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OMB Number: 3235-0006
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT
TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended June 30, 1999
- --------------------------------------------------------------------------------
(Please read instructions before preparing form.)
- --------------------------------------------------------------------------------
If amended report check here: |_|
Haven Capital Management, Inc.
- --------------------------------------------------------------------------------
Name of Institutional Investment Manager
655 Third Avenue New York NY 10017
- --------------------------------------------------------------------------------
Business Address (Street) (City) (State) (Zip)
Stephen Ely, Managing Director (212) 953-2324
- --------------------------------------------------------------------------------
Name, Phone No., and Title of Person Duly Authorized to Submit This Report.
- ------------------------------------ATTENTION-----------------------------------
Intentional misstatements or omissions of facts constitute
Federal Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
- --------------------------------------------------------------------------------
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City of New York and State of New York on the 12th day of
April, 1999.
Haven Capital Management, Inc.
------------------------------------------
(Name of Institutional Investment Manager)
/s/ STEPHEN ELY
------------------------------------------
(Manual Signature of Person Duly
Authorized to Submit This Report)
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filled (other than the one filing this report): (List
in alphabetical order).
13F File Numbers will be assigned to Institutional Investment Managers after
they file their first report.
Name: 13F File No.: Name: 13F File No.:
- ----------------------- ------------- ----------------------- -------------
1. SEE ATTACHED 6.
- ----------------------- ------------- ----------------------- -------------
2. 7.
- ----------------------- ------------- ----------------------- -------------
3. 8.
- ----------------------- ------------- ----------------------- -------------
4. 9.
- ----------------------- ------------- ----------------------- -------------
5. 10.
- ----------------------- ------------- ----------------------- -------------
SEC 1685 (7-88)
<PAGE>
FORM 13F
REPORTING MANAGER: HAVEN CAPITAL MGMT
<TABLE>
<CAPTION>
- ------------------------------------------------------------------------------------------------------------------------------------
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
INVESTMENT DISCRETION VOTING AUTHORITY
TITLE FAIR SHARES OF SHARED
NAME OF ISSUER OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER MANA- SOLE SHARED NONE
CLASS NUMBER VALUE AMOUNT (A) (B) (C) GERS (A) (B) (C)
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ABBOTT LABS COMMON 2824100 5655 124630 SH SOLE 124630
ALBERTO CULVER CO CL A CL A 13068200 6186 271900 SH SOLE 271900
ALLMERICA FINL CORP COMMON 19754100 6795 111743 SH SOLE 111743
AMERICAN HOME PRODS CORP COMMON 26609107 6632 115597 SH SOLE 115597
AMERICAN INTL GROUP INC COMMON 26874107 616 5254 SH SOLE 5254
ANDREW CORP COMMON 34425108 6757 356820 SH SOLE 356820
ANHEUSER BUSCH COS INC COMMON 35229103 6895 97200 SH SOLE 97200
ARMSTRONG WORLD INDS INC COMMON 42476101 9937 171875 SH SOLE 171875
AVERY DENNISON CORP COMMON 53611109 11065 183270 SH SOLE 183270
BP AMOCO P L C SPONS ADR 55622104 12381 114112 SH SOLE 114112
BAKER FENTRESS & CO COMMON 57213100 3364 177041 SH SOLE 177041
BANK ONE CORP COMMON 06423A103 10734 180216 SH SOLE 180216
BANKBOSTON CORP COMMON 06605R106 450 8800 SH SOLE 8800
ROLLS ROYCE ORD 20P 747761 3574 844396 SH SOLE 844396
BECTON DICKINSON & CO COMMON 75887109 5415 180500 SH SOLE 180500
BELCO OIL & GAS CORP PFD CONV 77410207 2462 144800 SH SOLE 144800
BELL ATLANTIC CORP COMMON 77853109 5352 81864 SH SOLE 81864
BERKSHIRE HATHAWAY INC B CLASS B 84670207 775 346 SH SOLE 346
BOB EVANS FARMS INC COMMON 96761101 4506 226731 SH SOLE 226731
BORDERS GROUP INC COMMON 99709107 2830 179000 SH SOLE 179000
BRISTOL MYERS SQUIBB CO COMMON 110122108 9710 137856 SH SOLE 137856
BURLINGTON RES INC COMMON 122014103 6675 154325 SH SOLE 154325
CAMPBELL SOUP CO. COMMON 134429109 529 11400 SH SOLE 11400
CATERPILLAR INC DEL COMMON 149123101 302 5032 SH SOLE 5032
CHEVRON CORPORATION COMMON 166751107 409 4300 SH SOLE 4300
CHUBB CORP COMMON 171232101 500 7200 SH SOLE 7200
CIRCUIT CITY STORE-GRP CIRCT CITY GRP 172737108 5454 58650 SH SOLE 58650
COLUMBUS MCKINNON CORP N COMMON 199333105 4575 190615 SH SOLE 190615
COMMERCE BANCORP NJ COMMON 200519106 7016 164126 SH SOLE 164126
COMPUTER ASSOC INTL INC COMMON 204912109 4220 77075 SH SOLE 77075
CORNING INC COMMON 219350105 839 11964 SH SOLE 11964
CROSS TIMBERS RTY TR TR UNIT 22757R109 2964 292728 SH SOLE 292728
DANA CORP COMMON 235811106 2387 51818 SH SOLE 51818
DANAHER CORP DEL COMMON 235851102 5215 89717 SH SOLE 89717
DEXTER CORP COMMON 252165105 4804 117700 SH SOLE 117700
DIEBOLD INC COMMON 253651103 4662 162162 SH SOLE 162162
DOVER CORP COMMON 260003108 10040 286850 SH SOLE 286850
DU PONT E I DE NEMOURS COMMON 263534109 6414 93894 SH SOLE 93894
E M C CORP MASS COMMON 268648102 8140 148000 SH SOLE 148000
ELAN PLC DEPOSITORY RECEI 284131208 3663 132000 SH SOLE 132000
EMERSON ELEC CO COMMON 291011104 1433 22770 SH SOLE 22770
FIRST FINL HLDGS INC COMMON 320239106 225 12000 SH SOLE 12000
FIRST TENN NATL CORP COMMON 337162101 1533 40000 SH SOLE 40000
FIRST VA BANKS INC COMMON 337477103 332 6750 SH SOLE 6750
FLEET FINL GROUP INC NEW COMMON 338915101 3291 74154 SH SOLE 74154
GATEWAY INC COMMON 367626108 4527 76650 SH SOLE 76650
GENERAL ELEC CO COMMON 369604103 4745 41993 SH SOLE 41993
GENERAL GROWTH PPTYS INC COMMON 370021107 11654 328295 SH SOLE 328295
GOLDMAN SACHS GROUP INC COMMON 38141G104 961 13300 SH SOLE 13300
GRAINGER W W INC COMMON 384802104 4028 74854 SH SOLE 74854
GREENPOINT FINL CORP COMMON 395384100 919 28000 SH SOLE 28000
GULF CDA RES LTD ORD 40218L305 3311 790700 SH SOLE 790700
HASBRO INC COMMON 418056107 5047 180650 SH SOLE 180650
HEILIG MEYERS CO COMMON 422893107 123 18000 SH SOLE 18000
HEINZ H J CO COMMON 423074103 288 5750 SH SOLE 5750
CREDIT COMMERCL FRANCE FRF25 4230870 919 8500 SH SOLE 8500
CREDIT SUISSE GROUP-REG CHF20 (REGD) 4245614 2219 12825 SH SOLE 12825
HEWLETT PACKARD CO COMMON 428236103 14266 141955 SH SOLE 141955
HOECHST A G ADR 434390308 2742 59600 SH SOLE 59600
INGERSOLL RAND CO COMMON 456866102 6669 103200 SH SOLE 103200
INTERNATIONAL BUS MACH COMMON 459200101 2983 23076 SH SOLE 23076
JOHNSON & JOHNSON COMMON 478160104 10802 110226 SH SOLE 110226
JUNO LTG INC COMMON 482047107 5733 234000 SH SOLE 234000
KIMBERLY CLARK CORP COMMON 494368103 11122 195127 SH SOLE 195127
KINDER MORGAN ENERGY PAR UT LTD PARTNER 494550106 1443 39000 SH SOLE 39000
LABORATORY CORP AMER HLD COMMON 50540R102 1324 460500 SH SOLE 460500
LABORATORY CORP CV PFD EXCH A 8.5 6/12 50540R201 3229 55081 SH SOLE 55081
DAIMLER CHR EUR 66.8 PAR CNV BND 5.75 06/ 5239058 1117 14000 SH SOLE 14000
LEGGETT & PLATT INC COMMON 524660107 10060 361715 SH SOLE 361715
LILLY ELI & CO COMMON 532457108 322 4500 SH SOLE 4500
LOWES COS INC COMMON 548661107 2494 44000 SH SOLE 44000
LUXOTTICA GROUP S P A DEPOSITORY RECEI 55068R202 187 12000 SH SOLE 12000
BELL ATL REG S EXCH(CWZ) SDCV 4.250 09/1 5520086 4037 3950000 PRN SOLE 3950000
MASCO CORP COMMON 574599106 7943 275090 SH SOLE 275090
MCDONALDS CORP COMMON 580135101 4133 100496 SH SOLE 100496
MELLON BK CORP COMMON 585509102 4118 113200 SH SOLE 113200
MERCK & CO INC COMMON 589331107 7459 101306 SH SOLE 101306
MINNESOTA MNG & MFG CO COMMON 604059105 5067 58286 SH SOLE 58286
MOBIL CORP COMMON 607059102 440 4457 SH SOLE 4457
BANGKOK BK (FORGN) THB 6077019 94 25000 SH SOLE 25000
MOLEX INC COMMON 608554101 5316 143679 SH SOLE 143679
MOLEX INC NON VTG. 608554200 881 27981 SH SOLE 27981
MORGAN J P & CO INC COMMON 616880100 2501 17800 SH SOLE 17800
MORRISON KNUDSEN CORP COMMON 61844A109 4381 424850 SH SOLE 424850
MOTOROLA INC COMMON 620076109 322 3400 SH SOLE 3400
NEWBRIDGE NETWORKS CORP COMMON 650901101 216 7525 SH SOLE 7525
NORDSTROM INC COMMON 655664100 254 7585 SH SOLE 7585
NOVELL INC COMMON 670006105 3755 141700 SH SOLE 141700
O CHARLEYS INC COMMON 670823103 3384 211500 SH SOLE 211500
OCEAN ENERGY INC TEX COMMON 6.75E+110 6821 708706 SH SOLE 708706
OFFICE DEPOT INC COMMON 676220106 688 31200 SH SOLE 31200
OMNIQUIP INTL INC COMMON 681969101 1902 241550 SH SOLE 241550
OPTIMARK TECHNOLOGIES SER B CV PART. P 683990204 150 15000 SH SOLE 15000
OWENS CORNING COMMON 69073F103 6681 194350 SH SOLE 194350
PFIZER INC COMMON 717081103 213 1950 SH SOLE 1950
PRAXAIR INC COMMON 74005P104 7160 146315 SH SOLE 146315
PROCTER & GAMBLE CO COMMON 742718109 2504 28060 SH SOLE 28060
PROVIDIAN FINL CORP COMMON 74406A102 336 3600 SH SOLE 3600
R & B FALCON CORP COMMON 7.49E+105 1664 177486 SH SOLE 177486
RAYTHEON CO CL B CL B 755111408 6273 88985 SH SOLE 88985
READERS DIGEST ASSN INC CL A NON VTG 755267101 5426 136500 SH SOLE 136500
REGIONS FINL CORP COMMON 758940100 1311 34098 SH SOLE 34098
ROYAL DUTCH PETE CO NY REG SHARES 780257804 13118 217729 SH SOLE 217729
SBC COMMUNICATIONS INC COMMON 78387G103 3318 57200 SH SOLE 57200
SAUER INC COMMON 804137107 1996 194700 SH SOLE 194700
SCHLUMBERGER LTD COMMON 806857108 6039 94823 SH SOLE 94823
SHERWIN WILLIAMS CO COMMON 824348106 2567 92500 SH SOLE 92500
SILGAN HOLDINGS INC COMMON 827048109 2516 126600 SH SOLE 126600
SILICON GRAPHICS INC COMMON 827056102 3151 192400 SH SOLE 192400
SONOCO PRODS CO COMMON 835495102 5084 169829 SH SOLE 169829
SOUTHERN FINC'L BANCORP COMMON 842870107 333 16321 SH SOLE 16321
SOVEREIGN BANCORP INC COMMON 845905108 2103 173480 SH SOLE 173480
THE SPORTS AUTHORITY INC COMMON 849176102 1617 364450 SH SOLE 364450
THE SPORTS AUTHORITY CVT REG."S" 5.25 849176AA0 1070 1565000 PRN SOLE 1565000
STRYKER CORP COMMON 863667101 4563 75900 SH SOLE 75900
SYSCO CORP COMMON 871829107 3701 124150 SH SOLE 124150
TELE DANMARK A/S DEPOSITORY RECEI 879242105 4043 156998 SH SOLE 156998
TELEFONICA DE ESPANA S A DEPOSITORY RECEI 879382208 297 2020 SH SOLE 2020
TEXAS INSTRS INC COMMON 882508104 7256 50388 SH SOLE 50388
3DFX INTERACTIVE INC COMMON 88553X103 1061 67926 SH SOLE 67926
TNT POST GROEP N V DEPOSITORY RECEI 888742103 1993 83060 SH SOLE 83060
TOTAL S A ADR DEPOSITORY RECEI 8.92E+113 8834 137090 SH SOLE 137090
TRANSCANADA PIPELINES LT COMMON 893526103 4417 315500 SH SOLE 315500
UST CORP COMMON 902900109 2299 75985 SH SOLE 75985
US BANCORP DEL COMMON 902973106 3054 91500 SH SOLE 91500
UNION PAC RES GROUP INC COMMON 907834105 3965 243053 SH SOLE 243053
V F CORP COMMON 918204108 3638 85100 SH SOLE 85100
VALEO DEPOSITORY RECEI 919134304 6222 75414 SH SOLE 75414
VAXGEN INC. PRIVATE PLACEMEN 922390208 1261 77000 SH SOLE 77000
VERMONT FINL SVCS CORP COMMON 924180102 287 9178 SH SOLE 9178
WACHOVIA CORP COMMON 929771103 4339 50709 SH SOLE 50709
WAL MART STORES INC COMMON 931142103 405 8400 SH SOLE 8400
WASHINGTON GAS LT CO COMMON 938837101 2522 97000 SH SOLE 97000
WATTS INDS INC CL A 942749102 3425 178500 SH SOLE 178500
WEINGARTEN RLTY INVS SH BEN INT 948741103 3426 82055 SH SOLE 82055
WEYERHAEUSER CO COMMON 962166104 980 14250 SH SOLE 14250
WISCONSIN CENT TRANSN CO COMMON 976592105 953 50500 SH SOLE 50500
AMDOCS LTD ORD G02602103 6042 265600 SH SOLE 265600
XL CAPITAL LTD CL A G98255105 4348 76955 SH SOLE 76955
NEW HOLLAND N V ORD N62648105 6092 355740 SH SOLE 355740
--------- ---- --------- ---- ------
REPORT TOTAL 547658311 22883169 22883169 22883169
========= ======== ======== ========
</TABLE>
