<PAGE>
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
------------------
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 2)
MISSION WEST PROPERTIES
- -------------------------------------------------------------------------------
(Name of Issuer)
COMMON STOCK
- -------------------------------------------------------------------------------
(Title of Class of Securities)
60520020-3
- -------------------------------------------------------------------------------
(CUSIP Number)
Michael Knapp, Secretary, Berg & Berg Enterprises, Inc.
10050 Bandley Drive, Cupertino, CA 95014
- -------------------------------------------------------------------------------
(Name, Address and Telephone Number of Person Authorized to Receive Notices
and Communications)
with a copy to:
Alan B. Kalin, Esq., Graham & James LLP
600 Hansen Way, Palo Alto, CA 94304-1043; (650) 856-6500
- -------------------------------------------------------------------------------
November 12, 1997
- -------------------------------------------------------------------------------
(Date of Event Which Requires Filing of This Statement)
If the filing person has previously filed a statement on Schedule 13G to
report the acquisition which is the subject of this Schedule 13D, and is
filing this schedule because of Rule 13d-1(b)(3) or (4), check the following
box [ ].
Note: Six copies of this statement, including all exhibits, should be
filed with the Commission. See Rule 13d-1(a) for other parties to whom
copies are to be sent.
* The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which
would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section
of the Act, but shall be subject to all other provisions of the Act (however,
see the Notes).
<PAGE>
CUSIP No. 60520020-3
- -------------------------------------------------------------------------------
(1) Names of Reporting Persons/S.S. or I.R.S. Identification Nos. of Above
Persons BERG & BERG ENTERPRISES, INC. , FOR ITSELF AND THE PERSONS
IDENTIFIED ON EXHIBIT 1 TO THIS SCHEDULE 13D/A
- -------------------------------------------------------------------------------
(2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) x
(b)
- -------------------------------------------------------------------------------
(3) SEC Use Only
- -------------------------------------------------------------------------------
(4) Source of Funds (See Instructions)
WC
- -------------------------------------------------------------------------------
(5) Check if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d)
or 2(e)
- -------------------------------------------------------------------------------
(6) Citizenship or Place of Organization California
-----------------------------------
- -------------------------------------------------------------------------------
Shares Bene-
ficially (7) Sole Voting Power 27,333
Owned by ------------------------
Each Report- (8) Shared Voting Power 1,097,959
ing Person ------------------------
With (9) Sole Dispositive Power 27,333
------------------------
(10) Shared Dispositive Power 0
------------------------
- -------------------------------------------------------------------------------
(11) Aggregate Amount Beneficially Owned by Each Reporting Person 1,097,959
- -------------------------------------------------------------------------------
(12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions)
- -------------------------------------------------------------------------------
(13) Percent of Class Represented by Amount in Row 11 73.1%
------------------------
- -------------------------------------------------------------------------------
(14) Type of Reporting Person (See Instructions) CO
----------------------------
- -------------------------------------------------------------------------------
<PAGE>
CUSIP No. 60520020-3
- -------------------------------------------------------------------------------
(1) Names of Reporting Persons/S.S. or I.R.S. Identification Nos. of Above
Persons BERG & BERG DEVELOPERS
------------------------------------------------------------------
- -------------------------------------------------------------------------------
(2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) x
(b)
- -------------------------------------------------------------------------------
(3) SEC Use Only
- -------------------------------------------------------------------------------
(4) Source of Funds (See Instructions)
Not Applicable
- -------------------------------------------------------------------------------
(5) Check if Disclosure of Legal Proceeding Is Required Pursuant to
Items 2(d) or 2(e)
--------
- -------------------------------------------------------------------------------
(6) Citizenship or Place of Organization California
----------------------
- -------------------------------------------------------------------------------
Shares Bene-
ficially (7) Sole Voting Power 0
Owned by --------------------------------------
Each Report- (8) Shared Voting Power 1,097,959
ing Person --------------------------------------
With (9) Sole Dispositive Power 0
----------------------------------
(10) Shared Dispositive Power 27,333
----------------------------------
- -------------------------------------------------------------------------------
(11) Aggregate Amount Beneficially Owned by Each Reporting Person 1,097,959
------------
- -------------------------------------------------------------------------------
(12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions)
- -------------------------------------------------------------------------------
(13) Percent of Class Represented by Amount in Row 11 73.1%
- -------------------------------------------------------------------------------
(14) Type of Reporting Person (See Instructions) PN
----------------------------
- -------------------------------------------------------------------------------
<PAGE>
CUSIP No. 60520020-3
- -------------------------------------------------------------------------------
(1) Names of Reporting Persons/S.S. or I.R.S. Identification Nos. of Above
Persons CARL E. BERG
------------------------------------------------------------------
- -------------------------------------------------------------------------------
(2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) x
(b)
- -------------------------------------------------------------------------------
(3) SEC Use Only
- -------------------------------------------------------------------------------
(4) Source of Funds (See Instructions)
Not Applicable
- -------------------------------------------------------------------------------
(5) Check if Disclosure of Legal Proceeding Is Required Pursuant to
Items 2(d) or 2(e)
- -------------------------------------------------------------------------------
(6) Citizenship or Place of Organization USA
-----------------------------------
- -------------------------------------------------------------------------------
Shares Bene-
ficially (7) Sole Voting Power 53,071
Owned by ---------------------------------------
Each Report- (8) Shared Voting Power 1,097,959
ing Person ---------------------------------------
With (9) Sole Dispositive Power 0
---------------------------------
(10) Shared Dispositive Power 27,333
---------------------------------
- -------------------------------------------------------------------------------
(11) Aggregate Amount Beneficially Owned by Each Reporting Person 1,151,030
-----------
- -------------------------------------------------------------------------------
(12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions)
- -------------------------------------------------------------------------------
(13) Percent of Class Represented by Amount in Row 11 76.7%
-------------------
- -------------------------------------------------------------------------------
(14) Type of Reporting Person (See Instructions) IN
-----------------------------
- -------------------------------------------------------------------------------
<PAGE>
CUSIP No. 60520020-3
- -------------------------------------------------------------------------------
(1) Names of Reporting Persons/S.S. or I.R.S. Identification Nos. of Above
Persons
Clyde J. Berg
--------------------------------------------------------------
- -------------------------------------------------------------------------------
(2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) x
(b)
- -------------------------------------------------------------------------------
(3) SEC Use Only
- -------------------------------------------------------------------------------
(4) Source of Funds (See Instructions)
Not Applicable
- -------------------------------------------------------------------------------
(5) Check if Disclosure of Legal Proceeding Is Required Pursuant to
Items 2(d) or 2(e)
- -------------------------------------------------------------------------------
(6) Citizenship or Place of Organization USA
----------------------------------
- -------------------------------------------------------------------------------
Shares Bene-
ficially (7) Sole Voting Power 0
Owned by ---------------------------------------
Each Report- (8) Shared Voting Power 1,097,959
ing Person ---------------------------------------
With (9) Sole Dispositive Power 0
----------------------------------
(10) Shared Dispositive Power 27,333
----------------------------------
- -------------------------------------------------------------------------------
(11) Aggregate Amount Beneficially Owned by Each Reporting Person 1,097,959
-----------
- -------------------------------------------------------------------------------
(12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions)
- -------------------------------------------------------------------------------
(13) Percent of Class Represented by Amount in Row 11 73.1%
-------------------
- -------------------------------------------------------------------------------
(14) Type of Reporting Person (See Instructions) IN
----------------------------
<PAGE>
CUSIP No. 60520020-3
- -------------------------------------------------------------------------------
(1) Names of Reporting Persons/S.S. or I.R.S. Identification Nos. of Above
Persons CARL E. WARDEN
------------------------------------------------------------------
- -------------------------------------------------------------------------------
(2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) x
(b)
- -------------------------------------------------------------------------------
(3) SEC Use Only
- -------------------------------------------------------------------------------
(4) Source of Funds (See Instructions) PF
--------------------------------------
- -------------------------------------------------------------------------------
(5) Check if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d)
or 2(e)
----------
- -------------------------------------------------------------------------------
(6) Citizenship or Place of Organization USA
-----------------------------------
- -------------------------------------------------------------------------------
Shares Bene-
ficially (7) Sole Voting Power 0
Owned by ---------------------------------------
Each Report- (8) Shared Voting Power 117,333
ing Person ---------------------------------------
With (9) Sole Dispositive Power 117,333
-----------------------------------
(10) Shared Dispositive Power 0
-----------------------------------
- -------------------------------------------------------------------------------
(11) Aggregate Amount Beneficially Owned by Each Reporting Person 117,333
-----------
- -------------------------------------------------------------------------------
(12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) X
-----
- -------------------------------------------------------------------------------
(13) Percent of Class Represented by Amount in Row 11 7.8%
------------------------
- -------------------------------------------------------------------------------
(14) Type of Reporting Person (See Instructions) IN
-----------------------------
- -------------------------------------------------------------------------------
<PAGE>
CUSIP No. 60520020-3
- -------------------------------------------------------------------------------
(1) Names of Reporting Persons/S.S. or I.R.S. Identification Nos. of
Above Persons
LEONARD C. PERHAM
--------------------------------------------------------------------------
- -------------------------------------------------------------------------------
(2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) x
(b)
- -------------------------------------------------------------------------------
(3) SEC Use Only
- -------------------------------------------------------------------------------
(4) Source of Funds (See Instructions) PF
---------------------------------
- -------------------------------------------------------------------------------
(5) Check if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d)
or 2(e)
--------
- -------------------------------------------------------------------------------
(6) Citizenship or Place of Organization USA
----------------------------------
- -------------------------------------------------------------------------------
Shares Bene-
ficially (7) Sole Voting Power 0
Owned by ---------------------------------------
Each Report- (8) Shared Voting Power 34,833
ing Person ---------------------------------------
With (9) Sole Dispositive Power 34,833
-----------------------------------
(10) Shared Dispositive Power 0
-----------------------------------
(11) Aggregate Amount Beneficially Owned by Each Reporting Person 34,833
-------------
- -------------------------------------------------------------------------------
(12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) X
----
- -------------------------------------------------------------------------------
(13) Percent of Class Represented by Amount in Row 11 2.3%
-------------------------
- -------------------------------------------------------------------------------
(14) Type of Reporting Person (See Instructions) IN
----------------------------
- -------------------------------------------------------------------------------
<PAGE>
CUSIP No. 60520020-3
- -------------------------------------------------------------------------------
(1) Names of Reporting Persons/S.S. or I.R.S. Identification Nos. of
Above Persons ALAN B. KALIN
------------------------------------------------------
- -------------------------------------------------------------------------------
(2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) x
(b)
- -------------------------------------------------------------------------------
(3) SEC Use Only
- -------------------------------------------------------------------------------
(4) Source of Funds (See Instructions) PF
- -------------------------------------------------------------------------------
(5) Check if Disclosure of Legal Proceeding Is Required Pursuant to
Items 2(d) or 2(e)
------------
- -------------------------------------------------------------------------------
(6) Citizenship or Place of Organization USA
-------------------------------
- -------------------------------------------------------------------------------
Shares Bene-
ficially (7) Sole Voting Power 0
Owned by ---------------------------------------
Each Report- (8) Shared Voting Power 12,333
ing Person ---------------------------------------
With (9) Sole Dispositive Power 12,333
-----------------------------------
(10) Shared Dispositive Power 0
-----------------------------------
(11) Aggregate Amount Beneficially Owned by Each Reporting Person 12,333
------------
- -------------------------------------------------------------------------------
(12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) X
------
- -------------------------------------------------------------------------------
(13) Percent of Class Represented by Amount in Row 11 .8%
------------------------
- -------------------------------------------------------------------------------
(14) Type of Reporting Person (See Instructions) IN
----------------------------
- -------------------------------------------------------------------------------
<PAGE>
CUSIP No. 60520020-3
- -------------------------------------------------------------------------------
(1) Names of Reporting Persons/S.S. or I.R.S. Identification Nos. of Above
Persons JOHN C. BOLGER
----------------------------------------------------------------
- -------------------------------------------------------------------------------
(2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) x
(b)
- -------------------------------------------------------------------------------
(3) SEC Use Only
- -------------------------------------------------------------------------------
(4) Source of Funds (See Instructions) PF
---------------------------------
- -------------------------------------------------------------------------------
(5) Check if Disclosure of Legal Proceeding Is Required Pursuant to
Items 2(d) or 2(e)
------
- -------------------------------------------------------------------------------
(6) Citizenship or Place of Organization USA
---------------------------------
- -------------------------------------------------------------------------------
Shares Bene-
ficially (7) Sole Voting Power 0
Owned by ----------------------------------------
Each Report- (8) Shared Voting Power 22,222
ing Person ----------------------------------------
With (9) Sole Dispositive Power 22,222
-----------------------------------
(10) Shared Dispositive Power 0
-----------------------------------
(11) Aggregate Amount Beneficially Owned by Each Reporting Person 22,222
-------------
- -------------------------------------------------------------------------------
(12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) X
-----
- -------------------------------------------------------------------------------
(13) Percent of Class Represented by Amount in Row 11 1.5%
------------------------
- -------------------------------------------------------------------------------
(14) Type of Reporting Person (See Instructions) IN
----------------------------
- -------------------------------------------------------------------------------
<PAGE>
CUSIP No. 60520020-3
- -------------------------------------------------------------------------------
(1) Names of Reporting Persons/S.S. or I.R.S. Identification Nos. of
Above Persons ROGER S. KIRK
------------------------------------------------------
- -------------------------------------------------------------------------------
(2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) x
(b)
- -------------------------------------------------------------------------------
(3) SEC Use Only
- -------------------------------------------------------------------------------
(4) Source of Funds (See Instructions) PF
---------------------------
- -------------------------------------------------------------------------------
(5) Check if Disclosure of Legal Proceeding Is Required Pursuant to
Items 2(d) or 2(e)
-------
- -------------------------------------------------------------------------------
(6) Citizenship or Place of Organization USA
- -------------------------------------------------------------------------------
Shares Bene-
ficially (7) Sole Voting Power 0
Owned by ---------------------------------------
Each Report- (8) Shared Voting Power 34,556
ing Person ---------------------------------------
With (9) Sole Dispositive Power 34,556
-----------------------------------
(10) Shared Dispositive Power 0
-----------------------------------
- -------------------------------------------------------------------------------
(11) Aggregate Amount Beneficially Owned by Each Reporting Person 34,556
-------------
- -------------------------------------------------------------------------------
(12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) X
----
- -------------------------------------------------------------------------------
(13) Percent of Class Represented by Amount in Row 11 2.3%
------------------------
- -------------------------------------------------------------------------------
(14) Type of Reporting Person (See Instructions) IN
-----------------------------
- -------------------------------------------------------------------------------
<PAGE>
CUSIP No. 60520020-3
- -------------------------------------------------------------------------------
(1) Names of Reporting Persons/S.S. or I.R.S. Identification Nos. of Above
Persons PATRICK W. HURLEY
-----------------------------------------------------------------
- -------------------------------------------------------------------------------
(2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) x
(b)
- -------------------------------------------------------------------------------
(3) SEC Use Only
- -------------------------------------------------------------------------------
(4) Source of Funds (See Instructions) PF
----------------------------------
- -------------------------------------------------------------------------------
(5) Check if Disclosure of Legal Proceeding Is Required Pursuant to
Items 2(d) or 2(e)
-------
- -------------------------------------------------------------------------------
(6) Citizenship or Place of Organization USA
----------------------------------
- -------------------------------------------------------------------------------
Shares Bene-
ficially (7) Sole Voting Power 0
Owned by ----------------------------------------
Each Report- (8) Shared Voting Power 30,333
ing Person ----------------------------------------
With (9) Sole Dispositive Power 30,333
----------------------------------------
(10) Shared Dispositive Power 0
-------------------------------
(11) Aggregate Amount Beneficially Owned by Each Reporting Person 30,333
------------
- -------------------------------------------------------------------------------
(12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) X
-----
- -------------------------------------------------------------------------------
(13) Percent of Class Represented by Amount in Row 11 2%
----
- -------------------------------------------------------------------------------
(14) Type of Reporting Person (See Instructions) IN
-----------------------------
<PAGE>
CUSIP No. 60520020-3
- -------------------------------------------------------------------------------
(1) Names of Reporting Persons/S.S. or I.R.S. Identification Nos. of
Above Persons ROY A. WRIGHT (IRA)
-----------------------------------------------------
- -------------------------------------------------------------------------------
(2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) x
(b)
- -------------------------------------------------------------------------------
(3) SEC Use Only
- -------------------------------------------------------------------------------
(4) Source of Funds (See Instructions) PF
---------------------------
- -------------------------------------------------------------------------------
(5) Check if Disclosure of Legal Proceeding Is Required Pursuant to
Items 2(d) or 2(e)
------
- -------------------------------------------------------------------------------
(6) Citizenship or Place of Organization USA
------------------------------
- -------------------------------------------------------------------------------
Shares Bene-
ficially (7) Sole Voting Power 0
Owned by -----------------------------------------
Each Report- (8) Shared Voting Power 12,333
ing Person ---------------------------------------
With (9) Sole Dispositive Power 12,333
------------------------------------
(10) Shared Dispositive Power 0
------------------------------------
- -------------------------------------------------------------------------------
(11) Aggregate Amount Beneficially Owned by Each Reporting Person 12,333
------------
- -------------------------------------------------------------------------------
(12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) X
-----
- -------------------------------------------------------------------------------
(13) Percent of Class Represented by Amount in Row 11 .8%
------------------------
- -------------------------------------------------------------------------------
(14) Type of Reporting Person (See Instructions) EP
-----------------------------
- -------------------------------------------------------------------------------
<PAGE>
CUSIP No. 60520020-3
- -------------------------------------------------------------------------------
(1) Names of Reporting Persons/S.S. or I.R.S. Identification Nos. of
Above Persons RICHARD T. TARRANT (IRA)
----------------------------------------------------------
(2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) x
(b)
- -------------------------------------------------------------------------------
(3) SEC Use Only
- -------------------------------------------------------------------------------
(4) Source of Funds (See Instructions) PF
--------------------------------
- -------------------------------------------------------------------------------
(5) Check if Disclosure of Legal Proceeding Is Required Pursuant to
Items 2(d) or 2(e)
--------
- -------------------------------------------------------------------------------
(6) Citizenship or Place of Organization USA
-----------------------------------
- -------------------------------------------------------------------------------
Shares Bene-
ficially (7) Sole Voting Power 0
Owned by ----------------------------------------
Each Report- (8) Shared Voting Power 12,333
ing Person ----------------------------------------
With (9) Sole Dispositive Power 12,333
-----------------------------------
(10) Shared Dispositive Power 0
-----------------------------------
- -------------------------------------------------------------------------------
(11) Aggregate Amount Beneficially Owned by Each Reporting Person 12,333
-------------
- -------------------------------------------------------------------------------
(12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) X
-----
- -------------------------------------------------------------------------------
(13) Percent of Class Represented by Amount in Row 11 .8%
------------------------
(14) Type of Reporting Person (See Instructions) EP
-----------------------------
- -------------------------------------------------------------------------------
<PAGE>
CUSIP No. 60520020-3
(1) Names of Reporting Persons/S.S. or I.R.S. Identification Nos. of
Above Persons JOHN J. BARTKO (IRA)
------------------------------------------------------------
- -------------------------------------------------------------------------------
(2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) x
(b)
- -------------------------------------------------------------------------------
(3) SEC Use Only
- -------------------------------------------------------------------------------
(4) Source of Funds (See Instructions) PF
--------------------------------
(5) Check if Disclosure of Legal Proceeding Is Required Pursuant to
Items 2(d) or 2(e)
-------
- -------------------------------------------------------------------------------
(6) Citizenship or Place of Organization USA
-----------------------------------
Shares Bene-
ficially (7) Sole Voting Power 0
Owned by ----------------------------------------
Each Report- (8) Shared Voting Power 12,333
ing Person ----------------------------------------
With (9) Sole Dispositive Power 12,333
-----------------------------------
(10) Shared Dispositive Power 0
-----------------------------------
- -------------------------------------------------------------------------------
(11) Aggregate Amount Beneficially Owned by Each Reporting Person 12,333
------------
- -------------------------------------------------------------------------------
(12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) X
-----
- -------------------------------------------------------------------------------
(13) Percent of Class Represented by Amount in Row 11 .8%
------------------------
- -------------------------------------------------------------------------------
(14) Type of Reporting Person (See Instructions) EP
-----------------------------
- -------------------------------------------------------------------------------
<PAGE>
CUSIP No. 60520020-3
- -------------------------------------------------------------------------------
(1) Names of Reporting Persons/S.S. or I.R.S. Identification Nos. of Above
Persons CALVIN L. REED AND LINDA ENG REED REVOCABLE LIVING TRUST
-----------------------------------------------------------------
- -------------------------------------------------------------------------------
(2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) x
(b)
- -------------------------------------------------------------------------------
(3) SEC Use Only
- -------------------------------------------------------------------------------
(4) Source of Funds (See Instructions) PF
------------------------------------
(5) Check if Disclosure of Legal Proceeding Is Required Pursuant to
Items 2(d) or 2(e)
--------
- -------------------------------------------------------------------------------
(6) Citizenship or Place of Organization USA
-----------
- -------------------------------------------------------------------------------
Shares Bene-
ficially (7) Sole Voting Power 0
Owned by ----------------------------------------
Each Report- (8) Shared Voting Power 23,433
ing Person ----------------------------------------
With (9) Sole Dispositive Power 23,433
-----------------------------------
(10) Shared Dispositive Power 0
-----------------------------------
- -------------------------------------------------------------------------------
(11) Aggregate Amount Beneficially Owned by Each Reporting Person 23,433
------------
- -------------------------------------------------------------------------------
(12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) X
------
- -------------------------------------------------------------------------------
(13) Percent of Class Represented by Amount in Row 11 1.6%
------------------------
- -------------------------------------------------------------------------------
(14) Type of Reporting Person (See Instructions) IN
-----------------------------
- -------------------------------------------------------------------------------
<PAGE>
CUSIP No. 60520020-3
- -------------------------------------------------------------------------------
(1) Names of Reporting Persons/S.S. or I.R.S. Identification Nos. of
Above Persons THELMER AALGAARD
------------------------------------------------------------
- -------------------------------------------------------------------------------
(2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) x
(b)
- -------------------------------------------------------------------------------
(3) SEC Use Only
- -------------------------------------------------------------------------------
(4) Source of Funds (See Instructions) PF
----------------------------------
- -------------------------------------------------------------------------------
(5) Check if Disclosure of Legal Proceeding Is Required Pursuant to
Items 2(d) or 2(e)
------
- -------------------------------------------------------------------------------
(6) Citizenship or Place of Organization USA
-----------------------------------
- -------------------------------------------------------------------------------
Shares Bene-
ficially (7) Sole Voting Power 0
Owned by -----------------------------------------
Each Report- (8) Shared Voting Power 82,973
ing Person ----------------------------------------
With (9) Sole Dispositive Power 82,973
-----------------------------------
(10) Shared Dispositive Power 0
-----------------------------------
- -------------------------------------------------------------------------------
(11) Aggregate Amount Beneficially Owned by Each Reporting Person 82,973
--------------
- -------------------------------------------------------------------------------
(12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) X
------
- -------------------------------------------------------------------------------
(13) Percent of Class Represented by Amount in Row 11 5.5%
------------------------
- -------------------------------------------------------------------------------
(14) Type of Reporting Person (See Instructions) IN
------------------------
- -------------------------------------------------------------------------------
<PAGE>
CUSIP No. 60520020-3
- -------------------------------------------------------------------------------
(1) Names of Reporting Persons/S.S. or I.R.S. Identification Nos. of
Above Persons DOUGLAS BROYLES
-----------------------------------------------------------
- -------------------------------------------------------------------------------
(2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) x
(b)
- -------------------------------------------------------------------------------
(3) SEC Use Only
- -------------------------------------------------------------------------------
(4) Source of Funds (See Instructions) PF
---------------------------------
- -------------------------------------------------------------------------------
(5) Check if Disclosure of Legal Proceeding Is Required Pursuant to
Items 2(d) or 2(e)
-------
- -------------------------------------------------------------------------------
(6) Citizenship or Place of Organization USA
-----------------------------------
- -------------------------------------------------------------------------------
Shares Bene-
ficially (7) Sole Voting Power 0
Owned by ----------------------------------------
Each Report- (8) Shared Voting Power 12,333
ing Person --------------------------------------
With (9) Sole Dispositive Power 12,333
-----------------------------------
(10) Shared Dispositive Power 0
--------------------------------
- -------------------------------------------------------------------------------
(11) Aggregate Amount Beneficially Owned by Each Reporting Person 12,333
------------
- -------------------------------------------------------------------------------
(12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) X
----
- -------------------------------------------------------------------------------
(13) Percent of Class Represented by Amount in Row 11 .8%
-------------------
- -------------------------------------------------------------------------------
(14) Type of Reporting Person (See Instructions) IN
------------------------
- -------------------------------------------------------------------------------
<PAGE>
CUSIP No. 60520020-3
- -------------------------------------------------------------------------------
(1) Names of Reporting Persons/S.S. or I.R.S. Identification Nos. of Above
Persons MICHAEL L. KNAPP
------------------------------------------------------------------
- -------------------------------------------------------------------------------
(2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) x
(b)
- -------------------------------------------------------------------------------
(3) SEC Use Only
- -------------------------------------------------------------------------------
(4) Source of Funds (See Instructions) PF
--------------------------------
(5) Check if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d)
or 2(e)
-------
- -------------------------------------------------------------------------------
(6) Citizenship or Place of Organization USA
-----------------------------------
- -------------------------------------------------------------------------------
Shares Bene-
ficially (7) Sole Voting Power 0
Owned by ----------------------------------------
Each Report- (8) Shared Voting Power 34,733
ing Person ----------------------------------------
With (9) Sole Dispositive Power 34,733
-----------------------------------
(10) Shared Dispositive Power 0
-----------------------------------
- -------------------------------------------------------------------------------
(11) Aggregate Amount Beneficially Owned by Each Reporting Person 34,733
------------
- -------------------------------------------------------------------------------
(12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) X
-----
- -------------------------------------------------------------------------------
(13) Percent of Class Represented by Amount in Row 11 2.3%
------------------------
- -------------------------------------------------------------------------------
(14) Type of Reporting Person (See Instructions) IN
-----------------------------
- -------------------------------------------------------------------------------
<PAGE>
CUSIP No. 60520020-3
- --------------------------------------------------------------------------------
(1) Names of Reporting Persons/S.S. or I.R.S. Identification Nos. of Above
Persons Mark Lewis
- --------------------------------------------------------------------------------
(2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) x
(b)
- --------------------------------------------------------------------------------
(3) SEC Use Only
- --------------------------------------------------------------------------------
(4) Source of Funds (See Instructions) PF
- --------------------------------------------------------------------------------
(5) Check if Disclosure of Legal Proceeding Is Required Pursuant to
Items 2(d) or 2(e)
- --------------------------------------------------------------------------------
(6) Citizenship or Place of Organization UK
- --------------------------------------------------------------------------------
Shares Bene-
ficially (7) Sole Voting Power 0
Owned by --------------------------------
Each Report- (8) Shared Voting Power 12,333
ing Person ------------------------------
With (9) Sole Dispositive Power 12,333
---------------------------
(10) Shared Dispositive Power 0
-------------------------
- --------------------------------------------------------------------------------
(11) Aggregate Amount Beneficially Owned by Each Reporting Person 12,333
--------
- --------------------------------------------------------------------------------
(12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) X
------
- --------------------------------------------------------------------------------
(13) Percent of Class Represented by Amount in Row 11 .8%
--------------------
- --------------------------------------------------------------------------------
(14) Type of Reporting Person (See Instructions) IN
--------------------------
- --------------------------------------------------------------------------------
<PAGE>
CUSIP No. 60520020-3
- --------------------------------------------------------------------------------
(1) Names of Reporting Persons/S.S. or I.R.S. Identification Nos. of
Above Persons
Lee B. Stern
- --------------------------------------------------------------------------------
(2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) x
(b)
- --------------------------------------------------------------------------------
(3) SEC Use Only
- --------------------------------------------------------------------------------
(4) Source of Funds (See Instructions) PF
- --------------------------------------------------------------------------------
(5) Check if Disclosure of Legal Proceeding Is Required Pursuant to
Items 2(d) or 2(e)
- --------------------------------------------------------------------------------
(6) Citizenship or Place of Organization USA
Shares Bene- ----------------------------------------
ficially (7) Sole Voting Power 0
Owned by ----------------------------------------
Each Report- (8) Shared Voting Power 11,000
ing Person ----------------------------------------
With (9) Sole Dispositive Power 11,000
----------------------------------------
(10) Shared Dispositive Power 0
----------------------------------------
- -------------------------------------------------------------------------------
(11) Aggregate Amount Beneficially Owned by Each Reporting Person 11,000
- --------------------------------------------------------------------------------
(12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) X
- --------------------------------------------------------------------------------
(13) Percent of Class Represented by Amount in Row 11 .7%
- --------------------------------------------------------------------------------
(14) Type of Reporting Person (See Instructions) IN
- --------------------------------------------------------------------------------
<PAGE>
CUSIP No. 60520020-3
- --------------------------------------------------------------------------------
(1) Names of Reporting Persons/S.S. or I.R.S. Identification Nos. of
Above Persons
Raymond L. Staepelaere
- --------------------------------------------------------------------------------
(2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) x
(b)
- --------------------------------------------------------------------------------
(3) SEC Use Only
- --------------------------------------------------------------------------------
(4) Source of Funds (See Instructions) PF
- --------------------------------------------------------------------------------
(5) Check if Disclosure of Legal Proceeding Is Required Pursuant to
Items 2(d) or 2(e)
- --------------------------------------------------------------------------------
(6) Citizenship or Place of Organization USA
Shares Bene- ---------------------------------------
ficially (7) Sole Voting Power 0
Owned by ---------------------------------------
Each Report- (8) Shared Voting Power 30,378
ing Person ----------------------------------------
With (9) Sole Dispositive Power 30,378
----------------------------------------
(10) Shared Dispositive Power 0
-----------------------------------------
(11) Aggregate Amount Beneficially Owned by Each Reporting Person 30,378
- --------------------------------------------------------------------------------
(12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) X
- --------------------------------------------------------------------------------
(13) Percent of Class Represented by Amount in Row 11 2%
- --------------------------------------------------------------------------------
(14) Type of Reporting Person (See Instructions) IN
- --------------------------------------------------------------------------------
<PAGE>
CUSIP No. 60520020-3
- --------------------------------------------------------------------------------
(1) Names of Reporting Persons/S.S. or I.R.S. Identification Nos.
of Above Persons
Robert S. & Julia G. Reis Trust Agreement Dated July 3, 1996
- --------------------------------------------------------------------------------
(2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) x
(b)
- --------------------------------------------------------------------------------
(3) SEC Use Only
- --------------------------------------------------------------------------------
(4) Source of Funds (See Instructions) PF
- --------------------------------------------------------------------------------
(5) Check if Disclosure of Legal Proceeding Is Required Pursuant to
Items 2(d) or 2(e)
- --------------------------------------------------------------------------------
(6) Citizenship or Place of Organization USA
Shares Bene- -----------------------------------------
ficially (7) Sole Voting Power 0
Owned by -----------------------------------------
Each Report- (8) Shared Voting Power 22,200
ing Person -----------------------------------------
With (9) Sole Dispositive Power 22,200
-----------------------------------------
(10) Shared Dispositive Power 0
-----------------------------------------
(11) Aggregate Amount Beneficially Owned by Each Reporting Person 22,200
- --------------------------------------------------------------------------------
(12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) X
- --------------------------------------------------------------------------------
(13) Percent of Class Represented by Amount in Row 11 1.5%
- --------------------------------------------------------------------------------
(14) Type of Reporting Person (See Instructions) IN
- --------------------------------------------------------------------------------
<PAGE>
CUSIP No. 60520020-3
- --------------------------------------------------------------------------------
(1) Names of Reporting Persons/S.S. or I.R.S. Identification Nos. of
Above Persons
Robert L. & Sharon K. Yoerg
- --------------------------------------------------------------------------------
(2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) x
(b)
- --------------------------------------------------------------------------------
(3) SEC Use Only
- --------------------------------------------------------------------------------
(4) Source of Funds (See Instructions) PF
- --------------------------------------------------------------------------------
(5) Check if Disclosure of Legal Proceeding Is Required Pursuant to
Items 2(d) or 2(e)
- --------------------------------------------------------------------------------
(6) Citizenship or Place of Organization USA
Shares Bene- -----------------------------------------
ficially (7) Sole Voting Power 0
Owned by -----------------------------------------
Each Report- (8) Shared Voting Power 111,111
ing Person -----------------------------------------
With (9) Sole Dispositive Power 111,111
-----------------------------------------
(10) Shared Dispositive Power 0
-----------------------------------------
(11) Aggregate Amount Beneficially Owned by Each Reporting Person 111,111
- --------------------------------------------------------------------------------
(12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) X
- --------------------------------------------------------------------------------
(13) Percent of Class Represented by Amount in Row 11 7.4%
- --------------------------------------------------------------------------------
(14) Type of Reporting Person (See Instructions) IN
- --------------------------------------------------------------------------------
<PAGE>
CUSIP No. 60520020-3
- --------------------------------------------------------------------------------
(1) Names of Reporting Persons/S.S. or I.R.S. Identification Nos. of
Above Persons
Alan H. Huggins
- --------------------------------------------------------------------------------
(2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) x
(b)
- --------------------------------------------------------------------------------
(3) SEC Use Only
- --------------------------------------------------------------------------------
(4) Source of Funds (See Instructions) PF
- --------------------------------------------------------------------------------
(5) Check if Disclosure of Legal Proceeding Is Required Pursuant to
Items 2(d) or 2(e)
- --------------------------------------------------------------------------------
(6) Citizenship or Place of Organization USA
Shares Bene- -----------------------------------------
ficially (7) Sole Voting Power 0
Owned by -----------------------------------------
Each Report- (8) Shared Voting Power 22,200
ing Person -----------------------------------------
With (9) Sole Dispositive Power 22,200
-----------------------------------------
(10) Shared Dispositive Power 0
-----------------------------------------
(11) Aggregate Amount Beneficially Owned by Each Reporting Person 22,200
- --------------------------------------------------------------------------------
(12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) X
- --------------------------------------------------------------------------------
(13) Percent of Class Represented by Amount in Row 11 1.5%
- --------------------------------------------------------------------------------
(14) Type of Reporting Person (See Instructions) IN
- --------------------------------------------------------------------------------
<PAGE>
CUSIP No. 60520020-3
- --------------------------------------------------------------------------------
(1) Names of Reporting Persons/S.S. or I.R.S. Identification Nos. of
Above Persons
Steve Zungul
- --------------------------------------------------------------------------------
(2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) x
(b)
- --------------------------------------------------------------------------------
(3) SEC Use Only
- --------------------------------------------------------------------------------
(4) Source of Funds (See Instructions) PF
- --------------------------------------------------------------------------------
(5) Check if Disclosure of Legal Proceeding Is Required Pursuant to
Items 2(d) or 2(e)
- --------------------------------------------------------------------------------
(6) Citizenship or Place of Organization USA
Shares Bene- -----------------------------------------
ficially (7) Sole Voting Power 0
Owned by -----------------------------------------
Each Report- (8) Shared Voting Power 29,000
ing Person -----------------------------------------
With (9) Sole Dispositive Power 29,000
-----------------------------------------
(10) Shared Dispositive Power 0
-----------------------------------------
(11) Aggregate Amount Beneficially Owned by Each Reporting Person 29,000
- --------------------------------------------------------------------------------
(12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) X
- --------------------------------------------------------------------------------
(13) Percent of Class Represented by Amount in Row 11 1.9%
- --------------------------------------------------------------------------------
(14) Type of Reporting Person (See Instructions) IN
- --------------------------------------------------------------------------------
<PAGE>
CUSIP No. 60520020-3
- --------------------------------------------------------------------------------
(1) Names of Reporting Persons/S.S. or I.R.S. Identification Nos. of Above
Persons Jeffrey B. Stern
- --------------------------------------------------------------------------------
(2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) x
(b)
- --------------------------------------------------------------------------------
(3) SEC Use Only
- --------------------------------------------------------------------------------
(4) Source of Funds (See Instructions) PF
- --------------------------------------------------------------------------------
(5) Check if Disclosure of Legal Proceeding Is Required Pursuant to
Items 2(d) or 2(e)
- --------------------------------------------------------------------------------
(6) Citizenship or Place of Organization USA
Shares Bene- -----------------------------------------
ficially (7) Sole Voting Power 0
Owned by -----------------------------------------
Each Report- (8) Shared Voting Power 11,000
ing Person -----------------------------------------
With (9) Sole Dispositive Power 11,000
-----------------------------------------
(10) Shared Dispositive Power 0
-----------------------------------------
(11) Aggregate Amount Beneficially Owned by Each Reporting Person 11,000
- --------------------------------------------------------------------------------
(12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) X
- --------------------------------------------------------------------------------
(13) Percent of Class Represented by Amount in Row 11 .7%
- --------------------------------------------------------------------------------
(14) Type of Reporting Person (See Instructions) IN
- --------------------------------------------------------------------------------
<PAGE>
CUSIP No. 60520020-3
- --------------------------------------------------------------------------------
(1) Names of Reporting Persons/S.S. or I.R.S. Identification Nos. of
Above Persons
David M. Butze IRA Acct # 818-73-D81
- --------------------------------------------------------------------------------
(2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) x
(b)
- --------------------------------------------------------------------------------
(3) SEC Use Only
- --------------------------------------------------------------------------------
(4) Source of Funds (See Instructions) PF
- --------------------------------------------------------------------------------
(5) Check if Disclosure of Legal Proceeding Is Required Pursuant to
Items 2(d) or 2(e)
- --------------------------------------------------------------------------------
(6) Citizenship or Place of Organization USA
Shares Bene- -----------------------------------------
ficially (7) Sole Voting Power 0
Owned by -----------------------------------------
Each Report- (8) Shared Voting Power 3,000
ing Person -----------------------------------------
With (9) Sole Dispositive Power 3,000
-----------------------------------------
(10) Shared Dispositive Power 0
-----------------------------------------
(11) Aggregate Amount Beneficially Owned by Each Reporting Person 20,000
- --------------------------------------------------------------------------------
(12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) X
- --------------------------------------------------------------------------------
(13) Percent of Class Represented by Amount in Row 11 1.3%
- --------------------------------------------------------------------------------
(14) Type of Reporting Person (See Instructions) EP
- --------------------------------------------------------------------------------
<PAGE>
CUSIP No. 60520020-3
- --------------------------------------------------------------------------------
(1) Names of Reporting Persons/S.S. or I.R.S. Identification Nos. of
Above Persons
Roland M. Webb
- --------------------------------------------------------------------------------
(2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) x
(b)
- --------------------------------------------------------------------------------
(3) SEC Use Only
- --------------------------------------------------------------------------------
(4) Source of Funds (See Instructions) PF
- --------------------------------------------------------------------------------
(5) Check if Disclosure of Legal Proceeding Is Required Pursuant to
Items 2(d) or 2(e)
- --------------------------------------------------------------------------------
(6) Citizenship or Place of Organization USA
Shares Bene- -----------------------------------------
ficially (7) Sole Voting Power 0
Owned by -----------------------------------------
Each Report- (8) Shared Voting Power 33,334
ing Person -----------------------------------------
With (9) Sole Dispositive Power 33,334
-----------------------------------------
(10) Shared Dispositive Power 0
-----------------------------------------
(11) Aggregate Amount Beneficially Owned by Each Reporting Person 33,334
- --------------------------------------------------------------------------------
(12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) X
- --------------------------------------------------------------------------------
(13) Percent of Class Represented by Amount in Row 11 2.2%
- --------------------------------------------------------------------------------
(14) Type of Reporting Person (See Instructions) IN
- --------------------------------------------------------------------------------
<PAGE>
CUSIP No. 60520020-3
- --------------------------------------------------------------------------------
(1) Names of Reporting Persons/S.S. or I.R.S. Identification Nos. of
Above Persons
Bert B. & Adrena F. Valdez
- --------------------------------------------------------------------------------
(2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) x
(b)
- --------------------------------------------------------------------------------
(3) SEC Use Only
- --------------------------------------------------------------------------------
(4) Source of Funds (See Instructions) PF
- --------------------------------------------------------------------------------
(5) Check if Disclosure of Legal Proceeding Is Required Pursuant to
Items 2(d) or 2(e)
- --------------------------------------------------------------------------------
(6) Citizenship or Place of Organization USA
Shares Bene- -----------------------------------------
ficially (7) Sole Voting Power 0
Owned by -----------------------------------------
Each Report- (8) Shared Voting Power 44,446
ing Person -----------------------------------------
With (9) Sole Dispositive Power 44,446
-----------------------------------------
(10) Shared Dispositive Power 0
-----------------------------------------
(11) Aggregate Amount Beneficially Owned by Each Reporting Person 44,446
- --------------------------------------------------------------------------------
(12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) X
- --------------------------------------------------------------------------------
(13) Percent of Class Represented by Amount in Row 11 3%
- --------------------------------------------------------------------------------
(14) Type of Reporting Person (See Instructions) IN
- --------------------------------------------------------------------------------
<PAGE>
CUSIP No. 60520020-3
- --------------------------------------------------------------------------------
(1) Names of Reporting Persons/S.S. or I.R.S. Identification Nos. of
Above Persons
Ilan Bender
- --------------------------------------------------------------------------------
(2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) x
(b)
- --------------------------------------------------------------------------------
(3) SEC Use Only
- --------------------------------------------------------------------------------
(4) Source of Funds (See Instructions) PF
- --------------------------------------------------------------------------------
(5) Check if Disclosure of Legal Proceeding Is Required Pursuant to
Items 2(d) or 2(e)
- --------------------------------------------------------------------------------
(6) Citizenship or Place of Organization USA
Shares Bene- -----------------------------------------
ficially (7) Sole Voting Power 0
Owned by -----------------------------------------
Each Report- (8) Shared Voting Power 33,334
ing Person -----------------------------------------
With (9) Sole Dispositive Power 33,334
-----------------------------------------
(10) Shared Dispositive Power 0
-----------------------------------------
(11) Aggregate Amount Beneficially Owned by Each Reporting Person 33,334
- --------------------------------------------------------------------------------
(12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) X
- --------------------------------------------------------------------------------
(13) Percent of Class Represented by Amount in Row 11 2.2%
- --------------------------------------------------------------------------------
(14) Type of Reporting Person (See Instructions) IN
- --------------------------------------------------------------------------------
<PAGE>
CUSIP No. 60520020-3
- --------------------------------------------------------------------------------
(1) Names of Reporting Persons/S.S. or I.R.S. Identification Nos. of
Above Persons
Monica Kopp Butze UTA Charles Schwab & Co., Inc., IRA Rollover
DTD 8/2/95, Acct. #SR 2003-6975
- --------------------------------------------------------------------------------
(2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) x
(b)
- --------------------------------------------------------------------------------
(3) SEC Use Only
- --------------------------------------------------------------------------------
(4) Source of Funds (See Instructions) PF
- --------------------------------------------------------------------------------
(5) Check if Disclosure of Legal Proceeding Is Required Pursuant to
Items 2(d) or 2(e)
- --------------------------------------------------------------------------------
(6) Citizenship or Place of Organization USA
Shares Bene- -----------------------------------------
ficially (7) Sole Voting Power 0
Owned by -----------------------------------------
Each Report- (8) Shared Voting Power 17,000
ing Person -----------------------------------------
With (9) Sole Dispositive Power 17,000
-----------------------------------------
(10) Shared Dispositive Power 20,000
-----------------------------------------
(11) Aggregate Amount Beneficially Owned by Each Reporting Person 20,000
- --------------------------------------------------------------------------------
(12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) X
- --------------------------------------------------------------------------------
(13) Percent of Class Represented by Amount in Row 11 1.3%
- --------------------------------------------------------------------------------
(14) Type of Reporting Person (See Instructions) EP
- --------------------------------------------------------------------------------
<PAGE>
CUSIP No. 60520020-3
- --------------------------------------------------------------------------------
(1) Names of Reporting Persons/S.S. or I.R.S. Identification Nos. of
Above Persons
Duane Rayburn
- --------------------------------------------------------------------------------
(2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) x
(b)
- --------------------------------------------------------------------------------
(3) SEC Use Only
- --------------------------------------------------------------------------------
(4) Source of Funds (See Instructions) PF
- --------------------------------------------------------------------------------
(5) Check if Disclosure of Legal Proceeding Is Required Pursuant to
Items 2(d) or 2(e)
- --------------------------------------------------------------------------------
(6) Citizenship or Place of Organization USA
Shares Bene- -----------------------------------------
ficially (7) Sole Voting Power 0
Owned by -----------------------------------------
Each Report- (8) Shared Voting Power 33,334
ing Person -----------------------------------------
With (9) Sole Dispositive Power 33,334
-----------------------------------------
(10) Shared Dispositive Power 0
-----------------------------------------
(11) Aggregate Amount Beneficially Owned by Each Reporting Person 33,334
- --------------------------------------------------------------------------------
(12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) X
- --------------------------------------------------------------------------------
(13) Percent of Class Represented by Amount in Row 11 2.2%
- --------------------------------------------------------------------------------
(14) Type of Reporting Person (See Instructions) IN
- --------------------------------------------------------------------------------
<PAGE>
CUSIP No. 60520020-3
- --------------------------------------------------------------------------------
(1) Names of Reporting Persons/S.S. or I.R.S. Identification Nos. of
Above Persons
Joel G. Sakamoto
- --------------------------------------------------------------------------------
(2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) x
(b)
- --------------------------------------------------------------------------------
(3) SEC Use Only
- --------------------------------------------------------------------------------
(4) Source of Funds (See Instructions) PF
- --------------------------------------------------------------------------------
(5) Check if Disclosure of Legal Proceeding Is Required Pursuant to
Items 2(d) or 2(e)
- --------------------------------------------------------------------------------
(6) Citizenship or Place of Organization USA
Shares Bene- -----------------------------------------
ficially (7) Sole Voting Power 0
Owned by -----------------------------------------
Each Report- (8) Shared Voting Power 30,000
ing Person -----------------------------------------
With (9) Sole Dispositive Power 30,000
-----------------------------------------
(10) Shared Dispositive Power 0
-----------------------------------------
(11) Aggregate Amount Beneficially Owned by Each Reporting Person 30,000
- --------------------------------------------------------------------------------
(12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) X
- --------------------------------------------------------------------------------
(13) Percent of Class Represented by Amount in Row 11 2%
- --------------------------------------------------------------------------------
(14) Type of Reporting Person (See Instructions) IN
- --------------------------------------------------------------------------------
<PAGE>
CUSIP No. 60520020-3
- --------------------------------------------------------------------------------
(1) Names of Reporting Persons/S.S. or I.R.S. Identification Nos. of
Above Persons
Eric A. McAfee
- --------------------------------------------------------------------------------
(2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) x
(b)
- --------------------------------------------------------------------------------
(3) SEC Use Only
- --------------------------------------------------------------------------------
(4) Source of Funds (See Instructions) PF
- --------------------------------------------------------------------------------
(5) Check if Disclosure of Legal Proceeding Is Required Pursuant to
Items 2(d) or 2(e)
- --------------------------------------------------------------------------------
(6) Citizenship or Place of Organization USA
Shares Bene- -----------------------------------------
ficially (7) Sole Voting Power 0
Owned by -----------------------------------------
Each Report- (8) Shared Voting Power 70,000
ing Person -----------------------------------------
With (9) Sole Dispositive Power 70,000
-----------------------------------------
(10) Shared Dispositive Power 0
-----------------------------------------
(11) Aggregate Amount Beneficially Owned by Each Reporting Person 70,000
- --------------------------------------------------------------------------------
(12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) X
- --------------------------------------------------------------------------------
(13) Percent of Class Represented by Amount in Row 11 4.7%
- --------------------------------------------------------------------------------
(14) Type of Reporting Person (See Instructions) IN
- --------------------------------------------------------------------------------
<PAGE>
CUSIP No. 60520020-3
- --------------------------------------------------------------------------------
(1) Names of Reporting Persons/S.S. or I.R.S. Identification Nos. of
Above Persons
Annemarie Staepelaere
- --------------------------------------------------------------------------------
(2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) x
(b)
- --------------------------------------------------------------------------------
(3) SEC Use Only
- --------------------------------------------------------------------------------
(4) Source of Funds (See Instructions) PF
- --------------------------------------------------------------------------------
(5) Check if Disclosure of Legal Proceeding Is Required Pursuant to
Items 2(d) or 2(e)
- --------------------------------------------------------------------------------
(6) Citizenship or Place of Organization USA
Shares Bene- -----------------------------------------
ficially (7) Sole Voting Power 0
Owned by -----------------------------------------
Each Report- (8) Shared Voting Power 16,500
ing Person -----------------------------------------
With (9) Sole Dispositive Power 16,500
-----------------------------------------
(10) Shared Dispositive Power 0
-----------------------------------------
(11) Aggregate Amount Beneficially Owned by Each Reporting Person 16,500
- --------------------------------------------------------------------------------
(12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) X
- --------------------------------------------------------------------------------
(13) Percent of Class Represented by Amount in Row 11 1.1%
- --------------------------------------------------------------------------------
(14) Type of Reporting Person (See Instructions) IN
- --------------------------------------------------------------------------------
<PAGE>
CUSIP No. 60520020-3
- -------------------------------------------------------------------------------
(1) Names of Reporting Persons/S.S. or I.R.S. Identification Nos. of Above
Persons Myron Crawford (IRA)
- -------------------------------------------------------------------------------
(2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) x
(b)
- -------------------------------------------------------------------------------
(3) SEC Use Only
- -------------------------------------------------------------------------------
(4) Source of Funds (See Instructions) PF
- -------------------------------------------------------------------------------
(5) Check if Disclosure of Legal Proceeding Is Required Pursuant to Items
2(d) or 2(e)
- -------------------------------------------------------------------------------
(6) Citizenship or Place of Organization USA
- -------------------------------------------------------------------------------
Shares Bene-
ficially (7) Sole Voting Power 0
Owned by ------------------------------------
Each Report- (8) Shared Voting Power 28,880
ing Person ------------------------------------
With (9) Sole Dispositive Power 28,880
--------------------------------
(10) Shared Dispositive Power 0
--------------------------------
- -------------------------------------------------------------------------------
(11) Aggregate Amount Beneficially Owned by Each Reporting Person 28,880
- -------------------------------------------------------------------------------
(12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) X
- -------------------------------------------------------------------------------
(13) Percent of Class Represented by Amount in Row 11 1.9%
- -------------------------------------------------------------------------------
(14) Type of Reporting Person (See Instructions) EP
- -------------------------------------------------------------------------------
<PAGE>
CUSIP No. 60520020-3
- -------------------------------------------------------------------------------
(1) Names of Reporting Persons/S.S. or I.R.S. Identification Nos. of
Above Persons David J. Staepelaere
- -------------------------------------------------------------------------------
(2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) x
(b)
- -------------------------------------------------------------------------------
(3) SEC Use Only
- -------------------------------------------------------------------------------
(4) Source of Funds (See Instructions) PF
- -------------------------------------------------------------------------------
(5) Check if Disclosure of Legal Proceeding Is Required Pursuant to Items
2(d) or 2(e)
- -------------------------------------------------------------------------------
(6) Citizenship or Place of Organization USA
- -------------------------------------------------------------------------------
Shares Bene-
ficially (7) Sole Voting Power 0
Owned by --------------------------------------
Each Report- (8) Shared Voting Power 16,500
ing Person --------------------------------------
With (9) Sole Dispositive Power 16,500
--------------------------------------
(10) Shared Dispositive Power 0
--------------------------------------
- -------------------------------------------------------------------------------
(11) Aggregate Amount Beneficially Owned by Each Reporting Person 16,500
- -------------------------------------------------------------------------------
(12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions) X
- -------------------------------------------------------------------------------
(13) Percent of Class Represented by Amount in Row 11 1.1%
- -------------------------------------------------------------------------------
(14) Type of Reporting Person (See Instructions) IN
- -------------------------------------------------------------------------------
<PAGE>
No. 60520020-3
- -------------------------------------------------------------------------------
(1) Names of Reporting Persons/S.S. or I.R.S. Identification Nos. of Above
Persons Curtis Valdez
- -------------------------------------------------------------------------------
(2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) x
(b)
- -------------------------------------------------------------------------------
(3) SEC Use Only
- -------------------------------------------------------------------------------
(4) Source of Funds (See Instructions) PF
- -------------------------------------------------------------------------------
(5) Check if Disclosure of Legal Proceeding Is Required Pursuant to Items
2(d) or 2(e)
- -------------------------------------------------------------------------------
(6) Citizenship or Place of Organization USA
- -------------------------------------------------------------------------------
Shares Bene-
ficially (7) Sole Voting Power 0
Owned by ------------------------------
Each Report- (8) Shared Voting Power 4,445
ing Person ------------------------------
With (9) Sole Dispositive Power 4,445
------------------------------
(10) Shared Dispositive Power 0
------------------------------
- -------------------------------------------------------------------------------
(11) Aggregate Amount Beneficially Owned by Each Reporting Person 4,445
- -------------------------------------------------------------------------------
(12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) X
- -------------------------------------------------------------------------------
(13) Percent of Class Represented by Amount in Row 11 .3%
- -------------------------------------------------------------------------------
(14) Type of Reporting Person (See Instructions) IN
- -------------------------------------------------------------------------------
<PAGE>
CUSIP No. 60520020-3
- -------------------------------------------------------------------------------
(1) Names of Reporting Persons/S.S. or I.R.S. Identification Nos. of Above
Persons Russel Valdez
- -------------------------------------------------------------------------------
(2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) x
(b)
- -------------------------------------------------------------------------------
(3) SEC Use Only
- -------------------------------------------------------------------------------
(4) Source of Funds (See Instructions) PF
- -------------------------------------------------------------------------------
(5) Check if Disclosure of Legal Proceeding Is Required Pursuant to Items
2(d) or 2(e)
- -------------------------------------------------------------------------------
(6) Citizenship or Place of Organization USA
- -------------------------------------------------------------------------------
Shares Bene-
ficially (7) Sole Voting Power 0
Owned by ------------------------------
Each Report- (8) Shared Voting Power 4,445
ing Person ------------------------------
With (9) Sole Dispositive Power 4,445
------------------------------
(10) Shared Dispositive Power 0
------------------------------
(11) Aggregate Amount Beneficially Owned by Each Reporting Person 4,445
- -------------------------------------------------------------------------------
(12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) X
- -------------------------------------------------------------------------------
(13) Percent of Class Represented by Amount in Row 11 .3%
- -------------------------------------------------------------------------------
(14) Type of Reporting Person (See Instructions) IN
- -------------------------------------------------------------------------------
<PAGE>
CUSIP No. 60520020-3
- -------------------------------------------------------------------------------
(1) Names of Reporting Persons/S.S. or I.R.S. Identification Nos. of Above
Persons Adrianna Parker
- -------------------------------------------------------------------------------
(2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) x
(b)
- -------------------------------------------------------------------------------
(3) SEC Use Only
- -------------------------------------------------------------------------------
(4) Source of Funds (See Instructions) PF
- -------------------------------------------------------------------------------
(5) Check if Disclosure of Legal Proceeding Is Required Pursuant to Items
2(d) or 2(e)
- -------------------------------------------------------------------------------
(6) Citizenship or Place of Organization USA
- -------------------------------------------------------------------------------
Shares Bene-
ficially (7) Sole Voting Power 0
Owned by -----------------------------------
Each Report- (8) Shared Voting Power 4,445
ing Person ------------------------------
With (9) Sole Dispositive Power 4,445
------------------------------
(10) Shared Dispositive Power 0
------------------------------
(11) Aggregate Amount Beneficially Owned by Each Reporting Person 4,445
- -------------------------------------------------------------------------------
(12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) X
- -------------------------------------------------------------------------------
(13) Percent of Class Represented by Amount in Row 11 .3%
- -------------------------------------------------------------------------------
(14) Type of Reporting Person (See Instructions) IN
- -------------------------------------------------------------------------------
<PAGE>
CUSIP No. 60520020-3
- -------------------------------------------------------------------------------
(1) Names of Reporting Persons/S.S. or I.R.S. Identification Nos. of Above
Persons Renee Michaels
- -------------------------------------------------------------------------------
(2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) x
(b)
- -------------------------------------------------------------------------------
(3) SEC Use Only
- -------------------------------------------------------------------------------
(4) Source of Funds (See Instructions) PF
- -------------------------------------------------------------------------------
(5) Check if Disclosure of Legal Proceeding Is Required Pursuant to Items
2(d) or 2(e)
- -------------------------------------------------------------------------------
(6) Citizenship or Place of Organization USA
- -------------------------------------------------------------------------------
Shares Bene-
ficially (7) Sole Voting Power 0
Owned by --------------------------------------
Each Report- (8) Shared Voting Power 2,220
ing Person --------------------------------------
With (9) Sole Dispositive Power 2,220
--------------------------------------
(10) Shared Dispositive Power 0
--------------------------------------
(11) Aggregate Amount Beneficially Owned by Each Reporting Person 2,220
- -------------------------------------------------------------------------------
(12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) X
- -------------------------------------------------------------------------------
(13) Percent of Class Represented by Amount in Row 11 .1%
- -------------------------------------------------------------------------------
(14) Type of Reporting Person (See Instructions) IN
- -------------------------------------------------------------------------------
<PAGE>
CUSIP No. 60520020-3
- -------------------------------------------------------------------------------
(1) Names of Reporting Persons/S.S. or I.R.S. Identification Nos. of Above
Persons Mike Aalgaard
- -------------------------------------------------------------------------------
(2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) x
(b)
- -------------------------------------------------------------------------------
(3) SEC Use Only
- -------------------------------------------------------------------------------
(4) Source of Funds (See Instructions) PF
- -------------------------------------------------------------------------------
(5) Check if Disclosure of Legal Proceeding Is Required Pursuant to Items
2(d) or 2(e)
- -------------------------------------------------------------------------------
(6) Citizenship or Place of Organization USA
- -------------------------------------------------------------------------------
Shares Bene-
ficially (7) Sole Voting Power 0
Owned by ----------------------------------------
Each Report- (8) Shared Voting Power 2,220
ing Person ----------------------------------------
With (9) Sole Dispositive Power 2,220
----------------------------------------
(10) Shared Dispositive Power 0
----------------------------------------
(11) Aggregate Amount Beneficially Owned by Each Reporting Person 2,220
- -------------------------------------------------------------------------------
(12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) X
- -------------------------------------------------------------------------------
(13) Percent of Class Represented by Amount in Row 11 .1%
- -------------------------------------------------------------------------------
(14) Type of Reporting Person (See Instructions) IN
- -------------------------------------------------------------------------------
<PAGE>
CUSIP No. 60520020-3
- -------------------------------------------------------------------------------
(1) Names of Reporting Persons/S.S. or I.R.S. Identification Nos. of Above
Persons Bruce Aalgaard
- -------------------------------------------------------------------------------
(2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) x
(b)
- -------------------------------------------------------------------------------
(3) SEC Use Only
- -------------------------------------------------------------------------------
(4) Source of Funds (See Instructions) PF
- -------------------------------------------------------------------------------
(5) Check if Disclosure of Legal Proceeding Is Required Pursuant to Items
2(d) or 2(e)
- -------------------------------------------------------------------------------
(6) Citizenship or Place of Organization USA
- -------------------------------------------------------------------------------
Shares Bene-
ficially (7) Sole Voting Power 0
Owned by ----------------------------------------
Each Report- (8) Shared Voting Power 2,220
ing Person ----------------------------------------
With (9) Sole Dispositive Power 2,220
----------------------------------------
(10) Shared Dispositive Power 0
------------------------------
(11) Aggregate Amount Beneficially Owned by Each Reporting Person 2,220
- -------------------------------------------------------------------------------
(12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) X
- -------------------------------------------------------------------------------
(13) Percent of Class Represented by Amount in Row 11 .1%
- -------------------------------------------------------------------------------
(14) Type of Reporting Person (See Instructions) IN
- -------------------------------------------------------------------------------
<PAGE>
CUSIP No. 60520020-3
- -------------------------------------------------------------------------------
(1) Names of Reporting Persons/S.S. or I.R.S. Identification Nos. of Above
Persons Daniel B. Stern
- -------------------------------------------------------------------------------
(2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) x (b)
- -------------------------------------------------------------------------------
(3) SEC Use Only
- -------------------------------------------------------------------------------
(4) Source of Funds (See Instructions) PF
- -------------------------------------------------------------------------------
(5) Check if Disclosure of Legal Proceeding Is Required Pursuant to Items
2(d) or 2(e)
- -------------------------------------------------------------------------------
(6) Citizenship or Place of Organization USA
- -------------------------------------------------------------------------------
Shares Bene-
ficially (7) Sole Voting Power 0
Owned by ----------------------------------------
Each Report- (8) Shared Voting Power 11,000
ing Person ----------------------------------------
With (9) Sole Dispositive Power 11,000
----------------------------------------
(10) Shared Dispositive Power 0
----------------------------------------
(11) Aggregate Amount Beneficially Owned by Each Reporting Person 11,000
- -------------------------------------------------------------------------------
(12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) X
- -------------------------------------------------------------------------------
(13) Percent of Class Represented by Amount in Row 11 .7%
- -------------------------------------------------------------------------------
(14) Type of Reporting Person (See Instructions) IN
- -------------------------------------------------------------------------------
<PAGE>
CUSIP No. 60520020-3
- -------------------------------------------------------------------------------
(1) Names of Reporting Persons/S.S. or I.R.S. Identification Nos. of Above
Persons January S. Scarpino
- -------------------------------------------------------------------------------
(2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) x
(b)
- -------------------------------------------------------------------------------
(3) SEC Use Only
- -------------------------------------------------------------------------------
(4) Source of Funds (See Instructions) PF
- -------------------------------------------------------------------------------
(5) Check if Disclosure of Legal Proceeding Is Required Pursuant to Items
2(d) or 2(e)
- -------------------------------------------------------------------------------
(6) Citizenship or Place of Organization USA
- -------------------------------------------------------------------------------
Shares Bene-
ficially (7) Sole Voting Power 0
Owned by ----------------------------------------
Each Report- (8) Shared Voting Power 11,000
ing Person ----------------------------------------
With (9) Sole Dispositive Power 11,000
----------------------------------------
(10) Shared Dispositive Power 0
----------------------------------------
(11) Aggregate Amount Beneficially Owned by Each Reporting Person 11,000
- -------------------------------------------------------------------------------
(12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) X
- -------------------------------------------------------------------------------
(13) Percent of Class Represented by Amount in Row 11 .7%
- -------------------------------------------------------------------------------
(14) Type of Reporting Person (See Instructions) IN
- -------------------------------------------------------------------------------
<PAGE>
CUSIP No. 60520020-3
- -------------------------------------------------------------------------------
(1) Names of Reporting Persons/S.S. or I.R.S. Identification Nos. of Above
Persons Kenneth B. Stern
- -------------------------------------------------------------------------------
(2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) x
(b)
- -------------------------------------------------------------------------------
(3) SEC Use Only
- -------------------------------------------------------------------------------
(4) Source of Funds (See Instructions) PF
- -------------------------------------------------------------------------------
(5) Check if Disclosure of Legal Proceeding Is Required Pursuant to Items
2(d) or 2(e)
- -------------------------------------------------------------------------------
(6) Citizenship or Place of Organization USA
- -------------------------------------------------------------------------------
Shares Bene-
ficially (7) Sole Voting Power 0
Owned by ----------------------------------------
Each Report- (8) Shared Voting Power 11,000
ing Person ----------------------------------------
With (9) Sole Dispositive Power 11,000
----------------------------------------
(10) Shared Dispositive Power 0
----------------------------------------
(11) Aggregate Amount Beneficially Owned by Each Reporting Person 11,000
- -------------------------------------------------------------------------------
(12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions) X
- -------------------------------------------------------------------------------
(13) Percent of Class Represented by Amount in Row 11 .7%
- -------------------------------------------------------------------------------
(14) Type of Reporting Person (See Instructions) IN
- -------------------------------------------------------------------------------
<PAGE>
Introduction.
This Amendment No. 2 to Schedule 13D is being filed on behalf of Berg &
Berg Enterprises, Inc. ("BBE") for itself and the other members of the group
listed on Exhibit 1 (the "Berg Group"). Effective November 12, 1997, Mission
West Properties (the "Issuer") entered into a Stock Purchase Agreement (the
"Agreement") pursuant to which the Issuer sold 1,250,000 shares of its common
stock (the "Common Stock") following the effectiveness of a 1-for-30 reverse
split on the Common Stock (the "Reverse Split") in a private placement
transaction for a purchase price of $5,625,000 in cash, or $4.50 per share.
In connection with the purchase of the Common Stock, certain purchasers
executed a Voting Rights Agreement, dated November 12, 1997, by and among
such purchasers and BBE (the "Voting Agreement"), a copy of which is attached
hereto as Exhibit 3. By execution of the Voting Agreement, such purchasers
became members of the Berg Group. The Berg Group is now the beneficial owner
of a total of 1,097,959 shares of Common Stock (the "Shares"), representing
73.1% of the 1,501,104 shares of Common Stock outstanding. There were
1,501,104 shares of Common Stock outstanding as of November 12, 1997.
Other than as set forth below, to the best knowledge of BBE and the other
members of the Berg Group, there have been no material changes to the
information set forth in Schedule 13D filed with the Securities and Exchange
Commission (the "Commission") on June 6, 1997 and Amendment No. 1 to Schedule
13D filed with the Commission on August 14, 1997 ("Amendment No. 1") by BBE
and the other members of the Berg Group. This statement is being filed
pursuant to Rule 13d-2(a) of the General Rules and Regulations under the
Securities Exchange Act of 1934, as amended (the "Exchange Act"), (i) to
provide supplemental information, (ii) to disclose purchases of Shares by
certain persons as members of the Berg Group and as additional reporting
persons on November 12, 1997 (the "New Members"), (iii) to update all
information provided in Amendment No. 1, (iv) to reflect inclusion of the New
Members' Shares, and (v) to report the change in the beneficial ownership of
the Berg Group in a single joint filing pursuant to Rule 13d-1(f)(2)
promulgated under the Exchange Act.
Item 1. Security and Issuer:
The principal executive offices of the Issuer are now located at 10050
Bandley Drive, Cupertino, California 95014.
Item 2. Identity and Background:
(a-c) The attached Exhibit 1 provides the following information
with respect to each member of the Berg Group (not including
information with respect to the affiliates of BBE for whom
disclosure has previously been provided): (i) name; (ii) residence
or business address; (iii) present principal occupation or employment
and the name, principal business and address of any corporation or
other organization in which such employment is conducted; and
(iv) citizenship.
(d) None of the members of the Berg Group has, during the last five
years, been convicted in a criminal proceeding (excluding traffic
violations or similar misdemeanors).
<PAGE>
(e) None of the members of the Berg Group was, during the last five
years, a party to a civil proceeding of a judicial or administrative
body of competent jurisdiction and as a result of such proceeding was
or is subject to a judgment, decree or final order enjoining future
violations of, or prohibiting or mandating activities subject to,
federal or state securities laws or finding any violation with respect
to such laws.
(f) See Exhibit 1 for citizenship information for each member of the
Berg Group.
Item 3. Source and Amount of Funds and Other Consideration.
The consideration paid for the Shares purchased pursuant to the
Agreement and for which this Amendment No. 2 to Schedule 13D is being
filed was $4,040,838. The source of funds for such purchase was
personal funds of members of the Berg Group.
Item 4. Purpose of Transaction.
The purpose of the acquisition of the Shares by members of the
Berg Group was to continue the control of the Issuer for which
disclosure was provided in the original Schedule 13D filed by BBE
on June 6, 1997.
Item 5. Interest in Securities of the Issuer
(a) The members of the Berg Group are the beneficial owners of the
Shares, which represent 73.1% of the outstanding shares of Common
Stock. Each member of the Berg Group is the record holder of that
number of shares of Common Stock set forth opposite such member's
name on Exhibit 2.
(b) Upon becoming a record holder, each member of the Berg Group
will have the sole power to dispose of the Shares owned of record
by such member of the Berg Group, and each member of the Berg Group
will share voting power with respect to the Shares with Carl E.
Berg, as agent of BBE, pursuant to the Voting Rights Agreement
attached as Exhibit 4 to Amendment No. 1 and/or the Voting Agreement
attached as Exhibit 3 hereto and summarized below. The affiliates of
BBE, as disclosed in Amendment No. 1, will continue to share indirect
dispositive power and voting power with respect to the Shares owned of
record by BBE because each may be deemed to control the actions of BBE
with respect to the Shares owned of record by BBE.
(c) During the past 60 days, no members of the Berg Group nor, to
the best knowledge of the members of the Berg Group, has any other
person named in Exhibit 1, effected any transaction with respect to
the Common Stock, except as reported herein. See "Introduction"
for a description of the transaction.
(d) Each member of the Berg Group will have the right to receive
or the power to direct the receipt of dividends from or the
proceeds of sale of the Shares owned of record by such member as
set forth in Exhibit 2.
(e) Inapplicable.
Item 6. Contracts, Arrangements, Understandings or Relationships With Respect
to Securities of the Issuer.
<PAGE>
VOTING AGREEMENT
The following summary of the Voting Agreement does not purport to
be complete and is qualified in its entirety by reference to the
Voting Rights Agreement, a copy of which is attached hereto as
Exhibit 3.
SHARES SUBJECT TO VOTING AGREEMENT
Certain shares of Common Stock acquired pursuant to the Agreement
(the "Voting Shares"), and all shares issued on, or in exchange
for, any of such Voting Shares by reason of any stock dividend,
stock split, consolidation of shares, reclassification or
consolidation involving the Issuer are subject to the Voting
Agreement.
VOTING
Each member of the Berg Group has agreed to vote such member's
Voting Shares as directed by Carl Berg, on behalf of BBE, on all
matters submitted to a vote of the shareholders of the Issuer.
TERMINATION
The Voting Agreement terminates at the earliest of the following
dates: (i) upon any sale of the Voting Shares pursuant to a
registration statement declared effective under the Securities Act
of 1933, as amended (the "Securities Act"), but in such event the
Voting Agreement shall terminate only as to the Voting Shares so
sold; (ii) upon a sale of the Voting Shares pursuant to Rule 144
promulgated under the Securities Act, but in such event the Voting
Agreement shall terminate only as to the Voting Shares so sold; or
(iii) two (2) years after the effective date of the Voting
Agreement.
REGISTRATION RIGHTS
The following summary of the registration rights provided pursuant
to the Agreement does not purport to be complete and is qualified
in its entirety by reference to Appendix II to the Agreement, a
copy of which is attached hereto as Exhibit 4.
All purchasers of the Shares pursuant to the Agreement received a
right to request registration of Registrable Securities (as that
term is defined in Appendix II to the Agreement) under the
Securities Act of 1933, as amended (the "Act"), a right to request
that Registrable Securities be included in a registration statement
under the Act proposed by the Issuer, and a right to request
registration of the Registrable Securities on a "shelf"
registration statement pursuant to the Act. There are certain
prerequisites that must be met before the Issuer is obligated to
effect any registration and the Issuer has certain obligations with
respect to registration. With respect to any registration
statement filed pursuant to the Act, the Issuer and each holder of
Registrable Securities included the registration statement have
agreed to indemnify the other with respect to
<PAGE>
any losses, claims, damages or liabilities based upon any
statements, omissions or violations resulting from the
registration.
JOINT FILING
Pursuant Rule 13d-1(f) promulgated under the Exchange Act, the New
Members have authorized Carl E. Berg and Michael L. Knapp to execute
and file this statement, and any amendment or amendments hereto by
execution of a Subscription Agreement and a power of attorney in the
forms attached hereto as Exhibit 5. All New Members executed such
documents. Authority to execute this statement and any amendments
hereto for all other members of the Berg Group was previously filed
with the Commission in connection with the filing of the original
Schedule 13D and Amendment No. 1.
Item 7. Material to be Filed as Exhibits.
Exhibit 1. Members of the Berg Group
Exhibit 2. Schedule of Members Shares
Exhibit 3. Voting Rights Agreement, dated November 12, 1997
Exhibit 4. Registration Rights (Appendix II to Agreement)
Exhibit 5. Forms of Subscription Agreement and Power of Attorney
[Remainder of page intentionally left blank]
<PAGE>
SIGNATURE
After reasonable inquiry and to the best of its knowledge
and belief, the undersigned certify that the information set forth
in this Statement is true, complete and correct.
Date: November 24, 1997
By: /s/ Carl E. Berg By: /s/ Carl E. Berg, attorney-in-fact
------------------------------- -------------------------------------
Carl E. Berg Clyde J. Berg
Signing as President and Chief Signing as General Partner of Berg &
Financial Officer of Berg & Berg Berg Developers and as Trustee of the
Enterprises, Inc., on behalf of 1981 Kara Ann Berg Trust dated 6/25/81
all members of the Berg Group,
as General Partner of Berg &
Berg Developers, as an individual,
and as attorney-in-fact for the
New Members
<PAGE>
EXHIBIT 1
MEMBERS OF THE BERG GROUP
Name and Address Position/Occupation Citizenship
- ---------------- ------------------- -----------
Carl E. Warden Private Investor USA
1516 Country Club Dr.
Los Altos, CA 95070
Leonard C. Perham President and Chief USA
P.O. Box 2610 Executive Officer of IDT
Saratoga, CA 95070
John C. Bolger Private Investor USA
96 Sutherland Dr.
Atherton, CA 94027
Roger S. Kirk Private Investor and USA
11040 Taiga Trail Director, Mission West
Bozeman, MT 59715 Properties
Patrick W. Hurley Attorney - Keleher & USA
4157 Montgomery NW McLeod
Albuquerque NM 87109 201 Third Street, N.W.
Albuquerque, NM 87103
Richard T. Tarrant (IRA) Attorney - Bartko, Zankel, USA
900 Front St., Suite 300 Tarrant & Miller
San Francisco, CA 94111
John J. Bartko (IRA) Attorney - Bartko, Zankel, USA
900 Front St., Suite 300 Tarrant & Miller
San Francisco, CA 94111
Calvin L. Reed and Linda Eng President & Chief Executive USA
Reed Revocable Living Trust Officer of Valence
2506 Serenity Court Technology, Inc.
Henderson, NV 89014
Roy A. Wright (IRA) Private Investor USA
c/o 10050 Bandley Drive
Cupertino, CA 95014
Alan B. Kalin Attorney - Graham & James USA
600 Hansen Way LLP
Palo Alto, CA 94304
<PAGE>
Name and Address Position/Occupation Citizenship
- ---------------- ------------------- -----------
Thelmer Aalgaard Construction Manager, BBE USA
c/o 10050 Bandley Drive
Cupertino, CA 95014
Douglas Broyles President & Chief Executive USA
262 Los Gatos Saratoga Rd. Officer, TeleQual
Los Gatos, CA 94030 Corporation
Michael L. Knapp Secretary of BBE USA
c/o 10050 Bandley Drive Chief Financial Officer and
Cupertino, CA 95014 Secretary, Mission West
Properties
Mark Lewis President & Chief Executive UK
c/o S.I.R. Officer of S.I.R.
Banfield, England
Raymond L. Staepelaere Private Investor USA
914 Elsinore Dr.
Palo Alto, CA 94303
Annemarie Staepelaere Private Investor USA
914 Elsinore Dr.
Palo Alto, CA 94303
David J. Staepelaere Private Investor USA
260 Center Way
Ben Lomand, CA 95005
Robert S. & Julia G. Reis Private Investor USA
Trust Agreement
Dated July, 3, 1996
358 Tennyson Ave.
Palo Alto, CA 94301
Robert L. and Sharon K. Yoerg Medical Doctor USA
98 Melanie Lane
Atherton, CA 94027
(Shares also held of record by
Robert L. Yoerg M.D., Trustee,
Robert L. Yoerg Professional
Corporation Pension Plan and
Sharon K. Yoerg, Custodian
Elizabeth A. Yoerg Under the
California Uniform Gifts to Minors
Act.)
Alan H. Huggins Private Investor USA
10433 Duke Dr.
Gilroy, CA 95020
<PAGE>
Name and Address Position/Occupation Citizenship
- ---------------- ------------------- -----------
Steve Zungul Private Investor USA
3192 Rancho Del Sol
Escondido, CA 92025
Bert B. & Adrena F. Valdez Painting Business USA
Revocable Trust Dated 6/21/78 672 Walsh Ave.
120 Twin Oaks Dr. Santa Clara, CA 95050
Los Gatos, CA 95032
Roland M. Webb Real Estate Investor USA
13825 Templeton Place
Los Altos Hills, CA 94022
Duane Rayburn Securities Broker USA
4183 Lochness Circle N.W.
Canton, OH 44718
Joel G. Sakamoto Construction Contractor USA
P.O. Box 2572
Morgan Hill, CA 95038
Eric A. McAfee Private Investor USA
7502 Fallenleaf Lane
Cupertino, CA 95014
Monika Kopp Butze UTA Private Investor USA
Charles Schawb & Co., Inc.
IRA Rollover DTD 8/2/95
Acct. #SR 2003-6975
101 Edwards Ave.
Sausalito, CA 94695
David M. Butze Private Investor USA
IRA Acct. # 818-73-D81
c/o Merrill Lynch
101 Edwards Ave.
Sausalito, CA 94695
Ilan Bender Corporate Executive USA
17525 Margate Street
Encino, CA 91316
Myron Crawford, IRA Private Investor USA
c/o Charles Schwab & Co.
19960 Stevens Creek Blvd.
Cupertino, CA 95014
<PAGE>
Name and Address Position/Occupation Citizenship
- ---------------- ------------------- -----------
Curtis Valdez Painting Business USA
120 Twin Oaks Dr. 672 Walsh Ave.
Los Gatos, CA 95032 Santa Clara, CA 95050
Russel Valdez Painting Business USA
120 Twin Oaks Dr. 672 Walsh Ave.
Los Gatos, CA 95032 Santa Clara, CA 95050
Adrianna Parker Private Investor USA
1156 Brace Ave., Unit C
San Jose, CA 95125
Renee Michaels Private Investor USA
c/o 10050 Bandley Drive
Cupertino, CA 95014
Mike Aalgaard Private Investor USA
c/o 10050 Bandley Drive
Cupertino, CA 95014
Bruce Aalgaard Private Investor USA
c/o 10050 Bandley Drive
Cupertino, CA 95014
Lee B. Stern Private Investor USA
11 West Jackson Blvd.
Suite 1904
Chicago, IL 60604
Jeffrey B. Stern Private Investor USA
11 West Jackson Blvd.
Suite 1904
Chicago, IL 60604
Daniel B. Stern Private Investor USA
11 West Jackson Blvd.
Suite 1904
Chicago, IL 60604
January S. Scarpino Private Investor USA
11 West Jackson Blvd.
Suite 1904
Chicago, IL 60604
Kenneth B. Stern Private Investor USA
11 West Jackson Blvd.
Suite 1904
Chicago, IL 60604
<PAGE>
EXHIBIT 2
SCHEDULE OF MEMBER SHARES
<TABLE>
<CAPTION>
NUMBER OF SHARES PERCENTAGE OF CLASS
NAME OF GROUP MEMBER OF COMMON STOCK OF SECURITIES*
<S> <C> <C>
Berg & Berg Enterprises, Inc. 27,333 1.8%
Carl E. Warden 117,333 7.8%
Leonard C. Perham 34,833 2.3%
Alan B. Kalin 12,333 .8%
John C. Bolger 22,222 1.5%
Roger S. Kirk 34,556 2.3%
Patrick W. Hurley 30,333 2.0%
Roy A. Wright (IRA) 12,333 .8%
Richard T. Tarrant (IRA) 12,333 .8%
John J. Bartko (IRA) 12,333 .8%
Calvin L. Reed and Linda Eng
Reed Revocable Living Trust 23,433 1.6%
Thelmer Aalgaard 82,973 5.5%
Douglas Broyles 12,333 .8%
Michael L .Knapp 34,733 2.3%
Mark Lewis 12,333 .8%
Raymond L. Staepelaere 30,378 2.0%
Annemarie Staepelaere 16,500 1.1%
David J. Staepelaere 16,500 1.1%
Robert S. & Julia G. Reis Trust
Agreement Dated July 3, 1996 22,200 1.5%
Robert L. & Sharon K. Yoerg 111,111 7.4%
Alan H. Huggins 22,200 1.5%
Steve Zungul 29,000 1.9%
Roland M. Webb 33,334 2.2%
Bert B. & Adrena F. Valdez 44,446 3.0%
Curtis Valdez 4,445 .3%
Russel Valdez 4,445 .3%
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
NUMBER OF SHARES PERCENTAGE OF CLASS
NAME OF GROUP MEMBER OF COMMON STOCK OF SECURITIES*
<S> <C> <C>
Adrianna Parker 4,445 .3%
Duane Rayburn 33,334 2.2%
Joel G. Sakamoto 30,000 2.0%
Eric A. McAfee 70,000 4.7%
Monika Kopp Butze UTA,
Charles Schawb & Co., Inc.
IRA Rollover DTD 8/2/95
Acct. #SR 2003-6975
and David M. Butze IRA Acct.
#818-73-D81 20,000 1.3%
Renee Michaels 2,220 .1%
Mike Aalgaard 2,220 .1%
Bruce Aalgaard 2,220 .1%
Ilan Bender 33,334 2.2%
Myron Crawford, IRA 28,880 1.9%
Lee B. Stern 11,000 .7%
Jeffrey B. Stern 11,000 .7%
Daniel B. Stern 11,000 .7%
January S. Scarpino 11,000 .7%
Kenneth B. Stern 11,000 .7%
----------------------------------
Total 1,097,959 73.1%
*Rounded to the nearest tenth.
</TABLE>
<PAGE>
EXHIBIT 3
VOTING RIGHTS AGREEMENT
This Voting Rights Agreement (the "Agreement") is made and entered into
as of this 12th day of November, 1997 by and among each of the persons listed
on Appendix I to the Stock Purchase Agreement, dated of even date herewith
(the "Purchase Agreement") who is acquiring at least 22,500 shares of the
common stock of Mission West Properties (the "Company") pursuant to the
Purchase Agreement (the "Investors"), and Berg & Berg Enterprises, Inc.
("BBE").
R E C I T A L S
WHEREAS, the Company and the Investors entered into the Purchase
Agreement pursuant to which the Company agreed to sell and issue 1,250,000
shares of the Company's Common Stock to the Investors;
WHEREAS, concurrently herewith, each Investor has executed the Purchase
Agreement and subscribed to the number of shares of the Company's Common
Stock indicated on a subscription form delivered to the Company by each
Investor (the "Purchase"); and
WHEREAS, in connection with the Purchase, the Investors and Berg & Berg
Enterprises, Inc., a major shareholder of the Company, desire to provide for
the future voting of shares of the Company's capital stock held by them;
NOW, THEREFORE, in consideration of the premises and for other good and
valuable consideration, the receipt and sufficiency of which are hereby
acknowledged, the parties hereto agree as follows:
ARTICLE 1.
VOTING
1.1 Each Investor and BBE agree to hold all shares of Common Stock of
the Company registered in their respective names or beneficially now or
hereafter owned by them (hereinafter collectively referred to as the
"Shares") subject to, and to vote the Shares in accordance with, the
provisions of this Agreement.
1.2 Following the closing of the Purchase, each Investor agrees to vote
such Investor's Shares as directed by Carl Berg, on behalf of BBE, on all
matters submitted to a vote of the shareholders of the Company.
1.3 This voting agreement provided in Section 1.2 above is coupled with
an interest and may not be revoked (i) without the consent of the Investors
holding at least a majority of the outstanding Shares then held by all
Investors and (ii) without the consent of BBE; provided, however, that BBE
then holds shares of Common Stock of the Company.
1.4 Concurrently with the execution of this Agreement, each of the
Investors will authorize and direct the Company, through BBE, to imprint or
otherwise place on certificates representing the Shares the following, or a
substantially similar, restrictive legend:
"The shares represented by this certificate are subject to the terms and
conditions of a Voting Rights Agreement, dated as of November 12, 1997,
all the terms of which are incorporated herein by reference. The Voting
Rights Agreement shall terminate or become inapplicable as to shares
represented by this certificate under the circumstances described therein.
A copy of such Agreement may be obtained without charge upon written
request to the Company at its principal place of business."
1.5 The provisions of this Agreement shall be binding upon the
successors in interest to any of the Shares. Each Investor understands and
agrees that the Company shall not permit the transfer of any of
<PAGE>
the Shares on its books or issue a new certificate representing any of
the Shares unless and until the person to whom such security is to be
transferred shall have executed a written agreement, substantially in the
form of this Agreement, pursuant to which such person becomes a party to this
Agreement and agrees to be bound by all the provisions hereof as if such
person were an Investor.
1.6 Except as provided by this Agreement, each Investor and BBE shall
exercise the full rights of a shareholder with respect to the Shares held by
each.
ARTICLE 2.
EFFECT; TERMINATION
This Agreement shall continue in full force and effect with respect to
all Shares from the date of the Purchase until the earliest of the following
dates: (i) upon any sale of the Shares pursuant to a registration statement
declared effective under the Securities Act of 1933, as amended, but in such
event this Agreement shall terminate only as to the Shares so sold; (ii) any
sale of the shares pursuant to Rule 144 promulgated under the Securities Act,
but in such event this Agreement shall terminate only as to the Shares so
sold; or (iii) two years after the effective date of this Agreement, at which
time this Agreement will terminate in its entirety.
ARTICLE 3.
MISCELLANEOUS
3.1 The parties hereto hereby declare that it is impossible to measure
in money the damages which will accrue to a party hereto or to their heirs,
personal representatives, or assigns by reason of a failure to perform any of
the obligations under this Agreement and agree that the terms of this
Agreement shall be specifically enforceable. If any party hereto or such
party's heirs, personal representatives, or assigns institutes any action or
proceeding to specifically enforce the provisions hereof, any person against
whom such action or proceeding is brought hereby waives the claim or defense
therein that such party or such personal representative has an adequate
remedy at law, and such person shall not offer in any such action or
proceeding the claim or defense that such remedy at law exists.
3.2 This Agreement, and the rights of the parties hereto, shall be
governed by and construed in accordance with the laws of the State of
California without regard to its principles governing conflicts of laws.
3.3 The rights and covenants provided herein are the sole and entire
agreement between the Investors and BBE with respect to the subject matter
hereof. This Agreement may be amended at any time and from time to time, and
particular provisions of this Agreement may be waived as to all Investors and
BBE, only by an instrument in writing signed by a majority-in-interest of the
Investors and BBE. Notwithstanding the above, this Agreement may also be
amended by BBE with no further action on the part of the Investors solely to
include as Investors hereunder holders of Common Stock of the Company issued
by the Company after the closing of the Purchase.
3.4 If any provision of this Agreement is held to be invalid or
unenforceable, the validity and enforceability of the remaining provisions of
this Agreement shall not be affected thereby.
3.5 This Agreement shall inure to the benefit of and be binding upon the
parties hereto and their respective heirs, successors, assigns,
administrators, executors and other legal representatives.
2
<PAGE>
SIGNATURE PAGE TO VOTING RIGHTS AGREEMENT
3.6 In the event that subsequent to the date of this Agreement any
shares or other securities (other than any shares or securities of another
corporation issued to the Company's shareholders pursuant to a plan of
merger) are issued on, or in exchange for, any of the Shares held by the
Investors by reason of any stock dividend, stock split, consolidation of
shares, reclassification or consolidation involving the Company, such shares
or securities shall be deemed to be Shares for purposes of this Agreement.
3.7 This Agreement may be executed in counterparts and transmitted by
facsimile, each of which when so executed and transmitted shall be deemed to
be an original, and such counterparts shall together constitute one and the
same instrument.
3.8 No delay or omission to exercise any right, power or remedy accruing
to any party, upon any breach or default of any other party under this
Agreement, shall impair any such right, power or remedy of such party nor
shall it be construed to be a waiver of any such breach or default, or an
acquiescence therein, or of or in any similar breach or default thereunder
occurring; nor shall any waiver of any single breach or default be deemed a
waiver of any other breach or default theretofore or thereafter occurring.
Except as provided in Section 3.3 hereof, any waiver, permit, consent or
approval of any kind or character on the part of any party of any breach or
default under this Agreement, or any waiver on the part of any party of any
provisions or conditions of this Agreement, must be in writing and shall be
effective only to the extent specifically set forth in such writing. All
remedies, either under this Agreement, or by law or otherwise afforded to any
holder, shall be cumulative and not alternative.
The foregoing Voting Rights Agreement is hereby executed as of the date
first above written.
BERG & BERG ENTERPRISES, INC.
By: /s/ Carl E. Berg
---------------------------------------
President and Chief Executive Officer
-------------------------------------
Please print name and title
Address: 10050 Bandley Drive
Cupertino, CA 95014
INVESTORS:
---------------------------------------
By:
------------------------------------
----------------------------------
Please print name and title
No. of Shares
-------------------------
(Complete and sign only if you are
acquiring at least 22,500 shares of
Mission West Properties Common Stock)
3
<PAGE>
EXHIBIT 4
REGISTRATION RIGHTS
1. DEFINITIONS. For purposes of this Appendix II:
(a) The term "register", "registered," and "registration" refer to a
registration effected by preparing and filing a registration statement or
similar document in compliance with the Act and the declaration or ordering
of effectiveness of such registration statement or document;
(b) The term "Registrable Securities" means (1) the Common Stock of
the Company issued pursuant to the Agreement (the "Purchasers' Stock") and
(2) any Common Stock of the Company issued as (or issuable upon the
conversion or exercise of any warrant, right, or other security which is
issued as) a dividend or other distribution with respect to, or in exchange
for or in replacement of, such Purchasers' Stock, excluding in all cases,
however, any Registrable Securities sold by a person in a transaction in
which such person's rights under this Appendix II were not assigned in
conformity with this Appendix II;
(c) The number of shares of "Registrable Securities then
outstanding" shall be determined by the number of shares of Common Stock then
outstanding, and the number of shares of Common Stock issuable pursuant to
then exercisable or convertible securities, that are Registrable Securities.
(d) The term "Company" means Mission West Properties.
(e) The term "Holder" means any person owning or having the right to
acquire Registrable Securities or any assignee thereof in accordance with
Section 13 hereof; and
(f) The term "Form S-3" means such form under the Act as in effect
on the date hereof or any registration form under the Act subsequently
adopted by the Securities and Exchange Commission ("SEC") which permits
inclusion or incorporation of substantial information by reference to other
documents filed by the Company with the SEC.
(g) The term "Act" means the Securities Act of 1933, as amended.
(h) The "Exchange Act" means the Securities Exchange Act of 1934, as
amended.
(i) The "Agreement" means the Stock Purchase Agreement dated as of
November 12, 1997 by and among the Company and the purchasers named therein.
2. REQUEST FOR REGISTRATION.
(a) If the Company shall receive a written request from the Holders
of more than fifty percent (50%) of the Registrable Securities then
outstanding that the Company file a registration statement under the Act
covering the registration of at least twenty-five percent (25%) of the
Registrable Securities then outstanding, the Company shall use its diligent
best efforts to, within ten (10) days of the receipt thereof, give written
notice of such request to all Holders and shall, subject to the limitations
in subsection 2(b), effect as soon as practicable, and in any event within
one hundred twenty (120) days of the receipt of such request, the
registration under the Act of all Registrable Securities which the Holders
request to be registered within twenty (20) days of the mailing of such
notice by the Company in accordance with Section 8.5 of the Agreement;
provided that no such request need be accepted if the Company agrees to
effect registration of such Registrable Securities pursuant to Section 3 or 4
hereof, instead, and thereafter diligently pursues such registration.
<PAGE>
(b) If the Holders initiating the registration request hereunder
("Initiating Holders") intend to distribute the Registrable Securities
covered by their request by means of an underwriting, they shall so advise
the Company as a part of their request made pursuant to this Section 2, and
the Company shall include such information in the written notice referred to
in subsection 2(a). The underwriter will be selected by a majority-in-
interest of the Initiating Holders and shall be an underwriter of nationally
recognized standing reasonably acceptable to the Company. In such event, the
right of any Holder to include such Holder's Registrable Securities in such
registration shall be conditioned upon such Holder's participation in such
underwriting and the inclusion of such Holder's Registrable Securities in the
underwriting (unless otherwise mutually agreed by a majority-in-interest of
the Initiating Holders and such Holder) to the extent provided herein. All
Holders proposing to distribute their securities through such underwriting
shall (together with the Company as provided in Section 5(a)) enter into an
underwriting agreement in customary form with the underwriter or underwriters
selected for such underwriting by a majority in interest of the Initiating
Holders. Notwithstanding any other provision of this Section 2, if the
underwriter advises the Initiating Holders in writing that marketing factors
require a limitation of the number of shares to be underwritten, then the
Initiating Holders shall so advise all Holders of Registrable Securities
which would otherwise be underwritten pursuant hereto, and the number of
shares of Registrable Securities that may be included in the
underwriting shall be allocated among all Holders thereof, including the
Initiating Holders, in proportion (as nearly as practicable) to the amount of
Registrable Securities of the Company owned by each Holder; PROVIDED,
HOWEVER, that the number of shares of Registrable Securities to be included
in such underwriting shall not be reduced unless all other securities to be
offered for sale by any security holder are first entirely excluded from the
underwriting.
(c) The Company is obligated to effect only one (1) registration
pursuant to this Section 2.
(d) Notwithstanding the foregoing, if the Company shall furnish to
Holders requesting a registration pursuant to this Section 2 a certificate
signed by the President of the Company stating that (i) in the good faith
judgment of the Board of Directors of the Company it would be seriously
detrimental to the Company and its shareholders for such registration
statement to be filed and it is therefore essential to defer the filing of
such registration statement, or (ii) the Company intends to file a
registration statement within one hundred eighty (180) days thereafter, then
the Company shall have the right to defer taking action with respect to such
filing for a period of not more than one hundred eighty (180) days after
receipt of the request of the Initiating Holders; PROVIDED, HOWEVER, that the
Company may not utilize this right more than once in any twelve (12)-month
period. In addition, the Company shall not be required to effect any sale of
securities, including Registrable Securities, in a public offering at a price
lower than Three Dollars ($3.00) per share.
3. COMPANY REGISTRATION. If (but without any obligation to do so) the
Company proposes to register (including for this purpose a registration
effected by the Company for shareholders other than the Holders) any of its
stock or other securities under the Act in connection with the public
offering of such securities solely for cash (other than a registration
relating solely to the sale of securities to participants in a Company stock
plan, or a registration on any form which does not include substantially the
same information as would be required to be included in a registration
statement covering the sale of the Registrable Securities), the Company
shall, at such time, promptly give each Holder written notice of such
registration. Upon the written request of each Holder given within twenty
(20) days after mailing of such notice by the Company in accordance with
Section 8.5 of the Agreement, the Company shall, subject to the provisions of
Section 9 hereof, cause to be registered under the Act all of the Registrable
Securities that each such Holder has requested to be registered.
4. SHELF REGISTRATION. Upon the request of any Holders of at least
twenty-five percent (25%) of the Registrable Securities, the Company shall
file, and use its best efforts to have declared effective under the Act by
the sixtieth (60th) day after the later of (i) the date the Company receives
such request and (ii) the date on which Form S-3 becomes available for a
sale or disposition of Registrable Securities by the Holders, a "shelf"
registration statement pursuant to the requirements of the Act on Form S-3 or
another
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<PAGE>
appropriate form pursuant to Rule 415 under the Act (or any successor rule or
regulation) covering the disposition of all Registrable Securities in one or
more underwritten offerings, block transactions, broker transactions,
at-the-market transactions, and in such other manner or manners as may be
specified by any Holder. The Company shall use its best efforts to keep such
"shelf" registration continuously effective as long as the delivery of a
prospectus is required under the Act in connection with the disposition of
the Registrable Securities registered thereby and in furtherance of such
obligation, shall supplement or amend such registration statement if, as, and
when required by the rules, regulations and instructions applicable to the
form used by the Company for such registration or by the Act or by any other
rules and regulations thereunder applicable to shelf registrations. The
Company shall provide all Holders with written notice of the filing of such
shelf registration statement within five (5) days after such registration
statement has been filed with the SEC. The obligations of the Company set
forth in of Section 5(a) hereof (other than clauses (v) and (vii)) shall
apply with respect to any such shelf registration. If the Company delivers
to the Holders a certificate signed by the President of the Company stating
that in the good faith judgment of the Board of Directors of the Company, it
would be seriously detrimental to the Company or its shareholders for any
Holder to offer or sell any Registrable Securities under the shelf
registration statement for a period set forth in such certificate not to
exceed one hundred twenty (120) days and commencing no earlier than ten (10)
days after the date such certificate is so delivered (the "Blackout Period"),
no such Holder shall offer or sell any Registrable Securities during such
Blackout Period, provided that the Company shall have the right to deliver
such a certificate only once during each twelve (12)-month period.
5. OBLIGATIONS OF THE PARTIES.
(a) Whenever required under Section 2, 3 or 4 to effect the
registration of any Registrable Securities, the Company shall, as
expeditiously as reasonably possible:
(i) Prepare and file with the SEC a registration statement
with respect to such Registrable Securities and use its best efforts to cause
such registration statement to become effective, and, upon the request of the
Holders of a majority of the Registrable Securities registered thereunder,
keep such registration statement effective for up to ninety (90) days.
(ii) Prepare and file with the SEC such amendments and
supplements to such registration statement and the prospectus used in
connection with such registration statement as may be necessary to comply
with the provisions of the Act with respect to the disposition of all
securities covered by such registration statement.
(iii) Furnish to the Holders such numbers of copies of a
prospectus, including a preliminary prospectus, in conformity with the
requirements of the Act, and such other documents as they may reasonably
request in order to facilitate the disposition of Registrable Securities
owned by them.
(iv) Use its best efforts to register and qualify the
securities covered by such registration statement under such other securities
or Blue Sky laws of such jurisdictions as shall be reasonably requested by
the Holders, provided that the Company shall not be required in connection
therewith or as a condition thereto to qualify to do business or to file a
general consent to service of process in any such states or jurisdictions.
(v) In the event of any underwritten public offering, enter
into and perform its obligations under an underwriting agreement, in usual
and customary form, with the managing underwriter of such offering. Each
Holder participating in such underwriting shall also enter into and perform
its obligations under such an agreement.
(vi) Notify each Holder of Registrable Securities covered by
such registration statement at any time when a prospectus relating thereto is
required to be delivered under the Act of the happening of any event as a
result of which the prospectus included in such registration statement, as
then in effect, includes an untrue statement of a material fact or omits to
state a material fact required to be stated therein or necessary to make the
statements therein not misleading in the light of the circumstances then
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<PAGE>
existing.
(vii) Furnish, at the request of any Holder requesting
registration of Registrable Securities pursuant to Section 2, on the date
that such Registrable Securities are delivered to the underwriters for sale
in connection with a registration pursuant to Section 2 (i) an opinion, dated
such date, of the counsel representing the Company for the purposes of such
registration, in form and substance as is customarily given to underwriters
in an underwritten public offering, addressed to the underwriters, if any,
and to the Holders requesting registration of Registrable Securities and (ii)
a letter dated such date, from the independent certified public accountants
of the Company, in form and substance as is customarily given by independent
certified public accountants to underwriters in an underwritten public
offering, addressed to the underwriters, if any, and to the Holders
requesting registration of Registrable Securities.
(b) The Holders agree that in connection with any Registration of
the Registrable Securities by the Company pursuant to Section 2, 3 or 4:
(i) It shall be a condition precedent to the other obligations
of the Company to take any action pursuant to this Appendix II that the
selling Holders shall furnish to the Company such information regarding
themselves, the Registrable Securities held by them, and the intended method
of disposition of such securities as shall be required to effect the
registration of their Registrable Securities.
(ii) Except as permitted under Regulation M promulgated under
the Exchange Act, if the Registrable Securities of such Holder are being
distributed pursuant to such Registration, a selling Holder shall not,
directly or indirectly, by the use of any means or instrumentality of
interstate commerce, or the mails, or any facility of any national securities
exchange, either alone or with one or more persons, bid for or purchase for
any account in which such Holder has a beneficial interest, any shares of the
Common Stock of the Company until the Holder has completed his participation
in such distribution.
6. FURNISH INFORMATION.
(a) It shall be a condition precedent to the obligations of the
Company to take any action pursuant to Sections 2, 3 or 4 with respect to the
Registrable Securities of any selling Holder that such Holder shall furnish
to the Company such information regarding itself, the Registrable Securities
held by it, and the intended method of disposition of such securities as
shall be required to effect the registration of such Holder's Registrable
Securities.
(b) The Company shall have no obligation with respect to any
registration requested pursuant to Section 2 or Section 4 if, due to the
operation of Section 9, the number of shares of the Registrable Securities to
be included in the registration does not equal or exceed the number of shares
required to originally trigger the Company's obligation to initiate such
registration as specified in Section 2(a) or Section 4, whichever is
applicable.
7. EXPENSES OF DEMAND REGISTRATION. All expenses, other than
underwriting discounts and commissions, incurred in connection with
registrations, filings, or qualifications pursuant to Section 2, 3 or Section
4, including (without limitation) all registration, filing, and qualification
fees, printers' and accounting fees, fees and disbursements of counsel for
the Company, shall be borne by the Company; provided, however, that the
Company shall not be required to pay for any expenses of any registration
proceeding begun pursuant to Section 2 if the registration request is
subsequently withdrawn at the request of the Holders of a majority of the
Registrable Securities to be registered (in which case all participating
Holders shall bear such expenses); provided further, however, that if at the
time of such withdrawal, the Holders have learned of a material adverse
change in the condition, business, or prospects of the Company different from
that known to the Holders at the time of their request and have withdrawn the
request with reasonable promptness following disclosure by the Company of
such material adverse change then the Holders shall not be required to pay
any of such expenses and shall retain their rights pursuant to Section 2.
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<PAGE>
8. EXPENSES OF COMPANY REGISTRATION. The Company shall bear and pay all
expenses incurred in connection with any registration, filing, or
qualification of Registrable Securities with respect to the registrations
pursuant to Section 3 for each Holder, including (without limitation) all
registration, filing, qualification, and printer's fees and expenses, but
excluding underwriting discounts and commissions relating to the Registrable
Securities.
9. UNDERWRITING REQUIREMENTS. In connection with any offering involving
an underwriting of shares of the Company's capital stock, the Company shall
not be required under Section 3 to include any of the Holders' Registrable
Securities in such underwriting unless they accept the terms of the
underwriting as agreed upon between the Company and the underwriters selected
by it (or by other persons entitled to select the underwriters), and then
only in such quantity as the underwriters determine in their sole discretion
will not jeopardize the success of the offering by the Company. If the total
amount of securities, including Registrable Securities, requested by
shareholders to be included in such offering exceeds the amount of securities
sold other than by the Company that the underwriters determine in their sole
discretion is compatible with the success of the offering, the Company shall
be required to include in the offering only that number of such securities,
including Registrable Securities, which the underwriters determine in their
sole discretion will not jeopardize the success of the offering (the
securities so included to be apportioned pro rata among the selling
shareholders according to the total amount of securities entitled to be
included therein owned by each selling stockholder or in such other
proportions as shall mutually be agreed to by such selling shareholders).
For purposes of the preceding parenthetical concerning apportionment, for any
selling stockholder which is a holder of Registrable Securities and which is
a partnership or corporation, the partners, retired partners, and
shareholders of such holder, or the estates and family members of any such
partners and retired partners and any trusts for the benefit of any of the
foregoing persons shall be deemed to be a single "selling stockholder", and
any pro-rata reduction with respect to such "selling stockholder" shall be
based upon the aggregate amount of shares carrying registration rights owned
by all entities and individuals included in such "selling stockholder", as
defined in this sentence.
10. DELAY OF REGISTRATION. No Holder shall have any right to obtain or
seek an injunction restraining or otherwise delaying any such registration as
the result of any controversy that might arise with respect to the
interpretation or implementation of any provision of this Appendix II.
11. INDEMNIFICATION. In the event any Registrable Securities are
included in a registration statement under this Appendix II.
(a) To the extent permitted by law, the Company will indemnify and
hold harmless each Holder, any underwriter (as defined in the Act) for such
Holder and each person, if any, who controls such Holder or underwriter
within the meaning of the Act or the Exchange Act, against any losses,
claims, damages, or liabilities (joint or several) to which they may become
subject under the Act, or the Exchange Act, or other federal or state law,
insofar as such losses, claims, damages, or liabilities (or actions in
respect thereof) arise out of or are based upon any of the following
statements, omissions or violations (collectively a "Violation"): (i) any
untrue statement or alleged untrue statement of a material fact contained in
such registration statement, including any preliminary prospectus or final
prospectus contained therein or any amendments or supplements thereto, (ii)
the omission or alleged omission to state therein a material fact required to
be stated therein, or necessary to make the statements therein not
misleading, or (iii) any violation or alleged violation by the Company of the
Act, the Exchange Act, any state securities law or any rule or regulation
promulgated under the Act, or the Exchange Act or any state securities law;
and the Company will pay to each such Holder, underwriter or controlling
person, as incurred, any legal or other expenses reasonably incurred by them
in connection with investigating or defending any such loss, claim, damage,
liability, or action; PROVIDED, HOWEVER, that the indemnity agreement
contained in this subsection (a) shall not apply to amounts paid in
settlement of any such loss, claim, damage, liability, or action if such
settlement is effected without the consent of the Company (which consent
shall not be unreasonably withheld), nor shall the Company be liable to any
indemnitee for any such loss, claim, damage, liability, or action to the
extent that it arises out of or is based upon a Violation which occurs in
reliance upon and in conformity with written information furnished by such
indemnitee expressly for use in connection with such registration.
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(b) To the extent permitted by law, each selling Holder will
indemnify and hold harmless the Company, each of its directors, each of its
officers who has signed the registration statement, each person, if any, who
controls the Company within the meaning of the Act, any underwriter, any
other Holder selling securities in such registration statement and any
controlling person of any such underwriter or other Holder, against any
losses, claims, damages, or liabilities (joint or several) to which any of
the foregoing persons may become subject, under the Act, or the Exchange Act,
or other federal or state law, insofar as such losses, claims, damages, or
liabilities (or actions in respect thereto) arise out of or are based upon
any Violation, in each case to the extent (and only to the extent) that such
Violation occurs in reliance upon and in conformity with written information
furnished by such Holder expressly for use in connection with such
registration; and each such Holder will pay, as incurred, any legal or other
expenses reasonably incurred by any person intended to be indemnified
pursuant to this subsection (b), in connection with investigating or
defending any such loss, claim, damage, liability, or action; PROVIDED,
HOWEVER, that the indemnity agreement contained in this subsection (b) shall
not apply to amounts paid in settlement of any such loss, claim, damage,
liability or action if such settlement is effected without the consent of the
Holder, which consent shall not be unreasonably withheld; PROVIDED, THAT, in
no event shall any indemnity obligation under this subsection (b) (together
with any obligation to contribute under subsection (d)) exceed the gross
proceeds from the offering received by such Holder.
(c) Promptly after receipt by an indemnified party under this
Section 11 of notice of the commencement of any action (including any
governmental action), such indemnified party will, if a claim in respect
thereof is to be made against any indemnifying party under this Section 11,
deliver to the indemnifying party a written notice of the commencement
thereof and the indemnifying party shall have the right to participate in,
and, to the extent the indemnifying party so desires, jointly with any other
indemnifying party similarly noticed, to assume the defense thereof with
counsel mutually satisfactory to the parties; PROVIDED, HOWEVER, that an
indemnified party (together with all other indemnified parties which may be
represented without conflict by one counsel) shall have the right to retain
one separate counsel, with the fees and expenses to be paid by the
indemnifying party, if representation of such indemnified party by the
counsel retained by the indemnifying party would be inappropriate due to
actual or potential differing interests between such indemnified party and
any other party represented by such counsel in such proceeding. The failure
to deliver written notice to the indemnifying party within a reasonable time
of the commencement of any such action, if prejudicial to its ability to
defend such action, shall relieve such indemnifying party of any liability to
the indemnified party under this Section 11, but the omission so to deliver
written notice to the indemnifying party will not relieve it of any liability
that it may have to any indemnified party otherwise than under this Section
11.
(d) If the indemnification provided for in this Section 11 is held
by a court of competent jurisdiction to be unavailable to an indemnified
party with respect to any loss, liability, claim, damage, or expense referred
to therein, then the indemnifying party, in lieu of indemnifying such
indemnified party hereunder, shall contribute to the amount paid or payable
by such indemnified party as a result of such loss, liability, claim, damage,
or expense in such proportion as is appropriate to reflect the relative fault
of the indemnifying party on the one hand and of the indemnified party on the
other in connection with the statements or omissions that resulted in such
loss, liability, claim, damage, or expense as well as any other relevant
equitable considerations. The relative fault of the indemnifying party and
of the indemnified party shall be determined by reference to, among other
things, whether the untrue or alleged untrue statement of a material fact or
the omission to state a material fact relates to information supplied by the
indemnifying party or by the indemnified party and the parties' relative
intent, knowledge, access to information, and opportunity to correct or
prevent such statement or omission. In no event shall any Holder's
obligation to contribute under this subsection (d) (together with any
obligation to indemnify under subsection (b)) exceed the gross proceeds from
the offering received by such Holder.
(e) Notwithstanding the foregoing, to the extent that the
provisions on indemnification and contribution contained in the underwriting
agreement entered into in connection with an underwritten public offering are
in conflict with the foregoing provisions, the provisions in the underwriting
agreement shall control.
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(f) The obligations of the Company and Holders under this Section
11 shall survive the completion of any offering of Registrable Securities in
a registration statement filed pursuant to Section 2, 3 or 4, and otherwise.
12. REPORTS UNDER SECURITIES EXCHANGE ACT OF 1934. With a view to
making available to the Holders the benefits of Rule 144 promulgated under
the Act and any other rule or regulation of the SEC that may at any time
permit a Holder to sell securities of the Company to the public without
registration or pursuant to a registration on Form S-3, the Company agrees to:
(a) make and keep public information available, as those terms are
understood and defined in SEC Rule 144, at all times
(b) take such action as is necessary to enable the Holders to
utilize Form S-3 for the sale of their Registrable Securities as soon as
practicable after the date of the Agreement.
(c) file with the SEC in a timely manner all reports and other
documents required of the Company under the Act and the Exchange Act; and
(d) furnish to any Holder, so long as the Holder owns any
Registrable Securities, forthwith upon request (i) a written statement by the
Company that it has complied with the reporting requirements of SEC Rule 144,
the Act, and the Exchange Act, or that it qualifies as a registrant whose
securities may be resold pursuant to Form S-3 (at any time after it so
qualifies), (ii) a copy of the most recent annual or quarterly report of the
Company and such other reports and documents so filed by the Company, and
(iii) such other information as may be reasonably requested in availing any
Holder of any rule or regulation of the SEC which permits the selling of any
such securities without registration or pursuant to such form.
13. EXERCISE OF REGISTRATION RIGHTS. The rights to cause the Company to
register Registrable Securities pursuant to this Appendix II may be exercised
by any Holder or by any transferee or assignee of such securities who, after
such assignment or transfer, holds at least Fifty Thousand (50,000) shares of
Registrable Securities (subject to appropriate adjustment for stock splits,
stock dividends, combinations, and other recapitalizations), provided, in the
case of any such transferee or assignee, the Company is, within a reasonable
time after such transfer, furnished with written notice of the name and
address of such transferee or assignee and the securities with respect to
which such registration rights are being assigned and such transferee or
assignee agrees to comply with all obligations imposed on a Holder under
applicable provisions of this Appendix II; and PROVIDED, FURTHER, that such
assignment shall be effective only if immediately following such transfer the
further disposition of such securities by the transferee or assignee is
restricted under the Act. For the purposes of determining the number of
shares of Registrable Securities held by a transferee or assignee, the
holdings of transferees and assignees of a partnership who are partners or
retired partners of such partnership (including spouses and ancestors, lineal
descendants, and siblings of such partners or spouses who acquire Registrable
Securities by gift, will, or intestate succession) shall be aggregated
together and with the partnership; provided that all assignees and
transferees who would not qualify individually for assignment of registration
rights shall have a single attorney-in-fact for the purpose of exercising any
rights, receiving notices, or taking any action under applicable provisions
of this Appendix II.
14. "MARKET STAND-OFF" AGREEMENT. Each Holder hereby agrees that,
during the period of duration (not to exceed one hundred eighty (180) days)
specified by the Company and an underwriter of Common Stock or other
securities of the Company, following the effective date of any registered
underwritten public offering of Company securities, it shall not, to the
extent requested by the Company and such underwriter, directly or indirectly
sell, offer to sell, contract to sell (including, without limitation, any
short sale), grant any option to purchase or otherwise transfer or dispose of
(other than to donees who agree to be similarly bound) any securities of the
Company held by it at any time during such period except Common Stock
included in such registration; PROVIDED, HOWEVER, that all officers and
directors of the
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Company, and all other persons with registration rights (whether or not
pursuant to this Agreement) enter into similar agreements.
In order to enforce the foregoing covenant, the Company may impose
stop-transfer instructions with respect to the Registrable Securities of each
Holder (and the shares or securities of every other person subject to the
foregoing restriction) until the end of such period.
15. TERMINATION OF REGISTRATION RIGHTS. No Holder shall be entitled to
exercise any rights provided for in Section 2 following the third anniversary
of the date of the Agreement. In addition, no Holder shall have the right to
register the offer or sale of any Registrable Securities or offer or sell any
Registrable Securities pursuant to a Company registration contemplated by
Section 3 hereof or pursuant to the shelf registration contemplated by
Section 4 hereof, if such Holder may sell such Registrable Securities without
registration under Rule 144 (or any successor rule) of the SEC, unless the
purpose of such registration is to enable such Holder to sell, in a single
transaction, or in any event within thirty (30) days of the effective date of
the applicable registration statement, Registrable Securities in excess of
the number permitted under Rule 144(a).
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SUBSCRIPTION AND REGISTRATION FORM
FOR MISSION WEST PROPERTIES
COMMON STOCK
I. PURCHASE OF COMMON STOCK
A. By executing this Subscription and Registration Form for Mission West
Properties Common Stock (the "Common Stock"), and the counterpart signature
pages to the Stock Purchase Agreement (the "Stock Purchase Agreement"), the
undersigned hereby irrevocably agrees for the benefit of Mission West
Properties, a California corporation (the "Company") (i) to purchase
______________ shares of the Common Stock of the Company, at a purchase
price of $4.50 per share for a total purchase price of $_____________ (the
"Purchase Price") and (ii) to tender the Purchase Price at the Closing (as
that term is defined in the Stock Purchase Agreement) by wire transfer no
later than the 5:00 p.m., P.S.T., on November 12, 1997 to Mellon Bank,
Pittsburgh, Pennsylvania, ABA #043 000261, for credit to: Merrill Lynch,
Account #101 1730; for further credit to: Mission West Properties, Account
#291 07M35.
B. Unless the Company is instructed otherwise in writing by the
undersigned, the Purchase Price will be returned promptly in the event that
for any reason the purchase and sale of the Common Stock subscribed hereby
is not consummated or in the event that the undersigned's subscription is
rejected.
II. REGISTER COMMON STOCK AS FOLLOWS:
A. Corporation, Trust, Other Organization or any other Fiduciary Capacity
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(Name of Corporation, Other Organization or Trustees)
If Trust, date of
Trust Instrument: ______________ Tax ID Number: ____________________
B. Individual, Joint Tenants, Tenants in Common,
Community Property:___________________
(Type of Ownership)
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(First Name) (Last Name) (M.I.) (Social Security No.)
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(First Name) (Last Name) (M.I.) (Social Security No.)
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(First Name) (Last Name) (M.I.) (Social Security No.)
(Joint tenancy with rights of survivorship will be presumed unless
otherwise indicated.)
C. Custodian for a Minor:
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(Custodian's First Name) (Last Name)
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(Minor's First Name) (Last Name) (Minor's Social Security No.)
<PAGE>
Under the ______________________________ Uniform Gifts to Minor Act.
(State of Residence of Minor)
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(Custodian's First Name) (Last Name)
-------------------------------------- -----------------------------
(Minor's First Name) (Last Name) (Minor's Social Security No.)
Under the _____________________________ Uniform Gifts to Minor Act.
(State of Residence of Minor)
--------------------------------------
(Custodian's First Name) (Last Name)
-------------------------------------- -----------------------------
(Minor's First Name) (Last Name) (Minor's Social Security No.)
Under the _______________________________Uniform Gifts to Minor Act.
(State of Residence of Minor)
III. SUBSCRIBER'S NAME AND ADDRESS:
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(Print or type name(s)
------------------------------------------
(Street Address)
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(City, State, Country)
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(Telephone Number) (Facsimile Number)
IV. ACCEPTANCE
The undersigned purchaser(s) hereby subscribe(s) to purchase shares of
Common Stock of the Company and deliver(s) the following documents to the
Company: (a) a completed and signed Subscription and Registration Form for
Mission West Properties Common Stock, (b) one counterpart signature page to
the Stock Purchase Agreement; (c) one counterpart signature page to the
Voting Rights Agreement (only if you are acquiring at least 22,500 Shares
of the Common Stock); (d) a completed Prospective Investor Questionnaire;
(e) a completed Schedule 13-D Questionnaire (only if you are acquiring at
least 22,500 Shares of the Common Stock); (f) a completed Power of Attorney
and (f) a signed Substitute IRS Form W-9.
DATE: __________________________ BY: ___________________________
(Signature)
DATE: __________________________ BY: ___________________________
(Signature)
<PAGE>
POWER OF ATTORNEY
For Executing Forms 3, 4 and 5 and Schedule 13D
Know all persons by these presents, that the undersigned hereby
constitutes and appoints each of Carl E. Berg and Michael L. Knapp signing
singly, as his/her true and lawful attorney-in-fact to:
1. execute for and on behalf of the undersigned Forms 3, 4 and 5 in
accordance with Section 16(a) of the Securities Exchange Act of 1934
as amended (the "Exchange Act") and the General Rules and Regulations
promulgated thereunder (the "Rules");
2. execute for an on behalf of the undersigned a Schedule 13D, and any
amendments thereto, in accordance with Section 13(d) of the Exchange
Act and the Rules;
3. do and perform any and all acts for and on behalf of the undersigned
which may be necessary or desirable to complete the execution of any
such Form 3, 4 or 5 or Schedule 13D and the timely filing of such forms
with the United States Securities and Exchange Commission and any other
authority or exchange; and
4. take any other action of any type whatsoever in connection with the
foregoing which, in the opinion of such attorney-in-fact, may be of
benefit to, in the best interest of, or legally required by, the
undersigned, it being understood that the documents executed by such
attorney-in-fact on behalf of the undersigned pursuant to this Power
of Attorney shall be in such form and shall contain such terms and
conditions as such attorney-in-fact may approve in his/her discretion.
The undersigned hereby grants to each such attorney-in-fact full power
and authority to do and perform all and every act and thing whatsoever
requisite, necessary and proper to be done in the exercise of any of the rights
and powers herein granted, as fully to all intents and purposes as the
undersigned might or could do if personally present, with full power of
substitution or revocation, hereby ratifying and confirming all that such
attorney-in-fact, or his/her substitute or substitutes, shall lawfully do or
cause to be done by virtue of this Power of Attorney and the rights and powers
herein granted. The undersigned acknowledges that the foregoing attorneys-in-
fact, in serving in such capacity at the request of the undersigned, are not
assuming any of the undersigned's responsibilities to comply with Section 16
and Section 13 of the Exchange Act and the Rules thereunder.
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney
to be executed as of this _______ day of _______________, 19____.
______________________________
Signature
______________________________
Print Name
