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Previous: FIDELITY MT VERNON STREET TRUST, NSAR-B, 2000-01-28 |
Next: NOBLE ROMANS INC, 10-Q, 2000-01-28 |
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Form NSAR Item 77.O Transactions effected pursuant to Rule 10F3 Fidelity Financial Trust |
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Series # |
Fund# |
Fund |
Trade Date |
Settle Date |
Security Name: |
Shares Purchased |
Price: |
Transaction Value |
Size of Offering: |
Underwriter Fidelity Purchased From |
Underwriting Members:(1) |
Underwriting Members:(2) |
Underwriting Members:(3) |
Underwriting Members:(4) |
Underwriting Members:(5) |
Underwriting Members:(7) |
|
1 |
73 |
RETIREMENT GROWTH |
12-Nov-99 |
17-Nov-99 |
NetCreations Inc. |
1300 |
13 |
16900 |
3300000 |
Friedman, Billings, Ramsey & Co, Inc. |
Friedman, Billings, Ramsey & Co, Inc. |
C.E. Unterberg, Towbin |
fbr.com, a division of FBR Investment Services, Inc. |
Fidelity Capital Markets |
|
|
|
1 |
73 |
RETIREMENT GROWTH |
19-Nov-99 |
24-Nov-99 |
Mediaplex |
1900 |
12 |
22800 |
6000000 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
SG Cowen Securities Corporation |
U.S. Bancorp Piper Jaffray Inc. |
Fidelity Capital Markets |
|
|
|
1 |
73 |
RETIREMENT GROWTH |
22-Nov-99 |
29-Nov-99 |
deltathree.com |
1600 |
15 |
24000 |
6000000 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Merrill Lynch, Pierce, Fenner & Smith Inc. |
U.S. Bancorp Piper Jaffray Inc. |
Lazard Freres & Co. LLC |
Fidelity Capital Markets |
|
|
2 |
308 |
FID CONVERTIBLE SECURITIES FD |
12-Nov-99 |
17-Nov-99 |
NetCreations Inc. |
300 |
13 |
3900 |
3300000 |
Friedman, Billings, Ramsey & Co, Inc. |
Friedman, Billings, Ramsey & Co, Inc. |
C.E. Unterberg, Towbin |
fbr.com, a division of FBR Investment Services, Inc. |
Fidelity Capital Markets |
|
|
|
2 |
308 |
FID CONVERTIBLE SECURITIES FD |
19-Nov-99 |
24-Nov-99 |
Mediaplex |
400 |
12 |
4800 |
6000000 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
SG Cowen Securities Corporation |
U.S. Bancorp Piper Jaffray Inc. |
Fidelity Capital Markets |
|
|
|
2 |
308 |
FID CONVERTIBLE SECURITIES FD |
22-Nov-99 |
29-Nov-99 |
deltathree.com |
300 |
15 |
4500 |
6000000 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Merrill Lynch, Pierce, Fenner & Smith Inc. |
U.S. Bancorp Piper Jaffray Inc. |
Lazard Freres & Co. LLC |
Fidelity Capital Markets |
|
|
3 |
319 |
EQUITY-INCOME II |
12-Nov-99 |
17-Nov-99 |
NetCreations Inc. |
4200 |
13 |
54600 |
3300000 |
Friedman, Billings, Ramsey & Co, Inc. |
Friedman, Billings, Ramsey & Co, Inc. |
C.E. Unterberg, Towbin |
fbr.com, a division of FBR Investment Services, Inc. |
Fidelity Capital Markets |
|
|
|
3 |
319 |
EQUITY-INCOME II |
19-Nov-99 |
24-Nov-99 |
Mediaplex |
5800 |
12 |
69600 |
6000000 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
SG Cowen Securities Corporation |
U.S. Bancorp Piper Jaffray Inc. |
Fidelity Capital Markets |
|
|
|
3 |
319 |
EQUITY-INCOME II |
22-Nov-99 |
29-Nov-99 |
deltathree.com |
4800 |
15 |
72000 |
6000000 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Merrill Lynch, Pierce, Fenner & Smith Inc. |
U.S. Bancorp Piper Jaffray Inc. |
Lazard Freres & Co. LLC |
Fidelity Capital Markets |
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|
|