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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13f Cover Page
Report for the Calendar Year or Quarter Ended 12-31-00
If amended report check here: |_| Amendment Number: ____
This Amendment (Check only one): |_| is a restatement
|_| adds new holding
entries.
Haven Capital Management, Inc.
--------------------------------------------------------------------------------
Name of Institutional Investment Manager
655 Third Avenue New York NY 10017
--------------------------------------------------------------------------------
Business Address (Street) (City) (State) (Zip)
13F File Number: 28-__________
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Stephen Ely Managing Director 212-953-2324
--------------------------------------------------------------------------------
Name (Title) (Phone)
------------------------------------------
(Manual Signature of Person Duly
Authorized to Submit This Report)
New York, NY
------------------------------------------
(Place and Date of Signing)
Report Type:
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: ____________
Form 13F Information Table Entry Total: ____________
Form 13F Information Table Value Total: $____________
(thousands)
List of Other Included Managers:
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filed (other than the one filing this report): (List
in alphabetical order).
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries.]
13F File Numbers will be assigned to Institutional Investment Managers after
they file their first report.
13F File No.: Name: 13F File No.: Name:
------------- --------------------- ------------- ---------------------
1. 28- See Attached 6.
------------- --------------------- ------------- ---------------------
2. 7.
------------- --------------------- ------------- ---------------------
3. 8.
------------- --------------------- ------------- ---------------------
4. 9.
------------- --------------------- ------------- ---------------------
5. 10.
------------- --------------------- ------------- ---------------------
<PAGE>
FORM 13F
INFORMATION TABLE
<TABLE>
<CAPTION>
----------------------------------------------------------------------------------------------------------------------------------
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
FAIR INVESTMENT DISCRETION VOTING AUTHORITY
TITLE MARKET SHARES OR SHARED
NAME OF ISSUER OF CUSIP VALUE PRINCIPAL SOLE SHARED OTHER MANA- SOLE SHARED NONE
CLASS NUMBER (x$1000) AMOUNT (A) (B) (C) GERS (A) (B) (C)
----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C>
ABBOTT LABS COMMON 2824100 2472 51030 SH SOLE 0 0 49030
AGILENT TECHNOLOGIES INC COMMON 00846U101 4314 78786 SH SOLE 0 0 78786
ALBERTO CULVER CO CL A CL A 13068200 2817 77300 SH SOLE 0 0 77300
ALLMERICA FINL CORP COMMON 19754100 3973 54804 SH SOLE 0 0 53504
ALLSTATE CORP COMMON 20002101 4073 93500 SH SOLE 0 0 93500
AMERICAN HOME PRODS CORP COMMON 26609107 3784 59547 SH SOLE 0 0 57947
AMERICAN INTL GROUP INC COMMON 26874107 971 9850 SH SOLE 0 0 9850
AMERICAN PWR CONVERSION COMMON 29066107 1293 104475 SH SOLE 0 0 104475
ELAN CORP PLC ORD COMMON 307295 207 4000 SH SOLE 0 0 4000
ANADARKO PETE CORP COMMON 32511107 3911 55022 SH SOLE 0 0 53657
ANDREW CORP COMMON 34425108 3869 177900 SH SOLE 0 0 177900
ANHEUSER BUSCH COS INC COMMON 35229103 4095 90000 SH SOLE 0 0 88000
AVENTIS DEPOSITORY
RECEI 53561106 1340 15903 SH SOLE 0 0 15903
AVERY DENNISON CORP COMMON 53611109 7236 131870 SH SOLE 0 0 130670
HSBC HLDGS ORD GBP 540528 2001 136000 SH SOLE 0 0 136000
BP AMOCO P L C DEPOSITORY
RECEI 55622104 222 4635 SH SOLE 0 0 4635
BECTON DICKINSON & CO COMMON 75887109 2976 85950 SH SOLE 0 0 83550
BELCO OIL & GAS CORP PFD CONV 77410207 2143 117400 SH SOLE 0 0 117400
BELLSOUTH CORP COMMON 79860102 1719 42000 SH SOLE 0 0 42000
BERKSHIRE HATHAWAY INC B CLASS B 84670207 756 321 SH SOLE 0 0 300
BOB EVANS FARMS INC COMMON 96761101 1975 92666 SH SOLE 0 0 91333
BORDERS GROUP INC COMMON 99709107 2039 174500 SH SOLE 0 0 174500
BRISTOL MYERS SQUIBB CO COMMON 110122108 12022 162596 SH SOLE 0 0 162596
BURLINGTON RES INC COMMON 122014103 2072 41020 SH SOLE 0 0 41020
CATERPILLAR INC DEL COMMON 149123101 232 4907 SH SOLE 0 0 4907
CHEVRON CORPORATION COMMON 166751107 270 3200 SH SOLE 0 0 3200
CHITTENDEN CORP COMMON 170228100 302 9951 SH SOLE 0 0 8319
CHUBB CORP COMMON 171232101 2785 32200 SH SOLE 0 0 30600
COLGATE PALMOLIVE CO COMMON 194162103 4002 62000 SH SOLE 0 0 62000
COLUMBUS MCKINNON CORP N COMMON 199333105 564 63550 SH SOLE 0 0 63550
COMDISCO INC COMMON 200336105 1441 126000 SH SOLE 0 0 126000
COMMERCE BANCORP INC NJ COMMON 200519106 5839 85398 SH SOLE 0 0 85398
CONOCO INC CL A CL A 208251306 286 10000 SH SOLE 0 0 10000
CONOCO INC CL B CL B 208251405 3358 116030 SH SOLE 0 0 116030
CORNING INC COMMON 219350105 614 11625 SH SOLE 0 0 11625
CROSS TIMBERS RTY TR TR UNIT 22757R109 4369 272028 SH SOLE 0 0 269528
DANAHER CORP DEL COMMON 235851102 1081 15812 SH SOLE 0 0 13308
DEERE & CO COMMON 244199105 637 13900 SH SOLE 0 0 13900
DELTA & PINE LD CO COMMON 247357106 1549 74000 SH SOLE 0 0 74000
DEVON ENERGY CORP NEW COMMON 25179M103 5295 86840 SH SOLE 0 0 86840
DIEBOLD INC COMMON 253651103 7076 212000 SH SOLE 0 0 212000
DOVER CORP COMMON 260003108 5827 143650 SH SOLE 0 0 141650
DU PONT E I DE NEMOURS COMMON 263534109 2687 55612 SH SOLE 0 0 55612
E M C CORP MASS COMMON 268648102 14244 214200 SH SOLE 0 0 214200
ELAN PLC ADR 284131208 4002 85500 SH SOLE 0 0 85500
EMERSON ELEC CO COMMON 291011104 701 8900 SH SOLE 0 0 8900
EXXON MOBIL CORP COMMON 30231G102 471 5413 SH SOLE 0 0 4620
FIRST FINL HLDGS INC COMMON 320239106 197 10000 SH SOLE 0 0 10000
FLEETBOSTON FINL CORP COMMON 339030108 1757 46776 SH SOLE 0 0 46776
GATEWAY INC COMMON 367626108 2359 131150 SH SOLE 0 0 131150
GENERAL ELEC CO COMMON 369604103 5224 108970 SH SOLE 0 0 106570
GENERAL GROWTH PPTYS INC COMMON 370021107 10287 284282 SH SOLE 0 0 282782
GRAINGER W W INC COMMON 384802104 3770 103294 SH SOLE 0 0 103294
HARTFORD FINL SVCS GROUP COMMON 416515104 2027 28700 SH SOLE 0 0 28700
HASBRO INC COMMON 418056107 767 72175 SH SOLE 0 0 72175
HEWLETT PACKARD CO COMMON 428236103 6990 221480 SH SOLE 0 0 221480
INGERSOLL-RAND CO COMMON 456866102 1928 46050 SH SOLE 0 0 45150
INTERNATIONAL BUSINESS M COMMON 459200101 1695 19936 SH SOLE 0 0 19336
INVITROGEN CORP COMMON 46185R100 3594 41608 SH SOLE 0 0 41608
JOHNSON & JOHNSON COMMON 478160104 10744 102263 SH SOLE 0 0 102263
TOTAL FINA SA-B ORD ORD B 4905413 223 1500 SH SOLE 0 0 1500
KEYSPAN CORP COMMON 49337W100 2767 65300 SH SOLE 0 0 65300
KIMBERLY CLARK CORP COMMON 494368103 8206 116082 SH SOLE 0 0 116082
KINDER MORGAN ENERGY PAR UT LTD
PARTNER 494550106 2545 45200 SH SOLE 0 0 45200
LABORATORY CORP AMER HLD COM NEW 50540R409 8678 49305 SH SOLE 0 0 49305
DAIMLER CHR EUR 66.8 PAR CNV BND
5.75 06/ 5239058 757 15500 SH SOLE 0 0 15500
LEGGETT & PLATT INC COMMON 524660107 5153 272120 SH SOLE 0 0 269720
LILLY ELI & CO COMMON 532457108 393 4220 SH SOLE 0 0 4220
LOWES COS INC COMMON 548661107 4868 109400 SH SOLE 0 0 109400
LUCENT TECHNOLOGIES INC COMMON 549463107 267 19800 SH SOLE 0 0 19800
MANPOWER INC COMMON 56418H100 2390 62900 SH SOLE 0 0 62900
MASCO CORP COMMON 574599106 6153 239540 SH SOLE 0 0 237940
MCDONALDS CORP COMMON 580135101 1924 56592 SH SOLE 0 0 54296
MEDTRONIC INC COMMON 585055106 5005 82900 SH SOLE 0 0 82900
MELLON FINL CORP COMMON 58551A108 2164 44000 SH SOLE 0 0 44000
MERCANTILE BANKSHARES CO COMMON 587405101 4729 109500 SH SOLE 0 0 109500
MERCK & CO INC COMMON 589331107 8254 88156 SH SOLE 0 0 88156
BANGKOK BK (FORGN) THB 6077019 20 25000 SH SOLE 0 0 25000
MODINE MFG CO COMMON 607828100 436 21020 SH SOLE 0 0 21020
MOLEX INC COMMON 608554101 4202 118375 SH SOLE 0 0 116500
MOLEX INC CL A NON VTG. 608554200 582 22886 SH SOLE 0 0 22886
MORGAN J P & CO INC COMMON 616880100 910 5500 SH SOLE 0 0 5100
MOTOROLA INC COMMON 620076109 428 21150 SH SOLE 0 0 21150
NATIONAL COMM BANCORP COMMON 635449101 3719 150250 SH SOLE 0 0 150250
NEWELL RUBBERMAID INC COMMON 651229106 4344 190936 SH SOLE 0 0 190936
NEWFIELD FINL TR I QUIPS SER A 651291205 840 12000 SH SOLE 0 0 12000
NOKIA CORP ADR 654902204 2954 67900 SH SOLE 0 0 67900
O CHARLEYS INC COMMON 670823103 1211 68000 SH SOLE 0 0 68000
OCEAN ENERGY INC TEX COMMON 6.75E+110 7538 433863 SH SOLE 0 0 433863
OFFICE DEPOT INC COMMON 676220106 456 63935 SH SOLE 0 0 63935
OPTIMARK TECHNOLOGIES SER B CV
PART. P 683990204 150 15000 SH SOLE 0 0 15000
PENTAIR INC COMMON 709631105 1506 62250 SH SOLE 0 0 62250
PEPSICO INC COMMON 713448108 218 4400 SH SOLE 0 0 4400
PETROLEO BRASILEIRO SA P ADR 71654V408 2343 92800 SH SOLE 0 0 92800
PHARMACIA CORP COMMON 71713U102 1424 23349 SH SOLE 0 0 23349
PHILLIPS PETE CO COMMON 718507106 3464 60900 SH SOLE 0 0 60900
PRAXAIR INC COMMON 74005P104 5093 114765 SH SOLE 0 0 114765
PROCTER & GAMBLE CO COMMON 742718109 1953 24900 SH SOLE 0 0 24900
PROVIDIAN FINL CORP COMMON 74406A102 414 7200 SH SOLE 0 0 7200
R & B FALCON CORP COMMON 7.49E+105 1151 50186 SH SOLE 0 0 50186
RAYOVAC CORP COMMON 755081106 2490 175500 SH SOLE 0 0 175500
RAZORFISH INC CL A 755236106 276 170000 SH SOLE 0 0 170000
READERS DIGEST ASSN INC CL A NON
VTG 755267101 2680 68500 SH SOLE 0 0 67900
REGIONS FINL CORP COMMON 758940100 1852 67798 SH SOLE 0 0 67798
ROUSE CO COMMON 779273101 1301 51000 SH SOLE 0 0 51000
ROYAL DUTCH PETE CO NY REG
SHARES 780257804 12537 207016 SH SOLE 0 0 206216
SBC COMMUNICATIONS INC COMMON 78387G103 1910 40000 SH SOLE 0 0 39400
SAUER-DANFOSS INC COMMON 804137107 563 60020 SH SOLE 0 0 60020
SCHLUMBERGER LTD COMMON 806857108 5527 69137 SH SOLE 0 0 68137
SEMINIS INC CL A 816658108 80 127500 SH SOLE 0 0 127500
SHERWIN WILLIAMS CO COMMON 824348106 947 36000 SH SOLE 0 0 36000
SILGAN HOLDINGS INC COMMON 827048109 763 84770 SH SOLE 0 0 84770
SONICBLUE INC COMMON 83546Q109 103 25000 SH SOLE 0 0 25000
SONOCO PRODS CO COMMON 835495102 1367 63195 SH SOLE 0 0 62271
SOUTHERN FINC'L BANCORP COMMON 842870107 243 19040 SH SOLE 0 0 19040
SOVEREIGN BANCORP INC COMMON 845905108 1277 157160 SH SOLE 0 0 157160
STRYKER CORP COMMON 863667101 6212 122800 SH SOLE 0 0 122800
SYSCO CORP COMMON 871829107 7200 240000 SH SOLE 0 0 240000
TXU CORP COMMON 873168108 2637 59500 SH SOLE 0 0 59500
TELE DANMARK A/S DEPOSITORY
RECEI 879242105 1483 73000 SH SOLE 0 0 73000
TEXAS INSTRS INC COMMON 882508104 4070 85920 SH SOLE 0 0 85920
TNT POST GROEP N V ADR 888742103 3101 126261 SH SOLE 0 0 126261
TOTAL FINA ELF S A ADR 8.92E+113 4928 67800 SH SOLE 0 0 67800
US BANCORP DEL COMMON 902973106 1287 44100 SH SOLE 0 0 44100
UNITED PARCEL SERVICE IN CL B 911312106 5932 100975 SH SOLE 0 0 100975
V F CORP COMMON 918204108 1145 31600 SH SOLE 0 0 31600
VALEO ADR 919134304 853 38200 SH SOLE 0 0 38200
VAXGEN INC COM NEW 922390208 1422 72900 SH SOLE 0 0 72900
VERIZON COMMUNICATIONS COMMON 92343V104 3578 71380 SH SOLE 0 0 71380
WGL HLDGS INC COMMON 92924F106 2943 96700 SH SOLE 0 0 96700
WACHOVIA CORP COMMON 929771103 524 9014 SH SOLE 0 0 8474
WAL MART STORES INC COMMON 931142103 446 8400 SH SOLE 0 0 8400
WASHINGTON GROUP INTL IN COMMON 938862109 2321 283450 SH SOLE 0 0 283450
WATTS INDS INC CL A 942749102 957 69000 SH SOLE 0 0 68400
WEINGARTEN RLTY INVS SH BEN INT 948741103 3720 85032 SH SOLE 0 0 85032
WEYERHAEUSER CO COMMON 962166104 665 13100 SH SOLE 0 0 13100
WILMINGTON TRUST CORP COMMON 971807102 1105 17800 SH SOLE 0 0 17800
ZANY BRAINY INC COMMON 98906Q101 142 267000 SH SOLE 0 0 267000
AMDOCS LTD ORD G02602103 1239 18700 SH SOLE 0 0 18700
XL CAPITAL LTD CL A G98255105 14900 170527 SH SOLE 0 0 170527
CNH GLOBAL N V ORD N20935107 2686 311400 SH SOLE 0 0 311400
---- ------ ------
Report Totals (000) 410495 11735 11692
</TABLE>
