<PAGE> 1
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
(RULE 13D-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c)
AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b)
(AMENDMENT NO. )(1)
OPENTV CORP.
----------------
(Name of Issuer)
CLASS A ORDINARY SHARES (NO PAR VALUE)
--------------------------------------
(Title of Class of Securities)
G67543101
--------------
(CUSIP Number)
December 31, 1999
-------------------------------------------------------
(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which Schedule is
filed:
[ ] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[X] Rule 13d-1(d)
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
- ----------
(1) The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which would
alter disclosures provided in a prior cover page.
<PAGE> 2
SCHEDULE 13G
- ------------------- -----------------
CUSIP NO. G67543101 13G PAGE 2 OF 8 PAGES
- ------------------- -----------------
- -------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Sun TSI Subsidiary, Inc FEIN # 77-0431471
- -------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [ ]
- -------------------------------------------------------------------------------
3 SEC USE ONLY
- -------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- -------------------------------------------------------------------------------
5 SOLE VOTING POWER 8,495,696*
NUMBER OF
SHARES --------------------------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER -0-
OWNED BY
EACH --------------------------------------------------------
REPORTING 7 SOLE DISPOSITIVE POWER 8,495,696*
PERSON
--------------------------------------------------------
WITH 8 SHARED DISPOSITIVE POWER -0-
- -------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
8,495,696*
- -------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES [ ]
- -------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
38.4%**
- -------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON
CO
- -------------------------------------------------------------------------------
*Assumes Sun TSI Subsidiary, Inc., a Delaware corporation ("SSI") has,
pursuant to its rights under an Exchange Agreement by and between Issuer,
Issuer's subsidiary OpenTV, Inc. ("OTVI") and SSI dated October 23, 1999,
exchanged all shares of OTVI Class B Common Stock held by SSI for Class A
Ordinary Shares of Issuer.
**This percentage is based on the total number of Class A Ordinary Shares
actually outstanding on 12/31/99 as reported by Issuer to SSI and assumes
no options or warrants held by others are exercised and no convertible
securities held by others are converted.
<PAGE> 3
SCHEDULE 13G
- ------------------- -----------------
CUSIP NO. G67543101 13G PAGE 3 OF 8 PAGES
- ------------------- -----------------
- -------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Sun Microsystems, Inc.*** FEIN #94-2805249
- -------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [ ]
- -------------------------------------------------------------------------------
3 SEC USE ONLY
- -------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- -------------------------------------------------------------------------------
5 SOLE VOTING POWER 8,495,696*
NUMBER OF
SHARES --------------------------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER -0-
OWNED BY
EACH --------------------------------------------------------
REPORTING 7 SOLE DISPOSITIVE POWER 8,495,696*
PERSON
--------------------------------------------------------
WITH 8 SHARED DISPOSITIVE POWER -0-
- -------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON**
8,495,696*
- -------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES [ ]
- -------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
38.4%**
- -------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON
CO
- -------------------------------------------------------------------------------
***Sun Microsystems, Inc. ("SMI") does not own any shares of Issuer
directly but is the sole shareholder of Sun TSI Subsidiary, Inc., a
Delaware corporation ("SSI"), which does own or have the right to acquire
such shares, as noted in footnote marked * below.
*Assumes that SSI has, pursuant to its rights under an Exchange Agreement
by and between Issuer, Issuer's subsidiary OpenTV, Inc. ("OTVI") and SSI
dated October 23, 1999, exchanged all shares of OTVI Class B Common Stock
held by SSI for Class A Ordinary Shares of Issuer.
** This percentage is based on the total number of Class A Ordinary Shares
actually outstanding on 12/31/99 as reported by Issuer to SSI and assumes
no options or warrants held by others are exercised and no convertible
securities held by others are converted.
<PAGE> 4
ITEM 1.
(a) Name of Issuer:
OpenTV Corp. (the "Issuer")
(b) Address of Issuer's Principal Executive Offices:
401 East Middlefield Road
Mountain View, CA 94043
ITEM 2 (a)
AND (b)
(a) Name of Person Filing and Address of Principal Business Office:
This statement is filed by and on behalf of Sun Microsystems, Inc. (SMI)
and its wholly-owned subsidiary Sun TSI Subsidiary, Inc. (SSI), each a
Delaware corporation. The business address of each of SMI and SSI is 901
San Antonio Road, Mail Stop PAL01-521, Palo Alto, CA 94303, Attention:
Laura A. Fennell, Esq.
(c) Citizenship:
Not applicable
(d) Title of Class of Securities:
Class A Ordinary Shares, No par value
(e) CUSIP Number:
G67543101
ITEM 3.
Not applicable.
ITEM 4. OWNERSHIP
(a) Amount Beneficially Owned: 8,495,696 (See footnote marked * on the
cover page)
(b) Percent of Class: 38.4% (See footnote marked ** on the cover page)
(c) Number of shares as to which such person has:
(i) sole power to vote or direct the vote: 8,495,696 (See footnote
marked * on the cover page)
(ii) shared power to vote or direct the vote: -0-
(iii) sole power to dispose or to direct the disposition of: 8,495,696
(See footnote marked * on the cover page)
(iv) shared power to dispose or to direct the disposition of: -0-
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS
Not applicable.
ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON
<PAGE> 5
Not applicable. SSI is a wholly owned subsidiary of SMI. SSI owns or has
right to acquire shares of Issuer as stated above. SMI owns no shares of
Issuer directly.
ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE
SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY
Not applicable.
ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP
Not applicable.
ITEM 9. NOTICE OF DISSOLUTION OF GROUP
Not applicable.
ITEM 10. CERTIFICATIONS
Not applicable.
<PAGE> 6
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Dated: February 11, 2000
SUN TSI SUBSIDIARY, INC.
By: /s/ GEORGE REYES
------------------------------------
Name: George Reyes
----------------------------------
Its: Vice President, Chief Financial
Officer and Treasurer
-----------------------------------
SUN MICROSYSTEMS, INC.
By: /s/ MICHAEL H. MORRIS
------------------------------------
Name: Michael H. Morris
----------------------------------
Its: Vice President, General Counsel
and Secretary
-----------------------------------
<PAGE> 7
EXHIBIT INDEX
<TABLE>
<CAPTION>
Exhibit Document Description
- ------- --------------------
<S> <C>
A Agreement of Joint Filing, dated February 11, 2000 by and
between Sun TSI Subsidiary, Inc. and Sun Microsystems, Inc.
</TABLE>
<PAGE> 8
EXHIBIT A
Agreement of Joint Filing
Each of the undersigned hereby agrees that they are filing jointly pursuant
to Rule 13D-1(k)(1) of the Securities Exchange Act of 1934, as amended, the
Statement dated February 11, 2000 containing the information required by
Schedule 13G, for the shares of Class A Ordinary Shares of OpenTV Corp. which
they each beneficially hold.
Dated: February 11, 2000
SUN TSI SUBSIDIARY, INC.
By: /s/ GEORGE REYES
------------------------------------
Name: George Reyes
----------------------------------
Its: Vice President, Chief Financial
Officer and Treasurer
-----------------------------------
SUN MICROSYSTEMS, INC.
By: /s/ MICHAEL H. MORRIS
------------------------------------
Name: Michael H. Morris
----------------------------------
Its: Vice President, General Counsel
and Secretary
-----------------------------------
