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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
AMENDMENT NO. 2 TO
SCHEDULE 13D
UNDER THE SECURITIES EXCHANGE ACT OF 1934
StreamLogic Corporation
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(Name of Issuer)
Common Stock. $1.00 par value
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(Title of Class of Securities)
863238 10 1
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(CUSIP Number)
Norman Fong
185 Constitution Drive, Suite A
Menlo Park, CA 94025
Tel: (415) 463-3500
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(Name, Address and Telephone Number of Person Authorized
to Receive Notices and Communications)
December 5, 1996
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(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to
report the acquisition which is the subject of this Schedule 13D, and is
filing this schedule because of Rule 13d-1(b)(3) or (4), check the following
box / /.
Check the following box if a fee is being paid with this statement / /. (A
fee is not required only if the reporting person: (1) has a previous statement
on file reporting beneficial ownership of more than five percent of the class
of securities described in Item 1; and (2) has filed no amendment subsequent
thereto reporting beneficial ownership of five percent or less of such class.
(See Rule 13d-7.)
NOTE: Six copies of this statement, including all exhibits, should be filed
with the Commission. See Rule 13d-1(a) for other parties to whom copies are to
be sent.
(Continued on following page(s))
Page 1 of 7 Pages
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CUSIP No.863238 10 1 13D Page 2 of 7 Pages
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(1) Name of Reporting Persons. Norman Fong
S.S. or I.R.S. Identification (No social security or other IRS
Nos. of Above Persons identification number required)
- -------------------------------------------------------------------------------
(2) Check the Appropriate Box if a Member (a) _________________
of a Group (see Instructions) (b) _________________
Not Applicable
- -------------------------------------------------------------------------------
(3) SEC Use Only
- -------------------------------------------------------------------------------
(4) Source of Funds SC
(See Instructions)
- -------------------------------------------------------------------------------
(5) Check if Disclosure of Legal Proceedings
is Required Pursuant to Not Applicable
Items 2(d) or 2(e)
- -------------------------------------------------------------------------------
(6) Citizenship or Place of Organization United States
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Number of Shares (7) Sole Voting
Beneficially Owned Power None
by Each Reporting --------------------------------------------------
Person With (8) Shared Voting 2,506,123
Power
--------------------------------------------------
(9) Sole Dispositive
Power None
--------------------------------------------------
(10) Shared Dispositive 2,506,123
Power
- -------------------------------------------------------------------------------
(11) Aggregate Amount Beneficially Owned by Each Reporting Person
2,506,123 shares
- -------------------------------------------------------------------------------
(12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions) Not Applicable
- -------------------------------------------------------------------------------
(13) Percent of Class Represented by Amount in Row (11)
13.7%
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(14) Type of Reporting Person (See Instructions)
IN
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Page 3 of 7 Pages
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CUSIP No.863238 10 1 13D
-----------
- -------------------------------------------------------------------------------
(1) Name of Reporting Persons. FWB Software, Inc.
S.S. or I.R.S. Identification (No social security or other IRS
Nos. of Above Persons identification number required)
- -------------------------------------------------------------------------------
(2) Check the Appropriate Box if a Member (a) _________________
of a Group (See Instructions) (b) _________________
Not Applicable
- -------------------------------------------------------------------------------
(3) SEC Use Only
- -------------------------------------------------------------------------------
(4) Source of Funds SC
(See Instructions)
- -------------------------------------------------------------------------------
(5) Check if Disclosure of Legal Proceedings
is Required Pursuant to Not Applicable
Items 2(d) or 2(e)
- -------------------------------------------------------------------------------
(6) Citizenship or Place of Organization California
- -------------------------------------------------------------------------------
Number of Shares (7) Sole Voting
Beneficially Owned Power None
by Each Reporting --------------------------------------------------
Person With (8) Shared Voting 2,506,123
Power
--------------------------------------------------
(9) Sole Dispositive
Power None
--------------------------------------------------
(10) Shared Dispositive 2,506,123
Power
- -------------------------------------------------------------------------------
(11) Aggregate Amount Beneficially Owned by Each Reporting Person
2,506,123 shares
- -------------------------------------------------------------------------------
(12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions) Not Applicable
- -------------------------------------------------------------------------------
(13) Percent of Class Represented by Amount in Row (11)
13.7%
- -------------------------------------------------------------------------------
(14) Type of Reporting Person (See Instructions)
CO
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Page 4 of 7 Pages
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CUSIP No.863238 10 1 13D
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- -------------------------------------------------------------------------------
(1) Name of Reporting Persons. FWB Software, LLC
S.S. or I.R.S. Identification (No social security or other IRS
Nos. of Above Persons identification number required)
- -------------------------------------------------------------------------------
(2) Check the Appropriate Box if a Member (a) _________________
of a Group (See Instructions) (b) _________________
Not Applicable
- -------------------------------------------------------------------------------
(3) SEC Use Only
- -------------------------------------------------------------------------------
(4) Source of Funds SC
(See Instructions)
- -------------------------------------------------------------------------------
(5) Check if Disclosure of Legal Proceedings
is Required Pursuant to Not Applicable
Items 2(d) or 2(e)
- -------------------------------------------------------------------------------
(6) Citizenship or Place of Organization California
- -------------------------------------------------------------------------------
Number of Shares (7) Sole Voting
Beneficially Owned Power None
by Each Reporting --------------------------------------------------
Person With (8) Shared Voting 2,506,123
Power
--------------------------------------------------
(9) Sole Dispositive
Power None
--------------------------------------------------
(10) Shared Dispositive 2,506,123
Power
- -------------------------------------------------------------------------------
(11) Aggregate Amount Beneficially Owned by Each Reporting Person
2,506,123 shares
- -------------------------------------------------------------------------------
(12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions) Not Applicable
- -------------------------------------------------------------------------------
(13) Percent of Class Represented by Amount in Row (11)
13.7%
- -------------------------------------------------------------------------------
(14) Type of Reporting Person (See Instructions)
OO
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<PAGE>
ITEM 1. SECURITY AND ISSUER.
The class of equity securities to which this Schedule 13D relates
is the common stock, par value $1.00 (the "Common Stock"), issued by
StreamLogic Corporation (the "Issuer"), whose executive offices are located
at 21329 Nordhoff Street, Chatsworth, California 91311.
ITEM 2. IDENTITY AND BACKGROUND.
The undersigned are filing this Amendment No. 1 to Schedule 13D
to report that the undersigned have sold 15,000 shares of the issuer on
December 5, 1996, 105,000 shares on December 6, 1996, and 10,000 shares on
December 9, 1996.
ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION.
No change from Amendment No. 1.
ITEM 4. PURPOSE OF TRANSACTION.
The Reporting Persons hold the Shares for investment. The
Reporting Persons presently intend to continue to dispose of some or all of
the Shares, and presently do not intend to acquire any further shares.
The Reporting Persons do not have any plans or proposals which
relate to or which would result in any of the actions specified in clauses (a)
through (j) of Item 4 of Schedule 13D.
ITEM 5. INTEREST IN SECURITIES OF THE ISSUER.
(a) As of the date of this filing, the Reporting Persons
beneficially own (as that term is defined in Rule 13d-3) 2,506,123 shares of
Common Stock, representing approximately 13.7% of the total number of shares
of Common Stock outstanding immediately following the contribution of the
Shares to the LLC, according to information provided by Issuer. The record
owner of such shares is the LLC.
(b) The Reporting Persons together have sole voting and
dispositive power with respect to the Shares.
(c) None.
(d) No other person is known to have the right to receive or
the power to direct the receipt of dividends, from, or the proceeds from the
sale of, the Shares.
(e) Not applicable.
ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT
TO SECURITIES OF THE ISSUER.
None
ITEM 7. MATERIAL TO BE FILED AS EXHIBITS.
None
5
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct. This statement is filed on behalf of each of the undersigned.
December 9, 1996
Norman Fong
Norman Fong
----------------------------------------
Norman Fong
FWB SOFTWARE, INC.
By: Norman Fong
---------------------------------
Its: President
---------------------------------
FWB SOFTWARE, LLC
By: FWB Software, Inc., its manager
By: Norman Fong
---------------------------
Its: President
---------------------------
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JOINT FILING AGREEMENT
The undersigned hereby agree that the attached statement on
Schedule 13D is filed on behalf of each of them.
December 9, 1996
Norman Fong
----------------------------------------
Norman Fong
FWB SOFTWARE, INC.
By: Norman Fong
---------------------------------
Its: President
---------------------------------
FWB SOFTWARE, LLC
By: FWB Software, Inc., its manager
By: Norman Fong
---------------------------------
Its: President
--------------------------------
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