SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D/A
Under the Securities Exchange Act of 1934
(Amendment No. 2)*
PHOENIX NETWORK, INC.
- --------------------------------------------------------------------------------
(Name of Issuer)
Common Stock, $.001 par value
(Title of Class of Securities)
718910102
---------------
(CUSIP Number)
Robert S. Woodruff Drake S. Tempest, Esq.
Qwest Communications O'Melveny & Myers LLP
International Inc. Citicorp Center
555 Seventeenth Street, Suite 1000 153 East 53rd Street, 54th Floor
Denver, Colorado 80202 New York, New York 10022-4611
(303) 291-1400 (212) 326-2000
- --------------------------------------------------------------------------------
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
February 10, 1998
-------------------------------------------------------
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G
to report the acquisition which is the subject of this Schedule 13D, and is
filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box
[ ].
- --------
* The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which would
alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not
be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("ACT") or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, SEE
the NOTES).
CUSIP Number 718910102
---------
Note: Six copies of this statement, including all exhibits, should be
filed with the Commission. See Rule 13d-1(a) for other parties to whom copies
are to be sent.
Page 1 of 12 Pages
<PAGE>
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Qwest Communications International Inc.
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [X]
(b) [ ]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS
OO
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- --------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES ----------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY 7,377,139
EACH REPORT- ----------------------------------
ING PERSON 9 SOLE DISPOSITIVE POWER
WITH ----------------------------------
10 SHARED DISPOSITIVE POWER
----------------------------------
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
7,377,139
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11)
EXCLUDES CERTAIN SHARES [ ]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
20.5%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
CO
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Page 2 of 12 Pages
<PAGE>
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Qwest 1997-5 Acquisition Corp.
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [X]
(b) [ ]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- --------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES ----------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY 7,377,139
EACH REPORT- ----------------------------------
ING PERSON 9 SOLE DISPOSITIVE POWER
WITH ----------------------------------
10 SHARED DISPOSITIVE POWER
----------------------------------
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
7,377,139
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11)
EXCLUDES CERTAIN SHARES [ ]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
20.5%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
CO
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Page 3 of 12 Pages
<PAGE>
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Anschutz Company
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [X]
(b) [ ]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- --------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES ----------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY 7,377,139
EACH REPORT- ----------------------------------
ING PERSON 9 SOLE DISPOSITIVE POWER
WITH ----------------------------------
10 SHARED DISPOSITIVE POWER
----------------------------------
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
7,377,139
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11)
EXCLUDES CERTAIN SHARES [ ]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
20.5%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
CO
- --------------------------------------------------------------------------------
Page 4 of 12 Pages
<PAGE>
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Anschutz Family Investment Company LLC
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [X]
(b) [ ]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Colorado
- --------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES ----------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY 7,377,139
EACH REPORT- ----------------------------------
ING PERSON 9 SOLE DISPOSITIVE POWER
WITH ----------------------------------
10 SHARED DISPOSITIVE POWER
----------------------------------
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
7,377,139
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11)
EXCLUDES CERTAIN SHARES [ ]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
20.5%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
OO
- --------------------------------------------------------------------------------
Page 5 of 12 Pages
<PAGE>
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Philip F. Anschutz
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [X]
(b) [ ]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
- --------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES ----------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY 7,377,139
EACH REPORT- ----------------------------------
ING PERSON 9 SOLE DISPOSITIVE POWER
WITH ----------------------------------
10 SHARED DISPOSITIVE POWER
----------------------------------
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
7,377,139
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11)
EXCLUDES CERTAIN SHARES [ ]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
20.5%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
IN
- --------------------------------------------------------------------------------
Page 6 of 12 Pages
<PAGE>
This Amendment No. 2 to the Schedule 13D filed on January 12, 1998, as
amended by Amendment No. 1 to the Schedule 13D filed on February 9, 1998, on
behalf of Qwest Communications International Inc., a Delaware corporation
("QWEST"), Qwest 1997-5 Acquisition Corp., a Delaware corporation ("QWEST
SUBSIDIARY"), Anschutz Company, a Delaware corporation ("ANSCO"), Anschutz
Family Investment Company LLC, a Colorado limited liability company ("ANSLLC"),
and Philip F. Anschutz ("ANSCHUTZ"), which relates to the shares of Company
Common Stock (as defined below), amends Items 4, 6 and 7 of the Schedule 13D, as
amended. Unless otherwise indicated, all capitalized terms used not defined
herein have the same meanings as set forth in the Schedule 13D, as amended.
ITEM 4. PURPOSE OF TRANSACTION
The information previously furnished in response to this item
is amended to read as follows:
On January 6, 1998, Phoenix Network, Inc., a Delaware
corporation (the "COMPANY"), Qwest and Qwest Subsidiary entered into a
definitive Agreement and Plan of Merger dated as of December 31, 1997. On
January 29, 1998, the parties amended and restated such Agreement and Plan of
Merger in its entirety in order to (i) delete certain references to the shares
of Series I Convertible Preferred Stock, par value $.001 per share, of the
Company, all of which had been converted into shares of common stock, par value
$.001 per share, of the Company ("COMPANY COMMON STOCK"), pursuant to their
terms, and certain requirements relating thereto, (ii) reflect the two-for-one
stock split announced on January 20, 1998 by Qwest's Board of Directors, payable
on February 24, 1998 as a dividend to the holders of record of shares of common
stock, par value $.01 per share, of Qwest ("QWEST COMMON STOCK"), on February 2,
1998 (the "QWEST STOCK SPLIT") and (iii) clarify the terms of the Merger
Consideration (as defined in the Merger Agreement). On February 10, 1998, the
parties further amended and restated such Agreement and Plan of Merger in its
entirety pursuant to the Amended and Restated Agreement and Plan of Merger dated
as of December 31, 1997 (the "MERGER AGREEMENT"), to further clarify the terms
of the Merger Consideration and to add certain covenants and closing conditions
relating to dissenting stockholders of the Company.
A copy of the Merger Agreement has been filed with the
Securities and Exchange Commission (the "COMMISSION") by Qwest as Exhibit A to
the Proxy Statement/Prospectus that is part of the Registration Statement on
Form S-4 (the "REGISTRATION STATEMENT") of Qwest relating to the
Page 7 of 12 Pages
<PAGE>
registration by Qwest under the Securities Act of 1933, as amended, of shares of
Qwest Common Stock and certain contingent cash consideration rights. The Merger
Agreement is hereby incorporated herein by reference as Exhibit 1.
ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR
RELATIONSHIPS WITH RESPECT TO SECURITIES OF ISSUER
Reference is made to Item 4 of this Amendment No. 2 and the
exhibits incorporated herein by reference for a description of the Merger
Agreement the Voting Agreements (as defined in the Merger Agreement).
ITEM 7. MATERIAL TO BE FILED AS EXHIBITS
Exhibit 4 Amended and Restated Agreement and Plan of Merger dated as of
December 31, 1997 among Phoenix Network, Inc., Qwest
Communications International Inc. and Qwest 1997-5 Acquisition
Corp.(1)
- --------
(1) Filed as Exhibit A to the Proxy Statement/Prospectus that is part of
the Registration Statement and incorporated herein by reference.
Page 8 of 12 Pages
<PAGE>
Signature
---------
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
February 17, 1998
Date
QWEST COMMUNICATIONS INTERNATIONAL INC.
By: /s/ Robert S. Woodruff
- --------------------------------------------
Robert S. Woodruff
Executive Vice President - Finance,
Chief Financial Officer and
Treasurer
S-1
<PAGE>
Signature
---------
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
February 17, 1998
Date
QWEST 1997-5 ACQUISITION CORP.
By: /s/ Robert S. Woodruff
- --------------------------------
Robert S. Woodruff
Treasurer
S-2
<PAGE>
Signature
---------
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
February 17, 1998
Date
ANSCHUTZ COMPANY
By: /s/ Philip F. Anschutz
- ---------------------------------
Philip F. Anschutz
Chairman and
Chief Executive Officer
ANSCHUTZ FAMILY INVESTMENT COMPANY LLC
By: ANSCHUTZ COMPANY,
its Manager
By: /s/ Philip F. Anschutz
------------------------------------
Philip F. Anschutz
Chairman and
Chief Executive Officer
S-3
<PAGE>
Signature
---------
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
February 17, 1998
Date
/s/ Philip F. Anschutz
- ----------------------------
Philip F. Anschutz
S-4
<PAGE>
EXHIBIT INDEX
-------------
Exhibit 4 Amended and Restated Agreement and Plan of Merger dated as of
December 31, 1997 among Phoenix Network, Inc., Qwest
Communications International Inc. and Qwest 1997-5 Acquisition
Corp.(1)
- --------
(1) Filed as Exhibit A to the Proxy Statement/Prospectus that is part of
the Registration Statement and incorporated herein by reference.
Ex. - 1
