UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
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SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
Laser Photonics, Inc.
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(Name of Issuer)
Common Stock, par value $0.01 per share
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(Title of Class of Securities)
517903308
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(CUSIP Number)
December 31, 1999
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(Date of Event Which Requires Filing of This Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
|_| Rule 13d-1(b)
|X| Rule 13d-1(c)
|_| Rule 13d-1(d)
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* The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
<PAGE>
CUSIP No. 517903308
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1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Joseph E. Gallo
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a |_|
(b) |_|
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3 SEC USE ONLY
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4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
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| 5 SOLE VOTING POWER
NUMBER OF |
| 1,260,165**
SHARES |-------------------------------------------------------
| 6 SHARED VOTING POWER
BENEFICIALLY |
| 0
OWNED BY |-------------------------------------------------------
| 7 SOLE DISPOSITIVE POWER
EACH |
| 1,260,165**
REPORTING |-------------------------------------------------------
| 8 SHARED DISPOSITIVE POWER
PERSON WITH |
| 0
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9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,260,165**
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10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)EXCLUDES
CERTAIN SHARES |_|
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11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
9.6%
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12 TYPE OF REPORTING PERSON*
IN
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**Beneficial ownership based on Joseph E. Gallo's status as trustee with sole
voting and dispositive power for shares owned by those certain trusts listed on
Exhibit A attached hereto.
<PAGE>
CUSIP No. 517903308
Item 1.
(a) Laser Photonics, Inc.
(b) 2431 Impala Drive, Carlsbad, CA 92008
Item 2.
(a) Joseph E. Gallo
(b) 600 Yosemite Blvd., Modesto, CA 95354-2760
(c) United States
(d) Common Stock, par value $0.01 per share
(e) 517903308
Item 3. If this statement is filed pursuant to sections 240.13d-1(b) or
sections 240.13d-2(b) or (c), check whether the person filing is a:
(a) |_| Broker or Dealer registered under Section 15 of the Act
(15 U.S.C. 78o).
(b) |_| Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78o).
(c) |_| Insurance Company as defined in section 3(a)(19)of the Act (15 U.S.C.
78o).
(d) |_| Investment Company registered under section 8 of the Investment
Company Act of 1940 (15 U.S.C. 80a-8).
(e) |_| An investment advisor in accordance with sections 240.13d-1(b)(1)
(ii)(E);
(f) |_| An employee benefit plan or endowment fund in accordance with
sections 240.13d-1(b)(1)(ii)(F);
(g) |_| A parent holding company or control person in accordance with
sections 240.13d-1(b)(1)(ii)(G);
(h) |_| A savings association as defined in Section 3(b) of the
Federal Deposit Insurance Act (12 U.S.C. 1813);
(i) |_| A church plan that is excluded from the definition of an
investment company under section 3(c)(14) of the Investment
Company Act (15 U.S.C. 80a-3);
(j) |_| Group, in accordance with sections 240.13d-1(b)(1)(ii)(J).
<PAGE>
CUSIP No. 517903308
Item 4. Ownership.
(a) 1,260,165
(b) 9.6%
(c)(i) 1,260,165
(c)(ii) -0-
(c)(iii) 1,260,165
(c)(iv) -0-
Item 5. Ownership of Five Percent or Less of a Class.
Not Applicable.
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
Not Applicable.
Item 7. Identification and Classification of the Subsidiary Which Acquired the
Security Being Reported on by the Parent Holding Company.
Not Applicable.
Item 8. Identification and Classification of Members of the Group.
Not Applicable.
Item 9. Notice of Dissolution of Group.
Not Applicable.
Item 10. Certification.
By signing below I certify that, to the best of my knowledge and
belief, the securities referred to above were not acquired and are not
held for the purpose of or with the effect of changing or influencing
the control of the issuer of the securities and were not acquired and
are not held in connection with or as a participant in any transaction
having that purpose or effect.
<PAGE>
CUSIP No. 517903308
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
January 31, 2000
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(Date)
/s/Joseph E. Gallo
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Joseph E. Gallo, Trustee, Stephanie A.
Gallo 1987 Non-Exempt Family Trust U/ART
IV 12/16/87
/s/Joseph E. Gallo
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Joseph E. Gallo, Trustee, Ernest J.
Gallo 1987 Non-Exempt Family Trust U/ART
IV 12/16/87
/s/Joseph E. Gallo
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Joseph E. Gallo, Trustee, Joseph C.
Gallo 1987 Non-Exempt Family Trust U/ART
IV 12/16/87
/s/Joseph E. Gallo
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Joseph E. Gallo, Trustee, Stephanie A.
Gallo 1990 Family Trust
/s/Joseph E. Gallo
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Joseph E. Gallo, Trustee, Ernest J.
Gallo 1991 Family Trust
/s/Joseph E. Gallo
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Joseph E. Gallo, Trustee, Joseph C. Gallo
1994 Family Trust
/s/Joseph E. Gallo
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Joseph E. Gallo, Trustee, Descendents of
Joseph E. Gallo Trust U/ART III 12/16/87
/s/Joseph E. Gallo
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Joseph E. Gallo, Trustee, Joseph &
Ofelia Gallo Community Property Trust
<PAGE>
EXHIBIT A
Joseph E. Gallo, Trustee, Stephanie A. Gallo 1987 Non-Exempt Family Trust
U/ART IV 12/16/87
Joseph E. Gallo, Trustee, Ernest J. Gallo 1987 Non-Exempt Family Trust U/ART
IV 12/16/87
Joseph E. Gallo, Trustee, Joseph C. Gallo 1987 Non-Exempt Family Trust U/ART
IV 12/16/87
Joseph E. Gallo, Trustee, Stephanie A. Gallo 1990 Family Trust
Joseph E. Gallo, Trustee, Ernest J. Gallo 1991 Family Trust
Joseph E. Gallo, Trustee, Joseph C. Gallo 1994 Family Trust
Joseph E. Gallo, Trustee, Descendents of Joseph E. Gallo Trust U/ART III
12/16/87
Joseph E. Gallo, Trustee, Joseph & Ofelia Gallo Community Property Trust
