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OMB APPROVAL
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OMB Number: 3235-0006
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SEC USE ONLY
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT
TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended March 31, 2000
- --------------------------------------------------------------------------------
(Please read instructions before preparing form.)
- --------------------------------------------------------------------------------
If amended report check here: |_|
Haven Capital Management, Inc.
- --------------------------------------------------------------------------------
Name of Institutional Investment Manager
655 Third Avenue New York NY 10017
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Business Address (Street) (City) (State) (Zip)
Stephen Ely, Managing Director (212) 953-2324
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Name, Phone No., and Title of Person Duly Authorized to Submit This Report.
- ------------------------------------ATTENTION-----------------------------------
Intentional misstatements or omissions of facts constitute
Federal Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
- --------------------------------------------------------------------------------
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City of New York and State of New York on the 12th day of
April, 1999.
Haven Capital Management, Inc.
------------------------------------------
(Name of Institutional Investment Manager)
/s/ STEPHEN ELY
------------------------------------------
(Manual Signature of Person Duly
Authorized to Submit This Report)
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filled (other than the one filing this report): (List
in alphabetical order).
13F File Numbers will be assigned to Institutional Investment Managers after
they file their first report.
Name: 13F File No.: Name: 13F File No.:
- ----------------------- ------------- ----------------------- -------------
1. SEE ATTACHED 6.
- ----------------------- ------------- ----------------------- -------------
2. 7.
- ----------------------- ------------- ----------------------- -------------
3. 8.
- ----------------------- ------------- ----------------------- -------------
4. 9.
- ----------------------- ------------- ----------------------- -------------
5. 10.
- ----------------------- ------------- ----------------------- -------------
SEC 1685 (7-88)
<PAGE>
FORM 13F
REPORTING MANAGER: HAVEN CAPITAL MGMT
9/30/99
PAGE 1
<TABLE>
<CAPTION>
- ------------------------------------------------------------------------------------------------------------------------------------
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
INVESTMENT DISCRETION VOTING AUTHORITY
TITLE FAIR SHARES OF SHARED
NAME OF ISSUER OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER MANA- SOLE SHARED NONE
CLASS NUMBER VALUE AMOUNT (A) (B) (C) GERS (A) (B) (C)
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
AAR CORP COMMON 000361105 801 48000 SH SOLE 0 0 48000
ABBOTT LABS COMMON 002824100 2276 64670 SH SOLE 0 0 64670
ALBERTO CULVER CO CL A CL A 013068200 1796 82100 SH SOLE 0 0 82100
ALLMERICA FINL CORP COMMON 019754100 2882 56503 SH SOLE 0 0 56503
AMERICAN HOME PRODS CORP COMMON 026609107 3305 61497 SH SOLE 0 0 61497
AMERICAN INTL GROUP INC COMMON 026874107 719 6567 SH SOLE 0 0 6567
AMERICAN PWR CONVERSION COMMON 029066107 4710 109850 SH SOLE 0 0 109850
ANDREW CORP COMMON 034425108 4079 178300 SH SOLE 0 0 178300
ANHEUSER BUSCH COS INC COMMON 035229103 3063 49200 SH SOLE 0 0 49200
ARMSTRONG WORLD INDS INC COMMON 042476101 2074 116025 SH SOLE 0 0 116025
AVENTIS DEPOSITORY RECEI 053561106 859 15903 SH SOLE 0 0 15903
AVERY DENNISON CORP COMMON 053611109 7478 122470 SH SOLE 0 0 122470
BKF CAP GROUP INC COMMON 05548G102 156 13034 SH SOLE 0 0 13034
BP AMOCO P L C SPONS ADR 055622104 4562 85670 SH SOLE 0 0 85670
BANK ONE CORP COMMON 06423A103 2649 76786 SH SOLE 0 0 76786
BECTON DICKINSON & CO COMMON 075887109 2562 97350 SH SOLE 0 0 97350
BELCO OIL & GAS CORP PFD CONV 077410207 1879 121200 SH SOLE 0 0 121200
BELL ATLANTIC CORP COMMON 077853109 4553 74480 SH SOLE 0 0 74480
BELLSOUTH CORP COMMON 079860102 2203 47000 SH SOLE 0 0 47000
BERKSHIRE HATHAWAY INC B CLASS B 084670207 582 320 SH SOLE 0 0 320
BOB EVANS FARMS INC COMMON 096761101 1251 100066 SH SOLE 0 0 100066
BORDERS GROUP INC COMMON 099709107 3300 192000 SH SOLE 0 0 192000
BRISTOL MYERS SQUIBB CO COMMON 110122108 10665 183886 SH SOLE 0 0 183886
BURLINGTON RES INC COMMON 122014103 1597 43170 SH SOLE 0 0 43170
CHEVRON CORPORATION COMMON 166751107 397 4300 SH SOLE 0 0 4300
CHITTENDEN CORP COMMON 170228100 292 9819 SH SOLE 0 0 9819
CHUBB CORP COMMON 171232101 486 7200 SH SOLE 0 0 7200
CIRCUIT CITY STORE INC CIRCT CITY GRP 172737108 3391 55700 SH SOLE 0 0 55700
COLUMBUS MCKINNON CORP N COMMON 199333105 837 63750 SH SOLE 0 0 63750
COMDISCO INC COMMON 200336105 3265 74000 SH SOLE 0 0 74000
COMMERCE BANCORP INC NJ COMMON 200519106 3948 106711 SH SOLE 0 0 106711
CONOCO INC CL A CL A 208251306 246 10000 SH SOLE 0 0 10000
CONOCO INC CL B CL B 208251405 6252 243984 SH SOLE 0 0 243984
CORNING INC COMMON 219350105 1270 6544 SH SOLE 0 0 6544
CROSS TIMBERS RTY TR TR UNIT 22757R109 2873 285528 SH SOLE 0 0 285528
DANAHER CORP DEL COMMON 235851102 1112 21808 SH SOLE 0 0 21808
DELL COMPUTER CORP COMMON 247025109 4070 75450 SH SOLE 0 0 75450
DELTA & PINE LD CO COMMON 247357106 1442 73000 SH SOLE 0 0 73000
DEVON ENERGY CORP NEW COMMON 25179M103 3472 71500 SH SOLE 0 0 71500
DEXTER CORP COMMON 252165105 3005 56700 SH SOLE 0 0 56700
DIEBOLD INC COMMON 253651103 6742 245150 SH SOLE 0 0 245150
DOVER CORP COMMON 260003108 6895 144020 SH SOLE 0 0 144020
DU PONT E I DE NEMOURS COMMON 263534109 4139 78195 SH SOLE 0 0 78195
E M C CORP MASS COMMON 268648102 14364 114000 SH SOLE 0 0 114000
ELAN PLC ADR 284131208 5277 111100 SH SOLE 0 0 111100
EMERSON ELEC CO COMMON 291011104 753 14180 SH SOLE 0 0 14180
EXXON MOBIL CORP COMMON 30231G102 531 6808 SH SOLE 0 0 6808
FIRST FINL HLDGS INC COMMON 320239106 141 10000 SH SOLE 0 0 10000
FIRST VA BANKS INC COMMON 337477103 254 6750 SH SOLE 0 0 6750
FLEETBOSTON FINL CORP COMMON 339030108 2002 54839 SH SOLE 0 0 54839
GATEWAY INC COMMON 367626108 1947 36700 SH SOLE 0 0 36700
GENERAL ELEC CO COMMON 369604103 6464 41533 SH SOLE 0 0 41533
GENERAL GROWTH PPTYS INC COMMON 370021107 8903 292495 SH SOLE 0 0 292495
GOLDMAN SACHS GROUP INC COMMON 38141G104 1316 12500 SH SOLE 0 0 12500
GRAINGER W W INC COMMON 384802104 4117 75894 SH SOLE 0 0 75894
GULF CDA RES LTD ORD 40218L305 1125 305000 SH SOLE 0 0 305000
HASBRO INC COMMON 418056107 1256 75275 SH SOLE 0 0 75275
CREDIT COMMERCL FRANCE FRF25 4230870 2310 18500 SH SOLE 0 0 18500
HEWLETT PACKARD CO COMMON 428236103 15117 113765 SH SOLE 0 0 113765
INGERSOLL-RAND CO COMMON 456866102 2044 46200 SH SOLE 0 0 46200
INTEL CORP COMMON 458140100 264 2000 SH SOLE 0 0 2000
INTERNATIONAL BUSINESS M COMMON 459200101 2754 23336 SH SOLE 0 0 23336
JOHNSON & JOHNSON COMMON 478160104 8227 117113 SH SOLE 0 0 117113
TOTAL FINA SA-B ORD ORD B 4905413 225 1500 SH SOLE 0 0 1500
KEYSPAN CORP COMMON 49337W100 1997 72300 SH SOLE 0 0 72300
KIMBERLY CLARK CORP COMMON 494368103 7436 132634 SH SOLE 0 0 132634
KINDER MORGAN ENERGY PAR UT LTD PARTNER 494550106 1853 46700 SH SOLE 0 0 46700
LABORATORY CORP AMER HLD COMMON 50540R102 1007 237000 SH SOLE 0 0 237000
LABORATORY CORP CV PFD EXCH A 8.5 6/12 50540R201 2230 28590 SH SOLE 0 0 28590
DAIMLER CHR EUR 66.8 PAR CNV BND 5.75 06/ 5239058 911 14000 SH SOLE 0 0 14000
LEGGETT & PLATT INC COMMON 524660107 5664 263420 SH SOLE 0 0 263420
LILLY ELI & CO COMMON 532457108 219 3500 SH SOLE 0 0 3500
LOWES COS INC COMMON 548661107 2569 44000 SH SOLE 0 0 44000
LUCENT TECHNOLOGIES INC COMMON 549463107 214 3500 SH SOLE 0 0 3500
LUXOTTICA GROUP S P A DEPOSITORY RECEI 55068R202 294 12000 SH SOLE 0 0 12000
MASCO CORP COMMON 574599106 3347 163290 SH SOLE 0 0 163290
MCDONALDS CORP COMMON 580135101 2971 79496 SH SOLE 0 0 79496
MELLON FINL CORP COMMON 58551A108 1380 46400 SH SOLE 0 0 46400
MERCANTILE BANKSHARES CO COMMON 587405101 3377 110500 SH SOLE 0 0 110500
MERCK & CO INC COMMON 589331107 6138 98806 SH SOLE 0 0 98806
MICRON ELECTRONICS INC COMMON 595100108 1690 120740 SH SOLE 0 0 120740
MINNESOTA MNG & MFG CO COMMON 604059105 4849 54754 SH SOLE 0 0 54754
BANGKOK BK (FORGN) THB 6077019 43 25000 SH SOLE 0 0 25000
MODINE MFG CO COMMON 607828100 1408 56020 SH SOLE 0 0 56020
MOLEX INC COMMON 608554101 6946 118226 SH SOLE 0 0 118226
MOLEX INC CL A NON VTG. 608554200 1072 24164 SH SOLE 0 0 24164
MORGAN J P & CO INC COMMON 616880100 672 5100 SH SOLE 0 0 5100
MORRISON KNUDSEN CORP NE COMMON 61844A109 1599 216800 SH SOLE 0 0 216800
MOTOROLA INC COMMON 620076109 350 2400 SH SOLE 0 0 2400
NATIONAL COMM BANCORP COMMON 635449101 1295 70000 SH SOLE 0 0 70000
NEWELL RUBBERMAID INC COMMON 651229106 4343 175036 SH SOLE 0 0 175036
NEWFIELD FINL TR I QUIPS SER A 651291205 1156 20000 SH SOLE 0 0 20000
NORTEL NETWORKS CORP COMMON 656569100 202 1600 SH SOLE 0 0 1600
NOVELL INC COMMON 670006105 1108 38700 SH SOLE 0 0 38700
O CHARLEYS INC COMMON 670823103 969 74500 SH SOLE 0 0 74500
OCEAN ENERGY INC TEX COMMON 67481E106 7690 534944 SH SOLE 0 0 534944
OFFICE DEPOT INC COMMON 676220106 453 39200 SH SOLE 0 0 39200
OPTIMARK TECHNOLOGIES SER B CV PART. P 683990204 150 15000 SH SOLE 0 0 15000
OWENS CORNING COMMON 69073F103 3881 200300 SH SOLE 0 0 200300
PENTAIR INC COMMON 709631105 2326 62750 SH SOLE 0 0 62750
PFIZER INC COMMON 717081103 210 5750 SH SOLE 0 0 5750
PHARMACIA CORP COMMON 71713U102 1198 22134 SH SOLE 0 0 22134
PRAXAIR INC COMMON 74005P104 3960 95135 SH SOLE 0 0 95135
PROCTER & GAMBLE CO COMMON 742718109 1407 24900 SH SOLE 0 0 24900
PROVIDIAN FINL CORP COMMON 74406A102 312 3600 SH SOLE 0 0 3600
R & B FALCON CORP COMMON 74912E101 1992 101186 SH SOLE 0 0 101186
RAYOVAC CORP COMMON 755081106 837 36000 SH SOLE 0 0 36000
READERS DIGEST ASSN INC CL A NON VTG 755267101 2501 70700 SH SOLE 0 0 70700
REGIONS FINL CORP COMMON 758940100 627 27498 SH SOLE 0 0 27498
ROYAL DUTCH PETE CO NY REG SHARES 780257804 12052 208466 SH SOLE 0 0 208466
SBC COMMUNICATIONS INC COMMON 78387G103 1862 44200 SH SOLE 0 0 44200
S3 INC COMMON 784849101 2663 126800 SH SOLE 0 0 126800
SAUER INC COMMON 804137107 633 65300 SH SOLE 0 0 65300
SCHLUMBERGER LTD COMMON 806857108 5957 77866 SH SOLE 0 0 77866
SEMINIS INC CL A 816658108 386 60000 SH SOLE 0 0 60000
SHERWIN WILLIAMS CO COMMON 824348106 863 39000 SH SOLE 0 0 39000
SILGAN HOLDINGS INC COMMON 827048109 800 66000 SH SOLE 0 0 66000
SONOCO PRODS CO COMMON 835495102 1588 69036 SH SOLE 0 0 69036
SOUTHERN FINC'L BANCORP COMMON 842870107 270 19040 SH SOLE 0 0 19040
SOVEREIGN BANCORP INC COMMON 845905108 983 130020 SH SOLE 0 0 130020
STRYKER CORP COMMON 863667101 5364 76900 SH SOLE 0 0 76900
SYSCO CORP COMMON 871829107 4550 125950 SH SOLE 0 0 125950
TELE DANMARK A/S DEPOSITORY RECEI 879242105 3548 76400 SH SOLE 0 0 76400
TELEFONICA DE ESPANA S A DEPOSITORY RECEI 879382208 432 5815 SH SOLE 0 0 5815
TEXAS INSTRS INC COMMON 882508104 6990 43685 SH SOLE 0 0 43685
3DFX INTERACTIVE INC COMMON 88553X103 410 34335 SH SOLE 0 0 34335
TNT POST GROEP N V ADR 888742103 3095 138336 SH SOLE 0 0 138336
TOTAL FINA ELF S A ADR 89151E109 5522 75000 SH SOLE 0 0 75000
TRANSCANADA PIPELINES LT COMMON 893526103 246 32500 SH SOLE 0 0 32500
US BANCORP DEL COMMON 902973106 1030 47100 SH SOLE 0 0 47100
UNION PAC RES GROUP INC COMMON 907834105 1962 135303 SH SOLE 0 0 135303
UNITED PARCEL SERVICE IN CL B 911312106 7640 121300 SH SOLE 0 0 121300
V F CORP COMMON 918204108 801 33300 SH SOLE 0 0 33300
VALEO ADR DEPOSITORY RECEI 919134304 3016 61264 SH SOLE 0 0 61264
VAXGEN INC COM NEW 922390208 959 61900 SH SOLE 0 0 61900
WACHOVIA CORP COMMON 929771103 4039 59784 SH SOLE 0 0 59784
WAL MART STORES INC COMMON 931142103 475 8400 SH SOLE 0 0 8400
WASHINGTON GAS LT CO COMMON 938837101 2697 99200 SH SOLE 0 0 99200
WATTS INDS INC CL A 942749102 992 80200 SH SOLE 0 0 80200
WEINGARTEN RLTY INVS SH BEN INT 948741103 3353 91235 SH SOLE 0 0 91235
WEYERHAEUSER CO COMMON 962166104 747 13100 SH SOLE 0 0 13100
WILMINGTON TRUST CORP COMMON 971807102 3015 62000 SH SOLE 0 0 62000
ZANY BRAINY INC COMMON 98906Q101 163 33500 SH SOLE 0 0 33500
AMDOCS LTD ORD G02602103 4862 65700 SH SOLE 0 0 65700
XL CAPITAL LTD CL A G98255105 10881 196496 SH SOLE 0 0 196496
CNH GLOBAL N V ORD N20935107 4960 502270 SH SOLE 0 0 502270
------- -------- --------
TOTAL REPORT 410184 11843867 11843867
======= ======== ========
</TABLE>
