<PAGE> 1
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 10-Q/A
(Mark One)
[X] Quarterly report pursuant to Section 13 or 15(d) of the Securities
Exchange Act of 1934 for the quarterly period ended December 29, 1996 or
[ ] Transition report pursuant to Section 13 or 15(d) of the Securities
Exchange Act of 1934 for the transition period from ______ to _______
Commission file number:0-15086
SUN MICROSYSTEMS, INC.
(Exact Name of registrant as specified in its charter)
DELAWARE 94-2805249
(State or other jurisdiction of (I.R.S. Employer Identification No.)
incorporation or organization)
901 SAN ANTONIO ROAD, PALO ALTO, CA 94303
(Address of principal executive offices with zip code)
Registrant's telephone number, including area code: (650) 960-1300
N/A
(Former name, former address and former fiscal year,
if changed since last report)
Indicate by check mark whether the registrant (1) has filed all reports
required to be filed by Section 13 or 15(d) of the Securities Exchange Act of
1934 during the preceding 12 months (or for such shorter period that the
registrant was required to file such reports), and (2) has been subject to such
filing requirements for the past 90 days.
YES [X] NO [ ]
APPLICABLE ONLY TO ISSUERS INVOLVED IN
BANKRUPTCY PROCEEDINGS DURING
THE PRECEDING FIVE YEARS:
Indicate by check mark whether the registrant has filed all documents and
reports required to be filed by Section 12, 13 or 15(d) of the Securities
Exchange Act of 1934 subsequent to the distribution of securities under a plan
confirmed by a court.
YES [ ] NO [ ]
APPLICABLE ONLY TO CORPORATE ISSUERS:
Indicate the number of shares outstanding of each of the issuer's classes of
common stock, as of the latest practical date.
CLASS OUTSTANDING AT DECEMBER 29, 1996
Common stock - $0.00067 par value 368,084,106
<PAGE> 2
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned thereunto duly authorized.
SUN MICROSYSTEMS, INC.
BY
/s/ Michael E. Lehman
--------------------------------------
Michael E. Lehman
Vice President, Corporate Resources
and Chief Financial Officer
/s/ George Reyes
--------------------------------------
George Reyes
Vice President and Corporate
Controller, Chief Accounting Officer
Dated: July 15, 1998
15
<PAGE> 3
EXHIBIT INDEX
27 Amended Financial Data Schedule
<TABLE> <S> <C>
<ARTICLE> 5
<MULTIPLIER> 1,000
<S> <C>
<PERIOD-TYPE> 6-MOS
<FISCAL-YEAR-END> JUN-30-1997
<PERIOD-START> JUL-01-1996
<PERIOD-END> DEC-29-1996
<CASH> 438,083
<SECURITIES> 312,657
<RECEIVABLES> 1,392,873
<ALLOWANCES> 0
<INVENTORY> 394,919
<CURRENT-ASSETS> 2,968,890
<PP&E> 1,549,677
<DEPRECIATION> 848,739
<TOTAL-ASSETS> 3,866,620
<CURRENT-LIABILITIES> 1,481,451
<BONDS> 0
0
0
<COMMON> 0
<OTHER-SE> 2,304,167
<TOTAL-LIABILITY-AND-EQUITY> 3,866,620
<SALES> 3,940,607
<TOTAL-REVENUES> 3,940,607
<CGS> 2,005,503
<TOTAL-COSTS> 3,508,778
<OTHER-EXPENSES> 0
<LOSS-PROVISION> 0
<INTEREST-EXPENSE> 0
<INCOME-PRETAX> 443,722
<INCOME-TAX> 141,991
<INCOME-CONTINUING> 301,731
<DISCONTINUED> 0
<EXTRAORDINARY> 0
<CHANGES> 0
<NET-INCOME> 301,731
<EPS-PRIMARY> 0.82<F1>
<EPS-DILUTED> 0.78<F1>
<FN>
<F1>The Company effected a two for one split on November 18, 1996. Earnings per
share has been restated to reflect this split for only the quarter ended
September 30, 1996 in conjunction with the adoption of FAS 128.
</FN>
</TABLE>
