<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 3)*
Optek Technology, Inc.
----------------------
(Name of Issuer)
Common Stock, par value $.01 per share
--------------------------------------
(Title of Class of Securities)
683815
--------------
(CUSIP Number)
David L. Heavenridge
Dominion Resources, Inc
901 E. Byrd Street
Richmond, VA 23219
(804) 775-5700
- ---------------------------------------------------------------------------
(Name, Address and Telephone Number of Person Authorized to Receive Notices
and Communications)
May 6, 1998
-----------
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(b)(3) or (4), check the following box [__].
Check the following box if a fee is being paid with the statement [__].
Note: Six copies of this statement, including all exhibits, should be filed with
the Commission. See Rule 13d-1(a) for other parties to whom copies are to be
sent.
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
Page 1 of 15 pages
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- -----------------------
CUSIP NO. 683815 13D
- -----------------------
- -------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
First Source Financial LLP
36-39991240
- -------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [_]
(b) [_]
- -------------------------------------------------------------------------------
3 SEC USE ONLY
- -------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
- -------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) [_]
- -------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Illinois
- -------------------------------------------------------------------------------
7 SOLE VOTING POWER
650,000
NUMBER OF
SHARES ------------------------------------------------------------
8 SHARED VOTING POWER
BENEFICIALLY
0
OWNED BY
------------------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING 650,000
PERSON
------------------------------------------------------------
WITH 10 SHARED DISPOSITIVE POWER
0
- -------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
650,000
- -------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
[_]
- -------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
8.5%
- -------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
PN
- -------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
Page 2 of 15 pages
<PAGE>
- -----------------------
CUSIP NO. 683815 13D
- -----------------------
- -------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Virginia Financial Ventures, Inc.
54-1740145
- -------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [_]
(b) [_]
- -------------------------------------------------------------------------------
3 SEC USE ONLY
- -------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
- -------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) [_]
- -------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Virginia
- -------------------------------------------------------------------------------
7 SOLE VOTING POWER
0
NUMBER OF
SHARES ------------------------------------------------------------
8 SHARED VOTING POWER
BENEFICIALLY
650,000
OWNED BY
------------------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING 0
PERSON
------------------------------------------------------------
WITH 10 SHARED DISPOSITIVE POWER
650,000
- -------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
650,000
- -------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
[_]
- -------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
8.5%
- -------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
CO
- -------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
Page 3 of 15 pages
<PAGE>
- -----------------------
CUSIP NO. 683815 13D
- -----------------------
- -------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
N.H. Capital, Inc.
36-3990749
- -------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [_]
(b) [_]
- -------------------------------------------------------------------------------
3 SEC USE ONLY
- -------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
- -------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) [_]
- -------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Virginia
- -------------------------------------------------------------------------------
7 SOLE VOTING POWER
0
NUMBER OF
SHARES ------------------------------------------------------------
8 SHARED VOTING POWER
BENEFICIALLY
650,000
OWNED BY
------------------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING 0
PERSON
------------------------------------------------------------
WITH 10 SHARED DISPOSITIVE POWER
650,000
- -------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
650,000
- -------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
[_]
- -------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
8.5%
- -------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
CO
- -------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
Page 4 of 15 pages
<PAGE>
- -----------------------
CUSIP NO. 683815 13D
- -----------------------
- -------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Dominion Capital, Inc.
54-3480682
- -------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [_]
(b) [_]
- -------------------------------------------------------------------------------
3 SEC USE ONLY
- -------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
- -------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) [_]
- -------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Virginia
- -------------------------------------------------------------------------------
7 SOLE VOTING POWER
0
NUMBER OF
SHARES ------------------------------------------------------------
8 SHARED VOTING POWER
BENEFICIALLY
650,000
OWNED BY
------------------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING 0
PERSON
------------------------------------------------------------
WITH 10 SHARED DISPOSITIVE POWER
650,000
- -------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
650,000
- -------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
[_]
- -------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
8.5%
- -------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
CO
- -------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
Page 5 of 15 pages
<PAGE>
- -----------------------
CUSIP NO. 683815 13D
- -----------------------
- -------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Dominion Resources, Inc.
54-1229715
- -------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [_]
(b) [_]
- -------------------------------------------------------------------------------
3 SEC USE ONLY
- -------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
- -------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) [_]
- -------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Virginia
- -------------------------------------------------------------------------------
7 SOLE VOTING POWER
0
NUMBER OF
SHARES ------------------------------------------------------------
8 SHARED VOTING POWER
BENEFICIALLY
650,000
OWNED BY
------------------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING 0
PERSON
------------------------------------------------------------
WITH 10 SHARED DISPOSITIVE POWER
650,000
- -------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
650,000
- -------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
[_]
- -------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
8.5%
- -------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
HC
- -------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
Page 6 of 15 pages
<PAGE>
Page 7 of 15 pages
First Source Financial LLP, an Illinois registered limited liability
partnership ("FSFLLP"), hereby amends the Statement on Schedule 13D, dated July
14, 1988, as amended January 31, 1991 and April 14, 1995 (the "Statement"), with
respect to the shares of common stock, par value $0.01 (the "Shares"), of Optek
Technology, Inc., a Delaware corporation (the "Issuer"). Virginia Financial
Ventures, Inc. ("Virginia") and N.H. Capital, Inc., each a Virginia corporation
and each a wholly owned subsidiary of Dominion Capital, Inc. ("Dominion"), a
Virginia corporation that holds a fifty percent general partnership interest in
FSFLLP and is a wholly owned subsidiary of Dominion Resources, Inc., a Virginia
corporation ("Dominion Resources"), Dominion and Dominion Resources hereby join
in this Statement. Unless otherwise indicated, capitalized terms used below but
not defined herein shall have the meanings assigned to such terms in the
Statement.
Item 1. Security and Issuer
Item 1 of the Statement is not amended.
Item 2. Identity and Background
Item 2 of the Statement is hereby amended as follows:
(a) FSFLLP.
FSFLLP's principal business is providing commercial financial services. The
address of FSFLLP's principal business and the address of its principal office
are 2850 West Golf Road, Rolling Meadows, Illinois 60008.
The present principal occupation or employment and the name, principal
business and address of any corporation or other organization in which such
employment is conducted of each executive officer and director of FSFLLP are set
forth in Appendix A.
During the last five years, neither FSFLLP nor, to the best of its
knowledge, any of the persons listed in Appendix A has been convicted in any
<PAGE>
Page 8 of 15 pages
criminal proceeding (excluding traffic violations or similar misdemeanors) or
has been a party to a civil proceeding of a judicial or administrative body of
competent jurisdiction and as a result of such proceeding was or is subject to a
judgment, decree or final order enjoining future violations of, or prohibiting
or mandating activities subject to, federal or state securities laws or finding
any violations with respect to such laws.
To the best knowledge of FSFLLP, except as otherwise indicated in Appendix
A, each of the persons listed in Appendix A is a citizen of the United States of
America.
(b) Virginia.
Virginia's principal business is acting as the general partner of FSFLLP.
The address of Virginia's principal business and the address of its principal
office are 901 East Byrd Street, Richmond, Virginia 23219.
The present principal occupation or employment and the name, principal
business and address of any corporation or other organization in which such
employment is conducted of each executive officer and director of Virginia are
set forth in Appendix B.
During the last five years, neither Virginia nor, to the best of its
knowledge, any of the persons listed in Appendix B has been convicted in any
criminal proceeding (excluding traffic violations or similar misdemeanors) or
has been a party to a civil proceeding of a judicial or administrative body of
competent jurisdiction and as a result of such proceeding was or is subject to a
judgment, decree or final order enjoining future violations of, or prohibiting
or mandating activities subject to, federal or state securities laws or finding
any violations with respect to such laws.
N.H.
N.H.'s principal business is acting as the general partner of FSFLLP. The
address of N.H.'s principal business and the address of its principal office are
901 East Byrd Street, Richmond, Virginia 23219.
The present principal occupation or employment and the name, principal
business and address of any corporation or other organization in which such
employment is conducted of each executive officer and director of N.H. are set
forth in Appendix B.
During the last five years, neither N.H. nor, to the best of its knowledge,
any of the persons listed in Appendix B has been convicted in any criminal
proceeding (excluding traffic violations or similar misdemeanors) or has been a
<PAGE>
Page 9 of 15 pages
party to a civil proceeding of a judicial or administrative body of competent
jurisdiction and as a result of such proceeding was or is subject to a judgment,
decree or final order enjoining future violations of, or prohibiting or
mandating activities subject to, federal or state securities laws or finding any
violations with respect to such laws.
To the best knowledge of N.H., except as otherwise indicated in Appendix B,
each of the persons listed in Appendix B is a citizen of the United States of
America.
(d) Dominion.
Dominion is primarily engaged in financial and real estate investment
activities. The address of Dominion's principal business and the address of its
principal office are 901 East Byrd Street, Richmond, Virginia 23219.
The present principal occupation or employment and the name, principal
business and address of any corporation or other organization in which such
employment is conducted of each executive officer and director of Dominion are
set forth in Appendix C.
During the last five years, neither Dominion nor, to the best of its
knowledge, any of the persons listed in Appendix C has been convicted in any
criminal proceeding (excluding traffic violations or similar misdemeanors) or
has been a party to a civil proceeding of a judicial or administrative body of
competent jurisdiction and as a result of such proceeding was or is subject to a
judgment, decree or final order enjoining future violations of, or prohibiting
or mandating activities subject to, federal or state securities laws or finding
any violations with respect to such laws.
To the best knowledge of Dominion, except as otherwise indicated in
Appendix C, each of the persons listed in Appendix C is a citizen of the United
States of America.
(e) Dominion Resources.
Dominion Resources is a holding company with utility and non-utility
subsidiaries. The address of Dominion Resources's principal business and the
address of its principal office are 901 East Byrd Street, Richmond, Virginia
23219.
The present principal occupation or employment and the name, principal
business and address of any corporation or other organization in which such
employment is conducted of each executive officer and director of Dominion
Resources are set forth in Appendix D.
<PAGE>
Page 10 of 15 pages
During the last five years, neither Dominion Resources nor, to the best of
its knowledge, any of the persons listed in Appendix D has been convicted in any
criminal proceeding (excluding traffic violations or similar misdemeanors) or
has been a party to a civil proceeding of a judicial or administrative body of
competent jurisdiction and as a result of such proceeding was or is subject to a
judgment, decree or final order enjoining future violations of, or prohibiting
or mandating activities subject to, federal or state securities laws or finding
any violations with respect to such laws.
To the best knowledge of Dominion Resources, except as otherwise indicated
in Appendix D, each of the person listed in Appendix D is a citizen of the
United States of America.
Item 3. Source and Amount of Funds or Other Consideration.
Item 3 of the Statement is hereby amended to add the following:
The foregoing loans to the Issuer were repaid in October 1997 and FSFLLP
agreed to terminate and release all obligations and liabilities under the
existing loan documents with the Issuer and all security interests and liens
created under the loan documents.
Item 4. Purpose of Transaction
Item 4 of the Statement is hereby amended to add the following:
FSFLLP exercised the Warrant with respect to 3,150,000 Shares, of which
2,500,000 Shares were registered on a registration statement on Form S-3,
Securities and Exchange Commission File No. 333-46415 ("Registration
Statement"). On May 6, 1998, FSFLLP sold 2,500,000 Shares pursuant to the
Registration Statement.
Item 5. Interests in Securities of Issuer.
Item 5 is hereby amended as follows:
(a) As of the date hereof, FSFLLP, Dominion Resources, Dominion, Virginia
and N.H. may be deemed to beneficially own 650,000 Shares which represent
approximately 8.5% of the 7,706,574 shares reported by the Issuer to be
outstanding as of May 20, 1998 according to its Report on Form 10-Q for the
fiscal quarter ended May 1, 1998.
(b) FSFLLP has the power to vote and dispose of all Shares acquired upon
exercise of the Warrant. Dominion Resources, Dominion, Virginia and N.H. have
shared power to vote and dispose of all Shares acquired upon exercise of the
Warrant.
<PAGE>
Page 11 of 15 pages
FSFLLP, Dominion Resources, Dominion, Virginia and N.H. have not, and
to the best knowledge of FSFLLP, Dominion Resources, Dominion, Virginia and
N.H., none of the persons listed in Appendices A through D hereto has effected
any transactions in shares during the past 60 days other than the sale of the
2,500,000 Shares sold pursuant to the Registration Statement.
(d) None.
(e) Not applicable.
Item 6. Contracts, Arrangements, Understanding or Relationships With Respect to
Securities of the Issuer.
Item 6 of the Statement is hereby amended as follows:
Item 6(a) is hereby amended to add the following:
The foregoing loans to the Issuer were repaid in October 1997 and FSFLLP
agreed to terminate and release all obligations and liabilities under the
existing loan documents with the Issuer and all security interests and liens
created under the loan documents.
Item 6(b) is hereby amended to add the following:
FSFLLP exercised the Warrant with respect to 3,150,000 Shares, of which
2,500,000 Shares were sold pursuant to the Registration Statement.
Item 7.Materials to be filed as Exhibits.
Item 7 is not amended.
<PAGE>
Page 12 of 15 pages
Signature
After reasonable inquiry to the best of my knowledge and belief, the undersigned
certifies that the information set forth in this Statement is true, complete and
correct.
August 6, 1998 FIRST SOURCE FINANCIAL LLP
- --------------
Date By: /s/ D.P. DEKKER
----------------
Name: D. P. Dekker
Title: Senior Vice President
August 6, 1998 VIRGINIA FINANCIAL VENTURES, INC.
- --------------
Date By: /s/ HAYDEN D. McMILLIAN
-----------------------
Name: Hayden D. McMillian
Title: Vice President
August 6, 1998 N.H. CAPITAL, INC.
- --------------
Date By: /s/ HAYDEN D. McMILLIAN
-----------------------
Name: Hayden D. McMillian
Title: Vice President
August 6, 1998 DOMINION CAPITAL, INC.
- --------------
Date By: /s/ HAYDEN D. McMILLIAN
-----------------------
Name: Hayden D. McMillian
Title: Senior Vice President
August 6, 1998 DOMINION RESOURCES, INC.
- --------------
Date By: /s/ DAVID L. HEAVENRIDGE
------------------------
Name: David L. Heavenridge
Title: Executive Vice President
<PAGE>
Page 13 of 15 pages
Appendix A
Executive Officers of First Source Financial LLP
Name and Title; Principal Occupation or Employment
D.P. Killion, President and Chief Executive Officer
G.R. Cooper, Senior Vice President
R.M. Coseo, Senior Vice President
D.P. Dekker, Senior Vice President
A.F. DeMonte, Senior Vice President
G.L. Francis, Senior Vice President
J.P. Thacker, Senior Vice President
J.W. Wilson, Senior Vice President
C.R. Zara, Senior Vice President
E.A. Szarkowicz, Secretary
R.A. Reese, Assistant Secretary
P.D. Menge, Treasurer
The business address of each of the executive officers listed above is 2850 West
Golf Road, Rolling Meadows, Illinois.
- ---------------------------
Appendix B
Directors and Executive Officers of Virginia Financial Ventures, Inc. and N.H.
Capital, Inc.
Name and Title; Principal Occupation or Employment
Thomas E. Capps, Director; Chairman, President and Chief Executive Officer of
Dominion Resources, Inc.
David L. Heavenridge, President and Director; President of Dominion Capital,
Inc.
Hayden D. McMillian, Vice President; Senior Vice President of Dominion
Capital, Inc.
Dennis W. Hedgepeth, Treasurer
Henry C. Riely, Secretary
The business address of each of the executive officers listed above is 901 E.
Byrd Street, Richmond, Virginia 23219.
- ------------------------------
Appendix C
Directors and Executive Officers of Dominion Capital, Inc.
Name and Title; Principal Occupation or Employment
Thomas E. Capps, Chairman of the Board; Chairman of the Board, President and
Chief Executive Officer of Dominion Resources, Inc.
David L. Heavenridge, President, Chief Executive Officer and Director
Charles E. Coudriet, Senior Vice President
Randolph W. Wyckoff, Senior Vice President and Chief Financial Officer
<PAGE>
Page 14 of 15 pages
Hayden D. McMillian, Senior Vice President
Daniel A. Hillsman, Jr., Vice President
Thomas K. Wilson, Vice President - Marketing
Mark P. Mikuta, Vice President and Controller
Dennis W. Hedgepeth, Vice President and Treasurer
Henry C. Riely, Corporate Secretary
John B. Bernhardt, Director; 8020 Quail Hollow, Suffolk, VA 23433
Thomas N. Chewning, Director
John W. Harris, Director; President and Managing Partner, The Harris Group,
Rotunda Suite 175, 4201 Congress Street, Charlotte, North Carolina 28209
William T. Roos, Director; 2820 Build America Drive, Hampton, Virginia 23666
Frank S. Royal, M.D., Director; East End Medical Building, 1122 North 25th
Street, Suite A, Richmond, Virginia 23223
Dr. S. Dallas Simmons, Director; President, Virginia Union University, 1500
North Lombardy Street, Richmond, Virginia 23220
David A. Wollard, Director; 460 South Marion Parkway, Apt. 1606C, Denver,
Colorado 80209
Except as noted above, the business address of each of the executive officers
listed above is 901 E. Byrd Street, Richmond, Virginia 23219.
- -------------------------
Appendix D
Directors and Executive Officers of Dominion Resources, Inc.
Name and Title; Principal Occupation or Employment
Thomas E. Capps, Chairman of the Board, President and Chief Executive Officer
of Dominion Resources, Inc.
Norman B.M. Askew, Executive Vice President
Thomas N. Chewning, Executive Vice President
David L. Heavenridge, Executive Vice President
Edgar M. Roach, Jr., Executive Vice President and Chief Financial Officer
<PAGE>
Page 15 of 15 pages
Thomas F. Farrell, II, Senior Vice President
William S. Mistr, Vice President
James L. Trueheart, Vice President and Controller
James F. Stutts, Vice President and General Counsel
Scott G. Hetzer, Vice President and Treasurer
Patricia A. Wilkerson, Corporate Secretary
Karen E. Hunter, Assistant Vice President
Fred G. Wood, III, Assistant Vice President
William C. Hall, Assistant Vice President
John B. Adams, Jr., Director; President and Chief Executive Officer, The
Bowman Companies, One Bowman Drive, Fredericksburg, Virginia 22408
John B. Bernhardt, Director; 8020 Quail Hollow, Suffolk Virginia 23433
Dr. Benjamin J. Lambert, III, Director; Virginia State Senator and
Optometrist, 904 North First Street, Richmond, Virginia 23219
Richard L. Leatherwood, Director; 3805 Greenway, Baltimore, Maryland 21218
Harvey L. Lindsay, Jr., Director; Chairman and Chief Executive Officer, Harvey
Lindsay Commercial Real Estate, Dominion Tower, Suite 1400, 999 Waterside
Drive, Norfolk, Virginia 23510
Kenneth A. Randall, Director; 6 Whittaker's Mill, Williamsburg, Virginia 23185
William T. Roos, Director; 2820 Build America Drive, Hampton, Virginia 23666
Frank S. Royal, M.D., Director; East End Medical Building, 1122 North 25th
Street, Suite A, Richmond, Virginia 23223
Dr. S. Dallas Simmons, Director; President, Virginia Union University, 1500
North Lombardy Street, Richmond, Virginia 23220
Robert H. Spilman, Director; President, Spilman Properties, P. O. Box 880,
Bassett, Virginia 24055
Judith B. Warrick, Director; Senior Advisor, Morgan Stanley & Co., Inc., 1585
Broadway, 11th Floor, New York, NY 10036
Except as otherwise noted, the business address of each of the executive
officers listed above is 901 E. Byrd Street, Richmond, Virginia 23219.
