SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K/A
(Amendment No. 1)
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
November 2, 2000
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(Date of earliest event reported)
Bath National Corporation
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(Exact name of registrant as specified in its charter)
New York 0-20142 16-1185097
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(State or other jurisdiction (Commission File Number) (IRS Employer
of incorporation) Identification No.)
44 Liberty Street, Bath, New York 14810
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(Address of principal executive offices) (Zip Code)
(607) 776-9661
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(Registrant's telephone number, including area code)
Not Applicable
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(Former name, former address and former fiscal year, if changed since last
report)
Item 5. OTHER EVENTS
As previously reported, on November 2, 2000, Bath National Corporation,
a New York corporation ("Bath"), Financial Institutions, Inc., a New York
corporation ("FII"), and FII's recently formed merger subsidiary, FI
Subsidiary I, Inc. ("FISI") entered into an Agreement and Plan of Merger (the
"Merger Agreement").
In connection with the Merger Agreement, Bath and FII entered into a
stock option agreement (the "Stock Option Agreement") pursuant to which Bath
granted FII an option, exercisable under certain circumstances, to purchase
196,000 shares of its common stock.
The Merger Agreement and the Stock Option Agreement are filed with this
report as Exhibits 2.1 and 99.2, respectively.
Item 7. FINANCIAL STATEMENTS, PRO FORMA FINANCIAL INFORMATION AND EXHIBITS
(a) Not applicable.
(b) Not applicable.
(c) The following exhibits are included with this Report:
Exhibit 2.1 Agreement and Plan of Merger, dated November
2, 2000, among Bath, FII and FISI
Exhibit 99.1 Press Release, dated August 18, 1999(1)
Exhibit 99.2 Stock Option Agreement
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(1) Previously filed.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
Registrant has duly caused this report to be signed on its behalf by the
undersigned thereunto duly authorized.
BATH NATIONAL CORPORATION
By: /s/ Douglas L. McCabe
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Name: Douglas L. McCabe
Title: President
Date: November 10, 2000
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