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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. *)
Western Micro Technology, Inc.
(Name of Issuer)
Common Stock
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(Title of Class of Securities)
958648107
(CUSIP Number)
Mitchell J. Soboleski
ROI Capital Management, Inc.
One Bush Street, Suite 1150
San Francisco, CA 94104
(415) 677-1112
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(Name, Address and Telephone Number of Person Authorized to Receive Notices
and Communications)
August 15, 1995
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to
report the acquisition which is the subject of this Schedule 13D, and is
filing this schedule because of Rule 13d-1(b)(3) or (4), check the following
box / /.
Check the following box if a fee is being paid with the statement /X/. (A
fee is not required only if the reporting person: (1) has a previous
statement on file reporting beneficial ownership of more than five percent of
the class of securities described in Item 1; and (2) has filed no amendment
subsequent thereto reporting beneficial ownership of five percent or less of
such class.) (See Rule 13d-7.)
Note: Six copies of this statement, including all exhibits, should be filed
with the Commission. See Rule 13d-1(a) for other parties to whom copies are
to be sent.
* The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which
would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section
of the Act but shall be subject to all other provisions of the Act (however,
see the Notes).
SEC 1746 (12-91)
<PAGE>
<PAGE>
SCHEDULE 13D
CUSIP No. 958648107 Page 3 of 12 Pages
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1 NAME OF REPORTING PERSON
SS OR IRS IDENTIFICATION NO. OF ABOVE PERSON
ROI Capital Management, Inc.
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) /* /
(b) / /
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3 SEC USE ONLY
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4 SOURCE OF FUNDS*
AF
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(E) / /
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
California
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NUMBER OF 7 SOLE VOTING POWER
SHARES -0-
BENEFICIALLY --------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH 259,000
REPORTING --------------------------------------------------
PERSON 9 SOLE DISPOSITIVE POWER
WITH -0-
--------------------------------------------------
10 SHARED DISPOSITIVE POWER
259,000
- ---------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
259,000
- ---------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
/ /
- ---------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
7.00%
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14 TYPE OF REPORTING PERSON*
CO and IA
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE>
<PAGE>
SCHEDULE 13D
CUSIP No. 958648107 Page 3 of 12 Pages
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1 NAME OF REPORTING PERSON
SS OR IRS IDENTIFICATION NO. OF ABOVE PERSON
ROI Partners, L.P.
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) /* /
(b) / /
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3 SEC USE ONLY
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4 SOURCE OF FUNDS*
WC
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(E) / /
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
California
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NUMBER OF 7 SOLE VOTING POWER
SHARES -0-
BENEFICIALLY --------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH 161,500
REPORTING --------------------------------------------------
PERSON 9 SOLE DISPOSITIVE POWER
WITH -0-
--------------------------------------------------
10 SHARED DISPOSITIVE POWER
161,500
- ---------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
161,500
- ---------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
/ /
- ---------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
4.4%
- ---------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
PN
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE>
<PAGE>
SCHEDULE 13D
CUSIP No. 958648107 Page 4 of 12 Pages
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1 NAME OF REPORTING PERSON
SS OR IRS IDENTIFICATION NO. OF ABOVE PERSON
ROI & Lane, L.P.
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) /* /
(b) / /
- ---------------------------------------------------------------------------
3 SEC USE ONLY
- ---------------------------------------------------------------------------
4 SOURCE OF FUNDS*
WC
- ---------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(E) / /
- ---------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
California
- ---------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES -0-
BENEFICIALLY --------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH 17,000
REPORTING --------------------------------------------------
PERSON 9 SOLE DISPOSITIVE POWER
WITH -0-
--------------------------------------------------
10 SHARED DISPOSITIVE POWER
17,000
- ---------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
17,000
- ---------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
/ /
- ---------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.5%
- ---------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
PN
- ---------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE>
<PAGE>
SCHEDULE 13D
CUSIP No. 958648107 Page 5 of 12 Pages
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1 NAME OF REPORTING PERSON
SS OR IRS IDENTIFICATION NO. OF ABOVE PERSON
Mark T. Boyer
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) /* /
(b) / /
- ---------------------------------------------------------------------------
3 SEC USE ONLY
- ---------------------------------------------------------------------------
4 SOURCE OF FUNDS*
AF
- ---------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(E) / /
- ---------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- ---------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES -0-
BENEFICIALLY --------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH 161,500
REPORTING --------------------------------------------------
PERSON 9 SOLE DISPOSITIVE POWER
WITH -0-
--------------------------------------------------
10 SHARED DISPOSITIVE POWER
161,500
- ---------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
161,500
- ---------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
/ /
- ---------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
4.4%
- ---------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
- ---------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE>
<PAGE>
SCHEDULE 13D
CUSIP No. 958648107 Page 6 of 12 Pages
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1 NAME OF REPORTING PERSON
SS OR IRS IDENTIFICATION NO. OF ABOVE PERSON
Mitchell J. Soboleski
- ---------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) /* /
(b) / /
- ---------------------------------------------------------------------------
3 SEC USE ONLY
- ---------------------------------------------------------------------------
4 SOURCE OF FUNDS*
AF
- ---------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(E) / /
- ---------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- ---------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES -0-
BENEFICIALLY --------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH 161,500
REPORTING --------------------------------------------------
PERSON 9 SOLE DISPOSITIVE POWER
WITH -0-
--------------------------------------------------
10 SHARED DISPOSITIVE POWER
161,500
- ---------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
161,500
- ---------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
/ /
- ---------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
4.4%
- ---------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
- ---------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE>
<PAGE>
SCHEDULE 13D
CUSIP No. 958648107 Page 7 of 12 Pages
ITEM 1. SECURITY AND ISSUER.
This amended statement relates to shares of Common Stock (the "Stock") of
Western Micro Technology, Inc., a California corporation ("WMTI"). The
principal executive office of WMTI is located at 12900 Saratoga Avenue,
Saratoga, CA 95070.
ITEM 2. IDENTITY AND BACKGROUND.
The persons filing this statement and the persons enumerated in Instruction
C of Schedule 13D and, where applicable, their respective places of
organization, general partners, directors, executive officers and controlling
persons, and the information regarding them, are as follows:
(a) ROI Capital Management, Inc. ("ROI"); ROI Partners, L.P. ("PTRS"); ROI
& Lane, L.P. ("R&L"); Mark T. Boyer ("Boyer"); Mitchell J. Soboleski
("Soboleski"); and Kevin Lane ("Lane").
(b) The business address of ROI, PTRS, R&L, Boyer, Soboleski and Lane is One
Bush Street, Suite 1150, San Francisco, CA 94104.
(c) Boyer and Soboleski are the sole shareholders of ROI and, respectively,
the President and Secretary. Boyer, Soboleski and ROI are the general
partners of PTRS which is an investment limited partnership. ROI is the
managing general partner of R&L which is an investment partnership.
Lane is not active in the business of R&L.
(d) During the last five years, none of such persons has been convicted in
a criminal proceeding (excluding traffic violations or similar
misdemeanors).
(e) During the last five years, none of such persons was a party to a civil
proceeding of a judicial or administrative body of competent
jurisdiction and as a result of such proceeding was or is subject to a
judgment, decree or final order enjoining future violations of, or
prohibiting or mandating activities subject to, federal or state
securities laws or finding any violation with respect to such laws.
(f) All of such persons are citizens of the United States of America.<PAGE>
<PAGE>
SCHEDULE 13D
CUSIP No. 958648107 Page 8 of 12 Pages
ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION.
The source and amount of funds used in purchasing the Stock were as follows:
Purchaser Source of Funds Amount
ROI Funds Under Management (1) $1,054,378.75
R&L Working Capital $ 68,416.00
PTRS Working Capital $ 659,488.00
(1) Includes funds of R&L and PTRS invested in Stock.
ITEM 4. PURPOSE OF TRANSACTION.
The principal purpose of the acquisitions of securities is investment. The
persons named in Item 2 of this statement have no plans or proposals that
relate to or would result in:
(a) An extraordinary corporate transaction, such as a merger, reorganization
or liquidation, involving WMTI or any of its subsidiaries;
(b) A sale or transfer of a material amount of assets of WMTI or of any of
its subsidiaries;
(c) Any change in the present board of directors or management of WMTI,
including any plans or proposals to change the number or term of directors or
to fill any existing vacancies on the board;
(d) Any material change in the present capitalization or dividend policy of
WMTI;
(e) Any other material change in WMTI's business or corporate structure;
(f) Changes in WMTI's charter, bylaws or instruments corresponding thereto
or other actions which may impede the acquisition of control of WMTI by any
person;
(g) Causing a class of securities of WMTI to be delisted from a national
securities exchange or to cease to be authorized to be quoted in an inter-
dealer quotation system of a registered national securities association;
(h) A class of equity securities of WMTI becoming eligible for termination
of registration pursuant to Section 12(g)(4) of the Securities Exchange Act
of 1934, as amended; or
(i) Any action similar to any of those enumerated above.
<PAGE>
<PAGE>
SCHEDULE 13D
CUSIP No. 958648107 Page 9 of 12 Pages
ITEM 5. INTEREST IN SECURITIES OF THE ISSUER.
The beneficial ownership of the Stock of the persons named in Item 2 of this
amended statement is as follows at the date hereof:
Aggregate
Beneficially
Owned Voting Power Dispositive Power
Name Number Percent Sole Shared Sole Shared
ROI 259,000 7.0 -0- 259,000 -0- 259,000
PTRS 161,500 4.4 -0- 161,500 -0- 161,500
R&L 17,000 0.5 -0- 17,000 -0- 17,000
Boyer 161,500 4.4 -0- 161,500 -0- 161,500
Soboleski 161,500 4.4 -0- 161,500 -0- 161,500
<PAGE>
<PAGE>
SCHEDULE 13D
CUSIP No. 958648107 Page 10 of 12 Pages
The persons filing this statement effected the following transactions in the
Stock on the dates indicated, and such transactions are the only transactions
in the Stock by the persons filing this statement:
Purchase Number Price Broker
Name or Sale Date of Shares Per Share Used
PTRS P 8-2-95 4,000 3.1875 BNYN
R&L P 8-2-95 2,000 3.1875 BNYN
ROI P 8-2-95 2,000 3.1875 BNYN
ROI P 8-2-95 2,000 3.1875 BNYN
R&L P 8-3-95 3,000 3.665 BNYN
ROI P 8-3-95 11,000 3.665 BNYN
ROI P 8-3-95 7,000 3.665 BNYN
PTRS P 8-4-95 34,000 3.665 BNYN
PTRS P 8-4-95 12,000 4.078 BNYN
R&L P 8-4-95 1,500 4.078 BNYN
ROI P 8-4-95 4,000 4.078 BNYN
ROI P 8-4-95 2,500 4.078 BNYN
PTRS P 8-7-95 30,000 4.1375 BNYN
R&L P 8-7-95 4,000 4.1375 BNYN
ROI P 8-7-95 6,000 4.1375 BNYN
ROI P 8-7-95 10,000 4.1375 BNYN
PTRS P 8-8-95 9,000 4.667 BNYN
R&L P 8-8-95 1,000 4.667 BNYN
ROI P 8-8-95 1,900 4.666 BNYN
ROI P 8-8-95 3,100 4.666 BNYN
PTRS P 8-9-95 7,000 4.250 BNYN
R&L P 8-9-95 1,000 4.250 BNYN
ROI P 8-9-95 1,500 4.250 BNYN
ROI P 8-9-95 3,000 4.250 BNYN
PTRS P 8-15-95 18,000 4.141 BNYN
R&L P 8-15-95 2,000 4.141 BNYN
ROI P 8-15-95 6,000 4.141 BNYN
ROI P 8-15-95 4,000 4.141 BNYN
PTRS P 8-16-95 26,000 4.141 BNYN
ROI P 8-16-95 9,000 4.141 BNYN
ROI P 8-16-95 5,000 4.141 BNYN
PTRS P 8-21-95 10,000 4.125 BNYN
PTRS P 8-22-95 1,500 4.125 BNYN
PTRS P 8-24-95 5,000 4.219 BNYN
PTRS P 8-25-95 5,000 4.1875 BNYN
ROI P 8-25-95 1,000 4.1875 BNYN
ROI P 8-25-95 1,500 4.1875 BNYN
R&L P 8-28-95 2,500 4.250 BNYN
BNYN - Banyan Securities Co.
<PAGE>
<PAGE>
SCHEDULE 13D
CUSIP No. 958648107 Page 11 of 12 Pages
ITEM. 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH
RESPECT TO SECURITIES OF THE ISSUER.
ROI, Boyer and Soboleski are the general partners of PTRS pursuant to a
limited partnership agreement. ROI and Lane are general partners of R&L
pursuant to a limited partnership agreement and by agreement between ROI
and Lane, ROI is the Managing General Partner of R&L. Lane has no power to
vote or dispose of any securities held by R&L. Each limited partnership
agreement provides to the general partners the authority, among other
things, to invest the funds of the limited partnership in the Stock, to
vote and dispose of those securities and to file this statement on behalf
of each partnership. Pursuant to those limited partnership agreements, the
general partners of the partnership are entitled to fees based on assets
under management and special profit allocations based on realized and
unrealized gains and losses, if certain conditions are met. Pursuant to
investment management agreements, ROI is authorized, among other things, to
invest funds of its various investment advisory clients, and to vote and
dispose of those securities. Such investment management agreements may be
terminated by either party on notice as provide in such agreements and
provide for fees paid to ROI based on assets under management and realized
and unrealized gains.
ITEM 7. MATERIAL TO BE FILED AS EXHIBITS.
A. Agreement Regarding Joint Filing of Statement on Schedule 13D or 13G
(previously filed).
SIGNATURES
After reasonable inquiry and to the best of my knowledge, I certify
that the information set forth in this amended statement is true, complete
and correct.
DATED: _____________, 1995
ROI CAPITAL MANAGEMENT, INC. ROI PARTNERS, L.P.
By: /s/ Mitchell J. Soboleski By: /s/ Mitchell J. Soboleski
Mitchell J. Soboleski Mitchell J. Soboleski
Secretary General Partner
ROI & LANE, L.P. /s/ Mark T. Boyer
Mark T. Boyer
By: ROI Capital Management, Inc.,
General Partner
By: /s/ Mitchell J. Soboleski /s/ Mitchell J. Soboleski
Mitchell J. Soboleski Mitchell J. Soboleski
Secretary<PAGE>
<PAGE>
SCHEDULE 13D
CUSIP No. 958648107 Page 12 of 12 Pages
EXHIBIT A
AGREEMENT REGARDING JOINT FILING
OF STATEMENT ON SCHEDULE 13D OR 13G
The undersigned agree to file jointly with the Securities and Exchange
Commission (the "SEC") any and all statements on Schedule 13D or Schedule 13G
(and any amendments or supplements thereto) required under section 13(d) of
the Securities Exchange Act of 1934, as amended, in connection with purchases
by the undersigned of Common Stock ("Stock") of Western Micro Technology,
Inc., a California corporation. For that purpose, the undersigned hereby
constitute and appoint , a ROI Capital Management, Inc., a California
corporation, as their true and lawful agent and attorney-in-fact, with full
power and authority for and on behalf of the undersigned to prepare or cause
to be prepared, sign, file with the SEC and furnish to any other person all
certificates, instruments, agreements and documents necessary to comply with
section 13(d) and section 16(a) of the Securities Exchange Act of 1934, as
amended, in connection with said purchases, and to do and perform every act
necessary and proper to be done incident to the exercise of the foregoing
power, as fully as the undersigned might or could do if personally present.
DATED: _____________, 1995
ROI CAPITAL MANAGEMENT, INC. ROI PARTNERS, L.P.
By: /s/ Mitchell J. Soboleski By: /s/ Mitchell J. Soboleski
Mitchell J. Soboleski Mitchell J. Soboleski
Secretary General Partner
ROI & LANE, L.P. /s/ Mark T. Boyer
Mark T. Boyer
By: ROI Capital Management, Inc.,
General Partner
By: /s/ Mitchell J. Soboleski /s/ Mitchell J. Soboleski
Mitchell J. Soboleski Mitchell J. Soboleski
Secretary
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