United States
Securities and Exchange Commission
Washington, D. C. 20549
FORM 13F COVER PAGE
Report for the Quarter Ended September 30, 2000
_________________________________________________________________
Check here if Amendment [ ] ; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement [ ] Adds new
holdings entries.
Institutional Investment Manager Filing this Report:
Gregory O. Williams
Rothschild Asset Management Inc.
1251 Avenue of the Americas
New York, New York 10020
13F File Number: 28-99999
The institutional investment manager filing this report and the person
by whom it is signed hereby represent that the person signing the
report is authorized to submit it, that all information contained herein
is true, correct and complete, and that it is understood that all required
items, statements, schedules, lists, and tables, are considered integral
parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Gregory O. Williams
Title: Senior Vice President
Phone: (212) 403-3531
Signature Place Date of Signing
Gregory O. Williams
1251 Avenue of the Americas, New York, NY 10020 11/08/00
Report Type (check only one.):
[X] 13F Holdings Report.
[ ] 13F Notice
[ ] 13F Combination Report.
I AM SIGNING THIS REPORT AS REQUIRED BY THE
SECURITIES EXCHANGE ACT OF 1934.
FORM 13F SUMMARY PAGE
REPORT SUMMARY:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total 378
Form 13F Information Table Value Total: $ 1,905,476
LIST OF OTHER INCLUDED MANAGERS:
No 13F File Number Name
02 02 Rothschild North America Inc.
NAME OF REPORTING MANAGER:
ROTHSCHILD ASSET MANAGEMENT INC.
13-F Filings Report Page 1
As of Date: 09/30/00
Item 1: Item 2: Item 4: Item 4:
Item 5: Item 6: Item 8:
SECURITY TITLE OF CUSIP FAIR
SHARES OR Investment Disc Voting Aut
DESCRIPTION CLASS NUMBER MARKET VALUE
FACE AMOUNT SOLE(A) MANAGERS SHARES
GATX CORP Common Stock 361448103 24,074
574,900 01 02 574,900
BRINKER INTERNATIONAL Common Stock 109641100 22,817
757,400 01 02 757,400
GALLAGHER (ARTHUR J )CO Common Stock 363576109 20,889
353,300 01 02 353,300
LOUIS DREYFUS NAT GAS COCommon Stock 546011107 20,415
515,200 01 02 515,200
TALBOTS INC Common Stock 874161102 19,325
291,700 01 02 291,700
PMI GROUP INC Common Stock 69344M101 18,807
277,600 01 02 277,600
ALPHARMA INC Common Stock 20813101 18,729
306,400 01 02 306,400
ZALE CORP Common Stock 988858106 18,026
555,700 01 02 555,700
HELMERICH & PAYNE INC Common Stock 423452101 17,416
482,100 01 02 482,100
ENERGEN CORPORATION Common Stock 29265N108 17,118
575,400 01 02 575,400
OXFORD HEALTH PLANS INC.Common Stock 691471106 16,922
550,600 01 02 550,600
SENSORMATIC ELECTRONICS Common Stock 817265101 16,835
1,122,300 01 02 1,122,300
EQUITABLE RESOURCES INC Common Stock 294549100 16,560
261,300 01 02 261,300
ADTRAN INC Common Stock 00738A106 16,300
383,100 01 02 383,100
SCHOLASTIC CORP. Common Stock 807066105 16,167
203,200 01 02 203,200
JACOBS ENGINEERING GROUPCommon Stock 469814107 15,710
389,700 01 02 389,700
FIRST HEALTH GROUP Common Stock 320960107 15,448
479,000 01 02 479,000
EOG RESOURCES INC Common Stock 26875P101 14,512
373,300 01 02 373,300
ALLETE INC Common Stock 18522102 14,448
653,000 01 02 653,000
ANIXTER INTL INC Common Stock 35290105 14,321
491,700 01 02 491,700
MURPHY OIL CORP Common Stock 626717102 14,077
217,200 01 02 217,200
SILICON VALLEY GROUP Common Stock 827066101 13,861
526,800 01 02 526,800
KEMET CORP Common Stock 488360108 13,710
496,300 01 02 496,300
01: Rothschild Asset Management Inc. Total 396,486
NAME OF REPORTING MANAGER:
ROTHSCHILD ASSET MANAGEMENT INC.
13-F Filings Report Page 2
As of Date: 09/30/00
Item 1: Item 2: Item 4: Item 4:
Item 5: Item 6: Item 8:
SECURITY TITLE OF CUSIP FAIR
SHARES OR Investment Disc Voting Aut
DESCRIPTION CLASS NUMBER MARKET VALUE
FACE AMOUNT SOLE(A) MANAGERS SHARES
RADIAN GROUP INC Common Stock 750236101 13,601
201,500 01 02 201,500
JACK IN THE BOX INC Common Stock 466367109 13,581
633,500 01 02 633,500
GOLDEN WEST FINL CORP DELCommon Stock 381317106 13,138
245,000 01 02 245,000
DENTSPLY INTL INC Common Stock 249030107 13,053
373,600 01 02 373,600
MID ATLANTIC MEDICAL SERVCommon Stock 59523C107 12,991
858,900 01 02 858,900
BELDEN INC Common Stock 77459105 12,672
536,400 01 02 536,400
UNIVERSAL FOODS CORP Common Stock 913538104 12,488
612,900 01 02 612,900
HS RESOURCES INC Common Stock 404297103 12,451
370,300 01 02 370,300
JOHN NUVEEN CO-CL A Common Stock 478035108 12,432
257,000 01 02 257,000
SONIC CORP Common Stock 835451105 12,408
393,900 01 02 393,900
VINTAGE PETROLEUM INC Common Stock 927460105 12,274
539,500 01 02 539,500
RELIANT ENERGY INC Common Stock 75952J108 12,071
259,600 01 02 259,600
PERFORMANCE FOOD GROUP COCommon Stock 713755106 11,972
318,200 01 02 318,200
AMERADA HESS CORP Common Stock 23551104 11,858
177,150 01 02 177,150
RECKSON ASSOCIATES REALTY Common Stock 75621K106 11,733
460,100 01 02 460,100
LIZ CLAIBORNE INC. Common Stock 539320101 11,615
301,700 01 02 301,700
REEBOK INTERNATIONAL LIMITEDCommon Stock 758110100 11,427
607,400 01 02 607,400
BECKMAN COULTER INC Common Stock 75811109 11,307
146,600 01 02 146,600
MALLINCKRODT GRP INC Common Stock 561232109 11,292
247,500 01 02 247,500
DATASCOPE CORPORATION Common Stock 238113104 11,162
333,200 01 02 333,200
CONSTELLATION BRANDS INCCommon Stock 21036P108 11,145
205,200 01 02 205,200
SYMANTEC CORP Common Stock 871503108 11,026
250,600 01 02 250,600
AVNET INC Common Stock 53807103 10,941
385,600 01 02 385,600
01: Rothschild Asset Management Inc Total 278,639
NAME OF REPORTING MANAGER:
ROTHSCHILD ASSET MANAGEMENT INC.
13-F Filings Report Page 3
As of Date: 09/30/00
Item 1: Item 2: Item 4: Item 4:
Item 5: Item 6: Item 8:
SECURITY TITLE OF CUSIP FAIR
SHARES OR Investment Disc Voting Aut
DESCRIPTION CLASS NUMBER MARKET VALUE
FACE AMOUNT SOLE(A) MANAGERS SHARES
KENT ELECTRONICS CORP Common Stock 490553104 10,839
454,000 01 02 454,000
ACTEL CORP Common Stock 4934105 10,681
297,200 01 02 297,200
MC CORMICK & CO (NON VTG)Common Stock 579780206 10,621
357,000 01 02 357,000
RAYONIER INC Common Stock 754907103 10,321
287,200 01 02 287,200
KNIGHT RIDDER INC. Common Stock 499040103 10,310
202,900 01 02 202,900
ITT INDUSTRIES Common Stock 450911102 10,143
312,700 01 02 312,700
HAWAIIAN ELECTRIC INDS. INC.Common Stock 419870100 10,124
290,300 01 02 290,300
MICHAELS STORES INC Common Stock 594087108 10,012
250,300 01 02 250,300
VISHAY INTERTECHNOLOGY INCCommon Stock 928298108 9,991
324,900 01 02 324,900
FELCOR LODGING TRUST INCCommon Stock 31430F101 9,985
431,800 01 02 431,800
WHITNEY HOLDING CORP Common Stock 966612103 9,812
270,200 01 02 270,200
BORDERS GROUP ING Common Stock 99709107 9,706
696,400 01 02 696,400
ENGELHARD CORPORATION Common Stock 292845104 9,698
596,800 01 02 596,800
CYPRESS SEMICONDUCTOR CORPCommon Stock 232806109 9,663
232,500 01 02 232,500
VALLEY NATIONAL BANCORPCommon Stock 919794107 9,634
352,729 01 02 352,729
NOBLE AFFILIATES INC Common Stock 654894104 9,597
258,500 01 02 258,500
HARLAND JOHN H CO Common Stock 412693103 9,540
623,000 01 02 623,000
RYLAND GROUP INC Common Stock 783764103 9,517
307,000 01 02 307,000
UGI CORP Common Stock 902681105 9,453
389,800 01 02 389,800
ALEXANDER & BALDWIN INC.Common Stock 14482103 9,391
361,200 01 02 361,200
STEWART & STEVENSON SVCS INCCommon Stock 860342104 9,343
535,784 01 02 535,784
WEBB(DEL E)CORP Common Stock 947423109 9,246
333,200 01 02 333,200
DEAN FOODS CO Common Stock 242361103 9,130
274,600 01 02 274,600
01: Rothschild Asset Management Inc. Total 226,757
NAME OF REPORTING MANAGER:
ROTHSCHILD ASSET MANAGEMENT INC.
13-F Filings Report Page 4
As of Date: 09/30/00
Item 1: Item 2: Item 4: Item 4:
Item 5: Item 6: Item 8:
SECURITY TITLE OF CUSIP FAIR
SHARES OR Investment Disc Voting Aut
DESCRIPTION CLASS NUMBER MARKET VALUE
FACE AMOUNT SOLE(A) MANAGERS SHARES
PRECISION CASTPARTS CORPCommon Stock 740189105 9,026
235,200 01 02 235,200
SCOTTS COMPANY Common Stock 810186106 8,945
267,000 01 02 267,000
AMERICAN FREIGHTWAYS CORPCommon Stock 02629V108 8,936
562,900 01 02 562,900
TOM BROWN INC Common Stock 115660201 8,903
363,400 01 02 363,400
PIONEER-STANDARD ELECTRONICSCommon Stock723877106 8,869
653,900 01 02 653,900
QUESTAR CORP Common Stock 748356102 8,830
317,500 01 02 317,500
ARROW ELECTRONICS CORP Common Stock 42735100 8,751
256,900 01 02 256,900
EASTGROUP PROPERTIES Common Stock 277276101 8,720
391,900 01 02 391,900
VENATOR GROUP INC Common Stock 922944103 8,640
698,200 01 02 698,200
AZTAR CORP Common Stock 54802103 8,604
559,600 01 02 559,600
POGO PRODUCING CO Common Stock 730448107 8,587
338,400 01 02 338,400
RUSSELL CORP Common Stock 782352108 8,487
534,600 01 02 534,600
AMERICAN EXPRESS COMPANYCommon Stock 25816109 8,396
138,200 01 02 138,200
CHURCH & DWIGHT CO INC Common Stock 171340102 8,271
450,100 01 02 450,100
CLECO CORP Common Stock 12561W105 8,270
176,900 01 02 176,900
SBC COMMUNICATIONS INC Common Stock 78387G103 8,179
163,574 01 02 163,574
ENERGY EAST CORP Common Stock 29266M109 8,138
359,700 01 02 359,700
IVAX CORPORATION Common Stock 465823102 8,020
174,350 01 02 174,350
RARE HOSPITALITY INTL INC Common Stock 753820109 7,845
385,050 01 02 385,050
PERKINELMER INC Common Stock 714046109 7,823
74,950 01 02 74,950
COMMERCIAL METALS CO Common Stock 201723103 7,790
305,500 01 02 305,500
CITIGROUP INC Common Stock 172967101 7,741
143,193 01 02 143,193
AUTOZONE INC Common Stock 53332102 7,689
338,900 01 02 338,900
01: Rothschild Asset Management Inc. Total 193,459
NAME OF REPORTING MANAGER:
ROTHSCHILD ASSET MANAGEMENT INC.
13-F Filings Report Page 5
As of Date: 09/30/00
Item 1: Item 2: Item 4: Item 4:
Item 5: Item 6: Item 8:
SECURITY TITLE OF CUSIP FAIR
SHARES OR Investment Disc Voting Aut
DESCRIPTION CLASS NUMBER MARKET VALUE
FACE AMOUNT SOLE(A) MANAGERS SHARES
SUMMIT PROPERTIES INC. Common Stock 866239106 7,572
314,700 01 02 314,700
APRIA HEALTHCARE GROUP Common Stock 37933108 7,532
540,400 01 02 540,400
AMERICAN INTERNATIONAL GRP Common Stock 26874107 7,524
78,636 01 02 78,636
OGE ENERGY CORP Common Stock 670837103 7,289
342,000 01 02 342,000
BANCWEST CORP Common Stock 59790105 7,198
370,300 01 02 370,300
UMB FINANCIAL CORP Common Stock 902788108 7,160
192,220 01 02 192,220
TORO CO Common Stock 891092108 7,157
227,200 01 02 227,200
OWENS & MINOR INC Common Stock 690732102 7,141
453,400 01 02 453,400
BEAR STEARNS COS INC Common Stock 73902108 7,131
112,300 01 02 112,300
LEHMAN BROTHERS HOLDINGSCommon Stock 524908100 6,911
46,500 01 02 46,500
NATIONAL FUEL GAS CO N J Common Stock 636180101 6,907
123,200 01 02 123,200
TECH DATA CORP Common Stock 878237106 6,789
158,800 01 02 158,800
US CELLULAR CORP Common Stock 911684108 6,755
96,500 01 02 96,500
GRANITE CONSTRUCTION INCCommon Stock 387328107 6,705
276,500 01 02 276,500
GENERAL ELECTRIC COMPANYCommon Stock 369604103 6,663
115,500 01 02 115,500
PATTERSON DENTAL CO Common Stock 703412106 6,577
292,300 01 02 292,300
AMERICAN STANDARD COS INCCommon Stock 29712106 6,572
147,900 01 02 147,900
MANPOWER INC Common Stock 56418H100 6,570
205,700 01 02 205,700
SEACOR SMIT INC Common Stock 811904101 6,530
140,050 01 02 140,050
SUPERVALU INC Common Stock 868536103 6,495
431,200 01 02 431,200
ALBERTO CULVER CO Common Stock 13068101 6,491
225,300 01 02 225,300
SPRINGS INDS INC Common Stock 851783100 6,441
228,500 01 02 228,500
SYNCOR INTL CORP Common Stock 87157J106 6,380
173,300 01 02 173,300
01: Rothschild Asset Management Inc. Total 158,490
NAME OF REPORTING MANAGER:
ROTHSCHILD ASSET MANAGEMENT INC.
13-F Filings Report Page 6
As of Date: 09/30/00
Item 1: Item 2: Item 4: Item 4:
Item 5: Item 6: Item 8:
SECURITY TITLE OF CUSIP FAIR
SHARES OR Investment Disc Voting Aut
DESCRIPTION CLASS NUMBER MARKET VALUE
FACE AMOUNT SOLE(A) MANAGERS SHARES
WESTVACO CORPORATION Common Stock 961548104 6,341
237,600 01 02 237,600
ELECTROGLAS INC Common Stock 285324109 6,250
366,300 01 02 366,300
ARKANSAS BEST CORP. Common Stock 40790107 6,247
406,300 01 02 406,300
MEDIA GENERAL CLASS A Common Stock 584404107 6,239
145,100 01 02 145,100
PINNACLE ENTERTAINMENT INCCommon Stock 723456109 6,194
284,800 01 02 284,800
RLI CORP Common Stock 749607107 6,004
155,700 01 02 155,700
SCOTTS TECHNOLOGIES INC Common Stock 810022301 5,959
336,300 01 02 336,300
NUEVO ENERGY CO. Common Stock 670509108 5,869
319,400 01 02 319,400
MICROCHIP TECHNOLOGY INCCommon Stock 595017104 5,853
177,025 01 02 177,025
INTEGRATED SILICON SOLUTION Common Stock 45812P107 5,837
411,400 01 02 411,400
LABORATORY CORP OF AMERICACommon Stock 50540R409 5,834
48,720 01 02 48,720
OLD REP INTL CORP Common Stock 680223104 5,792
240,700 01 02 240,700
UAL INCORPORATED Common Stock 902549500 5,714
136,050 01 02 136,050
INNKEEPERS USA TRUST Common Stock 4576J0104 5,686
554,700 01 02 554,700
COVENTRY HEALTH CARE INCCommon Stock 222862104 5,651
373,600 01 02 373,600
HARTFORD FIN. SERVICES GROUPCommon Stock 416515104 5,631
77,200 01 02 77,200
DIAGNOSTIC PRODUCTS CORPCommon Stock 252450101 5,620
104,800 01 02 104,800
ARROW INTL INC Common Stock 42764100 5,587
153,600 01 02 153,600
ULTRAMAR DIAMOND SHAMROCKCommon Stock 904000106 5,583
220,000 01 02 220,000
MERCANTILE BANKSHARES CORPCommon Stock 587405101 5,572
153,500 01 02 153,500
KAUFMAN & BROAD HOME CORPCommon Stock 486168107 5,565
206,600 01 02 206,600
PEPSICO INCORPORATED Common Stock 713448108 5,407
117,550 01 02 117,550
LANDSTAR SYSTEM INC Common Stock 515098101 5,306
118,900 01 02 118,900
01: Rothschild Asset Management Inc. Total 133,740
NAME OF REPORTING MANAGER:
ROTHSCHILD ASSET MANAGEMENT INC.
13-F Filings Report Page 7
As of Date: 09/30/00
Item 1: Item 2: Item 4: Item 4:
Item 5: Item 6: Item 8:
SECURITY TITLE OF CUSIP FAIR
SHARES OR Investment Disc Voting Aut
DESCRIPTION CLASS NUMBER MARKET VALUE
FACE AMOUNT SOLE(A) MANAGERS SHARES
IPALCO ENTERPRISES INC Common Stock 462613100 5,232
228,700 01 02 228,700
INTERNATIONAL BUSINESS MACHS.Common Stock459200101 5,175
46,000 01 02 46,000
HAVERTY FURNITURE COS Common Stock 419596101 5,037
460,500 01 02 460,500
HARSCO CORP Common Stock 415864107 5,032
228,100 01 02 228,100
CRESCENT REAL ESTATE EQUITIES PFDCV A 6.75% 225756204 5,024
308,000 02 308,000
GLENBOROUGH REALTY TR. SR. A PFD CV SER A% 37803P204 5,015
295,000 02 295,000
JDA SOFTWARE GROUP INC Common Stock 46612K108 5,004
392,500 01 02 392,500
EVEREST REINSURANCE HLDGS Common Stock 299808105 4,965
100,300 01 02 100,300
TRUE NORTH COMMUNICATIONS Common Stock 897844106 4,948
138,400 01 02 138,400
DALLAS SEMICONDUCTOR CORP.Common Stock 235204104 4,944
150,400 01 02 150,400
FULTON FINANCIAL CORP Common Stock 360271100 4,915
248,055 01 02 248,055
NU HORIZONS ELECTRONICS Common Stock 669908105 4,901
176,200 01 02 176,200
WENDYS INTL INC Common Stock 950590109 4,847
241,600 01 02 241,600
INTEGRATED DEVICE TECHNOLOGY Common Stock 458118106 4,824
53,300 01 02 53,300
BLACK BOX CORP Common Stock 91826107 4,798
102,900 01 02 102,900
MENTOR GRAPHICS CORPORATION Common Stock 587200106 4,760
202,000 01 02 202,000
BLACK HILLS CORP. Common Stock 92113109 4,740
168,900 01 02 168,900
PERRIGO Common Stock 714290103 4,707
687,800 01 02 687,800
AMBAC FINANCIAL GROUP INC Common Stock 23139108 4,695
64,100 01 02 64,100
CITIZEN'S UTILITIES CO-SER B Common Stock 177342201 4,649
346,000 01 02 346,000
MORGAN J P & CO INC Common Stock 616880100 4,558
27,900 01 02 27,900
EASTMAN CHEMICAL CO Common Stock 277432100 4,543
123,000 01 02 123,000
SMITH CHARLES E RESIDENTIAL REALTY Common Stock 832197107 4,528
99,800 01 02 99,800
CABLETRON SYSTEMS INC. Common Stock 126920107 4,505
152,700 01 02 152,700
VALMONT INDUSTRIES INC Common Stock 920253101 4,490
225,900 01 02 225,900
01: Rothschild Asset Management Inc. Total 120,835
NAME OF REPORTING MANAGER:
ROTHSCHILD ASSET MANAGEMENT INC.
13-F Filings Report Page 8
As of Date: 09/30/00
Item 1: Item 2: Item 4: Item 4:
Item 5: Item 6: Item 8:
SECURITY TITLE OF CUSIP FAIR
SHARES OR Investment Disc Voting Aut
DESCRIPTION CLASS NUMBER MARKET VALUE
FACE AMOUNT SOLE(A) MANAGERS SHARES
FLUOR CORP Common Stock 343861100 4,470
149,000 01 02 149,000
POPE AND TALBOT INCORPORATED Common Stock 732827100 4,466
312,000 01 02 312,000
MOLEX INCORPORATED Common Stock 608554101 4,443
81,625 01 02 81,625
HANDLEMAN CO DEL Common Stock 410252100 4,367
352,900 01 02 352,900
REHABCARE CORP. Common Stock 759148109 4,361
102,600 01 02 102,600
AMR CORPORATION Common Stock 1765106 4,324
132,270 01 02 132,270
EXTENDED STAY AMERICA INC Common Stock 30224P101 4,219
318,400 01 02 318,400
LITTLEFUSE INC Common Stock 537008104 4,219
142,100 01 02 142,100
MINNESOTA MINING AND MFG. CO Common Stock 604059105 4,164
45,700 01 02 45,700
SMUCKER (J.M.) CO Common Stock 832696108 4,153
170,800 01 02 170,800
IDACORP Common Stock 451107106 4,139
89,500 01 02 89,500
ROWAN COS INC Common Stock 779382100 3,973
137,000 01 02 137,000
ASHLAND INC Common Stock 44204105 3,958
117,480 01 02 117,480
BERRY PETROLEUM CO Common Stock 85789105 3,950
218,700 01 02 218,700
TECHNITROL INC Common Stock 878555101 3,889
38,500 01 02 38,500
SCI SYSTEMS INC Common Stock 783890106 3,866
94,300 01 02 94,300
BERKSHIRE HATHAWAY INC Common Stock 84670108 3,671
57 01 02 57
US RESTAURANT PROPERTIES SERIES PFD CV SER A 902971209 3,619
268,100 02 268,100
HOUGHTON MIFFLIN COMPANY Common Stock 441560109 3,595
91,600 01 02 91,600
BARNES & NOBLE INC Common Stock 67774109 3,589
182,300 01 02 182,300
OCCIDENTAL PETE CORP Common Stock 674599105 3,579
164,100 01 02 164,100
NATIONAL SEMICONDUCTOR CORP Common Stock 637640103 3,578
88,900 01 02 88,900
INSURANCE AUTO AUCTION INC Common Stock 457875102 3,552
219,400 01 02 219,400
ZEBRA TECHNOLOGIES CORP CL A Common Stock 989207105 3,547
73,800 01 02 73,800
01: Rothschild Asset Management Inc. Total 95,690
NAME OF REPORTING MANAGER:
ROTHSCHILD ASSET MANAGEMENT INC.
13-F Filings Report Page 9
As of Date: 09/30/00
Item 1: Item 2: Item 4: Item 4:
Item 5: Item 6: Item 8:
SECURITY TITLE OF CUSIP FAIR
SHARES OR Investment Disc Voting Aut
DESCRIPTION CLASS NUMBER MARKET VALUE
FACE AMOUNT SOLE(A) MANAGERS SHARES
DPL INC Common Stock 233293109 3,532
118,715 01 02 118,715
BUCKEYE TECHNOLOGIES Common Stock 118255108 3,517
169,500 01 02 169,500
CUMMINS ENGINE INC Common Stock 231021106 3,491
116,600 01 02 116,600
RECKSON ASSOC. REALTY CORP. PFD CV SER A% 75621K205 3,490
149,300 02 149,300
PS BUSINESS PARKS INC Common Stock 69360J107 3,458
126,900 01 02 126,900
MASTEC INC Common Stock 576323109 3,375
108,000 01 02 108,000
CITY NATIONAL CORP Common Stock 178566105 3,368
87,200 01 02 87,200
FELCOR LODGING TR. INC. PFD CV A $1.95 31430F200 3,369
177,300 02 177,300
BARD C R INC Common Stock 67383109 3,363
79,600 01 02 79,600
GENERAL DYNAMICS Common Stock 369550108 3,354
53,400 01 02 53,400
AVX CORP Common Stock 2444107 3,318
127,300 01 02 127,300
CHESAPEAKE CORP Common Stock 165159104 3,307
171,800 01 02 171,800
WOODHEAD INDUSTRIES INC. Common Stock 979438108 3,278
157,500 01 02 157,500
LAFARGE CORP Common Stock 505862102 3,252
149,500 01 02 149,500
YELLOW CORP Common Stock 985509108 3,244
214,500 01 02 214,500
ICU MEDICAL INC Common Stock 44930G107 3,221
124,500 01 02 124,500
SEARS ROEBUCK AND COMPANY Common Stock 812387108 3,197
98,600 01 02 98,600
NUI CORP Common Stock 629430109 3,185
105,500 01 02 105,500
BRADY CORP Common Stock 104674106 3,173
104,900 01 02 104,900
NICOR INC Common Stock 654086107 3,119
86,200 01 02 86,200
PUBLIC SERVICE CO NEW MEXICO Common Stock 744499104 3,113
120,300 01 02 120,300
CHARMING SHOPPES INC Common Stock 161133103 3,028
580,300 01 02 580,300
CIRCUIT CITY STORES INC Common Stock 172737108 3,015
131,100 01 02 131,100
LAM RESEARCH CORP. Common Stock 512807108 2,948
140,800 01 02 140,800
ELECTRO SCIENTIFIC IND. INC Common Stock 285229100 2,940
83,700 01 02 83,700
01: Rothschild Asset Management Inc. Total 81,656
NAME OF REPORTING MANAGER:
ROTHSCHILD ASSET MANAGEMENT INC.
13-F Filings Report Page 10
As of Date: 09/30/00
Item 1: Item 2: Item 4: Item 4:
Item 5: Item 6: Item 8:
SECURITY TITLE OF CUSIP FAIR
SHARES OR Investment Disc Voting Aut
DESCRIPTION CLASS NUMBER MARKET VALUE
FACE AMOUNT SOLE(A) MANAGERS SHARES
APPLEBEES INTL INC Common Stock 37899101 2,926
127,200 01 02 127,200
CHUBB CORP Common Stock 171232101 2,920
36,900 01 02 36,900
LONE STAR TECHNOLOGIES INC Common Stock 542312103 2,912
63,100 01 02 63,100
AVERY DENNISON CORP Common Stock 53611109 2,898
62,500 01 02 62,500
PHILLIPS PETE COMPANY Common Stock 718507106 2,887
46,000 01 02 46,000
STERLING BANCORP Common Stock 859158107 2,886
148,010 01 02 148,010
MORGAN STANLEY DEAN WITTER Common Stock 617446448 2,880
31,500 01 02 31,500
ADVANCED MICRO DEVICES INC. Common Stock 7903107 2,873
121,600 01 02 121,600
BELLSOUTH CORP Common Stock 79860102 2,854
70,900 01 02 70,900
ASYST TECHNOLOGIES INC Common Stock 04648X107 2,819
139,200 01 02 139,200
XCEL ENERGY INC Common Stock 98389B100 2,758
100,309 01 02 100,309
WALT DISNEY CO Common Stock 254687106 2,755
72,029 01 02 72,029
NIKE INC. Common Stock 654106103 2,720
67,900 01 02 67,900
STANDARD PACIFIC CORP Common Stock 85375C101 2,666
148,100 01 02 148,100
SCANSOURCE INC Common Stock 806037107 2,663
49,900 01 02 49,900
ALCOA INC Common Stock 13817101 2,633
104,000 01 02 104,000
HORMEL FOOD CORP Common Stock 440452100 2,613
156,600 01 02 156,600
PENN VA CORP Common Stock 707882106 2,587
99,500 01 02 99,500
ANHEUSER BUSCH COS INC Common Stock 35229103 2,581
61,000 01 02 61,000
IBP INC. Common Stock 449223106 2,566
140,100 01 02 140,100
UNITED HEALTH GROUP CORP Common Stock 91324P102 2,538
25,700 01 02 25,700
FPL GROUP INC Common Stock 302571104 2,531
38,500 01 02 38,500
PHILLIPS-VAN HEUSEN CORP Common Stock 718592108 2,517
244,100 01 02 244,100
01: Rothschild Asset Management Inc. Total 62,983
NAME OF REPORTING MANAGER:
ROTHSCHILD ASSET MANAGEMENT INC.
13-F Filings Report Page 11
As of Date: 09/30/00
Item 1: Item 2: Item 4: Item 4:
Item 5: Item 6: Item 8:
SECURITY TITLE OF CUSIP FAIR
SHARES OR Investment Disc Voting Aut
DESCRIPTION CLASS NUMBER MARKET VALUE
FACE AMOUNT SOLE(A) MANAGERS SHARES
REALTY INCOME TRUST CORP Common Stock 756109104 2,469
105,900 01 02 105,900
LONGVIEW FIBRE COMPANY Common Stock 543213102 2,400
200,000 01 02 200,000
LUBRIZOL CORP Common Stock 549271104 2,400
121,900 01 02 121,900
TERADYNE INC Common Stock 880770102 2,398
68,500 01 02 68,500
BAXTER INTERNATIONAL INC Common Stock 71813109 2,362
29,600 01 02 29,600
ANTEC CORP Common Stock 03664P105 2,333
79,100 01 02 79,100
ADAC LABS Common Stock 5313200 2,323
111,600 01 02 111,600
OM GROUP INC Common Stock 670872100 2,273
52,100 01 02 52,100
CACI INC Common Stock 127190304 2,249
104,900 01 02 104,900
APPLE COMPUTER INC Common Stock 37833100 2,248
87,300 01 02 87,300
BORG WARNER AUTOMOTIVE INC Common Stock 99724106 2,243
67,700 01 02 67,700
APPLIED INDUSTRIAL TECHNOLOGIES I Common Stock 03820C105 2,239
129,300 01 02 129,300
POTLATCH CORP Common Stock 737628107 2,220
70,200 01 02 70,200
ARNOLD INDS INC Common Stock 42595108 2,214
131,200 01 02 131,200
BLACK & DECKER CORP Common Stock 91797100 2,195
64,200 01 02 64,200
SYMMETRICOM INC Common Stock 871543104 2,170
138,900 01 02 138,900
BOSTON BEER CO INC Common Stock 100557107 2,123
235,900 01 02 235,900
CABLE DESIGN TECHNOLOGIES CORP Common Stock 126924109 2,064
84,900 01 02 84,900
TXU CORP Common Stock 873168108 2,057
51,900 01 02 51,900
DOVER CORP Common Stock 260003108 2,056
43,800 01 02 43,800
SPRINT CORP. (FON GROUP) Common Stock 852061100 2,041
69,638 01 02 69,638
EXXONMOBIL CORPORATION Common Stock 30231G102 2,032
22,800 01 02 22,800
USG CORP Common Stock 903293405 2,002
79,900 01 02 79,900
01: Rothschild Asset Management Inc. Total 51,110
NAME OF REPORTING MANAGER:
ROTHSCHILD ASSET MANAGEMENT INC.
13-F Filings Report Page 12
As of Date: 09/30/00
Item 1: Item 2: Item 4: Item 4:
Item 5: Item 6: Item 8:
SECURITY TITLE OF CUSIP FAIR
SHARES OR Investment Disc Voting Aut
DESCRIPTION CLASS NUMBER MARKET VALUE
FACE AMOUNT SOLE(A) MANAGERS SHARES
ANALOG DEVICES INCORPORATED Common Stock 32654105 1,990
24,100 01 02 24,100
CHEVRON CORPORATION Common Stock 166751107 1,969
23,100 01 02 23,100
GBC BANCORP CA Common Stock 361475106 1,908
56,000 01 02 56,000
FIRST INDL RLTY TR INC Common Stock 32054K103 1,860
60,500 01 02 60,500
INTEGRATED MEASUREMENT SYSTEMS IN Common Stock 457923100 1,833
135,800 01 02 135,800
GREIF BROS. CORP.- CL A Common Stock 397624107 1,825
54,900 01 02 54,900
FORD MOTOR COMPANY Common Stock 345370860 1,815
71,700 01 02 71,700
PARKWAY PROPERTIES INC Common Stock 70159Q104 1,806
59,200 01 02 59,200
JP REALTY INC Common Stock 46624A106 1,779
98,500 01 02 98,500
TEXAS INSTRUMENTS INCORPORATED Common Stock 882508104 1,746
37,000 01 02 37,000
DELUXE CORP Common Stock 248019101 1,743
85,800 01 02 85,800
QUAKER CHEMICAL CORP Common Stock 747316107 1,722
101,300 01 02 101,300
U.S. FREIGHTWAYS CORP Common Stock 916906100 1,638
72,200 01 02 72,200
SPHERION CORP Common Stock 848420105 1,620
135,700 01 02 135,700
BUILDING MATERIALS HOLDING CO Common Stock 120113105 1,571
177,000 01 02 177,000
HARMONIC INC Common Stock 413160102 1,546
64,400 01 02 64,400
INFORMIX CORP Common Stock 456779107 1,539
373,100 01 02 373,100
BJS WHOLESALE CLUB IMC Common Stock 05548J106 1,525
44,700 01 02 44,700
DELPHI FINANCIAL GROUP INC. Common Stock 247131105 1,519
37,500 01 02 37,500
COOPER INDS INC Common Stock 216669101 1,502
42,600 01 02 42,600
WAL-MART STORES INC Common Stock 931142103 1,487
30,900 01 02 30,900
NORTHWESTERN CORP Common Stock 668074107 1,478
75,800 01 02 75,800
SCANA CORP Common Stock 805898103 1,470
47,600 01 02 47,600
01: Rothschild Asset Management Inc. Total 38,890
NAME OF REPORTING MANAGER:
ROTHSCHILD ASSET MANAGEMENT INC.
13-F Filings Report Page 13
As of Date: 09/30/00
Item 1: Item 2: Item 4: Item 4:
Item 5: Item 6: Item 8:
SECURITY TITLE OF CUSIP FAIR
SHARES OR Investment Disc Voting Aut
DESCRIPTION CLASS NUMBER MARKET VALUE
FACE AMOUNT SOLE(A) MANAGERS SHARES
PARK ELECTROCHEMICAL CORP. Common Stock 700416209 1,463
26,300 01 02 26,300
COLGATE-PALMOLIVE CO Common Stock 194162103 1,449
30,700 01 02 30,700
KULICKE & SOFFA IND Common Stock 501242101 1,448
108,800 01 02 108,800
DILLARD'S INC Common Stock 254067101 1,433
134,900 01 02 134,900
TIDEWATER INC Common Stock 886423102 1,415
31,100 01 02 31,100
SUPERIOR INDUSTRIES INTL INC Common Stock 868168105 1,410
47,000 01 02 47,000
CYTEC INDUSTRIES INC Common Stock 232820100 1,398
41,800 01 02 41,800
CNA SURETY CORP Common Stock 12612L108 1,389
120,800 01 02 120,800
MUSICLAND STORES CORP. Common Stock 62758B109 1,369
193,900 01 02 193,900
STRUCTURAL DYNAMICS RESEARCH Common Stock 863555108 1,349
82,400 01 02 82,400
PRESIDENTIAL LIFE CORP Common Stock 740884101 1,337
89,500 01 02 89,500
DOW CHEMICAL COMPANY Common Stock 260543103 1,337
53,600 01 02 53,600
INTEL CORP Common Stock 458140100 1,322
31,800 01 02 31,800
RYAN'S FAMILY STEAK HOUSES INC Common Stock 783519101 1,298
168,900 01 02 168,900
TYCO INTERNATIONAL LTD Common Stock 902124106 1,245
24,000 01 02 24,000
NEW HORIZONS WORLDWIDE INC Common Stock 645526104 1,210
100,850 01 02 100,850
MANITOWOC CO Common Stock 563571108 1,197
62,200 01 02 62,200
UNIVERSAL HEALTH SERVICES CL B Common Stock 913903100 1,147
13,400 01 02 13,400
ROLLINS TRUCK LEASING CORP Common Stock 775741101 1,135
179,800 01 02 179,800
INTERNATIONAL RECTIFIER CORP Common Stock 460254105 1,131
22,400 01 02 22,400
HERMAN MILLER INC. Common Stock 600544100 1,122
35,000 01 02 35,000
PALL CORPORATION Common Stock 696429307 1,097
55,000 01 02 55,000
MCCLATCHY HOLDINGS CO Common Stock 579489105 1,070
30,400 01 02 30,400
01: Rothschild Asset Management Inc. Total 29,773
NAME OF REPORTING MANAGER:
ROTHSCHILD ASSET MANAGEMENT INC.
13-F Filings Report Page 14
As of Date: 09/30/00
Item 1: Item 2: Item 4: Item 4:
Item 5: Item 6: Item 8:
SECURITY TITLE OF CUSIP FAIR
SHARES OR Investment Disc Voting Aut
DESCRIPTION CLASS NUMBER MARKET VALUE
FACE AMOUNT SOLE(A) MANAGERS SHARES
SUSQUEHANNA BANCSHARES INC-PA Common Stock 869099101 1,054
69,100 01 02 69,100
KIRBY CORP Common Stock 497266106 1,050
53,500 01 02 53,500
ERIE INDEMNITY CO CL A Common Stock 29530P102 1,013
34,500 01 02 34,500
TELEFLEX INC Common Stock 879369106 1,007
29,300 01 02 29,300
HENRY SCHEIN INC Common Stock 806407102 925
46,400 01 02 46,400
GORMAN RUPP CO Common Stock 383082104 909
55,300 01 02 55,300
INTERNATIONAL PAPER COMPANY Common Stock 460146103 866
30,200 01 02 30,200
LANDRYS SEAFOOD RESTAURANT Common Stock 51508L103 850
124,700 01 02 124,700
OCEAN ENERGY INC Common Stock 6.75E+110 780
50,500 01 02 50,500
SMITH INTL INC Common Stock 832110100 767
9,400 01 02 9,400
PENTAIR INC Common Stock 709631105 749
28,000 01 02 28,000
FANNIE MAE Common Stock 313586109 736
10,300 01 02 10,300
PRIME MED SVC INC Common Stock 74156D108 729
94,000 01 02 94,000
FEDEX CORP Common Stock 31428X106 705
15,900 01 02 15,900
TACO CABANA INC Common Stock 873425102 673
156,100 01 02 156,100
AMERICAN TEL AND TELEG COMPANY Common Stock 1957109 662
22,542 01 02 22,542
MENS WEARHOUSE INC Common Stock 587118100 654
23,100 01 02 23,100
ALLMERICA FINANCIAL Common Stock 19754100 652
10,200 01 02 10,200
OSHKOSH B'GOSH CL A Common Stock 688222207 644
42,300 01 02 42,300
CIGNA CORP Common Stock 125509109 642
6,150 01 02 6,150
HEWLETT PACKARD COMPANY Common Stock 428236103 611
6,300 01 02 6,300
LUCENT TECHNOLOGIES Common Stock 549463107 607
19,870 01 02 19,870
NEIMAN-MARCUS GROUP INC Common Stock 640204202 587
18,100 01 02 18,100
01: Rothschild Asset Management Inc. Total 17,872
NAME OF REPORTING MANAGER:
ROTHSCHILD ASSET MANAGEMENT INC.
13-F Filings Report Page 15
As of Date: 09/30/00
Item 1: Item 2: Item 4: Item 4:
Item 5: Item 6: Item 8:
SECURITY TITLE OF CUSIP FAIR
SHARES OR Investment Disc Voting Aut
DESCRIPTION CLASS NUMBER MARKET VALUE
FACE AMOUNT SOLE(A) MANAGERS SHARES
PHOENIX INVESTMENT PARTNERS Common Stock 719085102 556
35,900 01 02 35,900
FMC CORP Common Stock 302491303 550
8,200 01 02 8,200
BANK OF NEW YORK INC. Common Stock 64057102 544
9,700 01 02 9,700
M S CARRIERS INC. Common Stock 553533100 528
33,800 01 02 33,800
WASHINGTON POST CO. Common Stock 939640108 528
1,000 01 02 1,000
HALLIBURTON COMPANY Common Stock 406216101 519
10,600 01 02 10,600
SCHERING-PLOUGH CORP. Common Stock 806605101 516
11,100 01 02 11,100
BP AMOCO PLC Common Stock 055622104 505
9,526 01 02 9,526
NEW YORK TIMES CLASS A Common Stock 650111107 500
12,728 01 02 12,728
PFF BANCORP INC Common Stock 69331W104 496
22,800 01 02 22,800
STEIN MART INC Common Stock 858375108 488
45,100 01 02 45,100
SCHLUMBERGER LTD Common Stock 806857108 486
5,900 01 02 5,900
J & J SNACK FOODS Common Stock 466032109 479
37,000 01 02 37,000
MOTOROLA INCORPORATED Common Stock 620076109 472
16,700 01 02 16,700
DARDEN RESTAURANTS Common Stock 237194105 460
22,100 01 02 22,100
VERIZON COMMUNICATIONS CO Common Stock 92343V104 443
9,138 01 02 9,138
OXFORD INDUSTRIES INCORPORATED Common Stock 691497309 415
23,200 01 02 23,200
UNOCAL CORP Common Stock 915289102 411
11,600 01 02 11,600
MBNA CORP Common Stock 55262L100 397
10,300 01 02 10,300
RAYTHEON CO CL B Common Stock 755111408 387
13,600 01 02 13,600
HOLOGIC INC Common Stock 436440101 385
51,700 01 02 51,700
PECO ENERGY CO Common Stock 693304107 382
6,300 01 02 6,300
USX-MARATHON GROUP Common Stock 902905827 375
13,200 01 02 13,200
01: Rothschild Asset Management Inc Total 10,819
NAME OF REPORTING MANAGER:
ROTHSCHILD ASSET MANAGEMENT INC.
13-F Filings Report Page 16
As of Date: 09/30/00
Item 1: Item 2: Item 4: Item 4:
Item 5: Item 6: Item 8:
SECURITY TITLE OF CUSIP FAIR
SHARES OR Investment Disc Voting Aut
DESCRIPTION CLASS NUMBER MARKET VALUE
FACE AMOUNT SOLE(A) MANAGERS SHARES
BEVERLY ENTERPRISES Common Stock 87851101 361
60,800 01 02 60,800
COMERICA INC Common Stock 200340107 356
6,100 01 02 6,100
ANADARKO PETROLEUM Common Stock 32511107 352
5,300 01 02 5,300
PPL CORPORATION Common Stock 69351T106 347
8,300 01 02 8,300
COLONIAL PROPERTIES TRUST Common Stock 195872106 334
13,000 01 02 13,000
PETROLEUM & RES CORP Common Stock 716549100 328
7,795 01 02 7,795
MBIA INCORPORATED Common Stock 55262C100 320
4,500 01 02 4,500
MUTUAL SERIES FUND INC Common Stock 628380107 317
15,453 01 02 15,453
SOUTHDOWN INC Common Stock 841297104 314
4,400 01 02 4,400
HEALTH CARE PPTY INVS INC Common Stock 421915109 308
10,400 01 02 10,400
RTI INTERNATIONAL METALS Common Stock 74973W107 308
21,300 01 02 21,300
DELTA AIR LINES INCORPORATED Common Stock 247361108 306
6,901 01 02 6,901
CLEAR CHANNEL COMMUNICATIONS Common Stock 184502102 306
5,410 01 02 5,410
CADBURY SCHWEPPES PLC Common Stock 127209302 301
12,500 01 02 12,500
CONSOLIDATED EDISON CO N Y Common Stock 209115104 293
8,600 01 02 8,600
AT&T CORP LIBERTY MEDIA GROUP Common Stock 1957208 293
16,300 01 02 16,300
MAGNETEK INC Common Stock 559424106 286
26,950 01 02 26,950
CALGON CARBON CORP Common Stock 129603106 286
42,000 01 02 42,000
MICHAEL FOODS INC Common Stock 594079105 285
12,200 01 02 12,200
ABBOTT LABORATORIES Common Stock 2824100 271
5,700 01 02 5,700
01: Rothschild Asset Management Inc. Total 6,273
NAME OF REPORTING MANAGER:
ROTHSCHILD ASSET MANAGEMENT INC.
13-F Filings Report Page 17
As of Date: 09/30/00
Item 1: Item 2: Item 4: Item 4:
Item 5: Item 6: Item 8:
SECURITY TITLE OF CUSIP FAIR
SHARES OR Investment Disc Voting Aut
DESCRIPTION CLASS NUMBER MARKET VALUE
FACE AMOUNT SOLE(A) MANAGERS SHARES
TECO ENERGY INC Common Stock 872375100 270
9,400 01 02 9,400
DIEBOLD INC Common Stock 253651103 269
10,125 01 02 10,125
BERGEN BRUNSWIG CORP CL A Common Stock 83739102 261
22,300 01 02 22,300
INT'L FLAVORS & FRAGRANCES Common Stock 459506101 254
13,933 01 02 13,933
K2 INC Common Stock 482732104 243
27,200 01 02 27,200
JEFFERSON PILOT CORPORATION Common Stock 475070108 238
3,500 01 02 3,500
GREENPOINT FINANCIAL CORP Common Stock 395384100 237
8,000 01 02 8,000
COMMERCE BANCSHARES INC. Common Stock 200525103 232
6,300 01 02 6,300
01: Rothschild Asset Management Inc. Total 2,004
Grand Total 1,905,476
.
