<PAGE>
________________________________________________________________________________
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
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FORM 10-K-A
ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
FOR THE FISCAL YEAR ENDED OCTOBER 31, 1993 COMMISSION FILE NO. 1-8597
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THE COOPER COMPANIES, INC.
(EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER)
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<TABLE>
<S> <C>
DELAWARE 94-2657368
(STATE OR OTHER JURISDICTION OF (I.R.S. EMPLOYER
INCORPORATION) IDENTIFICATION NO.)
1 BRIDGE PLAZA, FORT LEE, NEW JERSEY 07024
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES) (ZIP CODE)
201-585-5100
(REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE)
</TABLE>
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SECURITIES REGISTERED PURSUANT TO SECTION 12(b) OF THE ACT:
<TABLE>
<CAPTION>
NAME OF EACH EXCHANGE
TITLE OF EACH CLASS ON WHICH REGISTERED
- --------------------------------------------------------------- ------------------------
<S> <C>
Common Stock, $.10 Par Value New York Stock Exchange
and associated Rights Pacific Stock Exchange
10 5/8% Convertible Subordinated New York Stock Exchange
Reset Debentures due 2005 Pacific Stock Exchange
10% Senior Subordinated Secured Pacific Stock Exchange
Notes due 2003
</TABLE>
SECURITIES REGISTERED PURSUANT TO SECTION 12(G) OF THE ACT:
None
Indicate by check mark whether the registrant (1) has filed all reports
required to be filed by Section 13 or 15(d) of the Securities Exchange Act of
1934 during the preceding 12 months, and (2) has been subject to such filing
requirements for the past 90 days. Yes [x] No [ ]
Indicate by check mark if disclosure of delinquent filers pursuant to Item
405 of Regulation S-K is not contained herein, and will not be contained, to the
best of registrant's knowledge, in definitive proxy or information statements
incorporated by reference in Part III of this Form 10-K or any amendment to this
Form 10-K. [x]
Aggregate market value of the voting stock held by non-affiliates of the
registrant as of December 31, 1993: Common Stock, $.10 Par Value -- $15,467,238
Number of shares outstanding of the registrant's common stock, as of
December 31, 1993: 30,129,125
DOCUMENTS INCORPORATED BY REFERENCE:
None
________________________________________________________________________________
<PAGE>
The undersigned registrant hereby amends the following items, financial
statements, exhibits or other portions of its Annual Report pursuant to Section
13 or 15(d) of the Securities Exchange Act of 1934 on Form 10-K for the fiscal
year ended October 31, 1993, as set forth below:
Item 9 -- Changes in and Disagreements With Accountants on Accounting and
Financial Disclosure.
Item 10 -- Directors and Executive Officers of the Registrant.
Item 11 -- Executive Compensation.
Item 12 -- Securities Ownership of Certain Beneficial Owners and
Management.
Item 13 -- Certain Relationships and Related Transactions.
ITEM 9. CHANGES IN AND DISAGREEMENTS WITH ACCOUNTANTS ON ACCOUNTING AND
FINANCIAL DISCLOSURE.
During fiscal years 1993 and 1992, TCC neither changed its accountants nor
reported a disagreement on Form 8-K on any matter of accounting principles or
practices of financial statement disclosure.
PART III
The information required by Part III, Items 10, 11, 12 and 13, has been
omitted from this Report pursuant to Instruction G(3) as it will be filed with
the Securities and Exchange Commission by an amendment to this Report on Form
10-K-A.
<PAGE>
Pursuant to the requirements of the Securities Exchange Act of 1934, the
Registrant has duly caused this Amendment to be signed on its behalf by the
undersigned, thereunto duly authorized.
THE COOPER COMPANIES, INC.
BY: /S/ ROBERT S. HOLCOMBE
...................................
ROBERT S. HOLCOMBE
SENIOR VICE PRESIDENT
AND GENERAL COUNSEL
Dated: February 1, 1994
