SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
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SCHEDULE 13D
(Rule 13d-101)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO
RULE 13d-2(a)
(Amendment No. 1)(1)
Trident Microsystems, Inc.
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(Name of Issuer)
Common Stock, $0.001 par value
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(Title of Class of Securities)
895919108
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(CUSIP Number)
Elliot Press, Esq., c/o Rosenman & Colin LLP, 575 Madison Avenue,
New York, NY 10022 (212) 940-8800
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(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
February 4, 2000
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(Date of Event Which Requires Filing of This Statement)
If the filing person has previously filed a statement on Schedule 13G to
report the acquisition that is the subject of this Schedule 13D, and is filing
this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the
following box |_|.
Note. Schedules filed in paper format shall include a signed
original and five copies of the schedule, including all exhibits. See Rule
13d-7(b) for other parties to whom copies are to be sent.
(Continued on following pages)
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(1) The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which would
alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
<PAGE>
CUSIP No. 895919108 SCHEDULE 13D Page 2 of 7 Pages
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1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Cramer Rosenthal McGlynn, LLC
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) |X|
(b) |_|
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3 SEC USE ONLY
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4 SOURCE OF FUNDS*
00
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEM 2(d) or 2(e) |_|
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
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7 SOLE VOTING POWER
804,000 Shares
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NUMBER OF 8 SHARED VOTING POWER
SHARES
BENEFICIALLY
OWNED BY --------------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING
PERSON 804,000 Shares
WITH --------------------------------------------------------
10 SHARED DISPOSITIVE POWER
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11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
804,000 Shares
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12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* |_|
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13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
6.09%
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14 TYPE OF REPORTING PERSON*
IA
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP No. 895919108 SCHEDULE 13D Page 3 of 7 Pages
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1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Edward J. Rosenthal
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) |_|
(b) |X|
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3 SEC USE ONLY
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4 SOURCE OF FUNDS*
PF
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEM 2(d) or 2(e) |_|
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
New York
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7 SOLE VOTING POWER
0
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NUMBER OF 8 SHARED VOTING POWER
SHARES
BENEFICIALLY
OWNED BY --------------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING
PERSON 0
WITH --------------------------------------------------------
10 SHARED DISPOSITIVE POWER
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11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
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12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* |_|
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13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0
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14 TYPE OF REPORTING PERSON*
IN
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP No. 895919108 SCHEDULE 13D Page 4 of 7 Pages
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1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Gerald B. Cramer
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) |_|
(b) |X|
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3 SEC USE ONLY
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4 SOURCE OF FUNDS*
PF
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEM 2(d) or 2(e) |_|
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
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7 SOLE VOTING POWER
15,000 Shares
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NUMBER OF 8 SHARED VOTING POWER
SHARES
BENEFICIALLY
OWNED BY --------------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING
PERSON 15,000 Shares
WITH --------------------------------------------------------
10 SHARED DISPOSITIVE POWER
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11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
15,000 Shares
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12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* |_|
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13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
.11%
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14 TYPE OF REPORTING PERSON*
IN
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
This Amendment No. 1 amends the Schedule 13D filed on November 8,
1999 (the "Original Schedule 13D") on behalf of (i) Cramer Rosenthal
McGlynn, LLC, a Delaware limited liability Company ("CRM LLC"), (ii)
Gerald Cramer, an individual and (iii) Edward J. Rosenthal, an
individual, with respect to the Common Stock, $0.001 par value per
share of Trident Microsystems, Inc., a corporation organized under
the laws of the State of Delaware. Capitalized terms used herein
which are not otherwise defined herein shall have the meanings
ascribed to such terms in the Original Schedule 13D.
Item 4. Purpose of Transaction.
Item 4 is hereby amended and restated as follows:
The Reporting Persons have acquired the shares of the Company
reported herein for investment purposes. The Reporting Persons
intend to closely monitor developments at the Company as well as
management's approach to maximizing shareholder value. The Reporting
Persons may at any time and from time to time, acquire additional
shares of Common Stock and/or dispose of shares of Common Stock (in
each case, subject to availability at prices deemed favorable) in
the open market, in privately negotiated transactions or otherwise.
In addition, the Reporting Persons reserve the right to take any
further actions which could relate to, or result in, any of the
matters referred to in paragraphs (b) through (j) of Item 4 of
Schedule 13D. Any change in the plans or proposals of the Reporting
Persons would be reported promptly in accordance with the provisions
of the Exchange Act and the rules promulgated thereunder.
Item 5. Interest in Securities of the Issuer.
(a) Item 5(a) is hereby amended and restated to read as follows:
The aggregate percentage of the outstanding Common Stock of the
Company reported owned by each Reporting Person is based upon
13,205,579 shares of Common Stock of the Company outstanding, as
reported in the Company's quarterly report on Form 10-Q for the
period ended September 30, 1999.
As investment manager for various investment partnerships and
limited liability companies (the "Advisor Client"), CRM LLC may be
deemed to beneficially own the aggregate 804,000 shares of Common
Stock held by the Advisory Clients. Such shares represent
approximately 6.09% of the outstanding Common Stock of the Company.
Gerald B. Cramer beneficially owns 15,000 shares of the Company's
Common Stock representing approximately .11% of the outstanding
Page 5 of 7
<PAGE>
Common Stock of the Company.
(b) Item 5(b) is hereby amended and restated to read as follows:
By virtue of CRM LLC's position as investment manager for the
Advisory Clients, CRM LLC may be deemed to possess the sole power to
vote and dispose of the shares of Common Stock held by the Advisory
Clients. Pursuant to Rule 13d-4 promulgated under the Exchange Act,
the filing of this Statement on Schedule 13D shall not be construed
as an admission CRM LLC that it is, for purposes of Section 13(d) of
the Exchange Act, the beneficial owner of any of the shares of
Common Stock held by the Advisory Clients. Gerald B. Cramer
possesses the sole power to vote and dispose of the shares of Common
Stock reported herein as being beneficially Mr Cramer.
(c)-(e) Items 5(c) through 5(e) are hereby amended as follows
Set forth immediately below is a description of each transaction in
the Company's Common Stock that were effected by CRM LLC for the
Advisory Clients within the last 60 days. All such transactions were
purchases effected on the open market.
Number of Price per
Shares Share Date
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24,500 $12.75 2/1/00
95,000 $14.2204 2/2/00
9,500 $14.00 2/3/00
22,000 $14.0724 2/4/00
125,000 $15.53 2/9/00
130,000 $15.3173 2/10/00
13,000 $15.3125 2/11/00
In addition, on February 1, 2000 Mr. Rosenthal contributed all 3,000
shares of the Company's Common Stock beneficially owned by him to an
Advisory Client as a capital contribution to the Advisory Client at
a valuation of $12.50 per share.
Page 6 of 7
<PAGE>
SIGNATURE
After reasonable inquiry, and to the best of our knowledge and belief, the
undersigned certifies that the information set forth in this statement is true,
complete and correct.
Dated: February 15, 2000
CRAMER ROSENTHAL MCGLYNN, LLC
By: /s/ Michael Marrone
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Name: Michael Marrone
Title: Director of Operations
/s/ Gerald B. Cramer
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Gerald B. Cramer
/s/ Edward J. Rosenthal
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Edward J. Rosenthal
Page 7 of 7
