<PAGE> 1
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 10-Q/A
AMENDMENT NO. 1
(Mark One)
/X/ Quarterly report pursuant to Section 13 or 15(d) of the Securities
Exchange Act of 1934 for the quarterly period ended January 1, 1995 or
/ / Transition report pursuant to Section 13 or 15(d) of the Securities
Exchange Act of 1934 for the transition period from _________ to _________
Commission file number: 0-15086
SUN MICROSYSTEMS, INC.
(Exact name of registrant as specified in its charter)
DELAWARE 94-2805249
(State or other jurisdiction (I.R.S. Employer Identification No.)
of incorporation or organization)
2550 GARCIA AVENUE, MOUNTAIN VIEW, CA 94043-1100
(Address of principal executive offices with zip code)
Registrant's telephone number, including area code: (415) 960-1300
N/A
(Former name, former address and former fiscal year,
if changed since last report)
Indicate by check mark whether the registrant (1) has filed all reports
required to be filed by Section 13 or 15(d) of the Securities Exchange Act
of 1934 during the preceding 12 months (or for such shorter period that the
registrant was required to file such reports), and (2) has been subject to
such filing requirements for the past 90 days.
YES X NO
------ ------
APPLICABLE ONLY TO ISSUERS INVOLVED IN
BANKRUPTCY PROCEEDINGS DURING
THE PRECEDING FIVE YEARS:
Indicate by check mark whether the registrant has filed all documents
and reports required to be filed by Section 12, 13 or 15 (d) of the Securities
Exchange Act of 1934 subsequent to the distribution of securities under a plan
confirmed by a court.
YES NO
------ ------
APPLICABLE ONLY TO CORPORATE ISSUERS:
Indicate the number of shares outstanding of each of the issuer's classes
of common stock, as of the latest practible date.
CLASS OUTSTANDING AT JANUARY 1, 1995
----- ------------------------------
Common stock - $0.00067 par value 95,095,671
<PAGE> 2
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned thereunto duly authorized.
SUN MICROSYSTEMS, INC.
BY
/s/ Michael E. Lehman
------------------------------------------
Michael E. Lehman
Vice President and Chief Financial Officer
/s/ George Reyes
------------------------------------------
George Reyes
Vice President and Corporate Controller,
Chief Accounting Officer
Dated: February 22, 1995
<PAGE> 1
EXHIBIT 11.0
SUN MICROSYSTEMS, INC.
STATEMENT RE: COMPUTATION OF EARNINGS PER SHARE
(unaudited)
(in thousands, except per share amounts)
<TABLE>
<CAPTION>
PRIMARY
- -------
Three Months Ended Six Months Ended
-------------------------------- ----------------------------------
January 1, December 26, January 1, December 26,
1995 1993 1995 1993
---------- ------------ ------------- -------------
<S> <C> <C> <C> <C>
Net income $81,624 $43,824 $120,051 $60,430
======= ======= ======== =======
Weighted average common
shares outstanding 95,075 94,150 95,052 96,558
Common-equivalent shares
attributable to stock options and warrants 2,684 1,300 1,925 1,655
Total common and
common-equivalent shares
outstanding 97,759 95,450 96,977 98,213
======= ======= ======== =======
Net income per common and
common-equivalent share $ 0.83 $ 0.46 $ 1.23 $ 0.62
======= ======= ======== =======
</TABLE>
<PAGE> 2
EXHIBIT 11.0 (continued)
SUN MICROSYSTEMS, INC.
STATEMENT RE: COMPUTATION OF EARNINGS PER SHARE
(unaudited)
(in thousands, except per share amounts)
<TABLE>
<CAPTION>
FULLY DILUTED
- -------------
Three Months Ended Six Months Ended
-------------------------------- ----------------------------------
January 1, December 26, January 1, December 26,
1995 1993 1995 1993
---------- ------------ ------------ ------------
<S> <C> <C> <C> <C>
Net income $81,624 $43,824 $120,051 $60,430
======= ======= ======== =======
Weighted average common
shares outstanding 95,075 94,150 95,052 96,558
Common-equivalent shares
attributable to:
Stock options and warrants 2,960 1,477 2,169 1,769
Total common and
common-equivalent shares
outstanding 98,035 95,627 97,221 98,327
======= ======= ======== =======
Net income per common and
common-equivalent share $ .83 $ 0.46 $ 1.23 $ 0.61
======= ======= ======== =======
</TABLE>
