MAX & ERMAS RESTAURANTS INC
SC 13G/A, 2000-02-14
EATING PLACES
Previous: DIGITAL COMMERCE INTERNATIONAL INC, 10-K, 2000-02-14
Next: MAX & ERMAS RESTAURANTS INC, SC 13G, 2000-02-14



<PAGE>   1
                                  UNITED STATES
                       SECURITIES AND EXCHANGE COMMISSION
                             Washington, D.C. 20549


                                  SCHEDULE 13G
                    Under the Securities Exchange Act of 1934

                            Max & Erma's Restaurants
                                (Name of Issuer)

                                (Amendment No. 6)

                          Common Stock, $.10 par value
                         (Title of Class of Securities)

                                   577903 10 7
                                 (CUSIP Number)


                                December 31, 1999
             (Date of Event which Requires Filing of this Statement)


Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:

         [ ]   Rule 13d-1(b)

         [ ]   Rule 13d-1(c)

         [X]   Rule 13d-1(d)

*The remainder of this cover page shall be filled out for a person's initial
filing on this form with respect to the subject class of securities, and for any
subsequent amendment containing information which would alter the disclosures
provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
<PAGE>   2
CUSIP No.
Page -2-


1.       Names of Reporting Person:  Todd B. Barnum



         S.S. or I.R.S. Identification No. of Above Individual (optional):  N/A

2.       Check the Appropriate Box if a Member of a Group:

                  (a)      [ ]
                  (b)      [ ]

3.       SEC Use Only

4.       Citizenship or Place of Organization:  USA

Number of Shares Beneficially Owned by Each Reporting Person With:

5.       Sole Voting Power:  467,556

6.       Shared Voting Power:  0

7.       Sole Dispositive Power:  467,556

8.       Shared Dispositive Power:  0

9.       Aggregate Amount Beneficially Owned by Each Reporting Person:  467,556

10.      Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares:

                  [Mr. Barnum expressly disclaims beneficial ownership of 402
                  shares held by his spouse.]

11.      Percent of Class Represented by Amount in Row (9):  16.6%

12.      Type of Reporting Person:  IN
<PAGE>   3
CUSIP No.
Page -3-


Item 1.

         (a)      Name of Issuer - Max & Erma's Restaurants, Inc.

         (b)      Address of Issuer's Principal Executive Offices: 4849
                  Evanswood Drive, Columbus, Ohio 43229

Item 2.

         (a)      Name of Person Filing: Todd B. Barnum

         (b)      Address: 4849 Evanswood Drive, Columbus, Ohio 43229

         (c)      Citizenship: USA

         (d)      Title of Class of Securities: Common Stock, $.10 par value

         (e)      CUSIP Number: 577903 10 7


Item 3.  Not Applicable

Item 4.  Ownership

         Provide the following information regarding the aggregate number and
percentage of the class of securities of the issuer identified in Item 1.

         (a)      Amount beneficially owned: 467,556 shares (Includes 154,000
                  shares which Mr. Barnum has a right to purchase under
                  presently exercisable options. Mr. Barnum expressly disclaims
                  beneficial ownership of 402 shares held by his spouse).

         (b)      Percent of class: 16.6%

         (c)      Number of shares as to which the person has:

                  (i)      Sole power to vote or to direct the vote: 467,556

                  (ii)     Shared power to vote or to direct the vote: 0

                  (iii)    Sole power to dispose or to direct the disposition
                           of: 467,556

                  (iv)     Shared power to dispose or to direct the disposition
                           of: 0
<PAGE>   4
CUSIP No.
Page -4-


Item 5.  Ownership of Five Percent or Less of a Class
         N/A

Item 6.  Ownership of More than Five Percent on Behalf of Another Person
         N/A

Item 7.  Identification and Classification of the Subsidiary Which Acquired the
         Security Being Reported on By the Parent Holding Company
         N/A

Item 8.  Identification and Classification of Members of the Group
         N/A

Item 9.  Notice of Dissolution of Group
         N/A

Item 10. Certification
         N/A


                                    SIGNATURE

         After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.


                                             February 10, 2000
                                      -------------------------------
                                                    Date

                                            /s/ Todd B. Barnum
                                      -------------------------------
                                                  Signature

                                               Todd B. Barnum
                                      -------------------------------
                                                    Name


© 2022 IncJournal is not affiliated with or endorsed by the U.S. Securities and Exchange Commission