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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
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SCHEDULE 13E-3
(Amendment No. 3)
Rule 13E-3 Transaction Statement
(Pursuant to Section 13(e)(3) of the Securities Exchange Act of 1934)
MAXTOR CORPORATION
(Name of Issuer)
MAXTOR CORPORATION
HYUNDAI ACQUISITION, INC.
HYUNDAI ELECTRONICS AMERICA
HYUNDAI ELECTRONICS INDUSTRIES CO., LTD.
HYUNDAI HEAVY INDUSTRIES CO., LTD.
HYUNDAI CORPORATION
HYUNDAI MERCHANT MARINE CO., LTD.
(Name of Persons Filing Statement)
COMMON STOCK, PAR VALUE $0.01 PER SHARE
(Title of Class of Securities)
577729 10 6
(CUSIP Number of Class of Securities)
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GLENN H. STEVENS K.S. YOO
MAXTOR CORPORATION CORPORATE PLANNING AND COORDINATION OFFICE
2190 MILLER DRIVE HYUNDAI ELECTRONICS INDUSTRIES CO., LTD.
LONGMONT, CO 80501 SAN 138-1, AMI-RE, BUBAL-EUB
(303) 678-2050 ICHON-KUN, KYOUNGKI-DO,
467 860 KOREA
011-82-336-30-2683
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(Names, Addresses and Telephone Numbers of Persons Authorized
to Receive Notices and Communications on Behalf of Persons Filing Statement)
COPIES TO:
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I.H. CHUN BARTLEY C. DEAMER, ESQ. ALAN C. MYERS, ESQ. DIANE HOLT FRANKLE, ESQ.
LEGAL DEPARTMENT LIOR O. NUCHI, ESQ. RICHARD D. PRITZ, ESQ. ERIC GEORGATOS, ESQ.
HYUNDAI ELECTRONICS MCCUTCHEN, DOYLE SKADDEN, ARPS, SLATE, GRAY, CARY, WARE &
INDUSTRIES CO., LTD. BROWN & ENERSEN MEAGHER & FLOM FREIDENRICH
66, JEOKSEON-DONG, JONGRO-KU THREE EMBARCADERO CENTER 919 THIRD AVENUE 400 HAMILTON AVENUE
SEOUL, KOREA SAN FRANCISCO, CA 94111 NEW YORK, NY 10022 PALO ALTO, CA 94301
011-82-2-398-4324 (415) 393-2000 (212) 735-3000 (415) 328-6861
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This Statement is filed in connection with:
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/ / a. The filing of solicitation materials or an information statement subject to Regulation 14A, Regulation 14C or Rule
13d-3(e) under the Securities Exchange Act of 1934.
/ / b. The filing of a registration statement under the Securities Act of 1933.
/X/ c. A tender offer.
/ / d. None of the above.
Check the following box if the soliciting materials or information statement referred to in checking box (a) are
preliminary copies: / /
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CALCULATION OF FILING FEE
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TRANSACTION VALUATION* AMOUNT OF FILING FEE
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$278,591,654.80 $55,718.34
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* For purposes of calculating fee only. This amount assumes the purchase at a
purchase price of $6.70 per Share of 33,542,522 outstanding Shares, 1,773,749
Shares available for issuance under the 1992 ESPP and 6,264,573 Shares
issuable upon conversion of Options. The amount of the filing fee, calculated
in accordance with Regulation 240.0-11 of the Securities Exchange Act of
1934, as amended, equals 1/50th of one percentum of the value of Shares
purchased.
/X/ Check box if any part of the fee is offset as provided by Rule 0-11(a)(2)
and identify the filing with which the offsetting fee was previously paid.
Identify the previous filing by registration statement number, or schedule
and the date of its filing.
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Amount Previously Paid: $55,718.34 Filing Party: Hyundai Acquisition, Inc., Hyundai Electronics
America, Hyundai Electronics Industries Co.,
Ltd., Hyundai Heavy Industries Co., Ltd.,
Hyundai Corporation and Hyundai Merchant
Marine Co., Ltd.
Form of Registration No.: Schedule 14D-1 Issuer Tender Offer Date Filed: November 8, 1995
Statement and Amendment No. 6 to
Schedule 13D
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Hyundai Acquisition, Inc. (the "Purchaser"), a Delaware corporation and a
wholly owned subsidiary of Hyundai Electronics America ("Parent"), Parent,
Hyundai Electronics Industries Co., Ltd. ("HEI"), Hyundai Heavy Industries Co.,
Ltd. ("HHI"), Hyundai Corporation ("HC"), Hyundai Merchant Marine Co., Ltd.
("HMM") and Maxtor Corporation (the "Company") hereby amend and supplement the
Rule 13E-3 Transaction Statement on Schedule 13E-3, as amended (the "Schedule
13E-3"), relating to the Purchaser's Offer to purchase any and all outstanding
shares of common stock, par value $.01 per share (the "Shares"), of the Company.
Capitalized terms not defined herein shall have the meanings set forth in the
Schedule 13E-3.
ITEM 3. PAST CONTACTS, TRANSACTIONS OR NEGOTIATIONS.
(b) The information set forth in "Special Factors -- Background of the
Transaction; Past Contracts; Transactions and Negotiations with the Company" of
the Supplement, dated December 20, 1995, to the Offer to Purchase (the
"Supplement") is incorporated herein by reference.
ITEM 5. PLANS OR PROPOSALS OF THE ISSUER OR AFFILIATE.
(b) The information set forth in "Special Factors -- Plans for the Company
after the Transaction" of the Supplement is incorporated herein by reference.
ITEM 6. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION.
(c) The information set forth in "Special Factors -- Financing the
Transaction" of the Supplement is incorporated herein by reference.
ITEM 7 PURPOSES, ALTERNATIVES, REASONS AND EFFECTS.
(a,c) The information set forth in "Special Factors -- Background of the
Transaction; Past Contracts; Transactions and Negotiations with the Company" of
the Supplement is incorporated herein by reference.
ITEM 9. REPORTS, OPINIONS, APPRAISALS AND CERTAIN NEGOTIATIONS.
(b) The information set forth in "Special Factors -- Opinion of Financial
Advisor" of the Supplement is incorporated herein by reference.
ITEM 14. FINANCIAL INFORMATION.
(a) The information set forth in "The Tender Offer -- Certain Information
Concerning the Company" of the Supplement is incorporated herein by reference.
ITEM 16. ADDITIONAL INFORMATION.
The information set forth in the Supplement is incorporated herein by
reference.
ITEM 17. MATERIAL TO BE FILED AS EXHIBITS.
(d)(11) Press Release, dated December 20, 1995(1).
(d)(12) Supplement, dated December 20, 1995(2).
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(1) Filed as Exhibit (a)(9) to Amendment No. 3 to the 14D-1 filed by Purchaser,
Parent, HEI, HHI, HC and HMM with the SEC on December 20, 1995 and
incorporated herein by reference.
(2) Filed as Exhibit (a)(10) to Amendment No. 3 to the Schedule 14D-1 filed by
Purchaser, Parent, HEI, HHI, HC and HMM with the SEC on December 20, 1995
and incorporated herein by reference.
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SIGNATURE
After due inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this Statement is true, complete and correct.
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Dated: December 20, 1995 HYUNDAI ACQUISITION, INC.
By: /s/ Y. H. KIM
Name: Y. H. Kim
Title: President and Chief Executive Officer
HYUNDAI ELECTRONICS AMERICA
By: /s/ Y. H. KIM
Name: Y. H. Kim
Title: President and Chief Executive Officer
HYUNDAI ELECTRONICS INDUSTRIES CO., LTD.
By: /s/ Y. H. KIM
Name: Y. H. Kim
Title: Authorized Agent
HYUNDAI HEAVY INDUSTRIES CO., LTD.
By: /s/ Y. H. KIM
Name: Y. H. Kim
Title: Authorized Agent
HYUNDAI CORPORATION
By: /s/ Y. H. KIM
Name: Y. H. Kim
Title: Authorized Agent
HYUNDAI MERCHANT MARINE CO., LTD.
By: /s/ Y. H. KIM
Name: Y. H. Kim
Title: Authorized Agent
MAXTOR CORPORATION
By: /s/ GLENN H. STEVENS
Name: Glenn H. Stevens
Title: Vice President, General Counsel and Secretary
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