 1,370
Ethyl Corp. Common Stock 297659104 17 4,854
Entergy Gulf States Utilities Inc. 7.5 PFD QTR 30/360 29364L847 26 265
Entergy La Inc PFD QTR 30/360 29364M605 24 400
Ezenia! Inc Common Stock 302311105 16 2,000
Ford Motor Co. Common Stock 345370100 18,354 343,454
Ford Motor Co-Dep Shs-Repstg 1/2000th PFD QTR 30/360 345370407 7 250
Ford Motor Co Cap Tr I TOPRS 9.00% PFD PFD QTR 30/360 345343206 24 950
FPC Capital Trust I Ser A 7.10% PFD QTR 30/360 302552203 133 6,400
Fiat S P A ADR 315621888 61 2,029
Fairchild Corp. - Cl A Common Stock 303698104 8 840
Firstfed American Bancorp Inc. Common Stock 337929103 20 1,740
First American Finl Corp Common Stock 318522307 5 400
Fortis Amev N V Sponsored ADR ADR 34956J101 51 1,418
Fastenal Co. Common Stock 311900104 47 1,050
First Australia Prime Income Fd Common Stock 318653102 80 15,889
F N B Corp. Common Stock 302520101 88 3,935
First Bell Bancorp Inc. Common Stock 319301107 8 520
Fidelity Bancorp Inc. DEL Common Stock 31583B105 3 180
Fleet Boston Financial Corp. Common Stock 339030108 5,674 162,974
Foster Brewing Group LTD Common Stock Q3944W104 8 3,000
Furniture Brands Intl Inc. Common Stock 360921100 325 14,760
First Pfd Cap Tr PFD QTR 30/360 33610Y207 25 1,000
Firstbank Corp Del Common Stock 33762X106 13 1,000
Friedman Billings Ramsey Grp Inc. CL A Common Stock 358433100 17 2,200
First Bankers Tr & Svgs Assoc Common Stock 319285102 0 70
Franklin Covey Co. Common Stock 353469109 66 8,857
First Central Financial Corp Common Stock 318908100 0 7,700
Forest City Enterprises Inc. Cl A Common Stock 345550107 20 700
Frist Comwlth Finl Corp. PA Common Stock 319829107 19 1,560
First Consulting Group Inc Common Stock 31986R103 16 1,001
Felcor Lodging Trust Inc Common Stock 31430F101 44 2,500
Franklin Telecommunications Cp Common Stock 354727208 5 2,000
FCNB Corp. Common Stock 302920103 315 20,674
FCNB Capital Trust 8.25% PFD QTR 30/360 30243V204 21 870
First Ctzns Bancshares Inc. NC Common Stock 31946M103 84 1,200
The First Commonwealth Fund Inc. Common Stock 31983F102 3 349
Fairchild Semiconductor Intl Common Stock 303726103 293 9,850
Focus Enhancements Inc Common Stock 344159108 8 1,000
First Charter Corp. Common Stock 319439105 292 19,651
Freeport McMoran Copper And Gold Common Stock 35671D857 39 1,834
Freeport McMoran Copper & Gold, Inc. Common Stock 35671D105 43 2,340
Freeport McMoran Copper & Gold Preferred Stock 35671D501 11 600
Freeport McMoran Copper & Gold Inc PFD QTR 30/360 35671D865 43 3,400
Federated Department Stores Common Stock 31410H101 981 19,395
First Data Corp. Common Stock 319963104 5,088 103,182
First Defiance Financial Corp. Common Stock 32006W106 4 400
Family Dollar Stores Inc. Common Stock 307000109 509 31,224
Fresh Del Monte Produce Inc Common Stock G36738105 105 11,720
Foundry Networks Inc Common Stock 35063R100 15 50
Factset Research System Inc. Common Stock 303075105 36 455
FDX Corp. Common Stock 31304N107 3,950 96,494
Firstenergy Corp. Common Stock 337932107 324 14,260
First Ecom Com Inc Foreign Stock 32008N104 8 1,000
Just For Feet, Inc. Common Stock 48213P106 0 20,675
Fletcher Chall Energy - ADR ADR 339318107 64 2,500
Frequency Electronics Inc Common Stock 358010106 31 3,000
Franklin Electric Inc. Common Stock 353514102 14,493 206,486
Forcenergy Inc. Common Stock 345206106 0 500
First Essex Bancorp Inc. Common Stock 320103104 12 805
First Financial Fund Inc. Common Stock 320228109 9 1,109
Franchise Finance Corp. of America Common Stock 351807102 768 32,070
First Finl Bancorp Common Stock 320209109 6 290
Fairfield Communities Inc. Common Stock 304231301 20 1,815
North Central Bancshares Inc. Common Stock 658418108 10 680
Fidelity Capital Trust I 8.375% PFD PFD QTR 30/360 315931204 54 7,000
Farm Family Holdings Inc. Common Stock 307901108 35 836
FSF Financial Corp. Common Stock 30262K105 5 440
Flushing Financial Corp. Common Stock 343873105 6 415
First Financial Bankshares Inc. Common Stock 32020R109 36 1,184
Fletcher Challenge Ltd Forest ADR 339324402 8 2,000
4Front Technologies Inc Common Stock 351042106 11 825
FFY Financial Corp Common Stock 30242U108 67 5,500
Family Golf Centers Inc. Common Stock 30701A106 1 400
Friede Goldman Intl Inc Common Stock 358430106 117 16,887
Ferrellgas Partners L.p. Unit Ltd Part Common Stock 315293100 2 140
First Geneva Corp. Common Stock 320351109 0 347
First Health Group Corp. Common Stock 320960107 800 29,761
Founder Hong Kong Ltd Common Stock Y2618P107 12 10,000
Foundation Health Systems Common Stock 350404109 165 16,626
FORM 13F Run Date: 02/10/99
-----------------------------
S.E.C. Use Only
-----------------------------
Item 1: Item 6: Item 7: Item 8:
Name of Issuer Investment Discretion Other Voting Authority (Shares)
(a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None
Def Other
- --------------------------------------------------------------------------------------------------------------------------
Webs Index Fund Inc - Sweden x 0 200 0
European Warrant Fd Inc. x 0 6,350 0
Webs Index Fund Inc - Germany x 0 8,067 0
Webs Index Fund Inc - Hong Kong x 0 8,559 0
Webs Index Fund Inc - Italy x 0 3,505 0
Webs Index Fund Inc - Japan x 0 55,647 0
Webs Index Fd Inc - Switzerland x 0 4,499 0
Webs Index Fd Inc Netherlands x 0 3,076 0
Webs Index Fund Inc - France x 0 3,111 0
Webs Index Fund Inc Singapore Free x 0 6,900 0
Webs Index Fund Inc - United Kingdom x 0 5,105 0
Webs - Mexico Index Series Fd Inc. x 0 2,257 0
Exide Corp x 0 890 0
Exactech Inc. x 0 6,500 0
Excalibur Technologies Corp x 0 7,173 0
Exodus Communications Inc. x 0 29,694 0
Eix Tr I x 0 3,700 0
Expeditors Intl Wash Inc. x 0 1,370 0
Ethyl Corp. x 0 4,854 0
Entergy Gulf States Utilities Inc. 7.5 x 0 265 0
Entergy La Inc x 0 400 0
Ezenia! Inc x 0 2,000 0
Ford Motor Co. x 0 343,454 0
Ford Motor Co-Dep Shs-Repstg 1/2000th x 0 250 0
Ford Motor Co Cap Tr I TOPRS 9.00% PFD x 0 950 0
FPC Capital Trust I Ser A 7.10% x 0 6,400 0
Fiat S P A x 0 2,029 0
Fairchild Corp. - Cl A x 0 840 0
Firstfed American Bancorp Inc. x 0 1,740 0
First American Finl Corp x 0 400 0
Fortis Amev N V Sponsored ADR x 0 1,418 0
Fastenal Co. x 0 1,050 0
First Australia Prime Income Fd x 0 15,889 0
F N B Corp. x 0 3,935 0
First Bell Bancorp Inc. x 0 520 0
Fidelity Bancorp Inc. DEL x 0 180 0
Fleet Boston Financial Corp. x 0 162,974 0
Foster Brewing Group LTD x 0 3,000 0
Furniture Brands Intl Inc. x 0 14,760 0
First Pfd Cap Tr x 0 1,000 0
Firstbank Corp Del x 0 1,000 0
Friedman Billings Ramsey Grp Inc. CL A x 0 2,200 0
First Bankers Tr & Svgs Assoc x 0 70 0
Franklin Covey Co. x 0 8,857 0
First Central Financial Corp x 0 7,700 0
Forest City Enterprises Inc. Cl A x 0 700 0
Frist Comwlth Finl Corp. PA x 0 1,560 0
First Consulting Group Inc x 0 1,001 0
Felcor Lodging Trust Inc x 0 2,500 0
Franklin Telecommunications Cp x 0 2,000 0
FCNB Corp. x 0 20,674 0
FCNB Capital Trust 8.25% x 0 870 0
First Ctzns Bancshares Inc. NC x 0 1,200 0
The First Commonwealth Fund Inc. x 0 349 0
Fairchild Semiconductor Intl x 0 9,850 0
Focus Enhancements Inc x 0 1,000 0
First Charter Corp. x 0 19,651 0
Freeport McMoran Copper And Gold x 0 1,834 0
Freeport McMoran Copper & Gold, Inc. x 0 2,340 0
Freeport McMoran Copper & Gold x 0 600 0
Freeport McMoran Copper & Gold Inc x 0 3,400 0
Federated Department Stores x 0 19,395 0
First Data Corp. x 0 103,182 0
First Defiance Financial Corp. x 0 400 0
Family Dollar Stores Inc. x 0 31,224 0
Fresh Del Monte Produce Inc x 0 11,720 0
Foundry Networks Inc x 0 50 0
Factset Research System Inc. x 0 455 0
FDX Corp. x 0 96,494 0
Firstenergy Corp. x 0 14,260 0
First Ecom Com Inc x 0 1,000 0
Just For Feet, Inc. x 0 20,675 0
Fletcher Chall Energy - ADR x 0 2,500 0
Frequency Electronics Inc x 0 3,000 0
Franklin Electric Inc. x 0 206,486 0
Forcenergy Inc. x 0 500 0
First Essex Bancorp Inc. x 0 805 0
First Financial Fund Inc. x 0 1,109 0
Franchise Finance Corp. of America x 0 32,070 0
First Finl Bancorp x 0 290 0
Fairfield Communities Inc. x 0 1,815 0
North Central Bancshares Inc. x 0 680 0
Fidelity Capital Trust I 8.375% PFD x 0 7,000 0
Farm Family Holdings Inc. x 0 836 0
FSF Financial Corp. x 0 440 0
Flushing Financial Corp. x 0 415 0
First Financial Bankshares Inc. x 0 1,184 0
Fletcher Challenge Ltd Forest x 0 2,000 0
4Front Technologies Inc x 0 825 0
FFY Financial Corp x 0 5,500 0
Family Golf Centers Inc. x 0 400 0
Friede Goldman Intl Inc x 0 16,887 0
Ferrellgas Partners L.p. Unit Ltd Part x 0 140 0
First Geneva Corp. x 0 347 0
First Health Group Corp. x 0 29,761 0
Founder Hong Kong Ltd x 0 10,000 0
Foundation Health Systems x 0 16,626 0
<PAGE>
FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS)
For Positions Held as of 12/31/999
Item 1: Item 2: Item 3: Item 4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amt.
- -------------------------------------------------------------------------------------------------------------------------
First Natl Bk Elmer N J Common Stock 326513108 9 200
Osicom Technologies Inc. Common Stock 688271501 0 6
Fair Isaac & Co Inc. Common Stock 303250104 753 14,210
Federated Investors Inc ( PA ) Cl B Common Stock 314211103 330 16,470
Fixdex.Com Inc. Common Stock 33831D107 268 25,500
Fine Host Corp Common Stock 317832103 0 2,000
Fiserv Inc. Common Stock 337738108 33 870
FAB Inds Inc. Common Stock 302747100 11 982
Fifth Third Bancorp Common Stock 316773100 2,728 37,176
Comfort Systems USA Inc Common Stock 199908104 20 2,650
Fort James Corp. Common Stock 347471104 72 2,632
Fujitsu Ltd ADR 359590304 160 704
Frankfort First Bancorp Inc. Common Stock 352128201 6 410
Florida East Coast Inds Inc Common Stock 340632108 545 13,045
R & B Falcon Corp. Common Stock 74912E101 646 48,722
Fleetwood Enterprises Inc. Common Stock 339099103 78 3,760
Flextronics International Ltd Common Stock Y2573F102 10,819 235,200
Fila Holdings SPA American ADR 316850106 11 1,000
Fleming Companies, Inc. Common Stock 339130106 4 400
Foilmark Inc. Common Stock 344185103 1 200
Flowers Inds Inc. Common Stock 343496105 130 8,185
Flow Intl Corp. Common Stock 343468104 34 3,000
Fluor Corp. Common Stock 343861100 259 5,642
Flowserve Corp. Common Stock 34354P105 26 1,500
Fleet Capital Tr III-7.05% Cum PFD PFD QTR 30/360 33889N205 45 2,300
1 800 Flowers Com Common Stock 68243Q106 63 5,900
Airlease Ltd Common Stock 009366105 8 750
First Mariner Bancorp Inc. Common Stock 320795107 34 4,180
Mariner Cap Tr PFD QTR 30/360 567911201 21 2,500
F & M Bancorp Common Stock 302367107 16 794
FMC Corp. Common Stock 302491303 51 895
Firstmerit Corp. Common Stock 337915102 118 5,149
Firstmerit Corp Ser B Preferred Stock 337915201 32 500
Franklin Multi-Income Trust Common Stock 354021107 28 3,775
Freemarkets Inc Common Stock 356602102 51 150
F & M National Corp. Common Stock 302374103 70 2,539
Federal Mogul Corp. Common Stock 313549107 101 5,000
Freeport-McMoran Oil & Gas Royalty Tr LTD Part P12 356713107 0 40
Fresenius Medical Care ADR 358029106 121 4,256
Fremont General Corp. Common Stock 357288109 20 2,660
F N B Corp. VA Common Stock 302930102 37 1,782
First Intl Bancorp Inc Common Stock 32054Q100 8 1,000
Fidelity National Financial Inc. Common Stock 316326107 317 22,079
Franklin Financial Corp - Tenn Common Stock 353523103 257 68,459
Finet Holdings Corp New Common Stock 317922300 3 2,500
Financial Inds Corp. - Texas Common Stock 317574101 2 200
Fannie Mae Common Stock 313586109 32,531 521,005
Fannie Mae 6.50 Non -Cum PFD Ser B PFD QTR 30/360 313586307 5 100
Franco Nev Mng Ltd Common Stock 351860101 113 7,360
Finisar Corp Common Stock 31787A101 13 150
Finova Group Inc. Common Stock 317928109 4,892 137,809
Fortune Brands Inc. Common Stock 349631101 987 29,865
Boyds Collection Ltd Common Stock 103354106 14 2,000
Focal Inc Common Stock 343909107 3 700
Ferro Corp. Common Stock 315405100 724 32,925
Fogdog Inc Common Stock 344167101 1 100
Sprint Corp. (FON Group) Common Stock 852061100 8,023 119,194
Fonar Corp. Common Stock 344437108 3 2,000
Four Media Co Common Stock 350872107 55 3,700
Fox Entertainment Group Inc Common Stock 35138T107 5 200
Firstplus Financial Group Inc. Common Stock 33763B103 0 500
First Pac Ltd Foreign Stock G34804107 7 9,010
First Pacific LTD ADR ADR 335889200 521 134,900
FPA Medical Management Inc. Common Stock 302543103 0 1,000
Florida Progress Common Stock 341109106 676 15,970
FPIC Insurance Group Inc. Common Stock 302563101 37 2,200
FPL Group Inc. Common Stock 302571104 837 19,548
First American Bank & Trust Palm Beach Common Stock 318472107 0 770
First Industrial Realty Trust Common Stock 32054K103 314 11,455
First Ind Realty Trust Inc. 9.50% PFD PFD QTR 30/360 32054K202 5 200
First Industrial Realty Tr Inc 7.95% D PFD QTR 30/360 32054K806 9 500
First Industrial Realty Tr Inc PFD QTR 30/360 32054K889 46 2,600
Republic First Bancorp Inc. Common Stock 760416107 1 253
First Republic Bank Common Stock 336158100 24 1,000
Freddie Mac Common Stock 313400301 8,079 171,667
Freds Inc - Tenn Cl A Common Stock 356108100 138 8,650
France Growth Fd Inc. Common Stock 35177K108 76 4,944
Florida Rock Inds Inc. Common Stock 341140101 14 400
First Financial Corp. - Texas Common Stock 320222102 0 59
Federal Realty Investment Trust Common Stock 313747206 587 31,228
Fed Rlty Invs Tr 7.95% Perpetual PFD PFD QTR 30/360 313747404 9 500
Fortress Group Inc. Common Stock 34956K108 15 21,100
First Washington Realty Trust Common Stock 337489504 37 1,975
Forest Labs Inc. Common Stock 345838106 110 1,795
Four Seasons Hotels Inc. Limited Common Stock 35100E104 105 1,980
Financial Security Assurance Common Stock 31769P100 741 14,225
Fidelity Bancorp Common Stock 315831107 76 5,703
First Security Corp. Common Stock 336294103 77 3,000
Fastcomm Communications Common Stock 311871107 4 2,000
FSA 6.95% Sr Quids Preferred Stock 31769P308 34 1,700
Fischer Scientific Intl Inc. Common Stock 338032204 41 1,125
Freedom Securities Corp Common Stock 35644K103 2 215
FSI International, Incorporated Common Stock 302633102 13 1,100
First Sentinel Bancorp Inc Common Stock 33640T103 17 2,180
First Natl Lincol Corp Common Stock 335716106 33 2,000
Fresenius National Medical Care Preferred Stock 358030203 0 456
Firstar Corporation Common Stock 33763V109 792 37,482
Firstservice Corp. Sub-Vtg Shs Foreign Stock 33761N109 79 5,800
Federal Signal Corp. Common Stock 313855108 1,260 78,463
FORM 13F Run Date: 02/10/99
-----------------------------
S.E.C. Use Only
-----------------------------
Item 1: Item 6: Item 7: Item 8:
Name of Issuer Investment Discretion Other Voting Authority (Shares)
(a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None
Def Other
- --------------------------------------------------------------------------------------------------------------------------
First Natl Bk Elmer N J x 0 200 0
Osicom Technologies Inc. x 0 6 0
Fair Isaac & Co Inc. x 0 14,210 0
Federated Investors Inc ( PA ) Cl B x 0 16,470 0
Fixdex.Com Inc. x 0 25,500 0
Fine Host Corp x 0 2,000 0
Fiserv Inc. x 0 870 0
FAB Inds Inc. x 0 982 0
Fifth Third Bancorp x 0 37,176 0
Comfort Systems USA Inc x 0 2,650 0
Fort James Corp. x 0 2,632 0
Fujitsu Ltd x 0 704 0
Frankfort First Bancorp Inc. x 0 410 0
Florida East Coast Inds Inc x 0 13,045 0
R & B Falcon Corp. x 0 48,722 0
Fleetwood Enterprises Inc. x 0 3,760 0
Flextronics International Ltd x 0 235,200 0
Fila Holdings SPA American x 0 1,000 0
Fleming Companies, Inc. x 0 400 0
Foilmark Inc. x 0 200 0
Flowers Inds Inc. x 0 8,185 0
Flow Intl Corp. x 0 3,000 0
Fluor Corp. x 0 5,642 0
Flowserve Corp. x 0 1,500 0
Fleet Capital Tr III-7.05% Cum PFD x 0 2,300 0
1 800 Flowers Com x 0 5,900 0
Airlease Ltd x 0 750 0
First Mariner Bancorp Inc. x 0 4,180 0
Mariner Cap Tr x 0 2,500 0
F & M Bancorp x 0 794 0
FMC Corp. x 0 895 0
Firstmerit Corp. x 0 5,149 0
Firstmerit Corp Ser B x 0 500 0
Franklin Multi-Income Trust x 0 3,775 0
Freemarkets Inc x 0 150 0
F & M National Corp. x 0 2,539 0
Federal Mogul Corp. x 0 5,000 0
Freeport-McMoran Oil & Gas Royalty Tr x 0 40 0
Fresenius Medical Care x 0 4,256 0
Fremont General Corp. x 0 2,660 0
F N B Corp. VA x 0 1,782 0
First Intl Bancorp Inc x 0 1,000 0
Fidelity National Financial Inc. x 0 22,079 0
Franklin Financial Corp - Tenn x 0 68,459 0
Finet Holdings Corp New x 0 2,500 0
Financial Inds Corp. - Texas x 0 200 0
Fannie Mae x 0 521,005 0
Fannie Mae 6.50 Non -Cum PFD Ser B x 0 100 0
Franco Nev Mng Ltd x 0 7,360 0
Finisar Corp x 0 150 0
Finova Group Inc. x 0 137,809 0
Fortune Brands Inc. x 0 29,865 0
Boyds Collection Ltd x 0 2,000 0
Focal Inc x 0 700 0
Ferro Corp. x 0 32,925 0
Fogdog Inc x 0 100 0
Sprint Corp. (FON Group) x 0 119,194 0
Fonar Corp. x 0 2,000 0
Four Media Co x 0 3,700 0
Fox Entertainment Group Inc x 0 200 0
Firstplus Financial Group Inc. x 0 500 0
First Pac Ltd x 0 9,010 0
First Pacific LTD ADR x 0 134,900 0
FPA Medical Management Inc. x 0 1,000 0
Florida Progress x 0 15,970 0
FPIC Insurance Group Inc. x 0 2,200 0
FPL Group Inc. x 0 19,548 0
First American Bank & Trust Palm Beach x 0 770 0
First Industrial Realty Trust x 0 11,455 0
First Ind Realty Trust Inc. 9.50% PFD x 0 200 0
First Industrial Realty Tr Inc 7.95% D x 0 500 0
First Industrial Realty Tr Inc x 0 2,600 0
Republic First Bancorp Inc. x 0 253 0
First Republic Bank x 0 1,000 0
Freddie Mac x 0 171,667 0
Freds Inc - Tenn Cl A x 0 8,650 0
France Growth Fd Inc. x 0 4,944 0
Florida Rock Inds Inc. x 0 400 0
First Financial Corp. - Texas x 0 59 0
Federal Realty Investment Trust x 0 31,228 0
Fed Rlty Invs Tr 7.95% Perpetual PFD x 0 500 0
Fortress Group Inc. x 0 21,100 0
First Washington Realty Trust x 0 1,975 0
Forest Labs Inc. x 0 1,795 0
Four Seasons Hotels Inc. Limited x 0 1,980 0
Financial Security Assurance x 0 14,225 0
Fidelity Bancorp x 0 5,703 0
First Security Corp. x 0 3,000 0
Fastcomm Communications x 0 2,000 0
FSA 6.95% Sr Quids x 0 1,700 0
Fischer Scientific Intl Inc. x 0 1,125 0
Freedom Securities Corp x 0 215 0
FSI International, Incorporated x 0 1,100 0
First Sentinel Bancorp Inc x 0 2,180 0
First Natl Lincol Corp x 0 2,000 0
Fresenius National Medical Care x 0 456 0
Firstar Corporation x 0 37,482 0
Firstservice Corp. Sub-Vtg Shs x 0 5,800 0
Federal Signal Corp. x 0 78,463 0
<PAGE>
FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS)
For Positions Held as of 12/31/999
Item 1: Item 2: Item 3: Item 4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amt.
- -------------------------------------------------------------------------------------------------------------------------
Forest Oil Corp Common Stock 346091606 44 3,300
Firstwave Technologies Inc Common Stock 33762N108 3 750
Frontier Finl Corp Wash Common Stock 35907K105 22 1,080
Fort Dearborn Income Secs Inc. Common Stock 347200107 1 100
FTI Consulting Inc. Common Stock 302941109 158 31,631
Fruit of the Loom INC Cl-A Common Stock G3682L105 35 24,360
First Tennessee Common Stock 337162101 124 4,368
Frontier Insurance Group Inc. Common Stock 359081106 40 11,597
Footstar Inc. Common Stock 344912100 50 1,632
First Union Corp. Common Stock 337358105 11,218 341,876
Fuji Heavy Industries Ltd. ADR 359556206 87 1,270
H B Fuller Co Common Stock 359694106 16 285
Fulton Financial Corp. Common Stock 360271100 742 41,230
Cedar Fair, L.P. Dep Rec Common Stock 150185106 139 7,160
First VA Banks Inc. Common Stock 337477103 372 8,644
FVC Com Inc. Common Stock 30266P100 12 1,000
Foster Wheeler Corp. Common Stock 350244109 35 3,900
Fw Pfd Cap Tr I 9% PFD PFD QTR 30/360 302684204 5 350
First West Chester Corp. Common Stock 337492102 8 400
Freddie Mac 6.688% 1998 Ser A Common Stock 313400871 779 35,000
Findwhat Com Common Stock 317794105 16 2,000
Forward Air Corporation Common Stock 349853101 6 144
First W Va Bancorp Inc Common Stock 337493100 145 8,655
First Exploration Co Common Stock 320138100 0 200
F Y I Inc Common Stock 302712104 3 95
Gillette Co. Common Stock 375766102 14,694 356,755
Georgia Pacific Corp. Timber Group Common Stock 373298660 0 44
Georgia Pacific Corp. Exchange/Tender Common Stock 373298983 0 88
Gabelli Equity Tr Inc. Common Stock 362397101 242 19,236
GA Financial Inc. Common Stock 361437106 5 375
Greater Atlantic Financial Common Stock 391601101 326 73,550
Great Atla & Pac Tea Co PFD QTR 30/360 390064202 286 13,600
Gametek, Inc. Common Stock 36465R102 0 1,000
Gandalf Technologies Inc. Common Stock 364717108 0 500
Great Atlantic & Pac Tea Inc. Common Stock 390064103 116 4,160
Nicor Inc. Common Stock 654086107 46 1,430
American Res Offshore Inc Common Stock 029280104 0 3,000
Grief Bros Corp. Cl A Common Stock 397624107 116 3,883
Grubb & Ellis Co Common Stock 400095204 24 5,035
Golden Books Family Entmnt Inc. Common Stock 380804104 0 1,700
Globix Corp. Common Stock 37957F101 44 726
Gabelli Asset Mgmt Inc Common Stock 36239Y102 9 565
Global Crossing Ltd. Common Stock G3921A100 10,320 206,408
Gables Residential Trust Com Common Stock 362418105 364 15,184
Gables Residential Trust 8.30% Cum Red PFD QTR 30/360 362418204 73 4,000
Gardenburger Inc. Common Stock 365476100 4 600
Greenbrier Companies Inc. Common Stock 393657101 3 375
Greate Bay Casino Corp. Common Stock 391546108 0 174
Grace Dev Inc Common Stock 383905106 7 1,000
Gannett Co Common Stock 364730101 5,956 73,025
Genesco Inc. Common Stock 371532102 639 49,190
Globecomm Systems Inc Common Stock 37956X103 25 1,000
Gaylord Container Corp. Common Stock 368145108 7 1,000
Genesys Telecomm Laboratories Common Stock 371931106 6 120
GC Companies Inc Common Stock 36155Q109 65 2,500
General Dynamics Corp. Common Stock 369550108 566 10,723
Garden Com Inc Common Stock 365199108 9 1,000
Global Partners Income Fund Common Stock 37935R102 8 800
Goodrich Petroleum Corp. Common Stock 382410405 0 12
Guidant Corp. Common Stock 401698105 1,659 35,291
General Development Corp Common Stock 369497102 0 17
Golden West Finl Corp. Del Common Stock 381317106 60 1,800
General Electric Co. Common Stock 369604103 103,874 671,235
Genicom Corp. Common Stock 372282103 1 1,000
Internet American Inc. Common Stock 46058Y109 2 200
Gehl Co Common Stock 368483103 72 4,000
Genesis Energy L P Unit Ltd Patrn Common Stock 371927104 8 1,000
Geltex Pharmaceuticals Inc. Common Stock 368538104 18 1,400
Glenayre Technologies Inc. Common Stock 377899109 91 8,000
Genesee Corp. Cl B Common Stock 371601204 1 52
Genome Therapeutics Corp. Common Stock 372430108 32 2,000
Genzyme Corp.-General Division Common Stock 372917104 3,456 76,803
Genzyme Corp.-Tissue Repair Common Stock 372917401 27 9,282
Geron Corp. Common Stock 374163103 18 1,390
Centais Geradoras Do Su - Spon ADR ADR 15235B100 69 13,456
Gaylord Entertainment Co Common Stock 367905106 45 1,498
Gexa Gold Corp Common Stock 374398105 0 500
New Germany Fund Inc. MutualFdEqClose 644465106 17 1,365
Grupo Financiero Bancomer L Common Stock P4949K146 0 148
Guilford Mills Inc. Common Stock 401794102 4 600
Guaranty Fed Bancshares Inc Common Stock 40108P101 20 2,000
Griffon Corp. Common Stock 398433102 9,162 1,172,600
Grupo Financiero Banamex Foreign Stock P0701E138 17 4,290
***Group Fin Banamex-AC Ser 'O' Common Stock P0701E195 6 1,500
Grupo Financiero Bancomer Ser O Foreign Stock P4949K179 3 7,000
PLM Equipment Growth Fund V Common Stock 69341H402 3 1,250
PLM Equipment Growth Fund Dep Units Common Stock 693413106 3 2,239
Plm Equip Growth Fd Ii LTD Part P1 693414104 1 575
Georgia Gulf Corp. Common Stock 373200203 131 4,300
Graco Inc. Common Stock 384109104 68 1,900
Genus Inc Common Stock 372461103 9 2,000
General Growth Properties, Inc. Common Stock 370021107 36 1,300
Grant Geophysical Inc PFD QTR 30/360 388085201 1 500
Gabelli Global Multimedia Tr Common Stock 36239Q109 3 186
Gabelli Global Multi Media Tr Inc. PFD QTR 30/360 36239Q208 9 400
Global High Income Dollar Fund Inc. Common Stock 37933G108 17 1,500
Invesco Global Health Sciences Fund MutualFdEqClose 46128N109 459 31,107
Genesis Health Ventures Inc. Common Stock 371912106 19 9,000
FORM 13F Run Date: 02/10/99
-----------------------------
S.E.C. Use Only
-----------------------------
Item 1: Item 6: Item 7: Item 8:
Name of Issuer Investment Discretion Other Voting Authority (Shares)
(a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None
Def Other
- --------------------------------------------------------------------------------------------------------------------------
Forest Oil Corp x 0 3,300 0
Firstwave Technologies Inc x 0 750 0
Frontier Finl Corp Wash x 0 1,080 0
Fort Dearborn Income Secs Inc. x 0 100 0
FTI Consulting Inc. x 0 31,631 0
Fruit of the Loom INC Cl-A x 0 24,360 0
First Tennessee x 0 4,368 0
Frontier Insurance Group Inc. x 0 11,597 0
Footstar Inc. x 0 1,632 0
First Union Corp. x 0 341,876 0
Fuji Heavy Industries Ltd. x 0 1,270 0
H B Fuller Co x 0 285 0
Fulton Financial Corp. x 0 41,230 0
Cedar Fair, L.P. Dep Rec x 0 7,160 0
First VA Banks Inc. x 0 8,644 0
FVC Com Inc. x 0 1,000 0
Foster Wheeler Corp. x 0 3,900 0
Fw Pfd Cap Tr I 9% PFD x 0 350 0
First West Chester Corp. x 0 400 0
Freddie Mac 6.688% 1998 Ser A x 0 35,000 0
Findwhat Com x 0 2,000 0
Forward Air Corporation x 0 144 0
First W Va Bancorp Inc x 0 8,655 0
First Exploration Co x 0 200 0
F Y I Inc x 0 95 0
Gillette Co. x 0 356,755 0
Georgia Pacific Corp. Timber Group x 0 44 0
Georgia Pacific Corp. Exchange/Tender x 0 88 0
Gabelli Equity Tr Inc. x 0 19,236 0
GA Financial Inc. x 0 375 0
Greater Atlantic Financial x 0 73,550 0
Great Atla & Pac Tea Co x 0 13,600 0
Gametek, Inc. x 0 1,000 0
Gandalf Technologies Inc. x 0 500 0
Great Atlantic & Pac Tea Inc. x 0 4,160 0
Nicor Inc. x 0 1,430 0
American Res Offshore Inc x 0 3,000 0
Grief Bros Corp. Cl A x 0 3,883 0
Grubb & Ellis Co x 0 5,035 0
Golden Books Family Entmnt Inc. x 0 1,700 0
Globix Corp. x 0 726 0
Gabelli Asset Mgmt Inc x 0 565 0
Global Crossing Ltd. x 0 206,408 0
Gables Residential Trust Com x 0 15,184 0
Gables Residential Trust 8.30% Cum Red x 0 4,000 0
Gardenburger Inc. x 0 600 0
Greenbrier Companies Inc. x 0 375 0
Greate Bay Casino Corp. x 0 174 0
Grace Dev Inc x 0 1,000 0
Gannett Co x 0 73,025 0
Genesco Inc. x 0 49,190 0
Globecomm Systems Inc x 0 1,000 0
Gaylord Container Corp. x 0 1,000 0
Genesys Telecomm Laboratories x 0 120 0
GC Companies Inc x 0 2,500 0
General Dynamics Corp. x 0 10,723 0
Garden Com Inc x 0 1,000 0
Global Partners Income Fund x 0 800 0
Goodrich Petroleum Corp. x 0 12 0
Guidant Corp. x 0 35,291 0
General Development Corp x 0 17 0
Golden West Finl Corp. Del x 0 1,800 0
General Electric Co. x 0 671,235 0
Genicom Corp. x 0 1,000 0
Internet American Inc. x 0 200 0
Gehl Co x 0 4,000 0
Genesis Energy L P Unit Ltd Patrn x 0 1,000 0
Geltex Pharmaceuticals Inc. x 0 1,400 0
Glenayre Technologies Inc. x 0 8,000 0
Genesee Corp. Cl B x 0 52 0
Genome Therapeutics Corp. x 0 2,000 0
Genzyme Corp.-General Division x 0 76,803 0
Genzyme Corp.-Tissue Repair x 0 9,282 0
Geron Corp. x 0 1,390 0
Centais Geradoras Do Su - Spon ADR x 0 13,456 0
Gaylord Entertainment Co x 0 1,498 0
Gexa Gold Corp x 0 500 0
New Germany Fund Inc. x 0 1,365 0
Grupo Financiero Bancomer L x 0 148 0
Guilford Mills Inc. x 0 600 0
Guaranty Fed Bancshares Inc x 0 2,000 0
Griffon Corp. x 0 1,172,600 0
Grupo Financiero Banamex x 0 4,290 0
***Group Fin Banamex-AC Ser 'O' x 0 1,500 0
Grupo Financiero Bancomer Ser O x 0 7,000 0
PLM Equipment Growth Fund V x 0 1,250 0
PLM Equipment Growth Fund Dep Units x 0 2,239 0
Plm Equip Growth Fd Ii x 0 575 0
Georgia Gulf Corp. x 0 4,300 0
Graco Inc. x 0 1,900 0
Genus Inc x 0 2,000 0
General Growth Properties, Inc. x 0 1,300 0
Grant Geophysical Inc x 0 500 0
Gabelli Global Multimedia Tr x 0 186 0
Gabelli Global Multi Media Tr Inc. x 0 400 0
Global High Income Dollar Fund Inc. x 0 1,500 0
Invesco Global Health Sciences Fund x 0 31,107 0
Genesis Health Ventures Inc. x 0 9,000 0
<PAGE>
FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS)
For Positions Held as of 12/31/999
Item 1: Item 2: Item 3: Item 4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amt.
- -------------------------------------------------------------------------------------------------------------------------
General Instrument Corp. Common Stock 370120107 885 10,410
Gulf Island Fabrication Inc. Common Stock 402307102 4 400
Gilead Sciences Inc. Common Stock 375558103 11 200
Gil Med Industries Inc Common Stock 375185105 0 2,000
Gilat Satellite Networks Ltd Ord Common Stock M51474100 172 1,450
General Mills Inc. Common Stock 370334104 1,366 38,210
Global Imaging Systems Inc Common Stock 37934A100 7 550
GKN PLC - ADR ADR 361755200 53 3,250
Glenborough Realty Trust Inc. Common Stock 37803P105 103 7,700
Global Industries Ltd Common Stock 379336100 98 11,325
Global Net Financial.com Inc New Common Stock 37937R209 197 6,832
Galileo International Inc. Common Stock 363547100 70 2,350
Greenleaf Technologies Corp Common Stock 395356108 18 41,100
Guilford Pharmaceutical Inc. Common Stock 401829106 129 7,570
Mchenry Metals Golf Corp Common Stock 58117F104 0 500
Glamis Gold Ltd. Common Stock 376775102 2 1,300
Gene Logic Inc. Common Stock 368689105 28 1,050
Gallaher Group PLC-Spon ADR ADR 363595109 174 11,285
Great Lakes Chemical Corp. Common Stock 390568103 664 17,400
Global Marine Inc. Common Stock 379352404 752 45,230
Global Media Corp Common Stock 37935A109 3 500
Global Games Corp Common Stock 378917108 0 1,500
Glatfelter P H Co Common Stock 377316104 425 29,163
Corning Inc. Common Stock 219350105 6,842 53,063
Glaxo Wellcome PLC - Spons ADR ADR 37733W105 1,659 29,697
Genlyte Group Inc. Common Stock 372302109 92 4,300
General Motors Corp. Common Stock 370442105 17,853 245,617
General Mtrs Cap Tr D PFD QTR 30/360 370439200 6 235
General Motors Cap 9.87% Ser G PFD QTR 30/360 370440208 10 400
Greg Manning Auctions Inc Common Stock 563823103 26 1,900
Grupo Mexicano De Desarrollo ADR 40048G203 1 4,000
Goodman Fielder Ltd Spons ADR ADR 382382208 7 1,900
General Magic Inc. Common Stock 370253106 19 5,000
General Motors Corp. - CL H New Common Stock 370442832 3,110 32,393
Global Directmail Corp. Common Stock 871851101 14 1,600
Green Mountain Common Stock 393154109 1 100
Gulfmark Offshore Inc. Common Stock 402629109 11 720
Gemstar International Group LTD Foreign Stock G3788V106 1,261 17,692
Gatx Corp. Common Stock 361448103 273 8,079
Greenman Technologies Inc Common Stock 395379308 13 37,000
General Communication Inc Common Stock 369385109 2 500
Goznet Inc. Common Stock 383486107 21 240
Genelabs Technologies, Inc. Common Stock 368706107 24 4,300
Genesis Microchip Inc. Common Stock 371933102 54 2,552
Genta Inc New Common Stock 37245M207 10 1,500
Gentex Corp. Common Stock 371901109 352 12,690
Genesee & Wyoming Inc Cl A Common Stock 371559105 2 150
Go.Com Common Stock 254687205 40 1,666
Silverado Gold Mines Ltd Common Stock 827906207 0 215
Geotek Communications Inc. Common Stock 373654102 0 6,450
Gargoyles Inc Common Stock 366033108 1 4,000
Georgia-Pacific Corp. Common Stock 373298108 1,861 36,661
Genuine Parts Co. Common Stock 372460105 599 24,129
Georgia Pwr Cap Tr Ii PFD QTR 30/360 373332204 22 1,000
Georgia Pwr Cap Tr Iv PFD QTR 30/360 37333R209 21 1,000
Gerogia Power Cap Trust I Preferred Stock 373331206 44 2,000
Georgia Power Capital Tr III 7.75% PFD PFD QTR 30/360 373333202 4 200
Group 1 Automotive Inc. Common Stock 398905109 13 900
Getty Petroleum Marketing Common Stock 374292100 1 500
Giant Group Ltd Common Stock 374503100 1 300
Grupo Contl S A ADR 40050H107 9 600
Gap Inc. Common Stock 364760108 2,621 56,969
Great Plains Software Common Stock 39119E105 4 60
Greenpoint Financial Corp. Common Stock 395384100 310 13,035
Global Payment Tech Inc Common Stock 37936S109 56 6,000
GPU Inc. Common Stock 36225X100 188 6,276
Georgia Power Co 6.875% Senior Public PFD QTR 30/360 373334564 38 1,950
Goodrich B.F. Co. Common Stock 382388106 1,173 42,653
Bfgoodrich Cap PFD QTR 30/360 05538W208 15 700
W.R. Grace & Co. Common Stock 38388F108 133 9,564
Bank Of Granite Corp Common Stock 062401104 31 1,439
Great Amern Rec Inc Common Stock 390005205 0 237
Gerber Scientific Inc. Common Stock 373730100 13 612
Gensci Regeneration Sciences Inc. Foreign Stock 37244V109 1 2,000
Grange National Banc Corp - PA Common Stock 387026107 1 17
Grand Metropolitan Delaware LP Cum Pfd PFD QTR 30/360 386087209 122 4,700
Green Oasis Environmental Inc Common Stock 393177100 0 1,000
Mississippi Chemical Corp Common Stock 605288208 3 500
Grossmans Inc Common Stock 399215102 0 1,500
Glimcher Realty Trust Common Stock 379302102 330 25,650
Glimcher Realty Trust 9.25% Cum Red PFD QTR 30/360 379302201 149 9,800
Goldman Sachs Group Inc Common Stock 38141G104 2,144 22,759
Golden State Bancorp Common Stock 381197102 4 244
Global Small Cap Fund Inc Common Stock 37935V103 306 11,600
Greenwich Street Muni Fund Inc. Common Stock 39701A107 223 22,920
GS Financial Corp. Common Stock 362274102 6 450
GSI Lumonics Inc Common Stock 36229U102 22 2,512
Gasonics International Corp Common Stock 367278108 79 4,000
Globespan Semiconductor Inc Common Stock 379571102 33 500
Golden Star Resources Ltd Common Stock 38119T104 0 200
GST Telecommunications Inc. Foreign Stock 361942105 54 6,000
Globalstar Telecommunications LTD - OR Common Stock G3930H104 2,887 65,605
Entergy Gulf State Utils Inc. Preferred Stock 29364L771 5 200
Goodyear Tire & Rubber Co Common Stock 382550101 855 30,342
Golf Trust of America Inc. Common Stock 38168B103 40 2,350
Gtc Telecom Corp Common Stock 36230F102 11 6,000
GTE Corp. Common Stock 362320103 12,976 183,897
GTE Delaware 8.75% Cumulative Monthly PFD P12 30/360 36232E301 1,069 43,186
FORM 13F Run Date: 02/10/99
-----------------------------
S.E.C. Use Only
-----------------------------
Item 1: Item 6: Item 7: Item 8:
Name of Issuer Investment Discretion Other Voting Authority (Shares)
(a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None
Def Other
- --------------------------------------------------------------------------------------------------------------------------
General Instrument Corp. x 0 10,410 0
Gulf Island Fabrication Inc. x 0 400 0
Gilead Sciences Inc. x 0 200 0
Gil Med Industries Inc x 0 2,000 0
Gilat Satellite Networks Ltd Ord x 0 1,450 0
General Mills Inc. x 0 38,210 0
Global Imaging Systems Inc x 0 550 0
GKN PLC - ADR x 0 3,250 0
Glenborough Realty Trust Inc. x 0 7,700 0
Global Industries Ltd x 0 11,325 0
Global Net Financial.com Inc New x 0 6,832 0
Galileo International Inc. x 0 2,350 0
Greenleaf Technologies Corp x 0 41,100 0
Guilford Pharmaceutical Inc. x 0 7,570 0
Mchenry Metals Golf Corp x 0 500 0
Glamis Gold Ltd. x 0 1,300 0
Gene Logic Inc. x 0 1,050 0
Gallaher Group PLC-Spon ADR x 0 11,285 0
Great Lakes Chemical Corp. x 0 17,400 0
Global Marine Inc. x 0 45,230 0
Global Media Corp x 0 500 0
Global Games Corp x 0 1,500 0
Glatfelter P H Co x 0 29,163 0
Corning Inc. x 0 53,063 0
Glaxo Wellcome PLC - Spons ADR x 0 29,697 0
Genlyte Group Inc. x 0 4,300 0
General Motors Corp. x 0 245,617 0
General Mtrs Cap Tr D x 0 235 0
General Motors Cap 9.87% Ser G x 0 400 0
Greg Manning Auctions Inc x 0 1,900 0
Grupo Mexicano De Desarrollo x 0 4,000 0
Goodman Fielder Ltd Spons ADR x 0 1,900 0
General Magic Inc. x 0 5,000 0
General Motors Corp. - CL H New x 0 32,393 0
Global Directmail Corp. x 0 1,600 0
Green Mountain x 0 100 0
Gulfmark Offshore Inc. x 0 720 0
Gemstar International Group LTD x 0 17,692 0
Gatx Corp. x 0 8,079 0
Greenman Technologies Inc x 0 37,000 0
General Communication Inc x 0 500 0
Goznet Inc. x 0 240 0
Genelabs Technologies, Inc. x 0 4,300 0
Genesis Microchip Inc. x 0 2,552 0
Genta Inc New x 0 1,500 0
Gentex Corp. x 0 12,690 0
Genesee & Wyoming Inc Cl A x 0 150 0
Go.Com x 0 1,666 0
Silverado Gold Mines Ltd x 0 215 0
Geotek Communications Inc. x 0 6,450 0
Gargoyles Inc x 0 4,000 0
Georgia-Pacific Corp. x 0 36,661 0
Genuine Parts Co. x 0 24,129 0
Georgia Pwr Cap Tr Ii x 0 1,000 0
Georgia Pwr Cap Tr Iv x 0 1,000 0
Gerogia Power Cap Trust I x 0 2,000 0
Georgia Power Capital Tr III 7.75% PFD x 0 200 0
Group 1 Automotive Inc. x 0 900 0
Getty Petroleum Marketing x 0 500 0
Giant Group Ltd x 0 300 0
Grupo Contl S A x 0 600 0
Gap Inc. x 0 56,969 0
Great Plains Software x 0 60 0
Greenpoint Financial Corp. x 0 13,035 0
Global Payment Tech Inc x 0 6,000 0
GPU Inc. x 0 6,276 0
Georgia Power Co 6.875% Senior Public x 0 1,950 0
Goodrich B.F. Co. x 0 42,653 0
Bfgoodrich Cap x 0 700 0
W.R. Grace & Co. x 0 9,564 0
Bank Of Granite Corp x 0 1,439 0
Great Amern Rec Inc x 0 237 0
Gerber Scientific Inc. x 0 612 0
Gensci Regeneration Sciences Inc. x 0 2,000 0
Grange National Banc Corp - PA x 0 17 0
Grand Metropolitan Delaware LP Cum Pfd x 0 4,700 0
Green Oasis Environmental Inc x 0 1,000 0
Mississippi Chemical Corp x 0 500 0
Grossmans Inc x 0 1,500 0
Glimcher Realty Trust x 0 25,650 0
Glimcher Realty Trust 9.25% Cum Red x 0 9,800 0
Goldman Sachs Group Inc x 0 22,759 0
Golden State Bancorp x 0 244 0
Global Small Cap Fund Inc x 0 11,600 0
Greenwich Street Muni Fund Inc. x 0 22,920 0
GS Financial Corp. x 0 450 0
GSI Lumonics Inc x 0 2,512 0
Gasonics International Corp x 0 4,000 0
Globespan Semiconductor Inc x 0 500 0
Golden Star Resources Ltd x 0 200 0
GST Telecommunications Inc. x 0 6,000 0
Globalstar Telecommunications LTD - OR x 0 65,605 0
Entergy Gulf State Utils Inc. x 0 200 0
Goodyear Tire & Rubber Co x 0 30,342 0
Golf Trust of America Inc. x 0 2,350 0
Gtc Telecom Corp x 0 6,000 0
GTE Corp. x 0 183,897 0
GTE Delaware 8.75% Cumulative Monthly x 0 43,186 0
<PAGE>
FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS)
For Positions Held as of 12/31/999
Item 1: Item 2: Item 3: Item 4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amt.
- -------------------------------------------------------------------------------------------------------------------------
Getgo Mail Com Inc Foreign Stock G38529106 0 300
GT Interactive Software Corp Common Stock 36236E109 99 59,750
GTECH Holdings Corp. Common Stock 400518106 12 529
Game Technologies Inc Common Stock 364649103 0 200
Gentner Communications Corp. Common Stock 37245J105 4 300
Guitar Center Inc. Common Stock 402040109 91 9,000
Global Telesystems Group Inc. Common Stock 37936U104 1,132 32,690
Gateway Inc. Common Stock 367626108 6,701 92,986
Gucci Group NV - NY Reg Shrs ADR 401566104 140 1,225
Gum Tech Intl Inc Common Stock 402803100 7 450
Gulf Pwr Cap Tr Ii PFD QTR 30/360 402476204 14 700
Gulf Power Capt Trust I 7.625% PFD QTR 30/360 402473201 34 1,600
Gabelli Utility Trust Common Stock 36240A101 89 11,626
Guyanor Resources Ltd S A Cl B Common Stock F47088103 0 40
Dean Witter Government Income Common Stock 61745P106 25 3,100
Grey Wolf Inc. Common Stock 397888108 136 47,445
Geoworks Corp. Common Stock 373692102 126 7,500
Grainger WW Inc. Common Stock 384802104 2,667 55,784
Gencon Industries Inc Common Stock 368678108 0 2,000
Gencorp Inc. Common Stock 368682100 12 1,231
Sport Supply Group Inc. Common Stock 848915104 18 2,600
Gymboree Corporation Common Stock 403777105 12 2,100
Genzyme-Molecular Oncology Common Stock 372917500 29 4,208
Genzyme Surgical Products Common Stock 372917609 39 6,735
Harcourt General Inc. Common Stock 41163G101 572 14,221
Harris Preferred Capital Corp. 7.375% PFD QTR 30/360 414567206 18 900
Heineken NV Foreign Stock H004136 53 1,500
Household Capital Trust IV 7.25% Cum T PFD QTR 30/360 44180R209 63 3,190
Hills Store Company Deferred Contigent Common Stock 431COM991 0 1,000
Hercules Trust I 9.42% PFD QTR 30/360 427097209 27 1,300
Host Marriott Corp. PFD QTR 30/360 44107P203 51 2,750
Intl Game Tech Tender Offer Common Stock 459902995 0 200
Harbor Bankshares Corp. Common Stock 411465107 13 766
Hamilton Bancorp Inc - Fla Common Stock 407013101 8 450
Hain Food Group Inc Common Stock 405219106 27 1,200
Hall Kinion & Associates Inc. Common Stock 406069104 4 200
Halliburton Co. Common Stock 406216101 3,170 78,761
Hanson Plc Spon ADR New ADR 411352404 83 2,063
Harman International Industries Inc. Common Stock 413086109 459 8,182
Harbor Florida Bancshares Common Stock 411901101 460 35,537
Hasbro Inc. Common Stock 418056107 221 11,594
Hastings Entmt Inc Common Stock 418365102 5 1,000
Hatteras Income Secs Inc. Common Stock 419025101 80 6,775
Hauppage Digital Inc Common Stock 419131107 52 2,600
Hayes Corporation Common Stock 420762304 0 200
Hillenbrand Industries Inc. Common Stock 431573104 218 6,871
Huntington Bancshares Inc. Common Stock 446150104 201 8,418
HSBC Holdings PLC -Spons ADR ADR 404280406 6,938 97,205
Hispanic Broadcasting Corp Common Stock 43357B104 138 1,500
Hungarian Broadcasting Corp Common Stock 445539109 0 5,000
Hsb Hldgs Plc Ord Foreign Stock G4634U169 42 3,000
Homebase Inc. Common Stock 43738E108 116 37,955
Huttig Bldg Prods Inc Common Stock 448451104 1 168
Harbor Bank - VA Common Stock 41146K104 74 6,000
Wolf Howard B Inc Common Stock 977725100 0 1,000
Hanover Compressor Co. Common Stock 410768105 333 8,834
Hudson City Bancorp Common Stock 443683107 62 4,600
HCC Insurance Holdings Inc. Common Stock 404132102 4 300
Healthcentral Com Common Stock 42221V106 6 800
Home Centers Incorporated Common Stock 437062102 0 200
Health Care REIT, Inc. Common Stock 42217K106 316 20,874
Health Care Reit Inc 8.875% PFD QTR 30/360 42217K205 19 1,300
Health Care Property Investors Inc. Common Stock 421915109 516 21,599
Healthcare Ppty Invs Inc 8.70% Pfd PFD QTR 30/360 421915406 22 1,400
Health Care Prop Invs Inc PFD QTR 30/360 421915604 56 3,850
Hlth Care Ppty Inv 7.875% PFD Ser A PFD QTR 30/360 421915307 8 500
HCR Manor Care Inc Common Stock 564055101 182 11,355
Home Depot Inc. Common Stock 437076102 33,284 485,451
Hadco Corp. Common Stock 404681108 369 7,240
Quantum Corp-Hard Disk Drive Common Stock 747906303 105 15,074
Harley Davidson, Inc. Common Stock 412822108 12,426 193,966
Handleman Co Del Common Stock 410252100 19 1,400
Hadron Inc.orporation New Common Stock 405009200 0 50
Rts Hills Stores Co. Common Stock 431692987 0 202
Hawaiian Elec Inds Inc. Common Stock 419870100 51 1,750
Hawaiian Elec Industries Capt Preferred Stock 41987M201 54 2,580
Harken Energy Corp. Common Stock 412552101 4 5,000
Heico Corp. Common Stock 422806109 8 350
Heico Corp New - Cl A Common Stock 422806208 6 300
Helen of Troy LTD Common Stock G4388N106 16 2,200
Helix Technology Inc. Common Stock 423319102 141 3,150
Hemispherx Biopharma Inc Common Stock 42366C103 1,825 183,650
Heco Capital Trust II Pfd Secs Ser 7.3 PFD QTR 30/360 40415B209 118 6,100
Harrah's Entertainment Inc. Common Stock 413619107 75 2,852
Heller Financial Inc Cl A Common Stock 423328103 13 659
Homefed Corp Common Stock 43739D208 11 12,320
Harleysville Group, Inc. Common Stock 412824104 23 1,585
Horizon Group Properties Inc Common Stock 44041U102 3 925
Hanger Orthopedic Group, Inc. Common Stock 41043F208 300 30,025
Human Genome Sciences Inc. Common Stock 444903108 192 1,260
Hooper Holmes Incorporated Common Stock 439104100 23 900
Internet HOLDRs Tr Common Stock 46059W102 304 1,800
Harte-Hanks Communications, Inc. Common Stock 416196103 9 400
Household International Inc. Common Stock 441815107 1,282 34,406
Household Capt Trust II 8.7% Preferred Stock 44180H102 9 400
Hibernia Corp. Class A Common Stock 428656102 714 67,211
Hibbett Sporting Goods Inc Common Stock 428565105 23 1,350
Salomon Bros High Income Fund Common Stock 79547Q106 39 3,450
FORM 13F Run Date: 02/10/99
-----------------------------
S.E.C. Use Only
-----------------------------
Item 1: Item 6: Item 7: Item 8:
Name of Issuer Investment Discretion Other Voting Authority (Shares)
(a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None
Def Other
- --------------------------------------------------------------------------------------------------------------------------
Getgo Mail Com Inc x 0 300 0
GT Interactive Software Corp x 0 59,750 0
GTECH Holdings Corp. x 0 529 0
Game Technologies Inc x 0 200 0
Gentner Communications Corp. x 0 300 0
Guitar Center Inc. x 0 9,000 0
Global Telesystems Group Inc. x 0 32,690 0
Gateway Inc. x 0 92,986 0
Gucci Group NV - NY Reg Shrs x 0 1,225 0
Gum Tech Intl Inc x 0 450 0
Gulf Pwr Cap Tr Ii x 0 700 0
Gulf Power Capt Trust I 7.625% x 0 1,600 0
Gabelli Utility Trust x 0 11,626 0
Guyanor Resources Ltd S A Cl B x 0 40 0
Dean Witter Government Income x 0 3,100 0
Grey Wolf Inc. x 0 47,445 0
Geoworks Corp. x 0 7,500 0
Grainger WW Inc. x 0 55,784 0
Gencon Industries Inc x 0 2,000 0
Gencorp Inc. x 0 1,231 0
Sport Supply Group Inc. x 0 2,600 0
Gymboree Corporation x 0 2,100 0
Genzyme-Molecular Oncology x 0 4,208 0
Genzyme Surgical Products x 0 6,735 0
Harcourt General Inc. x 0 14,221 0
Harris Preferred Capital Corp. 7.375% x 0 900 0
Heineken NV x 0 1,500 0
Household Capital Trust IV 7.25% Cum T x 0 3,190 0
Hills Store Company Deferred Contigent x 0 1,000 0
Hercules Trust I 9.42% x 0 1,300 0
Host Marriott Corp. x 0 2,750 0
Intl Game Tech Tender Offer x 0 200 0
Harbor Bankshares Corp. x 0 766 0
Hamilton Bancorp Inc - Fla x 0 450 0
Hain Food Group Inc x 0 1,200 0
Hall Kinion & Associates Inc. x 0 200 0
Halliburton Co. x 0 78,761 0
Hanson Plc Spon ADR New x 0 2,063 0
Harman International Industries Inc. x 0 8,182 0
Harbor Florida Bancshares x 0 35,537 0
Hasbro Inc. x 0 11,594 0
Hastings Entmt Inc x 0 1,000 0
Hatteras Income Secs Inc. x 0 6,775 0
Hauppage Digital Inc x 0 2,600 0
Hayes Corporation x 0 200 0
Hillenbrand Industries Inc. x 0 6,871 0
Huntington Bancshares Inc. x 0 8,418 0
HSBC Holdings PLC -Spons ADR x 0 97,205 0
Hispanic Broadcasting Corp x 0 1,500 0
Hungarian Broadcasting Corp x 0 5,000 0
Hsb Hldgs Plc Ord x 0 3,000 0
Homebase Inc. x 0 37,955 0
Huttig Bldg Prods Inc x 0 168 0
Harbor Bank - VA x 0 6,000 0
Wolf Howard B Inc x 0 1,000 0
Hanover Compressor Co. x 0 8,834 0
Hudson City Bancorp x 0 4,600 0
HCC Insurance Holdings Inc. x 0 300 0
Healthcentral Com x 0 800 0
Home Centers Incorporated x 0 200 0
Health Care REIT, Inc. x 0 20,874 0
Health Care Reit Inc 8.875% x 0 1,300 0
Health Care Property Investors Inc. x 0 21,599 0
Healthcare Ppty Invs Inc 8.70% Pfd x 0 1,400 0
Health Care Prop Invs Inc x 0 3,850 0
Hlth Care Ppty Inv 7.875% PFD Ser A x 0 500 0
HCR Manor Care Inc x 0 11,355 0
Home Depot Inc. x 0 485,451 0
Hadco Corp. x 0 7,240 0
Quantum Corp-Hard Disk Drive x 0 15,074 0
Harley Davidson, Inc. x 0 193,966 0
Handleman Co Del x 0 1,400 0
Hadron Inc.orporation New x 0 50 0
Rts Hills Stores Co. x 0 202 0
Hawaiian Elec Inds Inc. x 0 1,750 0
Hawaiian Elec Industries Capt x 0 2,580 0
Harken Energy Corp. x 0 5,000 0
Heico Corp. x 0 350 0
Heico Corp New - Cl A x 0 300 0
Helen of Troy LTD x 0 2,200 0
Helix Technology Inc. x 0 3,150 0
Hemispherx Biopharma Inc x 0 183,650 0
Heco Capital Trust II Pfd Secs Ser 7.3 x 0 6,100 0
Harrah's Entertainment Inc. x 0 2,852 0
Heller Financial Inc Cl A x 0 659 0
Homefed Corp x 0 12,320 0
Harleysville Group, Inc. x 0 1,585 0
Horizon Group Properties Inc x 0 925 0
Hanger Orthopedic Group, Inc. x 0 30,025 0
Human Genome Sciences Inc. x 0 1,260 0
Hooper Holmes Incorporated x 0 900 0
Internet HOLDRs Tr x 0 1,800 0
Harte-Hanks Communications, Inc. x 0 400 0
Household International Inc. x 0 34,406 0
Household Capt Trust II 8.7% x 0 400 0
Hibernia Corp. Class A x 0 67,211 0
Hibbett Sporting Goods Inc x 0 1,350 0
Salomon Bros High Income Fund x 0 3,450 0
<PAGE>
FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS)
For Positions Held as of 12/31/999
Item 1: Item 2: Item 3: Item 4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amt.
- -------------------------------------------------------------------------------------------------------------------------
Hartford Financial Services Group Inc. Common Stock 416515104 1,356 28,633
Hartford Capital II 8.35% PFD QTR 30/360 416320208 82 3,550
Hartford Capital I Inc. 7.70% Pfd Ser PFD QTR 30/360 416315208 254 12,000
Highline Inds Inc. Common Stock 431108109 0 1,000
Heineken N V - ADR ADR 423012202 181 3,729
HI Shear Inds Inc. Common Stock 428399109 0 150
Hitachi Ltd ADR 10 Com ADR 433578507 10,245 63,288
CEL SCI Corp. Common Stock 150837409 3 1,430
Highwoods Properties Inc. Common Stock 431284108 1,535 66,002
Highwoods Properties Inc. 8% PFD Ser B PFD QTR 30/360 431284306 198 12,150
Hancock Fabrics Inc. Common Stock 409900107 56 18,000
Cable & Wireless HKT ADR 126828102 222 7,625
Hecla Mining Co Common Stock 422704106 5 3,150
Hartford Life Inc. Common Stock 416592103 141 3,200
Harmonic Lightwaves Inc. Common Stock 413160102 649 6,841
Helmstar Group Inc Common Stock 423480102 62 12,000
Hollinger International Inc. Common Stock 435569108 21 1,600
Hilton Hotels Corp. Common Stock 432848109 123 12,770
Healtheon Corp. Common Stock 422209106 155 4,140
Hollywood Entertainment Corp. Common Stock 436141105 154 10,607
Homestake Mining Co Common Stock 437614100 19 2,400
Health Management Associates, Inc. Cl Common Stock 421933102 577 43,103
Honda Motor LTD AMER SHS ADR 438128308 37 490
Home Properties of New York, Common Stock 437306103 121 4,400
Host Marriott Finl Tr PreferdStk Conv 441079407 12 400
HMG Courtland Properties Inc. Common Stock 404232100 1 200
Ha-Lo Industries Inc. Common Stock 404429102 33 4,365
Horace Mann Educators Common Stock 440327104 619 31,525
Hambrecht & Quist Group Inc. Common Stock 406545103 7 140
Health Management Systems, Inc Common Stock 42219M100 49 7,800
Host Marriott Corp Common Stock 44107P104 388 47,086
Host Marriott Corp New PFD QTR 30/360 44107P302 38 2,000
HMT Technology Corp. Common Stock 403917107 36 8,970
Advanced Voice Technologies Common Stock 00754W107 0 800
Heilig-Myers Co Common Stock 422893107 14 4,953
Harleysville National Corp. - PA Common Stock 412850109 12 381
HON Industries Inc. Common Stock 438092108 1,220 55,593
H J Heinz Co Common Stock 423074103 5,728 143,875
Holywood.Com Inc Common Stock 436137103 30 1,595
Hologic Inc. Common Stock 436440101 144 25,000
Homestore Com Inc Common Stock 437852106 26 350
Honeywell International Inc. Common Stock 438516106 12,259 212,507
Starwood Hotels & Resorts Worldwide In Common Stock 85590A203 373 15,885
Hotjobs Com Inc Common Stock 441474103 81 1,853
Hot Topic Inc Common Stock 441339108 315 13,530
Hovnanian Enterprises Inc. Common Stock 442487203 5 720
Helmerich & Payne Common Stock 423452101 272 12,480
Hercules Inc. Common Stock 427056106 493 17,685
Harnischfeger Industries Inc. Common Stock 413345109 0 100
Hollywood Park Inc. Common Stock 436255103 173 7,700
Heartport Inc. Common Stock 421969106 15 3,195
Healthplan Services Corp. Common Stock 421959107 1 345
Hospitality Properties Trust Common Stock 44106M102 1,267 66,452
High Point Bank Corp. Common Stock 429706104 15 106
H & Q Life Sciences Investors Common Stock 404053100 201 10,059
Healthcare Realty Trust Common Stock 421946104 637 40,782
Block H & R Inc. Common Stock 093671105 345 7,880
Harbinger Corp. Common Stock 41145C103 48 1,500
Harbor Federal Bancorp Inc. Common Stock 41151A108 35 2,700
Hudson River Bancorp Common Stock 444128102 11 1,060
Healthsouth Corp. Common Stock 421924101 1,361 253,274
Hannaford Brothers Inc. Common Stock 410550107 12,892 185,997
Harford Natl Bk Aberdeen Md Common Stock 41251W109 800 16,335
Hormel Foods Corp. Common Stock 440452100 233 5,730
HRPT Proprties Trust Common Stock 40426W101 538 59,767
Harris Corp. Common Stock 413875105 274 10,255
Hallwood Realty Partnership LP Dep Uts LTD Part P4 40636T203 0 4
Hertz Corporation Common Stock 428040109 13 250
High Speed Access Corp Common Stock 42979U102 47 2,600
HSB Group Inc. Common Stock 40428N109 149 4,420
HSBC Holdings PLC - ORD Foreign Stock G4634U102 10 737
Harsco Corp. Common Stock 415864107 151 4,749
Homestead Village Inc. Common Stock 437851108 0 100
HS Resources Inc. Common Stock 404297103 23 1,347
Henry Schein Inc. Common Stock 806407102 182 13,690
Hussmann International Inc. Common Stock 448110106 48 3,174
Hershey Foods Corp. Common Stock 427866108 2,569 54,079
Hyperion 2002 Term Trust Inc. Common Stock 448915108 146 17,975
Hutchinson Technology Inc. Common Stock 448407106 3 120
H T E Inc. Common Stock 403926108 84 14,000
Hawthorne Finl Corp Common Stock 420542102 73 5,800
Heartland Express Inc. Common Stock 422347104 1,614 102,450
Houghton Mifflin Co Common Stock 441560109 706 16,730
Hearst-Argyle Television Inc. Common Stock 422317107 1,085 40,750
Hitox Corp. of America Common Stock 433658101 1 500
Hudson United Bancorp Common Stock 444165104 17 674
Hubbell Inc. CL A Common Stock 443510102 142 5,055
Hubbell Inc. CL B Common Stock 443510201 1,074 39,431
Hudson Hotels Corp. Common Stock 443794102 0 500
Hughes Supply Inc. Common Stock 444482103 482 22,375
Humana Inc. Common Stock 444859102 523 63,818
Humphrey Hospitality Trust Common Stock 445467103 273 35,000
Hutchinson Whampoa - Unsp ADR ADR 448415208 18 245
Haverty Furniture Co Inc. Common Stock 419596101 786 62,240
Hollywood Casino Corp. Common Stock 436132203 4 1,000
Howmet International Inc. Common Stock 443208103 624 34,520
Hewlett-Packard Co. Common Stock 428236103 42,531 373,279
Hexcel Corp. Common Stock 428291108 1 100
FORM 13F Run Date: 02/10/99
-----------------------------
S.E.C. Use Only
-----------------------------
Item 1: Item 6: Item 7: Item 8:
Name of Issuer Investment Discretion Other Voting Authority (Shares)
(a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None
Def Other
- --------------------------------------------------------------------------------------------------------------------------
Hartford Financial Services Group Inc. x 0 28,633 0
Hartford Capital II 8.35% x 0 3,550 0
Hartford Capital I Inc. 7.70% Pfd Ser x 0 12,000 0
Highline Inds Inc. x 0 1,000 0
Heineken N V - ADR x 0 3,729 0
HI Shear Inds Inc. x 0 150 0
Hitachi Ltd ADR 10 Com x 0 63,288 0
CEL SCI Corp. x 0 1,430 0
Highwoods Properties Inc. x 0 66,002 0
Highwoods Properties Inc. 8% PFD Ser B x 0 12,150 0
Hancock Fabrics Inc. x 0 18,000 0
Cable & Wireless HKT x 0 7,625 0
Hecla Mining Co x 0 3,150 0
Hartford Life Inc. x 0 3,200 0
Harmonic Lightwaves Inc. x 0 6,841 0
Helmstar Group Inc x 0 12,000 0
Hollinger International Inc. x 0 1,600 0
Hilton Hotels Corp. x 0 12,770 0
Healtheon Corp. x 0 4,140 0
Hollywood Entertainment Corp. x 0 10,607 0
Homestake Mining Co x 0 2,400 0
Health Management Associates, Inc. Cl x 0 43,103 0
Honda Motor LTD AMER SHS x 0 490 0
Home Properties of New York, x 0 4,400 0
Host Marriott Finl Tr x 0 400 0
HMG Courtland Properties Inc. x 0 200 0
Ha-Lo Industries Inc. x 0 4,365 0
Horace Mann Educators x 0 31,525 0
Hambrecht & Quist Group Inc. x 0 140 0
Health Management Systems, Inc x 0 7,800 0
Host Marriott Corp x 0 47,086 0
Host Marriott Corp New x 0 2,000 0
HMT Technology Corp. x 0 8,970 0
Advanced Voice Technologies x 0 800 0
Heilig-Myers Co x 0 4,953 0
Harleysville National Corp. - PA x 0 381 0
HON Industries Inc. x 0 55,593 0
H J Heinz Co x 0 143,875 0
Holywood.Com Inc x 0 1,595 0
Hologic Inc. x 0 25,000 0
Homestore Com Inc x 0 350 0
Honeywell International Inc. x 0 212,507 0
Starwood Hotels & Resorts Worldwide In x 0 15,885 0
Hotjobs Com Inc x 0 1,853 0
Hot Topic Inc x 0 13,530 0
Hovnanian Enterprises Inc. x 0 720 0
Helmerich & Payne x 0 12,480 0
Hercules Inc. x 0 17,685 0
Harnischfeger Industries Inc. x 0 100 0
Hollywood Park Inc. x 0 7,700 0
Heartport Inc. x 0 3,195 0
Healthplan Services Corp. x 0 345 0
Hospitality Properties Trust x 0 66,452 0
High Point Bank Corp. x 0 106 0
H & Q Life Sciences Investors x 0 10,059 0
Healthcare Realty Trust x 0 40,782 0
Block H & R Inc. x 0 7,880 0
Harbinger Corp. x 0 1,500 0
Harbor Federal Bancorp Inc. x 0 2,700 0
Hudson River Bancorp x 0 1,060 0
Healthsouth Corp. x 0 253,274 0
Hannaford Brothers Inc. x 0 185,997 0
Harford Natl Bk Aberdeen Md x 0 16,335 0
Hormel Foods Corp. x 0 5,730 0
HRPT Proprties Trust x 0 59,767 0
Harris Corp. x 0 10,255 0
Hallwood Realty Partnership LP Dep Uts x 0 4 0
Hertz Corporation x 0 250 0
High Speed Access Corp x 0 2,600 0
HSB Group Inc. x 0 4,420 0
HSBC Holdings PLC - ORD x 0 737 0
Harsco Corp. x 0 4,749 0
Homestead Village Inc. x 0 100 0
HS Resources Inc. x 0 1,347 0
Henry Schein Inc. x 0 13,690 0
Hussmann International Inc. x 0 3,174 0
Hershey Foods Corp. x 0 54,079 0
Hyperion 2002 Term Trust Inc. x 0 17,975 0
Hutchinson Technology Inc. x 0 120 0
H T E Inc. x 0 14,000 0
Hawthorne Finl Corp x 0 5,800 0
Heartland Express Inc. x 0 102,450 0
Houghton Mifflin Co x 0 16,730 0
Hearst-Argyle Television Inc. x 0 40,750 0
Hitox Corp. of America x 0 500 0
Hudson United Bancorp x 0 674 0
Hubbell Inc. CL A x 0 5,055 0
Hubbell Inc. CL B x 0 39,431 0
Hudson Hotels Corp. x 0 500 0
Hughes Supply Inc. x 0 22,375 0
Humana Inc. x 0 63,818 0
Humphrey Hospitality Trust x 0 35,000 0
Hutchinson Whampoa - Unsp ADR x 0 245 0
Haverty Furniture Co Inc. x 0 62,240 0
Hollywood Casino Corp. x 0 1,000 0
Howmet International Inc. x 0 34,520 0
Hewlett-Packard Co. x 0 373,279 0
Hexcel Corp. x 0 100 0
<PAGE>
FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS)
For Positions Held as of 12/31/999
Item 1: Item 2: Item 3: Item 4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amt.
- -------------------------------------------------------------------------------------------------------------------------
Houston Inds Inc. 7.00% Pfd PreferdStk Conv 442161204 16 135
Hyercom Corp. Common Stock 44913M105 24 2,350
Hyperion Solutions Corp Common Stock 44914M104 22 500
Hyseq Inc Common Stock 449163302 60 3,500
Insurance Auto Auctions Inc. Common Stock 457875102 5 330
International Absorbents Inc Common Stock 45885E104 5 10,000
IAC Capital Trust 8.25% Trust Orig Pfd PFD QTR 30/360 44919E206 24 1,300
Information Architects Corp Common Stock 45669R107 1 100
Integra Lifesciences Corp Com (New) Common Stock 457985208 3 500
ACTV Inc. Common Stock 00088E104 9 200
Interstate Bakeries Corp. Common Stock 46072H108 80 4,400
IBS Computer Corp. Common Stock 449225101 0 67
Intimate Brands Inc. Common Stock 461156101 256 5,930
IBIS Technology Corp. Common Stock 450909106 40 800
International Business Machines Common Stock 459200101 56,548 523,589
Intl Business Machine Corp 7.50% PFD A PFD QTR 30/360 459200309 36 1,400
Interactive Buyers Network Intl. Ltd Common Stock 45837B109 24 1,248
IBP Inc. Common Stock 449223106 324 18,015
Empresas ICA Sociedad ADR 292448107 0 70
Independence Community Bank Corp. Common Stock 453414104 69 5,546
Internet Cable Corp. Common Stock 46057X102 128 11,250
Immucell Corp. Common Stock 452525306 7 3,000
Insight Communications Inc Common Stock 45768V108 417 14,075
Internet Comm Corp Common Stock 46059F109 21 660
Ice Ice Factory Inc. Common Stock 44924D102 0 1,250
Internet Cap Group Inc Common Stock 46059C106 3,132 18,426
ICG Communications Inc. Common Stock 449246107 83 4,443
Imperial Chemical Inds Plc Adr ADR 452704505 2,577 60,541
Intermedia Communications Inc. Common Stock 458801107 40 1,030
ICN Pharmaceuticals Inc. Common Stock 448924100 2,328 91,965
Incomnet Inc Common Stock 453365207 0 5,000
Inacom Corp. Common Stock 45323G109 182 24,924
Intelect Communications Inc. Common Stock 458144102 7 5,020
Icos Corp. Common Stock 449295104 173 5,903
I.C.U. Med Inc. Common Stock 44930G107 55 3,600
Idacorp Inc Common Stock 451107106 480 17,888
Inter-Digital Communications Corp. Common Stock 45866A105 1,640 21,863
Idm Environmental Corp Common Stock 449391309 2 120
IDEC Pharmaceutical Corp. Common Stock 449370105 467 4,750
Intrawest Corp. Foreign Stock 460915200 48 2,800
Industrial Services of America Common Stock 456314103 2 1,000
IDT Corp. Common Stock 448947101 105 5,550
Integrated Device Technology Common Stock 458118106 25 850
Identix Inc. Common Stock 451906101 5 550
Idexx Laboratories Corp. Common Stock 45168D104 29 1,800
International Enexco Ltd Foreign Stock 45945G107 0 600
Iec Electrs Corp New Common Stock 44949L105 12 5,000
Indiana Energy Inc. Common Stock 454707100 2 132
International Electronics Common Stock 459436507 2 1,000
IEM S A Amern Shs ADR 449496207 0 12
Interactive Magic Inc. Common Stock 45838M104 1 450
Ies Utils Inc PFD QTR 30/360 44949R508 38 1,720
IDEX Corp. Common Stock 45167R104 287 9,450
International Fibercom Inc. Common Stock 45950T101 8 1,025
International Flavors & Fragrances Common Stock 459506101 280 7,415
Investors Financial Services Corp Common Stock 461915100 81 1,770
Informix Corp. Common Stock 456779107 643 56,520
The India Fund, Inc. MutualFdEqClose 454089103 13 800
IFR Sys Inc. Common Stock 449507102 1 82
Interface Inc. Common Stock 458665106 111 19,300
Interstate Gen L P Common Stock 460885205 4 500
Igen International Inc. Common Stock 449536101 15 500
IMC Global Inc. Common Stock 449669100 47 2,846
International Gaming Mgmt Common Stock 459548103 0 1,100
International Game Technology Common Stock 459902102 60 2,950
Interstate Hotels Corp Common Stock 46088R108 50 15,452
International Home Foods Inc Common Stock 459655106 355 20,439
Information Hldgs Inc Common Stock 456727106 44 1,510
Industrial Hldgs Inc. Common Stock 456160100 103 40,100
C Wts Industrial Holdings Inc Common Stock 456160134 17 76,950
Integrated Health Services Inc. Common Stock 45812C106 6 50,660
Morgan Stanley India Fund MutualFdEqClose 61745C105 45 2,750
Investors Ins Group Inc Common Stock 461606105 0 100
Internet Initiative Japan Inc ADR 46059T109 218 2,246
I T T Industries Inc. Common Stock 450911102 263 7,868
INA Investment Secs Inc. Common Stock 17179X106 31 2,200
I I S Intelligent Info Ltd Foreign Stock 449633205 4 1,000
P T Indonesian Satellite Corp-Sponsore ADR 715680104 56 2,580
II-IV Inc. Common Stock 902104108 67 3,325
Ixl Enterprises Inc Common Stock 450718101 22 400
IKON Office Solutions Inc. Common Stock 451713101 306 44,886
Ilex Oncology Inc. Common Stock 451923106 22 900
Intelogic Trace Inc. Common Stock 45815W109 0 1,750
Interleukin Genetics Inc Common Stock 458738101 3 500
Illinova Corp. Common Stock 452317100 57 1,630
I-Link Inc. Common Stock 449927102 11 3,800
Ingram Micro Inc. Common Stock 457153104 264 20,139
Imatron Inc Common Stock 452906100 6 2,500
Imax Corp. Common Stock 45245E109 12 450
International Multifoods Corp. Common Stock 460043102 3 200
Imclone Systems Inc Common Stock 45245W109 6,176 155,850
Intl Meta Systems Inc Common Stock 45986B108 0 3,000
Immunogen Inc. Common Stock 45253H101 21 3,800
San Paolo-imi S P A ADR 799175104 147 5,354
Indiana Michigan Power Jr Sub Debs PFD QTR 30/360 454889817 10 500
Ingles Markets Inc. Common Stock 457030104 8 700
Merrill Lynch & Co Inc PFD QTR 30/360 590188751 9 500
Imation Corp. Common Stock 45245A107 4 130
FORM 13F Run Date: 02/10/99
-----------------------------
S.E.C. Use Only
-----------------------------
Item 1: Item 6: Item 7: Item 8:
Name of Issuer Investment Discretion Other Voting Authority (Shares)
(a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None
Def Other
- --------------------------------------------------------------------------------------------------------------------------
Houston Inds Inc. 7.00% Pfd x 0 135 0
Hyercom Corp. x 0 2,350 0
Hyperion Solutions Corp x 0 500 0
Hyseq Inc x 0 3,500 0
Insurance Auto Auctions Inc. x 0 330 0
International Absorbents Inc x 0 10,000 0
IAC Capital Trust 8.25% Trust Orig Pfd x 0 1,300 0
Information Architects Corp x 0 100 0
Integra Lifesciences Corp Com (New) x 0 500 0
ACTV Inc. x 0 200 0
Interstate Bakeries Corp. x 0 4,400 0
IBS Computer Corp. x 0 67 0
Intimate Brands Inc. x 0 5,930 0
IBIS Technology Corp. x 0 800 0
International Business Machines x 0 523,589 0
Intl Business Machine Corp 7.50% PFD A x 0 1,400 0
Interactive Buyers Network Intl. Ltd x 0 1,248 0
IBP Inc. x 0 18,015 0
Empresas ICA Sociedad x 0 70 0
Independence Community Bank Corp. x 0 5,546 0
Internet Cable Corp. x 0 11,250 0
Immucell Corp. x 0 3,000 0
Insight Communications Inc x 0 14,075 0
Internet Comm Corp x 0 660 0
Ice Ice Factory Inc. x 0 1,250 0
Internet Cap Group Inc x 0 18,426 0
ICG Communications Inc. x 0 4,443 0
Imperial Chemical Inds Plc Adr x 0 60,541 0
Intermedia Communications Inc. x 0 1,030 0
ICN Pharmaceuticals Inc. x 0 91,965 0
Incomnet Inc x 0 5,000 0
Inacom Corp. x 0 24,924 0
Intelect Communications Inc. x 0 5,020 0
Icos Corp. x 0 5,903 0
I.C.U. Med Inc. x 0 3,600 0
Idacorp Inc x 0 17,888 0
Inter-Digital Communications Corp. x 0 21,863 0
Idm Environmental Corp x 0 120 0
IDEC Pharmaceutical Corp. x 0 4,750 0
Intrawest Corp. x 0 2,800 0
Industrial Services of America x 0 1,000 0
IDT Corp. x 0 5,550 0
Integrated Device Technology x 0 850 0
Identix Inc. x 0 550 0
Idexx Laboratories Corp. x 0 1,800 0
International Enexco Ltd x 0 600 0
Iec Electrs Corp New x 0 5,000 0
Indiana Energy Inc. x 0 132 0
International Electronics x 0 1,000 0
IEM S A Amern Shs x 0 12 0
Interactive Magic Inc. x 0 450 0
Ies Utils Inc x 0 1,720 0
IDEX Corp. x 0 9,450 0
International Fibercom Inc. x 0 1,025 0
International Flavors & Fragrances x 0 7,415 0
Investors Financial Services Corp x 0 1,770 0
Informix Corp. x 0 56,520 0
The India Fund, Inc. x 0 800 0
IFR Sys Inc. x 0 82 0
Interface Inc. x 0 19,300 0
Interstate Gen L P x 0 500 0
Igen International Inc. x 0 500 0
IMC Global Inc. x 0 2,846 0
International Gaming Mgmt x 0 1,100 0
International Game Technology x 0 2,950 0
Interstate Hotels Corp x 0 15,452 0
International Home Foods Inc x 0 20,439 0
Information Hldgs Inc x 0 1,510 0
Industrial Hldgs Inc. x 0 40,100 0
C Wts Industrial Holdings Inc x 0 76,950 0
Integrated Health Services Inc. x 0 50,660 0
Morgan Stanley India Fund x 0 2,750 0
Investors Ins Group Inc x 0 100 0
Internet Initiative Japan Inc x 0 2,246 0
I T T Industries Inc. x 0 7,868 0
INA Investment Secs Inc. x 0 2,200 0
I I S Intelligent Info Ltd x 0 1,000 0
P T Indonesian Satellite Corp-Sponsore x 0 2,580 0
II-IV Inc. x 0 3,325 0
Ixl Enterprises Inc x 0 400 0
IKON Office Solutions Inc. x 0 44,886 0
Ilex Oncology Inc. x 0 900 0
Intelogic Trace Inc. x 0 1,750 0
Interleukin Genetics Inc x 0 500 0
Illinova Corp. x 0 1,630 0
I-Link Inc. x 0 3,800 0
Ingram Micro Inc. x 0 20,139 0
Imatron Inc x 0 2,500 0
Imax Corp. x 0 450 0
International Multifoods Corp. x 0 200 0
Imclone Systems Inc x 0 155,850 0
Intl Meta Systems Inc x 0 3,000 0
Immunogen Inc. x 0 3,800 0
San Paolo-imi S P A x 0 5,354 0
Indiana Michigan Power Jr Sub Debs x 0 500 0
Ingles Markets Inc. x 0 700 0
Merrill Lynch & Co Inc x 0 500 0
Imation Corp. x 0 130 0
<PAGE>
FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS)
For Positions Held as of 12/31/999
Item 1: Item 2: Item 3: Item 4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amt.
- -------------------------------------------------------------------------------------------------------------------------
Immune Response Corp. - Del Common Stock 45252T106 3 800
Immunex Corp. Common Stock 452528102 1,403 12,834
Imaginon Inc Common Stock 45246K104 4 1,000
Intermost Corp Common Stock 45881R109 6 1,500
Impala Platinum Hldgs ADR 452553209 20 500
Imco Recycling Inc. Common Stock 449681105 160 12,650
IMR Global Corp. Common Stock 45321W106 63 5,000
Imperial Tobacco PLC Spon ADR ADR 453142101 4 250
Grupo Imsa S A De C V ADR 40048T106 4 259
Industrial Bancorp Inc. Common Stock 455882100 30 2,000
Infocure Corp. Common Stock 45665A108 57 1,825
Incyte Pharmaceuticals Inc. Common Stock 45337C102 139 2,320
American Indl Pptys Reit Common Stock 026791202 16 1,306
Independent Bank Corp. Common Stock 453836108 550 44,000
Independent Capital Trust I PFD QTR 30/360 45384F206 618 28,600
Indigo NV Foreign Stock N44495104 14 4,500
Independent Energy Hldgs PLC ADR ADR 45384X108 100 3,007
Infinity Broadcasting Corp. Common Stock 45662S102 109 3,015
Infracorps Inc Common Stock 456826106 1 10,000
Infodata Systems Inc. New Common Stock 456650209 0 232
Infinium Software Inc. Common Stock 45662Y109 2 300
In Focus Systems Inc. Common Stock 452919103 18 785
Infosys Technologies Ltd ADR 456788108 33 100
Ing Groep NV Spons ADR ADR 456837103 6,653 109,073
Inhale Therapeutic Sys Inc Common Stock 457191104 99 2,325
Interliant Inc Common Stock 458742103 3 100
Inktomi Corp Common Stock 457277101 960 10,820
Inland Res Inc Wash Common Stock 457469302 0 100
Intermet Corp. Common Stock 45881K104 58 5,000
International Paper Cap Tr PFD QTR 30/360 460137300 24 440
Interphase Corp Common Stock 460593106 15 700
Inprise Corp Common Stock 45766C102 70 6,300
Infosoft International Inc. Common Stock 457674109 50 1,540
Infospace Com Inc. Common Stock 45678T102 75 350
Insituform Technologies Inc Common Stock 457667103 5 184
World Fuel Services Corp. Common Stock 981475106 2 300
Intasys Corp Foreign Stock 45809M109 5 1,000
Intel Corp. Common Stock 458140100 76,545 929,930
Intelidata Technologies Corp. Common Stock 45814T107 21 5,000
Inet Technologies Inc Common Stock 45662V105 21 300
Inter Tel Incorporated Common Stock 458372109 38 1,500
Integrated Systems Inc. Common Stock 45812M104 47 1,395
Intuit Corp. Common Stock 461202103 1,166 19,451
Intervoice Inc. Common Stock 461142101 84 3,530
Innovex Inc. Common Stock 457647105 423 45,135
Input/Output Inc. Common Stock 457652105 121 23,900
Iomega Corp. Common Stock 462030107 53 15,816
Ionics Inc. Common Stock 462218108 10 350
Iona Technologies Plc ADR 46206P109 16 300
International Paper Co. Common Stock 460146103 8,710 154,324
Integrated Packaging Assembly Common Stock 457989101 2 2,800
Inter Parfums Inc Common Stock 458334109 4 455
Illinois Power Co PFD QTR 30/360 452092406 19 600
Illinois Power Capital L P PFDMthly 30/360 452085202 273 11,300
Illinois Power Financing I 8% Trust PFD QTR 30/360 452101207 100 5,060
IPC Holdings Ltd Common Stock G4933P101 60 4,000
Interpublic Group Companies Inc. Common Stock 460690100 3,995 69,252
Interneuron Pharmaceutical Common Stock 460573108 117 20,400
Ipalco Enterprises Inc. Common Stock 462613100 174 10,188
Interplay Entertainment Corp. Common Stock 460615107 3 1,000
International Paper Cap TR III 7.875% PFD QTR 30/360 460140205 170 8,000
Iparty Corp Common Stock 46261R107 75 19,000
Vialink Co Common Stock 92552Q101 7 200
Ingersoll-Rand Co Common Stock 456866102 1,740 31,592
Imperial Petroleum Recovery Corp Common Stock 453079105 4 3,000
Intl Rectifier Corp. Common Stock 460254105 229 8,800
Iron & Glass Bancorp Common Stock 462735101 28 1,200
Irdium World Communications Ltd Cl A Common Stock G49398103 8 3,625
Irish Investment Fd Inc. Common Stock 462710104 15 1,000
Iron Mountain Inc. Common Stock 46284P104 131 3,330
IRSA - Spon GDR ADR 450047204 7 215
IRT Property Co Common Stock 450058102 241 30,910
Interim Services Inc. Common Stock 45868P100 2,785 112,538
I C Isaacs & Co Inc. Common Stock 464192103 2 1,050
ISB Financial Corp. Common Stock 450091103 3 200
International Speedway Corp. Common Stock 460335201 822 16,313
Iscor Ltd Sponsored ADR ADR 464272202 519 137,208
International Shipholding Corp. Common Stock 460321201 194 16,662
I Sim Intl Corp Common Stock 45023R108 0 1
ISIS Pharmaceuticals Common Stock 464330109 14 2,200
Digital Is Inc Del Common Stock 25385N101 352 3,700
Isle Of Capri Casinos Inc Common Stock 464592104 7 500
Interspeed Inc Common Stock 46070W107 74 4,200
Integrated Silicon Solution Inc. Common Stock 45812P107 99 6,000
ISS Group Inc Common Stock 450306105 14 200
Ispat International NV ADR 464899103 24 1,500
Gartner Group Incorporated Class A Common Stock 366651107 38 2,500
Gartner Group Inc. - CL B Common Stock 366651206 41 2,994
Intl Thoroughbred Brders Inc PFD Ser A PreferdStk Conv 460491889 2 4,028
ITC Deltacom Inc. Common Stock 45031T104 280 10,150
Imaging Technologies Corp Common Stock 45244U104 19 30,000
Investment Technology Group Common Stock 46145F105 13 450
Intertan Inc. Common Stock 461120107 109 4,160
Itochu Corp - ADR ADR 465717106 221 4,445
Intraware Inc Common Stock 46118M103 32 400
Intertrust Technologies Corp Common Stock 46113Q109 142 1,210
Intertechnology Solar Inc Common Stock 461126104 0 300
Intervu Inc Common Stock 46114R106 63 600
FORM 13F Run Date: 02/10/99
-----------------------------
S.E.C. Use Only
-----------------------------
Item 1: Item 6: Item 7: Item 8:
Name of Issuer Investment Discretion Other Voting Authority (Shares)
(a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None
Def Other
- --------------------------------------------------------------------------------------------------------------------------
Immune Response Corp. - Del x 0 800 0
Immunex Corp. x 0 12,834 0
Imaginon Inc x 0 1,000 0
Intermost Corp x 0 1,500 0
Impala Platinum Hldgs x 0 500 0
Imco Recycling Inc. x 0 12,650 0
IMR Global Corp. x 0 5,000 0
Imperial Tobacco PLC Spon ADR x 0 250 0
Grupo Imsa S A De C V x 0 259 0
Industrial Bancorp Inc. x 0 2,000 0
Infocure Corp. x 0 1,825 0
Incyte Pharmaceuticals Inc. x 0 2,320 0
American Indl Pptys Reit x 0 1,306 0
Independent Bank Corp. x 0 44,000 0
Independent Capital Trust I x 0 28,600 0
Indigo NV x 0 4,500 0
Independent Energy Hldgs PLC ADR x 0 3,007 0
Infinity Broadcasting Corp. x 0 3,015 0
Infracorps Inc x 0 10,000 0
Infodata Systems Inc. New x 0 232 0
Infinium Software Inc. x 0 300 0
In Focus Systems Inc. x 0 785 0
Infosys Technologies Ltd x 0 100 0
Ing Groep NV Spons ADR x 0 109,073 0
Inhale Therapeutic Sys Inc x 0 2,325 0
Interliant Inc x 0 100 0
Inktomi Corp x 0 10,820 0
Inland Res Inc Wash x 0 100 0
Intermet Corp. x 0 5,000 0
International Paper Cap Tr x 0 440 0
Interphase Corp x 0 700 0
Inprise Corp x 0 6,300 0
Infosoft International Inc. x 0 1,540 0
Infospace Com Inc. x 0 350 0
Insituform Technologies Inc x 0 184 0
World Fuel Services Corp. x 0 300 0
Intasys Corp x 0 1,000 0
Intel Corp. x 0 929,930 0
Intelidata Technologies Corp. x 0 5,000 0
Inet Technologies Inc x 0 300 0
Inter Tel Incorporated x 0 1,500 0
Integrated Systems Inc. x 0 1,395 0
Intuit Corp. x 0 19,451 0
Intervoice Inc. x 0 3,530 0
Innovex Inc. x 0 45,135 0
Input/Output Inc. x 0 23,900 0
Iomega Corp. x 0 15,816 0
Ionics Inc. x 0 350 0
Iona Technologies Plc x 0 300 0
International Paper Co. x 0 154,324 0
Integrated Packaging Assembly x 0 2,800 0
Inter Parfums Inc x 0 455 0
Illinois Power Co x 0 600 0
Illinois Power Capital L P x 0 11,300 0
Illinois Power Financing I 8% Trust x 0 5,060 0
IPC Holdings Ltd x 0 4,000 0
Interpublic Group Companies Inc. x 0 69,252 0
Interneuron Pharmaceutical x 0 20,400 0
Ipalco Enterprises Inc. x 0 10,188 0
Interplay Entertainment Corp. x 0 1,000 0
International Paper Cap TR III 7.875% x 0 8,000 0
Iparty Corp x 0 19,000 0
Vialink Co x 0 200 0
Ingersoll-Rand Co x 0 31,592 0
Imperial Petroleum Recovery Corp x 0 3,000 0
Intl Rectifier Corp. x 0 8,800 0
Iron & Glass Bancorp x 0 1,200 0
Irdium World Communications Ltd Cl A x 0 3,625 0
Irish Investment Fd Inc. x 0 1,000 0
Iron Mountain Inc. x 0 3,330 0
IRSA - Spon GDR x 0 215 0
IRT Property Co x 0 30,910 0
Interim Services Inc. x 0 112,538 0
I C Isaacs & Co Inc. x 0 1,050 0
ISB Financial Corp. x 0 200 0
International Speedway Corp. x 0 16,313 0
Iscor Ltd Sponsored ADR x 0 137,208 0
International Shipholding Corp. x 0 16,662 0
I Sim Intl Corp x 0 1 0
ISIS Pharmaceuticals x 0 2,200 0
Digital Is Inc Del x 0 3,700 0
Isle Of Capri Casinos Inc x 0 500 0
Interspeed Inc x 0 4,200 0
Integrated Silicon Solution Inc. x 0 6,000 0
ISS Group Inc x 0 200 0
Ispat International NV x 0 1,500 0
Gartner Group Incorporated Class A x 0 2,500 0
Gartner Group Inc. - CL B x 0 2,994 0
Intl Thoroughbred Brders Inc PFD Ser A x 0 4,028 0
ITC Deltacom Inc. x 0 10,150 0
Imaging Technologies Corp x 0 30,000 0
Investment Technology Group x 0 450 0
Intertan Inc. x 0 4,160 0
Itochu Corp - ADR x 0 4,445 0
Intraware Inc x 0 400 0
Intertrust Technologies Corp x 0 1,210 0
Intertechnology Solar Inc x 0 300 0
Intervu Inc x 0 600 0
<PAGE>
FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS)
For Positions Held as of 12/31/999
Item 1: Item 2: Item 3: Item 4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amt.
- -------------------------------------------------------------------------------------------------------------------------
Illinois Tool Works Common Stock 452308109 2,778 41,117
12 Technologies Inc. Common Stock 465754109 620 3,180
IT Group Inc Common Stock 465266104 5 500
Invitrogen Corp Common Stock 46185R100 30 500
Ivillage Inc. Common Stock 46588H105 55 2,700
Invensys PLC Spons Adr ADR 461204109 4,258 394,327
Investor AB Stockholm Common Stock W48102102 31 2,200
Innovet Inc Common Stock 45765P104 0 6,000
IVAX Corp. Common Stock 465823102 282 10,970
Iweb Corp Common Stock 46600N106 2 500
Interwoven Inc Common Stock 46114T102 6 50
Orix Corporation - Spons ADR ADR 686330101 179 1,575
Zapme Corp Common Stock 98912E100 26 3,000
Jackpot Enterprises Inc. Common Stock 466392107 1 140
JCC Holdings Company Cl A Common Stock 46611Q205 4 1,326
Jos E. Seagram & Sons Inc SR PFD QTR 30/360 811845205 13 600
JDN Realty Corp Pfd Ser A 9.375% PFD QTR 30/360 465917201 125 7,100
Golden Bear Golf Inc. Common Stock 380975102 1 2,000
Jameson Inns Inc Common Stock 470457102 4 574
Jardine Matheson Holdings Ltd. Spon AD ADR 471115303 870 220,937
J Alexander Corp. Common Stock 466096104 86 27,640
Baker J Inc Common Stock 057232100 48 8,000
Jabil Circuit Inc. Common Stock 466313103 467 6,395
JB Oxford Holdings Inc. Common Stock 466107109 15 2,000
Jack In the Box Common Stock 466367109 973 47,050
Jacada Ltd Common Stock M6184R101 6 200
Johnson Controls Inc. Common Stock 478366107 559 9,822
Penney (J C) Co Inc. Common Stock 708160106 637 31,971
J D Edwards & Co Common Stock 281667105 8 275
JDN Realty Corp. Common Stock 465917102 88 5,462
Jardine Strategic Holdings Ltd ADR 471119206 106 26,755
JDS Uniphase Corp Common Stock 46612J101 6,566 40,706
Jacobs Engineering Group Inc. Common Stock 469814107 75 2,310
Johnson Elec Hldgs Ltd ADR 479087207 13 200
The Japan Equity Fund, Inc. MutualFdEqClose 471057109 24 2,500
Jetronic Inds Inc Common Stock 477178107 1 1,464
Jfax Com Inc Common Stock 477366108 10 1,500
Harland John H Co Common Stock 412693103 206 11,250
Jackson Hole Hldgs Corp Foreign Stock 46820W100 0 10,000
John Hancock Income Sec Trust Common Stock 410123103 3 200
J & J Snack Foods Corp. Common Stock 466032109 658 32,098
Henry Jack & Associates Inc Common Stock 426281101 352 6,550
JLG Industries Inc. Common Stock 466210101 663 41,790
Johns Manville Corp. Common Stock 478129109 57 4,038
Jones Pharma Inc Common Stock 480236108 57 1,312
The John Nuveen Co Cl A Common Stock 478035108 501 13,900
Johnson & Johnson Common Stock 478160104 25,202 270,624
Juniper Networks Common Stock 48203R104 578 1,700
Jones Apparel Group, Inc. Common Stock 480074103 19 695
St Joe Corp. Common Stock 790148100 92 3,778
Jones Intercable Inc Cl A Common Stock 480206200 154 2,220
Jostens Inc. Common Stock 481088102 22 900
Jos A Bank Clothiers Inc Common Stock 480838101 3 1,000
Jefferson-Pilot Corp. Common Stock 475070108 3,468 50,806
J P Morgan & Co. Common Stock 616880100 5,494 43,384
Morgan JP & Co Inc. Adj Rate PFD QTR 30/360 616880209 58 800
Japan Telecom Co Ltd ADR 471104109 69 865
Jupiter Communications Inc Common Stock 482050101 85 2,800
James River Bankshares Inc. - VA Common Stock 470345109 62 5,300
Journal Register Company Common Stock 481138105 41 2,675
The Cincinnati Gas & Elec Co PFD QTR 30/360 172070831 13 600
Jacobson Resonance Enterprises Common Stock 469830103 26 100,000
Jefferson Smurfit Group PLC Spons ADR ADR 47508W107 676 23,295
JSB Finl Inc Common Stock 46624M100 13 250
J Sainsbury Plc Sponsored Adr ADR 466249109 1,727 76,960
Jotan Inc Common Stock 481093102 1 12,000
Juno Lighting Inc Common Stock 482047206 1 75
Jusco Co Ltd Adr ADR 482131208 14 80
Javelin Systems Inc. Common Stock 471896100 28 3,000
Wiley John & Sons Common Stock 968223206 34 2,000
Juno Online Svcs Inc. Common Stock 482048105 18 500
J W Genesis Finl Corp. Common Stock 482227105 1,090 36,810
JCP&L Capital LP 8.56% Cum Monthly PFD QTR 30/360 46611K208 31 1,300
Kellogg Co Common Stock 487836108 644 20,892
Kaneb Services Inc. Common Stock 484170105 1 200
Kana Communications Common Stock 483600102 205 1,000
KAO Corporation ADR ADR 485537203 316 1,108
Koala Corp. Common Stock 499866101 4 300
Kbf Pollution Mgmt Inc Common Stock 482396108 0 1,000
Kaufman & Broad Home Corp. Common Stock 486168107 5 200
Keebler Foods Co. Common Stock 487256109 10 350
Kenneth Cole Productions INc. Cl A Common Stock 193294105 18 400
Kanas City Power & Light 4.20% PFD PFD QTR 30/360 485134407 14 200
Kaydon Corp. Common Stock 486587108 583 21,735
Koger Equity Inc. Common Stock 500228101 88 5,200
Keane, Inc. Common Stock 486665102 987 31,080
Keene Corp Common Stock 487315103 0 1,000
Key Energy Group Inc. Common Stock 492914106 1 200
Kemet Corp. Common Stock 488360108 236 5,239
Kentucky Cent Life Ins Co Cl A Common Stock 491242202 0 7,000
Korea Electric Power Corp. ADR ADR 500631106 22 1,305
Keravision Inc. Common Stock 492061106 5 800
Keycorp New Common Stock 493267108 363 16,408
Korea Fund Inc. MutualFdEqClose 500634100 43 2,500
Klamath First Bancorp Inc. Common Stock 49842P103 6 490
Krauses Furniture Inc New Common Stock 500760202 1 400
Kinross Gold Corp. Foreign Stock 496902107 1 320
Kemper Intermed Govt Trust Common Stock 488413105 115 17,850
FORM 13F Run Date: 02/10/99
-----------------------------
S.E.C. Use Only
-----------------------------
Item 1: Item 6: Item 7: Item 8:
Name of Issuer Investment Discretion Other Voting Authority (Shares)
(a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None
Def Other
- --------------------------------------------------------------------------------------------------------------------------
Illinois Tool Works x 0 41,117 0
12 Technologies Inc. x 0 3,180 0
IT Group Inc x 0 500 0
Invitrogen Corp x 0 500 0
Ivillage Inc. x 0 2,700 0
Invensys PLC Spons Adr x 0 394,327 0
Investor AB Stockholm x 0 2,200 0
Innovet Inc x 0 6,000 0
IVAX Corp. x 0 10,970 0
Iweb Corp x 0 500 0
Interwoven Inc x 0 50 0
Orix Corporation - Spons ADR x 0 1,575 0
Zapme Corp x 0 3,000 0
Jackpot Enterprises Inc. x 0 140 0
JCC Holdings Company Cl A x 0 1,326 0
Jos E. Seagram & Sons Inc SR x 0 600 0
JDN Realty Corp Pfd Ser A 9.375% x 0 7,100 0
Golden Bear Golf Inc. x 0 2,000 0
Jameson Inns Inc x 0 574 0
Jardine Matheson Holdings Ltd. Spon AD x 0 220,937 0
J Alexander Corp. x 0 27,640 0
Baker J Inc x 0 8,000 0
Jabil Circuit Inc. x 0 6,395 0
JB Oxford Holdings Inc. x 0 2,000 0
Jack In the Box x 0 47,050 0
Jacada Ltd x 0 200 0
Johnson Controls Inc. x 0 9,822 0
Penney (J C) Co Inc. x 0 31,971 0
J D Edwards & Co x 0 275 0
JDN Realty Corp. x 0 5,462 0
Jardine Strategic Holdings Ltd x 0 26,755 0
JDS Uniphase Corp x 0 40,706 0
Jacobs Engineering Group Inc. x 0 2,310 0
Johnson Elec Hldgs Ltd x 0 200 0
The Japan Equity Fund, Inc. x 0 2,500 0
Jetronic Inds Inc x 0 1,464 0
Jfax Com Inc x 0 1,500 0
Harland John H Co x 0 11,250 0
Jackson Hole Hldgs Corp x 0 10,000 0
John Hancock Income Sec Trust x 0 200 0
J & J Snack Foods Corp. x 0 32,098 0
Henry Jack & Associates Inc x 0 6,550 0
JLG Industries Inc. x 0 41,790 0
Johns Manville Corp. x 0 4,038 0
Jones Pharma Inc x 0 1,312 0
The John Nuveen Co Cl A x 0 13,900 0
Johnson & Johnson x 0 270,624 0
Juniper Networks x 0 1,700 0
Jones Apparel Group, Inc. x 0 695 0
St Joe Corp. x 0 3,778 0
Jones Intercable Inc Cl A x 0 2,220 0
Jostens Inc. x 0 900 0
Jos A Bank Clothiers Inc x 0 1,000 0
Jefferson-Pilot Corp. x 0 50,806 0
J P Morgan & Co. x 0 43,384 0
Morgan JP & Co Inc. Adj Rate x 0 800 0
Japan Telecom Co Ltd x 0 865 0
Jupiter Communications Inc x 0 2,800 0
James River Bankshares Inc. - VA x 0 5,300 0
Journal Register Company x 0 2,675 0
The Cincinnati Gas & Elec Co x 0 600 0
Jacobson Resonance Enterprises x 0 100,000 0
Jefferson Smurfit Group PLC Spons ADR x 0 23,295 0
JSB Finl Inc x 0 250 0
J Sainsbury Plc Sponsored Adr x 0 76,960 0
Jotan Inc x 0 12,000 0
Juno Lighting Inc x 0 75 0
Jusco Co Ltd Adr x 0 80 0
Javelin Systems Inc. x 0 3,000 0
Wiley John & Sons x 0 2,000 0
Juno Online Svcs Inc. x 0 500 0
J W Genesis Finl Corp. x 0 36,810 0
JCP&L Capital LP 8.56% Cum Monthly x 0 1,300 0
Kellogg Co x 0 20,892 0
Kaneb Services Inc. x 0 200 0
Kana Communications x 0 1,000 0
KAO Corporation ADR x 0 1,108 0
Koala Corp. x 0 300 0
Kbf Pollution Mgmt Inc x 0 1,000 0
Kaufman & Broad Home Corp. x 0 200 0
Keebler Foods Co. x 0 350 0
Kenneth Cole Productions INc. Cl A x 0 400 0
Kanas City Power & Light 4.20% PFD x 0 200 0
Kaydon Corp. x 0 21,735 0
Koger Equity Inc. x 0 5,200 0
Keane, Inc. x 0 31,080 0
Keene Corp x 0 1,000 0
Key Energy Group Inc. x 0 200 0
Kemet Corp. x 0 5,239 0
Kentucky Cent Life Ins Co Cl A x 0 7,000 0
Korea Electric Power Corp. ADR x 0 1,305 0
Keravision Inc. x 0 800 0
Keycorp New x 0 16,408 0
Korea Fund Inc. x 0 2,500 0
Klamath First Bancorp Inc. x 0 490 0
Krauses Furniture Inc New x 0 400 0
Kinross Gold Corp. x 0 320 0
Kemper Intermed Govt Trust x 0 17,850 0
<PAGE>
FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS)
For Positions Held as of 12/31/999
Item 1: Item 2: Item 3: Item 4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amt.
- -------------------------------------------------------------------------------------------------------------------------
First Years Inc Common Stock 337610109 334 40,140
4 Kids Entertainment Inc. Common Stock 350865101 22 770
KIMCO Realty Corp. Common Stock 49446R109 77 2,276
KIMCO Realty 8.5% Cumulative Preferred Stock 49446R505 8 400
Kimco Realty Cum Pfd PFD QTR 30/360 49446R604 10 500
Kimco Realty Corp 7.50% Pfd PFD QTR 30/360 49446R877 2 72
King Pharmaceuticals Inc Common Stock 495582108 480 8,562
Meridian Diagnostics Inc. Common Stock 589602101 29 4,000
Koninklijke KPN NV Common Stock N4297B104 2,551 26,255
KLA Tencor Corp. Common Stock 482480100 604 5,420
Kulicke & Soffa Ina Inc. Common Stock 501242101 69 1,630
KLM Royal Dutch Airlines ADR 482516309 244 9,788
Kushner Locke Co. Common Stock 501337406 13 3,000
Kansas City Power & Light Co Common Stock 485134100 82 3,731
Kansas City Power & Light 3.80% Pfd PFD QTR 30/360 485134209 31 425
Kansas City Pwr & Lt Co 4.50 Pfd Preferred Stock 485134605 25 335
Kaiser Aluminum Corp Common Stock 483007100 4 500
K Mart Corp. Common Stock 482584109 596 59,225
KMart Financing I 7.75% Conv PreferdStk Conv 498778208 18 415
Komag Inc. Common Stock 500453105 3 830
Kimberly-Clark Corp. Common Stock 494368103 9,833 150,696
Kerr-McGee Corp. Common Stock 492386107 686 11,070
Kinder Morgan Inc Common Stock 49455P101 21 1,050
Kemper Multi Mkt Income Tr Common Stock 48842B106 258 32,500
Kinder Morgan Energy Partners LP Common Stock 494550106 1,083 26,130
Kennametal Inc. Common Stock 489170100 183 5,430
Komatsu LTD - Spons ADR ADR 500458401 2,286 124,470
Circuit City Stores Inc.-Carmax Common Stock 172737306 5 2,200
Knight Transn Inc Common Stock 499064103 10 600
Knot Inc Common Stock 499184109 1 100
Kensey Nash Corp Common Stock 490057106 2 200
Kent Electronics Corp. Common Stock 490553104 27 1,200
Coca Cola Co. Common Stock 191216100 21,335 366,270
Coca-Cola FENSA CV Spons ADR ADR 191241108 28 1,600
Kollmorgen Corp. Common Stock 500440102 36 2,910
Drkoop Com Inc Common Stock 262098106 29 2,450
Kopin Corp. Common Stock 500600101 134 3,200
Korea Thrunet Co Ltd Foreign Stock Y49975108 34 500
KOS Pharmaceuticals Inc. Common Stock 500648100 6 1,000
Key Production Company Inc Common Stock 493138101 22 3,030
Inkeepers USA Trust Common Stock 4576J0104 86 10,456
Kentucky Power Co PFD QTR 30/360 491386108 28 1,200
Royal KPN Nederland NV Spon ADR ADR 780641205 5,657 58,854
Kaneb Pipe Line Partners LP SR Pref LTD Part P4 484169107 9 350
Kpnqwest N V Foreign Stock N50919104 32 500
Kroger Co. Common Stock 501044101 1,137 60,237
MBNA Corp. Common Stock 55262L100 6,941 254,708
MBNA Corp. 7.50% Cum Pfd Ser A PFD QTR 30/360 55262L209 4 150
Capital Re LLC 7.65% Cum Pfd PFDMthly 30/360 P20578103 196 9,100
Knight-Ridder Inc. Common Stock 499040103 1,455 24,452
Kroll O Gara Co. Common Stock 501050108 2 100
Kronos Inc. Common Stock 501052104 132 2,197
Kranzco Realty Trust Common Stock 50076E103 54 6,100
Kranzco Realty Tr 9.50% Cum PFD Ser D PFD QTR 30/360 50076E400 14 1,000
Crystallex International Corp. Foreign Stock 22942F101 3 2,000
Keyspan Corporation Common Stock 49337W100 334 14,409
Keyspan Corp PFD 30/360 P1 49337W209 25 1,000
Kaiser Group International Inc Common Stock 483060109 0 200
Kendall Square Resh Corp Common Stock 488789108 0 100
Kohls Corp. Common Stock 500255104 588 8,139
Keystone Financial Inc. Common Stock 493482103 174 8,261
Kansas City Southern Ind Inc. Common Stock 485170104 851 11,410
K-Swiss Inc. Cl A Common Stock 482686102 486 26,153
Katy Industries Inc. Common Stock 486026107 26 3,000
Korea Telecom ADR 50063P103 126 1,687
Kenan Transport Co Common Stock 488539107 41 1,300
K2 Inc. Common Stock 482732104 108 14,200
Kitty Hawk Inc Common Stock 498326107 28 4,000
K2 Energy Corp Common Stock 48273C102 1 2,000
Kubota Corp. - Spons ADR ADR 501173207 75 962
Kellwood Co Common Stock 488044108 4 200
Quaker Chemical Corp. Common Stock 747316107 11 800
Kyocera Corp. Spons ADR ADR 501556203 9,949 37,973
Liberty Financial Companies Inc. Common Stock 530512102 211 9,215
Lake Ariel Bancorp Inc. Common Stock 507467108 8 525
Lab One Inc New Common Stock 50540L105 5 675
LaFarge Corp. Common Stock 505862102 133 4,800
Latin American Investment Fd Inc. MutualFdEqClose 518279104 46 3,532
Lamar Advertising Co Common Stock 512815101 82 1,350
Lancer Corp. - Tex Common Stock 514614106 65 13,987
Lancaster Colony Corp. Common Stock 513847103 81 2,435
The Latin America Equity Fund, Inc. Common Stock 51827T100 63 5,000
Laura Ashley Holdings PLC ORD Common Stock G53872100 0 1,000
Lasersight Inc. Common Stock 517924106 30 2,960
Latitude Communications Inc Common Stock 518292107 162 6,200
Lawson Products Inc. Common Stock 520776105 2 100
Lafayette Bancorporation Common Stock 505893107 30 1,182
Labor Ready Inc. Common Stock 505401208 23 1,876
Lifeline Biotechnologies Inc. Common Stock 53219E303 0 1,000
Libbey, Inc. Common Stock 529898108 49 1,700
Liberty Corp. Common Stock 530370105 63 1,500
LCA-Vision Inc. Common Stock 501803209 4 847
Lycos Inc. Common Stock 550818108 705 8,859
Lincorp Holdings Inc. Common Stock 535100101 0 199
Louis Dreyfus Natural Gas CP Common Stock 546011107 6 339
Leading Edge Ind Inc Common Stock 521707109 0 30,000
London Pacific Group Ltd Sponsored Adr ADR 542073101 36 1,000
Landauer Inc. Common Stock 51476K103 4 200
FORM 13F Run Date: 02/10/99
-----------------------------
S.E.C. Use Only
-----------------------------
Item 1: Item 6: Item 7: Item 8:
Name of Issuer Investment Discretion Other Voting Authority (Shares)
(a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None
Def Other
- --------------------------------------------------------------------------------------------------------------------------
First Years Inc x 0 40,140 0
4 Kids Entertainment Inc. x 0 770 0
KIMCO Realty Corp. x 0 2,276 0
KIMCO Realty 8.5% Cumulative x 0 400 0
Kimco Realty Cum Pfd x 0 500 0
Kimco Realty Corp 7.50% Pfd x 0 72 0
King Pharmaceuticals Inc x 0 8,562 0
Meridian Diagnostics Inc. x 0 4,000 0
Koninklijke KPN NV x 0 26,255 0
KLA Tencor Corp. x 0 5,420 0
Kulicke & Soffa Ina Inc. x 0 1,630 0
KLM Royal Dutch Airlines x 0 9,788 0
Kushner Locke Co. x 0 3,000 0
Kansas City Power & Light Co x 0 3,731 0
Kansas City Power & Light 3.80% Pfd x 0 425 0
Kansas City Pwr & Lt Co 4.50 Pfd x 0 335 0
Kaiser Aluminum Corp x 0 500 0
K Mart Corp. x 0 59,225 0
KMart Financing I 7.75% Conv x 0 415 0
Komag Inc. x 0 830 0
Kimberly-Clark Corp. x 0 150,696 0
Kerr-McGee Corp. x 0 11,070 0
Kinder Morgan Inc x 0 1,050 0
Kemper Multi Mkt Income Tr x 0 32,500 0
Kinder Morgan Energy Partners LP x 0 26,130 0
Kennametal Inc. x 0 5,430 0
Komatsu LTD - Spons ADR x 0 124,470 0
Circuit City Stores Inc.-Carmax x 0 2,200 0
Knight Transn Inc x 0 600 0
Knot Inc x 0 100 0
Kensey Nash Corp x 0 200 0
Kent Electronics Corp. x 0 1,200 0
Coca Cola Co. x 0 366,270 0
Coca-Cola FENSA CV Spons ADR x 0 1,600 0
Kollmorgen Corp. x 0 2,910 0
Drkoop Com Inc x 0 2,450 0
Kopin Corp. x 0 3,200 0
Korea Thrunet Co Ltd x 0 500 0
KOS Pharmaceuticals Inc. x 0 1,000 0
Key Production Company Inc x 0 3,030 0
Inkeepers USA Trust x 0 10,456 0
Kentucky Power Co x 0 1,200 0
Royal KPN Nederland NV Spon ADR x 0 58,854 0
Kaneb Pipe Line Partners LP SR Pref x 0 350 0
Kpnqwest N V x 0 500 0
Kroger Co. x 0 60,237 0
MBNA Corp. x 0 254,708 0
MBNA Corp. 7.50% Cum Pfd Ser A x 0 150 0
Capital Re LLC 7.65% Cum Pfd x 0 9,100 0
Knight-Ridder Inc. x 0 24,452 0
Kroll O Gara Co. x 0 100 0
Kronos Inc. x 0 2,197 0
Kranzco Realty Trust x 0 6,100 0
Kranzco Realty Tr 9.50% Cum PFD Ser D x 0 1,000 0
Crystallex International Corp. x 0 2,000 0
Keyspan Corporation x 0 14,409 0
Keyspan Corp x 0 1,000 0
Kaiser Group International Inc x 0 200 0
Kendall Square Resh Corp x 0 100 0
Kohls Corp. x 0 8,139 0
Keystone Financial Inc. x 0 8,261 0
Kansas City Southern Ind Inc. x 0 11,410 0
K-Swiss Inc. Cl A x 0 26,153 0
Katy Industries Inc. x 0 3,000 0
Korea Telecom x 0 1,687 0
Kenan Transport Co x 0 1,300 0
K2 Inc. x 0 14,200 0
Kitty Hawk Inc x 0 4,000 0
K2 Energy Corp x 0 2,000 0
Kubota Corp. - Spons ADR x 0 962 0
Kellwood Co x 0 200 0
Quaker Chemical Corp. x 0 800 0
Kyocera Corp. Spons ADR x 0 37,973 0
Liberty Financial Companies Inc. x 0 9,215 0
Lake Ariel Bancorp Inc. x 0 525 0
Lab One Inc New x 0 675 0
LaFarge Corp. x 0 4,800 0
Latin American Investment Fd Inc. x 0 3,532 0
Lamar Advertising Co x 0 1,350 0
Lancer Corp. - Tex x 0 13,987 0
Lancaster Colony Corp. x 0 2,435 0
The Latin America Equity Fund, Inc. x 0 5,000 0
Laura Ashley Holdings PLC ORD x 0 1,000 0
Lasersight Inc. x 0 2,960 0
Latitude Communications Inc x 0 6,200 0
Lawson Products Inc. x 0 100 0
Lafayette Bancorporation x 0 1,182 0
Labor Ready Inc. x 0 1,876 0
Lifeline Biotechnologies Inc. x 0 1,000 0
Libbey, Inc. x 0 1,700 0
Liberty Corp. x 0 1,500 0
LCA-Vision Inc. x 0 847 0
Lycos Inc. x 0 8,859 0
Lincorp Holdings Inc. x 0 199 0
Louis Dreyfus Natural Gas CP x 0 339 0
Leading Edge Ind Inc x 0 30,000 0
London Pacific Group Ltd Sponsored Adr x 0 1,000 0
Landauer Inc. x 0 200 0
<PAGE>
FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS)
For Positions Held as of 12/31/999
Item 1: Item 2: Item 3: Item 4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amt.
- -------------------------------------------------------------------------------------------------------------------------
Landry's Seafood Restaurants Inc. Common Stock 51508L103 6 740
Laidlaw Inc. New Common Stock 50730K503 27 5,050
Lands End Incorporated Common Stock 515086106 357 10,270
Lear Corp. Common Stock 521865105 20 620
Lechters Corp Common Stock 523238103 76 43,650
Lincoln Elec Co Holdings Inc Common Stock 533900106 463 22,425
Lee Enterprises, Inc. Common Stock 523768109 1,725 54,025
Leggett & Platt Inc. Common Stock 524660107 1,280 59,690
Lehman Brothers Holdings Inc Common Stock 524908100 897 10,592
Lennar Corp. Common Stock 526057104 301 18,525
Concord Camera Corp. MA Common Stock 206156101 23 1,000
Dreyfus Strategic Municipal Common Stock 261932107 307 40,891
Lehman Brothers Holdings 8.3% PFD QTR 30/360 524908308 110 4,950
Leeds Federal Bankshares Inc. Common Stock 524226107 16 1,600
Landamerica Financial Group Common Stock 514936103 29 1,600
LG & E Energy Common Stock 501917108 188 10,789
Lions Gate Entmnt Corp Com New Foreign Stock 535919203 51 21,600
Ligand Pharmaceuticals Inc. Common Stock 53220K207 80 6,200
Legato Systems Inc. Common Stock 524651106 354 5,150
Laboratory Corp. of America Common Stock 50540R102 18 5,000
Lasalle Hotel Properties SBI Common Stock 517942108 440 37,616
Lakehead Pipeline Partner - LP Common Stock 511557100 177 5,080
Lernout & Hauspie Speech Products N V Common Stock B5628B104 37 791
Lilly Industries Inc. - CL A Common Stock 532491107 686 51,052
Lifecell Corp Common Stock 531927101 6 1,200
Lennox Intl Inc Common Stock 526107107 4 400
Linens 'N Things, Inc Common Stock 535679104 61 2,065
Interlink Electrs Common Stock 458751104 47 800
Lindsay Mfg Co Common Stock 535555106 13 724
Lionbridge Technologies Inc Common Stock 536252109 5 300
Liz Claiborne Inc. Common Stock 539320101 528 14,020
Look Communications Inc Common Stock 54341P109 40 9,800
Lazare Kaplan Intl Inc Common Stock 521078105 18 2,235
Lloyds TSB Group PLC Foreign Stock G5542W106 739 59,205
L-3 Communications Hldings Inc Common Stock 502424104 4 100
Linear Technology Corp. Common Stock 535678106 801 11,195
Lilly (Eli) & Co. Common Stock 532457108 8,469 127,351
Legg Mason, Inc. Common Stock 524901105 6,281 173,280
AT&T Corp - Liberty Media - A Common Stock 001957208 2,974 52,408
Laser Mortgage Management Inc. Common Stock 51806D100 4 1,100
Lamson & Sessions Co. Common Stock 513696104 99 20,390
Lockheed Martin Corp. Common Stock 539830109 1,512 69,117
Lonrho Africa Plc -Spon ADR ADR 543376107 0 547
Lincoln National Corp. Ind. Common Stock 534187109 516 12,888
Lincoln Nat'l Cap I 8.75% CUM PFD QTR 30/360 534177209 97 4,000
Lincoln National Capital III 7.40% PFD QTR 30/360 53417P209 59 2,900
Lance Inc. Common Stock 514606102 55 5,472
Lincare Hldgs Inc. Common Stock 532791100 162 4,665
LNR Property Corp. Common Stock 501940100 505 25,430
Alliant Corp. Common Stock 018802108 5,381 195,684
Va Linux Systems Inc Common Stock 91819B105 243 1,177
Lodgian Inc. Common Stock 54021P106 114 22,705
Sholodge, Inc. Common Stock 825034101 3 750
Loehmanns Inc New Common Stock 540417102 2 31,070
Lo Jack Corp. Common Stock 539451104 14 2,100
Lonmin PLC -Spon ADR ADR 54336Q104 6 547
Lifeone Inc Common Stock 53219M107 0 299
Looksmart Ltd Common Stock 543442107 28 1,050
Loral Space & Communications Common Stock G56462107 563 23,140
Loronix Information Systems Inc Common Stock 544183106 14 700
Lowe's Companies, Inc. Common Stock 548661107 7,677 128,482
Entergy Louisiana Cap I Cuml PFD QTR 30/360 29364A205 11 500
Lifepoint Hospitals Inc. Common Stock 53219L109 7 622
Legend Properties Inc. Common Stock 52465P103 0 40
Louisiana Pacific Corp. Common Stock 546347105 164 11,525
Quinenco SA Sponsored ADR ADR 748718103 2 200
Quilmes Industrial Quins - ADR ADR 74838Y108 24 2,000
Lanier Worldwide Inc Common Stock 51589L105 46 11,745
LAM Research Corp. Common Stock 512807108 658 5,898
Liberty Property Trust Common Stock 531172104 688 28,368
Liberty Property Tr 8.80% Ser A Cum PF PFD QTR 30/360 531172203 46 2,350
Lawrence Savings Bank Common Stock 520341108 11 1,500
Lattice Semiconductor Corp. Common Stock 518415104 35 750
LaSalle Re Holdings Ltd. Common Stock G5383Q101 15 900
LaSalle RE Holding LTD 8.75% Preferred Stock G5383Q119 198 11,000
LSI Logic Corp. Common Stock 502161102 1,179 17,460
Lone Star Liquidating Trust Common Stock 54229R102 0 3,120
Loadmaster Systems Inc. Common Stock 53945T103 0 5
Lasmo PLC - Spon ADR ADR 501730204 1 200
Lasmo Plc 10% Ads Cum PFD QTR 30/360 501730303 342 13,495
Lason Inc Common Stock 51808R107 55 5,000
Lone Star Technologies Inc. Common Stock 542312103 24 875
Lightbridge Inc. Common Stock 532226107 8 300
LTC Properties Inc. Common Stock 502175102 63 7,500
Lets Talk Cellular & Wireless Common Stock 527260103 13 5,000
Limited Inc Common Stock 532716107 289 6,665
LTC Healthcare Inc. Common Stock 50217R104 1 252
Loews Corp. Common Stock 540424108 403 6,648
The LTV Corp. (New) Common Stock 501921100 0 100
Learn2.com Inc Common Stock 522002104 14 4,200
L T X Corp. Common Stock 502392103 62 2,770
Lucent Technologies Inc. Common Stock 549463107 61,315 819,573
Lubys Cafeterias Inc. Common Stock 549282101 9 800
Leucadia National Common Stock 527288104 121 5,250
Lukoil Oil Co Sponsored ADR ADR 677862104 10 200
Lumenon Innov Lightwave Tech Common Stock 55024L109 16 604
Southwest Airlines Co Common Stock 844741108 7,474 461,721
Luxottica Group SPA Sponsored ADR ADR 55068R202 4 250
FORM 13F Run Date: 02/10/99
-----------------------------
S.E.C. Use Only
-----------------------------
Item 1: Item 6: Item 7: Item 8:
Name of Issuer Investment Discretion Other Voting Authority (Shares)
(a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None
Def Other
- --------------------------------------------------------------------------------------------------------------------------
Landry's Seafood Restaurants Inc. x 0 740 0
Laidlaw Inc. New x 0 5,050 0
Lands End Incorporated x 0 10,270 0
Lear Corp. x 0 620 0
Lechters Corp x 0 43,650 0
Lincoln Elec Co Holdings Inc x 0 22,425 0
Lee Enterprises, Inc. x 0 54,025 0
Leggett & Platt Inc. x 0 59,690 0
Lehman Brothers Holdings Inc x 0 10,592 0
Lennar Corp. x 0 18,525 0
Concord Camera Corp. MA x 0 1,000 0
Dreyfus Strategic Municipal x 0 40,891 0
Lehman Brothers Holdings 8.3% x 0 4,950 0
Leeds Federal Bankshares Inc. x 0 1,600 0
Landamerica Financial Group x 0 1,600 0
LG & E Energy x 0 10,789 0
Lions Gate Entmnt Corp Com New x 0 21,600 0
Ligand Pharmaceuticals Inc. x 0 6,200 0
Legato Systems Inc. x 0 5,150 0
Laboratory Corp. of America x 0 5,000 0
Lasalle Hotel Properties SBI x 0 37,616 0
Lakehead Pipeline Partner - LP x 0 5,080 0
Lernout & Hauspie Speech Products N V x 0 791 0
Lilly Industries Inc. - CL A x 0 51,052 0
Lifecell Corp x 0 1,200 0
Lennox Intl Inc x 0 400 0
Linens 'N Things, Inc x 0 2,065 0
Interlink Electrs x 0 800 0
Lindsay Mfg Co x 0 724 0
Lionbridge Technologies Inc x 0 300 0
Liz Claiborne Inc. x 0 14,020 0
Look Communications Inc x 0 9,800 0
Lazare Kaplan Intl Inc x 0 2,235 0
Lloyds TSB Group PLC x 0 59,205 0
L-3 Communications Hldings Inc x 0 100 0
Linear Technology Corp. x 0 11,195 0
Lilly (Eli) & Co. x 0 127,351 0
Legg Mason, Inc. x 0 173,280 0
AT&T Corp - Liberty Media - A x 0 52,408 0
Laser Mortgage Management Inc. x 0 1,100 0
Lamson & Sessions Co. x 0 20,390 0
Lockheed Martin Corp. x 0 69,117 0
Lonrho Africa Plc -Spon ADR x 0 547 0
Lincoln National Corp. Ind. x 0 12,888 0
Lincoln Nat'l Cap I 8.75% CUM x 0 4,000 0
Lincoln National Capital III 7.40% x 0 2,900 0
Lance Inc. x 0 5,472 0
Lincare Hldgs Inc. x 0 4,665 0
LNR Property Corp. x 0 25,430 0
Alliant Corp. x 0 195,684 0
Va Linux Systems Inc x 0 1,177 0
Lodgian Inc. x 0 22,705 0
Sholodge, Inc. x 0 750 0
Loehmanns Inc New x 0 31,070 0
Lo Jack Corp. x 0 2,100 0
Lonmin PLC -Spon ADR x 0 547 0
Lifeone Inc x 0 299 0
Looksmart Ltd x 0 1,050 0
Loral Space & Communications x 0 23,140 0
Loronix Information Systems Inc x 0 700 0
Lowe's Companies, Inc. x 0 128,482 0
Entergy Louisiana Cap I Cuml x 0 500 0
Lifepoint Hospitals Inc. x 0 622 0
Legend Properties Inc. x 0 40 0
Louisiana Pacific Corp. x 0 11,525 0
Quinenco SA Sponsored ADR x 0 200 0
Quilmes Industrial Quins - ADR x 0 2,000 0
Lanier Worldwide Inc x 0 11,745 0
LAM Research Corp. x 0 5,898 0
Liberty Property Trust x 0 28,368 0
Liberty Property Tr 8.80% Ser A Cum PF x 0 2,350 0
Lawrence Savings Bank x 0 1,500 0
Lattice Semiconductor Corp. x 0 750 0
LaSalle Re Holdings Ltd. x 0 900 0
LaSalle RE Holding LTD 8.75% x 0 11,000 0
LSI Logic Corp. x 0 17,460 0
Lone Star Liquidating Trust x 0 3,120 0
Loadmaster Systems Inc. x 0 5 0
Lasmo PLC - Spon ADR x 0 200 0
Lasmo Plc 10% Ads Cum x 0 13,495 0
Lason Inc x 0 5,000 0
Lone Star Technologies Inc. x 0 875 0
Lightbridge Inc. x 0 300 0
LTC Properties Inc. x 0 7,500 0
Lets Talk Cellular & Wireless x 0 5,000 0
Limited Inc x 0 6,665 0
LTC Healthcare Inc. x 0 252 0
Loews Corp. x 0 6,648 0
The LTV Corp. (New) x 0 100 0
Learn2.com Inc x 0 4,200 0
L T X Corp. x 0 2,770 0
Lucent Technologies Inc. x 0 819,573 0
Lubys Cafeterias Inc. x 0 800 0
Leucadia National x 0 5,250 0
Lukoil Oil Co Sponsored ADR x 0 200 0
Lumenon Innov Lightwave Tech x 0 604 0
Southwest Airlines Co x 0 461,721 0
Luxottica Group SPA Sponsored ADR x 0 250 0
<PAGE>
FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS)
For Positions Held as of 12/31/999
Item 1: Item 2: Item 3: Item 4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amt.
- -------------------------------------------------------------------------------------------------------------------------
Steinway Musical Instruments Common Stock 858495104 111 5,475
Lillian Vernon Corp Common Stock 532430105 11 1,000
Laser Vision Ctrs Inc Common Stock 51807H100 7 650
Level 3 Communications Inc. Common Stock 52729N100 848 10,362
Leap Wireless International Inc. Common Stock 521863100 72 922
Loewen Group Inc. Common Stock 54042L100 4 9,200
L S B Bancshares Inc. Common Stock 502158108 79 5,004
Lexmark Intl Group Inc. CL A Common Stock 529771107 1,701 18,794
Lexington Corp.orate Properties Trust Common Stock 529043101 147 16,000
Luxtec Corp New Common Stock 550687305 0 100
Lyondell Petrochemical Co Common Stock 552078107 11 900
LSI Industries Inc Common Stock 50216C108 87 4,001
LYNX Therapeutics Inc. Common Stock 551812308 2 49
Lubrizol Corp. Common Stock 549271104 618 20,026
Merrill Lynch Natl Finl LTD Part P0 589940303 0 1,500
Mississippi Central Railroad Co. Common Stock 605281104 0 4
Mid-America Apartment Communities, Inc Common Stock 59522J103 13 564
Mid-America Apartment Communities 9.37 PFD QTR 30/360 59522J400 11 700
Mid-amer Apt Cmntys Inc PFDMthly 30/360 59522J301 8 500
Macromedia Inc. Common Stock 556100105 1,009 13,799
Miramar Mining Corp. Foreign Stock 60466E100 5 10,000
Municipal Advantage Fund Inc. Common Stock 626189104 81 7,000
MAF Bancorp Common Stock 55261R108 20 966
Magnetek Inc. Common Stock 559424106 68 8,800
Magainin Pharmaceuticals Inc Common Stock 559036108 41 22,500
Master Graphics Inc Common Stock 576346100 1 1,000
Hanna M A CO Common Stock 410522106 4 365
Medical Assurn Inc Common Stock 58449U100 58 2,750
Mail.Com Inc. Cl A Common Stock 560311102 62 3,300
Maker Communications Inc Common Stock 560875106 43 1,000
Malan Rlty Invs Inc Common Stock 561063108 94 7,000
Manpower Inc. Common Stock 56418H100 444 11,812
Manhattan Associates Inc Common Stock 562750109 15 2,050
Manugistics Group Common Stock 565011103 94 2,895
Maine Public Service Co Common Stock 560483109 3 200
Mapinfo Corp Common Stock 565105103 11 300
Mapics Inc. Common Stock 564910107 15 1,200
Marriott International Cl A Common Stock 571903202 614 19,452
Marion Cap Hldgs Inc Common Stock 568635106 15 900
Marubeni Corp ADR 573810207 86 2,052
Masco Corp. Common Stock 574599106 665 26,208
Massbank Corp. Common Stock 576152102 24 820
Marks & Spencer Ltd Sponsored ADR 570697607 2,909 101,966
Mastech Corp. Common Stock 57632N105 153 6,165
Mattel Inc. Common Stock 577081102 1,904 145,091
Mathsoft Inc. Common Stock 576798102 31 6,700
Martek Biosciences Corp. Common Stock 572901106 13 1,100
Matria Healthcare Inc. Common Stock 576817100 19 4,700
Matthews International Corp. Common Stock 577128101 4 130
Matrix Pharmaceutical Common Stock 576844104 26 5,550
Maverick Tube Corp. Common Stock 577914104 25 1,000
Maxon Industries Inc. Common Stock 577725104 0 27
May Department Stores Common Stock 577778103 2,233 69,256
Molecular Biosystems Inc. Common Stock 608513107 0 30
MBF Holdings BHD - Spons ADR ADR 552980104 0 435
Mandalay Resort Group Common Stock 562567107 1,591 79,050
MBIA, Inc. Common Stock 55262C100 727 13,764
Merchants Bancorp Inc Del Common Stock 588438101 6 200
Bank of Tokyo - Mitsubishi ADR ADR 065379109 606 43,510
Mobilemedia Corp. Common Stock 607415106 0 3,850
Main Street Bancorp Inc Common Stock 559906102 109 11,056
MB Software Corp Common Stock 552635104 0 33
Matsushita Elec Ind ADR 576879209 5,105 18,297
Metrocorp Banchares Inc. Common Stock 591650106 230 27,820
Midcom Communications Inc Common Stock 59563X102 0 1,500
Monaco Coach Corp Common Stock 60886R103 29 1,125
McDonalds Corp. Common Stock 580135101 12,081 299,692
Millenium Chemicals Inc. Common Stock 599903101 88 4,450
Macrohem Corp. - Delaware Common Stock 555903103 12 2,800
Microchip Technology Inc. Common Stock 595017104 60 880
Massmutual Corporate Investors Inc. Common Stock 576292106 60 2,800
MCI Capital I 8.00% Cum PFD Ser A PFD QTR 30/360 55267Y206 383 17,298
McDonald's Corp. 7.5% Sub Def Preferred Stock 580135887 341 15,150
McKesson HBOC Inc. Common Stock 58155Q103 3,278 145,304
Moore Ltd Common Stock 615785102 1 200
M C N Corp. Common Stock 55267J100 271 11,400
MCN Michigan LP 9.375% Cum PFD Ser A PFDMthly 30/360 55268M201 47 1,950
MCN Financing III 8.0% Conv Pfd PreferdStk Conv 55267J308 6 145
MCN Financing II - Tr 8.625% Pfd PFD QTR 30/360 55270G200 4 200
Mediconsult.Com Inc Common Stock 58469J100 29 4,610
Metricom Inc. Common Stock 591596101 96 1,225
Marconi PLC-Unsponsored ADR ADR 566306106 49 2,755
MFS Charter Income Trust Common Stock 552727109 291 36,059
Metacreations Corp. Common Stock 591016100 21 2,500
Micros Systems Inc. Common Stock 594901100 521 7,035
Marcus Corp. Common Stock 566330106 31 2,300
Miami Computer Supply Corp Common Stock 593261100 4 100
Monsanto Co 6.5% Pfd PFD QTR 30/360 611662305 33 1,000
McDonalds Corp. 7.5% Sub Defer Preferred Stock 580135804 49 2,200
MC Shippiing Common Stock 55267Q104 1 1,300
Mercury General Corp. Common Stock 589400100 59 2,660
Medford Bancorp Inc Common Stock 584131106 5 300
Mortgage Com Inc Common Stock 61910V102 12 2,000
Meridian Gold Inc. Common Stock 589975101 3 500
Mechanical Dynamics Inc Common Stock 583521109 1 200
Medicalogic Inc Common Stock 584642102 11 500
Meredith Corp. Common Stock 589433101 527 12,635
McDermott International Inc. Common Stock 580037109 193 21,350
FORM 13F Run Date: 02/10/99
-----------------------------
S.E.C. Use Only
-----------------------------
Item 1: Item 6: Item 7: Item 8:
Name of Issuer Investment Discretion Other Voting Authority (Shares)
(a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None
Def Other
- --------------------------------------------------------------------------------------------------------------------------
Steinway Musical Instruments x 0 5,475 0
Lillian Vernon Corp x 0 1,000 0
Laser Vision Ctrs Inc x 0 650 0
Level 3 Communications Inc. x 0 10,362 0
Leap Wireless International Inc. x 0 922 0
Loewen Group Inc. x 0 9,200 0
L S B Bancshares Inc. x 0 5,004 0
Lexmark Intl Group Inc. CL A x 0 18,794 0
Lexington Corp.orate Properties Trust x 0 16,000 0
Luxtec Corp New x 0 100 0
Lyondell Petrochemical Co x 0 900 0
LSI Industries Inc x 0 4,001 0
LYNX Therapeutics Inc. x 0 49 0
Lubrizol Corp. x 0 20,026 0
Merrill Lynch Natl Finl x 0 1,500 0
Mississippi Central Railroad Co. x 0 4 0
Mid-America Apartment Communities, Inc x 0 564 0
Mid-America Apartment Communities 9.37 x 0 700 0
Mid-amer Apt Cmntys Inc x 0 500 0
Macromedia Inc. x 0 13,799 0
Miramar Mining Corp. x 0 10,000 0
Municipal Advantage Fund Inc. x 0 7,000 0
MAF Bancorp x 0 966 0
Magnetek Inc. x 0 8,800 0
Magainin Pharmaceuticals Inc x 0 22,500 0
Master Graphics Inc x 0 1,000 0
Hanna M A CO x 0 365 0
Medical Assurn Inc x 0 2,750 0
Mail.Com Inc. Cl A x 0 3,300 0
Maker Communications Inc x 0 1,000 0
Malan Rlty Invs Inc x 0 7,000 0
Manpower Inc. x 0 11,812 0
Manhattan Associates Inc x 0 2,050 0
Manugistics Group x 0 2,895 0
Maine Public Service Co x 0 200 0
Mapinfo Corp x 0 300 0
Mapics Inc. x 0 1,200 0
Marriott International Cl A x 0 19,452 0
Marion Cap Hldgs Inc x 0 900 0
Marubeni Corp x 0 2,052 0
Masco Corp. x 0 26,208 0
Massbank Corp. x 0 820 0
Marks & Spencer Ltd Sponsored x 0 101,966 0
Mastech Corp. x 0 6,165 0
Mattel Inc. x 0 145,091 0
Mathsoft Inc. x 0 6,700 0
Martek Biosciences Corp. x 0 1,100 0
Matria Healthcare Inc. x 0 4,700 0
Matthews International Corp. x 0 130 0
Matrix Pharmaceutical x 0 5,550 0
Maverick Tube Corp. x 0 1,000 0
Maxon Industries Inc. x 0 27 0
May Department Stores x 0 69,256 0
Molecular Biosystems Inc. x 0 30 0
MBF Holdings BHD - Spons ADR x 0 435 0
Mandalay Resort Group x 0 79,050 0
MBIA, Inc. x 0 13,764 0
Merchants Bancorp Inc Del x 0 200 0
Bank of Tokyo - Mitsubishi ADR x 0 43,510 0
Mobilemedia Corp. x 0 3,850 0
Main Street Bancorp Inc x 0 11,056 0
MB Software Corp x 0 33 0
Matsushita Elec Ind x 0 18,297 0
Metrocorp Banchares Inc. x 0 27,820 0
Midcom Communications Inc x 0 1,500 0
Monaco Coach Corp x 0 1,125 0
McDonalds Corp. x 0 299,692 0
Millenium Chemicals Inc. x 0 4,450 0
Macrohem Corp. - Delaware x 0 2,800 0
Microchip Technology Inc. x 0 880 0
Massmutual Corporate Investors Inc. x 0 2,800 0
MCI Capital I 8.00% Cum PFD Ser A x 0 17,298 0
McDonald's Corp. 7.5% Sub Def x 0 15,150 0
McKesson HBOC Inc. x 0 145,304 0
Moore Ltd x 0 200 0
M C N Corp. x 0 11,400 0
MCN Michigan LP 9.375% Cum PFD Ser A x 0 1,950 0
MCN Financing III 8.0% Conv Pfd x 0 145 0
MCN Financing II - Tr 8.625% Pfd x 0 200 0
Mediconsult.Com Inc x 0 4,610 0
Metricom Inc. x 0 1,225 0
Marconi PLC-Unsponsored ADR x 0 2,755 0
MFS Charter Income Trust x 0 36,059 0
Metacreations Corp. x 0 2,500 0
Micros Systems Inc. x 0 7,035 0
Marcus Corp. x 0 2,300 0
Miami Computer Supply Corp x 0 100 0
Monsanto Co 6.5% Pfd x 0 1,000 0
McDonalds Corp. 7.5% Sub Defer x 0 2,200 0
MC Shippiing x 0 1,300 0
Mercury General Corp. x 0 2,660 0
Medford Bancorp Inc x 0 300 0
Mortgage Com Inc x 0 2,000 0
Meridian Gold Inc. x 0 500 0
Mechanical Dynamics Inc x 0 200 0
Medicalogic Inc x 0 500 0
Meredith Corp. x 0 12,635 0
McDermott International Inc. x 0 21,350 0
<PAGE>
FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS)
For Positions Held as of 12/31/999
Item 1: Item 2: Item 3: Item 4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amt.
- -------------------------------------------------------------------------------------------------------------------------
Midas Inc. Common Stock 595626102 1 45
Madison Gas & Elec Co Common Stock 557497104 541 26,880
Medtronic Inc. Common Stock 585055106 13,043 357,942
M D U Resources Group, Inc. Common Stock 552690109 50 2,475
Midway Airlines Common Stock 598130102 0 200
Standard & Poors Midcap 400 Common Stock 595635103 789 9,730
Mission Capital LP 8.5% Cum Monthly PFD QTR 30/360 605034305 61 2,400
Mission Cap L P PFD P12 30/360 605034206 233 9,400
Mead Corp. Common Stock 582834107 378 8,708
Medical Advisory Systems Inc. Common Stock 58449P101 243 18,654
Midamerican Energy Holdings Common Stock 59562V107 84 2,499
Midamerican Energy Financing I Quips PFD QTR 30/360 59562U208 194 8,900
Medimmune Inc. Common Stock 584699102 2,975 17,934
Medquist Inc Common Stock 584949101 148 5,740
Medical Dynamics Inc Common Stock 584900401 0 40
Media General Inc. Class A Common Stock 584404107 948 18,240
Mellon Finl Corp Common Stock 58551A108 4,311 126,546
Mentor Graphics Corp. Common Stock 587200106 3 245
Meridian Oil N L ADR 589775204 0 4,700
Merrill Lynch & Co., Inc. Common Stock 590188108 6,735 80,664
Merril Lynch PFD Cap Tr I-7.75% PFD QTR 30/360 589977206 9 400
Merrill Lynch Capt Trust II Preferred Stock 59021C203 53 2,350
Mercer Intl Inc. SBI New Common Stock 588056101 1 300
Merrill Lynch Capital Tr III 7% Trust PFD QTR 30/360 59021F206 49 2,500
Mercury Interactive Corp Common Stock 589405109 849 7,862
MESSAGEMEDIA Inc Common Stock 590787107 94 6,690
Metatec Corp. Common Stock 591398102 713 237,500
Meta Group Inc. Common Stock 591002100 171 9,000
Malaysa Fund Inc. Common Stock 560905101 4 500
America First Mortgage Invst Common Stock 023934102 15 3,300
Manulife Finl Corp Common Stock 56501R106 495 39,026
Milton Federal Financial Corp Common Stock 601795107 4 350
Microfinancial Inc Common Stock 595072109 18 1,500
MFS Municipal Income Tr Common Stock 552738106 95 14,565
MFN Finl Corp. Common Stock 55272N104 0 54
Metromedia Fiber Network Inc. Cl A Common Stock 591689104 626 13,065
Magna International Inc. Foreign Stock 559222401 55 1,300
Magna Intl Inc PFD QTR 30/360 559222609 140 6,200
Morgan Stanley Global Oppty Bd Common Stock 61744R103 17 2,000
Mingo Bay Beverages Inc Common Stock 603495102 1 3,000
Morgan Grenfell Smallcap Fund Inc. Common Stock 617357108 283 19,964
Megachain Com Ltd Common Stock 58516A102 1 2,500
MGC Communications Inc. Common Stock 552763302 558 11,000
Michelin S A, Cie Generale Des Foreign Stock F61824144 244 6,230
MFS Government Markets Income Common Stock 552939100 171 30,100
MGM Grand Inc. Common Stock 552953101 26 513
MGI Properties Common Stock 552885105 3 500
Misty Mountain Gold Ltd Common Stock 60650E205 0 100
Metro Goldwyn Mayer Inc. Common Stock 591610100 2 80
Metro Global Media Inc. Common Stock 591917109 0 600
Manufactured Home Communities Common Stock 564682102 30 1,240
Morrison Mgmt Specialists Common Stock 618459101 2 100
Mohawk Industries Common Stock 608190104 73 2,770
M/I Schottenstein Homes Inc Common Stock 55305B101 5 300
McGraw-Hill Companies Inc. Common Stock 580645109 1,206 19,576
Miix Group Inc Common Stock 59862V104 16 1,116
Mitsubishi Heavy Industries Ltd Foreign Stock J44002129 2,244 673,610
Meristar Hospitality Corp Common Stock 58984Y103 1,665 104,087
Managed High Income Portfolio Common Stock 56166C105 47 5,800
Marshall & Ilsley Corp. Common Stock 571834100 23 370
Micro Age Common Stock 594928103 7 2,000
Microfield Graphics Common Stock 59506W104 0 100
Microcell Telecommunications Inc.-CL B Foreign Stock 59501T304 91 2,769
Mitsubishi Electric Corp. ADR Foreign Stock 606776201 560 8,685
Michaels Stores Inc. Common Stock 594087108 219 7,683
Millipore Corp. Common Stock 601073109 263 6,807
Mitcham Industries Inc Common Stock 606501104 10 2,800
Mobile Mini Inc. Common Stock 60740F105 27 1,250
Miniscribe Corp. Common Stock 603669102 0 300
MIPS Technologies Inc Common Stock 604567107 1,076 20,690
Mirage Resorts Inc. Common Stock 60462E104 209 13,625
Miracom Corp Common Stock 60461Q108 14 1,000
Metro Information Services Inc. Common Stock 59162P104 79 3,300
Morrison Knudsen Corp. Common Stock 61844A109 140 17,900
McCormick & Co. Common Stock 579780206 377 12,656
Mallinckrodt Inc. Common Stock 561232109 366 11,505
Mallinckrodt Inc. 4% Pfd PFD QTR 30/360 561232208 12 200
Markel Corp. Common Stock 570535104 16 100
Mitsukoshi Ltd ADR 606848109 75 2,140
Makita Corp. Spon ADR ADR 560877300 17 1,955
Maketcentral.Net Corp Common Stock 57059T106 23 2,670
Musicland Stores Corporation Common Stock 62758B109 8 1,000
Miller Herman Inc. Common Stock 600544100 148 6,417
Mueller Inds Inc. Common Stock 624756102 618 17,060
Matlak Systems Inc. Common Stock 576901102 4 1,327
Martin Marietta Materials Common Stock 573284106 1,204 29,361
Microleague Multimedia Inc Common Stock 59507T100 0 1,000
Millenium Pharmaceuticals Common Stock 599902103 12 100
Microlog Corp. Common Stock 595079104 10 8,250
Miller Industries Inc. Common Stock 600551105 7 2,500
The Mills Corp. Common Stock 601148109 392 21,948
Molten Metal Technology Common Stock 608712105 0 100
Municipal Mortgage & Equity Common Stock 62624B101 1,286 69,500
Marsh & McLennan Cos Inc Common Stock 571748102 8,762 91,571
Mid Atlantic Med Services Inc. Common Stock 59523C107 249 29,941
Mitsui Marine & Fire ADR ADR 606839207 130 2,200
Metromedia Intl Group Inc. Common Stock 591695101 16 3,428
Medical Manager Corp. New Common Stock 58461U103 1,138 13,508
FORM 13F Run Date: 02/10/99
-----------------------------
S.E.C. Use Only
-----------------------------
Item 1: Item 6: Item 7: Item 8:
Name of Issuer Investment Discretion Other Voting Authority (Shares)
(a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None
Def Other
- --------------------------------------------------------------------------------------------------------------------------
Midas Inc. x 0 45 0
Madison Gas & Elec Co x 0 26,880 0
Medtronic Inc. x 0 357,942 0
M D U Resources Group, Inc. x 0 2,475 0
Midway Airlines x 0 200 0
Standard & Poors Midcap 400 x 0 9,730 0
Mission Capital LP 8.5% Cum Monthly x 0 2,400 0
Mission Cap L P x 0 9,400 0
Mead Corp. x 0 8,708 0
Medical Advisory Systems Inc. x 0 18,654 0
Midamerican Energy Holdings x 0 2,499 0
Midamerican Energy Financing I Quips x 0 8,900 0
Medimmune Inc. x 0 17,934 0
Medquist Inc x 0 5,740 0
Medical Dynamics Inc x 0 40 0
Media General Inc. Class A x 0 18,240 0
Mellon Finl Corp x 0 126,546 0
Mentor Graphics Corp. x 0 245 0
Meridian Oil N L x 0 4,700 0
Merrill Lynch & Co., Inc. x 0 80,664 0
Merril Lynch PFD Cap Tr I-7.75% x 0 400 0
Merrill Lynch Capt Trust II x 0 2,350 0
Mercer Intl Inc. SBI New x 0 300 0
Merrill Lynch Capital Tr III 7% Trust x 0 2,500 0
Mercury Interactive Corp x 0 7,862 0
MESSAGEMEDIA Inc x 0 6,690 0
Metatec Corp. x 0 237,500 0
Meta Group Inc. x 0 9,000 0
Malaysa Fund Inc. x 0 500 0
America First Mortgage Invst x 0 3,300 0
Manulife Finl Corp x 0 39,026 0
Milton Federal Financial Corp x 0 350 0
Microfinancial Inc x 0 1,500 0
MFS Municipal Income Tr x 0 14,565 0
MFN Finl Corp. x 0 54 0
Metromedia Fiber Network Inc. Cl A x 0 13,065 0
Magna International Inc. x 0 1,300 0
Magna Intl Inc x 0 6,200 0
Morgan Stanley Global Oppty Bd x 0 2,000 0
Mingo Bay Beverages Inc x 0 3,000 0
Morgan Grenfell Smallcap Fund Inc. x 0 19,964 0
Megachain Com Ltd x 0 2,500 0
MGC Communications Inc. x 0 11,000 0
Michelin S A, Cie Generale Des x 0 6,230 0
MFS Government Markets Income x 0 30,100 0
MGM Grand Inc. x 0 513 0
MGI Properties x 0 500 0
Misty Mountain Gold Ltd x 0 100 0
Metro Goldwyn Mayer Inc. x 0 80 0
Metro Global Media Inc. x 0 600 0
Manufactured Home Communities x 0 1,240 0
Morrison Mgmt Specialists x 0 100 0
Mohawk Industries x 0 2,770 0
M/I Schottenstein Homes Inc x 0 300 0
McGraw-Hill Companies Inc. x 0 19,576 0
Miix Group Inc x 0 1,116 0
Mitsubishi Heavy Industries Ltd x 0 673,610 0
Meristar Hospitality Corp x 0 104,087 0
Managed High Income Portfolio x 0 5,800 0
Marshall & Ilsley Corp. x 0 370 0
Micro Age x 0 2,000 0
Microfield Graphics x 0 100 0
Microcell Telecommunications Inc.-CL B x 0 2,769 0
Mitsubishi Electric Corp. ADR x 0 8,685 0
Michaels Stores Inc. x 0 7,683 0
Millipore Corp. x 0 6,807 0
Mitcham Industries Inc x 0 2,800 0
Mobile Mini Inc. x 0 1,250 0
Miniscribe Corp. x 0 300 0
MIPS Technologies Inc x 0 20,690 0
Mirage Resorts Inc. x 0 13,625 0
Miracom Corp x 0 1,000 0
Metro Information Services Inc. x 0 3,300 0
Morrison Knudsen Corp. x 0 17,900 0
McCormick & Co. x 0 12,656 0
Mallinckrodt Inc. x 0 11,505 0
Mallinckrodt Inc. 4% Pfd x 0 200 0
Markel Corp. x 0 100 0
Mitsukoshi Ltd x 0 2,140 0
Makita Corp. Spon ADR x 0 1,955 0
Maketcentral.Net Corp x 0 2,670 0
Musicland Stores Corporation x 0 1,000 0
Miller Herman Inc. x 0 6,417 0
Mueller Inds Inc. x 0 17,060 0
Matlak Systems Inc. x 0 1,327 0
Martin Marietta Materials x 0 29,361 0
Microleague Multimedia Inc x 0 1,000 0
Millenium Pharmaceuticals x 0 100 0
Microlog Corp. x 0 8,250 0
Miller Industries Inc. x 0 2,500 0
The Mills Corp. x 0 21,948 0
Molten Metal Technology x 0 100 0
Municipal Mortgage & Equity x 0 69,500 0
Marsh & McLennan Cos Inc x 0 91,571 0
Mid Atlantic Med Services Inc. x 0 29,941 0
Mitsui Marine & Fire ADR x 0 2,200 0
Metromedia Intl Group Inc. x 0 3,428 0
Medical Manager Corp. New x 0 13,508 0
<PAGE>
FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS)
For Positions Held as of 12/31/999
Item 1: Item 2: Item 3: Item 4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amt.
- -------------------------------------------------------------------------------------------------------------------------
Meristar Hotels & Resorts Inc. Common Stock 589988104 72 20,100
Minnesota Mining & Manufacturing Co. Common Stock 604059105 6,763 69,098
Mineral Mountain Mining Common Stock 602873101 0 500
Maxim Pharmaceuticals Inc Common Stock 57772M107 16 800
McMoran Exploration Co Common Stock 582411104 9 417
Maximus Inc. Common Stock 577933104 269 7,925
MFS Multimarket Income Trust Common Stock 552737108 81 14,322
Momentum Business Applications Inc. Common Stock 60877P108 2 248
Managed Municipals Portfolio Inc. Common Stock 561662107 194 21,378
Metamor Worldwide Inc Common Stock 59133P100 156 5,360
Mitchell Energy & Dev Corp. CL A Common Stock 606592202 22 1,005
Mitchell Energy & Dev Corp. CL B Common Stock 606592301 8 370
Mine Safety Appliances Co Common Stock 602720104 26 400
McClatchy Newspapers Inc. CL A Common Stock 579489105 756 17,470
Minimed Inc Common Stock 60365K108 336 4,581
Mannesmann AG Sponsored ADR ADR 563775303 795 3,312
Municipal Partners Fund Inc. Common Stock 62622C101 38 3,500
Montedison Spa-Sponsored ADR 612376509 38 2,340
MTR Gaming Group Inc Common Stock 553769100 3 1,000
Mony Group Inc. Common Stock 615337102 19 640
Philip Morris Companies Inc. Common Stock 718154107 6,356 274,113
Mobius Management System Inc Common Stock 606925105 2 225
Moog Inc. Common Stock 615394202 4 160
Molex Inc. Common Stock 608554101 247 4,357
Molex Inc. Cl A Common Stock 608554200 65 1,437
Worldwide Petrolmoly Inc. Common Stock 98159L106 4 8,000
Monaco Finance Inc Cl A Common Stock 608868303 0 100
Robert Mondavi Corp. Cl A Common Stock 609200100 76 2,200
Morgan Keegan Inc. Common Stock 617410105 77 4,600
Mesa Offshore Tr Common Stock 590650107 0 100
Motorola Inc. Common Stock 620076109 13,383 90,889
Motorola Capital Trust I 6.68% Pfd PFD QTR 30/360 620074203 107 5,400
Moto Photo Inc Common Stock 619821101 2 1,900
Movie Gallery Inc. Common Stock 624581104 1 200
Magellan Petroleum Corporation Common Stock 559091301 1 500
Minnesota Pwr & Light Common Stock 604110106 105 6,171
MP&L Capital I 8.05% Cum Qrtly PFD QTR 30/360 553134206 76 3,500
Mediaplex Inc Common Stock 58446B105 2 28
Monongahela Power Co Preferred Stock 610202400 4 50
Mp3 Com Inc Common Stock 62473M109 79 2,500
Modis Professional Services Common Stock 607830106 289 20,282
Municipal Partners Fund II Inc. Common Stock 62622E107 56 5,000
MPTV Inc. Common Stock 553424102 0 65,000
Massmutual Participation Investors Common Stock 576299101 7 700
Mapquest Com Inc Common Stock 565644101 35 1,550
Muniyield Quality Fund Inc. Common Stock 626302103 34 3,048
Meritor Automotive, Inc. Common Stock 59000G100 15 790
Marimba Inc Common Stock 56781Q109 5 100
Mercantile Bankshares Corp. Common Stock 587405101 1,700 53,218
Mercury Computer Systems Inc. Common Stock 589378108 32 900
Macdermid Ind Common Stock 554273102 66 1,600
Medical Device Technologies Common Stock 60461S104 0 23
Medco Research Inc Common Stock 584059109 38 1,275
Mentor Income Fund Inc. Common Stock 587204108 7 1,000
Merck & Co., Inc. Common Stock 589331107 54,092 806,581
Marine Drilling Companies, Inc. Common Stock 568240204 580 25,840
Merant Plc Sponsored ADR ADR 587336108 3 110
USX Marathon Group Common Stock 902905827 699 28,300
Mid Atlantic Realty Trust Common Stock 595232109 1,509 149,998
Midcoast Energy Resources Common Stock 59563W104 219 13,090
Marvel Entertainment Group Common Stock 573913100 0 6,000
Miravant Medical Technology Common Stock 604690107 5 500
Medicis Pharmaceutical Cl A Common Stock 584690309 70 1,655
Merry Land Properties Inc Common Stock 590441101 1 188
Mesabi Trust Common Stock 590672101 0 50
Material Sciences Corp. Common Stock 576674105 88 8,650
Microsemi Corp. Common Stock 595137100 18 2,000
Medscape Inc Common Stock 585046105 2 200
Morgan Stanley Finance PLC 8.40% Cap U PFD QTR 30/360 616906608 31 1,350
Merisel Inc. Common Stock 589849108 1 1,000
Morgan Stanley Emerging Mkts Fund MutualFdEqClose 61744G107 8 500
Microsoft Corp. Common Stock 594918104 75,617 647,681
Marketing Services Group Inc Common Stock 570907105 55 3,300
Msh Entmt Corp Common Stock 553574104 3 10,000
MSC Industrial Direct Co. Inc. - Cl A Common Stock 553530106 7 500
Martha Stewart Living Omnimed Common Stock 573083102 44 1,850
Mindspring Enterprises Inc Common Stock 602683104 973 36,835
Microstrategy Inc. Common Stock 594972101 874 4,160
Morgan St Finance 9.00% Capital Units PFD QTR 30/360 616906509 391 15,662
Mascotech Inc. Common Stock 574670105 12 950
Medical Technology System Inc. Common Stock 58462R505 0 1,000
Meditrust Corp Common Stock 58501T306 51 9,230
Magyar Tavkozlesi Foreign Stock 559776109 47 1,293
Merita OY - Ser A Foreign Stock X5314G108 12 2,000
M & T Bank Corp Common Stock 55261F104 114 274
Monsanto Co. Common Stock 611662107 5,677 159,368
Mettler-Toledo International Common Stock 592688105 115 3,020
Meridian Medical Tech Inc. Common Stock 589658103 24 4,300
Mannatech Inc. Common Stock 563771104 5 1,000
MGIC Investment Corp. Common Stock 552848103 1,817 30,192
Modern Times Group Mtg AB Spons ADR ADR 607698107 147 556
Machine Technology Inc. Common Stock 554482109 0 3,000
Mothernature Com Inc Common Stock 61978K105 11 1,450
MTI Technology Corp Common Stock 553903105 107 2,895
Micro Therapeutics Inc. Common Stock 59500W100 8 1,000
Metalclad Corp -New Common Stock 591142203 2 400
Metal Management Inc Common Stock 591097100 150 40,000
Micros To Mainframes Inc. Common Stock 594944100 14 2,000
FORM 13F Run Date: 02/10/99
-----------------------------
S.E.C. Use Only
-----------------------------
Item 1: Item 6: Item 7: Item 8:
Name of Issuer Investment Discretion Other Voting Authority (Shares)
(a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None
Def Other
- --------------------------------------------------------------------------------------------------------------------------
Meristar Hotels & Resorts Inc. x 0 20,100 0
Minnesota Mining & Manufacturing Co. x 0 69,098 0
Mineral Mountain Mining x 0 500 0
Maxim Pharmaceuticals Inc x 0 800 0
McMoran Exploration Co x 0 417 0
Maximus Inc. x 0 7,925 0
MFS Multimarket Income Trust x 0 14,322 0
Momentum Business Applications Inc. x 0 248 0
Managed Municipals Portfolio Inc. x 0 21,378 0
Metamor Worldwide Inc x 0 5,360 0
Mitchell Energy & Dev Corp. CL A x 0 1,005 0
Mitchell Energy & Dev Corp. CL B x 0 370 0
Mine Safety Appliances Co x 0 400 0
McClatchy Newspapers Inc. CL A x 0 17,470 0
Minimed Inc x 0 4,581 0
Mannesmann AG Sponsored ADR x 0 3,312 0
Municipal Partners Fund Inc. x 0 3,500 0
Montedison Spa-Sponsored x 0 2,340 0
MTR Gaming Group Inc x 0 1,000 0
Mony Group Inc. x 0 640 0
Philip Morris Companies Inc. x 0 274,113 0
Mobius Management System Inc x 0 225 0
Moog Inc. x 0 160 0
Molex Inc. x 0 4,357 0
Molex Inc. Cl A x 0 1,437 0
Worldwide Petrolmoly Inc. x 0 8,000 0
Monaco Finance Inc Cl A x 0 100 0
Robert Mondavi Corp. Cl A x 0 2,200 0
Morgan Keegan Inc. x 0 4,600 0
Mesa Offshore Tr x 0 100 0
Motorola Inc. x 0 90,889 0
Motorola Capital Trust I 6.68% Pfd x 0 5,400 0
Moto Photo Inc x 0 1,900 0
Movie Gallery Inc. x 0 200 0
Magellan Petroleum Corporation x 0 500 0
Minnesota Pwr & Light x 0 6,171 0
MP&L Capital I 8.05% Cum Qrtly x 0 3,500 0
Mediaplex Inc x 0 28 0
Monongahela Power Co x 0 50 0
Mp3 Com Inc x 0 2,500 0
Modis Professional Services x 0 20,282 0
Municipal Partners Fund II Inc. x 0 5,000 0
MPTV Inc. x 0 65,000 0
Massmutual Participation Investors x 0 700 0
Mapquest Com Inc x 0 1,550 0
Muniyield Quality Fund Inc. x 0 3,048 0
Meritor Automotive, Inc. x 0 790 0
Marimba Inc x 0 100 0
Mercantile Bankshares Corp. x 0 53,218 0
Mercury Computer Systems Inc. x 0 900 0
Macdermid Ind x 0 1,600 0
Medical Device Technologies x 0 23 0
Medco Research Inc x 0 1,275 0
Mentor Income Fund Inc. x 0 1,000 0
Merck & Co., Inc. x 0 806,581 0
Marine Drilling Companies, Inc. x 0 25,840 0
Merant Plc Sponsored ADR x 0 110 0
USX Marathon Group x 0 28,300 0
Mid Atlantic Realty Trust x 0 149,998 0
Midcoast Energy Resources x 0 13,090 0
Marvel Entertainment Group x 0 6,000 0
Miravant Medical Technology x 0 500 0
Medicis Pharmaceutical Cl A x 0 1,655 0
Merry Land Properties Inc x 0 188 0
Mesabi Trust x 0 50 0
Material Sciences Corp. x 0 8,650 0
Microsemi Corp. x 0 2,000 0
Medscape Inc x 0 200 0
Morgan Stanley Finance PLC 8.40% Cap U x 0 1,350 0
Merisel Inc. x 0 1,000 0
Morgan Stanley Emerging Mkts Fund x 0 500 0
Microsoft Corp. x 0 647,681 0
Marketing Services Group Inc x 0 3,300 0
Msh Entmt Corp x 0 10,000 0
MSC Industrial Direct Co. Inc. - Cl A x 0 500 0
Martha Stewart Living Omnimed x 0 1,850 0
Mindspring Enterprises Inc x 0 36,835 0
Microstrategy Inc. x 0 4,160 0
Morgan St Finance 9.00% Capital Units x 0 15,662 0
Mascotech Inc. x 0 950 0
Medical Technology System Inc. x 0 1,000 0
Meditrust Corp x 0 9,230 0
Magyar Tavkozlesi x 0 1,293 0
Merita OY - Ser A x 0 2,000 0
M & T Bank Corp x 0 274 0
Monsanto Co. x 0 159,368 0
Mettler-Toledo International x 0 3,020 0
Meridian Medical Tech Inc. x 0 4,300 0
Mannatech Inc. x 0 1,000 0
MGIC Investment Corp. x 0 30,192 0
Modern Times Group Mtg AB Spons ADR x 0 556 0
Machine Technology Inc. x 0 3,000 0
Mothernature Com Inc x 0 1,450 0
MTI Technology Corp x 0 2,895 0
Micro Therapeutics Inc. x 0 1,000 0
Metalclad Corp -New x 0 400 0
Metal Management Inc x 0 40,000 0
Micros To Mainframes Inc. x 0 2,000 0
<PAGE>
FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS)
For Positions Held as of 12/31/999 -
-
Item 1: Item 2: Item 3: Item 4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amt. e
- --------------------------------------------------------------------------------------------------------------------------
Made2Manage Systems, Inc. Common Stock 556466100 2 200
Meritor Svgs Bk PA in Receivership Common Stock 590007100 1 1,100
Montana Power Co Common Stock 612085100 88 2,441
Meditrust Corp PFD QTR 30/360 58501T405 3 250
Medical Technology Prods Inc Common Stock 58462L102 0 541
Mesa Royalty Trust Common Stock 590660106 95 2,000
Metris Companies Inc. Common Stock 591598107 95 2,650
Montgomery Street Income Securities In Common Stock 614115103 3 200
Microtouch Systems Inc. Common Stock 595145103 1 100
Microtest Inc. Common Stock 594941106 18 2,030
Met Ed Cap Tr Preferred Stock 590860102 39 1,880
Manitowoc Co Inc. Common Stock 563571108 1,076 31,640
Mastec Inc Common Stock 576323109 348 7,830
Micron Technology Inc. Common Stock 595112103 401 5,161
MSU Corp Common Stock 553757105 4 1,900
Micron Electronics Inc. Common Stock 595100108 112 10,100
Mepc Intl Capital LP 9.125% PFD QTR 30/360 55271M206 18 850
Murphy Oil Co. Common Stock 626717102 35 605
Muenchener Rucckversicherungs Foreign Stock D55535104 247 975
Micromuse Inc. Common Stock 595094103 1,393 8,195
MSDW Capital Trust I PFD QTR 30/360 553538208 45 2,200
Morgan St Dean Witter Discover & Co. Common Stock 617446448 4,023 28,183
Micro Warehouse Inc. Common Stock 59501B105 172 9,275
Mail Well Inc. Common Stock 560321200 343 25,395
Microwave Labs Inc Common Stock 59517L105 0 166
Midway Games Inc Common Stock 598148104 5 200
Mfc Bancorp Ltd Foreign Stock 55271X103 1 150
Mexico Fund Common Stock 592835102 3 200
Maxim Integrated Products Inc Common Stock 57772K101 149 3,160
Maxxam Inc. Common Stock 577913106 19 432
Maxxon Inc Common Stock 577774102 0 400
Myers Inds Inc. Common Stock 628464109 9,995 634,582
Maytag Corp. Common Stock 578592107 530 11,049
Mylan Laboratories Inc. Common Stock 628530107 621 24,646
MYWEB Inc.Com Common Stock 628451106 27 1,000
Milacron Inc Common Stock 598709103 158 10,300
Medizone International Inc. Common Stock 585013105 1 7,000
Mizlou Programming Common Stock 606910107 0 14,250
INCO Limited Foreign Stock 453258402 304 12,920
Nutrafeed Inc Common Stock 67060W105 0 700
NB Capital Corp Dep Shs Repstg PFD QTR 30/360 62874N607 355 16,500
NAB Exchange Pfd Trust 8% PFD QTR 30/360 628714206 91 4,200
Nayses Bay Hunt Club Inc Common Stock 639382100 0 1
Nanovation Technologies Inc. Common Stock 630085108 0 5,435
Natures Creation Corp Common Stock 63901N107 0 1,000
Nabisco Hldgs Corp. Common Stock 629526104 201 6,360
National Australia Bank LTD Spon ADR ADR 632525408 8 100
NABI Inc. Common Stock 628716102 31 6,700
National Dentex Corp Common Stock 63563H109 26 1,550
Nash & Finch Co Common Stock 631158102 3 500
Natural Alternative Intl Inc. Common Stock 638842302 2 500
Network Access Solutions Corp Common Stock 64120S109 33 1,000
National Diagnostics Inc. Common Stock 635641103 9 4,000
National Instruments Corp Common Stock 636518102 264 6,900
North American Tech Group Common Stock 657193207 46 15,555
North Atlantic Technologies Inc New Common Stock 657335204 0 266
National Australia Bank 7.875% PreferdStk Conv 632525309 30 1,080
Nautica Enterprises Inc. Common Stock 639089101 6 500
Navistar International Corp. Common Stock 63934E108 92 1,939
NB Capital TrustT I 7.84% Trust Preferred Stock 628956203 256 11,675
Nbc Internet Inc Common Stock 62873D105 23 300
Noble Affiliates Inc. Common Stock 654894104 655 30,575
Northern Border Partnership LP LTD Part P1 664785102 41 1,800
Nabors Industries Inc. Common Stock 629568106 361 11,678
New South Capital Tr I Tr Pfd Sec 8.5% PFD QTR 30/360 648910206 52 6,900
NBT Bancorp Inc. Common Stock 628778102 260 16,782
Jefferson-Pilot Aces Common Stock 475070207 4 50
National Comm BanCorp. Common Stock 635449101 240 10,600
National City Corp. Common Stock 635405103 1,231 51,964
AT&T Capital Corp. 8.25% Pfd Sr PFD QTR 30/360 00206J209 89 3,900
New Century Energies Inc. Common Stock 64352U103 3,296 108,524
North Coast Energy Inc Common Stock 658649702 3 1,150
AT&T Cap Corp 8.125% PFD QTR 30/360 00206J308 91 4,000
NCH Corporation Common Stock 628850109 4 100
Navigant Consulting Inc Common Stock 63935N107 137 12,610
NCO Group Inc. Common Stock 628858102 9 300
NCR Corp. Common Stock 62886E108 368 9,704
NCI Building Systems Inc Common Stock 628852105 13 700
NCT Group Inc Common Stock 62888Q109 0 800
Nova Chemicals Corp. 9.04% PFD PFD QTR 30/360 66977W307 85 4,200
National Discount Brokers Group Inc. Common Stock 635646102 45 1,700
National Data Corp. Common Stock 635621105 27 800
Indymac Mtg Hldgs Inc Common Stock 456607100 4 299
Noble Drilling Corp. Common Stock 655042109 146 4,445
New England Business Service Common Stock 643872104 118 4,825
Nathaniel Energy Corp New Common Stock 632344107 5 5,000
Newell Finl Tr I Qips Conv 5.25% PreferdStk Conv 651195307 7 190
Energy East Corporation Common Stock 29266M109 47 2,236
Newmont Mining Corp. Common Stock 651639106 388 15,837
Neopharm Inc. Common Stock 640919106 11 500
Neogen Corp Common Stock 640491106 3 500
Neomedia Technologies Inc Common Stock 640505103 2 500
New ERA of Networks Inc Common Stock 644312100 855 17,944
Northeast Pennsylvania Financial Corp Common Stock 663905107 5 450
New England Electric System Common Stock 644001109 105 2,030
Networks Associates Inc. Common Stock 640938106 1,203 45,061
Netmanage Inc. Common Stock 641144100 396 80,200
Netobjects Inc Common Stock 64114L102 17 1,000
FORM 13F Run Date: 02/10/99
-----------------------------
S.E.C. Use Only
-----------------------------
Item 1: Item 6: Item 7: Item 8:
Name of Issuer Investment Discretion Other Voting Authority (Shares)
(a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None
Def Other
- --------------------------------------------------------------------------------------------------------------------------
Made2Manage Systems, Inc. x 0 200 0
Meritor Svgs Bk PA in Receivership x 0 1,100 0
Montana Power Co x 0 2,441 0
Meditrust Corp x 0 250 0
Medical Technology Prods Inc x 0 541 0
Mesa Royalty Trust x 0 2,000 0
Metris Companies Inc. x 0 2,650 0
Montgomery Street Income Securities In x 0 200 0
Microtouch Systems Inc. x 0 100 0
Microtest Inc. x 0 2,030 0
Met Ed Cap Tr x 0 1,880 0
Manitowoc Co Inc. x 0 31,640 0
Mastec Inc x 0 7,830 0
Micron Technology Inc. x 0 5,161 0
MSU Corp x 0 1,900 0
Micron Electronics Inc. x 0 10,100 0
Mepc Intl Capital LP 9.125% x 0 850 0
Murphy Oil Co. x 0 605 0
Muenchener Rucckversicherungs x 0 975 0
Micromuse Inc. x 0 8,195 0
MSDW Capital Trust I x 0 2,200 0
Morgan St Dean Witter Discover & Co. x 0 28,183 0
Micro Warehouse Inc. x 0 9,275 0
Mail Well Inc. x 0 25,395 0
Microwave Labs Inc x 0 166 0
Midway Games Inc x 0 200 0
Mfc Bancorp Ltd x 0 150 0
Mexico Fund x 0 200 0
Maxim Integrated Products Inc x 0 3,160 0
Maxxam Inc. x 0 432 0
Maxxon Inc x 0 400 0
Myers Inds Inc. x 0 634,582 0
Maytag Corp. x 0 11,049 0
Mylan Laboratories Inc. x 0 24,646 0
MYWEB Inc.Com x 0 1,000 0
Milacron Inc x 0 10,300 0
Medizone International Inc. x 0 7,000 0
Mizlou Programming x 0 14,250 0
INCO Limited x 0 12,920 0
Nutrafeed Inc x 0 700 0
NB Capital Corp Dep Shs Repstg x 0 16,500 0
NAB Exchange Pfd Trust 8% x 0 4,200 0
Nayses Bay Hunt Club Inc x 0 1 0
Nanovation Technologies Inc. x 0 5,435 0
Natures Creation Corp x 0 1,000 0
Nabisco Hldgs Corp. x 0 6,360 0
National Australia Bank LTD Spon ADR x 0 100 0
NABI Inc. x 0 6,700 0
National Dentex Corp x 0 1,550 0
Nash & Finch Co x 0 500 0
Natural Alternative Intl Inc. x 0 500 0
Network Access Solutions Corp x 0 1,000 0
National Diagnostics Inc. x 0 4,000 0
National Instruments Corp x 0 6,900 0
North American Tech Group x 0 15,555 0
North Atlantic Technologies Inc New x 0 266 0
National Australia Bank 7.875% x 0 1,080 0
Nautica Enterprises Inc. x 0 500 0
Navistar International Corp. x 0 1,939 0
NB Capital TrustT I 7.84% Trust x 0 11,675 0
Nbc Internet Inc x 0 300 0
Noble Affiliates Inc. x 0 30,575 0
Northern Border Partnership LP x 0 1,800 0
Nabors Industries Inc. x 0 11,678 0
New South Capital Tr I Tr Pfd Sec 8.5% x 0 6,900 0
NBT Bancorp Inc. x 0 16,782 0
Jefferson-Pilot Aces x 0 50 0
National Comm BanCorp. x 0 10,600 0
National City Corp. x 0 51,964 0
AT&T Capital Corp. 8.25% Pfd Sr x 0 3,900 0
New Century Energies Inc. x 0 108,524 0
North Coast Energy Inc x 0 1,150 0
AT&T Cap Corp 8.125% x 0 4,000 0
NCH Corporation x 0 100 0
Navigant Consulting Inc x 0 12,610 0
NCO Group Inc. x 0 300 0
NCR Corp. x 0 9,704 0
NCI Building Systems Inc x 0 700 0
NCT Group Inc x 0 800 0
Nova Chemicals Corp. 9.04% PFD x 0 4,200 0
National Discount Brokers Group Inc. x 0 1,700 0
National Data Corp. x 0 800 0
Indymac Mtg Hldgs Inc x 0 299 0
Noble Drilling Corp. x 0 4,445 0
New England Business Service x 0 4,825 0
Nathaniel Energy Corp New x 0 5,000 0
Newell Finl Tr I Qips Conv 5.25% x 0 190 0
Energy East Corporation x 0 2,236 0
Newmont Mining Corp. x 0 15,837 0
Neopharm Inc. x 0 500 0
Neogen Corp x 0 500 0
Neomedia Technologies Inc x 0 500 0
New ERA of Networks Inc x 0 17,944 0
Northeast Pennsylvania Financial Corp x 0 450 0
New England Electric System x 0 2,030 0
Networks Associates Inc. x 0 45,061 0
Netmanage Inc. x 0 80,200 0
Netobjects Inc x 0 1,000 0
<PAGE>
FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS)
For Positions Held as of 12/31/999
Item 1: Item 2: Item 3: Item 4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amt.
- -------------------------------------------------------------------------------------------------------------------------
Net Perceptions Inc Common Stock 64107U101 21 500
Netradio Corp Common Stock 64114E108 31 3,750
Nvest LP Units Ltd Partnership Int Common Stock 67065F107 5 300
Nexell Therapeutics Inc Common Stock 65332H104 18 14,000
North Fork Bancorp, Inc.-DEL Common Stock 659424105 433 24,747
National Fuel Gas Co. Common Stock 636180101 19 410
Northfield Laboratories Inc. Common Stock 666135108 6 500
NFO Worldwide Inc. Common Stock 62910N108 253 11,300
Nationwide Financial Services, Inc. Common Stock 638612101 102 3,655
Nationwide Financial Svcs Cap Tr PFD QTR 30/360 63861E204 34 1,700
Northfield Bancorp, Inc. Common Stock 666114103 12 1,000
Newfield Exploration Co Common Stock 651290108 158 5,922
Nabisco Group Holding Corp Common Stock 62952P102 83 7,790
RJR Nabisco Hldgs Cap Tr II PFD QTR 30/360 62952N206 30 1,200
Newgold Inc Common Stock 651362105 2 12,000
National Healthcare Corp. Common Stock 635906100 1 230
National Health Invs Inc. Common Stock 63633D104 330 22,205
National Health Investors 8.50% Preferred Stock 63633D203 1 100
Nationwide Health Properties Inc. Common Stock 638620104 184 13,415
National Health Realty Inc. Common Stock 635905102 2 230
Norsk Hydro As Adr ADR 656531605 5 123
Nisource Inc. Common Stock 65473P105 482 26,966
Northern Ind Pub Preferred Stock 665262879 15 310
Nipsco Capital Markets Inc. 7.75% PFD QTR 30/360 654638105 4 200
Nice-Systems Ltd ADR ADR 653656108 25 500
Nuveen Premier Insured Common Stock 670987106 13 1,000
Nikko Securities Co. Ltd. ADR ADR 654107200 119 945
Nuveen Select Maturities Common Stock 67061T101 69 7,270
N E C Corp. ADR 629050204 748 6,135
Northern Indiana Public Service PFd PFD QTR 30/360 665262309 7 125
Nova Corp. - GA Common Stock 669784100 594 18,804
Knight/Trimark Goup Inc. - Cl A Common Stock 499067106 565 12,281
Knight/Trimark Goup Inc. - Cl A Common Stock 499067106 210 4,569
NJ Economic Dev Auth St Pension PFD QTR 30/360 645915208 55 2,375
New Jersey Resources Corp. Common Stock 646025106 18 456
Nike Inc. Common Stock 654106103 1,464 29,546
National Bankshares Inc/ Va Common Stock 634865109 142 7,200
Nuoncology Labs Inc Common Stock 67057T107 7 7,000
Nalco Chemical Co Common Stock 629853102 7 125
National Computer Systems Inc. Common Stock 635519101 22 580
North Lily Mining Co. Common Stock 660461203 0 2,500
Annaly Mortgage Management Inc. Common Stock 035710409 26 3,000
Ntt Mobile Comm Network Inc ADR 629424508 225 1,172
Namibian Minerals Corp. Foreign Stock 629913104 43 7,000
Neiman-Marcus Groups Inc. Common Stock 640204202 47 1,700
Neiman Marcus Group Inc Common Stock 640204301 70 2,610
Neomagic Corp. Common Stock 640497103 2 200
Nuveen Municipal Income Fund Common Stock 67062J102 24 2,250
Niagara Mohawk Holdings Inc. Common Stock 653520106 283 20,335
Niagara Mohawk Power 3.60% PFD PFD QTR 30/360 653522300 39 900
Niagara Mhwk Pwr PFD QTR 30/360 653522607 84 1,200
Niagara Mohawk Power 5.25% PFD PFD QTR 30/360 653522706 76 1,000
Niagara Mohawk Power 3.40% Pfd PFD QTR 30/360 653522201 17 400
Niagara Mohawk Power 3.90% Pfd PFD QTR 30/360 653522409 247 4,930
Niagara Mohawk Power 4.10% Pfd PFD QTR 30/360 653522508 75 1,350
Newmil Bancorp Inc Common Stock 651633109 13 1,000
Newbridge Networks Corp. Common Stock 650901101 441 19,560
Nuveen North Carolina Premium Common Stock 67060P100 40 2,991
Nuveen Insured New York Common Stock 67101R107 31 2,500
Commercial Net Lease Realty Common Stock 202218103 708 71,282
Newport News and Shipbuilding Common Stock 652228107 87 3,170
Nocopi Technologies Inc. Common Stock 655212207 0 200
Nordstrom Inc. Common Stock 655664100 308 11,744
Northrop Grumman Corp. Common Stock 666807102 637 11,779
Nokia Corp. Sponsored ADR ADR 654902204 10,205 53,710
New Frontier Media Inc Common Stock 644398109 4 1,000
Newscorp Overseas Limited 8.625% Cum PFD QTR 30/360 G6478B108 411 19,100
Northeast Optic Network Inc. Common Stock 664334109 172 2,745
Northwestern Corp. Common Stock 668074107 8 348
Nwps Cap Fing I PFD QTR 30/360 629470204 11 500
North State Telecommunications Common Stock 662642206 6 60
Novacare Inc. Common Stock 669930109 2 12,000
Novell, Inc. Common Stock 670006105 6,667 167,470
Novoste Corp. MA Common Stock 67010C100 66 4,000
Novavax Inc. Common Stock 670002104 18 3,178
Telecom Wireltss Corp Common Stock 878945203 3 600
National Power ADR FINAL INS ADR 637194408 979 45,550
National Penn Bancshares Inc Common Stock 637138108 229 9,110
Nuveen Premier Municipal Common Stock 670988104 39 3,103
Network Peripherals Inc Common Stock 64121R100 95 2,000
National Presto Industries Inc. Common Stock 637215104 50 1,400
Network Plus Corp Common Stock 64122D506 13 625
Northpoint Communications Hldg Common Stock 666610100 375 15,630
North Pittsburgh Sys Inc. Common Stock 661562108 387 26,240
Nuveen Virginia Premium Income Common Stock 67064R102 126 9,954
Nuveen Pennsylvania Premium Common Stock 67061F101 60 5,028
Nuveen Florida Investment Common Stock 670970102 105 8,000
Nuveen Investment Quality Municipal Common Stock 67062E103 216 18,400
Nord Res Corp. Common Stock 655555100 0 600
Neurogen Corp. Common Stock 64124E106 64 3,900
Nationsrent Inc Common Stock 638588103 6 1,000
National Record Mart Inc Common Stock 637355108 6 2,000
Nomura Secs Ltd Japan ADR 655361301 56 313
National Rural Utilities PFD QTR 30/360 637432204 44 2,000
National Rural Utilities CFC 7.65% PFD PFD QTR 30/360 637432303 11 500
National R V Holdings Inc. Common Stock 637277104 760 39,500
National Rural Utilities PFD QTR 30/360 637432402 13 600
Nissan Motor Co Ltd Sponsored ADR 654744408 36 4,525
FORM 13F Run Date: 02/10/99
-----------------------------
S.E.C. Use Only
-----------------------------
Item 1: Item 6: Item 7: Item 8:
Name of Issuer Investment Discretion Other Voting Authority (Shares)
(a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None
Def Other
- --------------------------------------------------------------------------------------------------------------------------
Net Perceptions Inc x 0 500 0
Netradio Corp x 0 3,750 0
Nvest LP Units Ltd Partnership Int x 0 300 0
Nexell Therapeutics Inc x 0 14,000 0
North Fork Bancorp, Inc.-DEL x 0 24,747 0
National Fuel Gas Co. x 0 410 0
Northfield Laboratories Inc. x 0 500 0
NFO Worldwide Inc. x 0 11,300 0
Nationwide Financial Services, Inc. x 0 3,655 0
Nationwide Financial Svcs Cap Tr x 0 1,700 0
Northfield Bancorp, Inc. x 0 1,000 0
Newfield Exploration Co x 0 5,922 0
Nabisco Group Holding Corp x 0 7,790 0
RJR Nabisco Hldgs Cap Tr II x 0 1,200 0
Newgold Inc x 0 12,000 0
National Healthcare Corp. x 0 230 0
National Health Invs Inc. x 0 22,205 0
National Health Investors 8.50% x 0 100 0
Nationwide Health Properties Inc. x 0 13,415 0
National Health Realty Inc. x 0 230 0
Norsk Hydro As Adr x 0 123 0
Nisource Inc. x 0 26,966 0
Northern Ind Pub x 0 310 0
Nipsco Capital Markets Inc. 7.75% x 0 200 0
Nice-Systems Ltd ADR x 0 500 0
Nuveen Premier Insured x 0 1,000 0
Nikko Securities Co. Ltd. ADR x 0 945 0
Nuveen Select Maturities x 0 7,270 0
N E C Corp. x 0 6,135 0
Northern Indiana Public Service PFd x 0 125 0
Nova Corp. - GA x 0 18,804 0
Knight/Trimark Goup Inc. - Cl A x 0 12,281 0
Knight/Trimark Goup Inc. - Cl A x 0 4,569 0
NJ Economic Dev Auth St Pension x 0 2,375 0
New Jersey Resources Corp. x 0 456 0
Nike Inc. x 0 29,546 0
National Bankshares Inc/ Va x 0 7,200 0
Nuoncology Labs Inc x 0 7,000 0
Nalco Chemical Co x 0 125 0
National Computer Systems Inc. x 0 580 0
North Lily Mining Co. x 0 2,500 0
Annaly Mortgage Management Inc. x 0 3,000 0
Ntt Mobile Comm Network Inc x 0 1,172 0
Namibian Minerals Corp. x 0 7,000 0
Neiman-Marcus Groups Inc. x 0 1,700 0
Neiman Marcus Group Inc x 0 2,610 0
Neomagic Corp. x 0 200 0
Nuveen Municipal Income Fund x 0 2,250 0
Niagara Mohawk Holdings Inc. x 0 20,335 0
Niagara Mohawk Power 3.60% PFD x 0 900 0
Niagara Mhwk Pwr x 0 1,200 0
Niagara Mohawk Power 5.25% PFD x 0 1,000 0
Niagara Mohawk Power 3.40% Pfd x 0 400 0
Niagara Mohawk Power 3.90% Pfd x 0 4,930 0
Niagara Mohawk Power 4.10% Pfd x 0 1,350 0
Newmil Bancorp Inc x 0 1,000 0
Newbridge Networks Corp. x 0 19,560 0
Nuveen North Carolina Premium x 0 2,991 0
Nuveen Insured New York x 0 2,500 0
Commercial Net Lease Realty x 0 71,282 0
Newport News and Shipbuilding x 0 3,170 0
Nocopi Technologies Inc. x 0 200 0
Nordstrom Inc. x 0 11,744 0
Northrop Grumman Corp. x 0 11,779 0
Nokia Corp. Sponsored ADR x 0 53,710 0
New Frontier Media Inc x 0 1,000 0
Newscorp Overseas Limited 8.625% Cum x 0 19,100 0
Northeast Optic Network Inc. x 0 2,745 0
Northwestern Corp. x 0 348 0
Nwps Cap Fing I x 0 500 0
North State Telecommunications x 0 60 0
Novacare Inc. x 0 12,000 0
Novell, Inc. x 0 167,470 0
Novoste Corp. MA x 0 4,000 0
Novavax Inc. x 0 3,178 0
Telecom Wireltss Corp x 0 600 0
National Power ADR FINAL INS x 0 45,550 0
National Penn Bancshares Inc x 0 9,110 0
Nuveen Premier Municipal x 0 3,103 0
Network Peripherals Inc x 0 2,000 0
National Presto Industries Inc. x 0 1,400 0
Network Plus Corp x 0 625 0
Northpoint Communications Hldg x 0 15,630 0
North Pittsburgh Sys Inc. x 0 26,240 0
Nuveen Virginia Premium Income x 0 9,954 0
Nuveen Pennsylvania Premium x 0 5,028 0
Nuveen Florida Investment x 0 8,000 0
Nuveen Investment Quality Municipal x 0 18,400 0
Nord Res Corp. x 0 600 0
Neurogen Corp. x 0 3,900 0
Nationsrent Inc x 0 1,000 0
National Record Mart Inc x 0 2,000 0
Nomura Secs Ltd Japan x 0 313 0
National Rural Utilities x 0 2,000 0
National Rural Utilities CFC 7.65% PFD x 0 500 0
National R V Holdings Inc. x 0 39,500 0
National Rural Utilities x 0 600 0
Nissan Motor Co Ltd Sponsored x 0 4,525 0
<PAGE>
FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS)
For Positions Held as of 12/31/999
Item 1: Item 2: Item 3: Item 4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amt.
- -------------------------------------------------------------------------------------------------------------------------
Norfolk Southern Corp. Common Stock 655844108 1,013 49,435
NSD Bancorp Inc. Common Stock 62938D108 18 1,000
Nashua Corp. Common Stock 631226107 2 200
National Service Industries Inc. Common Stock 637657107 869 29,450
Netsilicon Inc Common Stock 64115X105 44 2,200
Insight Enterprises Inc. Common Stock 45765U103 19 468
New Sky Communications Inc Common Stock 648726107 3 86,770
National Semiconductor Inc. Common Stock 637640103 622 14,520
Network Solutions Inc. - Cl A Common Stock 64121Q102 152 700
Northern States Power Co Common Stock 665772109 171 8,788
Northern States Preferred Stock 665772208 18 400
Netspeak Corp Common Stock 64115D109 85 4,000
Inspire Insurance Solutions Inc. Common Stock 457732105 38 8,375
Norfolk Southern Railway Co. Preferred Stock 655855203 12 320
Nestle SA Sponsored ADR ADR 641069406 1,072 11,769
NS Group Inc. Common Stock 628916108 38 5,000
NSTAR Common Stock 67019E107 593 14,639
Anesta Corp Common Stock 034603100 2 100
National Equip Svcs Inc Common Stock 635847106 6 1,000
Nortel Networks Corp. Common Stock 656569100 6,143 60,823
Network Appliance Inc Common Stock 64120L104 785 9,455
Net.Bank Inc. Common Stock 640933107 19 1,007
Nuveen Connecticut Premium Common Stock 67060D107 15 1,000
Nintendo Co Ltd New ADR ADR 654445303 62 3,001
Notify Technology Corp Common Stock 669956104 6 1,000
Neurobiological Technologies Common Stock 64124W106 28 8,700
NTL Incorporated Common Stock 629407107 347 2,785
Net2phone Common Stock 64108N106 149 3,250
Netopia Inc. Common Stock 64114K104 68 1,250
Northern Trust Corp. Common Stock 665859104 1,430 26,987
Nippon Telegraph & Telephone Corp. Foreign Stock 654624105 760 8,829
Nelvana Ltd Foreign Stock 64042V107 4 250
Netivation Com Inc Common Stock 64115R108 1 100
Northeast Utilities Common Stock 664397106 187 9,071
Nucor Corp. Common Stock 670346105 2,456 44,812
Net 1 Ueps Technologies Inc Common Stock 64107N107 1 400
NUI Corp. Common Stock 629430109 90 3,400
Nuveen New York Quality Income Fd Common Stock 670986108 24 1,900
Nuveen Ohio Quality Income Common Stock 670980101 194 12,800
Nutraceutix Inc Common Stock 67060V107 2 5,000
Nuveen California Select Common Stock 670975101 21 1,600
Nvidia Corp Common Stock 67066G104 7 150
NVF Co. Common Stock 629449109 0 2,473
Novellus System Inc. Common Stock 670008101 98 800
Novo-Nordisk A/S ADR ADR 670100205 136 2,105
NVP CAPTL I 8.2% Cum Qtly Inc. Preferred Stock 62944M209 13 600
N V R Incorporated Common Stock 62944T105 10 200
Nevstar Gaming & Entmt Corp Common Stock 64156G102 0 6,900
Novartis AG-ADR ADR 66987V109 289 3,957
NVIEW Corporation Common Stock 670974104 0 4,000
Natl Westminster bank PLC ADR 638539403 13 100
National Westminster Bank PLC PFD QTR 30/360 638539700 24 1,140
National Westminster Bank PLC PFD QTR 30/360 638539882 32 1,500
Northwest Airlines Corporation Class A Common Stock 667280101 19 850
Newell Rubbermaid Inc. Common Stock 651229106 10,202 351,803
Northwest Natural Gas Co Common Stock 667655104 7 300
News Corp. Limited ADR 652487703 966 25,260
News Corp. Ltd ADR 652487802 262 7,827
Northwest Bancorp Inc PA Common Stock 667328108 7 985
Northwestern Steel & Wire Co New Common Stock 668367204 3 7,000
National Westminster Bank PLC Preferred Stock 638539809 65 3,000
Quanex Corp. Common Stock 747620102 2 75
Nextcard Inc Common Stock 65332K107 30 1,025
New PLan Excel Realty Trust Common Stock 648053106 710 44,930
New Plan Excel Realty Tr Inc 8.625% PF PFD QTR 30/360 648053502 45 2,312
Nextlink Communications Inc Cl A Common Stock 65333H707 502 6,046
Nuveen Insured New York Select Common Stock 67063V104 25 1,967
Nuveen Select Tax-Free Income Common Stock 67063C106 4 303
Nuveen Select Tax-Free Income Common Stock 67063X100 59 4,782
Nextera Enterprises Inc Common Stock 65332E101 13 1,000
Salmon Smith Bar Nikkei 225 Common Stock 79549B628 8 835
Nextel Communications Inc. Common Stock 65332V103 15,401 149,344
New York Times Co. Common Stock 650111107 1,156 23,535
New York Times Co Conv CL B Common Stock 650111404 6 120
Netzero Inc Common Stock 64122R109 30 1,100
Telecom Corp. of New ADR 879278208 2,358 61,251
Realty Income Corp. Common Stock 756109104 10 500
Realty Income Corp PFD QTR 30/360 756109302 64 3,700
Oak Industries Inc. Common Stock 671400505 89 840
Oak Hill Finl Inc Common Stock 671337103 7 500
OAO Technology Solutions Inc. Common Stock 67082B105 22 2,780
Quaker Oats Common Stock 747402105 487 7,424
Orthodontic Centers of America Inc. Common Stock 68750P103 73 6,100
Ohio Casualty Corp. Common Stock 677240103 852 53,025
Ocean Financial Corp. Common Stock 674904107 9 520
Optical Coating Lab Inc Common Stock 683829105 118 400
Omnicare Inc. Common Stock 681904108 379 31,555
O C G Technology Inc Common Stock 670818103 118 368,550
Object Design Inc. Common Stock 674416102 207 14,300
Office Depot Inc. Common Stock 676220106 1,594 145,709
OEA Inc Common Stock 670826106 15 3,150
Ocean Energy Inc. Common Stock 67481E106 367 47,339
Corporate Office Properties Trust Common Stock 22002T108 23 3,000
Oriental Financial Group Common Stock 68618W100 18 800
Ogden Corp. Common Stock 676346109 66 5,525
OGE Energy Corp. Common Stock 670837103 150 7,901
Oge Energy Cap Trust I PFD QTR 30/360 67084C200 33 1,300
Old Guard Group Inc. Common Stock 679783100 3 300
FORM 13F Run Date: 02/10/99
-----------------------------
S.E.C. Use Only
-----------------------------
Item 1: Item 6: Item 7: Item 8:
Name of Issuer Investment Discretion Other Voting Authority (Shares)
(a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None
Def Other
- --------------------------------------------------------------------------------------------------------------------------
Norfolk Southern Corp. x 0 49,435 0
NSD Bancorp Inc. x 0 1,000 0
Nashua Corp. x 0 200 0
National Service Industries Inc. x 0 29,450 0
Netsilicon Inc x 0 2,200 0
Insight Enterprises Inc. x 0 468 0
New Sky Communications Inc x 0 86,770 0
National Semiconductor Inc. x 0 14,520 0
Network Solutions Inc. - Cl A x 0 700 0
Northern States Power Co x 0 8,788 0
Northern States x 0 400 0
Netspeak Corp x 0 4,000 0
Inspire Insurance Solutions Inc. x 0 8,375 0
Norfolk Southern Railway Co. x 0 320 0
Nestle SA Sponsored ADR x 0 11,769 0
NS Group Inc. x 0 5,000 0
NSTAR x 0 14,639 0
Anesta Corp x 0 100 0
National Equip Svcs Inc x 0 1,000 0
Nortel Networks Corp. x 0 60,823 0
Network Appliance Inc x 0 9,455 0
Net.Bank Inc. x 0 1,007 0
Nuveen Connecticut Premium x 0 1,000 0
Nintendo Co Ltd New ADR x 0 3,001 0
Notify Technology Corp x 0 1,000 0
Neurobiological Technologies x 0 8,700 0
NTL Incorporated x 0 2,785 0
Net2phone x 0 3,250 0
Netopia Inc. x 0 1,250 0
Northern Trust Corp. x 0 26,987 0
Nippon Telegraph & Telephone Corp. x 0 8,829 0
Nelvana Ltd x 0 250 0
Netivation Com Inc x 0 100 0
Northeast Utilities x 0 9,071 0
Nucor Corp. x 0 44,812 0
Net 1 Ueps Technologies Inc x 0 400 0
NUI Corp. x 0 3,400 0
Nuveen New York Quality Income Fd x 0 1,900 0
Nuveen Ohio Quality Income x 0 12,800 0
Nutraceutix Inc x 0 5,000 0
Nuveen California Select x 0 1,600 0
Nvidia Corp x 0 150 0
NVF Co. x 0 2,473 0
Novellus System Inc. x 0 800 0
Novo-Nordisk A/S ADR x 0 2,105 0
NVP CAPTL I 8.2% Cum Qtly Inc. x 0 600 0
N V R Incorporated x 0 200 0
Nevstar Gaming & Entmt Corp x 0 6,900 0
Novartis AG-ADR x 0 3,957 0
NVIEW Corporation x 0 4,000 0
Natl Westminster bank PLC x 0 100 0
National Westminster Bank PLC x 0 1,140 0
National Westminster Bank PLC x 0 1,500 0
Northwest Airlines Corporation Class A x 0 850 0
Newell Rubbermaid Inc. x 0 351,803 0
Northwest Natural Gas Co x 0 300 0
News Corp. Limited x 0 25,260 0
News Corp. Ltd x 0 7,827 0
Northwest Bancorp Inc PA x 0 985 0
Northwestern Steel & Wire Co New x 0 7,000 0
National Westminster Bank PLC x 0 3,000 0
Quanex Corp. x 0 75 0
Nextcard Inc x 0 1,025 0
New PLan Excel Realty Trust x 0 44,930 0
New Plan Excel Realty Tr Inc 8.625% PF x 0 2,312 0
Nextlink Communications Inc Cl A x 0 6,046 0
Nuveen Insured New York Select x 0 1,967 0
Nuveen Select Tax-Free Income x 0 303 0
Nuveen Select Tax-Free Income x 0 4,782 0
Nextera Enterprises Inc x 0 1,000 0
Salmon Smith Bar Nikkei 225 x 0 835 0
Nextel Communications Inc. x 0 149,344 0
New York Times Co. x 0 23,535 0
New York Times Co Conv CL B x 0 120 0
Netzero Inc x 0 1,100 0
Telecom Corp. of New x 0 61,251 0
Realty Income Corp. x 0 500 0
Realty Income Corp x 0 3,700 0
Oak Industries Inc. x 0 840 0
Oak Hill Finl Inc x 0 500 0
OAO Technology Solutions Inc. x 0 2,780 0
Quaker Oats x 0 7,424 0
Orthodontic Centers of America Inc. x 0 6,100 0
Ohio Casualty Corp. x 0 53,025 0
Ocean Financial Corp. x 0 520 0
Optical Coating Lab Inc x 0 400 0
Omnicare Inc. x 0 31,555 0
O C G Technology Inc x 0 368,550 0
Object Design Inc. x 0 14,300 0
Office Depot Inc. x 0 145,709 0
OEA Inc x 0 3,150 0
Ocean Energy Inc. x 0 47,339 0
Corporate Office Properties Trust x 0 3,000 0
Oriental Financial Group x 0 800 0
Ogden Corp. x 0 5,525 0
OGE Energy Corp. x 0 7,901 0
Oge Energy Cap Trust I x 0 1,300 0
Old Guard Group Inc. x 0 300 0
<PAGE>
FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS)
For Positions Held as of 12/31/999
Item 1: Item 2: Item 3: Item 4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amt.
- -------------------------------------------------------------------------------------------------------------------------
Oakwood Homes Corp. Common Stock 674098108 143 44,752
Omega Healthcare Investors, Inc. Common Stock 681936100 664 52,305
Ocenaeering Inc. Common Stock 675232102 32 2,155
Triton Energy Limited Common Stock G90751101 154 7,445
Triton Energy Corporation Common Stock 896750106 1 27
Oji Paper Ltd New ADR 678123100 2 29
Old Kent Financial Corp. Common Stock 679833103 158 4,478
Oneok Inc. Common Stock 682680103 70 2,790
Olicom Common Stock K7514Y107 2 2,000
Olin Corp. Common Stock 680665205 100 5,037
Offshore Logistics Inc. Common Stock 676255102 548 58,415
Olsten Corp. Common Stock 681385100 4 350
Omnicom Group Inc. Common Stock 681919106 2,523 25,229
O Media Inc Common Stock 670878107 1 5,000
Omega Financial Corp. Common Stock 682092101 12 420
OM Group Inc. Common Stock 670872100 30 859
Owens & Minor Inc. New Common Stock 690732102 25 2,745
Open Market Incorporated Common Stock 68370M100 244 5,402
Omni Multimedia Group Inc. Common Stock 68211K107 0 100
Omnova Solutions Inc Common Stock 682129101 2 225
Omnipoint Corp. Common Stock 68212D102 176 1,455
Omtool Ltd. Common Stock 681974101 7 3,000
Officemax Inc. Common Stock 67622M108 243 44,188
Oncor, Inc. Common Stock 682311105 0 3,500
On Command Corp. Common Stock 682160106 61 3,304
WTS On Command Corp. Common Stock 682160122 0 17
Bank One Corp. Common Stock 06423A103 9,952 310,400
Onemain.Com Inc. Common Stock 68267P109 5 300
Online Entmt Inc Common Stock 682913207 8 1,350
On Technology Corp. Common Stock 68219P108 35 2,500
Onyx Software Corp. Common Stock 683402101 170 4,600
Oakley Inc. Common Stock 673662102 7 1,200
Ophthalmic Intl Resources LTD Common Stock 683740104 0 4,500
Old Point Financial Corp. Common Stock 680194107 51 2,600
Oppenheimer Inds Inc. Common Stock 683800106 0 2,500
Optelcom Inc. Common Stock 683818207 6 1,350
OPTI Inc. Common Stock 683960108 5 1,000
Optika Inc Common Stock 683973101 453 32,500
Netoptix Corp Common Stock 64116F103 7 100
Orbital Sciences Corp. Common Stock 685564106 95 5,100
Orbotech Limited Ord Common Stock M75253100 1,237 15,962
Oracle Systems Corp. Common Stock 68389X105 22,499 200,773
Organogenesis Inc. Common Stock 685906109 71 8,189
Old Republic International Corp. Common Stock 680223104 685 50,300
O Reilly Automotive Inc. Common Stock 686091109 19 900
Orange PLC ADR ADR 685211104 99 600
Oregon Steel Mills Inc. Common Stock 686079104 4 565
Overseas Shipholding Common Stock 690368105 132 8,900
Osmonics Inc Common Stock 688350107 51 5,500
Outback Steakhouse Inc. Common Stock 689899102 374 14,417
Osteotech Inc. Common Stock 688582105 18 1,350
O Sullivan Industries Holdings Common Stock 67104Q205 0 285
Royce Micro Cap Trust Inc. MutualFdEqClose 780915104 79 8,789
Hellenic Telecommun Org - ADR ADR 423325307 6 500
Open Text Corp. Common Stock 683715106 12 650
Oregon Trail Financial Corp. Common Stock 685932105 5 520
Octel Corp. Common Stock 675727101 15 1,490
Oshkosh Truck Corp. Class B Common Stock 688239201 29 975
Otter Tail Power Co Common Stock 689648103 39 1,031
One Valley Bancorp Inc. Common Stock 682419106 358 11,694
Overland Data Inc Common Stock 690213103 6 800
Owens Corning Common Stock 69073F103 141 7,310
Onewworld Systems Inc New Common Stock 682917307 0 130
Omega Worldwide Inc. Common Stock 68210B108 3 566
Oxford Health Plans Inc. Common Stock 691471106 70 5,500
Occidental Petroleum Corp. Common Stock 674599105 352 16,284
OYO Geospace Common Stock 671074102 19 1,900
Cyclopss Corp. Common Stock 232537209 2 10,000
Phillips Petroleum Co. Common Stock 718507106 1,429 30,410
Phillips 66 Capital I 8.24% Trust Orig PFD QTR 30/360 718550205 22 1,000
Ohio Power Co 7.375% Common Stock 677415762 21 1,000
Prime Group Realty Trust 9.0% PFD QTR 30/360 74158J202 33 2,200
Peptide Therapeutics Comp Common Stock G70036994 0 83
Oxy Capital Trust I 8.16% PFD PFD QTR 30/360 692070204 54 2,600
Phila Auth Indl Dev Pension PFD QTR 30/360 71781M206 42 2,000
Procurenet Inc Common Stock 742804107 0 1,625
Property Cap Tr Inc Common Stock 74343M102 0 8
Penelec Capital Trust 7.34% Preferred Stock 706871209 20 1,000
Provident Capital Trust II 8.75% PFD QTR 30/360 74386E207 226 11,300
Protherics Ord Common Stock G7274D108 1 2,326
Palmetto Bancshares Inc Common Stock 697062107 0 240
Progressive Savings & Loan LTD Common Stock 74337P103 0 2,925
Queenstown Bank of Maryland Common Stock 74831Y105 39 812
QMG Holdings Inc Common Stock 747257103 0 3,000
Pacific Telesis Finance TOPRS Preferred Stock 694887209 18 800
Pacific Telesis Finance II Preferred Stock 694889205 86 3,500
Pac-west Telecom Inc Common Stock 69371Y101 22 813
Pacific Gulf Properties Inc. Common Stock 694396102 16 800
Paging Network, Inc. Common Stock 695542100 25 30,845
Pairgain Technologies Inc. Common Stock 695934109 105 7,400
Universal Display Corp Common Stock 91347P105 20 1,200
Asia Pulp & Paper Co Ltd ADR ADR 04516V100 168 21,305
First Cash Inc Common Stock 31942D107 9 1,100
Paxson Communications Corp. Common Stock 704231109 24 2,000
Paychex Inc. Common Stock 704326107 602 15,044
Pan American Beverages Inc. Common Stock P74823108 33 1,615
People's Bank - Bridgeport, CT Common Stock 710198102 8 357
The Pepsi Bottling Group Inc. Common Stock 713409100 320 19,300
FORM 13F Run Date: 02/10/99
-----------------------------
S.E.C. Use Only
-----------------------------
Item 1: Item 6: Item 7: Item 8:
Name of Issuer Investment Discretion Other Voting Authority (Shares)
(a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None
Def Other
- --------------------------------------------------------------------------------------------------------------------------
Oakwood Homes Corp. x 0 44,752 0
Omega Healthcare Investors, Inc. x 0 52,305 0
Ocenaeering Inc. x 0 2,155 0
Triton Energy Limited x 0 7,445 0
Triton Energy Corporation x 0 27 0
Oji Paper Ltd New x 0 29 0
Old Kent Financial Corp. x 0 4,478 0
Oneok Inc. x 0 2,790 0
Olicom x 0 2,000 0
Olin Corp. x 0 5,037 0
Offshore Logistics Inc. x 0 58,415 0
Olsten Corp. x 0 350 0
Omnicom Group Inc. x 0 25,229 0
O Media Inc x 0 5,000 0
Omega Financial Corp. x 0 420 0
OM Group Inc. x 0 859 0
Owens & Minor Inc. New x 0 2,745 0
Open Market Incorporated x 0 5,402 0
Omni Multimedia Group Inc. x 0 100 0
Omnova Solutions Inc x 0 225 0
Omnipoint Corp. x 0 1,455 0
Omtool Ltd. x 0 3,000 0
Officemax Inc. x 0 44,188 0
Oncor, Inc. x 0 3,500 0
On Command Corp. x 0 3,304 0
WTS On Command Corp. x 0 17 0
Bank One Corp. x 0 310,400 0
Onemain.Com Inc. x 0 300 0
Online Entmt Inc x 0 1,350 0
On Technology Corp. x 0 2,500 0
Onyx Software Corp. x 0 4,600 0
Oakley Inc. x 0 1,200 0
Ophthalmic Intl Resources LTD x 0 4,500 0
Old Point Financial Corp. x 0 2,600 0
Oppenheimer Inds Inc. x 0 2,500 0
Optelcom Inc. x 0 1,350 0
OPTI Inc. x 0 1,000 0
Optika Inc x 0 32,500 0
Netoptix Corp x 0 100 0
Orbital Sciences Corp. x 0 5,100 0
Orbotech Limited Ord x 0 15,962 0
Oracle Systems Corp. x 0 200,773 0
Organogenesis Inc. x 0 8,189 0
Old Republic International Corp. x 0 50,300 0
O Reilly Automotive Inc. x 0 900 0
Orange PLC ADR x 0 600 0
Oregon Steel Mills Inc. x 0 565 0
Overseas Shipholding x 0 8,900 0
Osmonics Inc x 0 5,500 0
Outback Steakhouse Inc. x 0 14,417 0
Osteotech Inc. x 0 1,350 0
O Sullivan Industries Holdings x 0 285 0
Royce Micro Cap Trust Inc. x 0 8,789 0
Hellenic Telecommun Org - ADR x 0 500 0
Open Text Corp. x 0 650 0
Oregon Trail Financial Corp. x 0 520 0
Octel Corp. x 0 1,490 0
Oshkosh Truck Corp. Class B x 0 975 0
Otter Tail Power Co x 0 1,031 0
One Valley Bancorp Inc. x 0 11,694 0
Overland Data Inc x 0 800 0
Owens Corning x 0 7,310 0
Onewworld Systems Inc New x 0 130 0
Omega Worldwide Inc. x 0 566 0
Oxford Health Plans Inc. x 0 5,500 0
Occidental Petroleum Corp. x 0 16,284 0
OYO Geospace x 0 1,900 0
Cyclopss Corp. x 0 10,000 0
Phillips Petroleum Co. x 0 30,410 0
Phillips 66 Capital I 8.24% Trust Orig x 0 1,000 0
Ohio Power Co 7.375% x 0 1,000 0
Prime Group Realty Trust 9.0% x 0 2,200 0
Peptide Therapeutics Comp x 0 83 0
Oxy Capital Trust I 8.16% PFD x 0 2,600 0
Phila Auth Indl Dev Pension x 0 2,000 0
Procurenet Inc x 0 1,625 0
Property Cap Tr Inc x 0 8 0
Penelec Capital Trust 7.34% x 0 1,000 0
Provident Capital Trust II 8.75% x 0 11,300 0
Protherics Ord x 0 2,326 0
Palmetto Bancshares Inc x 0 240 0
Progressive Savings & Loan LTD x 0 2,925 0
Queenstown Bank of Maryland x 0 812 0
QMG Holdings Inc x 0 3,000 0
Pacific Telesis Finance TOPRS x 0 800 0
Pacific Telesis Finance II x 0 3,500 0
Pac-west Telecom Inc x 0 813 0
Pacific Gulf Properties Inc. x 0 800 0
Paging Network, Inc. x 0 30,845 0
Pairgain Technologies Inc. x 0 7,400 0
Universal Display Corp x 0 1,200 0
Asia Pulp & Paper Co Ltd ADR x 0 21,305 0
First Cash Inc x 0 1,100 0
Paxson Communications Corp. x 0 2,000 0
Paychex Inc. x 0 15,044 0
Pan American Beverages Inc. x 0 1,615 0
People's Bank - Bridgeport, CT x 0 357 0
The Pepsi Bottling Group Inc. x 0 19,300 0
<PAGE>
FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS)
For Positions Held as of 12/31/999
Item 1: Item 2: Item 3: Item 4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amt.
- -------------------------------------------------------------------------------------------------------------------------
Pitney-Bowes, Inc. Common Stock 724479100 1,231 25,478
Patriot Bank Corporation PA Common Stock 70335P103 11 1,000
Provident Bankshares Corp. Common Stock 743859100 715 41,275
Precept Business Svcs Inc Common Stock 740165204 15 5,002
Prime Bancshares Inc. Common Stock 74157H108 120 5,000
Pep Boys - Manny, Moe & Jack Common Stock 713278109 351 38,452
Primacom AG-Sponsored ADR Foreign Stock 74154N108 60 1,825
Paccar Inc. Common Stock 693718108 55 1,240
PMC Commercial Trust Common Stock 693434102 3 295
PC Connection Inc. Common Stock 69318J100 30 875
Pacific Century Cyberworks Foreign Stock Y6801N100 96 41,100
P G & E Corp. Common Stock 69331C108 162 7,890
Pacific Gas & Elec PFD QTR 30/360 694308206 59 3,100
PG&E Capital I 7.90% Cum PFD Ser A PFD QTR 30/360 69331F200 123 5,520
Potlach Corp. Common Stock 737628107 241 5,410
Plum Creek Timber Co L P Common Stock 729251108 86 3,445
Priceline.Com Inc. Common Stock 741503106 488 10,305
Pimco Commercial Mortgage Common Stock 693388100 48 4,000
Physician Computer Network Common Stock 71940K109 0 1,000
Pacific Internet Limited Common Stock Y66183107 42 899
Pointe Comm Corp Common Stock 730749108 2 1,000
Pharmacopeia Inc. Common Stock 71713B104 514 22,715
Precision Castparts Corp. Common Stock 740189105 125 4,750
Pacificorp PFD QTR 30/360 695114629 5 200
Sprint Corp. (PCS Group) Common Stock 852061506 2,201 21,476
Payless Cashways Inc Common Stock 704378405 116 69,000
Picturetel Corp. Com New Common Stock 720035302 0 100
Perceptronics Inc Common Stock 713611101 0 200
Party City Corporation Common Stock 702145103 1 1,050
Petro-Canada Common Stock 71644E102 7 500
Phelps Dodge Common Stock 717265102 427 6,368
Patterson Dental Co Common Stock 703412106 74 1,737
Pride International Inc. Common Stock 741932107 12 845
Placer Dome Inc. Common Stock 725906101 9 800
Placer Dome Inc 8.625% Ser A Cum Coprs PFD QTR 30/360 725906200 9 500
Putnam Dividend Income Fd Common Stock 746706100 3 350
Protein Design Labs Inc. Common Stock 74369L103 1,316 18,800
Princeton Dental Mgmt Corp Common Stock 741872204 0 40
John Hancock Patriot Premium Common Stock 41013T105 6 652
Pediatrix Medical Group Inc Common Stock 705324101 28 4,000
Paradyne Networks Inc Common Stock 69911G107 73 2,675
Peco Energy Co Common Stock 693304107 464 13,351
PECO Energy Co $3.80 Pfd Preferred Stock 693304206 5 100
PECO Energy Co $4.30 Pfd Preferred Stock 693304305 6 100
Peco Energy Cap Tr Ii PFD P12 30/360 69331A201 48 2,000
Peaksoft Multinet Corp Common Stock 704916204 0 125
PE Corp PE Biosystems Group Common Stock 69332S102 1,531 12,726
Peoples Bancorp Inc Common Stock 709789101 12 560
Petroleo Brasileiro SA - Sponsored ADR ADR 71654V101 6,307 245,901
Photoelectron Corp Common Stock 719320103 8 3,000
Great Pee Dee Bancorp Inc. Common Stock 39115R100 4 300
Peekskill Financial Corp. Common Stock 705385102 8 590
Public Service Enterprise Group Common Stock 744573106 822 23,609
Public Service Electric & Gas PFD QTR 30/360 744567728 9 400
Enterprise Capital Tr I-7.44% Cum Trus PFD QTR 30/360 293701207 75 4,060
PSE&G Capt Trust II 8.125% Pfd Ser B PFD QTR 30/360 69361T203 31 1,400
PSE&G Capt Trust I 8.625% Cum PFD QTR 30/360 693941205 34 1,440
Public Svc Elec & Gas L P PFD P12 30/360 744569302 43 2,000
Pegasystems Inc Common Stock 705573103 34 3,000
Pegasus Systems Inc Common Stock 705906105 68 1,133
Pennsylvania Real Estate Tr SBI Common Stock 709102107 227 15,554
Penn National Gaming Inc. Common Stock 707569109 4 400
Petroleum & Resources Corp. Common Stock 716549100 40 1,250
PepsiCo, Inc. Common Stock 713448108 16,483 467,603
Piezo Elec Prods Inc Foreign Stock 720888304 0 40
Peco Energy Co $4.40 Pfd PFD QTR 30/360 693304404 34 600
Perot Systems Corp. Cl A Common Stock 714265105 178 9,350
Perle Sys Ltd Foreign Stock 714152105 4 500
Petco Animal Supplies Inc Common Stock 716016100 190 12,800
Petsmart, Inc. Common Stock 716768106 539 93,733
Peugeot SA Spon ADR ADR 716825500 5 80
Pro-Fac Cooperative Pfd A Preferred Stock 74265P208 10 525
Preferred Income Fd Inc Common Stock 74037G106 4 337
Pfizer Inc. Common Stock 717081103 21,528 663,669
Park Bancorp Inc Common Stock 700164106 1 80
PFF Bancorp Inc. Common Stock 69331W104 30 1,540
PennCorp Financial Group Inc. Common Stock 708094107 1 3,356
Performance Food Group Co Common Stock 713755106 269 11,050
Provident Financial GRP Common Stock 743866105 43 1,208
Penseco Financial Services Corp Common Stock 709570105 1 40
Preferred Networks Inc. Common Stock 739905107 0 500
Preferred Income Opportunity Common Stock 74037H104 221 21,213
Premier Farnell PLC Sponsored ADR ADR 74050U107 2 126
Premier Farnell PLC Sponsored ADR Foreign Stock 74050U206 2 102
Procter & Gamble Co. Common Stock 742718109 33,552 306,237
Portland Genl Elec 8.25% PFD QTR 30/360 736508854 11 500
Pacific Gateway Exchange Inc. Common Stock 694327107 7 400
Portugal Fund Inc. MutualFdEqClose 737265108 85 6,500
Polymer Group Inc Common Stock 731745105 219 12,006
Peoples Energy Corp. Common Stock 711030106 26 778
Putnam Investment Grade Common Stock 746805100 39 3,500
Stillwater Mining Co Common Stock 86074Q102 32 1,000
Progenics Pharmaceutals Inc. Common Stock 743187106 24 500
Petroleum Geo Services A/S SPONS ADR ADR 716597109 58 3,250
Pgs Trust I PFD 30/360 P1 69335C104 63 2,715
Progressive Corp. Common Stock 743315103 33 450
Public Service Co of North Common Stock 744516105 272 8,433
Pegasus Communications Corp. - Cl A Common Stock 705904100 93 950
FORM 13F Run Date: 02/10/99
-----------------------------
S.E.C. Use Only
-----------------------------
Item 1: Item 6: Item 7: Item 8:
Name of Issuer Investment Discretion Other Voting Authority (Shares)
(a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None
Def Other
- --------------------------------------------------------------------------------------------------------------------------
Pitney-Bowes, Inc. x 0 25,478 0
Patriot Bank Corporation PA x 0 1,000 0
Provident Bankshares Corp. x 0 41,275 0
Precept Business Svcs Inc x 0 5,002 0
Prime Bancshares Inc. x 0 5,000 0
Pep Boys - Manny, Moe & Jack x 0 38,452 0
Primacom AG-Sponsored ADR x 0 1,825 0
Paccar Inc. x 0 1,240 0
PMC Commercial Trust x 0 295 0
PC Connection Inc. x 0 875 0
Pacific Century Cyberworks x 0 41,100 0
P G & E Corp. x 0 7,890 0
Pacific Gas & Elec x 0 3,100 0
PG&E Capital I 7.90% Cum PFD Ser A x 0 5,520 0
Potlach Corp. x 0 5,410 0
Plum Creek Timber Co L P x 0 3,445 0
Priceline.Com Inc. x 0 10,305 0
Pimco Commercial Mortgage x 0 4,000 0
Physician Computer Network x 0 1,000 0
Pacific Internet Limited x 0 899 0
Pointe Comm Corp x 0 1,000 0
Pharmacopeia Inc. x 0 22,715 0
Precision Castparts Corp. x 0 4,750 0
Pacificorp x 0 200 0
Sprint Corp. (PCS Group) x 0 21,476 0
Payless Cashways Inc x 0 69,000 0
Picturetel Corp. Com New x 0 100 0
Perceptronics Inc x 0 200 0
Party City Corporation x 0 1,050 0
Petro-Canada x 0 500 0
Phelps Dodge x 0 6,368 0
Patterson Dental Co x 0 1,737 0
Pride International Inc. x 0 845 0
Placer Dome Inc. x 0 800 0
Placer Dome Inc 8.625% Ser A Cum Coprs x 0 500 0
Putnam Dividend Income Fd x 0 350 0
Protein Design Labs Inc. x 0 18,800 0
Princeton Dental Mgmt Corp x 0 40 0
John Hancock Patriot Premium x 0 652 0
Pediatrix Medical Group Inc x 0 4,000 0
Paradyne Networks Inc x 0 2,675 0
Peco Energy Co x 0 13,351 0
PECO Energy Co $3.80 Pfd x 0 100 0
PECO Energy Co $4.30 Pfd x 0 100 0
Peco Energy Cap Tr Ii x 0 2,000 0
Peaksoft Multinet Corp x 0 125 0
PE Corp PE Biosystems Group x 0 12,726 0
Peoples Bancorp Inc x 0 560 0
Petroleo Brasileiro SA - Sponsored ADR x 0 245,901 0
Photoelectron Corp x 0 3,000 0
Great Pee Dee Bancorp Inc. x 0 300 0
Peekskill Financial Corp. x 0 590 0
Public Service Enterprise Group x 0 23,609 0
Public Service Electric & Gas x 0 400 0
Enterprise Capital Tr I-7.44% Cum Trus x 0 4,060 0
PSE&G Capt Trust II 8.125% Pfd Ser B x 0 1,400 0
PSE&G Capt Trust I 8.625% Cum x 0 1,440 0
Public Svc Elec & Gas L P x 0 2,000 0
Pegasystems Inc x 0 3,000 0
Pegasus Systems Inc x 0 1,133 0
Pennsylvania Real Estate Tr SBI x 0 15,554 0
Penn National Gaming Inc. x 0 400 0
Petroleum & Resources Corp. x 0 1,250 0
PepsiCo, Inc. x 0 467,603 0
Piezo Elec Prods Inc x 0 40 0
Peco Energy Co $4.40 Pfd x 0 600 0
Perot Systems Corp. Cl A x 0 9,350 0
Perle Sys Ltd x 0 500 0
Petco Animal Supplies Inc x 0 12,800 0
Petsmart, Inc. x 0 93,733 0
Peugeot SA Spon ADR x 0 80 0
Pro-Fac Cooperative Pfd A x 0 525 0
Preferred Income Fd Inc x 0 337 0
Pfizer Inc. x 0 663,669 0
Park Bancorp Inc x 0 80 0
PFF Bancorp Inc. x 0 1,540 0
PennCorp Financial Group Inc. x 0 3,356 0
Performance Food Group Co x 0 11,050 0
Provident Financial GRP x 0 1,208 0
Penseco Financial Services Corp x 0 40 0
Preferred Networks Inc. x 0 500 0
Preferred Income Opportunity x 0 21,213 0
Premier Farnell PLC Sponsored ADR x 0 126 0
Premier Farnell PLC Sponsored ADR x 0 102 0
Procter & Gamble Co. x 0 306,237 0
Portland Genl Elec 8.25% x 0 500 0
Pacific Gateway Exchange Inc. x 0 400 0
Portugal Fund Inc. x 0 6,500 0
Polymer Group Inc x 0 12,006 0
Peoples Energy Corp. x 0 778 0
Putnam Investment Grade x 0 3,500 0
Stillwater Mining Co x 0 1,000 0
Progenics Pharmaceutals Inc. x 0 500 0
Petroleum Geo Services A/S SPONS ADR x 0 3,250 0
Pgs Trust I x 0 2,715 0
Progressive Corp. x 0 450 0
Public Service Co of North x 0 8,433 0
Pegasus Communications Corp. - Cl A x 0 950 0
<PAGE>
FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS)
For Positions Held as of 12/31/999
Item 1: Item 2: Item 3: Item 4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amt.
- -------------------------------------------------------------------------------------------------------------------------
Pegasus Gold, Inc. Common Stock 70556K106 0 500
Parker Hannifin Corp. Common Stock 701094104 1,067 20,801
Peoples Heritage Financial Group Inc. Common Stock 711147108 917 60,869
Priority Healthcare Corp- B Common Stock 74264T102 7 232
Priority Healthare Corp. Common Stock 74264T201 2 84
Phone Com Inc Common Stock 71920Q100 1,608 13,872
Pittsburgh Home Financial Cr Common Stock 725149108 12 1,000
Koninklijke Philips Electronics NV ADR ADR 500472204 20,271 150,155
Planet Hollywood International, Inc. Common Stock 727025108 0 1,490
Pulte Corp. Common Stock 745867101 14 600
PHP Healthcare Corp. Common Stock 693344103 0 1,000
Managed High Yield Fund Common Stock 56166E101 14 1,334
Photon Dynamics Inc Common Stock 719364101 8 205
Philip Services Corp. Common Stock 71819M103 10 86,609
Phoenix Information Sys Corp Common Stock 719077109 0 1,000
Phycor Inc. Common Stock 71940F100 16 8,525
Piccadilly Cafeterias Inc. Common Stock 719567109 6 1,539
Insured Municipal Income Fund Common Stock 45809F104 175 15,165
Polaris Industries Inc. Common Stock 731068102 631 17,405
Water Pik Technologies Inc Common Stock 94113U100 1 94
Proxymed Pharmacy Inc Common Stock 744290107 24 2,500
Pilot Network Services Inc Common Stock 721596104 49 2,050
Putnam Master Intermediate Common Stock 746909100 487 81,968
AMF Bowling Inc. Common Stock 03113V109 16 5,000
***Pioneer Corporation ADS ADR 723646105 33 1,200
Pioneer Group Inc. Common Stock 723684106 16 1,000
Pioneer Standard Common Stock 723877106 95 6,600
Pier 1 Imports Inc. Common Stock 720279108 45 7,030
Pirelli SPA - Unsponsored ADR ADR 724258207 15 5,400
PIXAR Inc. Common Stock 725811103 50 1,400
Central Parking Corporation Common Stock 154785109 267 13,960
Parker Drilling Co Common Stock 701081101 8 2,500
Pilkington Plc-Ord 50p Foreign Stock G70956118 10 7,250
Perkinelmer Inc Common Stock 714046109 10 250
Park Meridian Bk Charlotte Inc Common Stock 700579105 21 1,600
Premier Parks Inc Common Stock 740540208 28 976
Packeteer Inc Common Stock 695210104 92 1,300
Pohang Iron & Steel Co, Ltd ADS ADR 730450103 105 2,994
Protective Life Corp. Common Stock 743674103 71 2,225
Playboy Enterprise Inc. Common Stock 728117300 5 200
Open Plan Systems Inc. Common Stock 683709109 22 11,100
Players International Incorporated Common Stock 727903106 16 2,000
PLC Systems Inc. Common Stock 69341D104 8 4,000
Children's Place Retail Stores Inc. Common Stock 168905107 66 4,000
Polycom Inc Common Stock 73172K104 200 3,140
Prologis Trust Common Stock 743410102 294 15,287
Prologis Trust Pfd Sh Ben Int Ser A PFD QTR 30/360 743410201 39 1,950
Prologis Trust PFD Conv PFD QTR 30/360 743410300 4 160
Prologis Tr PFD QTR 30/360 743410508 7 400
Prologis Trust PFD SH BEN INT SER E PFD QTR 30/360 743410607 42 2,200
Paladyne Corp Common Stock 696070101 10 4,000
Pinnacle Bancshares Inc Common Stock 722903101 2 200
Pulaski Furniture Corp Common Stock 745553107 16 1,000
Presidential Life Corp NY Common Stock 740884101 18 1,000
Pall Corp. Common Stock 696429307 1,246 57,794
Parallel Petroleum Corp Common Stock 699157103 8 5,000
Phosphate Resource Partners LP LTD Part P4 719217101 21 2,100
Premier Laser System Inc CL A Common Stock 740522107 4 2,500
Plantronics Inc Common Stock 727493108 29 400
Plug Power Inc Common Stock 72919P103 28 1,000
EPLUS Inc Common Stock 294268107 223 6,200
Pliva D.D.- GDR Reg S ADR 72917Q202 1 72
Polymedica Industries Common Stock 731738100 89 3,860
Piedmont Bank-Statesville N.C. Common Stock 720122100 19 1,155
PMC Capital Inc. Common Stock 693430100 5 600
PMC-Sierra Inc Common Stock 69344F106 1,471 9,177
Penton Media Inc. Common Stock 709668107 174 7,245
Putnam Investment Grade Common Stock 746806108 28 2,704
Putnam Tax-Free Health Care Common Stock 746920107 45 4,050
Prime Bank-Orange Conn Common Stock 741915102 29 5,000
PMI Group Inc. Common Stock 69344M101 94 1,930
Primark Corp. Common Stock 741903108 5 165
Pml Inc Common Stock 693448102 0 125
Putnam Municipal Opportunities Common Stock 746922103 18 1,670
Phar-Mor Inc Common Stock 717113203 87 31,514
Policy Management Systems Common Stock 731108106 845 33,065
Parametric Technology Corp. Common Stock 699173100 150 5,553
Palomar Med Technologies Inc Com New Common Stock 697529303 0 285
P N C Bank Corp. Common Stock 693475105 7,733 173,774
PNC Bank Corp Preferred Stock 693475501 26 334
Pinnacle Micro Inc Common Stock 723469102 0 8,000
Ponder Industries Inc Common Stock 732378203 0 400
Pennaco Energy Inc Common Stock 708046107 184 23,000
Pro Net Link Corp Common Stock 74266F100 50 24,700
Public Service Co Of New Mexico Common Stock 744499104 2 100
Pentair Inc. Common Stock 709631105 79 2,060
Pharmacia & UpJohn Inc. Common Stock 716941109 5,301 117,806
Pinnacle West Cap Corp Common Stock 723484101 118 3,867
Path 1 Network Tech Common Stock 703186106 11 1,000
Piedmont Natural Gas Co Common Stock 720186105 304 10,049
Patina Oil & Gas Corp Common Stock 703224105 220 25,500
Patriot Bank Fredricksburg Va Common Stock 702916107 5 154
Planet Polymer Technologies Common Stock 727044109 9 3,200
Potomac Electric Power Co Common Stock 737679100 808 35,207
Potomac Elec Pwr Co Tr I PFD QTR 30/360 73767N208 15 700
SCP Pool Corp Common Stock 784028102 55 2,120
Pope & Talbot Inc. Common Stock 732827100 15 910
Catalina Marketing Corp. Common Stock 148867104 226 1,955
FORM 13F Run Date: 02/10/99
-----------------------------
S.E.C. Use Only
-----------------------------
Item 1: Item 6: Item 7: Item 8:
Name of Issuer Investment Discretion Other Voting Authority (Shares)
(a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None
Def Other
- --------------------------------------------------------------------------------------------------------------------------
Pegasus Gold, Inc. x 0 500 0
Parker Hannifin Corp. x 0 20,801 0
Peoples Heritage Financial Group Inc. x 0 60,869 0
Priority Healthcare Corp- B x 0 232 0
Priority Healthare Corp. x 0 84 0
Phone Com Inc x 0 13,872 0
Pittsburgh Home Financial Cr x 0 1,000 0
Koninklijke Philips Electronics NV ADR x 0 150,155 0
Planet Hollywood International, Inc. x 0 1,490 0
Pulte Corp. x 0 600 0
PHP Healthcare Corp. x 0 1,000 0
Managed High Yield Fund x 0 1,334 0
Photon Dynamics Inc x 0 205 0
Philip Services Corp. x 0 86,609 0
Phoenix Information Sys Corp x 0 1,000 0
Phycor Inc. x 0 8,525 0
Piccadilly Cafeterias Inc. x 0 1,539 0
Insured Municipal Income Fund x 0 15,165 0
Polaris Industries Inc. x 0 17,405 0
Water Pik Technologies Inc x 0 94 0
Proxymed Pharmacy Inc x 0 2,500 0
Pilot Network Services Inc x 0 2,050 0
Putnam Master Intermediate x 0 81,968 0
AMF Bowling Inc. x 0 5,000 0
***Pioneer Corporation ADS x 0 1,200 0
Pioneer Group Inc. x 0 1,000 0
Pioneer Standard x 0 6,600 0
Pier 1 Imports Inc. x 0 7,030 0
Pirelli SPA - Unsponsored ADR x 0 5,400 0
PIXAR Inc. x 0 1,400 0
Central Parking Corporation x 0 13,960 0
Parker Drilling Co x 0 2,500 0
Pilkington Plc-Ord 50p x 0 7,250 0
Perkinelmer Inc x 0 250 0
Park Meridian Bk Charlotte Inc x 0 1,600 0
Premier Parks Inc x 0 976 0
Packeteer Inc x 0 1,300 0
Pohang Iron & Steel Co, Ltd ADS x 0 2,994 0
Protective Life Corp. x 0 2,225 0
Playboy Enterprise Inc. x 0 200 0
Open Plan Systems Inc. x 0 11,100 0
Players International Incorporated x 0 2,000 0
PLC Systems Inc. x 0 4,000 0
Children's Place Retail Stores Inc. x 0 4,000 0
Polycom Inc x 0 3,140 0
Prologis Trust x 0 15,287 0
Prologis Trust Pfd Sh Ben Int Ser A x 0 1,950 0
Prologis Trust PFD Conv x 0 160 0
Prologis Tr x 0 400 0
Prologis Trust PFD SH BEN INT SER E x 0 2,200 0
Paladyne Corp x 0 4,000 0
Pinnacle Bancshares Inc x 0 200 0
Pulaski Furniture Corp x 0 1,000 0
Presidential Life Corp NY x 0 1,000 0
Pall Corp. x 0 57,794 0
Parallel Petroleum Corp x 0 5,000 0
Phosphate Resource Partners LP x 0 2,100 0
Premier Laser System Inc CL A x 0 2,500 0
Plantronics Inc x 0 400 0
Plug Power Inc x 0 1,000 0
EPLUS Inc x 0 6,200 0
Pliva D.D.- GDR Reg S x 0 72 0
Polymedica Industries x 0 3,860 0
Piedmont Bank-Statesville N.C. x 0 1,155 0
PMC Capital Inc. x 0 600 0
PMC-Sierra Inc x 0 9,177 0
Penton Media Inc. x 0 7,245 0
Putnam Investment Grade x 0 2,704 0
Putnam Tax-Free Health Care x 0 4,050 0
Prime Bank-Orange Conn x 0 5,000 0
PMI Group Inc. x 0 1,930 0
Primark Corp. x 0 165 0
Pml Inc x 0 125 0
Putnam Municipal Opportunities x 0 1,670 0
Phar-Mor Inc x 0 31,514 0
Policy Management Systems x 0 33,065 0
Parametric Technology Corp. x 0 5,553 0
Palomar Med Technologies Inc Com New x 0 285 0
P N C Bank Corp. x 0 173,774 0
PNC Bank Corp x 0 334 0
Pinnacle Micro Inc x 0 8,000 0
Ponder Industries Inc x 0 400 0
Pennaco Energy Inc x 0 23,000 0
Pro Net Link Corp x 0 24,700 0
Public Service Co Of New Mexico x 0 100 0
Pentair Inc. x 0 2,060 0
Pharmacia & UpJohn Inc. x 0 117,806 0
Pinnacle West Cap Corp x 0 3,867 0
Path 1 Network Tech x 0 1,000 0
Piedmont Natural Gas Co x 0 10,049 0
Patina Oil & Gas Corp x 0 25,500 0
Patriot Bank Fredricksburg Va x 0 154 0
Planet Polymer Technologies x 0 3,200 0
Potomac Electric Power Co x 0 35,207 0
Potomac Elec Pwr Co Tr I x 0 700 0
SCP Pool Corp x 0 2,120 0
Pope & Talbot Inc. x 0 910 0
Catalina Marketing Corp. x 0 1,955 0
<PAGE>
FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS)
For Positions Held as of 12/31/999
Item 1: Item 2: Item 3: Item 4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amt.
- -------------------------------------------------------------------------------------------------------------------------
Pop Shoppes Intl Inc. Common Stock 732818109 0 1,000
Point of Sale Ltd Common Stock M7945W108 15 1,000
Potash Corp. of Saskatchewan Foreign Stock 73755L107 111 2,307
Printonthenet.com Inc Common Stock 74257M106 0 6
Provant Inc Common Stock 743724106 8 300
Power Integrations Inc. Common Stock 739276103 168 3,500
Powell Industries Inc Common Stock 739128106 3 500
Prentiss Properties Trust Common Stock 740706106 5 225
Pinnacle Bankshares Corp. Common Stock 72345E102 28 822
Pressure Piping Components, Inc. Common Stock 741114102 0 100
Pre Paid Legal Services Inc. Common Stock 740065107 60 2,500
Pharmaceutical Product Development Common Stock 717124101 4 300
Park Place Entertainment Corp. Common Stock 700690100 935 74,826
John Hancock Patriot Preferred Common Stock 41013J107 184 18,600
PPG Industries, Inc. Common Stock 693506107 2,590 41,392
P P & L Resources, Inc. Common Stock 693499105 533 23,279
PP&L Inc Preferred Ser B 4.50% PFD QTR 30/360 69349X409 37 575
PP&L Capt Trust 8.2% Trust Preferred Stock 693497208 75 3,425
PP&L Capital Trust II 8.1% TOPRS Due PFD QTR 30/360 693498206 18 800
Pogo Producing Common Stock 730448107 2 100
Pilgrim America Prime Rate Tr Common Stock 72146W103 129 16,175
Purchasepro Com Common Stock 746144104 21 150
Post Properties Inc. Common Stock 737464107 80 2,101
Pacificorp Capt I 8.25% Cum PFD QTR 30/360 695115204 49 2,200
Pacificorp Capital II-7.70% Tr Pfd PFD QTR 30/360 69511N205 104 5,000
Pennsylvania Power Co. 4.24% Pfd PFD QTR 30/360 709068100 16 300
Petroquest Energy Inc. Common Stock 716748108 32 20,000
Price Communications Corp. Common Stock 741437305 270 9,725
Prestige Bancorp Inc. Common Stock 741115109 33 3,018
Probusiness Services Inc Common Stock 742674104 72 2,000
Polaroid Corp. Common Stock 731095105 114 6,035
Partnerre LTD Common Stock G6852T105 40 1,221
Partnerre LTD 8.00% Cum PFD Ser A PFD QTR 30/360 G6852T113 31 1,400
Price Enterprises Inc Common Stock 741444202 0 1
Price Enterprises Inc PFD QTR 30/360 741444301 7 500
Pennrock Financial Services Corp. Common Stock 708352109 3 200
Peregrine Systems Inc Common Stock 71366Q101 132 1,595
Progress Software Corp Common Stock 743312100 88 1,555
Profit Recovery Group International In Common Stock 743168106 36 1,350
Prodigy Communications Corp. Common Stock 74283P107 166 8,575
Province Healthcare Co. Common Stock 743977100 8 400
PRI Automation Inc. Common Stock 69357H106 47 700
Primedia Inc Common Stock 74157K101 45 2,750
Primex Technologies Inc Common Stock 741597108 2 80
Primedia Inc PFD QTR 30/360 74157K606 3 30
Provident Financial Holdings Common Stock 743868101 12 700
Pioneer Railcorp Common Stock 723839106 1 1,000
Portal Software Inc Common Stock 736126103 210 2,045
Presstek Inc. Common Stock 741113104 4 300
Prime Retail Inc Common Stock 741570105 222 39,378
Prime Retail Inc. 8.50% Ser B PFD Conv PreferdStk Conv 741570303 329 27,820
Profile Technologies Common Stock 743164105 12 1,700
Primus Telecommunications Group Inc. Common Stock 741929103 482 12,603
Quebecor Printing Inc Common Stock 747922102 627 28,191
Pittway Corp. Class A Common Stock 725790208 167 3,730
Public Storage Inc. Common Stock 74460D109 273 12,046
Public Storage Inc. 10% Ser A Preferred Stock 74460D208 17 700
Public Storage Inc PFD QTR 30/360 74460D307 2 100
Public Storage Inc. 10% Ser E Preferred Stock 74460D703 45 1,800
Public Storage Inc. 8.875% Preferred Stock 74460D885 107 5,100
Public Storage Inc. 8.45% Preferred Stock 74460D869 39 1,900
Public Storage Inc PFD QTR 30/360 74460D760 9 475
PSB Bancorp Inc Common Stock 693604100 2 436
Philadelphia Suburban Common Stock 718009608 412 19,934
PSC Inc. Common Stock 69361E107 107 14,575
Puget Sound Power & Light Common Stock 745332106 67 3,455
Project Software & Dev Inc Common Stock 74339P101 6 100
Pericom Semiconductor Corp. Common Stock 713831105 11 400
PeopleSoft Inc. Common Stock 712713106 868 40,731
PS Group Holdings Inc. Common Stock 693622102 7 600
Porta Systems Incorporated Common Stock 735647307 1 941
Porta Systems Corp. Common Stock 735647307 3 859
Psion Plc Common Stock G72928107 48 1,100
PSINet Inc. Common Stock 74437C101 5,500 89,066
Psinet Inc Convertible Pfd Preferred Stock 74437C309 236 4,050
Penn Star Oil Corp. Common Stock 707630109 0 17
PSCO Cap Tr I-7.6% GTD PFD PFD QTR 30/360 69360R208 42 2,000
Primesource Corp. Common Stock 741593107 15 3,070
Payless Shoesource Inc. Common Stock 704379106 18 374
Physician Sales & Service Inc. Common Stock 69366A100 20 2,145
Pso Cap I PFD QTR 30/360 693639205 15 700
Per Se Technologies Inc Com New Common Stock 713569309 53 6,363
Petrie Stores Liquidation Common Stock 716437108 0 100
Pacific Sunwear of California Common Stock 694873100 5 165
Portugal Telecom S A ADR ADR 737273102 115 10,550
Premiere Technologies Inc. Common Stock 74058F102 114 16,350
Powertel Inc Common Stock 73936C109 692 6,895
Patterson Energy Inc. Common Stock 703414102 20 1,500
Plasma-Therm Inc. Common Stock 727900102 221 18,000
Putnam Managed High Yield Common Stock 746819101 115 11,550
Printronix Inc Common Stock 742578107 10 450
Pactiv Corp Common Stock 695257105 263 24,740
Preview Travel Inc. Common Stock 74137R101 16 300
Puma Technology Inc Common Stock 745887109 25 190
Public Service New Hampshire Preferred Stock 744482837 8 305
Penn Virginia Corp. Common Stock 707882106 308 18,415
Princeton Video Image Inc. Common Stock 742476104 12 1,500
Provalis Plc ADR 74372Q107 0 200
FORM 13F Run Date: 02/10/99
-----------------------------
S.E.C. Use Only
-----------------------------
Item 1: Item 6: Item 7: Item 8:
Name of Issuer Investment Discretion Other Voting Authority (Shares)
(a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None
Def Other
- --------------------------------------------------------------------------------------------------------------------------
Pop Shoppes Intl Inc. x 0 1,000 0
Point of Sale Ltd x 0 1,000 0
Potash Corp. of Saskatchewan x 0 2,307 0
Printonthenet.com Inc x 0 6 0
Provant Inc x 0 300 0
Power Integrations Inc. x 0 3,500 0
Powell Industries Inc x 0 500 0
Prentiss Properties Trust x 0 225 0
Pinnacle Bankshares Corp. x 0 822 0
Pressure Piping Components, Inc. x 0 100 0
Pre Paid Legal Services Inc. x 0 2,500 0
Pharmaceutical Product Development x 0 300 0
Park Place Entertainment Corp. x 0 74,826 0
John Hancock Patriot Preferred x 0 18,600 0
PPG Industries, Inc. x 0 41,392 0
P P & L Resources, Inc. x 0 23,279 0
PP&L Inc Preferred Ser B 4.50% x 0 575 0
PP&L Capt Trust 8.2% Trust x 0 3,425 0
PP&L Capital Trust II 8.1% TOPRS Due x 0 800 0
Pogo Producing x 0 100 0
Pilgrim America Prime Rate Tr x 0 16,175 0
Purchasepro Com x 0 150 0
Post Properties Inc. x 0 2,101 0
Pacificorp Capt I 8.25% Cum x 0 2,200 0
Pacificorp Capital II-7.70% Tr Pfd x 0 5,000 0
Pennsylvania Power Co. 4.24% Pfd x 0 300 0
Petroquest Energy Inc. x 0 20,000 0
Price Communications Corp. x 0 9,725 0
Prestige Bancorp Inc. x 0 3,018 0
Probusiness Services Inc x 0 2,000 0
Polaroid Corp. x 0 6,035 0
Partnerre LTD x 0 1,221 0
Partnerre LTD 8.00% Cum PFD Ser A x 0 1,400 0
Price Enterprises Inc x 0 1 0
Price Enterprises Inc x 0 500 0
Pennrock Financial Services Corp. x 0 200 0
Peregrine Systems Inc x 0 1,595 0
Progress Software Corp x 0 1,555 0
Profit Recovery Group International In x 0 1,350 0
Prodigy Communications Corp. x 0 8,575 0
Province Healthcare Co. x 0 400 0
PRI Automation Inc. x 0 700 0
Primedia Inc x 0 2,750 0
Primex Technologies Inc x 0 80 0
Primedia Inc x 0 30 0
Provident Financial Holdings x 0 700 0
Pioneer Railcorp x 0 1,000 0
Portal Software Inc x 0 2,045 0
Presstek Inc. x 0 300 0
Prime Retail Inc x 0 39,378 0
Prime Retail Inc. 8.50% Ser B PFD Conv x 0 27,820 0
Profile Technologies x 0 1,700 0
Primus Telecommunications Group Inc. x 0 12,603 0
Quebecor Printing Inc x 0 28,191 0
Pittway Corp. Class A x 0 3,730 0
Public Storage Inc. x 0 12,046 0
Public Storage Inc. 10% Ser A x 0 700 0
Public Storage Inc x 0 100 0
Public Storage Inc. 10% Ser E x 0 1,800 0
Public Storage Inc. 8.875% x 0 5,100 0
Public Storage Inc. 8.45% x 0 1,900 0
Public Storage Inc x 0 475 0
PSB Bancorp Inc x 0 436 0
Philadelphia Suburban x 0 19,934 0
PSC Inc. x 0 14,575 0
Puget Sound Power & Light x 0 3,455 0
Project Software & Dev Inc x 0 100 0
Pericom Semiconductor Corp. x 0 400 0
PeopleSoft Inc. x 0 40,731 0
PS Group Holdings Inc. x 0 600 0
Porta Systems Incorporated x 0 941 0
Porta Systems Corp. x 0 859 0
Psion Plc x 0 1,100 0
PSINet Inc. x 0 89,066 0
Psinet Inc Convertible Pfd x 0 4,050 0
Penn Star Oil Corp. x 0 17 0
PSCO Cap Tr I-7.6% GTD PFD x 0 2,000 0
Primesource Corp. x 0 3,070 0
Payless Shoesource Inc. x 0 374 0
Physician Sales & Service Inc. x 0 2,145 0
Pso Cap I x 0 700 0
Per Se Technologies Inc Com New x 0 6,363 0
Petrie Stores Liquidation x 0 100 0
Pacific Sunwear of California x 0 165 0
Portugal Telecom S A ADR x 0 10,550 0
Premiere Technologies Inc. x 0 16,350 0
Powertel Inc x 0 6,895 0
Patterson Energy Inc. x 0 1,500 0
Plasma-Therm Inc. x 0 18,000 0
Putnam Managed High Yield x 0 11,550 0
Printronix Inc x 0 450 0
Pactiv Corp x 0 24,740 0
Preview Travel Inc. x 0 300 0
Puma Technology Inc x 0 190 0
Public Service New Hampshire x 0 305 0
Penn Virginia Corp. x 0 18,415 0
Princeton Video Image Inc. x 0 1,500 0
Provalis Plc x 0 200 0
<PAGE>
FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS)
For Positions Held as of 12/31/999
Item 1: Item 2: Item 3: Item 4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amt.
- -------------------------------------------------------------------------------------------------------------------------
Providian Financial Corp. Common Stock 74406A102 1,107 12,158
Parkvale Financial Corp. Common Stock 701492100 357 22,235
Pervasive Software Inc Common Stock 715710109 17 1,000
Pivotal Corp Common Stock 72581R106 4 100
Providence Energy Corp Common Stock 743743106 172 4,640
Powerwave Technologies Inc. Common Stock 739363109 349 5,975
Presidential Airways Common Stock 740861109 1 5,200
Pacific Wildcat Res Corp Foreign Stock 694927104 0 1,400
PWG Capital Trust II 8.08% Pfd Preferred Stock 69366F208 100 4,600
Powergen PLC-Sponsored ADR Final ADR 738905405 1,145 36,195
Paine Webber Group Inc. Common Stock 695629105 715 18,412
PWG Capital Trust I Cum Trust PFDMthly 30/360 69366E201 109 4,900
Cash America International, Inc. Common Stock 14754D100 431 44,200
Quanta Svcs Inc Common Stock 74762E102 497 17,600
Power Technology Inc Common Stock 73931C104 2 5,000
Praxair Inc. Common Stock 74005P104 276 5,483
Proxicom Inc Common Stock 744282104 75 600
Pioneer Natural Resources Co Common Stock 723787107 10 1,100
Pechiney - Sponsered ADR ADR 705151207 298 8,218
Putnam High Yield Muni Trust Common Stock 746781103 86 12,130
Playtex Products Inc. Common Stock 72813P100 1,007 65,473
Pittston Brink's Group Common Stock 725701106 40 1,821
Pennzoil-Quaker State Co. Common Stock 709323109 219 21,500
Pittston Minerals Group Common Stock 725701205 1 324
Prison Realty Corp Common Stock 74264N105 400 78,980
Prison Realty Corp 8% Cum PFD Sr A PFD QTR 30/360 74264N204 156 11,900
Pittston Burlington Group Common Stock 725701882 158 14,830
Qwest Communications International, In Common Stock 749121109 8,977 208,756
Angeles Income Properties LTD LTD Part P0 03464D302 0 10
Berwick Manufacturing Inc. Common Stock 08615N109 0 400
Clairborne Bank & Trust Common Stock 8S03003 0 2,300
Qualcomm Finl Tr I PFD QTR 30/360 74752R402 172 175
Qualcomm Inc. Common Stock 747525103 13,467 76,410
Carolina Investment Partners LTD Part P0 144011103 0 18
Quidel Corp Common Stock 74838J101 107 15,500
UDS Captl I (Ultramar Diamond PFD QTR 30/360 902655208 17 884
Banca Quadrum SA ADR ADR 05944R108 8 9,700
Quadrax Corp. New Common Stock 746905405 0 600
Dean Witter Realty Yield PLS II LTD LTD Part P0 24241L201 0 20
Quest Education Corporation Common Stock 74835F102 139 15,900
Environmental Digital Svcs Inc. Common Stock 29405L103 0 25
Qiagen N.V. Foreign Stock N72482107 38 500
Quorum Health Group Common Stock 749084109 136 14,575
Investors U S Gold Common Stock H693020 7 23
QLogic Corp. Common Stock 747277101 483 3,020
QLT Phototherapeutics Inc. Common Stock 746927102 145 2,475
L.W. Packard & Co Inc. Common Stock 8S02186 0 10
QMax Tech Group Common Stock 74726E107 0 3,500
Quintus Corp Common Stock 748798105 64 1,405
Potential Investments Inc. Common Stock 737581108 0 100
Public Storage Inc. 8.00% Dep Shs Each PFD QTR 30/360 74460D828 26 1,300
Nasdaq 100 Shares Common Stock 631100104 4,091 22,387
River Oaks Hospital Inc. Common Stock 8S04230 0 280
QRS Corp Common Stock 74726X105 3 30
***BSCH Finance 8.125% Preferred Stock G16547161 22 1,000
Questcor Pharmaceuticals Inc Common Stock 74835Y101 1 500
Southern COS CAP TR II 7.75% PFD QTR 30/360 84258T208 15 700
Taubman Centers Inc. 8.3% Perp Pfd PFD QTR 30/360 876664202 8 500
Quintiles Transnational Corp. Common Stock 748767100 7,952 425,540
Quadrex Corp. Common Stock 747309102 0 100
Quicklogic Corp Common Stock 74837P108 17 1,000
Quixote Corp Common Stock 749056107 20 1,300
Queryobject Sys Corp Common Stock 74833H100 60 20,500
U S Biomaterials Corp. Preferred Stock 8S00429 0 10,000
Ryder System Inc. Common Stock 783549108 45 1,840
Rio Algom Ltd 9.375% Pfd Secs Due PFD QTR 30/360 766889877 6 400
Real Goods Trading Corp. Common Stock 756012100 1 200
Republic New York Group Common Stock 760719104 327 4,538
Reckson Associates Realty Corp. Common Stock 75621K106 120 5,830
Reckson Assocs Realty Corp. Cl B Common Stock 75621K304 41 1,795
Rite Aid Corp. Common Stock 767754104 1,107 98,957
Radiant Systems Inc Common Stock 75025N102 16 400
Ralcorp Holdings Inc. Common Stock 751028101 28 1,420
Railamerica Inc. Common Stock 750753105 9 1,000
Ralston-Ralston Purina Group Common Stock 751277302 416 14,910
Ramex Synfuels Intl Inc Common Stock 751485202 0 8,000
Rank Group PLC ADR ADR 753037100 0 20
Rational Software Corp. Com New Common Stock 75409P202 186 3,793
Raven Industries Inc. Common Stock 754212108 9 600
Sunglass Hut International Incorporate Common Stock 86736F106 9 775
Razorfish Inc Common Stock 755236106 138 1,450
Ritchie Bros Auctioneers Common Stock 767744105 197 7,099
Redback Networks Inc Common Stock 757209101 241 1,355
Regal - Beloit Corp. Common Stock 758750103 137 6,639
Republic Bancorp Ky Common Stock 760281204 9 1,000
Rbid Com Common Stock 749283107 1 700
Reebok International Ltd Common Stock 758110100 90 10,980
Robbins & Myers Inc Common Stock 770196103 21 950
Republic Bancorp Inc. Common Stock 760282103 93 7,689
Royal Bank of Scotland Grp PLC PFD QTR 30/360 780097309 18 700
The Royal Bank of Scotland PFD QTR 30/360 780097408 38 1,785
Royal Bank of Scotland Group PFD QTR 30/360 780097804 28 1,400
Royal Bk Scotland Group Plc ADR 780097861 3 150
The Royal Bank of Scotland Grp Plc Pfd PFD QTR 30/360 780097507 112 5,020
Royal Bank Of Scotland GRP PLC PFD QTR 30/360 780097887 32 1,600
Richmond County Financial Corp Common Stock 764556106 5 280
Renal Care Group Inc. Common Stock 759930100 31 1,340
Rent A Ctr Inc New Common Stock 76009N100 107 5,425
FORM 13F Run Date: 02/10/99
-----------------------------
S.E.C. Use Only
-----------------------------
Item 1: Item 6: Item 7: Item 8:
Name of Issuer Investment Discretion Other Voting Authority (Shares)
(a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None
Def Other
- --------------------------------------------------------------------------------------------------------------------------
Providian Financial Corp. x 0 12,158 0
Parkvale Financial Corp. x 0 22,235 0
Pervasive Software Inc x 0 1,000 0
Pivotal Corp x 0 100 0
Providence Energy Corp x 0 4,640 0
Powerwave Technologies Inc. x 0 5,975 0
Presidential Airways x 0 5,200 0
Pacific Wildcat Res Corp x 0 1,400 0
PWG Capital Trust II 8.08% Pfd x 0 4,600 0
Powergen PLC-Sponsored ADR Final x 0 36,195 0
Paine Webber Group Inc. x 0 18,412 0
PWG Capital Trust I Cum Trust x 0 4,900 0
Cash America International, Inc. x 0 44,200 0
Quanta Svcs Inc x 0 17,600 0
Power Technology Inc x 0 5,000 0
Praxair Inc. x 0 5,483 0
Proxicom Inc x 0 600 0
Pioneer Natural Resources Co x 0 1,100 0
Pechiney - Sponsered ADR x 0 8,218 0
Putnam High Yield Muni Trust x 0 12,130 0
Playtex Products Inc. x 0 65,473 0
Pittston Brink's Group x 0 1,821 0
Pennzoil-Quaker State Co. x 0 21,500 0
Pittston Minerals Group x 0 324 0
Prison Realty Corp x 0 78,980 0
Prison Realty Corp 8% Cum PFD Sr A x 0 11,900 0
Pittston Burlington Group x 0 14,830 0
Qwest Communications International, In x 0 208,756 0
Angeles Income Properties LTD x 0 10 0
Berwick Manufacturing Inc. x 0 400 0
Clairborne Bank & Trust x 0 2,300 0
Qualcomm Finl Tr I x 0 175 0
Qualcomm Inc. x 0 76,410 0
Carolina Investment Partners x 0 18 0
Quidel Corp x 0 15,500 0
UDS Captl I (Ultramar Diamond x 0 884 0
Banca Quadrum SA ADR x 0 9,700 0
Quadrax Corp. New x 0 600 0
Dean Witter Realty Yield PLS II LTD x 0 20 0
Quest Education Corporation x 0 15,900 0
Environmental Digital Svcs Inc. x 0 25 0
Qiagen N.V. x 0 500 0
Quorum Health Group x 0 14,575 0
Investors U S Gold x 0 23 0
QLogic Corp. x 0 3,020 0
QLT Phototherapeutics Inc. x 0 2,475 0
L.W. Packard & Co Inc. x 0 10 0
QMax Tech Group x 0 3,500 0
Quintus Corp x 0 1,405 0
Potential Investments Inc. x 0 100 0
Public Storage Inc. 8.00% Dep Shs Each x 0 1,300 0
Nasdaq 100 Shares x 0 22,387 0
River Oaks Hospital Inc. x 0 280 0
QRS Corp x 0 30 0
***BSCH Finance 8.125% x 0 1,000 0
Questcor Pharmaceuticals Inc x 0 500 0
Southern COS CAP TR II 7.75% x 0 700 0
Taubman Centers Inc. 8.3% Perp Pfd x 0 500 0
Quintiles Transnational Corp. x 0 425,540 0
Quadrex Corp. x 0 100 0
Quicklogic Corp x 0 1,000 0
Quixote Corp x 0 1,300 0
Queryobject Sys Corp x 0 20,500 0
U S Biomaterials Corp. x 0 10,000 0
Ryder System Inc. x 0 1,840 0
Rio Algom Ltd 9.375% Pfd Secs Due x 0 400 0
Real Goods Trading Corp. x 0 200 0
Republic New York Group x 0 4,538 0
Reckson Associates Realty Corp. x 0 5,830 0
Reckson Assocs Realty Corp. Cl B x 0 1,795 0
Rite Aid Corp. x 0 98,957 0
Radiant Systems Inc x 0 400 0
Ralcorp Holdings Inc. x 0 1,420 0
Railamerica Inc. x 0 1,000 0
Ralston-Ralston Purina Group x 0 14,910 0
Ramex Synfuels Intl Inc x 0 8,000 0
Rank Group PLC ADR x 0 20 0
Rational Software Corp. Com New x 0 3,793 0
Raven Industries Inc. x 0 600 0
Sunglass Hut International Incorporate x 0 775 0
Razorfish Inc x 0 1,450 0
Ritchie Bros Auctioneers x 0 7,099 0
Redback Networks Inc x 0 1,355 0
Regal - Beloit Corp. x 0 6,639 0
Republic Bancorp Ky x 0 1,000 0
Rbid Com x 0 700 0
Reebok International Ltd x 0 10,980 0
Robbins & Myers Inc x 0 950 0
Republic Bancorp Inc. x 0 7,689 0
Royal Bank of Scotland Grp PLC x 0 700 0
The Royal Bank of Scotland x 0 1,785 0
Royal Bank of Scotland Group x 0 1,400 0
Royal Bk Scotland Group Plc x 0 150 0
The Royal Bank of Scotland Grp Plc Pfd x 0 5,020 0
Royal Bank Of Scotland GRP PLC x 0 1,600 0
Richmond County Financial Corp x 0 280 0
Renal Care Group Inc. x 0 1,340 0
Rent A Ctr Inc New x 0 5,425 0
<PAGE>
FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS)
For Positions Held as of 12/31/999
Item 1: Item 2: Item 3: Item 4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amt.
- -------------------------------------------------------------------------------------------------------------------------
Royal Carribean Cruise Ltd Common Stock V7780T103 408 8,280
Royal Carribean Cruises 7.25% Conv PFD PreferdStk Conv V7780T111 21 140
RCM Technologies Inc. Common Stock 749360400 285 16,500
RCN Corp. Common Stock 749361101 245 5,045
RCM Stregic Global Government Fund Common Stock 74936A101 30 3,375
Royal Dutch Petroleum Co ADR ADR 780257804 8,979 148,566
The Reader's Digest Association Inc. Common Stock 755267101 125 4,285
The Readers Digest Association Common Stock 755267200 159 6,000
Rowan Companies Inc. Common Stock 779382100 1,154 53,213
Ruddick Corp. Common Stock 781258108 50 3,200
Radian Group Inc. Common Stock 750236101 474 9,917
Redox Technology Corp. Common Stock 757722103 14 35,500
Radva Corp. Common Stock 750610107 0 250
Everest Reinsurance Holdings Inc. Common Stock 299808105 103 4,595
Reliability Inc. Common Stock 759903107 6 2,300
Recycling Industries Inc Common Stock 756285102 0 15,000
Regency Realty Corporation Common Stock 758939102 18 900
Renaissance Worldwide Inc Common Stock 75968A109 15 2,000
Regeneron Pharmaceuticals Inc. Common Stock 75886F107 57 4,460
Reliant Energy Inc Common Stock 75952J108 299 13,061
HL&P Capital Trust I-8.125% Tr PFD Sr PFD QTR 30/360 404202202 42 1,940
Rei Trust I PFD QTR 30/360 749490207 86 4,400
Reliance Group Holdings Inc. Common Stock 759464100 120 17,884
Repsol S.A. ADR ADR 76026T205 122 5,265
Repsol Intl Cap Ltd 7.45 Preferred Stock G7513K103 21 1,000
RBI Capital Trust I 9.1% Cum Trust PFD PFD QTR 30/360 749257200 37 4,400
Resmed Inc. Common Stock 761152107 10 250
Respironics, Inc. Common Stock 761230101 2 300
Retek Inc Common Stock 76128Q109 53 700
Revlon Inc. Common Stock 761525500 4 500
Resource America Inc Cl A Common Stock 761195205 39 5,000
Rexam PLC Spon ADR ADR 761655307 4 1,094
Reynolds & Reynolds Co CL A Common Stock 761695105 209 9,270
RF Micro Devices Inc. Common Stock 749941100 1,953 28,535
Roycefield Resources Ltd Foreign Stock 780914107 3 47,000
RFS Hotel Investors Inc. Common Stock 74955J108 17 1,600
Rogers Communication CL-B Non-vtg Common Stock 775109200 1,214 49,070
Barry R G Corp. Ohio Common Stock 068798107 6 1,500
Regions Financial Corp. Common Stock 758940100 210 8,349
Republic Group Inc Common Stock 760473108 5 300
Repligen Corp Common Stock 759916109 3 1,000
Regis Corp. Common Stock 758932107 137 7,235
Ranger Oil, Ltd Common Stock 752805101 3 1,100
Sturm Ruger & Co Common Stock 864159108 131 14,745
RGS Energy Group Inc Common Stock 74956K104 2 100
Rhodia Sponsored Adr ADR 762397107 97 4,111
Red Hat Inc Common Stock 756577102 788 3,731
R.H. Donnelly Corp. Common Stock 74955W307 20 1,083
Robert Half Intl Inc. Common Stock 770323103 143 5,008
Ruby Tuesday Inc. Common Stock 781182100 5 300
Ricoh Co Ltd Spons ADR ADR 765658307 36 380
Cohen & Steers Realty Income Fund Inc Common Stock 19247P107 91 13,925
Transocean Sedco Forex Inc Common Stock G90078109 2,329 69,153
Riggs National Corp. Common Stock 766570105 60 4,539
Research In Motion Ltd. Foreign Stock 760975102 397 8,588
Blue Rhino Corp. Common Stock 095811105 97 9,950
Riscorp Inc. Common Stock 767597107 6 2,500
Raymond James Financial Inc. Common Stock 754730109 202 10,792
Reynolds R J Tob Hldgs Inc Common Stock 76182K105 64 3,656
Reckitt Benckiser Ord Foreign Stock G7420A107 170 18,210
Rock Tenn. CO CL A Common Stock 772739207 3 200
Coors Adolph Co. Common Stock 217016104 52 990
Polo Ralph Lauren Corp. Cl A Common Stock 731572103 77 4,500
Rollins Truck Leasing Corp. Common Stock 775741101 21 1,750
Reynolds Metals Co Common Stock 761763101 291 3,792
Reliastar Financial Corp. Common Stock 75952U103 990 25,270
Reliastar Financing I 8.2% TR PFD QTR 30/360 75952D200 4 200
Reliastar Financing II 8.10% Cum PFD PFD QTR 30/360 75952F205 42 2,000
Rambus Inc. Common Stock 750917106 141 2,095
Remedy Corp. Common Stock 759548100 72 1,520
Rmi Net Inc Common Stock 74961K107 17 2,000
Rainmaker Systems Common Stock 750875106 10 500
Russell Corp. Common Stock 782352108 171 10,200
Rainbow Technologies Inc. Common Stock 750862104 982 42,255
Reinhold Industries Inc. Cl A Common Stock 75935A109 1 110
Renaissancere Holdings Ltd Common Stock G7496G103 335 8,200
Realnetworks Inc Common Stock 75605L104 690 5,696
Roadway Express Inc. Common Stock 769742107 110 5,100
Robotic Vision Systems Common Stock 771074101 8 895
Rohm & Haas Common Stock 775371107 358 8,799
Roche Holdings Ltd Spons ADR ADR 771195104 407 3,449
Rohn Industries Inc. Common Stock 775381106 0 1
Rockwell International Corp. Common Stock 773903109 446 9,323
Rollins Inc. Common Stock 775711104 6 400
Romac International Inc Common Stock 775835101 13 1,000
Cooper Cameron Corp. Common Stock 216640102 233 4,765
Roper Industries Inc. New Common Stock 776696106 9 250
U S A Floral Products Inc Common Stock 90331T107 0 200
Ross Stores Inc. Common Stock 778296103 695 38,758
Rayovac Corp Common Stock 755081106 4 235
Royce Micro-Cap Trust Inc. PFD PFD QTR 30/360 780915203 8 360
RPM Inc. - Ohio Common Stock 749685103 576 56,567
Rhone-Poulenc Overseas Limited Preferred Stock G75495104 89 4,300
Range Resources Corp Common Stock 75281A109 1 300
Residential Resources Mortgage Common Stock 760929109 0 500
Centenary International Corp. Common Stock 15134R107 1 2,000
Rare Medium Group Inc. Common Stock 75382N109 197 5,760
Royal & Sun Alliance Ins Gp Foreign Stock G8566X133 617 81,216
FORM 13F Run Date: 02/10/99
-----------------------------
S.E.C. Use Only
-----------------------------
Item 1: Item 6: Item 7: Item 8:
Name of Issuer Investment Discretion Other Voting Authority (Shares)
(a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None
Def Other
- --------------------------------------------------------------------------------------------------------------------------
Royal Carribean Cruise Ltd x 0 8,280 0
Royal Carribean Cruises 7.25% Conv PFD x 0 140 0
RCM Technologies Inc. x 0 16,500 0
RCN Corp. x 0 5,045 0
RCM Stregic Global Government Fund x 0 3,375 0
Royal Dutch Petroleum Co ADR x 0 148,566 0
The Reader's Digest Association Inc. x 0 4,285 0
The Readers Digest Association x 0 6,000 0
Rowan Companies Inc. x 0 53,213 0
Ruddick Corp. x 0 3,200 0
Radian Group Inc. x 0 9,917 0
Redox Technology Corp. x 0 35,500 0
Radva Corp. x 0 250 0
Everest Reinsurance Holdings Inc. x 0 4,595 0
Reliability Inc. x 0 2,300 0
Recycling Industries Inc x 0 15,000 0
Regency Realty Corporation x 0 900 0
Renaissance Worldwide Inc x 0 2,000 0
Regeneron Pharmaceuticals Inc. x 0 4,460 0
Reliant Energy Inc x 0 13,061 0
HL&P Capital Trust I-8.125% Tr PFD Sr x 0 1,940 0
Rei Trust I x 0 4,400 0
Reliance Group Holdings Inc. x 0 17,884 0
Repsol S.A. ADR x 0 5,265 0
Repsol Intl Cap Ltd 7.45 x 0 1,000 0
RBI Capital Trust I 9.1% Cum Trust PFD x 0 4,400 0
Resmed Inc. x 0 250 0
Respironics, Inc. x 0 300 0
Retek Inc x 0 700 0
Revlon Inc. x 0 500 0
Resource America Inc Cl A x 0 5,000 0
Rexam PLC Spon ADR x 0 1,094 0
Reynolds & Reynolds Co CL A x 0 9,270 0
RF Micro Devices Inc. x 0 28,535 0
Roycefield Resources Ltd x 0 47,000 0
RFS Hotel Investors Inc. x 0 1,600 0
Rogers Communication CL-B Non-vtg x 0 49,070 0
Barry R G Corp. Ohio x 0 1,500 0
Regions Financial Corp. x 0 8,349 0
Republic Group Inc x 0 300 0
Repligen Corp x 0 1,000 0
Regis Corp. x 0 7,235 0
Ranger Oil, Ltd x 0 1,100 0
Sturm Ruger & Co x 0 14,745 0
RGS Energy Group Inc x 0 100 0
Rhodia Sponsored Adr x 0 4,111 0
Red Hat Inc x 0 3,731 0
R.H. Donnelly Corp. x 0 1,083 0
Robert Half Intl Inc. x 0 5,008 0
Ruby Tuesday Inc. x 0 300 0
Ricoh Co Ltd Spons ADR x 0 380 0
Cohen & Steers Realty Income Fund Inc x 0 13,925 0
Transocean Sedco Forex Inc x 0 69,153 0
Riggs National Corp. x 0 4,539 0
Research In Motion Ltd. x 0 8,588 0
Blue Rhino Corp. x 0 9,950 0
Riscorp Inc. x 0 2,500 0
Raymond James Financial Inc. x 0 10,792 0
Reynolds R J Tob Hldgs Inc x 0 3,656 0
Reckitt Benckiser Ord x 0 18,210 0
Rock Tenn. CO CL A x 0 200 0
Coors Adolph Co. x 0 990 0
Polo Ralph Lauren Corp. Cl A x 0 4,500 0
Rollins Truck Leasing Corp. x 0 1,750 0
Reynolds Metals Co x 0 3,792 0
Reliastar Financial Corp. x 0 25,270 0
Reliastar Financing I 8.2% TR x 0 200 0
Reliastar Financing II 8.10% Cum PFD x 0 2,000 0
Rambus Inc. x 0 2,095 0
Remedy Corp. x 0 1,520 0
Rmi Net Inc x 0 2,000 0
Rainmaker Systems x 0 500 0
Russell Corp. x 0 10,200 0
Rainbow Technologies Inc. x 0 42,255 0
Reinhold Industries Inc. Cl A x 0 110 0
Renaissancere Holdings Ltd x 0 8,200 0
Realnetworks Inc x 0 5,696 0
Roadway Express Inc. x 0 5,100 0
Robotic Vision Systems x 0 895 0
Rohm & Haas x 0 8,799 0
Roche Holdings Ltd Spons ADR x 0 3,449 0
Rohn Industries Inc. x 0 1 0
Rockwell International Corp. x 0 9,323 0
Rollins Inc. x 0 400 0
Romac International Inc x 0 1,000 0
Cooper Cameron Corp. x 0 4,765 0
Roper Industries Inc. New x 0 250 0
U S A Floral Products Inc x 0 200 0
Ross Stores Inc. x 0 38,758 0
Rayovac Corp x 0 235 0
Royce Micro-Cap Trust Inc. PFD x 0 360 0
RPM Inc. - Ohio x 0 56,567 0
Rhone-Poulenc Overseas Limited x 0 4,300 0
Range Resources Corp x 0 300 0
Residential Resources Mortgage x 0 500 0
Centenary International Corp. x 0 2,000 0
Rare Medium Group Inc. x 0 5,760 0
Royal & Sun Alliance Ins Gp x 0 81,216 0
<PAGE>
FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS)
For Positions Held as of 12/31/999
Item 1: Item 2: Item 3: Item 4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amt.
- -------------------------------------------------------------------------------------------------------------------------
RSA Security Co Common Stock 749719100 433 5,591
Res-Care Inc. Common Stock 760943100 8 650
Rescon Technology Corp Common Stock 760844100 0 29,000
Rouse Co Common Stock 779273101 125 5,895
Rouse Co-Conv Pfd Ser B PFD QTR 30/360 779273309 16 500
Rouse Capital 9.25% Cum Qtrly PFD Quip PFD QTR 30/360 779272202 324 17,900
Republic Security Finl Corp. Common Stock 760758102 15 2,106
Republic Services Inc Common Stock 760759100 520 36,170
Reckson Service Industries Inc. Common Stock 75621J109 50 800
Roslyn Bancorp Inc. Common Stock 778162107 107 5,784
Restoration Hardware Inc Common Stock 760981100 3 500
Resorts World Berhad Spons ADR ADR 761191105 43 3,000
Ryerson Tull Inc Common Stock 78375P107 3 130
Railtex Inc. Common Stock 750766107 61 3,400
Rhythms Netconnections Inc. Common Stock 762430205 534 17,225
RTI International Metals Inc Common Stock 74973W107 151 20,150
Restaurant Teams Intl Inc Common Stock 761265107 13 29,200
Raytheon Co. Cl A Common Stock 755111309 334 13,455
Raytheon Co-Cl B Common Stock 755111408 882 33,215
Rio Tinto PLC - Sponsored ADR ADR 767204100 589 6,215
Reuters Holdings PLC Spon ADR ADR 76132M102 727 8,992
Rtw Inc Common Stock 74974R107 13 2,200
Reunion Industries Inc. Common Stock 761312107 39 22,700
Ravisent Technologies Inc Common Stock 754440105 96 2,500
Royce Value Tr Inc. MutualFdEqClose 780910105 237 18,110
RWE Aktiengesellschaft Spon ADR 74975E303 9 225
Rowan Bancorp Inc Common Stock 779379106 32 1,700
RW Technology Inc. Common Stock 749912101 0 2,000
Rent Way Inc Common Stock 76009U104 344 18,430
IMS Health Inc. Common Stock 449934108 2,076 76,343
Rexall Sundown Inc. Common Stock 761648104 39 3,800
Ryan's Family Steak House Inc. Common Stock 783519101 19 2,200
Rolls Royce PLC Sponsored ADR ADR 775781206 54 3,165
Royal Group Technologies Ltd Common Stock 779915107 1,800 84,976
Ryland Group Inc. Common Stock 783764103 202 8,754
Rayonier Inc. Common Stock 754907103 140 2,891
Royal Oak Mines Common Stock 78051D105 0 12,500
Ribozyme Pharmaceuticals Inc Common Stock 762567105 3 300
Sears Roebuck & Co Common Stock 812387108 1,490 48,949
Strawbridge & Clothier - Ser A Escrow Common Stock 863200986 0 200
Sears Roebuck Accept Corp PFD QTR 30/360 812404309 20 1,000
Suntrust Banks Inc. Tender Offer Common Stock 867914988 0 96
Sema Group PLC Common Stock S205067 32 1,800
Shearson Lehman Sr Inc Fd LP-Dep Units LTD Part P4 820930105 0 500
Sigma Research Inc Foreign Stock 826904104 0 1,100
Schwartz Electro Optics Inc. Common Stock S741139 0 8,334
South Alabama Bancorporation Common Stock 836234104 15 1,200
South Carolina Elec & Gas Co 5% Pfd PFD QTR 30/360 837004308 14 400
Safeco Corp. Common Stock 786429100 615 24,730
SunAmerica Capt Trust III Preferred Stock 86702N208 24 1,000
St Joseph Light & Power Co. Common Stock 790654107 4 200
Salon Com Common Stock 79549F108 3 500
Saliva Diagnostic Systems Inc Common Stock 795427202 0 300
Boston Beer Co Inc. Cl A Common Stock 100557107 14 2,000
Samsonite Corporation Common Stock 79604V105 0 0
Sangstat Med Corp Common Stock 801003104 9 300
Sanmina Corp. Common Stock 800907107 48 483
Sanwa Bank Ltd Japan ADR 803030204 86 709
Sapient Corp Common Stock 803062108 690 4,896
SAP AG Sponsored ADR ADR 803054204 704 13,517
Sandy Spring Bancorp Inc Common Stock 800363103 8 290
Shop At Home Inc. Common Stock 825066301 22 2,200
Starbase Corp Common Stock 854910205 399 36,450
SBC Communications Inc. Common Stock 78387G103 23,283 477,601
Seacoast Banking Corp. FLA Common Stock 811707108 40 1,400
SBE Inc Common Stock 783873201 11 1,700
Salomon Brothers Fd Inc. Common Stock 795477108 10 500
Summit Bk Corp Ga Common Stock 866013105 5 450
Sinclair Broadcast Group Inc. Common Stock 829226109 550 45,075
SmithKline Beecham Spons ADR ADR 832378301 1,536 23,844
Sterling Bancshares Inc. Common Stock 858907108 122 10,874
Sterling Bancshares Capital PFD QTR 30/360 858917206 138 5,750
Symbol Technologies Inc. Common Stock 871508107 366 5,763
Surburban Bancshares Inc. Common Stock 864350103 14 6,000
SBS Broadcasting SA Foreign Stock L8137F102 6 130
Starbucks Corp. Common Stock 855244109 437 18,010
Salomon Brothers Worldwide Common Stock 79548T109 112 10,825
Shell Transport & Trading PLC ADR 822703609 198 4,012
Sanchez Computer Associates Common Stock 799702105 25 600
Southern California Preferred Stock 842400301 15 1,000
Southern California Edison(QUIDS) Preferred Stock 842400764 7 300
Seacost Finl Services Corp Common Stock 81170Q106 39 3,831
Scana Corp. Common Stock 805898103 273 10,168
Societe Generale France SP ADR ADR 83364L109 210 4,535
Schwab Charles Corp. Common Stock 808513105 3,746 97,626
Simione Central Holdings Inc New Common Stock 828654202 20 10,500
Scholastic Corp. Common Stock 807066105 2 30
S C I Systems Inc. Common Stock 783890106 484 5,886
Scios, Inc. Common Stock 808905103 21 5,000
Swisscom AG-Sponsored ADR Foreign Stock 871013108 2,115 52,215
Sycamore Networks Inc Common Stock 871206108 728 2,364
Specialty Care Network Inc. Common Stock 84748M102 8 3,000
Scient Corp Common Stock 80864H109 19 220
Scor SA SPONSD ADR ADR 80917Q106 16 355
The Santa Cruz Operation Inc. Common Stock 801833104 99 3,255
Superconductor Tech Inc. Common Stock 867931107 6 1,200
Sea Containers Ltd Cl A Common Stock 811371707 579 21,729
Sea Containers Cl B Common Stock 811371103 92 3,485
FORM 13F Run Date: 02/10/99
-----------------------------
S.E.C. Use Only
-----------------------------
Item 1: Item 6: Item 7: Item 8:
Name of Issuer Investment Discretion Other Voting Authority (Shares)
(a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None
Def Other
- --------------------------------------------------------------------------------------------------------------------------
RSA Security Co x 0 5,591 0
Res-Care Inc. x 0 650 0
Rescon Technology Corp x 0 29,000 0
Rouse Co x 0 5,895 0
Rouse Co-Conv Pfd Ser B x 0 500 0
Rouse Capital 9.25% Cum Qtrly PFD Quip x 0 17,900 0
Republic Security Finl Corp. x 0 2,106 0
Republic Services Inc x 0 36,170 0
Reckson Service Industries Inc. x 0 800 0
Roslyn Bancorp Inc. x 0 5,784 0
Restoration Hardware Inc x 0 500 0
Resorts World Berhad Spons ADR x 0 3,000 0
Ryerson Tull Inc x 0 130 0
Railtex Inc. x 0 3,400 0
Rhythms Netconnections Inc. x 0 17,225 0
RTI International Metals Inc x 0 20,150 0
Restaurant Teams Intl Inc x 0 29,200 0
Raytheon Co. Cl A x 0 13,455 0
Raytheon Co-Cl B x 0 33,215 0
Rio Tinto PLC - Sponsored ADR x 0 6,215 0
Reuters Holdings PLC Spon ADR x 0 8,992 0
Rtw Inc x 0 2,200 0
Reunion Industries Inc. x 0 22,700 0
Ravisent Technologies Inc x 0 2,500 0
Royce Value Tr Inc. x 0 18,110 0
RWE Aktiengesellschaft Spon x 0 225 0
Rowan Bancorp Inc x 0 1,700 0
RW Technology Inc. x 0 2,000 0
Rent Way Inc x 0 18,430 0
IMS Health Inc. x 0 76,343 0
Rexall Sundown Inc. x 0 3,800 0
Ryan's Family Steak House Inc. x 0 2,200 0
Rolls Royce PLC Sponsored ADR x 0 3,165 0
Royal Group Technologies Ltd x 0 84,976 0
Ryland Group Inc. x 0 8,754 0
Rayonier Inc. x 0 2,891 0
Royal Oak Mines x 0 12,500 0
Ribozyme Pharmaceuticals Inc x 0 300 0
Sears Roebuck & Co x 0 48,949 0
Strawbridge & Clothier - Ser A Escrow x 0 200 0
Sears Roebuck Accept Corp x 0 1,000 0
Suntrust Banks Inc. Tender Offer x 0 96 0
Sema Group PLC x 0 1,800 0
Shearson Lehman Sr Inc Fd LP-Dep Units x 0 500 0
Sigma Research Inc x 0 1,100 0
Schwartz Electro Optics Inc. x 0 8,334 0
South Alabama Bancorporation x 0 1,200 0
South Carolina Elec & Gas Co 5% Pfd x 0 400 0
Safeco Corp. x 0 24,730 0
SunAmerica Capt Trust III x 0 1,000 0
St Joseph Light & Power Co. x 0 200 0
Salon Com x 0 500 0
Saliva Diagnostic Systems Inc x 0 300 0
Boston Beer Co Inc. Cl A x 0 2,000 0
Samsonite Corporation x 0 0 0
Sangstat Med Corp x 0 300 0
Sanmina Corp. x 0 483 0
Sanwa Bank Ltd Japan x 0 709 0
Sapient Corp x 0 4,896 0
SAP AG Sponsored ADR x 0 13,517 0
Sandy Spring Bancorp Inc x 0 290 0
Shop At Home Inc. x 0 2,200 0
Starbase Corp x 0 36,450 0
SBC Communications Inc. x 0 477,601 0
Seacoast Banking Corp. FLA x 0 1,400 0
SBE Inc x 0 1,700 0
Salomon Brothers Fd Inc. x 0 500 0
Summit Bk Corp Ga x 0 450 0
Sinclair Broadcast Group Inc. x 0 45,075 0
SmithKline Beecham Spons ADR x 0 23,844 0
Sterling Bancshares Inc. x 0 10,874 0
Sterling Bancshares Capital x 0 5,750 0
Symbol Technologies Inc. x 0 5,763 0
Surburban Bancshares Inc. x 0 6,000 0
SBS Broadcasting SA x 0 130 0
Starbucks Corp. x 0 18,010 0
Salomon Brothers Worldwide x 0 10,825 0
Shell Transport & Trading PLC x 0 4,012 0
Sanchez Computer Associates x 0 600 0
Southern California x 0 1,000 0
Southern California Edison(QUIDS) x 0 300 0
Seacost Finl Services Corp x 0 3,831 0
Scana Corp. x 0 10,168 0
Societe Generale France SP ADR x 0 4,535 0
Schwab Charles Corp. x 0 97,626 0
Simione Central Holdings Inc New x 0 10,500 0
Scholastic Corp. x 0 30 0
S C I Systems Inc. x 0 5,886 0
Scios, Inc. x 0 5,000 0
Swisscom AG-Sponsored ADR x 0 52,215 0
Sycamore Networks Inc x 0 2,364 0
Specialty Care Network Inc. x 0 3,000 0
Scient Corp x 0 220 0
Scor SA SPONSD ADR x 0 355 0
The Santa Cruz Operation Inc. x 0 3,255 0
Superconductor Tech Inc. x 0 1,200 0
Sea Containers Ltd Cl A x 0 21,729 0
Sea Containers Cl B x 0 3,485 0
<PAGE>
FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS)
For Positions Held as of 12/31/999
Item 1: Item 2: Item 3: Item 4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amt.
- -------------------------------------------------------------------------------------------------------------------------
Sicor Inc Common Stock 825846108 58 7,548
Steelcase Inc. - CL A Common Stock 858155203 59 4,895
Stolt Comex Seaway SA Common Stock L8873E103 22 2,000
Scottish Annunity & Life Holdings Ltd. Common Stock G7885T104 1 150
Scott Technologies Inc Common Stock 810022301 264 13,962
Secure Computing Corp Common Stock 813705100 188 15,000
Shoe Carnival Inc Ind Common Stock 824889109 23 2,300
Santa Fe International Corp. Common Stock G7805C108 228 8,820
Sodexho Marriott Services Common Stock 833793102 15 1,156
SDL Inc. Common Stock 784076101 55 250
Sedona Corporation Common Stock 815677109 13 3,800
Sunsource Inc Common Stock 867948101 46 10,775
Sunsource Capital Trust 11.6% Tr PFD PFD QTR 30/360 867949208 54 4,456
Structural Dynamics Research Common Stock 863555108 13 1,000
Sungard Data Systems Inc. Common Stock 867363103 108 4,550
Southdown, Inc. Common Stock 841297104 1,842 35,687
Sideware Systems Inc. Common Stock 825907108 61 7,500
Sterling Commerce Inc. Common Stock 859205106 1,775 52,097
Seachange International Inc Common Stock 811699107 4 120
Sea Galley Stores Inc Common Stock 811377100 0 1,000
Siebel Systems Inc. Common Stock 826170102 1,829 21,777
Sealed Air Corp. Common Stock 81211K100 511 9,861
Sealed Air Corp - $2 Conv Pfd Ser A PreferdStk Conv 81211K209 19 367
Seagate Technology, Inc. Common Stock 811804103 1,089 23,385
Sega Enterprises Ltd Common Stock 815793104 223 28,140
Spartech Corp Common Stock 847220209 8 245
Southern Energy Homes Incorporated Common Stock 842814105 3 1,405
Seitel Inc. New Common Stock 816074306 5 700
General Semiconductor Inc. Common Stock 370787103 22 1,555
Swedish Exp Credit Corp. 7.20% PFD Ser PFD QTR 30/360 W92947246 36 1,700
A B Svensk Export Kredit 7 3/8% Preferred Stock W92947212 9 400
Sepracor Inc. Common Stock 817315104 154 1,550
Superior Energy Services Inc. Common Stock 868157108 38 5,700
The Singer Co N.V. Common Stock 82930F109 2 4,625
Scientific-Atlanta Inc. Common Stock 808655104 575 10,343
Safe Technologies Intl Inc Common Stock 786416107 9 117,500
Speedfam-ipec Inc Common Stock 847705100 6 500
Smithfield Foods Common Stock 832248108 645 26,883
Safeguard Scientifics Inc. Common Stock 786449108 4,100 25,298
Santa Fe Energy Tr Common Stock 802013102 46 2,600
Stancorp Financial Group Inc. Common Stock 852891100 25 985
Starwood Financial Inc Common Stock 85569R104 3 178
Sonic Foundry Inc Common Stock 83545R108 9 400
Salton Inc. Common Stock 795757103 469 14,015
Santa Fe Snyder Corp Common Stock 80218K105 69 8,683
Safeskin Corp. Common Stock 786454108 5 400
State Financial Services Corp CL A Common Stock 856855101 38 3,188
Softbank Corp Foreign Stock J75963108 8 8
Enlighten Software Solutions Common Stock 29336A101 2 400
Safeway Plc Foreign Stock G7769A106 175 51,150
Sfx Entmt Inc Common Stock 784178105 10 274
Swift Energy Co Common Stock 870738101 2 160
Saga Communications Inc Cl- A Common Stock 786598102 50 2,460
Smith-Gardner & Associates Inc. Common Stock 832059109 13 750
Star Gas Partners L P Common Stock 85512C105 37 2,800
Stage Stores Inc. Common Stock 85254C107 80 34,655
Singapore Fd Inc. Common Stock 82929L109 5 500
SGL Carbon AG ADR ADR 784188203 2 88
Silicon Graphics Inc. Common Stock 827056102 116 11,850
Sagent Technology Inc Common Stock 786693101 73 2,445
Schering-Plough Corp. Common Stock 806605101 18,345 432,920
Shaw Group Inc. Common Stock 820280105 3 100
SPG Properties Inc PFD QTR 30/360 78462M207 62 3,070
Stone Energy Corp. Common Stock 861642106 15 425
Shore Bancshares Inc. Common Stock 825107105 63 3,000
Sharp Corp. - ADR ADR 819882200 187 730
Sun Healthcare Group Inc. Common Stock 866933104 1 22,100
Shanghai Petro Co LTD ADR CL H ADR 819424102 6 400
Shoney's Inc. Common Stock 825039100 1 665
Madden Steven Ltd Common Stock 556269108 29 1,500
Shorewood Packaging Corp. Common Stock 825229107 4 200
Shire Pharmaceuticals Grp PLC Spons AD ADR 82481R106 60 2,062
Sharper Image Corp. Common Stock 820013100 6 500
Shurgard Storage Centers Inc., CL A Common Stock 82567D104 57 2,445
Shurgard Storage Center Inc 8.80% Ser PFD QTR 30/360 82567D203 39 1,900
Shurgard Storage Centers Inc. 8.70% PF PFD QTR 30/360 82567D302 28 1,400
Sherwin Williams Corp. Common Stock 824348106 3,075 146,422
Shaw Industries Inc. Common Stock 820286102 419 27,140
Sigma-Aldrich Corp. Common Stock 826552101 2,446 81,355
Staten Island Bancorp Inc Common Stock 857550107 630 35,010
Associated Materials Inc. Common Stock 045709102 79 4,825
Si Diamond Technology Inc Common Stock 784249104 18 11,000
Science Dynamics Corp Common Stock 808631105 3 500
Sigcorp Inc Common Stock 826912107 10 450
Selective Ins Group Inc. Common Stock 816300107 603 35,085
Sigma Design Common Stock 826565103 22 2,000
Signet Group PLC- Spons ADR ADR 82668L872 8 237
Sun International Ltd Ord Common Stock P8797T133 9 480
Si Handling Systems Inc. Common Stock 784255101 4 400
Smith International Inc. Common Stock 832110100 502 10,110
S3 Inc. Common Stock 784849101 37 3,200
Struthers Industries Inc. Common Stock 863583209 0 42
Sionix Corp. Common Stock 829400100 7 32,789
SI Technologies Inc Common Stock 783978109 2 1,142
Spectrasite Holdings Inc Common Stock 84760T100 10 905
Spectrum Information Common Stock 847623303 0 27
SVB Cap I Tr Pfd Secs PFD QTR 30/360 784868200 20 1,100
South Jersey Industries Inc. Common Stock 838518108 10 369
FORM 13F Run Date: 02/10/99
-----------------------------
S.E.C. Use Only
-----------------------------
Item 1: Item 6: Item 7: Item 8:
Name of Issuer Investment Discretion Other Voting Authority (Shares)
(a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None
Def Other
- --------------------------------------------------------------------------------------------------------------------------
Sicor Inc x 0 7,548 0
Steelcase Inc. - CL A x 0 4,895 0
Stolt Comex Seaway SA x 0 2,000 0
Scottish Annunity & Life Holdings Ltd. x 0 150 0
Scott Technologies Inc x 0 13,962 0
Secure Computing Corp x 0 15,000 0
Shoe Carnival Inc Ind x 0 2,300 0
Santa Fe International Corp. x 0 8,820 0
Sodexho Marriott Services x 0 1,156 0
SDL Inc. x 0 250 0
Sedona Corporation x 0 3,800 0
Sunsource Inc x 0 10,775 0
Sunsource Capital Trust 11.6% Tr PFD x 0 4,456 0
Structural Dynamics Research x 0 1,000 0
Sungard Data Systems Inc. x 0 4,550 0
Southdown, Inc. x 0 35,687 0
Sideware Systems Inc. x 0 7,500 0
Sterling Commerce Inc. x 0 52,097 0
Seachange International Inc x 0 120 0
Sea Galley Stores Inc x 0 1,000 0
Siebel Systems Inc. x 0 21,777 0
Sealed Air Corp. x 0 9,861 0
Sealed Air Corp - $2 Conv Pfd Ser A x 0 367 0
Seagate Technology, Inc. x 0 23,385 0
Sega Enterprises Ltd x 0 28,140 0
Spartech Corp x 0 245 0
Southern Energy Homes Incorporated x 0 1,405 0
Seitel Inc. New x 0 700 0
General Semiconductor Inc. x 0 1,555 0
Swedish Exp Credit Corp. 7.20% PFD Ser x 0 1,700 0
A B Svensk Export Kredit 7 3/8% x 0 400 0
Sepracor Inc. x 0 1,550 0
Superior Energy Services Inc. x 0 5,700 0
The Singer Co N.V. x 0 4,625 0
Scientific-Atlanta Inc. x 0 10,343 0
Safe Technologies Intl Inc x 0 117,500 0
Speedfam-ipec Inc x 0 500 0
Smithfield Foods x 0 26,883 0
Safeguard Scientifics Inc. x 0 25,298 0
Santa Fe Energy Tr x 0 2,600 0
Stancorp Financial Group Inc. x 0 985 0
Starwood Financial Inc x 0 178 0
Sonic Foundry Inc x 0 400 0
Salton Inc. x 0 14,015 0
Santa Fe Snyder Corp x 0 8,683 0
Safeskin Corp. x 0 400 0
State Financial Services Corp CL A x 0 3,188 0
Softbank Corp x 0 8 0
Enlighten Software Solutions x 0 400 0
Safeway Plc x 0 51,150 0
Sfx Entmt Inc x 0 274 0
Swift Energy Co x 0 160 0
Saga Communications Inc Cl- A x 0 2,460 0
Smith-Gardner & Associates Inc. x 0 750 0
Star Gas Partners L P x 0 2,800 0
Stage Stores Inc. x 0 34,655 0
Singapore Fd Inc. x 0 500 0
SGL Carbon AG ADR x 0 88 0
Silicon Graphics Inc. x 0 11,850 0
Sagent Technology Inc x 0 2,445 0
Schering-Plough Corp. x 0 432,920 0
Shaw Group Inc. x 0 100 0
SPG Properties Inc x 0 3,070 0
Stone Energy Corp. x 0 425 0
Shore Bancshares Inc. x 0 3,000 0
Sharp Corp. - ADR x 0 730 0
Sun Healthcare Group Inc. x 0 22,100 0
Shanghai Petro Co LTD ADR CL H x 0 400 0
Shoney's Inc. x 0 665 0
Madden Steven Ltd x 0 1,500 0
Shorewood Packaging Corp. x 0 200 0
Shire Pharmaceuticals Grp PLC Spons AD x 0 2,062 0
Sharper Image Corp. x 0 500 0
Shurgard Storage Centers Inc., CL A x 0 2,445 0
Shurgard Storage Center Inc 8.80% Ser x 0 1,900 0
Shurgard Storage Centers Inc. 8.70% PF x 0 1,400 0
Sherwin Williams Corp. x 0 146,422 0
Shaw Industries Inc. x 0 27,140 0
Sigma-Aldrich Corp. x 0 81,355 0
Staten Island Bancorp Inc x 0 35,010 0
Associated Materials Inc. x 0 4,825 0
Si Diamond Technology Inc x 0 11,000 0
Science Dynamics Corp x 0 500 0
Sigcorp Inc x 0 450 0
Selective Ins Group Inc. x 0 35,085 0
Sigma Design x 0 2,000 0
Signet Group PLC- Spons ADR x 0 237 0
Sun International Ltd Ord x 0 480 0
Si Handling Systems Inc. x 0 400 0
Smith International Inc. x 0 10,110 0
S3 Inc. x 0 3,200 0
Struthers Industries Inc. x 0 42 0
Sionix Corp. x 0 32,789 0
SI Technologies Inc x 0 1,142 0
Spectrasite Holdings Inc x 0 905 0
Spectrum Information x 0 27 0
SVB Cap I Tr Pfd Secs x 0 1,100 0
South Jersey Industries Inc. x 0 369 0
<PAGE>
FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS)
For Positions Held as of 12/31/999
Item 1: Item 2: Item 3: Item 4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amt.
- -------------------------------------------------------------------------------------------------------------------------
J M Smucker Co. Common Stock 832696108 39 2,000
J M Smucker Co Cl B Common Stock 832696207 18 1,100
Safety-kleen Corp New Common Stock 78648R203 115 10,175
SKF AB Sponsored ADR Par S KR ADR 784375404 13 525
American Skiing Co. Common Stock 029654308 4 1,200
Sehisui House Ltd ADR 816078208 42 475
SK Telecom Co Ltd Sponsored Adr ADR 78440P108 19 500
Shopko Stores, Inc. Common Stock 824911101 37 1,630
Saks Incorporated Common Stock 79377W108 762 48,934
Tanger Factory Outlet Centers, Common Stock 875465106 203 9,805
Skywell Corp. Common Stock 830910105 0 80
Skechers USA Inc. Cl A Common Stock 830566105 9 2,250
Skyline Corp. Common Stock 830830105 9 400
Sky Financial Group Inc Common Stock 83080P103 170 8,454
SkyMall Inc. Common Stock 830859104 1 100
S L Industries Inc. Common Stock 784413106 6 500
Schlumberger Limited Common Stock 806857108 10,245 182,125
Select Software Tools Ltd ADR 816200109 0 1,500
Sara Lee Corp. Common Stock 803111103 3,487 158,036
SL Green Realty Corp. Common Stock 78440X101 87 3,985
Spatialight Incorporated Common Stock 847248101 3 500
SLI Inc Common Stock 78442T108 383 28,250
SLM Holding Corp. Common Stock 78442A109 1,698 40,192
Spacelabs Medical Inc. Common Stock 846247104 78 4,200
Anchor Gaming Corp. Common Stock 033037102 3 70
Solectron Corp. Common Stock 834182107 3,301 34,698
Surgical Laser Tech Inc Common Stock 868819202 2 1,220
Solucorp Inds Ltd Foreign Stock 83437C102 0 2,000
Sylvan Learning Systems Inc. Common Stock 871399101 425 32,675
Siemens AG ADR New ADR 826197402 123 970
Symbolics Inc New Common Stock 871512208 0 95
Sunrise Medical Inc. Common Stock 867910101 75 12,100
Service Merchandise Co. Common Stock 817587108 0 500
The Scotts Co Class A Common Stock 810186106 145 3,595
Semco Energy Inc. Common Stock 78412D109 4 325
Smith Corona Corp. Common Stock 831858105 0 300
Springs Industries Inc. Common Stock 851783100 351 8,800
Southern Mineral Corp Common Stock 843367202 26 146,956
Smith & Nephew PLC Foreign Stock G82343107 73 21,800
Standard Motor Prods Common Stock 853666105 6 400
Simpson Inds Inc. Common Stock 829060102 7 595
Somera Communication Common Stock 834458101 49 3,950
Stein Mart Inc. Common Stock 858375108 122 21,400
Shared Medical Systems Corp. Common Stock 819486101 52 1,020
Summit Properties Inc. Common Stock 866239106 176 9,825
Semtech Corp. Common Stock 816850101 42 800
Smartalk Teleservices Inc. Common Stock 83169A100 0 2,650
Semitool Inc. Common Stock 816909105 3 200
Smedvig ASA-Spon ADR Ser A ADR 83169H105 112 9,065
Snap-On Inc. Common Stock 833034101 72 2,712
Suburst Hospitality Corp. Common Stock 866948102 1 100
Snyder Communications Inc. Common Stock 832914105 1,337 69,449
Sandisk Corp. Common Stock 80004C101 140 1,450
Sony Corp. - Sponsored ADR ADR 835699307 4,776 16,773
The Spain Fund Inc. Common Stock 846330108 7 500
Senior Hsg Pptys Tr Common Stock 81721M109 48 3,881
Second National Bancorp Common Stock 813192101 0 3,000
Starnet Communications International Foreign Stock 855552105 0 200
Synopsys Inc. Common Stock 871607107 288 4,311
Sonera Group Plc ADR 835433202 126 1,815
Sunrise Technologies Intl Inc. Common Stock 86769L103 35 3,000
Sunrise Assisted Living Inc. Common Stock 86768K106 54 3,925
Synovus Financial Corp. Common Stock 87161C105 65 3,251
Southern Co Common Stock 842587107 1,151 48,978
Sunbeam Corp. Common Stock 867071102 97 23,100
Scan Optic Inc. Common Stock 805894102 0 300
Socrates Technologies Corp Common Stock 833719107 5 2,500
Softnet Systems Inc. Common Stock 833964109 77 3,075
Solutia Inc. Common Stock 834376105 85 5,492
Solv-Ex Corp New Common Stock 834382103 0 700
Sonoco Products Co Common Stock 835495102 795 34,939
Sonic Corp Common Stock 835451105 42 1,490
S1 Corporation Common Stock 78463B101 180 2,300
Interactive Music Inc Common Stock 45839T108 8 10,000
Sonosight Inc Common Stock 83568G104 4 133
Sonex Research Inc. Common Stock 835448101 6 12,600
First Savings Bancorp Inc. Common Stock 335939104 19 1,000
Source Information Mgmt Co Common Stock 836151209 33 1,950
Southtrust Corp. Common Stock 844730101 787 20,805
St. Paul Companies Inc. Common Stock 792860108 1,524 45,245
Spectrian Corp. Common Stock 847608106 1 50
Sports Entmt Enterprises Inc Common Stock 849178108 0 1,000
Standard-Pacific Corp. Common Stock 85375C101 22 2,000
Simon Property Group Inc Common Stock 828806109 1,120 48,836
Suburban Propane Partners LP LTD Part P4 864482104 187 10,807
Scottich Power PLC Common Stock 81013T705 57 2,028
Spieker Properties, Inc. Common Stock 848497103 100 2,735
Spieker Properties Inc 9.45% PFD Ser B PFD QTR 30/360 848497202 18 831
Spieker Properties Inc 7.85% PFD QTR 30/360 848497301 9 500
Spieker Properties Inc 8% Cum Pfd PFD QTR 30/360 848497400 4 200
Splash Technology Holdings Inc. Common Stock 848623104 9 1,000
Sportsline USA Inc Common Stock 848934105 25 500
Staples Inc. Common Stock 855030102 5,391 259,830
Spectranetics Corp Common Stock 84760C107 4 1,000
Sapiens International Corp. Common Stock N7716A102 8 500
Shopnow Com Inc Common Stock 82508R105 9 500
Spinnaker Expl Co Common Stock 84855W109 13 950
Sport Haley Inc. Common Stock 848925103 5 1,400
FORM 13F Run Date: 02/10/99
-----------------------------
S.E.C. Use Only
-----------------------------
Item 1: Item 6: Item 7: Item 8:
Name of Issuer Investment Discretion Other Voting Authority (Shares)
(a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None
Def Other
- --------------------------------------------------------------------------------------------------------------------------
J M Smucker Co. x 0 2,000 0
J M Smucker Co Cl B x 0 1,100 0
Safety-kleen Corp New x 0 10,175 0
SKF AB Sponsored ADR Par S KR x 0 525 0
American Skiing Co. x 0 1,200 0
Sehisui House Ltd x 0 475 0
SK Telecom Co Ltd Sponsored Adr x 0 500 0
Shopko Stores, Inc. x 0 1,630 0
Saks Incorporated x 0 48,934 0
Tanger Factory Outlet Centers, x 0 9,805 0
Skywell Corp. x 0 80 0
Skechers USA Inc. Cl A x 0 2,250 0
Skyline Corp. x 0 400 0
Sky Financial Group Inc x 0 8,454 0
SkyMall Inc. x 0 100 0
S L Industries Inc. x 0 500 0
Schlumberger Limited x 0 182,125 0
Select Software Tools Ltd x 0 1,500 0
Sara Lee Corp. x 0 158,036 0
SL Green Realty Corp. x 0 3,985 0
Spatialight Incorporated x 0 500 0
SLI Inc x 0 28,250 0
SLM Holding Corp. x 0 40,192 0
Spacelabs Medical Inc. x 0 4,200 0
Anchor Gaming Corp. x 0 70 0
Solectron Corp. x 0 34,698 0
Surgical Laser Tech Inc x 0 1,220 0
Solucorp Inds Ltd x 0 2,000 0
Sylvan Learning Systems Inc. x 0 32,675 0
Siemens AG ADR New x 0 970 0
Symbolics Inc New x 0 95 0
Sunrise Medical Inc. x 0 12,100 0
Service Merchandise Co. x 0 500 0
The Scotts Co Class A x 0 3,595 0
Semco Energy Inc. x 0 325 0
Smith Corona Corp. x 0 300 0
Springs Industries Inc. x 0 8,800 0
Southern Mineral Corp x 0 146,956 0
Smith & Nephew PLC x 0 21,800 0
Standard Motor Prods x 0 400 0
Simpson Inds Inc. x 0 595 0
Somera Communication x 0 3,950 0
Stein Mart Inc. x 0 21,400 0
Shared Medical Systems Corp. x 0 1,020 0
Summit Properties Inc. x 0 9,825 0
Semtech Corp. x 0 800 0
Smartalk Teleservices Inc. x 0 2,650 0
Semitool Inc. x 0 200 0
Smedvig ASA-Spon ADR Ser A x 0 9,065 0
Snap-On Inc. x 0 2,712 0
Suburst Hospitality Corp. x 0 100 0
Snyder Communications Inc. x 0 69,449 0
Sandisk Corp. x 0 1,450 0
Sony Corp. - Sponsored ADR x 0 16,773 0
The Spain Fund Inc. x 0 500 0
Senior Hsg Pptys Tr x 0 3,881 0
Second National Bancorp x 0 3,000 0
Starnet Communications International x 0 200 0
Synopsys Inc. x 0 4,311 0
Sonera Group Plc x 0 1,815 0
Sunrise Technologies Intl Inc. x 0 3,000 0
Sunrise Assisted Living Inc. x 0 3,925 0
Synovus Financial Corp. x 0 3,251 0
Southern Co x 0 48,978 0
Sunbeam Corp. x 0 23,100 0
Scan Optic Inc. x 0 300 0
Socrates Technologies Corp x 0 2,500 0
Softnet Systems Inc. x 0 3,075 0
Solutia Inc. x 0 5,492 0
Solv-Ex Corp New x 0 700 0
Sonoco Products Co x 0 34,939 0
Sonic Corp x 0 1,490 0
S1 Corporation x 0 2,300 0
Interactive Music Inc x 0 10,000 0
Sonosight Inc x 0 133 0
Sonex Research Inc. x 0 12,600 0
First Savings Bancorp Inc. x 0 1,000 0
Source Information Mgmt Co x 0 1,950 0
Southtrust Corp. x 0 20,805 0
St. Paul Companies Inc. x 0 45,245 0
Spectrian Corp. x 0 50 0
Sports Entmt Enterprises Inc x 0 1,000 0
Standard-Pacific Corp. x 0 2,000 0
Simon Property Group Inc x 0 48,836 0
Suburban Propane Partners LP x 0 10,807 0
Scottich Power PLC x 0 2,028 0
Spieker Properties, Inc. x 0 2,735 0
Spieker Properties Inc 9.45% PFD Ser B x 0 831 0
Spieker Properties Inc 7.85% x 0 500 0
Spieker Properties Inc 8% Cum Pfd x 0 200 0
Splash Technology Holdings Inc. x 0 1,000 0
Sportsline USA Inc x 0 500 0
Staples Inc. x 0 259,830 0
Spectranetics Corp x 0 1,000 0
Sapiens International Corp. x 0 500 0
Shopnow Com Inc x 0 500 0
Spinnaker Expl Co x 0 950 0
Sport Haley Inc. x 0 1,400 0
<PAGE>
FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS)
For Positions Held as of 12/31/999
Item 1: Item 2: Item 3: Item 4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amt.
- -------------------------------------------------------------------------------------------------------------------------
Sappi Ltd -Sponsered ADR ADR 803069202 82 8,515
SPSS Inc. Common Stock 78462K102 297 11,750
SPX Corp. Common Stock 784635104 143 1,769
Standard & Poors DEP Receipts Common Stock 78462F103 6,002 40,867
Speizman Industries Inc. Common Stock 847805108 10 2,000
Sequa Corp. Cl B Common Stock 817320203 60 1,000
Sequa Corp. - CL A Common Stock 817320104 3 60
Sciquest Com Inc Common Stock 80908Q107 28 350
Standard Register Co Common Stock 853887107 5 250
Slippery Rock Finl Corp Common Stock 831471107 12 500
Stericycle Inc Common Stock 858912108 72 3,825
Source Media Inc New Common Stock 836153304 9 500
Sempra Energy Common Stock 816851109 242 13,950
Stoneridge Inc Common Stock 86183P102 2 145
Sensormatic Electronics Corp. Common Stock 817265101 45 2,580
Serena Software Inc Common Stock 817492101 9 300
Sierra Pacific Resources new Common Stock 826428104 331 19,111
Sierra Pacific Power Capt I Preferred Stock 826433203 24 1,000
Stride Rite Corp. Common Stock 863314100 493 75,810
Startek Inc. Common Stock 85569C107 11 315
Service Corp. International Common Stock 817565104 663 95,528
Charles E. Smith Residential Common Stock 832197107 314 8,868
System Software Associates Inc New Common Stock 871839205 1 550
Sunshine Mng & Refining Co Common Stock 867833501 0 264
Smurfit-Stone Container Corp. Common Stock 832727101 409 16,699
Scribe Systems Inc Common Stock 811035104 0 425
SSBH Capital I-7.20% Cum Trust Pfd PFD QTR 30/360 784646200 226 11,150
Sun State Svgs & Ln Assn Common Stock 866876105 0 200
Stewart & Stevenson Common Stock 860342104 213 17,971
Silverstream Software Inc Common Stock 827907106 6 50
Silicon Storage Technology Inc. Common Stock 827057100 76 1,850
Sterling Software Inc. Common Stock 859547101 118 3,750
SPS Technologies Inc. Common Stock 784626103 71 2,230
Staar Surgical Co. Common Stock 852312305 5 500
Austins Steaks & Saloon Inc Common Stock 052482205 11 10,000
Lone Star Steakhouse Saloon Common Stock 542307103 104 11,636
Southeast Banking Corp. Common Stock 841338106 0 200
Shared Technologies Cellular Common Stock 819487109 3 400
Banco Santander Central Hispano ADR 05964H105 7 612
Steris Corp. Common Stock 859152100 178 17,230
Stewart Enterprises CL A Common Stock 860370105 230 48,363
Staff Leasing Inc. Common Stock 852381102 102 10,750
Stamford Intl Inc Common Stock 852902105 614 42,842
Suntrust Banks Inc. Common Stock 867914103 6,336 92,077
St Jude Medical Inc. Common Stock 790849103 1,472 47,952
St. Jude Resource LTD Foreign Stock 79085J100 1 2,000
Storage Technology Corp. Common Stock 862111200 794 43,065
Stolt-Nielson SA ADR ADR 861565109 61 3,500
Steel Dynamics Inc. Common Stock 858119100 32 2,000
Stolt Nielsen SA Ord Common Stock L88742108 50 3,500
Stanley Furniture Co, Common Stock 854305208 590 32,102
Stmicroelectronics NV - NY Shares Foreign Stock 861012102 654 4,319
STM Wireless Inc Cl A Common Stock 784776106 13 2,000
Stamps Com Inc Common Stock 852857101 21 512
Station Casinos Inc. Common Stock 857689103 11 500
Steiner Leisure LTD Common Stock P8744Y102 41 2,450
Startronix Intl Inc-New Common Stock 85568C207 0 25
Questar Corp. Common Stock 748356102 130 8,650
Strayer Education Inc. Common Stock 863236105 1,128 57,125
Starmedia Network Inc Common Stock 855546107 6 150
Star Technologies Inc. Common Stock 855193108 1 3,000
Stratus Properties Inc Common Stock 863167102 0 70
Star Telecommunications inc Common Stock 854923109 51 6,500
Star Scientific Inc Common Stock 85517P101 4 500
State Street Corp. Common Stock 857477103 6,733 92,157
Student Loan Corp. Common Stock 863902102 155 3,100
Shaw Communication 8.45% Ser A PFD PFD QTR 30/360 82028K606 21 1,100
Shaw Communications Inc Pfd 8.50% PFD QTR 30/360 82028K705 55 2,850
Standard Commcl Corp. Common Stock 853258101 14 3,888
Suncor Energy Inc. Foreign Stock 867229106 225 5,400
Suncor Energy Inc PFD Secs PFD QTR 30/360 867229601 124 5,850
Summit Bancorp Common Stock 866005101 1,687 55,101
Sun Bancorp Inc. Common Stock 866634108 4 210
Abbey Natl PLC Perp Sub Cap PFD QTR 30/360 002920502 21 1,000
Southern Union Co New Common Stock 844030106 736 38,486
Sun Communities Inc. Common Stock 866674104 226 7,025
Mens Wearhouse Inc. Common Stock 587118100 16 550
Supra Medical Corp Ec Common Stock 868591108 0 1,000
Sunoco Inc Common Stock 86764P109 88 3,753
Sun Microsystems Inc. Common Stock 866810104 49,791 642,974
Superior Industries Intl Inc. Common Stock 868168105 498 18,590
Supergen Inc. Common Stock 868059106 1 50
Supertex Inc Common Stock 868532102 12 575
Surgical Safety Products Inc. Common Stock 868906108 1 545
Storage USA, Inc. Common Stock 861907103 546 18,066
Susquehanna Bancshares Inc. Common Stock 869099101 643 40,500
Sunstates Corp. Common Stock 86787R108 0 97
Superior Telecom, Inc. Common Stock 868365107 2 99
Superior Tr I Pfd Cv 8.50% PreferdStk Conv 86836P202 19 555
Sunwood Corp. Common Stock 86787K103 0 66
Service Experts Inc Common Stock 817567100 11 1,850
Seven Eleven Japan Ltd ADR 817828205 229 1,449
7-Eleven Inc Common Stock 817826100 18 10,000
Silicon Valley Group, Inc. Common Stock 827066101 57 3,185
Servicemaster Co Common Stock 81760N109 304 24,726
Spectra Vision Inc. Cl B Common Stock 847607108 0 8,050
Sovereign Chemical & Pete Products Inc Common Stock 846036101 0 1,000
Silverleaf Resorts Inc. Common Stock 828395103 7 1,000
FORM 13F Run Date: 02/10/99
-----------------------------
S.E.C. Use Only
-----------------------------
Item 1: Item 6: Item 7: Item 8:
Name of Issuer Investment Discretion Other Voting Authority (Shares)
(a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None
Def Other
- --------------------------------------------------------------------------------------------------------------------------
Sappi Ltd -Sponsered ADR x 0 8,515 0
SPSS Inc. x 0 11,750 0
SPX Corp. x 0 1,769 0
Standard & Poors DEP Receipts x 0 40,867 0
Speizman Industries Inc. x 0 2,000 0
Sequa Corp. Cl B x 0 1,000 0
Sequa Corp. - CL A x 0 60 0
Sciquest Com Inc x 0 350 0
Standard Register Co x 0 250 0
Slippery Rock Finl Corp x 0 500 0
Stericycle Inc x 0 3,825 0
Source Media Inc New x 0 500 0
Sempra Energy x 0 13,950 0
Stoneridge Inc x 0 145 0
Sensormatic Electronics Corp. x 0 2,580 0
Serena Software Inc x 0 300 0
Sierra Pacific Resources new x 0 19,111 0
Sierra Pacific Power Capt I x 0 1,000 0
Stride Rite Corp. x 0 75,810 0
Startek Inc. x 0 315 0
Service Corp. International x 0 95,528 0
Charles E. Smith Residential x 0 8,868 0
System Software Associates Inc New x 0 550 0
Sunshine Mng & Refining Co x 0 264 0
Smurfit-Stone Container Corp. x 0 16,699 0
Scribe Systems Inc x 0 425 0
SSBH Capital I-7.20% Cum Trust Pfd x 0 11,150 0
Sun State Svgs & Ln Assn x 0 200 0
Stewart & Stevenson x 0 17,971 0
Silverstream Software Inc x 0 50 0
Silicon Storage Technology Inc. x 0 1,850 0
Sterling Software Inc. x 0 3,750 0
SPS Technologies Inc. x 0 2,230 0
Staar Surgical Co. x 0 500 0
Austins Steaks & Saloon Inc x 0 10,000 0
Lone Star Steakhouse Saloon x 0 11,636 0
Southeast Banking Corp. x 0 200 0
Shared Technologies Cellular x 0 400 0
Banco Santander Central Hispano x 0 612 0
Steris Corp. x 0 17,230 0
Stewart Enterprises CL A x 0 48,363 0
Staff Leasing Inc. x 0 10,750 0
Stamford Intl Inc x 0 42,842 0
Suntrust Banks Inc. x 0 92,077 0
St Jude Medical Inc. x 0 47,952 0
St. Jude Resource LTD x 0 2,000 0
Storage Technology Corp. x 0 43,065 0
Stolt-Nielson SA ADR x 0 3,500 0
Steel Dynamics Inc. x 0 2,000 0
Stolt Nielsen SA Ord x 0 3,500 0
Stanley Furniture Co, x 0 32,102 0
Stmicroelectronics NV - NY Shares x 0 4,319 0
STM Wireless Inc Cl A x 0 2,000 0
Stamps Com Inc x 0 512 0
Station Casinos Inc. x 0 500 0
Steiner Leisure LTD x 0 2,450 0
Startronix Intl Inc-New x 0 25 0
Questar Corp. x 0 8,650 0
Strayer Education Inc. x 0 57,125 0
Starmedia Network Inc x 0 150 0
Star Technologies Inc. x 0 3,000 0
Stratus Properties Inc x 0 70 0
Star Telecommunications inc x 0 6,500 0
Star Scientific Inc x 0 500 0
State Street Corp. x 0 92,157 0
Student Loan Corp. x 0 3,100 0
Shaw Communication 8.45% Ser A PFD x 0 1,100 0
Shaw Communications Inc Pfd 8.50% x 0 2,850 0
Standard Commcl Corp. x 0 3,888 0
Suncor Energy Inc. x 0 5,400 0
Suncor Energy Inc PFD Secs x 0 5,850 0
Summit Bancorp x 0 55,101 0
Sun Bancorp Inc. x 0 210 0
Abbey Natl PLC Perp Sub Cap x 0 1,000 0
Southern Union Co New x 0 38,486 0
Sun Communities Inc. x 0 7,025 0
Mens Wearhouse Inc. x 0 550 0
Supra Medical Corp Ec x 0 1,000 0
Sunoco Inc x 0 3,753 0
Sun Microsystems Inc. x 0 642,974 0
Superior Industries Intl Inc. x 0 18,590 0
Supergen Inc. x 0 50 0
Supertex Inc x 0 575 0
Surgical Safety Products Inc. x 0 545 0
Storage USA, Inc. x 0 18,066 0
Susquehanna Bancshares Inc. x 0 40,500 0
Sunstates Corp. x 0 97 0
Superior Telecom, Inc. x 0 99 0
Superior Tr I Pfd Cv 8.50% x 0 555 0
Sunwood Corp. x 0 66 0
Service Experts Inc x 0 1,850 0
Seven Eleven Japan Ltd x 0 1,449 0
7-Eleven Inc x 0 10,000 0
Silicon Valley Group, Inc. x 0 3,185 0
Servicemaster Co x 0 24,726 0
Spectra Vision Inc. Cl B x 0 8,050 0
Sovereign Chemical & Pete Products Inc x 0 1,000 0
Silverleaf Resorts Inc. x 0 1,000 0
<PAGE>
FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS)
For Positions Held as of 12/31/999
Item 1: Item 2: Item 3: Item 4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amt.
- -------------------------------------------------------------------------------------------------------------------------
Sovereign Bancorp Inc. Common Stock 845905108 1,007 135,135
Seven Seas Petroleum Corp. Common Stock 817917107 4 2,000
Savoir Technology Group Inc Common Stock 80533W107 4 500
Supervalue Inc. Common Stock 868536103 691 34,556
Southwest Bancorporation of Texas Inc. Common Stock 84476R109 537 27,116
Swift Transportation Co Inc. Common Stock 870756103 54 3,045
Stanley Works Common Stock 854616109 166 5,520
Schweitzer-Mauduit Intl Common Stock 808541106 2 170
Swepco Cap I PFD QTR 30/360 870695202 15 700
Swire Pacific Ltd Sponsored ADR ADR 870794302 4,097 693,821
Softworks Inc Common Stock 83404P102 5 500
Swiss Chalet Inc. Common Stock 870853108 3 400
Southwest Securities Group Inc. Common Stock 845224104 524 19,149
Southwest Gas Corp. Common Stock 844895102 30 1,315
Safeway Inc. Common Stock 786514208 5,198 146,173
Standex Intl Corp. Common Stock 854231107 1 50
Sybron International Corp. Wis Common Stock 87114F106 1,967 79,680
Sybase Inc. Common Stock 871130100 181 10,660
Synagro Technologies Inc New Common Stock 871562203 2 400
Stryker Corp. Common Stock 863667101 1,579 22,675
Sykes Enterprises Inc. Common Stock 871237103 720 16,420
Symantec Corp. Common Stock 871503108 4,387 74,825
Syntroleum Corp Common Stock 871630109 7 800
Syquest Technology Inc. Common Stock 871660106 0 7,700
Systemsoft Corp. Common Stock 871926101 2 22,000
Sysco Corp. Common Stock 871829107 1,539 38,904
Suiza Foods Corp. Common Stock 865077101 1,245 31,430
Suiza Cap Tr II Pfd Tr Cv Secs PreferdStk Conv 86507G408 14 415
AT & T Corp. Common Stock 001957109 29,418 579,670
Taylor Capital Group Inc. Perp Pfd Ser PFD QTR 30/360 876851205 177 7,150
Timecast Corp Common Stock 887324101 0 1,166
Talisman Energy Inc. 9% Pfd PFD QTR 30/360 87425E400 8 400
Transtar Communications Common Stock 89388M999 0 18
TJ International Inc. Tender Offer Common Stock 872534987 21 500
Trakit Corp Common Stock 892888108 0 17
Talbot Bancshares Inc. New Common Stock 874124100 209 3,670
Taco Cabana Inc.orporation Cl A Common Stock 873425102 6 750
Taitron Components Inc. Cl A Common Stock 874028103 20 10,602
Talk.Com Inc. Common Stock 874264104 1,124 63,332
Tal Wireless Networks Inc. Common Stock 872163100 0 11,534
Tubos De Acero De Mexico S A ADR 898592506 149 10,980
Tandy Corp. Common Stock 875382103 1,254 25,504
Tanning Technology Corp Common Stock 87588P101 41 700
Travelers Property Casualty Common Stock 893939108 580 16,920
Travelers P&C Capital I 8.08% PFD QTR 30/360 893931204 214 9,430
Tapistron Intl Inc. Common Stock 876038100 0 800
Telefonica de Argentina S.A. ADR 879378206 805 26,080
Tate & Lyle PLC ADRS ADR 876570607 600 22,935
Taylor S Cos Inc Common Stock 876867102 0 100
Tacoma Boat Building Co. New Common Stock 873452304 0 50
Tasty Baking Co. Common Stock 876553306 52 6,182
T B C Corp. Common Stock 872180104 59 9,500
Telebanc Capital Trust II Cum Pfd 9.00 PFD QTR 30/360 87925Y203 643 30,250
Telebanc Financial Corp Common Stock 87925R109 578 22,245
Telecominicaoes Brasileiras SA ADR ADR 879287308 5,583 43,445
Timberland Co Common Stock 887100105 726 13,735
Telebras - Spon ADR ADR 879287100 0 4,742
TCF Financial Corp. Common Stock 872275102 74 2,988
Trammell Crow Co Common Stock 89288R106 33 2,870
Consolidated Companies Common Stock 208915108 0 200
F A Tucker Group Inc Common Stock 302396106 0 1,400
Transcanada Cap PFD QTR 30/360 893525204 9 400
Techniclone International Common Stock 878517309 38 72,425
Taubman Centers, Inc. Common Stock 876664103 27 2,500
Telesp Celular Participa- ADR ADR 87952L108 14 330
Cornerstone Realty Income Common Stock 21922V102 0 1
Telecentro Sul Participa - ADR ADR 879239101 171 1,880
TCSI Corp. Common Stock 87233R106 2 500
The Town and Country Trust Common Stock 892081100 330 18,377
Talk City Inc Common Stock 874263106 52 2,000
Toronto Dominion Bank Common Stock 891160509 51 1,900
Templeton Dragon Fund Inc. MutualFdEqClose 88018T101 125 12,693
TDK Corp. - Spon ADR ADR 872351408 311 2,300
Telephone & Data Systems, Inc. Common Stock 879433100 314 2,490
3D Systems Corp. New Common Stock 88554D205 44 5,200
TDS Capital I-8.50% Trust Originated PFD QTR 30/360 87235W202 11 500
TDS Capital II 8.04% Trust Org PFD PFD QTR 30/360 87235R203 62 3,100
TCW/DW Term Trust 2000 Shs Common Stock 87234V106 19 2,000
Tidewater Inc. Common Stock 886423102 2,279 63,307
Teledyne Technologies Inc Common Stock 879360105 3 269
Teco Energy Inc. Common Stock 872375100 506 27,257
Templeton Emerging Markets Common Stock 880190103 67 5,750
Commercial Intertech Corp. Common Stock 201709102 45 3,500
Tech Data Corp. Common Stock 878237106 536 19,760
Techne Corp. Common Stock 878377100 29 525
Tecumseh Producs CO CL A Common Stock 878895200 2,026 42,930
Tecumseh Products Co-CL B Common Stock 878895101 2 40
Toledo Edison Co Preferred Stock 889175774 30 1,200
Toledo Edison Co 4.56% Pfd PFD QTR 30/360 889175402 21 350
Toledo Edison Co PFD QTR 30/360 889175709 10 100
Toledo Edison Co. - 4.25% Pfd PFD QTR 30/360 889175303 69 1,250
National Golf Properties Inc. Common Stock 63623G109 448 22,666
Telefonica De Espana SA Spons ADR ADR 879382208 1,139 14,451
Tektronix Inc. Common Stock 879131100 140 3,600
Televideo Inc Common Stock 879913200 0 125
Tenneco Automotive Inc Common Stock 880349105 50 5,348
Tennessee Valley Authority QIDS Ser A PFD QTR 30/360 880591102 143 5,840
Telecom Argentina Sa Adr 1 Adr Reps 10 ADR 879273209 3,958 115,550
FORM 13F Run Date: 02/10/99
-----------------------------
S.E.C. Use Only
-----------------------------
Item 1: Item 6: Item 7: Item 8:
Name of Issuer Investment Discretion Other Voting Authority (Shares)
(a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None
Def Other
- --------------------------------------------------------------------------------------------------------------------------
Sovereign Bancorp Inc. x 0 135,135 0
Seven Seas Petroleum Corp. x 0 2,000 0
Savoir Technology Group Inc x 0 500 0
Supervalue Inc. x 0 34,556 0
Southwest Bancorporation of Texas Inc. x 0 27,116 0
Swift Transportation Co Inc. x 0 3,045 0
Stanley Works x 0 5,520 0
Schweitzer-Mauduit Intl x 0 170 0
Swepco Cap I x 0 700 0
Swire Pacific Ltd Sponsored ADR x 0 693,821 0
Softworks Inc x 0 500 0
Swiss Chalet Inc. x 0 400 0
Southwest Securities Group Inc. x 0 19,149 0
Southwest Gas Corp. x 0 1,315 0
Safeway Inc. x 0 146,173 0
Standex Intl Corp. x 0 50 0
Sybron International Corp. Wis x 0 79,680 0
Sybase Inc. x 0 10,660 0
Synagro Technologies Inc New x 0 400 0
Stryker Corp. x 0 22,675 0
Sykes Enterprises Inc. x 0 16,420 0
Symantec Corp. x 0 74,825 0
Syntroleum Corp x 0 800 0
Syquest Technology Inc. x 0 7,700 0
Systemsoft Corp. x 0 22,000 0
Sysco Corp. x 0 38,904 0
Suiza Foods Corp. x 0 31,430 0
Suiza Cap Tr II Pfd Tr Cv Secs x 0 415 0
AT & T Corp. x 0 579,670 0
Taylor Capital Group Inc. Perp Pfd Ser x 0 7,150 0
Timecast Corp x 0 1,166 0
Talisman Energy Inc. 9% Pfd x 0 400 0
Transtar Communications x 0 18 0
TJ International Inc. Tender Offer x 0 500 0
Trakit Corp x 0 17 0
Talbot Bancshares Inc. New x 0 3,670 0
Taco Cabana Inc.orporation Cl A x 0 750 0
Taitron Components Inc. Cl A x 0 10,602 0
Talk.Com Inc. x 0 63,332 0
Tal Wireless Networks Inc. x 0 11,534 0
Tubos De Acero De Mexico S A x 0 10,980 0
Tandy Corp. x 0 25,504 0
Tanning Technology Corp x 0 700 0
Travelers Property Casualty x 0 16,920 0
Travelers P&C Capital I 8.08% x 0 9,430 0
Tapistron Intl Inc. x 0 800 0
Telefonica de Argentina S.A. x 0 26,080 0
Tate & Lyle PLC ADRS x 0 22,935 0
Taylor S Cos Inc x 0 100 0
Tacoma Boat Building Co. New x 0 50 0
Tasty Baking Co. x 0 6,182 0
T B C Corp. x 0 9,500 0
Telebanc Capital Trust II Cum Pfd 9.00 x 0 30,250 0
Telebanc Financial Corp x 0 22,245 0
Telecominicaoes Brasileiras SA ADR x 0 43,445 0
Timberland Co x 0 13,735 0
Telebras - Spon ADR x 0 4,742 0
TCF Financial Corp. x 0 2,988 0
Trammell Crow Co x 0 2,870 0
Consolidated Companies x 0 200 0
F A Tucker Group Inc x 0 1,400 0
Transcanada Cap x 0 400 0
Techniclone International x 0 72,425 0
Taubman Centers, Inc. x 0 2,500 0
Telesp Celular Participa- ADR x 0 330 0
Cornerstone Realty Income x 0 1 0
Telecentro Sul Participa - ADR x 0 1,880 0
TCSI Corp. x 0 500 0
The Town and Country Trust x 0 18,377 0
Talk City Inc x 0 2,000 0
Toronto Dominion Bank x 0 1,900 0
Templeton Dragon Fund Inc. x 0 12,693 0
TDK Corp. - Spon ADR x 0 2,300 0
Telephone & Data Systems, Inc. x 0 2,490 0
3D Systems Corp. New x 0 5,200 0
TDS Capital I-8.50% Trust Originated x 0 500 0
TDS Capital II 8.04% Trust Org PFD x 0 3,100 0
TCW/DW Term Trust 2000 Shs x 0 2,000 0
Tidewater Inc. x 0 63,307 0
Teledyne Technologies Inc x 0 269 0
Teco Energy Inc. x 0 27,257 0
Templeton Emerging Markets x 0 5,750 0
Commercial Intertech Corp. x 0 3,500 0
Tech Data Corp. x 0 19,760 0
Techne Corp. x 0 525 0
Tecumseh Producs CO CL A x 0 42,930 0
Tecumseh Products Co-CL B x 0 40 0
Toledo Edison Co x 0 1,200 0
Toledo Edison Co 4.56% Pfd x 0 350 0
Toledo Edison Co x 0 100 0
Toledo Edison Co. - 4.25% Pfd x 0 1,250 0
National Golf Properties Inc. x 0 22,666 0
Telefonica De Espana SA Spons ADR x 0 14,451 0
Tektronix Inc. x 0 3,600 0
Televideo Inc x 0 125 0
Tenneco Automotive Inc x 0 5,348 0
Tennessee Valley Authority QIDS Ser A x 0 5,840 0
Telecom Argentina Sa Adr 1 Adr Reps 10 x 0 115,550 0
<PAGE>
FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS)
For Positions Held as of 12/31/999
Item 1: Item 2: Item 3: Item 4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amt.
- -------------------------------------------------------------------------------------------------------------------------
Teradyne Inc. Common Stock 880770102 2,245 34,017
Tera Computer Common Stock 88076P108 45 10,000
Terayon Communication Systems Common Stock 880775101 743 11,830
Tesco Corp Foreign Stock 88157K101 16 2,500
Teva Pharmaceutical-SP ADR ADR 881624209 49 680
Terex Corp. Common Stock 880779103 114 4,115
21st Centy Technologies Inc Common Stock 90130C107 13 100,000
TITAN EXPLORATION INC Common Stock 888289105 1 98
Morgan Stanley Municipal Income Trust Common Stock 61745P486 212 27,415
TCI Communic Financing I 8.72% PFD PFD QTR 30/360 872285200 367 14,515
TCI Communications Fing IV 9.72% PFD T PFD QTR 30/360 87228U205 10 390
TCI Communications Financing II 10% PF PFD QTR 30/360 872286208 65 2,533
Telefonica De Argentina SA CL B ORD Foreign Stock P90325104 9 3,000
Telefonos De Mexico S.A. ADR 879403400 8 1,500
Three Five Systems Inc. Common Stock 88554L108 1,063 25,925
24/7 Media Inc Common Stock 901314104 50 880
Teleflex Inc. Common Stock 879369106 9,623 307,303
Tredegar Industries Common Stock 894650100 43 2,100
Tegal Corp Common Stock 879008100 1 100
Templeton Global Governments Common Stock 879929107 192 33,400
Trigon Healthcare Inc. Common Stock 89618L100 187 6,355
Triumph Group Inc. Common Stock 896818101 33 1,350
Thomas Group Inc. Common Stock 884402108 14 1,200
Triangle Bancorp Inc. Common Stock 895835106 466 24,073
Theglobe.Com Inc. Common Stock 88335R101 4 500
Teligent Inc. Cl A Common Stock 87959Y103 201 3,253
Teleglobe Inc Common Stock 87941V100 127 5,612
Georgia Pacific Corp. (Timber Group) Common Stock 373298702 47 1,912
Transportadora Gas Sur - Sponsored ADR ADR 893870204 30 3,300
Tenet Healthcare Corp. Common Stock 88033G100 772 32,858
3do Co Common Stock 88553W105 9 1,000
THQ Inc. Common Stock 872443403 230 9,900
Theragenics Corp. Common Stock 883375107 235 25,975
Todhunter Intl Inc Common Stock 889050100 7 800
Thistle Group Holdings Co Common Stock 88431E103 13 1,870
Tag Heuer International SA Sponsored ADR 873773105 20 1,775
Houston Exploration Company Common Stock 442120101 6 300
Telecom Italia Spa Spon ADR ADR 87927W106 6,780 48,432
Tibco Software Inc Common Stock 88632Q103 46 300
Tice Technology Inc. Common Stock 886337104 0 125
Wts Tice Technology Inc. Common Stock 886337112 0 400
Tiffany & Co New Common Stock 886547108 884 9,910
Titanium Metals Corp. Common Stock 888339108 33 7,380
Temple Inland Inc. Common Stock 879868107 7 100
Tivo Inc Common Stock 888706108 20 600
TJX Companies Inc. Common Stock 872540109 915 44,763
Teekay Shipping Corp. Foreign Stock Y8564W103 4 280
Wts Tekgraf Inc. Common Stock 879102119 3 36,500
Tokio Marine & Fire Ins Ltd ADR 889090403 5,058 85,545
Tekelec Common Stock 879101103 225 10,000
Thermotrex Corp. Common Stock 883666109 8 1,000
Timken Co Common Stock 887389104 185 9,040
Tomkins PLC Sponsored ADR ADR 890030208 2,146 146,085
Transkaryotic Therapies Inc Common Stock 893735100 27 700
Tellabs Inc. Common Stock 879664100 5,765 89,809
Talbots Inc. Common Stock 874161102 4 100
TLC The Laser Center Inc Common Stock 87255E108 8 600
Tele Danmark A/S Spons ADS Rep ADR 879242105 333 8,816
Tilden Associates Inc Common Stock 886749209 3 10,000
Perusahaan Perseroan PT Telekomunkasi ADR 715684106 0 40
Tellus Industries Inc Common Stock 879681203 0 2,000
Talisman Energy Inc Common Stock 87425E103 35 1,371
Telespectrum Worldwide Inc. Common Stock 87951U109 68 9,593
Telxon Corp. Common Stock 879700102 13 800
Today's Man Inc. Common Stock 888910205 17 27,500
Trico Marine Services Inc. Common Stock 896106101 16 2,300
Tremont Advisers Inc -Cl B Common Stock 894729201 1 125
Timberline Software Corp. Common Stock 887134104 327 24,337
Times Mirror Co Cl A New Common Stock 887364107 134 1,994
Ticketmaster Online-City Search Inc. Common Stock 88633P203 12 300
Torchmark Corp. Common Stock 891027104 17 600
Management Network Group Inc Common Stock 561693102 16 500
Thermo Electron Corp. Common Stock 883556102 145 9,687
TMP Worldwide Inc. Common Stock 872941109 899 6,330
TCW/DW Term Trust 2003 Shs Of Common Stock 87234U108 23 2,501
Tumbleweed Communications Corp Common Stock 899690101 59 700
Telefonos De Mexico SA Spons ADR ADR 879403780 6,850 60,885
Tenaga Nasional BHD - Spons ADR ADR 880277108 3 300
Thomas & Betts Corp. Common Stock 884315102 408 12,798
Tanknology-Nde Intl Inc Common Stock 87583E101 0 100
Telenorte Leste Participacoes ADR ADR 879246106 9 350
Terra Nitrogen Co LP Common Stock 881005201 1 200
Technitrol Inc. Common Stock 878555101 96 2,150
True North Communications Inc. Common Stock 897844106 263 5,880
Tnp Enterprises Inc. Common Stock 872594106 1,252 30,350
Tianrong Building Material Holdings Common Stock 886305101 3 13,000
Tanisys Technology Inc. Foreign Stock 875927105 5 17,900
Tokheim Corp. Common Stock 889073102 11 3,100
Tommy Hilfiger Corp. Common Stock G8915Z102 114 4,905
Tomorrows Morning Inc Common Stock 890087109 0 6,000
Too Inc Common Stock 890333107 15 887
Topps Inc. Common Stock 890786106 24 2,300
Tosco Corp. Com New Common Stock 891490302 39 1,425
Total SA Adr ADR 89151E109 6,383 92,180
Total Research Corp Common Stock 891511107 67 8,800
Toups Technology Licensing Inc Common Stock 89155A103 20 50,000
Stratosphere Corp. Common Stock 863106100 0 3,200
Toys 'R' Us Inc. Common Stock 892335100 3,452 241,171
FORM 13F Run Date: 02/10/99
-----------------------------
S.E.C. Use Only
-----------------------------
Item 1: Item 6: Item 7: Item 8:
Name of Issuer Investment Discretion Other Voting Authority (Shares)
(a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None
Def Other
- --------------------------------------------------------------------------------------------------------------------------
Teradyne Inc. x 0 34,017 0
Tera Computer x 0 10,000 0
Terayon Communication Systems x 0 11,830 0
Tesco Corp x 0 2,500 0
Teva Pharmaceutical-SP ADR x 0 680 0
Terex Corp. x 0 4,115 0
21st Centy Technologies Inc x 0 100,000 0
TITAN EXPLORATION INC x 0 98 0
Morgan Stanley Municipal Income Trust x 0 27,415 0
TCI Communic Financing I 8.72% PFD x 0 14,515 0
TCI Communications Fing IV 9.72% PFD T x 0 390 0
TCI Communications Financing II 10% PF x 0 2,533 0
Telefonica De Argentina SA CL B ORD x 0 3,000 0
Telefonos De Mexico S.A. x 0 1,500 0
Three Five Systems Inc. x 0 25,925 0
24/7 Media Inc x 0 880 0
Teleflex Inc. x 0 307,303 0
Tredegar Industries x 0 2,100 0
Tegal Corp x 0 100 0
Templeton Global Governments x 0 33,400 0
Trigon Healthcare Inc. x 0 6,355 0
Triumph Group Inc. x 0 1,350 0
Thomas Group Inc. x 0 1,200 0
Triangle Bancorp Inc. x 0 24,073 0
Theglobe.Com Inc. x 0 500 0
Teligent Inc. Cl A x 0 3,253 0
Teleglobe Inc x 0 5,612 0
Georgia Pacific Corp. (Timber Group) x 0 1,912 0
Transportadora Gas Sur - Sponsored ADR x 0 3,300 0
Tenet Healthcare Corp. x 0 32,858 0
3do Co x 0 1,000 0
THQ Inc. x 0 9,900 0
Theragenics Corp. x 0 25,975 0
Todhunter Intl Inc x 0 800 0
Thistle Group Holdings Co x 0 1,870 0
Tag Heuer International SA Sponsored x 0 1,775 0
Houston Exploration Company x 0 300 0
Telecom Italia Spa Spon ADR x 0 48,432 0
Tibco Software Inc x 0 300 0
Tice Technology Inc. x 0 125 0
Wts Tice Technology Inc. x 0 400 0
Tiffany & Co New x 0 9,910 0
Titanium Metals Corp. x 0 7,380 0
Temple Inland Inc. x 0 100 0
Tivo Inc x 0 600 0
TJX Companies Inc. x 0 44,763 0
Teekay Shipping Corp. x 0 280 0
Wts Tekgraf Inc. x 0 36,500 0
Tokio Marine & Fire Ins Ltd x 0 85,545 0
Tekelec x 0 10,000 0
Thermotrex Corp. x 0 1,000 0
Timken Co x 0 9,040 0
Tomkins PLC Sponsored ADR x 0 146,085 0
Transkaryotic Therapies Inc x 0 700 0
Tellabs Inc. x 0 89,809 0
Talbots Inc. x 0 100 0
TLC The Laser Center Inc x 0 600 0
Tele Danmark A/S Spons ADS Rep x 0 8,816 0
Tilden Associates Inc x 0 10,000 0
Perusahaan Perseroan PT Telekomunkasi x 0 40 0
Tellus Industries Inc x 0 2,000 0
Talisman Energy Inc x 0 1,371 0
Telespectrum Worldwide Inc. x 0 9,593 0
Telxon Corp. x 0 800 0
Today's Man Inc. x 0 27,500 0
Trico Marine Services Inc. x 0 2,300 0
Tremont Advisers Inc -Cl B x 0 125 0
Timberline Software Corp. x 0 24,337 0
Times Mirror Co Cl A New x 0 1,994 0
Ticketmaster Online-City Search Inc. x 0 300 0
Torchmark Corp. x 0 600 0
Management Network Group Inc x 0 500 0
Thermo Electron Corp. x 0 9,687 0
TMP Worldwide Inc. x 0 6,330 0
TCW/DW Term Trust 2003 Shs Of x 0 2,501 0
Tumbleweed Communications Corp x 0 700 0
Telefonos De Mexico SA Spons ADR x 0 60,885 0
Tenaga Nasional BHD - Spons ADR x 0 300 0
Thomas & Betts Corp. x 0 12,798 0
Tanknology-Nde Intl Inc x 0 100 0
Telenorte Leste Participacoes ADR x 0 350 0
Terra Nitrogen Co LP x 0 200 0
Technitrol Inc. x 0 2,150 0
True North Communications Inc. x 0 5,880 0
Tnp Enterprises Inc. x 0 30,350 0
Tianrong Building Material Holdings x 0 13,000 0
Tanisys Technology Inc. x 0 17,900 0
Tokheim Corp. x 0 3,100 0
Tommy Hilfiger Corp. x 0 4,905 0
Tomorrows Morning Inc x 0 6,000 0
Too Inc x 0 887 0
Topps Inc. x 0 2,300 0
Tosco Corp. Com New x 0 1,425 0
Total SA Adr x 0 92,180 0
Total Research Corp x 0 8,800 0
Toups Technology Licensing Inc x 0 50,000 0
Stratosphere Corp. x 0 3,200 0
Toys 'R' Us Inc. x 0 241,171 0
<PAGE>
FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS)
For Positions Held as of 12/31/999
Item 1: Item 2: Item 3: Item 4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amt.
- -------------------------------------------------------------------------------------------------------------------------
Toyota Motor Co ADR 892331307 10 100
Tons Of Toys Inc. Com New Common Stock 890318207 0 2
TNT Post Group N.V. - Spon ADR ADR 888742103 68 2,359
Triton Pcs Hldgs Inc Common Stock 89677M106 23 500
P T Tri Polyta Indonesia ADR 69365B109 1 600
Tpi Enterprises Inc Common Stock 872623103 0 200
Texas Pacific Land Trust Common Stock 882610108 40 1,030
Teppco Partners L P Units Rep Lim LTD Part P4 872384102 141 7,300
Triquint Semiconductor Incorporated Common Stock 89674K103 297 2,670
Tootsie Roll Industries Inc. Common Stock 890516107 568 17,238
Track Data Corp. Common Stock 891918104 41 4,000
Tribune Co Common Stock 896047107 1,103 20,040
Trailer Bridge Inc. Common Stock 892782103 1 500
Texas Regional Bancshares Inc. Common Stock 882673106 59 2,050
Tremont Corp. Del Com Par Common Stock 894745207 1 70
Trenwick Group Inc. Common Stock 895290104 3 150
Treasury Intl Inc Common Stock 894641109 3 20,000
Templeton Russia Fund Inc. Common Stock 88022F105 4 200
TRANSATLANTIC HOLDINGS INC Common Stock 893521104 86 1,100
Trident Microsystems, Inc. Common Stock 895919108 3 250
Triad Hospitals Inc. Common Stock 89579K109 10 635
Transcrypt International Inc. Common Stock 89363A101 3 843
Speedway Motorsports Inc. Common Stock 847788106 111 4,000
Total Renal Care Holdings Inc. Common Stock 89151A107 34 5,110
Trimble Nav Ltd Common Stock 896239100 4 200
Trustmark Corp. Common Stock 898402102 86 4,000
Trimeris Inc Common Stock 896263100 21 900
Trinity Industries Inc.-del Common Stock 896522109 2,157 75,835
Transnet Corporation Common Stock 893782102 1 300
Telecentro Oeste Celular Part - ADR ADR 87923P105 0 0
T. Rowe Price Assoc. Inc. Common Stock 741477103 1,787 48,376
Terra Networks S A ADR 88100W103 233 4,250
Torch Energy Royalty Trust Common Stock 891013104 1 200
T R W Inc. Common Stock 872649108 549 10,577
Triarc Companies Inc. Cl A Common Stock 895927101 2 95
Transaction System Architects Inc. Cl Common Stock 893416107 168 5,997
TCI Satellite Entertainment Common Stock 872298104 18 1,154
Tractor Supply Co. Common Stock 892356106 98 6,095
Telesudeste Celular Part- ADR ADR 879252104 1 20
Sabre Group Holdings Inc. Common Stock 785905100 40 788
Teche Holding Co Common Stock 878330109 3 250
Computer Task Group Inc. Common Stock 205477102 2 120
TSL Holdings Inc. Common Stock 872918107 0 1
Taiwan Semiconductor Co. LTD Spons ADR ADR 874039100 91 2,033
Tyson Foods Inc. Common Stock 902494103 2 100
Tesoro Petroleum Corp. Common Stock 881609101 5 425
Telesp Participatoes SA - ADR ADR 87952K100 483 19,755
Telesphere Communications Inc Common Stock 879908101 0 5,000
Transtechnology Corp Common Stock 893889105 9 793
Toro Co Common Stock 891092108 24 650
Autotote Corp - CL A Common Stock 053323101 0 26
Teletech Holdings Inc Common Stock 879939106 17 500
Tritel Inc Common Stock 89675X104 5 150
Thai Fund Inc. MutualFdEqClose 882904105 3 400
Transtexas Gas Corp Common Stock 893895102 0 2,000
Transportation Technologies INDS Inc Common Stock 89388T101 181 10,000
Titan Corp. Common Stock 888266103 275 5,844
Titan Corp. $1.00 Cum Cv Pfd Preferred Stock 888266202 13 400
Titan Pharmaceuticals Inc Del Common Stock 888314101 44 2,320
Thermo Tech Technologies Inc Common Stock 88360H101 2 50,000
Take-Two Interactive software Inc. Common Stock 874054109 4 300
Tultex Corp. Common Stock 899900104 0 3,500
TXU Electric Cap I 8.25% Cum PFD PFD QTR 30/360 87316P209 22 1,025
TXU Electric Capital III 8.00% Cum PF PFD QTR 30/360 87316Q207 118 5,590
Tupperware Corp. Common Stock 899896104 90 5,325
Iturf Inc Common Stock 46575Q100 4 320
Tuscarora Inc. Common Stock 900902107 21 1,740
Tut Systems Common Stock 901103101 11 200
Tuxis Corporation Common Stock 901144105 7 635
Grupo Televisa, S.A. GDS ADR 40049J206 6 90
Tennessee Valley Auth PFD QTR 30/360 880591409 17 800
Tennessee Valley Authority Preferred Stock 880591201 76 3,300
Tennessee Valley Auth PFD QTR 30/360 880591300 107 4,970
Templeton Vietnam Opptys Fund Common Stock 88022J107 51 5,523
TV Guide Inc - Cl A Common Stock 87307Q109 2 50
TVI Corp Common Stock 872916101 23 322,000
Trans World Airlines Common Stock 893349837 8 3,000
Td Waterhouse Grp Inc Foreign Stock 872362108 396 24,062
Titan International Inc. Common Stock 88830M102 80 12,340
Twinlab Corp. Common Stock 901774109 9 1,094
Trans World Music Corp Common Stock 89336Q100 221 21,090
Tower Automotive Inc. Common Stock 891707101 8 500
Crown Castle Intl Corp Common Stock 228227104 177 5,510
Time Warner Telecom Inc Cl A Common Stock 887319101 25 500
Tweeter Home Entmt Group Inc Common Stock 901167106 14 400
Time Warner Inc. Common Stock 887315109 10,516 145,175
Time Warner Capital I-8.875% PFD Trust PFD QTR 30/360 88731G204 127 5,100
Texaco Inc. Common Stock 881694103 6,332 116,583
Tribune Co New Sb Db Exch2%29 PreferdStk Conv 896047305 17 105
Texas Biotech Corp. Common Stock 88221T104 24 3,071
Texaco Capital LLC 6.875% Cum PFD Ser PFDMthly 30/360 P9132Z107 323 16,200
Texaco Capital Llc 6.4% Adj Rt PFDMthly 30/360 P9132Z115 47 2,700
Transwitch Corp. Common Stock 894065101 124 1,712
Totalaxcess.com Inc Common Stock 89151J108 0 2,000
Texas Industries Inc. Common Stock 882491103 3,010 70,710
Texas Instruments Inc. Common Stock 882508104 9,207 95,041
Textron Inc. Common Stock 883203101 479 6,242
Textron Capital I Trust Pfd PFD QTR 30/360 883198202 112 5,200
FORM 13F Run Date: 02/10/99
-----------------------------
S.E.C. Use Only
-----------------------------
Item 1: Item 6: Item 7: Item 8:
Name of Issuer Investment Discretion Other Voting Authority (Shares)
(a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None
Def Other
- --------------------------------------------------------------------------------------------------------------------------
Toyota Motor Co x 0 100 0
Tons Of Toys Inc. Com New x 0 2 0
TNT Post Group N.V. - Spon ADR x 0 2,359 0
Triton Pcs Hldgs Inc x 0 500 0
P T Tri Polyta Indonesia x 0 600 0
Tpi Enterprises Inc x 0 200 0
Texas Pacific Land Trust x 0 1,030 0
Teppco Partners L P Units Rep Lim x 0 7,300 0
Triquint Semiconductor Incorporated x 0 2,670 0
Tootsie Roll Industries Inc. x 0 17,238 0
Track Data Corp. x 0 4,000 0
Tribune Co x 0 20,040 0
Trailer Bridge Inc. x 0 500 0
Texas Regional Bancshares Inc. x 0 2,050 0
Tremont Corp. Del Com Par x 0 70 0
Trenwick Group Inc. x 0 150 0
Treasury Intl Inc x 0 20,000 0
Templeton Russia Fund Inc. x 0 200 0
TRANSATLANTIC HOLDINGS INC x 0 1,100 0
Trident Microsystems, Inc. x 0 250 0
Triad Hospitals Inc. x 0 635 0
Transcrypt International Inc. x 0 843 0
Speedway Motorsports Inc. x 0 4,000 0
Total Renal Care Holdings Inc. x 0 5,110 0
Trimble Nav Ltd x 0 200 0
Trustmark Corp. x 0 4,000 0
Trimeris Inc x 0 900 0
Trinity Industries Inc.-del x 0 75,835 0
Transnet Corporation x 0 300 0
Telecentro Oeste Celular Part - ADR x 0 0 0
T. Rowe Price Assoc. Inc. x 0 48,376 0
Terra Networks S A x 0 4,250 0
Torch Energy Royalty Trust x 0 200 0
T R W Inc. x 0 10,577 0
Triarc Companies Inc. Cl A x 0 95 0
Transaction System Architects Inc. Cl x 0 5,997 0
TCI Satellite Entertainment x 0 1,154 0
Tractor Supply Co. x 0 6,095 0
Telesudeste Celular Part- ADR x 0 20 0
Sabre Group Holdings Inc. x 0 788 0
Teche Holding Co x 0 250 0
Computer Task Group Inc. x 0 120 0
TSL Holdings Inc. x 0 1 0
Taiwan Semiconductor Co. LTD Spons ADR x 0 2,033 0
Tyson Foods Inc. x 0 100 0
Tesoro Petroleum Corp. x 0 425 0
Telesp Participatoes SA - ADR x 0 19,755 0
Telesphere Communications Inc x 0 5,000 0
Transtechnology Corp x 0 793 0
Toro Co x 0 650 0
Autotote Corp - CL A x 0 26 0
Teletech Holdings Inc x 0 500 0
Tritel Inc x 0 150 0
Thai Fund Inc. x 0 400 0
Transtexas Gas Corp x 0 2,000 0
Transportation Technologies INDS Inc x 0 10,000 0
Titan Corp. x 0 5,844 0
Titan Corp. $1.00 Cum Cv Pfd x 0 400 0
Titan Pharmaceuticals Inc Del x 0 2,320 0
Thermo Tech Technologies Inc x 0 50,000 0
Take-Two Interactive software Inc. x 0 300 0
Tultex Corp. x 0 3,500 0
TXU Electric Cap I 8.25% Cum PFD x 0 1,025 0
TXU Electric Capital III 8.00% Cum PF x 0 5,590 0
Tupperware Corp. x 0 5,325 0
Iturf Inc x 0 320 0
Tuscarora Inc. x 0 1,740 0
Tut Systems x 0 200 0
Tuxis Corporation x 0 635 0
Grupo Televisa, S.A. GDS x 0 90 0
Tennessee Valley Auth x 0 800 0
Tennessee Valley Authority x 0 3,300 0
Tennessee Valley Auth x 0 4,970 0
Templeton Vietnam Opptys Fund x 0 5,523 0
TV Guide Inc - Cl A x 0 50 0
TVI Corp x 0 322,000 0
Trans World Airlines x 0 3,000 0
Td Waterhouse Grp Inc x 0 24,062 0
Titan International Inc. x 0 12,340 0
Twinlab Corp. x 0 1,094 0
Trans World Music Corp x 0 21,090 0
Tower Automotive Inc. x 0 500 0
Crown Castle Intl Corp x 0 5,510 0
Time Warner Telecom Inc Cl A x 0 500 0
Tweeter Home Entmt Group Inc x 0 400 0
Time Warner Inc. x 0 145,175 0
Time Warner Capital I-8.875% PFD Trust x 0 5,100 0
Texaco Inc. x 0 116,583 0
Tribune Co New Sb Db Exch2%29 x 0 105 0
Texas Biotech Corp. x 0 3,071 0
Texaco Capital LLC 6.875% Cum PFD Ser x 0 16,200 0
Texaco Capital Llc 6.4% Adj Rt x 0 2,700 0
Transwitch Corp. x 0 1,712 0
Totalaxcess.com Inc x 0 2,000 0
Texas Industries Inc. x 0 70,710 0
Texas Instruments Inc. x 0 95,041 0
Textron Inc. x 0 6,242 0
Textron Capital I Trust Pfd x 0 5,200 0
<PAGE>
FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS)
For Positions Held as of 12/31/999
Item 1: Item 2: Item 3: Item 4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amt.
- -------------------------------------------------------------------------------------------------------------------------
Texas Utilities Co. Common Stock 882848104 1,442 40,552
Txu Capital Trust Ii PFD QTR 30/360 90210S204 38 1,500
Tri-Continental MutualFdEqClose 895436103 166 5,963
Tri-continental Corp. Preferred Stock 895436202 7 200
Tyco International LTD Foreign Stock 902124106 14,249 366,529
Taylor Nelson Sofres PLC Common Stock G8693M109 441 100,000
Taiyo Yuden Ltd ADR 874047202 86 365
The Taiwan Equity Fund Inc Common Stock 874031107 84 5,000
Trizec Hahn Corp. Foreign Stock 896938107 51 3,025
US Air Group Common Stock 911905107 154 4,807
U A L Corp. Common Stock 902549500 49 633
UAL Corp. 12 1/4% Depository Preferred Stock 902549708 30 1,000
Ual Corp Capital Tr 13.25 PFD QTR 30/360 90254Y208 11 400
United Asset Management Corp. Common Stock 909420101 593 31,965
Usasurance Group Inc Common Stock 91729N108 1 2,000
Unionbancal Corp Common Stock 908906100 33 835
U.S. Bancorp Inc. Common Stock 917292104 105 8,925
U S Bancorp Cap Tr I 8.45% Gtd PFD QTR 30/360 91729W207 30 1,500
Unibanco-Uniao De Barcos ADR 90458E107 217 7,215
You Bet International Inc. Common Stock 987413101 23 5,400
UBID Inc. Common Stock 903469104 6 211
Union Bankshares Corp. VA Common Stock 905399101 39 2,664
United Bankshares Inc. W Va Common Stock 909907107 407 17,044
Auctionanything Com Inc. Common Stock 05068N107 0 1,000
United Companies Financial Common Stock 909870107 0 2,900
United Cmnty Financial Corp. Common Stock 909839102 3 300
Unocal Corp. Common Stock 915289102 1,552 46,235
Unicom Corp. Common Stock 904911104 367 10,943
Unitedglobalcom Common Stock 913247508 212 3,000
Unicapital Corp Common Stock 90459D108 18 5,000
Ucar International Inc. Common Stock 90262K109 10 570
Utilicorp United Inc. Common Stock 918005109 232 11,958
Utilicorp Capital LP 8.875% PFD QTR 30/360 91800E209 57 2,500
United Dominion Inds Ltd Common Stock 909914103 115 5,745
United Dominion Realty Trust Common Stock 910197102 747 75,605
United Dominion Realty Trust PFD QTR 30/360 910197300 41 2,300
United Dominion Realty Trust Preferred Stock 910197201 25 1,300
Ultramar Diamond Shamrock Corp. Common Stock 904000106 6 261
Union Electric Co 4.50$ PFD PFD QTR 30/360 906548508 12 200
Unifab International Inc. Common Stock 90467L100 16 2,900
Universal Foods Corp. Common Stock 913538104 127 6,220
Unifi Inc. Common Stock 904677101 19 1,575
U.S. Foodservice Common Stock 90331R101 161 9,610
UGI Corp. Hldg Co Common Stock 902681105 83 4,077
U S HOME Corp. NEW Common Stock 911920106 12 486
Amerco Common Stock 023586100 20 800
Universal Health Common Stock 913903100 43 1,200
United Industrial Corp Common Stock 910671106 28 3,000
United Illuminating Co Common Stock 910637107 385 7,501
United Capital Funding Partnership LP PFDMthly 30/360 90978X205 523 21,300
Unisys Corp. Common Stock 909214108 1,793 56,151
Union Carbide Corp. Common Stock 905581104 264 3,948
Unilever PLC ADR 904767704 3,605 118,936
Ultimate Software Group Inc Common Stock 90385D107 10 800
MediaOne Group Inc. Common Stock 58440J104 5,726 74,550
Mediaone Finance Tr III PFD 9.04 12313 PFD QTR 30/360 584458202 53 2,100
United Mobile Homes Inc. Common Stock 911024107 78 9,400
Unilever N V Common Stock 904784709 1,106 20,319
Unova Inc. Common Stock 91529B106 90 6,959
United National Bancorp - N J Common Stock 910909100 3 116
United Diagnostic Inc Common Stock 910192103 0 2
Unify Corp Common Stock 904743101 136 4,970
United Healthcare Corp. Common Stock 910581107 1,418 26,684
Unitrin Inc. Common Stock 913275103 19 500
Unumprovident Corp. Common Stock 91529Y106 2,164 67,494
Union National Bancorp Common Stock 907103105 27 984
Union Pacific Corp. Common Stock 907818108 1,080 24,747
Unisource Energy Corp. Common Stock 909205106 10 920
First United Bancshares Inc. Common Stock 33741E104 839 62,754
Union Planters Corp. Common Stock 908068109 1,771 44,907
United Pan-Europe Com - Spon ADR ADR 911300200 622 4,882
Upm Kymmene Corp ADR 915436109 57 1,327
Union Pacific Resources Group Inc. Common Stock 907834105 265 20,787
United Parcel Service Inc Common Stock 911312106 2,143 31,051
Uniquest Inc. Common Stock 90915Q107 0 320
Urban Outfitters Inc Common Stock 917047102 123 4,240
United Resources Inc- Fla Common Stock 911378107 0 17
United Rentals Inc. Common Stock 911363109 2,654 154,967
Uromed Corp New Common Stock 917274300 5 5,000
USA Networks Inc. Common Stock 902984103 844 15,280
Universal Stainless & Alloy Common Stock 913837100 99 14,665
U.S. Bancorp Common Stock 902973106 265 11,109
US Can Corp. Common Stock 90328W105 3 140
USFreightways Corp. Common Stock 916906100 19 405
USG Corp. Common Stock 903293405 344 7,310
US Home & Garden Inc. Common Stock 902939107 97 34,500
U.S. Industries, Inc. Common Stock 912080108 214 15,254
U S Interactive Inc Common Stock 90334M109 95 2,218
US Internetworking Inc. Common Stock 917311805 2,109 30,185
U S Liquids Inc Common Stock 902974104 101 12,000
United States Lime & Minerals Common Stock 911922102 70 10,000
United States Cellular Corp. Common Stock 911684108 40 400
Usn Communications Inc Common Stock 90336N204 0 350
US Oncology Inc Common Stock 90338W103 75 15,250
U S Plastic Lmbr Corp Common Stock 902948108 112 14,550
U S T Inc. Common Stock 902911106 852 33,806
UST Corp. Common Stock 902900109 73 2,305
United Stationers Inc Common Stock 913004107 500 17,510
FORM 13F Run Date: 02/10/99
-----------------------------
S.E.C. Use Only
-----------------------------
Item 1: Item 6: Item 7: Item 8:
Name of Issuer Investment Discretion Other Voting Authority (Shares)
(a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None
Def Other
- --------------------------------------------------------------------------------------------------------------------------
Texas Utilities Co. x 0 40,552 0
Txu Capital Trust Ii x 0 1,500 0
Tri-Continental x 0 5,963 0
Tri-continental Corp. x 0 200 0
Tyco International LTD x 0 366,529 0
Taylor Nelson Sofres PLC x 0 100,000 0
Taiyo Yuden Ltd x 0 365 0
The Taiwan Equity Fund Inc x 0 5,000 0
Trizec Hahn Corp. x 0 3,025 0
US Air Group x 0 4,807 0
U A L Corp. x 0 633 0
UAL Corp. 12 1/4% Depository x 0 1,000 0
Ual Corp Capital Tr 13.25 x 0 400 0
United Asset Management Corp. x 0 31,965 0
Usasurance Group Inc x 0 2,000 0
Unionbancal Corp x 0 835 0
U.S. Bancorp Inc. x 0 8,925 0
U S Bancorp Cap Tr I 8.45% Gtd x 0 1,500 0
Unibanco-Uniao De Barcos x 0 7,215 0
You Bet International Inc. x 0 5,400 0
UBID Inc. x 0 211 0
Union Bankshares Corp. VA x 0 2,664 0
United Bankshares Inc. W Va x 0 17,044 0
Auctionanything Com Inc. x 0 1,000 0
United Companies Financial x 0 2,900 0
United Cmnty Financial Corp. x 0 300 0
Unocal Corp. x 0 46,235 0
Unicom Corp. x 0 10,943 0
Unitedglobalcom x 0 3,000 0
Unicapital Corp x 0 5,000 0
Ucar International Inc. x 0 570 0
Utilicorp United Inc. x 0 11,958 0
Utilicorp Capital LP 8.875% x 0 2,500 0
United Dominion Inds Ltd x 0 5,745 0
United Dominion Realty Trust x 0 75,605 0
United Dominion Realty Trust x 0 2,300 0
United Dominion Realty Trust x 0 1,300 0
Ultramar Diamond Shamrock Corp. x 0 261 0
Union Electric Co 4.50$ PFD x 0 200 0
Unifab International Inc. x 0 2,900 0
Universal Foods Corp. x 0 6,220 0
Unifi Inc. x 0 1,575 0
U.S. Foodservice x 0 9,610 0
UGI Corp. Hldg Co x 0 4,077 0
U S HOME Corp. NEW x 0 486 0
Amerco x 0 800 0
Universal Health x 0 1,200 0
United Industrial Corp x 0 3,000 0
United Illuminating Co x 0 7,501 0
United Capital Funding Partnership LP x 0 21,300 0
Unisys Corp. x 0 56,151 0
Union Carbide Corp. x 0 3,948 0
Unilever PLC x 0 118,936 0
Ultimate Software Group Inc x 0 800 0
MediaOne Group Inc. x 0 74,550 0
Mediaone Finance Tr III PFD 9.04 12313 x 0 2,100 0
United Mobile Homes Inc. x 0 9,400 0
Unilever N V x 0 20,319 0
Unova Inc. x 0 6,959 0
United National Bancorp - N J x 0 116 0
United Diagnostic Inc x 0 2 0
Unify Corp x 0 4,970 0
United Healthcare Corp. x 0 26,684 0
Unitrin Inc. x 0 500 0
Unumprovident Corp. x 0 67,494 0
Union National Bancorp x 0 984 0
Union Pacific Corp. x 0 24,747 0
Unisource Energy Corp. x 0 920 0
First United Bancshares Inc. x 0 62,754 0
Union Planters Corp. x 0 44,907 0
United Pan-Europe Com - Spon ADR x 0 4,882 0
Upm Kymmene Corp x 0 1,327 0
Union Pacific Resources Group Inc. x 0 20,787 0
United Parcel Service Inc x 0 31,051 0
Uniquest Inc. x 0 320 0
Urban Outfitters Inc x 0 4,240 0
United Resources Inc- Fla x 0 17 0
United Rentals Inc. x 0 154,967 0
Uromed Corp New x 0 5,000 0
USA Networks Inc. x 0 15,280 0
Universal Stainless & Alloy x 0 14,665 0
U.S. Bancorp x 0 11,109 0
US Can Corp. x 0 140 0
USFreightways Corp. x 0 405 0
USG Corp. x 0 7,310 0
US Home & Garden Inc. x 0 34,500 0
U.S. Industries, Inc. x 0 15,254 0
U S Interactive Inc x 0 2,218 0
US Internetworking Inc. x 0 30,185 0
U S Liquids Inc x 0 12,000 0
United States Lime & Minerals x 0 10,000 0
United States Cellular Corp. x 0 400 0
Usn Communications Inc x 0 350 0
US Oncology Inc x 0 15,250 0
U S Plastic Lmbr Corp x 0 14,550 0
U S T Inc. x 0 33,806 0
UST Corp. x 0 2,305 0
United Stationers Inc x 0 17,510 0
<PAGE>
FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS)
For Positions Held as of 12/31/999
Item 1: Item 2: Item 3: Item 4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amt.
- -------------------------------------------------------------------------------------------------------------------------
USEC Inc Common Stock 90333E108 12 1,700
U S Restaurants PPtys Inc. Common Stock 902971100 9 600
U.S. West Inc. Common Stock 91273H101 10,380 144,167
Usweb Corp. Common Stock 917327108 725 16,323
US Wats Inc. Common Stock 90337P109 5 2,000
USX-Marathan Group 6 1/2 PFD Preferred Stock 902905819 4 100
U.S. Trust Corp. New Common Stock 91288L105 145 1,810
Utah Clay Technology Inc Common Stock 917342107 1 2,000
Ultratech Stepper Inc. Common Stock 904034105 18 1,100
Unitil Corp. Common Stock 913259107 89 2,500
Utah Medical Products Common Stock 917488108 1 100
United Textiles & Toys Corp. Common Stock 913071106 0 60
United Technologies Corp. Common Stock 913017109 4,215 64,839
Uniview Technologies Corp. Common Stock 915282206 120 25,600
Univision Communications Inc Common Stock 914906102 809 7,921
Universal Corp. Common Stock 913456109 34 1,500
United Water Resources Inc. Common Stock 913190104 66 1,925
Viasoft Inc Common Stock 92552U995 2 200
Vanderbilt Gold Corp. Common Stock 921786109 0 700
The Valspar Corp. Common Stock 920355104 9,794 233,894
Vanter Inc. Common Stock 922089107 0 3,000
Varian Medical Systems Inc Common Stock 92220P105 39 1,295
Varian Inc Common Stock 922206107 19 830
VARI-L COMPANY INC Common Stock 922150107 142 4,150
Varitronix International LTD - SP ADR ADR 92224Q109 8 700
Vasomedical Inc Common Stock 922321104 2 1,550
Vencor Inc. Common Stock 92260R102 0 95
Veterinary Centers Of America Common Stock 925514101 54 4,200
Value City Department Stores Inc Common Stock 920387107 5 300
Valassis Communications Inc. Common Stock 918866104 619 14,646
Visual Data Corp Common Stock 928428200 2 200
Virtual Sellers Com Inc Common Stock 92825Y105 101 75,000
Veba Ag - Spon ADR ADR 92239H102 22 430
Veeco Instruments Inc Common Stock 922417100 150 3,203
Virgina Elec & Power Co 1998 Ser A PFD QTR 30/360 927804617 40 1,935
Virginia Power Capital Trust Preferred Stock 928082205 118 5,450
Veramark Technologies Inc Common Stock 923351100 27 2,200
Verticalnet Inc. Common Stock 92532L107 583 3,555
V F Corp. Common Stock 918204108 756 25,185
Visible Genetics Inc Common Stock 92829S104 6 200
Van Kampen Merritt Trust For Common Stock 920929106 124 9,550
Vista Gold Corp. Foreign Stock 927926105 1 10,000
Viacom Inc Class A Common Stock 925524100 292 4,837
Viacom Inc Class B Common Stock 925524308 8,456 139,920
Viant Corp Common Stock 92553N107 42 425
Awg Ltd Common Stock 00244W105 0 750
Vintage Group Inc New Common Stock 927458208 0 134
Open Jt Stk Co Vimpel ADR 68370R109 13 300
Virco Manufacturing Corporation Common Stock 927651109 9 700
Visx Inc Del Common Stock 92844S105 1,433 27,697
Van Kampen American Capital Common Stock 920911104 5 1,000
Vitria Technology Common Stock 92849Q104 94 400
Vixel Corp Del Common Stock 928552108 14 800
Vickers PLC-ADR ADR 925669202 0 1,725
Vlasic Foods International Common Stock 928559103 8 1,320
Knightsbridge Tankers Ltd Common Stock G5299G106 47 3,500
Volkswagen AG - Sponsored ADR ADR 928662303 45 3,988
Valero Energy Corp. Common Stock 91913Y100 363 18,270
Veltex Corp Common Stock 922576103 7 25,000
Valley National Bancorp Common Stock 919794107 27 959
Vulcan Materials Co Common Stock 929160109 356 8,910
Video Network Communications Inc Common Stock 92656N103 0 142
Van Kampen Merritt Muni Tr Common Stock 920922101 7 529
Vornado Realty Trust Common Shares Common Stock 929042109 10 300
VORNADO REALTY TRUST CONV PFD Preferred Stock 929042208 15 325
Compania Anonima Telef De Ven-ADR ADR 204421101 2,553 103,680
The Seagram Co Ltd Common Stock 811850106 87 1,925
Vodafone Airtouch PLC-Sponsored ADR ADR 92857T107 4,608 93,085
Volvo Aktiebolaget ADR 928856400 106 4,200
V-ONE Corp. Common Stock 918278102 11 1,800
Vornado Operating Co. Common Stock 92904N103 0 15
Van Kampen Merritt Municipal Common Stock 920944105 9 780
Audiovox Corp. Common Stock 050757103 80 2,645
Seagram Ltd Pfd Adj Cv Sec PreferdStk Conv 811850205 23 500
Virginia Elec & Pwr Co PFD QTR 30/360 927804591 23 1,000
Viropharma Inc. Common Stock 928241108 49 1,320
Vintage Petroleum Inc Common Stock 927460105 38 3,170
VAN KAMPEN MERRITT MUNI TR Common Stock 920924107 17 1,208
Viropro Inc Common Stock 928242106 0 100
Van Kampen Merritt Penn Value Common Stock 92112T108 91 7,700
Valley Res Inc Common Stock 920062106 54 2,411
Varco International Inc Common Stock 922126107 2 200
Vitafort Intl Corp Common Stock 928467307 0 500
Viragen Inc Common Stock 927638106 6 5,000
Vastar Resources Common Stock 922380100 296 5,010
Verio Inc Common Stock 923433106 83 1,800
Verisign Inc. Common Stock 92343E102 817 4,282
Virata Corp Common Stock 927646109 33 1,100
Veritas Software Corp Common Stock 923436109 1,872 13,076
Verity Inc Common Stock 92343C106 2 40
Varian Semiconductor Equip Common Stock 922207105 48 1,420
Vishay Intertechnology Inc. Common Stock 928298108 800 25,302
VSI Enterprises Inc Common Stock 91832B884 0 1,125
Visio Corp. Common Stock 927914101 4 80
Visionamerica Inc Common Stock 92832C104 12 4,000
Voicestream Wireless Corp Common Stock 928615103 1,825 12,825
Vtel Corp Common Stock 918333105 7 2,250
Ventiv Health Inc Common Stock 922793104 196 21,348
FORM 13F Run Date: 02/10/99
-----------------------------
S.E.C. Use Only
-----------------------------
Item 1: Item 6: Item 7: Item 8:
Name of Issuer Investment Discretion Other Voting Authority (Shares)
(a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None
Def Other
- --------------------------------------------------------------------------------------------------------------------------
USEC Inc x 0 1,700 0
U S Restaurants PPtys Inc. x 0 600 0
U.S. West Inc. x 0 144,167 0
Usweb Corp. x 0 16,323 0
US Wats Inc. x 0 2,000 0
USX-Marathan Group 6 1/2 PFD x 0 100 0
U.S. Trust Corp. New x 0 1,810 0
Utah Clay Technology Inc x 0 2,000 0
Ultratech Stepper Inc. x 0 1,100 0
Unitil Corp. x 0 2,500 0
Utah Medical Products x 0 100 0
United Textiles & Toys Corp. x 0 60 0
United Technologies Corp. x 0 64,839 0
Uniview Technologies Corp. x 0 25,600 0
Univision Communications Inc x 0 7,921 0
Universal Corp. x 0 1,500 0
United Water Resources Inc. x 0 1,925 0
Viasoft Inc x 0 200 0
Vanderbilt Gold Corp. x 0 700 0
The Valspar Corp. x 0 233,894 0
Vanter Inc. x 0 3,000 0
Varian Medical Systems Inc x 0 1,295 0
Varian Inc x 0 830 0
VARI-L COMPANY INC x 0 4,150 0
Varitronix International LTD - SP ADR x 0 700 0
Vasomedical Inc x 0 1,550 0
Vencor Inc. x 0 95 0
Veterinary Centers Of America x 0 4,200 0
Value City Department Stores Inc x 0 300 0
Valassis Communications Inc. x 0 14,646 0
Visual Data Corp x 0 200 0
Virtual Sellers Com Inc x 0 75,000 0
Veba Ag - Spon ADR x 0 430 0
Veeco Instruments Inc x 0 3,203 0
Virgina Elec & Power Co 1998 Ser A x 0 1,935 0
Virginia Power Capital Trust x 0 5,450 0
Veramark Technologies Inc x 0 2,200 0
Verticalnet Inc. x 0 3,555 0
V F Corp. x 0 25,185 0
Visible Genetics Inc x 0 200 0
Van Kampen Merritt Trust For x 0 9,550 0
Vista Gold Corp. x 0 10,000 0
Viacom Inc Class A x 0 4,837 0
Viacom Inc Class B x 0 139,920 0
Viant Corp x 0 425 0
Awg Ltd x 0 750 0
Vintage Group Inc New x 0 134 0
Open Jt Stk Co Vimpel x 0 300 0
Virco Manufacturing Corporation x 0 700 0
Visx Inc Del x 0 27,697 0
Van Kampen American Capital x 0 1,000 0
Vitria Technology x 0 400 0
Vixel Corp Del x 0 800 0
Vickers PLC-ADR x 0 1,725 0
Vlasic Foods International x 0 1,320 0
Knightsbridge Tankers Ltd x 0 3,500 0
Volkswagen AG - Sponsored ADR x 0 3,988 0
Valero Energy Corp. x 0 18,270 0
Veltex Corp x 0 25,000 0
Valley National Bancorp x 0 959 0
Vulcan Materials Co x 0 8,910 0
Video Network Communications Inc x 0 142 0
Van Kampen Merritt Muni Tr x 0 529 0
Vornado Realty Trust Common Shares x 0 300 0
VORNADO REALTY TRUST CONV PFD x 0 325 0
Compania Anonima Telef De Ven-ADR x 0 103,680 0
The Seagram Co Ltd x 0 1,925 0
Vodafone Airtouch PLC-Sponsored ADR x 0 93,085 0
Volvo Aktiebolaget x 0 4,200 0
V-ONE Corp. x 0 1,800 0
Vornado Operating Co. x 0 15 0
Van Kampen Merritt Municipal x 0 780 0
Audiovox Corp. x 0 2,645 0
Seagram Ltd Pfd Adj Cv Sec x 0 500 0
Virginia Elec & Pwr Co x 0 1,000 0
Viropharma Inc. x 0 1,320 0
Vintage Petroleum Inc x 0 3,170 0
VAN KAMPEN MERRITT MUNI TR x 0 1,208 0
Viropro Inc x 0 100 0
Van Kampen Merritt Penn Value x 0 7,700 0
Valley Res Inc x 0 2,411 0
Varco International Inc x 0 200 0
Vitafort Intl Corp x 0 500 0
Viragen Inc x 0 5,000 0
Vastar Resources x 0 5,010 0
Verio Inc x 0 1,800 0
Verisign Inc. x 0 4,282 0
Virata Corp x 0 1,100 0
Veritas Software Corp x 0 13,076 0
Verity Inc x 0 40 0
Varian Semiconductor Equip x 0 1,420 0
Vishay Intertechnology Inc. x 0 25,302 0
VSI Enterprises Inc x 0 1,125 0
Visio Corp. x 0 80 0
Visionamerica Inc x 0 4,000 0
Voicestream Wireless Corp x 0 12,825 0
Vtel Corp x 0 2,250 0
Ventiv Health Inc x 0 21,348 0
<PAGE>
FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS)
For Positions Held as of 12/31/999
Item 1: Item 2: Item 3: Item 4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amt.
- -------------------------------------------------------------------------------------------------------------------------
Van Kampen Merritt Tr For Common Stock 920934106 47 3,505
Ventas Inc. Common Stock 92276F100 2 395
Veritas DGC Inc Common Stock 92343P107 46 3,250
Vitesse Semiconductor Corp. Common Stock 928497106 788 15,033
Value Amer Inc Common Stock 92038N102 5 1,000
Vivendi - Sp ADR ADR 92851S105 349 19,400
Viad Corp. Common Stock 92552R109 309 11,097
Viad Corp. 4.75% Pfd Preferred Stock 92552R307 9 175
Vivid Technologies Inc Common Stock 928538107 5 750
Valuevision International Inc. Cl A Common Stock 92047K107 9 165
Vivus Inc Common Stock 928551100 27 8,400
Vaxgen Inc Common Stock 922390208 9 500
Viatel Inc. Common Stock 925529208 75 1,400
Westvaco Corp. Common Stock 961548104 49 1,487
Worldcom Inc-GA-Conv Pfd Ser B Preferred Stock 98155K508 0 663
Westamerica Bancorp Common Stock 957090103 28 1,000
Warnaco Group Inc Common Stock 934390105 131 10,674
Wade Cook Financial Corp Common Stock 930128103 0 2,000
Walgreen Co Common Stock 931422109 3,629 124,060
Wackenhut Corp. - CL B Common Stock 929794303 186 18,075
Wake Forest Bancshares Inc Common Stock 930888102 69 5,685
Wall Data Inc Common Stock 932045107 5 600
Washington Tr Bancorp Inc Common Stock 940610108 75 4,199
Waters Corp. Common Stock 941848103 14 270
Waverider Communications Common Stock 943570101 68 30,000
Wavo Corporation Common Stock 944027101 59 15,300
Wave Sysems Corp Cl A Common Stock 943526103 19 1,600
Waxman Industries Common Stock 944124106 1 2,100
World Access Inc. Common Stock 98141A101 31 1,600
Wachovia Corp. Common Stock 929771103 4,831 71,043
Del Webb Corp. Common Stock 947423109 30 1,200
Westpac Banking - Spon ADR ADR 961214301 10 300
W Hldg Co Inc Common Stock 929251106 16 1,587
Webster Financial Corp. Common Stock 947890109 657 27,868
Webvan Group Inc Common Stock 94845V103 17 1,000
Winfield Capital Corp. Common Stock 973859101 6 150
Wesco Intl Inc Common Stock 95082P105 16 1,800
Willis Corroon Group Plc ADR 970624201 0 500
Williams Communications Group Common Stock 969455104 61 2,100
Winstar Communications Inc Common Stock 975515107 1,275 17,023
Wisconsin Central Common Stock 976592105 67 5,015
MCI WorldCom Inc. Common Stock 55268B106 63,997 1,206,053
Warner Chilcott Plc ADR 934435207 7 700
Wallace Computer Services Inc. Common Stock 932270101 442 26,615
Wordcruncher Internet Tech Common Stock 98136C104 9 1,500
Western Digital Corp. Common Stock 958102105 226 54,040
Worldcorp Inc Common Stock 981904105 0 2,000
WD-40 Co. Common Stock 929236107 341 15,400
Woodhead Industries Inc Common Stock 979438108 128 11,000
Walden Residential Properties Inc. Common Stock 931210108 97 4,500
Waddell & Reed Financial - A Common Stock 930059100 1 34
Waddell & Reed Finl Inc Common Stock 930059209 4 146
Coinmach Laundry Corp Common Stock 19259L101 35 3,250
Westfield America Inc. Common Stock 959910100 6 500
Webb Interactive Services Common Stock 94748P104 46 2,000
Webtrends Corp Common Stock 94844D104 122 1,500
Wisconsin Energy Power Common Stock 976657106 173 8,971
WEC CAP TR I TR PFD SECS 6.85% PFD QTR 30/360 92923G204 12 600
Wendy's International Inc Common Stock 950590109 957 46,396
Wendys Financing I 5% Ser A Preferred Stock 950588202 5 100
Wells Fargo Company Common Stock 949746101 12,621 312,102
Wells Fargo & Co New PFD QTR 30/360 949746200 4 100
Whole Foods Market Inc Common Stock 966837106 319 6,875
Memc Electronic Materials Inc. Common Stock 552715104 13 1,100
Washington Federal Inc. Common Stock 938824109 724 36,662
Weatherford International Inc New Common Stock 947074100 821 20,547
Willbros Group Inc Common Stock 969199108 5 1,000
Worldgate Communications Inc. Common Stock 98156L307 145 3,055
Washington Gas Light Co Common Stock 938837101 690 25,097
Wegener Corp. Common Stock 948585104 2 1,000
Winnebago Industries Common Stock 974637100 68 3,400
Western Gas Resources Inc Common Stock 958259103 2 170
Western Gas Resources, Inc. Preferred Stock 958259202 218 9,490
Western Gas Resources Inc. Conv PFD PreferdStk Conv 958259301 13 500
Whitman Corp Common Stock 96647R107 70 5,239
Wellington Hall Ltdcom New Common Stock 949535207 0 4,000
WHG Bancshares Corp Common Stock 928949106 12 1,600
Washington Homes Inc New Common Stock 938864105 10 2,000
Whittman-Hart Inc Common Stock 966834103 20 380
Whitehall Jewellers Inc Common Stock 965063100 28 750
Whirlpool Corp Common Stock 963320106 1,323 20,340
WHX Corp. Common Stock 929248102 1 106
Wicor Inc Common Stock 929253102 41 1,420
Widcom Inc Common Stock 967569104 0 200
Winn Dixie Stores Common Stock 974280109 139 5,815
Wind River Systems Inc Common Stock 973149107 525 14,275
Whitman Education Group Inc Common Stock 966524100 2 800
Wesley Jessen Visioncare Common Stock 951018100 49 1,300
Wilmington Trust Corp. New Common Stock 971807102 67 1,390
Warner Lambert Co. Common Stock 934488107 12,340 150,597
Wolford AG - Spons ADR ADR 977819101 8 1,000
Willamette Inds Common Stock 969133107 270 5,815
Wellman Inc Common Stock 949702104 10 550
Wilmar Inds Inc Common Stock 971426101 13 725
Wellpoint Health Networks Inc. Common Stock 94973H108 12 181
WLR Foods, Inc. Common Stock 929286102 4 725
Wealthhound.com Common Stock 947005104 3 2,500
Wolverine Tube Inc Common Stock 978093102 3 200
FORM 13F Run Date: 02/10/99
-----------------------------
S.E.C. Use Only
-----------------------------
Item 1: Item 6: Item 7: Item 8:
Name of Issuer Investment Discretion Other Voting Authority (Shares)
(a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None
Def Other
- --------------------------------------------------------------------------------------------------------------------------
Van Kampen Merritt Tr For x 0 3,505 0
Ventas Inc. x 0 395 0
Veritas DGC Inc x 0 3,250 0
Vitesse Semiconductor Corp. x 0 15,033 0
Value Amer Inc x 0 1,000 0
Vivendi - Sp ADR x 0 19,400 0
Viad Corp. x 0 11,097 0
Viad Corp. 4.75% Pfd x 0 175 0
Vivid Technologies Inc x 0 750 0
Valuevision International Inc. Cl A x 0 165 0
Vivus Inc x 0 8,400 0
Vaxgen Inc x 0 500 0
Viatel Inc. x 0 1,400 0
Westvaco Corp. x 0 1,487 0
Worldcom Inc-GA-Conv Pfd Ser B x 0 663 0
Westamerica Bancorp x 0 1,000 0
Warnaco Group Inc x 0 10,674 0
Wade Cook Financial Corp x 0 2,000 0
Walgreen Co x 0 124,060 0
Wackenhut Corp. - CL B x 0 18,075 0
Wake Forest Bancshares Inc x 0 5,685 0
Wall Data Inc x 0 600 0
Washington Tr Bancorp Inc x 0 4,199 0
Waters Corp. x 0 270 0
Waverider Communications x 0 30,000 0
Wavo Corporation x 0 15,300 0
Wave Sysems Corp Cl A x 0 1,600 0
Waxman Industries x 0 2,100 0
World Access Inc. x 0 1,600 0
Wachovia Corp. x 0 71,043 0
Del Webb Corp. x 0 1,200 0
Westpac Banking - Spon ADR x 0 300 0
W Hldg Co Inc x 0 1,587 0
Webster Financial Corp. x 0 27,868 0
Webvan Group Inc x 0 1,000 0
Winfield Capital Corp. x 0 150 0
Wesco Intl Inc x 0 1,800 0
Willis Corroon Group Plc x 0 500 0
Williams Communications Group x 0 2,100 0
Winstar Communications Inc x 0 17,023 0
Wisconsin Central x 0 5,015 0
MCI WorldCom Inc. x 0 1,206,053 0
Warner Chilcott Plc x 0 700 0
Wallace Computer Services Inc. x 0 26,615 0
Wordcruncher Internet Tech x 0 1,500 0
Western Digital Corp. x 0 54,040 0
Worldcorp Inc x 0 2,000 0
WD-40 Co. x 0 15,400 0
Woodhead Industries Inc x 0 11,000 0
Walden Residential Properties Inc. x 0 4,500 0
Waddell & Reed Financial - A x 0 34 0
Waddell & Reed Finl Inc x 0 146 0
Coinmach Laundry Corp x 0 3,250 0
Westfield America Inc. x 0 500 0
Webb Interactive Services x 0 2,000 0
Webtrends Corp x 0 1,500 0
Wisconsin Energy Power x 0 8,971 0
WEC CAP TR I TR PFD SECS 6.85% x 0 600 0
Wendy's International Inc x 0 46,396 0
Wendys Financing I 5% Ser A x 0 100 0
Wells Fargo Company x 0 312,102 0
Wells Fargo & Co New x 0 100 0
Whole Foods Market Inc x 0 6,875 0
Memc Electronic Materials Inc. x 0 1,100 0
Washington Federal Inc. x 0 36,662 0
Weatherford International Inc New x 0 20,547 0
Willbros Group Inc x 0 1,000 0
Worldgate Communications Inc. x 0 3,055 0
Washington Gas Light Co x 0 25,097 0
Wegener Corp. x 0 1,000 0
Winnebago Industries x 0 3,400 0
Western Gas Resources Inc x 0 170 0
Western Gas Resources, Inc. x 0 9,490 0
Western Gas Resources Inc. Conv PFD x 0 500 0
Whitman Corp x 0 5,239 0
Wellington Hall Ltdcom New x 0 4,000 0
WHG Bancshares Corp x 0 1,600 0
Washington Homes Inc New x 0 2,000 0
Whittman-Hart Inc x 0 380 0
Whitehall Jewellers Inc x 0 750 0
Whirlpool Corp x 0 20,340 0
WHX Corp. x 0 106 0
Wicor Inc x 0 1,420 0
Widcom Inc x 0 200 0
Winn Dixie Stores x 0 5,815 0
Wind River Systems Inc x 0 14,275 0
Whitman Education Group Inc x 0 800 0
Wesley Jessen Visioncare x 0 1,300 0
Wilmington Trust Corp. New x 0 1,390 0
Warner Lambert Co. x 0 150,597 0
Wolford AG - Spons ADR x 0 1,000 0
Willamette Inds x 0 5,815 0
Wellman Inc x 0 550 0
Wilmar Inds Inc x 0 725 0
Wellpoint Health Networks Inc. x 0 181 0
WLR Foods, Inc. x 0 725 0
Wealthhound.com x 0 2,500 0
Wolverine Tube Inc x 0 200 0
<PAGE>
FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS)
For Positions Held as of 12/31/999
Item 1: Item 2: Item 3: Item 4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amt.
- -------------------------------------------------------------------------------------------------------------------------
Washington Mutual Inc. Common Stock 939322103 3,903 150,123
Williams Companies Inc Common Stock 969457100 1,009 33,002
WMC Limited ADR ADR 928947100 3 140
Williams Control Inc Common Stock 969465103 2 1,000
Waste Management Inc. Common Stock 94106L109 4,304 250,396
Weis Markets Inc Common Stock 948849104 35 795
WMS Industries Inc. Common Stock 929297109 66 5,000
Wal-Mart Stores Inc. Common Stock 931142103 30,611 442,841
Wynn's International Common Stock 983195108 68 4,800
Wabash National Corp. Common Stock 929566107 8 500
Windmere-Durable Holdings Inc Common Stock 973411101 562 33,075
Winjak Inc Common Stock 974165201 0 375
Westwood One Inc Common Stock 961815107 47 622
Workflow Management Inc. Common Stock 98137N109 34 1,200
Wyman Pk Bancorporation Inc Common Stock 983086109 3 500
Watson Pharmaceuticals Inc Common Stock 942683103 570 15,924
Wpi Group Inc Common Stock 92930K107 8 3,200
White Pine Software Inc Common Stock 964347108 130 5,300
Washington Post- Class B Common Stock 939640108 287 517
WPP Group PLC - Sponsored ADR ADR 929309300 1,571 18,900
W P S Resources Corp. Common Stock 92931B106 660 26,271
WPSR Capital Trust I 7.00% PFD QTR 30/360 92930N200 46 2,300
Westpoint Stevens Inc Cl A Common Stock 961238102 48 2,750
West Penn Pwr Co PFD QTR 30/360 955278825 5 200
Western Resources Inc Common Stock 959425109 82 4,845
Western Resources Capital I PFD QTR 30/360 959423203 78 3,900
World Container Corp Common Stock 981447105 0 950
Washington Real Estate Investors Trust Common Stock 939653101 745 49,643
Weingarten Realty Investors Common Stock 948741103 438 11,260
Waste Recovery Inc. Common Stock 940902109 8 206,520
Work Recovery Inc Common Stock 981370307 0 20
World Acceptance Corporation Common Stock 981419104 23 4,875
Woronco Bancorp Inc Common Stock 981630106 9 950
Weirton Steel Corp. Common Stock 948774104 34 5,000
Wine Society Of America Inc Common Stock 973903206 0 50
Wesbanco Inc Common Stock 950810101 65 2,490
Warwick Community Bancorp Inc Common Stock 936559103 6 540
Wesco Financial Corp. Common Stock 950817106 25 100
Waterside Capital Corp Common Stock 941872103 158 17,325
Wall Street Deli Inc. Common Stock 931904106 2 2,000
Williams Sonoma Inc. Common Stock 969904101 4 85
Watsco Inc Cl A Common Stock 942622200 7 600
West Pharmaceutical Services Common Stock 955306105 105 3,410
Weston Roy F Inc Common Stock 961137106 2 1,000
Westerfed Finl Corp. Common Stock 957550106 40 2,600
Worthington Industry Inc Common Stock 981811102 80 4,800
Whitehall Enterprises Inc Common Stock 965042104 22 290,300
White Mountains Inc Group Ltd Com Common Stock G9618E107 190 1,575
Whitney Holding Corp. Common Stock 966612103 99 2,660
Aquarion Co. Common Stock 03838W101 8 225
Watts Industries Inc Class A Common Stock 942749102 117 7,950
Wet Seal Inc Cl A Common Stock 961840105 130 10,576
Wurlitzer Co Common Stock 982594103 0 100
Wavecom S A ADR 943531103 318 3,355
Western Wireless Corp Cl A Common Stock 95988E204 562 8,422
World Wrestling Fedn Entmt Inc Common Stock 98156Q108 7 400
Waste Industries Inc. Common Stock 941058109 5 400
Wolverine World Wide Common Stock 978097103 15 1,330
W3 Group Inc Preferred Stock 92934W206 9 6,000
Wrigley (WM) Jr Co Common Stock 982526105 279 3,359
Winston Hotels Inc. Common Stock 97563A102 10 1,200
Winston Hotels Inc 9.25% Cum Pfd PFD QTR 30/360 97563A201 7 500
Weyerhaeuser Co. Common Stock 962166104 1,649 22,965
Wyndham Intl Inc Common Stock 983101106 1,295 440,839
USX-U.S. Steel Group Common Stock 90337T101 352 10,662
USX Capital Trust I PreferdStk Conv 90339E201 21 500
Xceed Inc /De Common Stock 98388N105 33 800
XCL LTD Common Stock 983701103 1 3,266
Mphase Technologies Inc Common Stock 62472C102 1 100
XEBEC Common Stock 983889106 0 300
Exigent International Inc. Common Stock 302056106 0 125
Xicor Corp. Common Stock 984903104 7 500
Qiao Xing Universal Telephone Foreign Stock G7303A109 1 50
Xircom Inc Common Stock 983922105 477 6,361
XL Capital Ltd - Class A Common Stock G98255105 187 3,604
Xcelera Com Inc Foreign Stock G31611109 7 50
USX Capital LLC 8.75% Cum PFD Ser A PFDMthly 30/360 P96460103 29 1,200
Sector Spdr Trust Shs Ben Int Energy Common Stock 81369Y506 10 356
Sector Spdr Trust Common Stock 81369Y605 9 399
Sector Spdr Trust Shs Common Stock 81369Y803 676 12,546
Xilinx Inc. Common Stock 983919101 2,480 54,545
Excel Technology Inc. Common Stock 30067T103 61 3,400
Sector Spdr Tr Common Stock 81369Y209 13 425
Sector Spdr Trust Shs Ben Int Common Stock 81369Y407 13 419
Xm Satellite Radio Hldgs Inc Common Stock 983759101 8 200
Exxon Mobil Corp. Common Stock 30231G102 54,388 675,105
Xoma LTD Common Stock G9825R107 65 21,611
Xpedior Inc Common Stock 98413B100 101 3,530
Dentsply International, Inc. Common Stock 249030107 726 30,710
Xerox Corp. Common Stock 984121103 4,631 204,104
Salomon Smith Barney Hldgs Inc. Common Stock 79549B859 45 1,333
Cross Timbers Oil Co Common Stock 227573102 16 1,750
Executone Information Sys Inc Common Stock 301607107 54 9,891
Mediaone Group Inc PreferdStk Conv 58440J500 158 3,300
Cable TV Fund 14-B Units Ltd Prtnrshi LTD Part P1 126922509 0 34
Boston Cap Tax Cr Fd Ltd Ptnr LTD Part P12 100567304 0 600
Cencom Cable Income Ptnrs o2 Common Stock 15131C202 0 2
Century Pension Inc Fd LP XXIV LTD Par LTD Part P4 156658106 0 4
FORM 13F Run Date: 02/10/99
-----------------------------
S.E.C. Use Only
-----------------------------
Item 1: Item 6: Item 7: Item 8:
Name of Issuer Investment Discretion Other Voting Authority (Shares)
(a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None
Def Other
- --------------------------------------------------------------------------------------------------------------------------
Washington Mutual Inc. x 0 150,123 0
Williams Companies Inc x 0 33,002 0
WMC Limited ADR x 0 140 0
Williams Control Inc x 0 1,000 0
Waste Management Inc. x 0 250,396 0
Weis Markets Inc x 0 795 0
WMS Industries Inc. x 0 5,000 0
Wal-Mart Stores Inc. x 0 442,841 0
Wynn's International x 0 4,800 0
Wabash National Corp. x 0 500 0
Windmere-Durable Holdings Inc x 0 33,075 0
Winjak Inc x 0 375 0
Westwood One Inc x 0 622 0
Workflow Management Inc. x 0 1,200 0
Wyman Pk Bancorporation Inc x 0 500 0
Watson Pharmaceuticals Inc x 0 15,924 0
Wpi Group Inc x 0 3,200 0
White Pine Software Inc x 0 5,300 0
Washington Post- Class B x 0 517 0
WPP Group PLC - Sponsored ADR x 0 18,900 0
W P S Resources Corp. x 0 26,271 0
WPSR Capital Trust I 7.00% x 0 2,300 0
Westpoint Stevens Inc Cl A x 0 2,750 0
West Penn Pwr Co x 0 200 0
Western Resources Inc x 0 4,845 0
Western Resources Capital I x 0 3,900 0
World Container Corp x 0 950 0
Washington Real Estate Investors Trust x 0 49,643 0
Weingarten Realty Investors x 0 11,260 0
Waste Recovery Inc. x 0 206,520 0
Work Recovery Inc x 0 20 0
World Acceptance Corporation x 0 4,875 0
Woronco Bancorp Inc x 0 950 0
Weirton Steel Corp. x 0 5,000 0
Wine Society Of America Inc x 0 50 0
Wesbanco Inc x 0 2,490 0
Warwick Community Bancorp Inc x 0 540 0
Wesco Financial Corp. x 0 100 0
Waterside Capital Corp x 0 17,325 0
Wall Street Deli Inc. x 0 2,000 0
Williams Sonoma Inc. x 0 85 0
Watsco Inc Cl A x 0 600 0
West Pharmaceutical Services x 0 3,410 0
Weston Roy F Inc x 0 1,000 0
Westerfed Finl Corp. x 0 2,600 0
Worthington Industry Inc x 0 4,800 0
Whitehall Enterprises Inc x 0 290,300 0
White Mountains Inc Group Ltd Com x 0 1,575 0
Whitney Holding Corp. x 0 2,660 0
Aquarion Co. x 0 225 0
Watts Industries Inc Class A x 0 7,950 0
Wet Seal Inc Cl A x 0 10,576 0
Wurlitzer Co x 0 100 0
Wavecom S A x 0 3,355 0
Western Wireless Corp Cl A x 0 8,422 0
World Wrestling Fedn Entmt Inc x 0 400 0
Waste Industries Inc. x 0 400 0
Wolverine World Wide x 0 1,330 0
W3 Group Inc x 0 6,000 0
Wrigley (WM) Jr Co x 0 3,359 0
Winston Hotels Inc. x 0 1,200 0
Winston Hotels Inc 9.25% Cum Pfd x 0 500 0
Weyerhaeuser Co. x 0 22,965 0
Wyndham Intl Inc x 0 440,839 0
USX-U.S. Steel Group x 0 10,662 0
USX Capital Trust I x 0 500 0
Xceed Inc /De x 0 800 0
XCL LTD x 0 3,266 0
Mphase Technologies Inc x 0 100 0
XEBEC x 0 300 0
Exigent International Inc. x 0 125 0
Xicor Corp. x 0 500 0
Qiao Xing Universal Telephone x 0 50 0
Xircom Inc x 0 6,361 0
XL Capital Ltd - Class A x 0 3,604 0
Xcelera Com Inc x 0 50 0
USX Capital LLC 8.75% Cum PFD Ser A x 0 1,200 0
Sector Spdr Trust Shs Ben Int Energy x 0 356 0
Sector Spdr Trust x 0 399 0
Sector Spdr Trust Shs x 0 12,546 0
Xilinx Inc. x 0 54,545 0
Excel Technology Inc. x 0 3,400 0
Sector Spdr Tr x 0 425 0
Sector Spdr Trust Shs Ben Int x 0 419 0
Xm Satellite Radio Hldgs Inc x 0 200 0
Exxon Mobil Corp. x 0 675,105 0
Xoma LTD x 0 21,611 0
Xpedior Inc x 0 3,530 0
Dentsply International, Inc. x 0 30,710 0
Xerox Corp. x 0 204,104 0
Salomon Smith Barney Hldgs Inc. x 0 1,333 0
Cross Timbers Oil Co x 0 1,750 0
Executone Information Sys Inc x 0 9,891 0
Mediaone Group Inc x 0 3,300 0
Cable TV Fund 14-B Units Ltd Prtnrshi x 0 34 0
Boston Cap Tax Cr Fd Ltd Ptnr x 0 600 0
Cencom Cable Income Ptnrs o2 x 0 2 0
Century Pension Inc Fd LP XXIV LTD Par x 0 4 0
<PAGE>
FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS)
For Positions Held as of 12/31/999
Item 1: Item 2: Item 3: Item 4: Item 5:
Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or
(X $1000) Principal Amt.
- -------------------------------------------------------------------------------------------------------------------------
Jones Growth Partners LP Units LTD LTD Part P4 48020K100 0 16
CNL Income Fund III LTD LTD Part P4 125928879 0 13
CNL Income Fund XVII LTD LTD Part P4 C003445 0 3,000
Consolidated Capital Instl Properties LTD Part P1 208924100 0 24
First Capital Instl Real Estate Ltd LP LTD Part P2 31941R305 0 10
First Cap Instl Real Estate LTD LTD Part P4 31941R404 0 250
Jetstream 01 Common Stock 477187108 0 1,600
Krupp Government Income Trust Common Stock 501118103 25 2,683
Krupp Insd Plus-ii Ltd Partnr LTD Part P4 501125108 0 2,559
Krupp Insd Mtg Ltd Partnership LTD Part P4 501120109 0 3,738
Xybernaut Corp Common Stock 984149104 32 6,000
Alleghany Corp. Common Stock 017175100 120 647
Yardville National Bancorp N J Common Stock 985021104 102 8,761
Yadkin Vy Bk&tr Co Elkin N C Common Stock 984308106 3 200
Casinolive Com Corp Common Stock 14761V101 0 100
Young Broadcasting Inc. Common Stock 987434107 120 2,350
Yorkshire Capital Trust I 8.08% PFD QTR 30/360 98719V206 65 3,500
Yankee Energy Systems Inc Common Stock 984779108 214 4,862
York Finl Corp. Common Stock 986630101 37 3,278
Yahoo Inc Common Stock 984332106 6,643 15,354
Morgan Stanley Dean Witter High Inc Tr Common Stock 61745P205 20 6,000
Young & Rubicam Inc. Common Stock 987425105 398 5,626
Yournet Inc Common Stock 987809100 3 1,000
YPF Sociedad Anonima Sponsored ADR ADR 984245100 4 100
York International Inc Common Stock 986670107 1,279 46,623
Yue Yuen Industrial Holdings Common Stock G98803128 8 3,200
Tricon Global Restaurants Inc. Common Stock 895953107 773 20,022
Venator Group Inc Common Stock 922944103 8 1,100
Zambia Cons Copp ADR 988901203 0 8
Zany Brainy Inc Common Stock 98906Q101 108 10,500
Zapata Corp. New Common Stock 989070503 28 6,040
Zebra Technologies Corp. Cl A Common Stock 989207105 223 3,805
Ziff-Davis Inc Common Stock 989511100 47 3,000
Olympic Steel Inc. Common Stock 68162K106 124 26,030
Zweig Fund Inc MutualFdEqClose 989834106 141 13,965
Zi Corp. Common Stock 988918108 21 1,000
ZILA, Inc. Common Stock 989513205 41 14,000
Zions BanCorporation Common Stock 989701107 159 2,688
Ziplink Inc Common Stock 989741103 3 200
Zitel Corp. Common Stock 989913108 5 2,200
Zixit Corp Common Stock 98974P100 48 1,220
Zale Corp. New Common Stock 988858106 110 2,275
Zenith National Common Stock 989390109 3 130
Zoltek Companies Inc Common Stock 98975W104 1 150
Zomax Optical Media Inc. Common Stock 989929104 60 1,325
Zonagen Inc. Common Stock 98975L108 14 3,300
Gadzoox Networks Inc Common Stock 362555104 94 2,150
Zap Com Corp Common Stock 989063102 1 120
Ziasun Technologies Inc. Common Stock 98951N102 87 6,000
The Zweig Total Return Fd Common Stock 989837109 104 16,005
Berry & Boyle Dev Ptnrs Common Stock 085757201 0 4
Plm Equipment Growth Fund VI Common Stock 69341H303 0 350
Grand Total: 3,620,884
FORM 13F Run Date: 02/10/99
-----------------------------
S.E.C. Use Only
-----------------------------
Item 1: Item 6: Item 7: Item 8:
Name of Issuer Investment Discretion Other Voting Authority (Shares)
(a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None
Def Other
- --------------------------------------------------------------------------------------------------------------------------
Jones Growth Partners LP Units LTD x 0 16 0
CNL Income Fund III LTD x 0 13 0
CNL Income Fund XVII LTD x 0 3,000 0
Consolidated Capital Instl Properties x 0 24 0
First Capital Instl Real Estate Ltd LP x 0 10 0
First Cap Instl Real Estate LTD x 0 250 0
Jetstream 01 x 0 1,600 0
Krupp Government Income Trust x 0 2,683 0
Krupp Insd Plus-ii Ltd Partnr x 0 2,559 0
Krupp Insd Mtg Ltd Partnership x 0 3,738 0
Xybernaut Corp x 0 6,000 0
Alleghany Corp. x 0 647 0
Yardville National Bancorp N J x 0 8,761 0
Yadkin Vy Bk&tr Co Elkin N C x 0 200 0
Casinolive Com Corp x 0 100 0
Young Broadcasting Inc. x 0 2,350 0
Yorkshire Capital Trust I 8.08% x 0 3,500 0
Yankee Energy Systems Inc x 0 4,862 0
York Finl Corp. x 0 3,278 0
Yahoo Inc x 0 15,354 0
Morgan Stanley Dean Witter High Inc Tr x 0 6,000 0
Young & Rubicam Inc. x 0 5,626 0
Yournet Inc x 0 1,000 0
YPF Sociedad Anonima Sponsored ADR x 0 100 0
York International Inc x 0 46,623 0
Yue Yuen Industrial Holdings x 0 3,200 0
Tricon Global Restaurants Inc. x 0 20,022 0
Venator Group Inc x 0 1,100 0
Zambia Cons Copp x 0 8 0
Zany Brainy Inc x 0 10,500 0
Zapata Corp. New x 0 6,040 0
Zebra Technologies Corp. Cl A x 0 3,805 0
Ziff-Davis Inc x 0 3,000 0
Olympic Steel Inc. x 0 26,030 0
Zweig Fund Inc x 0 13,965 0
Zi Corp. x 0 1,000 0
ZILA, Inc. x 0 14,000 0
Zions BanCorporation x 0 2,688 0
Ziplink Inc x 0 200 0
Zitel Corp. x 0 2,200 0
Zixit Corp x 0 1,220 0
Zale Corp. New x 0 2,275 0
Zenith National x 0 130 0
Zoltek Companies Inc x 0 150 0
Zomax Optical Media Inc. x 0 1,325 0
Zonagen Inc. x 0 3,300 0
Gadzoox Networks Inc x 0 2,150 0
Zap Com Corp x 0 120 0
Ziasun Technologies Inc. x 0 6,000 0
The Zweig Total Return Fd x 0 16,005 0
Berry & Boyle Dev Ptnrs x 0 4 0
Plm Equipment Growth Fund VI x 0 350 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
Bingham Legg Advisers LLC
Form 13F
12/31/99
(SOLE)
VALUE INVESTMENT VOTING
ISSUER CLASS CUSIP (X $1,000) SHA AMOUNT DISCRETION SH/PRN AUTHORITY
- ------ ----- --------- ---------- ---------- ---------- ------- ---------
<S> <C> <C> <C> <C> <C> <C> <C>
AES CORP COM 00130H105 59 700 SOLE SH 700
AES CORP COM 00130H105 1427 16908 OTHER SH 16908
AT&T CORP COM 001957109 5160 102437 SOLE SH 102437
AT&T CORP COM 001957109 343 6816 OTHER SH 6816
ABBOTT LABORATORIES COM COM 002824100 2737 80228 SOLE SH 80228
ABBOTT LABORATORIES COM COM 002824100 296 8700 OTHER SH 8700
AIR PRODS & CHEMS INC COM COM 009158106 235 7800 SOLE SH 7800
AIR PRODS & CHEMS INC COM COM 009158106 28 950 OTHER SH 950
AIRGATE PCS INC COM 009367103 290 3850 SOLE SH 3850
ALBERTSONS INC COM COM 013104104 760 25600 SOLE SH 25600
ALBERTSONS INC COM COM 013104104 173 5850 OTHER SH 5850
ALCAN ALUM LTD COM COM 013716105 204 5550 SOLE SH 5550
ALCAN ALUM LTD COM COM 013716105 12 350 OTHER SH 350
ALCATEL COM 013904305 807 14825 SOLE SH 14825
ALLAIRE CORPORATION COM 016714107 367 2700 SOLE SH 2700
ALLIANCE CAPITAL MANAGEMENT HL COM 01855A101 235 6000 SOLE SH 6000
ALLMERICA FINANCIAL CORP COM COM 019754100 215 4498 SOLE SH 4498
ALLMERICA FINANCIAL CORP COM COM 019754100 4 100 OTHER SH 100
AMERICAN EXPRESS CO COM COM 025816109 529 3250 SOLE SH 3250
AMERICAN EXPRESS CO COM COM 025816109 57 350 OTHER SH 350
AMERICAN GENERAL CORP COM COM 026351106 1208 20526 SOLE SH 20526
AMERICAN GENERAL CORP COM COM 026351106 24 415 OTHER SH 415
AMERICAN HOME PRODS CORP COM COM 026609107 3182 63730 SOLE SH 63730
AMERICAN HOME PRODS CORP COM COM 026609107 700 14036 OTHER SH 14036
AMERICAN INTL GROUP INC COM COM 026874107 1984 20681 SOLE SH 20681
AMERICAN INTL GROUP INC COM COM 026874107 2401 25032 OTHER SH 25032
AMER PWR CONVERSION CORP COM 029066107 3995 124850 SOLE SH 124850
AMER PWR CONVERSION CORP COM 029066107 688 21500 OTHER SH 21500
AMGEN INC COM 031162100 1258 17850 SOLE SH 17850
ANADARKO PETROLEUM CORP COM COM 032511107 112 3600 SOLE SH 3600
ANADARKO PETROLEUM CORP COM COM 032511107 199 6400 OTHER SH 6400
ANALOG DEVICES INC COM 032654105 275 2400 SOLE SH 2400
ANDREW CORP COM 034425108 294 12295 SOLE SH 12295
ANDREW CORP COM 034425108 8 350 OTHER SH 350
ANHEUSER BUSCH COS INC COM COM 035229103 3081 46296 SOLE SH 46296
ANHEUSER BUSCH COS INC COM COM 035229103 14 222 OTHER SH 222
APPLIED MATERIALS INC COM 038222105 644 4000 SOLE SH 4000
ARROW ELECTRONICS INC COM 042735100 193 8300 SOLE SH 8300
ARROW ELECTRONICS INC COM 042735100 10 450 OTHER SH 450
ATLANTIC RICHFIELD CO COM COM 048825103 1992 30054 SOLE SH 30054
ATLANTIC RICHFIELD CO COM COM 048825103 207 3123 OTHER SH 3123
AUTOMATIC DATA PROCESSING INC COM 053015103 1588 34114 SOLE SH 34114
AUTOMATIC DATA PROCESSING INC COM 053015103 93 2000 OTHER SH 2000
AVALONBAY COMMUNITIES INC COM 053484101 661 19250 SOLE SH 19250
AVALONBAY COMMUNITIES INC COM 053484101 372 10840 OTHER SH 10840
BJS WHOLESALE CLUB INC COM COM 05548J106 3681 104450 SOLE SH 104450
BJS WHOLESALE CLUB INC COM COM 05548J106 370 10500 OTHER SH 10500
BP AMOCO PLC COM 055622104 16249 337656 SOLE SH 337656
BP AMOCO PLC COM 055622104 1434 29814 OTHER SH 29814
BMC SOFTWARE INC COM 055921100 191 4325 SOLE SH 4325
BMC SOFTWARE INC COM 055921100 62 1400 OTHER SH 1400
BAKER HUGHES INC COM COM 057224107 223 9880 SOLE SH 9880
BAKER HUGHES INC COM COM 057224107 71 3150 OTHER SH 3150
BANK OF AMERICA CORPORATION COM 060505104 1474 31288 SOLE SH 31288
BANK OF AMERICA CORPORATION COM 060505104 198 4215 OTHER SH 4215
BANK NEW YORK INC COM COM 064057102 487 12400 SOLE SH 12400
BANK NEW YORK INC COM COM 064057102 66 1700 OTHER SH 1700
BANK ONE CORPORATION COM 06423A103 292 10137 SOLE SH 10137
BANK ONE CORPORATION COM 06423A103 11 400 OTHER SH 400
BELL ATLANTIC CORP COM COM 077853109 851 14424 SOLE SH 14424
BELL ATLANTIC CORP COM COM 077853109 34 592 OTHER SH 592
BELLSOUTH CORP COM COM 079860102 347 7856 SOLE SH 7856
BELLSOUTH CORP COM COM 079860102 212 4800 OTHER SH 4800
A H BELO CORPORATION CL A COM 080555105 330 20400 SOLE SH 20400
BERKSHIRE HATHAWAY INC DEL COM 084670108 10291 204 SOLE SH 204
BERKSHIRE HATHAWAY INC DEL COM 084670108 50 1 OTHER SH 1
BERKSHIRE HATHAWAY INC DEL COM 084670207 2408 1473 SOLE SH 1473
BERKSHIRE HATHAWAY INC DEL COM 084670207 223 137 OTHER SH 137
BESTFOODS INC COM COM 08658U101 511 11710 SOLE SH 11710
BESTFOODS INC COM COM 08658U101 96 2200 OTHER SH 2200
BIOMATRIX INC COM 09060P102 52 2000 SOLE SH 2000
BIOMATRIX INC COM 09060P102 315 12000 OTHER SH 12000
BOEING CO COM COM 097023105 314 7682 SOLE SH 7682
BOSTON SCIENTIFIC CORP COM 101137107 71 3800 SOLE SH 3800
BOSTON SCIENTIFIC CORP COM 101137107 197 10488 OTHER SH 10488
BRISTOL MYERS SQUIBB CO COM 110122108 2755 43220 SOLE SH 43220
BRISTOL MYERS SQUIBB CO COM 110122108 535 8400 OTHER SH 8400
BROADCOM CORPORATION COM 111320107 428 1280 SOLE SH 1280
BROADWING INC COM 111620100 721 21425 SOLE SH 21425
CIGNA CORP COM COM 125509109 216 2900 SOLE SH 2900
CIGNA CORP COM COM 125509109 14 195 OTHER SH 195
CMGI INC COM 125750109 382 3050 SOLE SH 3050
CSX CORP COM COM 126408103 256 10364 SOLE SH 10364
CSX CORP COM COM 126408103 24 1000 OTHER SH 1000
CVS CORP COM COM 126650100 3945 98625 SOLE SH 98625
CVS CORP COM COM 126650100 180 4500 OTHER SH 4500
CW GOURMET INC PREFERRED 126680990 7 40000 SOLE SH 40000
CAPITAL ONE FINANCIAL INC COM 14040H105 41 1100 SOLE SH 1100
CAPITAL ONE FINANCIAL INC COM 14040H105 179 4800 OTHER SH 4800
CARDINAL HEALTH INC COM COM 14149Y108 252 4918 SOLE SH 4918
CARDINAL HEALTH INC COM COM 14149Y108 66 1300 OTHER SH 1300
CARNIVAL CORPORATION COM 143658102 3950 92400 SOLE SH 92400
CARNIVAL CORPORATION COM 143658102 1551 36300 OTHER SH 36300
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
SOLE
VALUE INVESTMENT VOTING
ISSUER CLASS CUSIP (X $1,000) SHA AMOUNT SH/PRN DISCRETION AUTHORITY
- ------ ----- --------- ---------- ---------- ------ ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C>
CHAMPION INTL CORP COM COM 158525105 194 3800 SH SOLE 3800
CHAMPION INTL CORP COM COM 158525105 30 600 SH OTHER 600
CHARTER ONE FINL INC COM 160903100 972 51000 SH SOLE 51000
CHASE MANHATTAN CORP NEW COM 16161A108 1168 13740 SH SOLE 13740
CHASE MANHATTAN CORP NEW COM 16161A108 200 2361 SH OTHER 2361
CHEVRON CORP COM COM 166751107 3247 41464 SH SOLE 41464
CHEVRON CORP COM COM 166751107 1495 19100 SH OTHER 19100
CHUBB CORP COM COM 171232101 265 4845 SH SOLE 4845
CHUBB CORP COM COM 171232101 241 4400 SH OTHER 4400
CIENA CORP COM COM 171779101 314 3650 SH SOLE 3650
CINAR FILMS INC B COM 171905300 287 10500 SH SOLE 10500
CIRCUIT CITY STORES INC COM 172737108 618 14640 SH SOLE 14640
CISCO SYSTEMS INC COM 17275R102 1435 11410 SH SOLE 11410
CISCO SYSTEMS INC COM 17275R102 547 4354 SH OTHER 4354
CINTAS CORP COM COM 172908105 335 7700 SH SOLE 7700
CITIGROUP INC COM 172967101 4789 85911 SH SOLE 85911
CITIGROUP INC COM 172967101 453 8137 SH OTHER 8137
CLAYTON HOMES INC COM 184190106 77 9440 SH SOLE 9440
CLAYTON HOMES INC COM 184190106 101 12439 SH OTHER 12439
CLOROX CO COM COM 189054109 72 1600 SH SOLE 1600
CLOROX CO COM COM 189054109 157 3500 SH OTHER 3500
COCA COLA CO COM COM 191216100 1720 30079 SH SOLE 30079
COCA COLA CO COM COM 191216100 194 3400 SH OTHER 3400
COGNEX CORP COM 192422103 114 2600 SH SOLE 2600
COGNEX CORP COM 192422103 219 5000 SH OTHER 5000
COLGATE PALMOLIVE CO COM COM 194162103 509 8688 SH SOLE 8688
COLGATE PALMOLIVE CO COM COM 194162103 176 3000 SH OTHER 3000
COMPAQ COMPUTER CORP COM COM 204493100 2152 77919 SH SOLE 77919
COMPAQ COMPUTER CORP COM COM 204493100 908 32900 SH OTHER 32900
COMPUTER ASSOC INTL INC COM 204912109 1437 20300 SH SOLE 20300
COMPUTER ASSOC INTL INC COM 204912109 619 8750 SH OTHER 8750
COMPUTER SCIENCES CORP COM 205363104 1094 12200 SH SOLE 12200
COMVERSE TECHNOLOGY COM 205862402 314 1800 SH SOLE 1800
CONAGRA INC COM 205887102 238 11600 SH SOLE 11600
CONAGRA INC COM 205887102 53 2600 SH OTHER 2600
CONEXANT SYS INC COM COM 207142100 1791 16000 SH SOLE 16000
CONSECO CO INC COM 208464107 121 6962 SH SOLE 6962
CONSECO CO INC COM 208464107 379 21736 SH OTHER 21736
CONSOLIDATED NATURAL GAS CO CO COM 209615103 313 4720 SH SOLE 4720
CONVERGYS CORPORATION COM 212485106 425 12550 SH SOLE 12550
COOPER CAMERON CORP COM COM 216640102 352 7500 SH SOLE 7500
COOPER CAMERON CORP COM COM 216640102 61 1300 SH OTHER 1300
COOPER TIRE & RUBBER CO COM 216831107 78 6370 SH SOLE 6370
COOPER TIRE & RUBBER CO COM 216831107 52 4300 SH OTHER 4300
CORNING INC COM 219350105 555 3270 SH SOLE 3270
CORNING INC COM 219350105 1103 6500 SH OTHER 6500
COSTCO WHOLESALE CORPORATION COM 22160K105 2382 44900 SH SOLE 44900
COSTCO WHOLESALE CORPORATION COM 22160K105 1156 21800 SH OTHER 21800
COVAD COMMUNICATIONS GRP COM 222814204 328 4047 SH SOLE 4047
DELL COMPUTER CORP COM 247025109 118 3200 SH SOLE 3200
DELL COMPUTER CORP COM 247025109 103 2800 SH OTHER 2800
DELPHI FINANCIAL GROUP INC. COM 247131105 16 490 SH SOLE 490
DELPHI FINANCIAL GROUP INC. COM 247131105 304 9004 SH OTHER 9004
DEVRY INC DEL COM 251893103 74 3900 SH SOLE 3900
DEVRY INC DEL COM 251893103 298 15600 SH OTHER 15600
DIAL CORP COM 25247D101 1293 82100 SH SOLE 82100
DIAMOND OFFSHORE DRILLING COM 25271C102 397 14400 SH SOLE 14400
DIAMOND OFFSHORE DRILLING COM 25271C102 10 365 SH OTHER 365
DISNEY WALT PRODTNS COM COM 254687106 1162 30950 SH SOLE 30950
DITECH COMMUNICATIONS COM 25500M103 296 1950 SH SOLE 1950
DOVER CORP COM COM 260003108 2136 53325 SH SOLE 53325
DOVER CORP COM COM 260003108 1237 30900 SH OTHER 30900
DOW CHEMICAL CO COM COM 260543103 1120 10044 SH SOLE 10044
DOW CHEMICAL CO COM COM 260543103 55 500 SH OTHER 500
DU PONT E I DE NEMOURS & CO CO COM 263534109 2330 40975 SH SOLE 40975
DU PONT E I DE NEMOURS & CO CO COM 263534109 293 5157 SH OTHER 5157
DUKE ENERGY CORP COM 264399106 656 12250 SH SOLE 12250
DUKE ENERGY CORP COM 264399106 32 600 SH OTHER 600
EMC CORPORATION COM 268648102 2141 18074 SH SOLE 18074
EMC CORPORATION COM 268648102 1362 11497 SH OTHER 11497
E.PIPHANY INC COM 26881V100 234 1450 SH SOLE 1450
E INK CORPORATION PREFERRED 269990206 15 8064 SH SOLE 8064
E INK CORPORATION PREFERRED 269990206 25 13440 SH OTHER 13440
ELAN CORP PLC COM 284131208 78 2200 SH SOLE 2200
ELAN CORP PLC COM 284131208 215 6038 SH OTHER 6038
EMERSON ELEC CO COM COM 291011104 997 19993 SH SOLE 19993
EMERSON ELEC CO COM COM 291011104 117 2350 SH OTHER 2350
ENRON CORP COM 293561106 46 700 SH SOLE 700
ENRON CORP COM 293561106 171 2600 SH OTHER 2600
EQUANT COM 294409107 217 1785 SH SOLE 1785
EQUITY OFFICE PROPERTY TR COM 294741103 525 20202 SH SOLE 20202
EQUITY OFFICE PROPERTY TR COM 294741103 289 11131 SH OTHER 11131
EXXON MOBIL CORPORATION COM 30231G102 31222 395538 SH SOLE 395538
EXXON MOBIL CORPORATION COM 30231G102 12127 153634 SH OTHER 153634
FPL GROUP INC COM COM 302571104 694 16600 SH SOLE 16600
FPL GROUP INC COM COM 302571104 8 200 SH OTHER 200
FREDDIE MAC COM 313400301 3294 69350 SH SOLE 69350
FREDDIE MAC COM 313400301 52 1100 SH OTHER 1100
FANNIE MAE COM 313586109 3390 58021 SH SOLE 58021
FANNIE MAE COM 313586109 157 2700 SH OTHER 2700
FEDERATED DEPARTMENT STORES IN COM 31410H101 392 10100 SH SOLE 10100
FEDERATED DEPARTMENT STORES IN COM 31410H101 48 1250 SH OTHER 1250
FIRST UNION CORP COM 337358105 410 12904 SH SOLE 12904
FIRST UNION CORP COM 337358105 9 300 SH OTHER 300
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
SOLE
VALUE INVESTMENT VOTING
ISSUER CLASS CUSIP (X $1,000) SHA AMOUNT SH/PRN DISCRETION AUTHORITY
- ------ ----- --------- ---------- ---------- ------ ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C>
FIRSTAR CORP NEW WIS COM 33763V109 236 10014 SH SOLE 10014
FLEETBOSTON FINANCIAL CORPORAT COM 339030108 788 26065 SH SOLE 26065
FLEETBOSTON FINANCIAL CORPORAT COM 339030108 52 1742 SH OTHER 1742
FORD MOTOR CO DEL COM 345370100 699 14541 SH SOLE 14541
FORD MOTOR CO DEL COM 345370100 125 2600 SH OTHER 2600
FOX ENTMT GROUP INC CL A COM 35138T107 376 13298 SH SOLE 13298
GTE CORP COM COM 362320103 371 5336 SH SOLE 5336
GTE CORP COM COM 362320103 502 7219 SH OTHER 7219
GANNETT INC COM COM 364730101 233 3300 SH SOLE 3300
GANNETT INC COM COM 364730101 169 2400 SH OTHER 2400
GENENTECH INC COM 368710406 450 2850 SH SOLE 2850
GENERAL ELECTRIC CO COM COM 369604103 24382 177896 SH SOLE 177896
GENERAL ELECTRIC CO COM COM 369604103 7313 53360 SH OTHER 53360
GENERAL GROWTH PPTYS INC COM 370021107 211 7312 SH SOLE 7312
GENERAL MILLS INC COM COM 370334104 196 6374 SH SOLE 6374
GENERAL MILLS INC COM COM 370334104 80 2600 SH OTHER 2600
GENERAL MOTORS CORP COM COM 370442105 162 2050 SH SOLE 2050
GENERAL MOTORS CORP COM COM 370442105 85 1073 SH OTHER 1073
GENERAL MOTORS CORP CLASS H CO COM 370442832 1741 16200 SH SOLE 16200
GENERAL MOTORS CORP CLASS H CO COM 370442832 317 2950 SH OTHER 2950
GILLETTE CO COM COM 375766102 180 4900 SH SOLE 4900
GILLETTE CO COM COM 375766102 22 600 SH OTHER 600
GUIDANT CORP COM 401698105 1146 17513 SH SOLE 17513
HALLIBURTON CO COM COM 406216101 575 15599 SH SOLE 15599
HEALTHSOUTH CORP COM COM 421924101 60 11200 SH OTHER 11200
HEWLETT PACKARD CO COM COM 428236103 6295 50697 SH SOLE 50697
HEWLETT PACKARD CO COM COM 428236103 2780 22390 SH OTHER 22390
HOME DEPOT INC COM COM 437076102 925 15167 SH SOLE 15167
HOME DEPOT INC COM COM 437076102 82 1350 SH OTHER 1350
HONEYWELL INC COM 438516106 2000 44212 SH SOLE 44212
HONEYWELL INC COM 438516106 117 2600 SH OTHER 2600
HOUGHTON MIFFLIN CO COM COM 441560109 806 19175 SH SOLE 19175
HOUGHTON MIFFLIN CO COM COM 441560109 303 7210 SH OTHER 7210
HUBBELL INC CL B COM 443510201 205 8000 SH OTHER 8000
ITXC CORP COM 45069F109 419 3750 SH SOLE 3750
ILLINOIS TOOL WORKS INC COM COM 452308109 201 3381 SH SOLE 3381
INKTOMI CORP COM 457277101 332 2800 SH SOLE 2800
INTEL CORP COM COM 458140100 3679 33815 SH SOLE 33815
INTEL CORP COM COM 458140100 1039 9549 SH OTHER 9549
INTL BUSINESS MACHINES CORP CO COM 459200101 5155 43322 SH SOLE 43322
INTL BUSINESS MACHINES CORP CO COM 459200101 869 7310 SH OTHER 7310
INTERNATIONAL PAPER CO COM COM 460146103 295 6563 SH SOLE 6563
INTERNATIONAL PAPER CO COM COM 460146103 40 900 SH OTHER 900
JEFFERSON-PILOT CORP COM 475070108 380 6525 SH SOLE 6525
JEFFERSON-PILOT CORP COM 475070108 43 750 SH OTHER 750
JOHNSON & JOHNSON COM COM 478160104 3753 45735 SH SOLE 45735
JOHNSON & JOHNSON COM COM 478160104 1066 13000 SH OTHER 13000
JOHNSON CONTROLS INC COM 478366107 514 9250 SH SOLE 9250
JONES APPAREL GROUP INC. COM 480074103 114 4400 SH SOLE 4400
JONES APPAREL GROUP INC. COM 480074103 156 6000 SH OTHER 6000
KANA COMMUNICATIONS INC COM 483600102 659 2850 SH SOLE 2850
KEYCORP NEW COM 493267108 85 4216 SH SOLE 4216
KEYCORP NEW COM 493267108 146 7210 SH OTHER 7210
KEYNOTE SYSTEMS INC COM 493308100 272 2400 SH SOLE 2400
KIMBERLY CLARK CORP COM COM 494368103 154 2500 SH SOLE 2500
KIMBERLY CLARK CORP COM COM 494368103 365 5900 SH OTHER 5900
KROGER CO COM COM 501044101 402 22600 SH SOLE 22600
LG AND E ENERGY CORP COM 501917108 450 26500 SH SOLE 26500
LANCASTER COLONY CORP COM 513847103 250 7912 SH SOLE 7912
LECROY CORP COM 52324W109 824 48844 SH SOLE 48844
LEGGETT & PLATT INC COM 524660107 2043 116787 SH SOLE 116787
LEGGETT & PLATT INC COM 524660107 441 25200 SH OTHER 25200
LIBERTY FINANCIAL COMPANIES IN CONV PFD 530512201 2356 73047 SH SOLE 73047
LIBERTY FINANCIAL COMPANIES IN CONV PFD 530512201 2370 73468 SH OTHER 73468
LILLY ELI & CO COM COM 532457108 1066 16848 SH SOLE 16848
LILLY ELI & CO COM COM 532457108 181 2860 SH OTHER 2860
LINCOLN NATL CORP IND COM COM 534187109 391 11100 SH SOLE 11100
LINEAR TECHNOLOGY CORP COM COM 535678106 564 5230 SH SOLE 5230
LUCENT TECHNOLOGIES INC COM COM 549463107 2293 42664 SH SOLE 42664
LUCENT TECHNOLOGIES INC COM COM 549463107 237 4416 SH OTHER 4416
MBIA INC COM 55262C100 107 2610 SH SOLE 2610
MBIA INC COM 55262C100 123 3000 SH OTHER 3000
MCI WORLDCOM INC COM 55268B106 4597 90258 SH SOLE 90258
MCI WORLDCOM INC COM 55268B106 394 7738 SH OTHER 7738
MACERICH COMPANY COM 554382101 528 24000 SH SOLE 24000
MACERICH COMPANY COM 554382101 266 12100 SH OTHER 12100
MARSH & MCCLENNAN COS INC COM COM 571748102 2046 21545 SH SOLE 21545
MARSH & MCCLENNAN COS INC COM COM 571748102 455 4797 SH OTHER 4797
MASTECH CORP COM COM 57632N105 49 1900 SH SOLE 1900
MASTECH CORP COM COM 57632N105 207 7900 SH OTHER 7900
MAXIM INTEGRATED PRODUCTS INC COM 57772K101 273 4500 SH SOLE 4500
MAY DEPT STORES CO COM COM 577778103 324 11825 SH SOLE 11825
MAY DEPT STORES CO COM COM 577778103 88 3210 SH OTHER 3210
MCDONALDS CORP COM COM 580135101 2318 63850 SH SOLE 63850
MCDONALDS CORP COM COM 580135101 47 1300 SH OTHER 1300
MEDIA ONE GROUP INC COM 58440J104 508 6474 SH SOLE 6474
MEDIA ONE GROUP INC COM 58440J104 66 850 SH OTHER 850
MEDTRONIC INC COM COM 585055106 2785 56138 SH SOLE 56138
MEDTRONIC INC COM COM 585055106 1169 23560 SH OTHER 23560
MELLON FINANCIAL CORP. COM 58551A108 424 12700 SH SOLE 12700
MERCK & CO INC COM COM 589331107 7896 104671 SH SOLE 104671
MERCK & CO INC COM COM 589331107 4030 53424 SH OTHER 53424
MICROSOFT CORP COM 594918104 9050 82324 SH SOLE 82324
MICROSOFT CORP COM 594918104 294 2675 SH OTHER 2675
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
SOLE
VALUE INVESTMENT VOTING
ISSUER CLASS CUSIP (X $1,000) SHA AMOUNT SH/PRN DISCRETION AUTHORITY
- ------ ----- --------- ---------- ---------- ------ ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C>
MINNESOTA MNG & MFG CO COM COM 604059105 1969 22460 SH SOLE 22460
MINNESOTA MNG & MFG CO COM COM 604059105 175 2000 SH OTHER 2000
MOBIL CORP COM COM 607059102 4859 46560 SH SOLE 46560
MONSANTO CO COM COM 611662107 3329 77880 SH SOLE 77880
MORGAN J P & CO INC COM COM 616880100 1532 12825 SH SOLE 12825
MORGAN J P & CO INC COM COM 616880100 313 2625 SH OTHER 2625
MORGAN STANLEY COM 617446448 2153 31750 SH SOLE 31750
MORGAN STANLEY COM 617446448 1440 21236 SH OTHER 21236
MOTOROLA INC COM COM 620076109 545 3400 SH SOLE 3400
MOTOROLA INC COM COM 620076109 184 1150 SH OTHER 1150
NATIONAL CITY CORP COM COM 635405103 217 10300 SH SOLE 10300
NATIONAL CITY CORP COM COM 635405103 10 500 SH OTHER 500
NATURAL CHEMISTRY INC CONV PFD 63884L201 4 16600 SH OTHER 16600
NATURAL CHEMISTRY INC COM 63884L904 12 16589 SH OTHER 16589
NEW ENGLAND BUSINESS SVC INC C COM 643872104 6300 300017 SH SOLE 300017
NEW YORK TIMES CO CL A COM 650111107 8280 171614 SH SOLE 171614
NEW YORK TIMES CO CL A COM 650111107 185 3840 SH OTHER 3840
NOKIA CORPORATION COM 654902204 1122 5494 SH SOLE 5494
NOKIA CORPORATION COM 654902204 11 55 SH OTHER 55
NORFOLK SOUTHN CORP COM COM 655844108 312 20355 SH SOLE 20355
NORFOLK SOUTHN CORP COM COM 655844108 16 1100 SH OTHER 1100
NORTEL NETWORKS CORP COM 656569100 1337 11050 SH SOLE 11050
NORTHERN STS PWR CO MINN COM COM 665772109 212 11140 SH SOLE 11140
NUCOR CORP COM 670346105 166 3600 SH SOLE 3600
NUCOR CORP COM 670346105 53 1150 SH OTHER 1150
OMNICOM GROUP INC COM COM 681919106 3229 34040 SH SOLE 34040
OMNICOM GROUP INC COM COM 681919106 2119 22340 SH OTHER 22340
OPEN MARKET INC COM COM 68370M100 368 7250 SH SOLE 7250
ORACLE SYSTEMS CORP COM 68389X105 173 2910 SH SOLE 2910
ORACLE SYSTEMS CORP COM 68389X105 469 7878 SH OTHER 7878
PE CORP-PE BIOSYSTEMS GROUP COM 69332S102 471 3030 SH SOLE 3030
PARKER HANNIFIN CORP COM COM 701094104 255 6250 SH SOLE 6250
PARKER HANNIFIN CORP COM COM 701094104 67 1653 SH OTHER 1653
PEPSICO INC COM COM 713448108 1245 37385 SH SOLE 37385
PEPSICO INC COM COM 713448108 144 4349 SH OTHER 4349
PEROT SYSEMS CORP CL A COM 714265105 251 11000 SH SOLE 11000
PFIZER INC COM COM 717081103 4046 107010 SH SOLE 107010
PFIZER INC COM COM 717081103 1136 30060 SH OTHER 30060
PHILIP MORRIS COS INC COM COM 718154107 387 19850 SH SOLE 19850
PHILIP MORRIS COS INC COM COM 718154107 15 800 SH OTHER 800
PHILLIPS PETROLEUM CO COM COM 718507106 208 5350 SH SOLE 5350
PHILLIPS PETROLEUM CO COM COM 718507106 5 150 SH OTHER 150
PHONE.COM INC COM 71920Q100 511 3760 SH SOLE 3760
PIONEER GROUP INC COM 723684106 14804 855094 SH SOLE 855094
PIONEER GROUP INC COM 723684106 6 400 SH OTHER 400
PRAXAIR INC COM 74005P104 2227 54750 SH SOLE 54750
PRAXAIR INC COM 74005P104 24 600 SH OTHER 600
PROCTER & GAMBLE CO COM COM 742718109 16783 175285 SH SOLE 175285
PROCTER & GAMBLE CO COM COM 742718109 537 5613 SH OTHER 5613
QLT PHOTOTHERAPEUTICS INC COM 746927102 541 6770 SH SOLE 6770
RATIONAL SOFTWARE CORP COM COM 75409P202 971 15969 SH SOLE 15969
RAVISENT TECHNOLOGIES COM 754440105 226 7600 SH SOLE 7600
REDBACK NETWORKS COM 757209101 304 1485 SH SOLE 1485
REGIONS FINANCIAL CORP COM 758940100 136 5799 SH SOLE 5799
REGIONS FINANCIAL CORP COM 758940100 352 14940 SH OTHER 14940
RELIASTAR FINANCIAL CORP COM 75952U103 4615 130025 SH SOLE 130025
RELIASTAR FINANCIAL CORP COM 75952U103 1375 38750 SH OTHER 38750
REUTERS HLDGS CO PLC COM 76132M102 247 1969 SH SOLE 1969
REUTERS HLDGS CO PLC COM 76132M102 261 2086 SH OTHER 2086
REYNOLDS & REYNOLDS CO CL A COM 761695105 1144 45330 SH SOLE 45330
REYNOLDS & REYNOLDS CO CL A COM 761695105 580 23000 SH OTHER 23000
ROCKWELL INTL CORP NEW COM 773903109 828 18000 SH SOLE 18000
ROSS STORES INC COM 778296103 38 2500 SH SOLE 2500
ROSS STORES INC COM 778296103 125 8200 SH OTHER 8200
ROYAL DUTCH PETROLEUM CO COM 780257804 1657 30350 SH SOLE 30350
ROYAL DUTCH PETROLEUM CO COM 780257804 242 4436 SH OTHER 4436
SBC COMMUNICATIONS INC COM 78387G103 4350 103436 SH SOLE 103436
SBC COMMUNICATIONS INC COM 78387G103 187 4452 SH OTHER 4452
SCI SYSTEMS INC COM 783890106 2197 29250 SH SOLE 29250
SCI SYSTEMS INC COM 783890106 1119 14900 SH OTHER 14900
SDL INC COM 784076101 175 550 SH SOLE 550
SDL INC COM 784076101 798 2500 SH OTHER 2500
SARA LEE CORP COM COM 803111103 29 1600 SH SOLE 1600
SARA LEE CORP COM COM 803111103 589 32500 SH OTHER 32500
SCHERING PLOUGH CORP COM COM 806605101 4581 97484 SH SOLE 97484
SCHERING PLOUGH CORP COM COM 806605101 352 7509 SH OTHER 7509
SCHLUMBERGER LTD COM COM 806857108 967 16261 SH SOLE 16261
SCHLUMBERGER LTD COM COM 806857108 276 4650 SH OTHER 4650
SEAGATE TECHNOLOGY COM COM 811804103 266 5800 SH SOLE 5800
SEAGATE TECHNOLOGY COM COM 811804103 37 825 SH OTHER 825
SEALED AIR CORP COM COM 81211K100 255 5000 SH SOLE 5000
SERVICE MASTER CO COM COM 81760N109 223 16483 SH OTHER 16483
SHERWIN-WILLIAMS CO COM 824348106 197 10200 SH SOLE 10200
SHERWIN-WILLIAMS CO COM 824348106 399 20600 SH OTHER 20600
SIGMA ALDRICH CORP COM COM 826552101 155 4500 SH SOLE 4500
SIGMA ALDRICH CORP COM COM 826552101 124 3600 SH OTHER 3600
SKIN ESSENTIALS INC PREFERRED 830668992 125 62500 SH SOLE 62500
SOLUTIA INC COM 834376105 198 15336 SH SOLE 15336
SOLUTIA INC COM 834376105 29 2300 SH OTHER 2300
SONY CORP AMERN SH NEW COM 835699307 296 1085 SH SOLE 1085
SPRINT CORP COM 852061100 676 10375 SH SOLE 10375
SPRINT CORP COM 852061100 130 2000 SH OTHER 2000
STERIS CORP COM COM 859152100 3 350 SH SOLE 350
STERIS CORP COM COM 859152100 324 29000 SH OTHER 29000
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
SOLE
VALUE INVESTMENT VOTING
ISSUER CLASS CUSIP (X $1,000) SHA AMOUNT SH/PRN DISCRETION AUTHORITY
- ------ ----- --------- ---------- ---------- ------ ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C>
SUN MICROSYSTEMS INC COM COM 866810104 4189 48160 SH SOLE 48160
SUN MICROSYSTEMS INC COM COM 866810104 2094 24078 SH OTHER 24078
SUNTRUST BANKS INC COM 867914103 622 11100 SH SOLE 11100
SUNTRUST BANKS INC COM 867914103 16 300 SH OTHER 300
SYSCO CORP COM 871829107 461 14100 SH SOLE 14100
SYSCO CORP COM 871829107 39 1200 SH OTHER 1200
TARGET CORP COM 87612E106 995 14500 SH SOLE 14500
TARGET CORP COM 87612E106 16 238 SH OTHER 238
TELESYSTEM INTL WIRELESS COM 879946101 303 8580 SH SOLE 8580
TERADYNE INC COM COM 880770102 387 5000 SH SOLE 5000
TEXACO INC COM COM 881694103 381 7347 SH SOLE 7347
TEXACO INC COM COM 881694103 171 3300 SH OTHER 3300
TEXAS INSTRUMENTS INC COM COM 882508104 383 2760 SH SOLE 2760
TEXAS INSTRUMENTS INC COM COM 882508104 527 3800 SH OTHER 3800
TEXTRON INC COM COM 883203101 476 7750 SH SOLE 7750
TEXTRON INC COM COM 883203101 98 1600 SH OTHER 1600
TIME WARNER INC COM 887315109 1084 12725 SH SOLE 12725
TIME WARNER INC COM 887315109 33 388 SH OTHER 388
TYCO INTERNATIONAL LTD COM 902124106 4070 99724 SH SOLE 99724
TYCO INTERNATIONAL LTD COM 902124106 767 18797 SH OTHER 18797
UCAR INTERNATIONAL INC COM 90262K109 529 22775 SH SOLE 22775
U S BANCORP DEL COM 902973106 687 31703 SH SOLE 31703
UNILEVER NV NY SHARES NEW F COM 904784709 250 6046 SH SOLE 6046
UNILEVER NV NY SHARES NEW F COM 904784709 36 892 SH OTHER 892
UNION CARBIDE CORP COM COM 905581104 199 3650 SH SOLE 3650
UNION CARBIDE CORP COM COM 905581104 32 600 SH OTHER 600
UNION PACIFIC CORP COM COM 907818108 513 13250 SH SOLE 13250
UNION PACIFIC CORP COM COM 907818108 45 1175 SH OTHER 1175
UNION PACIFIC RESOURCES GROUP COM 907834105 117 11275 SH SOLE 11275
UNION PACIFIC RESOURCES GROUP COM 907834105 3 338 SH OTHER 338
U S WEST INC NEW COM COM 91273H101 438 5982 SH SOLE 5982
U S WEST INC NEW COM COM 91273H101 168 2300 SH OTHER 2300
UNITED TECHNOLOGIES CORP COM COM 913017109 1483 29080 SH SOLE 29080
UNITED TECHNOLOGIES CORP COM COM 913017109 122 2399 SH OTHER 2399
UNIVERSAL FOODS CORP COM 913538104 16 900 SH SOLE 900
UNIVERSAL FOODS CORP COM 913538104 180 10000 SH OTHER 10000
UNOCAL CORP COM COM 915289102 248 8825 SH SOLE 8825
VERISIGN INC COM 92343E102 697 3680 SH SOLE 3680
VIGNETTE CORPORATION COM 926734104 677 3100 SH SOLE 3100
VIRAGEN INC COM 927638106 25 20300 SH SOLE 20300
VODAFONE AIRTOUCH PLC-SP ADR COM 92857T107 1969 34210 SH SOLE 34210
VODAFONE AIRTOUCH PLC-SP ADR COM 92857T107 190 3312 SH OTHER 3312
VOICESTREAM WIRELESS CORP COM 928615103 1132 7500 SH SOLE 7500
WAL MART STORES INC COM 931142103 504 8475 SH SOLE 8475
WAL MART STORES INC COM 931142103 1115 18747 SH OTHER 18747
WALGREEN CO COM COM 931422109 150 5000 SH SOLE 5000
WALGREEN CO COM COM 931422109 1896 62954 SH OTHER 62954
WARNER LAMBERT CO COM COM 934488107 4233 42419 SH SOLE 42419
WARNER LAMBERT CO COM COM 934488107 49 492 SH OTHER 492
WASHINGTON MUTUAL INC COM COM 939322103 636 26450 SH SOLE 26450
WASHINGTON MUTUAL INC COM COM 939322103 57 2400 SH OTHER 2400
WATSON PHARMACEUTICALS COM 942683103 1468 33850 SH SOLE 33850
WATSON PHARMACEUTICALS COM 942683103 572 13200 SH OTHER 13200
WEATHERFORD INTERNATIONAL INC COM 947074100 534 14100 SH SOLE 14100
WELLS FARGO & COMPANY NEW COM 949746101 4202 107920 SH SOLE 107920
WELLS FARGO & COMPANY NEW COM 949746101 1231 31640 SH OTHER 31640
YAHOO COM 984332106 170 458 SH SOLE 458
YAHOO COM 984332106 37 100 SH OTHER 100
GLOBAL CROSSING LTD COM G3921A100 226 4256 SH SOLE 4256
OPENTV CORPORATION COM G67543101 340 3770 SH SOLE 3770
SBS BROADCASTING S.A. COM L8137F102 223 4000 SH SOLE 4000
</TABLE>
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