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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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FORM 10-K/A
ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
For the fiscal year ended October 31, 1999
Commission file number 0-14365
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ALPHA TECHNOLOGIES GROUP, INC.
(Exact name of registrant as specified in its charter)
Delaware 76-0079338
(State or other jurisdiction of (I.R.S. Employer Identification NO.)
incorporation or organization)
306 Pasadena Avenue
South Pasadena, CA 91030
(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code: 626.799.9171
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Securities registered under Section 12 (b) of the Exchange Act:
None
Securities registered under Section 12 (g) of the Exchange Act:
Common Stock, $.03 par value
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(Title of each class)
Indicate by check mark whether the registrant (1) has filed all reports
required to be filed by Section 13 or 15 (d) of the Securities Exchange Act of
1934 during the preceding 12 months (or for such shorter period that the
registrant was required to file such reports), and (2) had been subject to such
filing requirements for the past 90 days. Yes X NO___
Indicate by check mark if disclosure of delinquent filers pursuant to Item
405 of Regulation S-K is not contained herein, and will not be contained, to
the best of registrant's knowledge, in definitive proxy or information
statements incorporated by reference in Part III of this Form 10-K or any
amendment to this Form 10-K. [x]
State the aggregate market value of the voting stock held by non-affiliates of
the registrant.
$25,958,596 at January 21, 2000
Indicate the number of shares outstanding of each of the issuer's classes of
common equity, as of the latest practicable date.
Common Stock, 6,591,255 shares outstanding at January 21, 2000
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The undersigned registrant hereby amends the following items, financial
statements, exhibits or other portions of its Annual Report on Form 10-K for the
fiscal year ended October 31, 1999 as set forth in the pages attached hereto:
Item 14(a)(3) Exhibits.
Exhibit 99.1 Annual Report on Form 11-K for the
fiscal year ended December 31, 1999 for the ATGI 401(k)
Plan
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this amendment to be signed on its behalf by the
undersigned, hereunto duly authorized.
ALPHA TECHNOLLGIES GROUP, INC.
By: /s/ Johnny J. Blanchard
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Johnny J. Blanchard
Principal Accounting Officer
Dated: June 28, 2000
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EXHIBIT INDEX
Sequentially
Exhibit Numbered
Number Description of Exhibit Page
99.1 Annual Report on Form 11-K for the year ended
December 31, 1999 for the ATGI 401K PLAN
