<PAGE> 1
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-K/A
ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
For the fiscal year ended Commission file number 2-33339
December 31, 1996
NBD Bank (formerly NBD Bank, N.A.
and before that,
National Bank of Detroit),
Trustee Under
NBD Bank, N.A. Retirement Plan and Trust for
Self-Employed Individuals
(Exact name of registrant as specified in its charter)
Michigan 38-6097482
(State of Organization) (I.R.S. Employer Identification No.)
NBD Bank
Retirement Services
611 Woodward
Detroit, Michigan 48226
Telephone Number - (313) 225-1000
(Address of principal executive offices of Trustee)
Securities registered pursuant to Section 12(b) of the Act: NONE
Securities registered pursuant to Section 12(g) of the Act: NONE
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Indicate by check mark whether the registrant (1) has filed all reports
required to be filed by Section 13 or 15(d) of the Securities Exchange Act of
1934 during the preceding 12 months and (2) has been subject to such filing
requirements for the past 90 days.
Yes X No
----- -----
Indicate by check mark if disclosure of delinquent filers pursuant to
Item 405 of Regulation S-K is not contained herein, and will not be contained,
to the best of registrant's knowledge, in definitive proxy or information
statements incorporated by reference in Part III of this Form 10-K or any
amendment to this Form 10-K. [X]
Aggregate market value of voting stock held by non-affiliates: NONE
Indicate the number of units outstanding of each of the Registrant's classes of
participation as of December 31, 1996
The Balanced Fund 3,695.0273
The Equity Fund 85,491.8881
The Short Term Investment Fund 3,214.3587
DOCUMENTS INCORPORATED BY REFERENCE
The following documents are incorporated by reference into this Form
10-K as contemplated by Rule 12b-23 under the Securities Exchange Act of 1934,
as amended:
Part I: Item 1 --Registrant's Post-Effective Amendment No. 30 to
Form S-1 Registration Statement (Reg. No. 2-33339).
Part II: Items 6, 7, 8 --Registrant's Post-Effective Amendment No. 30 to
Form S-1 Registration Statement (Reg. No. 2-33339).
Part III: Item 11 --Registrant's Post-Effective Amendment No. 30 to
Form S-1 Registration Statement (Reg. No. 2-33339).
Part IV: Item 14 --Registrant's Post-Effective Amendment No. 30 to
Form S-1 Registration Statement (Reg. No. 2-33339).
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SIGNATURE
Pursuant to the requirements of Section 13 or 15(d) of the Securities
Exchange Act of 1934, the Registrant has duly caused this report to be signed
on its behalf by the undersigned, thereunto duly authorized.
NBD Bank, as Trustee Under NBD Bank,
N.A. Retirement Plan and Trust for
Self-Employed Individuals
By: /s/ MARY JO GRASSNIG
--------------------------
MARY JO GRASSNIG
Vice President
Dated: May 23, 1997
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EXHIBIT INDEX
<TABLE>
<CAPTION>
Exhibit No. Description
- ----------- ------------
<S> <C>
Exhibit 27 Financial Data Schedule
</TABLE>
<TABLE> <S> <C>
<ARTICLE> 5
<LEGEND>
THIS SCHEDULE CONTAINS SUMMARY FINANCIAL INFORMATION EXTRACTED FROM NBD
BANK, N.A. RETIREMENT PLAN AND TRUST FOR SELF EMPLOYED INDIVIDUALS BALANCED
FUND, EQUITY FUND AND SHORT-TERM INVESTMENT FUND FINANCIAL STATEMENTS AS OF
AND FOR THE YEAR ENDED DECEMBER 31, 1996 AND IS QUALIFIED IN ITS ENTIRETY BY
REFERENCE TO SUCH FINANCIAL STATEMENTS.
</LEGEND>
<S> <C>
<PERIOD-TYPE> YEAR
<FISCAL-YEAR-END> DEC-31-1996
<PERIOD-START> JAN-01-1996
<PERIOD-END> DEC-31-1996
<CASH> 0
<SECURITIES> 0
<RECEIVABLES> 0
<ALLOWANCES> 0
<INVENTORY> 0
<CURRENT-ASSETS> 0
<PP&E> 0
<DEPRECIATION> 0
<TOTAL-ASSETS> 18,002,563
<CURRENT-LIABILITIES> 0
<BONDS> 0
0
0
<COMMON> 17,967,291
<OTHER-SE> 0
<TOTAL-LIABILITY-AND-EQUITY> 18,002,563
<SALES> 0
<TOTAL-REVENUES> 2,605,249
<CGS> 0
<TOTAL-COSTS> 0
<OTHER-EXPENSES> 0
<LOSS-PROVISION> 0
<INTEREST-EXPENSE> 0
<INCOME-PRETAX> 0
<INCOME-TAX> 0
<INCOME-CONTINUING> 2,605,249
<DISCONTINUED> 0
<EXTRAORDINARY> 0
<CHANGES> 0
<NET-INCOME> 2,605,249
<EPS-PRIMARY> 0
<EPS-DILUTED> 0
</TABLE>
