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FORM U-12(I)-B (THREE-YEAR STATEMENT)
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C.
Three-Year Period Ending 2001
FORM U-12(I)-B (THREE-YEAR STATEMENT)
Statement Pursuant to Section 12(i) of Public Utility Holding Company Act of
1935 by a Person Regularly Employed or Retained by a Registered Holding
Company or a Subsidiary Thereof and Whose Employment Contemplates Only Routine
Expenses as Specified in Rule 71(b)
(To be filed in DUPLICATE. If acknowledgment is desired, file in triplicate)
1. Name and business address of person filing statement.
See attached Exhibit A
2. Names and business addresses of any persons through whom the undersigned
proposes to act in matters included within the exemption provided by
paragraph(b) of Rule U-71.
None.
3. Registered holding companies and subsidiary companies by which the
undersigned is regularly employed or retained.
New England Power Service Company and associated companies, including New
England Electric System.
4. Position or relationship in which the undersigned is employed or retained
by each of the companies named in item 3, and brief description of nature
of services to be rendered in each such position or relationship.
See attached Exhibit A
5. (a) Compensation received during the current year and estimated to be
received over the next two calendar years by the undersigned or others,
directly or indirectly, for services rendered by the undersigned, from each
of the companies designated in item 3. (Use column (a) as supplementary
statement only.)
See attached Exhibit B
(b) Basis for compensation if other than salary.
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6. (To be answered in supplementary statement only. See instructions.)
Expenses incurred by the undersigned or any person named in item 2, above,
during the calendar year in connection with the activities described in
item 4, above, and the source or sources of reimbursement for same.
(a) Total amount of routine expenses charged to client:
See attached Exhibit B
(b) Itemized list of other expenses: None
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New England Power Service Company
s/ Carlos A. Gavilondo
By: ____________________________________________
Carlos A. Gavilondo
s/ Ronald T. Gerwatowski
By: ____________________________________________
Ronald T. Gerwatowski
s/ James S. Robinson
By: ____________________________________________
James S. Robinson
s/ Masheed H. Rosenqvist
By: ____________________________________________
Masheed H. Rosenqvist
Date: February 2, 1999
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EXHIBIT INDEX
Exhibit No. Description Page
- ----------- ----------- ----
A Names, positions, corporate affiliations Filed
and business addresses of individuals who herewith
may act during 1999, 2000, and 2001 in
matters included within the exemption
provided by paragraph (b) of Rule 71
B Compensation received during the current Filed
year and estimated to be received over the herewith
next two calendar years and total amount
of routine expenses charged to client in 1998
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EXHIBIT A
Names, positions, corporate affiliations and business addresses of individuals
who may act during 1999, 2000, and 2001 in matters included within the
exemption provided by paragraph (b) of Rule 71:
New England Power Service Company
Carlos A. Gavilondo
Senior Attorney
Ronald T. Gerwatowski
Senior Counsel, New England Power Service Company and
General Counsel, The Narragansett Electric Company
James S. Robinson
Vice President and Director of Generation Investments
Masheed Rosenqvist
Vice President and Director
of Transmission Marketing
Unless otherwise noted, the business address of the above listed persons is:
25 Research Drive
Westborough, MA 01582
The duties of each of the above-listed individuals may require, among other
things, such appearances as may be necessary before the Federal Energy
Regulatory Commission, the Securities and Exchange Commission, and, possibly
on rare occasions, Congress, or the staff of the Commissions or Congress, to
present or discuss matters affecting the New England Electric System
companies. The time devoted to such activities represents only a small
fraction of the time devoted to the duties of their above-listed positions.
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EXHIBIT B
<TABLE>
<CAPTION>
Total Compensation
Name of Recipient Received in 1998(A) Estimated Compensation (B)
- ----------------- ------------------- ------------------------------
1999 2000 2001
---- ---- ----
<S> <C> <C> <C> <C>
Carlos A. Gavilondo 88,779 88,779 88,779 88,779
Ronald T. Gerwatowski 130,715 115,932 115,932 115,932
James S. Robinson 149,247 111,085 111,085 111,085
Masheed H. Rosenqvist 130,412 116,846 116,846 116,846
</TABLE>
(A) Does not include incentive compensation, if any, for 1998, which amount
is not determined at this time. Includes bonuses paid to recipient in
calendar year 1998 and contributions made to 401(K) plan and excludes
health insurance amounts and dependent care spending and health care
spending allowances paid by employee and amounts reported to the IRS as
taxable compensation re: life insurance and other fringe benefits.
(B) Does not include an estimate of incentive compensation.
<TABLE>
<CAPTION>
Total Amount of Routine Expenses
Name Charged to Client in 1998
---- --------------------------------
<S> <C>
C. A. Gavilondo $6,467
R. T. Gerwatowski $5,612
J. S. Robinson $12,443
M. H. Rosenqvist $8,865
</TABLE>
