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- -------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION -----------------------------
FORM 4 WASHINGTON, D.C. 20549 OMB APPROVAL
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/ / CHECK THIS BOX IF NO STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OMB NUMBER: 3235-0287
LONGER SUBJECT TO EXPIRES: SEPTEMBER 30, 1998
SECTION 16. FORM 4 OR Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, ESTIMATED AVERAGE BURDEN
FORM 5 OBLIGATIONS MAY Section 17(a) of the Public Utility Holding Company Act of 1935 or HOURS PER RESPONSE .... 0.5
CONTINUE. SEE Section 30(f) of the Investment Company Act of 1940 -----------------------------
INSTRUCTION 1(b).
(Print or Type Responses)
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1. Name and Address of Reporting Person* 2. Issuer Name AND Ticker or Trading Symbol 6. Relationship of Reporting Person(s)
FWB Software LLC(1) to Issuer (Check all applicable)
FWB Software Inc. StreamLogic Corporation - STLC Director X 10% Owner
Fong, Norman ---- ----
- --------------------------------------------------------------------------------------------- Officer (give Other
(Last) (First) (Middle) 3. IRS or Social Security 4. Statement for ---- title ---- (specify
Number of Reporting Month/Year below) below
l85 Constitution Drive, Suite A Person (Voluntary) December 1996
- -------------------------------------------- --------------------- 7. Individual or Joint/Group Filing
(Street) 5. If Amendment, (Check Applicable Line)
Menlo Park, CA 94025 Date of Original --- Form filed by One Reportng Person
X Form filed by More than One
--- Reporting Person
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(City) (State) (Zip) TABLE I - NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIARY OWNED
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1. Title of Security 2. Trans- 3. Trans- 4. Securities Acquired (A) 5. Amount of 6. Owner- 7. Nature
(Inst. 3) action action or Disposed of (D) Securities ship of In-
Date Code (Instr. 3, 4 and 5) Beneficially Form: direct
(Instr. 8) Owned at Direct Bene-
(Month/ End of (D) or ficial
Day/ ------------------------------------------- Month Indirect Owner-
Year) (A) or (I) ship
Code V Amount (D) Price (Instr. 3 (Instr. 4) (Instr. 4)
and 4)
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Common Stock 12/5/96 S 15,000 D $1.1875
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Common Stock 12/6/96 S 100,000 D $0.9500
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Common Stock 12/6/96 S 5,000 D $1.0625
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Common Stock 12/9/96 S 10,000 D $1.0625
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Common Stock 12/11/96 S 25,000 D $1.0000
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Common Stock 12/12/96 S 25,000 D $0.9375
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Common Stock 12/12/96 S 25,000 D $0.9375
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TABLE I - NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIARY OWNED
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1. Title of Security 2. Trans- 3. Trans- 4. Securities Acquired (A) 5. Amount of 6. Owner- 7. Nature
(Inst. 3) action action or Disposed of (D) Securities ship of In-
Date Code (Instr. 3, 4 and 5) Beneficially Form: direct
(Instr. 8) Owned at Direct Bene-
(Month/ End of (D) or ficial
Day/ ------------------------------------------- Month Indirect Owner-
Year) (A) or (I) ship
Code V Amount (D) Price (Instr. 3 (Instr. 4) (Instr. 4)
and 4)
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Common Stock 12/16/96 S 80,000 D $0.9473
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Common Stock 12/17/96 S 4,000 D $0.9375
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Common Stock 12/18/96 S 5,000 D $0.9375
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Common Stock 12/18/96 S 50,000 D $0.8750
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Common Stock 12/19/96 S 500,000 D $0.6250
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Common Stock 12/19/96 S 150,000 D $0.6250
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Common Stock 12/23/96 S 50,000 D $0.6875
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Common Stock 12/23/96 S 150,000 D $0.6250
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Common Stock 12/23/96 S 125,000 D $0.6875
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Common Stock 12/26/96 S 75,000 D $0.6875
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Common Stock 12/27/96 S 100,000 D $0.6875
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Common Stock 12/30/96 S 50,000 D $0.6875
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Common Stock 12/31/96 S 50,000 D $0.6875 1,042,123 (2) D (3)
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, SEE Instruction 4(b)(v).
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FORM 4 (CONTINUED) TABLE II - DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
(E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES)
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1. Title of Derivative Security 2. Conver- 3. Trans- 4. Transac- 5. Number of Deriv- 6. Date Exer-
(Instr. 3) sion or action tion Code ative Securities Ac- cisable and Ex-
Exercise Date (Instr. 8) quired (A) or Dis- piration Date
Price of (Month/ posed of (D) (Month/Day/
Deriv- Day/ (Instr. 3, 4, and 5) Year)
ative Year)
Security
--------------------
Date Expira-
-------------------------------------- Exer- tion
cisable Date
Code V (A) (D)
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7. Title and Amount of Under- 8. Price 9. Number 10. Owner- 11. Na-
lying Securities of of deriv- ship ture
(Instr. 3 and 4) Deriv- ative Form of In-
ative Securi- of De- direct
Secur- ties rivative Bene-
ity Bene- Secu- ficial
(Instr. ficially rity: Own-
5) Owned Direct ership
at End (D) or (Instr. 4)
Amount or of Indi-
Title Number of Month rect (I)
Shares (Instr. 4) (Instr. 4)
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Explanation of Responses:
(1) FWB Software, LLC is the record holder of the securities. FWB Software,
Inc. is the manager of FWB Software, LLC and the holder of 92.5% of the
membership interests of FWB Software, LLC. Mr. Fong is the President of
FWB Software, LLC, and is President and the holder of 90% of the shares of
FWB Software, Inc.
(2) FWB Software, Inc. disclaims beneficial owneship of 78,159 shares. Mr.
Fong disclaims beneficial ownership of 174,155 shares.
(3) The beneficial ownership of FWB Software, Inc. and Mr. Fong is indirect.
/s/Norman Fong 1/10/97
** Intentional misstatements or omissions of facts constitute Federal Criminal -------------------------------- --------
Violations. Norman Fong,President, Date
SEE 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). FWB Software, Inc., the manager of
Note: File three copies of this Form, one of which must be manually signed. FWB Software, LLC
If space is insufficient, SEE Instruction 6 for procedure.
Potential persons who are to respond to the collection of information contained /s/Norman Fong 1/10/97
in this form are not required to respond unless the form displays a currently -------------------------------- --------
valid OMB Number. Norman Fong,President, FWB Date
Software, Inc.
/s/Norman Fong 1/10/97
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Norman Fong Date
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