SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
(Rule 13d-101)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO
13d-1(a)
AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(a)
(Amendment No. 6)*
United Water Resources Inc.
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(Name of Issuer)
Common Stock, no par value
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(Title of Class of Securities)
0009131901
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(CUSIP Number)
Joseph V. Boyle
Lyonnaise American Holding, Inc.
2000 First State Boulevard
Wilmington, Delaware 19804-0508
with a copy to:
Piper & Marbury L.L.P.
1251 Avenue of the Americas
New York, New York 10020-1104
Attention: Garry P. McCormack, Esq.
(212) 835-6210
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(Name, Address and Telephone Number of Person Authorized to
Receive Notices and Communications)
June 1, 1999
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(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(b)(3) or (4), check the following box |_|.
Note: Six copies of this statement, including all exhibits, should be
filed with the Commission. See Rule 13d-1(a) for other parties to whom copies
are to be sent.
(Continued on following pages)
(Page 1 of 6 Pages)
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*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
<PAGE>
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
<PAGE>
CUSIP No. 0009131901 13D Page 2 of 6 Pages
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1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Lyonnaise American Holding, Inc.
IRS Identification No. 36-3140269
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) |_|
(b) |_|
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3 SEC USE ONLY
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4 SOURCE OF FUNDS*
SC; OO
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS
2(d) or 2(e) |_|
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
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7 SOLE VOTING POWER
NUMBER OF 11,687,024.22
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SHARES 8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY -0-
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EACH 9 SOLE DISPOSITIVE POWER
REPORTING
PERSON 11,687,024.22
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WITH 10 SHARED DISPOSITIVE POWER
-0-
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11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11,687,024.22
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12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES*
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13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
30.2%
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14 TYPE OF REPORTING PERSON
HC; CO
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP No. 0009131901 13D Page 3 of 6 Pages
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1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Suez Lyonnaise des Eaux
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) |_|
(b) |_|
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3 SEC USE ONLY
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4 SOURCE OF FUNDS*
SC; OO
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS
2(d) or 2(e) |_|
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
France
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7 SOLE VOTING POWER
NUMBER OF 11,687,024.22
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SHARES 8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY -0-
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EACH 9 SOLE DISPOSITIVE POWER
REPORTING
PERSON 11,687,024.22
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--------------------------------------------------------------
WITH 10 SHARED DISPOSITIVE POWER
-0-
--------------------------------------------------------------
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11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11,687,024.22
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12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES*
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13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
30.2%
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14 TYPE OF REPORTING PERSON
HC; CO
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
Page 4 of 6 Pages
SCHEDULE 13D
This Amendment No. 6, dated June 11, 1999, amends and supplements the
Statement on Schedule 13D, dated November 30, 1990, as amended and supplemented
by Amendments numbers 1 through 5 thereto, filed by Lyonnaise American Holding,
Inc., a Delaware corporation ("LAH"), and Suez Lyonnaise des Eaux, a French
societe anonyme ("Lyonnaise"), with respect to the common stock, no par value,
of United Water Resources Inc., a New Jersey corporation (the "Issuer"). Unless
otherwise defined, all capitalized terms used herein shall have the meanings
ascribed to them in the Schedule 13D.
Item 3 of this Schedule 13D is hereby amended and supplemented as follows:
Item 3. Source and Amount of Funds.
LAH purchased additional shares of Common Stock by reinvesting cash
dividends paid by the Issuer on the Common Stock pursuant to the Issuer's
Dividend Reinvestment and Stock Purchase Plan as follows:
Dollar No. of Shares of Price
Date Amount Reinvested Common Stock Acquired Per Share
---- ----------------- --------------------- ---------
June 2, 1998 $2,466,804.83 148,379.2379 $16.6250
September 1, 1998 $2,500,932.06 140,649.5622 $17.7813
December 1, 1998 $2,643,424.13 134,056.0343 $19.7188
March 1, 1999 $2,675,597.58 131,357.6440 $20.3688
June 1, 1999 $2,774,001.09 128,686.3279 $21.5563
On April 22, 1999, LAH converted 334,390 shares of Preference Stock into
278,657 shares of Common Stock at the conversion ratio of 0.83333 shares of
Common Stock for each share of Preference Stock. No funds were paid by LAH to
effect the conversion of such shares of Preference Stock.
Item 5(a) of this Schedule 13D is hereby deleted in its entirety and
replaced with the following:
Item 5. Interest in Securities of the Issuer.
(a) The aggregate number of shares of Common Stock owned by LAH is
11,687,024.22. The Issuer has advised LAH that as of June 1, 1999 there were
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Page 5 of 6 Pages
38,745,111 shares of Common Stock issued and outstanding after giving effect to
the issuance to LAH on April 22, 1999 of 278,657 shares of Common Stock upon
conversion of 334,390 shares of Preference Stock. Consequently, LAH currently
owns 30.2% of the outstanding Common Stock. Lyonnaise, through its 100%
ownership of LAH, may also be deemed to be the beneficial owner of such
11,687,024.22 shares of Common Stock.
Mr. Thierry Bourbie, Director of the Issuer and President-Water Division of
Lyonnaise, owns 4,518.77 shares of Common Stock, of which 125.55 shares of
Common Stock are owned directly and 4,393.22 shares of Common Stock are owned
through the Issuer's 1997 Directors Restricted Stock Plan. Mr. George F. Keane,
Director of the Issuer and Chairman of Trigen Energy Corporation, an affiliate
of Lyonnaise, owns 5,393.22 shares of Common Stock, of which 1,000 shares of
Common Stock are owned directly and 4,393.22 shares of Common Stock are owned
through the Issuer's 1997 Directors Restricted Stock Plan. Mr. Joseph V. Boyle,
Vice President-Finance of LAH, owns 1,501.23 shares of Common Stock, of which
289.34 shares of Common Stock are owned directly and 1211.89 shares of Common
Stock are owned through the Issuer's 401(k) plan, and holds directly stock
options to purchase an aggregate of 5,150 shares of Common Stock at an exercise
price per share that is below the current market price for the Common Stock and
stock options to purchase 4,780 shares of Common Stock at an exercise price per
share that is above the current market price for Common Stock. Mr. Jean-Michel
Brault, Vice President of Lyonnaise, holds directly stock options to purchase an
aggregate of 7,500 shares of Common Stock at an exercise price per share that is
below the current market price for the Common Stock and stock options to
purchase 5,000 shares of Common Stock at an exercise price per share that is
above the current market price for the Common Stock. Mr. Charles Chaumin,
Director of the Issuer and Vice President-Americas of Lyonnaise, owns 3,158.95
shares of Common Stock, of which 125.55 shares of Common Stock are owned
directly and 3,033.40 shares of Common Stock are owned through the Issuer's 1997
Directors Restricted Stock Plan.
To the knowledge of LAH and Lyonnaise, no other executive officers or
directors of LAH or Lyonnaise beneficially own any shares of Common Stock.
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Page 6 of 6 Pages
Signature.
After reasonable inquiry and to the best of our knowledge and belief, the
undersigned certify that the information set forth in this statement is true,
complete and correct.
Dated: June 14, 1999
LYONNAISE AMERICAN HOLDING, INC.
By: /s/ Joseph V. Boyle
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Name: Joseph V. Boyle
Title: Vice President - Finance
SUEZ LYONNAISE DES EAUX
By: /s/ Jean-Michel Brault
----------------------
Name: Jean-Michel Brault
Title: Vice President
