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Previous: FIDELITY MT VERNON STREET TRUST, NSAR-A, EX-99, 2000-07-27 |
Next: FIDELITY FINANCIAL TRUST, NSAR-A, 2000-07-27 |
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FORM NSAR |
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Q77.O Transactions effected pursuant to Rule 10F3 |
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Fidelity Mt. Vernon Street Trust |
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Series Number |
Fund Number |
Fund |
Trade Date |
Settle Date |
Security Name: |
Size of Offering: |
Aggregate Offering Value |
Price: |
Shares Purchased |
Transaction Value |
Underwriter Fidelity Purchased From |
Underwriting Members:(1) |
Underwriting Members:(2) |
Underwriting Members:(3) |
Underwriting Members:(4) |
Underwriting Members:(5) |
Underwriting Members:(6) |
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|
1 |
25 |
FID GROWTH COMPANY FUND |
11-Feb-00 |
16-Feb-00 |
Abgenix, Inc. |
3,000,000 |
630,000,000 |
210.00 |
300,000 |
63,000,000 |
RSSF |
FleetBoston Robertson Stephens Inc. |
Lehman Brothers Inc. |
Merrill Lynch, Pierce, Fenner & Smith Incorporated |
Pacific Growth Equities, Inc. |
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|
1 |
25 |
FID GROWTH COMPANY FUND |
06-Dec-99 |
10-Dec-99 |
Harris Interactive |
5,800,000 |
81,200,000 |
14.00 |
10,800 |
151,200 |
Lehman Brothers Inc. |
Lehman Brothers Inc. |
U.S. Bancorp Piper Jaffray Inc. |
Volpe Brown Whelan & Company, LLC |
E*Offering Corp. |
Fidelity Capital Markets |
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1 |
25 |
FID GROWTH COMPANY FUND |
07-Dec-99 |
10-Dec-99 |
HealthCentral.com |
7,500,000 |
82,500,000 |
11.00 |
12,100 |
133,100 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Hambrecht & Quist LLC |
Pacific Growth Equities, Inc. |
Wit Capital Corporation |
Fidelity Capital Markets |
|
|
|
1 |
25 |
FID GROWTH COMPANY FUND |
08-Dec-99 |
13-Dec-99 |
NetRatings |
4,000,000 |
68,000,000 |
17.00 |
3,400 |
57,800 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Banc of America Securities LLC |
CIBC World Markets Corp. |
C.E. Unterberg, Towbin |
Fidelity Capital Markets |
|
|
|
1 |
25 |
FID GROWTH COMPANY FUND |
15-Feb-00 |
18-Feb-00 |
Chordiant Software |
4,500,000 |
81,000,000 |
18.00 |
6,100 |
88,200 |
RSSF |
FleetBoston Robertson Stephens Inc. |
Dain Rauscher Incorporated |
Thomas Weisel Partners LLC |
|
|||
|
1 |
25 |
FID GROWTH COMPANY FUND |
01-Feb-00 |
07-Feb-00 |
Metricom, Inc. |
5,000,000 |
435,000,000 |
87.00 |
312,200 |
27,161,400 |
LEHM |
Lehman Brothers Inc. |
Salomon Smith Barney Inc. |
Merrill Lynch, Pierce, Fenner & Smith Incorporated |
Hambrecht & Quist LLC |
J.P. Morgan Securities Inc. |
|
|
|
1 |
25 |
FID GROWTH COMPANY FUND |
10-Feb-00 |
15-Feb-00 |
Xcare.net, Inc. |
5,000,000 |
90,000,000 |
18.00 |
7,400 |
1,800 |
RSSF |
FleetBoston Robertson Stephens Inc. |
SG Cowen Securities Corporation |
E*Offering Corp. |
Advest, Inc. |
|
||
|
1 |
25 |
FID GROWTH COMPANY FUND |
03-Feb-00 |
09-Feb-00 |
Dobson Communications Corporation |
25,000,000 |
550,000,000 |
22.00 |
40,500 |
44,000 |
LEHM |
Lehman Brothers Inc. |
Salomon Smith Barney Inc. |
Banc of America Securities LLC |
Deutsche Bank Securities Inc. |
Goldman, Sachs & Co. |
Merrill Lynch, Pierce, Fenner & Smith Incorporated |
|
|
1 |
25 |
FID GROWTH COMPANY FUND |
04-Feb-00 |
09-Feb-00 |
FirePond, Inc. |
5,000,000 |
110,000,000 |
22.00 |
4,600 |
44,000 |
RSSF |
FleetBoston Robertson Stephens Inc. |
Dain Rauscher Incorporated |
SG Cowen Securities Corporation |
E*Offering Corp. |
|
||
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1 |
25 |
FID GROWTH COMPANY FUND |
03-Feb-00 |
09-Feb-00 |
Therma Wave, Inc. |
9,000,000 |
180,000,000 |
20.00 |
11,200 |
224,000 |
LEHM |
Banc of America Securities LLC |
Lehman Brothers Inc. |
Fidelity Capital Markets |
|
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1 |
25 |
FID GROWTH COMPANY FUND |
05-Apr-00 |
10-Apr-00 |
Ulticom |
4,250,000 |
55,250,000 |
13.00 |
4,800 |
2,600 |
LEHM |
Lehman Brothers |
Chase H&Q |
US Bancorp Piper Jaffrey |
Fid Capital MKTS |
|
||
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1 |
25 |
FID GROWTH COMPANY FUND |
08-Dec-99 |
13-Dec-99 |
Preview Systems, Inc. |
3,800,000 |
79,800,000 |
21.00 |
2,700 |
56,700 |
BancBoston Robertson Stephens Inc. |
BancBoston Robertson Stephens Inc. |
Dain Rauscher Wessels |
SoundView Technology Group, Inc. |
E*Offering Corp |
Fidelity Capital Markets |
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1 |
25 |
FID GROWTH COMPANY FUND |
12-Apr-00 |
18-Apr-00 |
Nuance |
4,400,000 |
74,800,000 |
17.00 |
15,200 |
34,000 |
GSCO |
Goldman Sachs |
Thomas Weisal Ptn. |
Dain Rauscher Wessel |
Wit Sondview |
Fid. Capital MKTS |
|
|
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1 |
25 |
FID GROWTH COMPANY FUND |
12-May-00 |
17-May-00 |
SEQUOIA SOFTWARE CORP |
4,200,000 |
33,600,000 |
8.00 |
19,300 |
15,200 |
LEHM |
Lehman Brothers |
SG Cowen |
Wit Sound View |
Fidelity Capital Markets |
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1 |
25 |
FID GROWTH COMPANY FUND |
26-Apr-00 |
02-May-00 |
AT&T WIRELESS GROUP |
360,000,000 |
10,620,000,000 |
30.00 |
4,000,000 |
51,625,000 |
MOTC |
Goldman Sachs |
Marrill Lynch |
Salomon Brothers |
Fid. Capital MKTS |
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2 |
324 |
FID AGGRESSIVE GROWTH FUND |
08-Dec-99 |
13-Dec-99 |
Preview Systems, Inc. |
3,800,000 |
79,800,000 |
21.00 |
1,600 |
33,600 |
BancBoston Robertson Stephens Inc. |
BancBoston Robertson Stephens Inc. |
Dain Rauscher Wessels |
SoundView Technology Group, Inc. |
E*Offering Corp |
Fidelity Capital Markets |
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2 |
324 |
FID AGGRESSIVE GROWTH FUND |
09-Dec-99 |
15-Dec-99 |
Tularik |
6,950,000 |
97,300,000 |
14.00 |
9,400 |
131,600 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Hambrecht & Quist LLC |
J.P. Morgan Securities Inc. |
Warburg Dillon Read LLC |
BZ Bank Limited |
Fidelity Capital Markets |
|
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2 |
324 |
FID AGGRESSIVE GROWTH FUND |
18-Feb-00 |
24-Feb-00 |
Keynote Systems, Inc. |
5,740,000 |
499,380,000 |
87.00 |
423,500 |
36,844,500 |
RSSF |
FleetBoston Robertson Stephens Inc. |
Hambrecht & Quist LLC |
Dain Rauscher Incorporated |
SoundView Technology Group, Inc. |
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2 |
324 |
FID AGGRESSIVE GROWTH FUND |
26-Apr-00 |
01-May-00 |
Time Warner Telecom |
15,289,842 |
764,492,100 |
50.00 |
126,000 |
300,000 |
LEHM |
Lehman Brothers |
Morgan Stanley |
Bear Stearns |
DLJ |
Fid. Capital MKTS |
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|
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2 |
324 |
FID AGGRESSIVE GROWTH FUND |
06-Dec-99 |
10-Dec-99 |
Harris Interactive |
5,800,000 |
81,200,000 |
14.00 |
6,400 |
89,600 |
Lehman Brothers Inc. |
Lehman Brothers Inc. |
U.S. Bancorp Piper Jaffray Inc. |
Volpe Brown Whelan & Company, LLC |
E*Offering Corp. |
Fidelity Capital Markets |
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2 |
324 |
FID AGGRESSIVE GROWTH FUND |
07-Dec-99 |
10-Dec-99 |
HealthCentral.com |
7,500,000 |
82,500,000 |
11.00 |
7,400 |
81,400 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Hambrecht & Quist LLC |
Pacific Growth Equities, Inc. |
Wit Capital Corporation |
Fidelity Capital Markets |
|
|
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2 |
324 |
FID AGGRESSIVE GROWTH FUND |
09-Dec-99 |
15-Dec-99 |
El Sitio, Inc. |
8,500,000 |
136,000,000 |
16.00 |
48,700 |
779,200 |
Credit Suisse First Boston Corporation |
Credit Suisse First Boston Corporation |
Lehman Brothers, Inc. |
Merrill Lynch, Pierce, Fenner & Smith Inc. |
Salomon Smith Barney Inc. |
Wit Capital Corporation |
Fidelity Capital Markets |
|
|
2 |
324 |
FID AGGRESSIVE GROWTH FUND |
15-Feb-00 |
18-Feb-00 |
Chordiant Software |
4,500,000 |
81,000,000 |
18.00 |
3,800 |
88,200 |
RSSF |
FleetBoston Robertson Stephens Inc. |
Dain Rauscher Incorporated |
Thomas Weisel Partners LLC |
|
|||
|
2 |
324 |
FID AGGRESSIVE GROWTH FUND |
18-Feb-00 |
24-Feb-00 |
Keynote Systems, Inc. |
5,740,000 |
499,380,000 |
87.00 |
1,000 |
36,844,500 |
SNDV |
FleetBoston Robertson Stephens Inc. |
Hambrecht & Quist LLC |
Dain Rauscher Incorporated |
SoundView Technology Group, Inc. |
|
|
|
|
2 |
324 |
FID AGGRESSIVE GROWTH FUND |
01-Feb-00 |
07-Feb-00 |
Metricom, Inc. |
5,000,000 |
435,000,000 |
87.00 |
10,100 |
27,161,400 |
LEHM |
Lehman Brothers Inc. |
Salomon Smith Barney Inc. |
Merrill Lynch, Pierce, Fenner & Smith Incorporated |
Hambrecht & Quist LLC |
J.P. Morgan Securities Inc. |
|
|
|
2 |
324 |
FID AGGRESSIVE GROWTH FUND |
08-Dec-99 |
13-Dec-99 |
NetRatings |
4,000,000 |
68,000,000 |
17.00 |
2,000 |
34,000 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Banc of America Securities LLC |
CIBC World Markets Corp. |
C.E. Unterberg, Towbin |
Fidelity Capital Markets |
|
|
|
2 |
324 |
FID AGGRESSIVE GROWTH FUND |
25-Jan-00 |
31-Jan-00 |
Alteon WebSystems |
5,000,000 |
517,500,000 |
104.00 |
400,000 |
41,400,000 |
Lehman Brothers Inc. |
Lehman Brothers Inc. |
FleetBoston Robertson Stephens Inc. |
Thomas Weisel Partners LLC |
Dain Rauscher Incorporated |
Fidelity Capital Markets |
|
|
|
2 |
324 |
FID Aggressive Growth Fund |
28-Jan-00 |
02-Feb-00 |
SBA Communications |
9,000,000 |
243,000,000 |
27.00 |
400,000 |
10,800,000 |
Lehman Brothers Inc. |
Lehman Brothers Inc. |
Deutsche Bank Securities Inc. |
Salomon Smith Barney, Inc. |
Raymond James & Associates, Inc. |
Fidelity Capital Markets |
|
|
|
2 |
324 |
FID AGGRESSIVE GROWTH FUND |
10-Feb-00 |
15-Feb-00 |
Xcare.net, Inc. |
5,000,000 |
90,000,000 |
18.00 |
4,600 |
1,800 |
RSSF |
FleetBoston Robertson Stephens Inc. |
SG Cowen Securities Corporation |
E*Offering Corp. |
Advest, Inc. |
|
||
|
2 |
324 |
FID AGGRESSIVE GROWTH FUND |
03-Feb-00 |
09-Feb-00 |
Dobson Communications Corporation |
25,000,000 |
550,000,000 |
22.00 |
25,500 |
44,000 |
LEHM |
Lehman Brothers Inc. |
Salomon Smith Barney Inc. |
Banc of America Securities LLC |
Deutsche Bank Securities Inc. |
Goldman, Sachs & Co. |
Merrill Lynch, Pierce, Fenner & Smith Incorporated |
|
|
2 |
324 |
FID AGGRESSIVE GROWTH FUND |
04-Feb-00 |
09-Feb-00 |
FirePond, Inc. |
5,000,000 |
110,000,000 |
22.00 |
2,900 |
44,000 |
RSSF |
FleetBoston Robertson Stephens Inc. |
Dain Rauscher Incorporated |
SG Cowen Securities Corporation |
E*Offering Corp. |
|
||
|
2 |
324 |
FID AGGRESSIVE GROWTH FUND |
03-Feb-00 |
09-Feb-00 |
Therma Wave, Inc. |
9,000,000 |
180,000,000 |
20.00 |
7,000 |
224,000 |
LEHM |
Banc of America Securities LLC |
Lehman Brothers Inc. |
Fidelity Capital Markets |
|
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|
2 |
324 |
FID AGGRESSIVE GROWTH FUND |
05-Apr-00 |
10-Apr-00 |
Ulticom |
4,250,000 |
55,250,000 |
13.00 |
3,100 |
2,600 |
LEHM |
Lehman Brothers |
Chase H&Q |
US Bancorp Piper Jaffrey |
Fid Capital MKTS |
|
||
|
2 |
324 |
FID AGGRESSIVE GROWTH FUND |
12-Apr-00 |
18-Apr-00 |
Nuance |
4,400,000 |
74,800,000 |
17.00 |
9,300 |
34,000 |
GSCO |
Goldman Sachs |
Thomas Weisal Ptn. |
Dain Rauscher Wessel |
Wit Sondview |
Fid. Capital MKTS |
|
|
|
2 |
324 |
FID AGGRESSIVE GROWTH FUND |
12-May-00 |
17-May-00 |
SEQUOIA SOFTWARE CORP |
4,200,000 |
33,600,000 |
8.00 |
11,500 |
15,200 |
LEHM |
Lehman Brothers |
SG Cowen |
Wit Sound View |
Fidelity Capital Markets |
|||
|
2 |
324 |
FID AGGRESSIVE GROWTH FUND |
26-Apr-00 |
02-May-00 |
AT&T WIRELESS GROUP |
360,000,000 |
10,620,000,000 |
30.00 |
3,000,000 |
51,625,000 |
MOTC |
Goldman Sachs |
Marrill Lynch |
Salomon Brothers |
Fid. Capital MKTS |
|
||
|
3 |
300 |
FID NEW MILLENNIUM FUND |
08-Dec-99 |
13-Dec-99 |
Preview Systems, Inc. |
3,800,000 |
79,800,000 |
21.00 |
500 |
10,500 |
BancBoston Robertson Stephens Inc. |
BancBoston Robertson Stephens Inc. |
Dain Rauscher Wessels |
SoundView Technology Group, Inc. |
E*Offering Corp |
Fidelity Capital Markets |
||
|
3 |
300 |
FID NEW MILLENNIUM FUND |
09-Dec-99 |
15-Dec-99 |
Tularik |
6,950,000 |
97,300,000 |
14.00 |
2,200 |
30,800 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Hambrecht & Quist LLC |
J.P. Morgan Securities Inc. |
Warburg Dillon Read LLC |
BZ Bank Limited |
Fidelity Capital Markets |
|
|
3 |
300 |
FID NEW MILLENNIUM FUND |
05-Apr-00 |
10-Apr-00 |
Ulticom |
4,250,000 |
55,250,000 |
13.00 |
600 |
2,600 |
LEHM |
Lehman Brothers |
Chase H&Q |
US Bancorp Piper Jaffrey |
Fid Capital MKTS |
|||
|
3 |
300 |
FID NEW MILLENNIUM FUND |
06-Dec-99 |
10-Dec-99 |
Harris Interactive |
5,800,000 |
81,200,000 |
14.00 |
1,700 |
23,800 |
Lehman Brothers Inc. |
Lehman Brothers Inc. |
U.S. Bancorp Piper Jaffray Inc. |
Volpe Brown Whelan & Company, LLC |
E*Offering Corp. |
Fidelity Capital Markets |
||
|
3 |
300 |
FID NEW MILLENNIUM FUND |
07-Dec-99 |
10-Dec-99 |
HealthCentral.com |
7,500,000 |
82,500,000 |
11.00 |
1,700 |
18,700 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Hambrecht & Quist LLC |
Pacific Growth Equities, Inc. |
Wit Capital Corporation |
Fidelity Capital Markets |
|
|
|
3 |
300 |
FID NEW MILLENNIUM FUND |
09-Dec-99 |
15-Dec-99 |
El Sitio, Inc. |
8,500,000 |
136,000,000 |
16.00 |
11,800 |
188,800 |
Credit Suisse First Boston Corporation |
Credit Suisse First Boston Corporation |
Lehman Brothers, Inc. |
Merrill Lynch, Pierce, Fenner & Smith Inc. |
Salomon Smith Barney Inc. |
Wit Capital Corporation |
Fidelity Capital Markets |
|
|
3 |
300 |
FID NEW MILLENNIUM FUND |
09-Dec-99 |
15-Dec-99 |
El Sitio, Inc. |
8,500,000 |
136,000,000 |
16.00 |
200 |
3,200 |
Lehman Brothers, Inc. |
Credit Suisse First Boston Corporation |
Lehman Brothers, Inc. |
Merrill Lynch, Pierce, Fenner & Smith Inc. |
Salomon Smith Barney Inc. |
Wit Capital Corporation |
Fidelity Capital Markets |
|
|
3 |
300 |
FID NEW MILLENNIUM FUND |
15-Feb-00 |
18-Feb-00 |
Chordiant Software |
4,500,000 |
81,000,000 |
18.00 |
800 |
88,200 |
RSSF |
FleetBoston Robertson Stephens Inc. |
Dain Rauscher Incorporated |
Thomas Weisel Partners LLC |
||||
|
3 |
300 |
FID NEW MILLENNIUM FUND |
08-Dec-99 |
13-Dec-99 |
NetRatings |
4,000,000 |
68,000,000 |
17.00 |
500 |
8,500 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Banc of America Securities LLC |
CIBC World Markets Corp. |
C.E. Unterberg, Towbin |
Fidelity Capital Markets |
|
|
|
3 |
300 |
FID NEW MILLENNIUM FUND |
10-Feb-00 |
15-Feb-00 |
Xcare.net, Inc. |
5,000,000 |
90,000,000 |
18.00 |
1,000 |
1,800 |
RSSF |
FleetBoston Robertson Stephens Inc. |
SG Cowen Securities Corporation |
E*Offering Corp. |
Advest, Inc. |
|||
|
3 |
300 |
FID NEW MILLENNIUM FUND |
03-Feb-00 |
09-Feb-00 |
Dobson Communications Corporation |
25,000,000 |
550,000,000 |
22.00 |
5,200 |
44,000 |
LEHM |
Lehman Brothers Inc. |
Salomon Smith Barney Inc. |
Banc of America Securities LLC |
Deutsche Bank Securities Inc. |
Goldman, Sachs & Co. |
Merrill Lynch, Pierce, Fenner & Smith Incorporated |
|
|
3 |
300 |
FID NEW MILLENNIUM FUND |
04-Feb-00 |
09-Feb-00 |
FirePond, Inc. |
5,000,000 |
110,000,000 |
22.00 |
600 |
44,000 |
RSSF |
FleetBoston Robertson Stephens Inc. |
Dain Rauscher Incorporated |
SG Cowen Securities Corporation |
E*Offering Corp. |
|||
|
3 |
300 |
FID NEW MILLENNIUM FUND |
03-Feb-00 |
09-Feb-00 |
Therma Wave, Inc. |
9,000,000 |
180,000,000 |
20.00 |
1,500 |
224,000 |
LEHM |
Banc of America Securities LLC |
Lehman Brothers Inc. |
Fidelity Capital Markets |
||||
|
3 |
300 |
FID NEW MILLENNIUM FUND |
12-Apr-00 |
18-Apr-00 |
Nuance |
4,400,000 |
74,800,000 |
17.00 |
1,700 |
34,000 |
GSCO |
Goldman Sachs |
Thomas Weisal Ptn. |
Dain Rauscher Wessel |
Wit Sondview |
Fid. Capital MKTS |
||
|
3 |
300 |
FID NEW MILLENNIUM FUND |
12-May-00 |
17-May-00 |
SEQUOIA SOFTWARE CORP |
4,200,000 |
33,600,000 |
8.00 |
2,100 |
15,200 |
LEHM |
Lehman Brothers |
SG Cowen |
Wit Sound View |
Fidelity Capital Markets |
|||
|
|