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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
AMENDMENT NO. 6 TO
SCHEDULE 13D
Under the Securities Exchange Act of 1934
StreamLogic Corporation
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(Name of Issuer)
Common Stock, $1.00 par value
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(Title of Class of Securities)
863238 10 1
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(CUSIP Number)
Norman Fong
185 Constitution Drive, Suite A
Menlo Park, CA 94025
Tel: (415) 463-3500
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(Name, Address and Telephone Number of Person Authorized
to Receive Notices and Communications)
December 27, 30, 31, 1996; January 2, 3, 6, 8, 1997
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(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to
report the acquisition which is the subject of this Schedule 13D, and is
filing this schedule because of Rule 13d-1(b)(3) or (4), check the following
box / /.
Check the following box if a fee is being paid with this statement / /. (A
fee is not required only if the reporting person: (1) has a previous statement
on file reporting beneficial ownership of more than five percent of the class
of securities described in Item 1; and (2) has filed no amendment subsequent
thereto reporting beneficial ownership of five percent or less of such class.
(See Rule 13d-7.)
NOTE: Six copies of this statement, including all exhibits, should be filed
with the Commission. See Rule 13d-1(a) for other parties to whom copies are to
be sent.
(Continued on following page(s))
Page 1 of 7 Pages
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CUSIP No. 863238 10 1 13D Page 2 of 7 Pages
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CUSIP Number 863238 10 1
- -------------------------------------------------------------------------------
(1) Names of Reporting Persons. S.S. or I.R.S. Identification Nos. of Above
Persons
Norman Fong
(No social security or other IRS identification number required)
- -------------------------------------------------------------------------------
(2) Check the Appropriate Box if a Member (a) / /
of a Group (b) / /
Not Applicable
- -------------------------------------------------------------------------------
(3) SEC Use Only
- -------------------------------------------------------------------------------
(4) Source of Funds
SC
- -------------------------------------------------------------------------------
(5) Check if Disclosure of Legal Proceedings is Required Pursuant to
Items 2(d) or 2(e)
Not Applicable
- -------------------------------------------------------------------------------
(6) Citizenship or Place of Organization
United States
- -------------------------------------------------------------------------------
Number of Shares (7) Sole Voting
Beneficially Owned Power None
by Each Reporting --------------------------------------------------
Person With (8) Shared Voting
Power 827,123
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(9) Sole Dispositive
Power None
--------------------------------------------------
(10) Shared Dispositive
Power 827,123
- -------------------------------------------------------------------------------
(11) Aggregate Amount Beneficially Owned by Each Reporting Person
827,123 shares
- -------------------------------------------------------------------------------
(12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares
Not Applicable
- -------------------------------------------------------------------------------
(13) Percent of Class Represented by Amount in Row (11)
4.5%
- -------------------------------------------------------------------------------
(14) Type of Reporting Person
IN
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Page 3 of 7 Pages
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CUSIP Number 863238 10 1
- -------------------------------------------------------------------------------
(1) Names of Reporting Persons. S.S. or I.R.S. Identification Nos. of Above
Persons
FWB Software, Inc.
(No social security or other IRS identification number required)
- -------------------------------------------------------------------------------
(2) Check the Appropriate Box if a Member (a) / /
of a Group (b) / /
Not Applicable
- -------------------------------------------------------------------------------
(3) SEC Use Only
- -------------------------------------------------------------------------------
(4) Source of Funds
SC
- -------------------------------------------------------------------------------
(5) Check if Disclosure of Legal Proceedings is Required Pursuant to
Items 2(d) or 2(e)
Not Applicable
- -------------------------------------------------------------------------------
(6) Citizenship or Place of Organization
California
- -------------------------------------------------------------------------------
Number of Shares (7) Sole Voting
Beneficially Owned Power None
by Each Reporting --------------------------------------------------
Person With (8) Shared Voting
Power 827,123
--------------------------------------------------
(9) Sole Dispositive
Power None
--------------------------------------------------
(10) Shared Dispositive
Power 827,123
- -------------------------------------------------------------------------------
(11) Aggregate Amount Beneficially Owned by Each Reporting Person
827,123 shares
- -------------------------------------------------------------------------------
(12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares
Not Applicable
- -------------------------------------------------------------------------------
(13) Percent of Class Represented by Amount in Row (11)
4.5%
- -------------------------------------------------------------------------------
(14) Type of Reporting Person
CO
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Page 4 of 7 Pages
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CUSIP Number 863238 10 1
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(1) Names of Reporting Persons. S.S. or I.R.S. Identification Nos. of Above
Persons
FWB Software, LLC
(No social security or other IRS identification number required)
- -------------------------------------------------------------------------------
(2) Check the Appropriate Box if a Member (a) / /
of a Group (b) / /
Not Applicable
- -------------------------------------------------------------------------------
(3) SEC Use Only
- -------------------------------------------------------------------------------
(4) Source of Funds
SC
- -------------------------------------------------------------------------------
(5) Check if Disclosure of Legal Proceedings is Required Pursuant to
Items 2(d) or 2(e)
Not Applicable
- -------------------------------------------------------------------------------
(6) Citizenship or Place of Organization
CALIFORNIA
- -------------------------------------------------------------------------------
Number of Shares (7) Sole Voting
Beneficially Owned Power None
by Each Reporting --------------------------------------------------
Person With (8) Shared Voting
Power 827,123
--------------------------------------------------
(9) Sole Dispositive
Power None
--------------------------------------------------
(10) Shared Dispositive
Power 827,123
- -------------------------------------------------------------------------------
(11) Aggregate Amount Beneficially Owned by Each Reporting Person
827,123 shares
- -------------------------------------------------------------------------------
(12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares
Not Applicable
- -------------------------------------------------------------------------------
(13) Percent of Class Represented by Amount in Row (11)
4.5%
- -------------------------------------------------------------------------------
(14) Type of Reporting Person
OO
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Page 5 of 7 Pages
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ITEM 1. SECURITY AND ISSUER.
The class of equity securities to which this Schedule 13D relates is
the common stock, par value $1.00 (the "Common Stock"), issued by StreamLogic
Corporation (the "Issuer"), whose executive offices are located at 21329
Nordhoff Street, Chatsworth, California 91311.
ITEM 2. IDENTITY AND BACKGROUND.
The undersigned are filing this Amendment No. 6 to Schedule 13D to
report that the undersigned sold 100,000 shares of the issuer on December 27;
50,000 shares on December 30; 50,000 shares on December 31, 1996; 50,000 shares
on January 2; 50,000 shares on January 3; 100,000 shares on January 6; and
15,000 shares on January 8, 1997.
ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION.
No change from Amendment No. 1.
ITEM 4. PURPOSE OF TRANSACTION.
The Reporting Persons hold the Shares for investment. The Reporting
Persons presently intend to continue to dispose of some or all of the Shares,
and presently do not intend to acquire any further shares.
The Reporting Persons do not have any plans or proposals which relate
to or which would result in any of the actions specified in clauses (a) through
(j) of Item 4 of Schedule 13D.
ITEM 5. INTEREST IN SECURITIES OF THE ISSUER.
(a) As of the date of this filing, the Reporting Persons beneficially
own (as that term is defined in Rule 13d-3) 827,123 shares of Common Stock,
representing approximately 4.5% of the total number of shares of Common Stock
outstanding immediately following the contribution of the Shares to the LLC,
according to information provided by Issuer. The record owner of such shares is
the LLC. Accordingly, on January 6, 1997, the Reporting Persons ceased to be
subject to reporting requirements as five percent shareholders.
(b) The Reporting Persons together have sole voting and dispositive
power with respect to the Shares.
(c) None.
(d) No other person is known to have the right to receive or the
power to direct the receipt of dividends, from, or the proceeds from the sale
of, the Shares.
(e) The reporting persons ceased to be the beneficial owners of more
than five percent of the class of securities on January 6, 1997.
ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT
TO SECURITIES OF THE ISSUER.
None
ITEM 7. MATERIAL TO BE FILED AS EXHIBITS.
None
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Page 6 of 7 Pages
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
January 9, 1997
/s/ Norman Fong
---------------------------------------
Norman Fong
FWB SOFTWARE, INC.
By: /s/ Norman Fong
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Its: President
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FWB SOFTWARE, LLC
By: FWB Software, Inc., its manager
By: /s/ Norman Fong
------------------------------------
Its: President
---------------------------------
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Page 7 of 7 Pages
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JOINT FILING AGREEMENT
The undersigned hereby agree that the attached statement on Schedule 13D is
filed on behalf of each of them.
January 9, 1997
/s/ Norman Fong
--------------------------------------
Norman Fong
FWB SOFTWARE, INC.
By: /s/ Norman Fong
----------------------------------
Its: President
---------------------------------
FWB SOFTWARE, LLC
By: FWB Software, Inc., its manager
By: /s/ Norman Fong
-----------------------------------
Its: President
--------------------------------
