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OMB Number: 3235-0006
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SEC USE ONLY
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT
TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended June 30, 2000
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(Please read instructions before preparing form.)
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If amended report check here: |_|
Haven Capital Management, Inc.
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Name of Institutional Investment Manager
655 Third Avenue New York NY 10017
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Business Address (Street) (City) (State) (Zip)
Stephen Ely, Managing Director (212) 953-2324
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Name, Phone No., and Title of Person Duly Authorized to Submit This Report.
------------------------------------ATTENTION-----------------------------------
Intentional misstatements or omissions of facts constitute
Federal Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
--------------------------------------------------------------------------------
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City of New York and State of New York on the 12th day of
April, 1999.
Haven Capital Management, Inc.
------------------------------------------
(Name of Institutional Investment Manager)
/s/ STEPHEN ELY
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(Manual Signature of Person Duly
Authorized to Submit This Report)
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filled (other than the one filing this report): (List
in alphabetical order).
13F File Numbers will be assigned to Institutional Investment Managers after
they file their first report.
Name: 13F File No.: Name: 13F File No.:
----------------------- ------------- ----------------------- -------------
1. SEE ATTACHED 6.
----------------------- ------------- ----------------------- -------------
2. 7.
----------------------- ------------- ----------------------- -------------
3. 8.
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4. 9.
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5. 10.
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SEC 1685 (7-88)
<PAGE>
FORM 13F
REPORTING MANAGER: HAVEN CAPITAL MGMT
6/30/00
PAGE 1
<TABLE>
<CAPTION>
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ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
INVESTMENT DISCRETION VOTING AUTHORITY
TITLE FAIR SHARES OF SHARED
NAME OF ISSUER OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER MANA- SOLE SHARED NONE
CLASS NUMBER VALUE AMOUNT (A) (B) (C) GERS (A) (B) (C)
------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ABBOTT LABS COMMON 2824100 2882 64670 SH SOLE 0 0 64670
AGILENT TECHNOLOGIES INC COMMON 846U101 3478 47163 SH SOLE 0 0 47163
ALBERTO CULVER CO CL A CL A 13068200 2155 82100 SH SOLE 0 0 82100
ALLMERICA FINL CORP COMMON 19754100 2959 56503 SH SOLE 0 0 56503
AMERICAN HOME PRODS CORP COMMON 26609107 3613 61497 SH SOLE 0 0 61497
AMERICAN INTL GROUP INC COMMON 26874107 772 6567 SH SOLE 0 0 6567
AMERICAN PWR CONVERSION COMMON 29066107 4483 109850 SH SOLE 0 0 109850
ANADARKO PETE CORP COMMON 32511107 2145 43500 SH SOLE 0 0 43500
ANDREW CORP COMMON 34425108 4843 144300 SH SOLE 0 0 144300
ANHEUSER BUSCH COS INC COMMON 35229103 3675 49200 SH SOLE 0 0 49200
ARMSTRONG HLDGS INC COMMON 42384107 806 52650 SH SOLE 0 0 52650
AVENTIS DEPOSITORY RECEI 53561106 1154 15903 SH SOLE 0 0 15903
AVERY DENNISON CORP COMMON 53611109 8281 123370 SH SOLE 0 0 123370
BP AMOCO P L C SPONS ADR 55622104 435 7685 SH SOLE 0 0 7685
BANK ONE CORP COMMON 6423A103 2040 76786 SH SOLE 0 0 76786
BECTON DICKINSON & CO COMMON 75887109 2546 88750 SH SOLE 0 0 88750
BELCO OIL & GAS CORP PFD CONV 77410207 1812 123900 SH SOLE 0 0 123900
BELL ATLANTIC CORP COMMON 77853109 3663 72080 SH SOLE 0 0 72080
BELLSOUTH CORP COMMON 79860102 2003 47000 SH SOLE 0 0 47000
BERKSHIRE HATHAWAY INC B CLASS B 84670207 563 320 SH SOLE 0 0 320
BOB EVANS FARMS INC COMMON 96761101 1415 94733 SH SOLE 0 0 94733
BORDERS GROUP INC COMMON 99709107 2988 192000 SH SOLE 0 0 192000
BRISTOL MYERS SQUIBB CO COMMON 110122108 10773 184946 SH SOLE 0 0 184946
BURLINGTON RES INC COMMON 122014103 1649 43120 SH SOLE 0 0 43120
CHEVRON CORPORATION COMMON 166751107 297 3500 SH SOLE 0 0 3500
CHITTENDEN CORP COMMON 170228100 240 9819 SH SOLE 0 0 9819
CHUBB CORP COMMON 171232101 443 7200 SH SOLE 0 0 7200
CIRCUIT CITY STORE INC CIRCT CITY GRP 172737108 2373 71500 SH SOLE 0 0 71500
COLUMBUS MCKINNON CORP N COMMON 199333105 889 64050 SH SOLE 0 0 64050
COMDISCO INC COMMON 200336105 1728 77440 SH SOLE 0 0 77440
COMMERCE BANCORP INC NJ COMMON 200519106 4909 106708 SH SOLE 0 0 106708
CONOCO INC CL A CL A 208251306 220 10000 SH SOLE 0 0 10000
CONOCO INC CL B CL B 208251405 6005 244484 SH SOLE 0 0 244484
CORNING INC COMMON 219350105 1454 5387 SH SOLE 0 0 5387
CROSS TIMBERS RTY TR TR UNIT 22757R109 3944 285528 SH SOLE 0 0 285528
DANAHER CORP DEL COMMON 235851102 1078 21808 SH SOLE 0 0 21808
DELL COMPUTER CORP COMMON 247025109 3770 76450 SH SOLE 0 0 76450
DELTA & PINE LD CO COMMON 247357106 1830 73000 SH SOLE 0 0 73000
DEVON ENERGY CORP NEW COMMON 25179M103 2894 51500 SH SOLE 0 0 51500
DEXTER CORP COMMON 252165105 2722 56700 SH SOLE 0 0 56700
DIEBOLD INC COMMON 253651103 6332 227150 SH SOLE 0 0 227150
DOVER CORP COMMON 260003108 5842 144020 SH SOLE 0 0 144020
DU PONT E I DE NEMOURS COMMON 263534109 3404 77795 SH SOLE 0 0 77795
E M C CORP MASS COMMON 268648102 17542 228000 SH SOLE 0 0 228000
ELAN PLC ADR 284131208 5381 111100 SH SOLE 0 0 111100
EMERSON ELEC CO COMMON 291011104 537 8900 SH SOLE 0 0 8900
EXXON MOBIL CORP COMMON 30231G102 534 6808 SH SOLE 0 0 6808
FIRST FINL HLDGS INC COMMON 320239106 138 10000 SH SOLE 0 0 10000
FIRST VA BANKS INC COMMON 337477103 235 6750 SH SOLE 0 0 6750
FLEETBOSTON FINL CORP COMMON 339030108 1865 54839 SH SOLE 0 0 54839
GATEWAY INC COMMON 367626108 2111 37200 SH SOLE 0 0 37200
GENERAL ELEC CO COMMON 369604103 6418 121099 SH SOLE 0 0 121099
GENERAL GROWTH PPTYS INC COMMON 370021107 9366 294995 SH SOLE 0 0 294995
GRAINGER W W INC COMMON 384802104 3586 116394 SH SOLE 0 0 116394
GULF CDA RES LTD ORD 40218L305 1468 305000 SH SOLE 0 0 305000
HASBRO INC COMMON 418056107 1138 75525 SH SOLE 0 0 75525
CREDIT COMMERCL FRANCE FRF25 4230870 2534 18500 SH SOLE 0 0 18500
HEWLETT PACKARD CO COMMON 428236103 14306 114565 SH SOLE 0 0 114565
INGERSOLL-RAND CO COMMON 456866102 1860 46200 SH SOLE 0 0 46200
INTEL CORP COMMON 458140100 267 2000 SH SOLE 0 0 2000
INTERNATIONAL BUSINESS M COMMON 459200101 2557 23336 SH SOLE 0 0 23336
JOHNSON & JOHNSON COMMON 478160104 11483 112713 SH SOLE 0 0 112713
TOTAL FINA SA-B ORD ORD B 4905413 231 1500 SH SOLE 0 0 1500
KEYSPAN CORP COMMON 49337W100 2223 72300 SH SOLE 0 0 72300
KIMBERLY CLARK CORP COMMON 494368103 7604 132534 SH SOLE 0 0 132534
KINDER MORGAN ENERGY PAR UT LTD PARTNER 494550106 1925 48200 SH SOLE 0 0 48200
LABORATORY CORP CV PFD EXCH A 8.5 6/12 50540R201 4003 28540 SH SOLE 0 0 28540
LABORATORY CORP AMER HLD COM NEW 50540R409 1828 23700 SH SOLE 0 0 23700
DAIMLER CHR EUR 66.8 PAR CNV BND 5.75 06/ 5239058 799 14500 SH SOLE 0 0 14500
LEGGETT & PLATT INC COMMON 524660107 4355 263920 SH SOLE 0 0 263920
LILLY ELI & CO COMMON 532457108 335 3350 SH SOLE 0 0 3350
LOWES COS INC COMMON 548661107 1807 44000 SH SOLE 0 0 44000
LUCENT TECHNOLOGIES INC COMMON 549463107 341 5750 SH SOLE 0 0 5750
LUXOTTICA GROUP S P A DEPOSITORY RECEI 55068R202 293 24000 SH SOLE 0 0 24000
MASCO CORP COMMON 574599106 4144 229440 SH SOLE 0 0 229440
MCDONALDS CORP COMMON 580135101 2520 76496 SH SOLE 0 0 76496
MEDTRONIC INC COMMON 585055106 4329 86900 SH SOLE 0 0 86900
MELLON FINL CORP COMMON 58551A108 1691 46400 SH SOLE 0 0 46400
MERCANTILE BANKSHARES CO COMMON 587405101 3414 114500 SH SOLE 0 0 114500
MERCK & CO INC COMMON 589331107 7215 94156 SH SOLE 0 0 94156
MICRON ELECTRONICS INC COMMON 595100108 1868 149440 SH SOLE 0 0 149440
MINNESOTA MNG & MFG CO COMMON 604059105 363 4400 SH SOLE 0 0 4400
BANGKOK BK (FORGN) THB 6077019 31 25000 SH SOLE 0 0 25000
MODINE MFG CO COMMON 607828100 973 36020 SH SOLE 0 0 36020
MOLEX INC COMMON 608554101 5689 118219 SH SOLE 0 0 118219
MOLEX INC CL A NON VTG. 608554200 845 24137 SH SOLE 0 0 24137
MORGAN J P & CO INC COMMON 616880100 562 5100 SH SOLE 0 0 5100
MORRISON KNUDSEN CORP NE COMMON 61844A109 2157 297550 SH SOLE 0 0 297550
MOTOROLA INC COMMON 620076109 724 24900 SH SOLE 0 0 24900
NATIONAL COMM BANCORP COMMON 635449101 2775 172750 SH SOLE 0 0 172750
NEWELL RUBBERMAID INC COMMON 651229106 5602 217536 SH SOLE 0 0 217536
NEWFIELD FINL TR I QUIPS SER A 651291205 696 12000 SH SOLE 0 0 12000
NORTEL NETWORKS CORP NEW COMMON 656568102 218 3200 SH SOLE 0 0 3200
O CHARLEYS INC COMMON 670823103 1015 74500 SH SOLE 0 0 74500
OCEAN ENERGY INC TEX COMMON 6.75E+110 7284 513404 SH SOLE 0 0 513404
OFFICE DEPOT INC COMMON 676220106 255 40845 SH SOLE 0 0 40845
OPTIMARK TECHNOLOGIES SER B CV PART. P 683990204 150 15000 SH SOLE 0 0 15000
OWENS CORNING COMMON 69073F103 1680 181650 SH SOLE 0 0 181650
PENTAIR INC COMMON 709631105 2237 63000 SH SOLE 0 0 63000
PFIZER INC COMMON 717081103 276 5750 SH SOLE 0 0 5750
PHARMACIA CORP COMMON 71713U102 1144 22134 SH SOLE 0 0 22134
PHILLIPS PETE CO COMMON 718507106 4207 83000 SH SOLE 0 0 83000
PRAXAIR INC COMMON 74005P104 3559 95055 SH SOLE 0 0 95055
PROCTER & GAMBLE CO COMMON 742718109 1426 24900 SH SOLE 0 0 24900
PROVIDIAN FINL CORP COMMON 74406A102 324 3600 SH SOLE 0 0 3600
R & B FALCON CORP COMMON 7491ZE101 2384 101186 SH SOLE 0 0 101186
RAYOVAC CORP COMMON 755081106 1902 85000 SH SOLE 0 0 85000
READERS DIGEST ASSN INC CL A NON VTG 755267101 2890 72700 SH SOLE 0 0 72700
REGIONS FINL CORP COMMON 758940100 1347 67798 SH SOLE 0 0 67798
ROYAL DUTCH PETE CO NY REG SHARES 780257804 12877 209166 SH SOLE 0 0 209166
SBC COMMUNICATIONS INC COMMON 78387G103 1912 44200 SH SOLE 0 0 44200
S3 INC COMMON 784849101 1881 127500 SH SOLE 0 0 127500
SAUER-DANFOSS INC COMMON 804137107 653 66100 SH SOLE 0 0 66100
SCHLUMBERGER LTD COMMON 806857108 5438 72866 SH SOLE 0 0 72866
SEMINIS INC CL A 816658108 318 121000 SH SOLE 0 0 121000
SHERWIN WILLIAMS CO COMMON 824348106 826 39000 SH SOLE 0 0 39000
SILGAN HOLDINGS INC COMMON 827048109 697 71000 SH SOLE 0 0 71000
SONOCO PRODS CO COMMON 835495102 1420 69036 SH SOLE 0 0 69036
SOUTHERN FINC'L BANCORP COMMON 842870107 248 19040 SH SOLE 0 0 19040
SOVEREIGN BANCORP INC COMMON 845905108 914 130020 SH SOLE 0 0 130020
STRYKER CORP COMMON 863667101 5898 134800 SH SOLE 0 0 134800
SYSCO CORP COMMON 871829107 5381 127750 SH SOLE 0 0 127750
TELE DANMARK A/S DEPOSITORY RECEI 879242105 2598 76400 SH SOLE 0 0 76400
TELEFONICA DE ESPANA S A DEPOSITORY RECEI 879382208 373 5815 SH SOLE 0 0 5815
TEXAS INSTRS INC COMMON 882508104 5933 86370 SH SOLE 0 0 86370
3DFX INTERACTIVE INC COMMON 88553X103 271 34835 SH SOLE 0 0 34835
TNT POST GROEP N V ADR ADR 888742103 3726 138336 SH SOLE 0 0 138336
TOTAL FINA ELF S A ADR 89151E109 5377 70000 SH SOLE 0 0 70000
TRANSCANADA PIPELINES LT COMMON 893526103 248 32500 SH SOLE 0 0 32500
US BANCORP DEL COMMON 902973106 907 47100 SH SOLE 0 0 47100
UNION PAC RES GROUP INC COMMON 907834105 2795 127053 SH SOLE 0 0 127053
UNITED PARCEL SERVICE IN CL B 911312106 7233 122600 SH SOLE 0 0 122600
V F CORP COMMON 918204108 793 33300 SH SOLE 0 0 33300
VALEO ADR DEPOSITORY RECEI 919134304 3138 58464 SH SOLE 0 0 58464
VAXGEN INC COM NEW 922390208 1354 61900 SH SOLE 0 0 61900
WACHOVIA CORP COMMON 929771103 3569 65784 SH SOLE 0 0 65784
WAL MART STORES INC COMMON 931142103 484 8400 SH SOLE 0 0 8400
WASHINGTON GAS LT CO COMMON 938837101 2387 99200 SH SOLE 0 0 99200
WATTS INDS INC CL A 942749102 1013 80200 SH SOLE 0 0 80200
WEINGARTEN RLTY INVS SH BEN INT 948741103 3684 91235 SH SOLE 0 0 91235
WEYERHAEUSER CO COMMON 962166104 563 13100 SH SOLE 0 0 13100
WILMINGTON TRUST CORP COMMON 971807102 2779 65000 SH SOLE 0 0 65000
ZANY BRAINY INC COMMON 98906Q101 88 33500 SH SOLE 0 0 33500
AMDOCS LTD ORD G02602103 2241 29200 SH SOLE 0 0 29200
XL CAPITAL LTD CL A G98255105 10781 199196 SH SOLE 0 0 199196
CNH GLOBAL N V ORD N20935107 3212 347200 SH SOLE 0 0 347200
--------- ------
Report Totals (000) 412471 12,105
</TABLE>
