UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 1999
Check here if Amendment: [ ] Amendment Number: _____
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings
entries.
Institutional Investment Manager Filing this Report:
Name: Conseco, Inc.
Address: 11825 N. Pennsylvania Street
Carmel, IN 46032
Form 13F File Number: 28-4816
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on behalf of Reporting Manager:
Name: Rollin M. Dick
Title: Executive Vice President
Phone: 317/817- 6118
Signature, Place, and Date of Signing:
Rollin M. Dick Carmel, Indiana May 13, 1999
- ------------------ --------------------- ------------------
[Signature] [City,State] [Date]
Report Type (Check only one.):
[ x ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report).
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s)).
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s)).
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Form 13F SUMMARY REPORT
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 206
Form 13F Information Table Value Total: $676,434
(in thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the
column headings and list entries.]
No. Form 13F File Number Name
1 N/A Conseco Capital Management, Inc.
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FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER CLASS CUSIP (X1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Abercrombie & Fitch Co. - Cl A C/S 002896207 2,315 25,100 SH N/A DEFINED 1 25,100
Abercrombie & Fitch Co. - Cl A C/S 002896207 1,734 18,800 SH N/A OTHER 1 18,800
Affiliated Computer Services - Cl A C/S 008190100 11,023 240,950 SH N/A DEFINED 1 240,950
Affiliated Computer Services - Cl A C/S 008190100 6,053 132,300 SH N/A OTHER 1 132,300
Albertsons Inc. C/S 013104104 1,726 31,700 SH N/A DEFINED 1 31,700
Albertsons Inc. C/S 013104104 1,100 20,200 SH N/A OTHER 1 20,200
Ambac Financial C/S 023139108 4,031 74,650 SH N/A DEFINED 1 74,650
Ambac Financial C/S 023139108 2,535 46,950 SH N/A OTHER 1 46,950
America Online Inc. C/S 02364J104 8,475 57,650 SH N/A DEFINED 1 57,650
America Online Inc. C/S 02364J104 4,733 32,200 SH N/A OTHER 1 32,200
American General Corp. C/S 026351106 310 4,400 SH N/A OTHER 1 4,400
American Indeminity Finl. Corp. C/S 026759100 291 23,600 SH N/A OTHER 1 23,600
Amercian International Group C/S 026874107 1,170 9,700 SH N/A DEFINED 1 9,700
Amercian International Group C/S 026874107 603 5,001 SH N/A OTHER 1 5,001
Amerus Life Holdings, Inc. C/S 030732101 2,421 100,860 SH N/A DEFINED 1 100,860
Amerus Life Holdings, Inc. C/S 030732101 113 4,707 SH N/A OTHER 1 4,707
Ames Department Store C/S 030789507 4,182 112,650 SH N/A DEFINED 1 112,650
Ames Department Store C/S 030789507 2,757 74,250 SH N/A OTHER 1 74,250
Anixter International Inc. C/S 035290105 259 21,676 SH N/A DEFINED 1 21,676
Antec Corp. C/S 03664P105 1,613 75,000 SH N/A DEFINED 1 75,000
Apollo Group C/S 037604105 4,989 167,000 SH N/A DEFINED 1 167,000
Apollo Group C/S 037604105 2,669 89,350 SH N/A OTHER 1 89,350
Applied Power C/S 038225108 1,736 63,700 SH N/A DEFINED 1 63,700
Applied Power C/S 038225108 1,364 50,050 SH N/A OTHER 1 50,050
Automatic Data Processing C/S 053015103 248 6,000 SH N/A DEFINED 1 6,000
BJ'S Wholesale Club Inc. C/S 05548J106 2,698 102,550 SH N/A DEFINED 1 102,550
BJ'S Wholesale Club Inc. C/S 05548J106 1,698 64,550 SH N/A OTHER 1 64,550
Berkshire Hathaway Inc. Cl. A C/S 084670108 1,428 20 SH N/A DEFINED 1 20
Berkshire Hathaway Inc. Cl. A C/S 084670108 357 5 SH N/A OTHER 1 5
Berkshire Hathaway Inc. Cl. B C/S 084670207 235 100 SH N/A OTHER 1 100
Best Buy Company Inc. C/S 086516101 4,186 80,500 SH N/A DEFINED 1 80,500
Best Buy Company Inc. C/S 086516101 2,826 54,350 SH N/A OTHER 1 54,350
Biogen Inc. C/S 090597105 3,687 32,250 SH N/A DEFINED 1 32,250
Biogen Inc. C/S 090597105 2,378 20,800 SH N/A OTHER 1 20,800
H&R Block Inc. C/S 093671105 1,615 34,100 SH N/A DEFINED 1 34,100
H&R Block Inc. C/S 093671105 969 20,450 SH N/A OTHER 1 20,450
Cleco Corporation C/S 12561M107 1,859 63,000 SH N/A DEFINED 1 63,000
CVS Corp. C/S 126650100 2,997 63,100 SH N/A DEFINED 1 63,100
CVS Corp. C/S 126650100 1,796 37,800 SH N/A OTHER 1 37,800
Cadence Design Sys. Inc. C/S 127387108 1,286 49,950 SH N/A DEFINED 1 49,950
Cadence Design Sys. Inc. C/S 127387108 793 30,800 SH N/A OTHER 1 30,800
Capital One Financial Corp. C/S 14040H105 3,382 22,400 SH N/A DEFINED 1 22,400
Capital One Financial Corp. C/S 14040H105 1,850 12,250 SH N/A OTHER 1 12,250
Casey General Stores C/S 147528103 288 19,550 SH N/A DEFINED 1 19,550
Casey General Stores C/S 147528103 240 16,250 SH N/A OTHER 1 16,250
Celgene Corp. C/S 151020104 320 20,000 SH N/A DEFINED 1 20,000
Ceres Group Inc. C/S 155055106 879 100,500 SH N/A DEFINED 1 100,500
Ceridian Corp. C/S 15677T106 18,636 509,700 SH N/A DEFINED 1 509,700
Ceridian Corp. C/S 15677T106 10,378 283,850 SH N/A OTHER 1 283,850
Chancelor Media Corp. C/S 158915108 236 5,000 SH N/A DEFINED 1 5,000
Cisco Systems Inc. C/S 17275R102 986 9,000 SH N/A DEFINED 1 9,000
Cisco Systems Inc. C/S 17275R102 329 3,000 SH N/A OTHER 1 3,000
Citrix Systems Inc. C/S 177376100 3,264 85,600 SH N/A DEFINED 1 85,600
Citrix Systems Inc. C/S 177376100 2,063 54,100 SH N/A OTHER 1 54,100
Clear Channel Communications C/S 184502102 2,837 42,300 SH N/A DEFINED 1 42,300
Clear Channel Communications C/S 184502102 1,834 27,350 SH N/A OTHER 1 27,350
Comdisco Inc. C/S 200336105 2,593 145,050 SH N/A DEFINED 1 145,050
Comdisco Inc. C/S 200336105 1,642 91,850 SH N/A OTHER 1 91,850
Compuware Corp. C/S 205638109 12,148 508,800 SH N/A DEFINED 1 508,800
Compuware Corp. C/S 205638109 6,979 292,300 SH N/A OTHER 1 292,300
Comverse Tchnology Inc. C/S 205862402 5,245 61,700 SH N/A DEFINED 1 61,700
Comverse Tchnology Inc. C/S 205862402 3,077 36,200 SH N/A OTHER 1 36,200
DII Group C/S 232949107 6,415 219,300 SH N/A DEFINED 1 219,300
DII Group C/S 232949107 4,013 137,200 SH N/A OTHER 1 137,200
Dayton Hudson Corp. C/S 239753106 1,213 18,200 SH N/A DEFINED 1 18,200
Dayton Hudson Corp. C/S 239753106 476 7,150 SH N/A OTHER 1 7,150
EMC Corp. C/S 268648102 4,062 31,800 SH N/A DEFINED 1 31,800
EMC Corp. C/S 268648102 1,661 13,000 SH N/A OTHER 1 13,000
Echostar Communications - A C/S 278762109 861 10,550 SH N/A DEFINED 1 10,550
Echostar Communications - A C/S 278762109 547 6,700 SH N/A OTHER 1 6,700
Energy East Corp. C/S 29266M109 7,372 140,250 SH N/A DEFINED 1 140,250
Energy East Corp. C/S 29266M109 4,589 87,300 SH N/A OTHER 1 87,300
Enron Corporation C/S 293561106 3,595 55,950 SH N/A DEFINED 1 55,950
Enron Corporation C/S 293561106 2,226 34,650 SH N/A OTHER 1 34,650
Exxon Corp. C/S 302290101 310 4,400 SH N/A OTHER 1 4,400
Family Dollar Stores C/S 307000109 14,806 643,750 SH N/A DEFINED 1 643,750
Family Dollar Stores C/S 307000109 9,272 403,150 SH N/A OTHER 1 403,150
Federal Home Loan Mortgage C/S 313400301 1,126 19,650 SH N/A DEFINED 1 19,650
Federal Home Loan Mortgage C/S 313400301 444 7,750 SH N/A OTHER 1 7,750
First Commonwealth Fund Inc. C/S 31983F102 353 34,000 SH N/A DEFINED 1 34,000
Greater China Fund, Inc. C/S 39167B102 91 15,000 SH N/A DEFINED 1 15,000
Hambrecht & Quist C/S 406545103 2,787 80,350 SH N/A DEFINED 1 80,350
Hambrecht & Quist C/S 406545103 2,142 61,750 SH N/A OTHER 1 61,750
Home Depot Inc. C/S 437076102 280 4,500 SH N/A DEFINED 1 4,500
Intel Corp. C/S 458140100 1,189 10,000 SH N/A DEFINED 1 10,000
International Comfort Products C/S 458978103 209 26,500 SH N/A OTHER 1 26,500
Interpublic Group Cos. Inc. C/S 460690100 292 3,750 SH N/A DEFINED 1 3,750
Intimate Brands Inc. C/S 461156101 3,937 81,800 SH N/A DEFINED 1 81,800
Intimate Brands Inc. C/S 461156101 2,476 51,450 SH N/A OTHER 1 51,450
Jabil Circuit Inc. C/S 466313103 7,126 175,950 SH N/A DEFINED 1 175,950
Jabil Circuit Inc. C/S 466313103 4,449 109,850 SH N/A OTHER 1 109,850
Kinder Morgan Energy Partners C/S 494550106 3,357 96,950 SH N/A DEFINED 1 96,950
Kinder Morgan Energy Partners C/S 494550106 1,447 41,800 SH N/A OTHER 1 41,800
Kmart Corp. 7.75% P/S 498778208 4,056 70,000 SH N/A DEFINED 1 70,000
Kohls Corp. C/S 500255104 213 3,000 SH N/A DEFINED 1 3,000
Koor Industries - ADR C/S 500507108 311 14,735 SH N/A DEFINED 1 14,735
LSI Logic Corp. C/S 502161102 2,122 68,050 SH N/A DEFINED 1 68,050
LSI Logic Corp. C/S 502161102 1,653 53,000 SH N/A OTHER 1 53,000
Estee Lauder Companies - Cl A C/S 518439104 1,753 18,550 SH N/A DEFINED 1 18,550
Estee Lauder Companies - Cl A C/S 518439104 1,125 11,900 SH N/A OTHER 1 11,900
Lexmark Intl. Group Inc. - Cl A C/S 529771107 13,548 121,100 SH N/A DEFINED 1 121,100
Lexmark Intl. Group Inc. - Cl A C/S 529771107 7,691 68,750 SH N/A OTHER 1 68,750
Life Re Capital Call P/S 532163300 7,761 110,300 SH N/A DEFINED 1 110,300
MCI Worldcom Inc. C/S 55268B106 8,666 97,850 SH N/A DEFINED 1 97,850
MCI Worldcom Inc. C/S 55268B106 4,331 48,900 SH N/A OTHER 1 48,900
Maxim Integrated Products C/S 57772K101 3,158 58,350 SH N/A DEFINED 1 58,350
Maxim Integrated Products C/S 57772K101 2,000 36,950 SH N/A OTHER 1 36,950
Maytag Corp. C/S 578952107 1,724 28,550 SH N/A DEFINED 1 28,550
Maytag Corp. C/S 578952107 1,099 18,200 SH N/A OTHER 1 18,200
Mediaone Group 4.50% CVT P/S 58440J203 8,872 68,700 SH N/A DEFINED 1 68,700
Mediaone Group 4.50% CVT P/S 58440J203 258 2,000 SH N/A OTHER 1 2,000
Mellon Bank C/S 585509102 2,044 29,050 SH N/A DEFINED 1 29,050
Mellon Bank C/S 585509102 1,295 18,400 SH N/A OTHER 1 18,400
Mettler Toledo International C/S 592688105 7,321 295,800 SH N/A DEFINED 1 295,800
Mettler Toledo International C/S 592688105 4,212 170,200 SH N/A OTHER 1 170,200
Microsoft Corp. C/S 594918104 2,868 32,000 SH N/A DEFINED 1 32,000
Microsoft Corp. C/S 594918104 439 4,900 SH N/A OTHER 1 4,900
Microsoft Corp. 3.44% P/S 594918203 2,955 30,000 SH N/A DEFINED 1 30,000
Montana Power Co. C/S 612085100 11,439 155,500 SH N/A DEFINED 1 155,500
Montana Power Co. C/S 612085100 6,485 88,150 SH N/A OTHER 1 88,150
Morgan Stanley Africa Invest C/S 617444104 94 10,000 SH N/A DEFINED 1 10,000
Morgan Stanley Dean Witter C/S 617446448 665 6,650 SH N/A DEFINED 1 6,650
Morgan Stanley Dean Witter C/S 617446448 170 1,700 SH N/A OTHER 1 1,700
Morgan Stanley Asia Pacific C/S 61744U106 188 23,500 SH N/A DEFINED 1 23,500
Motorola Inc. C/S 620076109 1,157 15,800 SH N/A DEFINED 1 15,800
Motorola Inc. C/S 620076109 260 3,550 SH N/A OTHER 1 3,550
Neopharm Inc. C/S 640919106 1,968 99,000 SH N/A DEFINED 1 99,000
Nike Inc. - Cl. B C/S 654106103 6,289 109,010 SH N/A DEFINED 1 109,010
Nike Inc. - Cl. B C/S 654106103 3,767 65,300 SH N/A OTHER 1 65,300
Nova Corp. C/S 669784100 2,952 112,450 SH N/A DEFINED 1 112,450
Nova Corp. C/S 669784100 1,334 50,800 SH N/A OTHER 1 50,800
Omnicom Inc. C/S 681919106 3,617 45,250 SH N/A DEFINED 1 45,250
Omnicom Inc. C/S 681919106 2,226 27,850 SH N/A OTHER 1 27,850
PNC Bank C/S 693475105 278 5,000 SH N/A DEFINED 1 5,000
Pacific Enterprises $4.36 P/S 694232307 783 10,000 SH N/A DEFINED 1 10,000
Pep Boys - Manny Moe & Jack C/S 713278109 1,454 95,350 SH N/A DEFINED 1 95,350
Pep Boys - Manny Moe & Jack C/S 713278109 902 59,150 SH N/A OTHER 1 59,150
Phizer Inc. C/S 717081103 1,283 9,250 SH N/A DEFINED 1 9,250
Phizer Inc. C/S 717081103 319 2,300 SH N/A OTHER 1 2,300
Pitney Bowes Inc. C/S 724479100 6,659 104,450 SH N/A DEFINED 1 104,450
Pitney Bowes Inc. C/S 724479100 3,417 53,600 SH N/A OTHER 1 53,600
The Presley Companies - Cl A C/S 741030100 177 282,890 SH N/A DEFINED 1 282,890
Provident Companies C/S 743862104 1,206 34,900 SH N/A DEFINED 1 34,900
Provident Companies C/S 743862104 950 27,500 SH N/A OTHER 1 27,500
Providian Financial Corp. C/S 74406A102 4,397 39,975 SH N/A DEFINED 1 39,975
Providian Financial Corp. C/S 74406A102 2,846 25,875 SH N/A OTHER 1 25,875
Qualcomm Inc. C/S 747525103 2,108 16,950 SH N/A DEFINED 1 16,950
Qualcomm Inc. C/S 747525103 1,356 10,900 SH N/A OTHER 1 10,900
Richfood Holdings Inc. C/S 763408101 5,046 234,000 SH N/A DEFINED 1 234,000
Richfood Holdings Inc. C/S 763408101 3,186 147,750 SH N/A OTHER 1 147,750
S&P 500 Depository Receipt Units 78462F103 25,973 202,325 SH N/A DEFINED 1 202,325
Servicemaster Company C/S 81760N109 2,703 133,050 SH N/A DEFINED 1 133,050
Servicemaster Company C/S 81760N109 1,710 84,200 SH N/A OTHER 1 84,200
Shaw Industries Inc. C/S 820286102 4,672 252,550 SH N/A DEFINED 1 252,550
Shaw Industries Inc. C/S 820286102 2,840 153,500 SH N/A OTHER 1 153,500
Sotheby's Holdings - A C/S 835898107 12,362 381,850 SH N/A DEFINED 1 381,850
Sotheby's Holdings - A C/S 835898107 6,525 201,550 SH N/A OTHER 1 201,550
Southdown Inc. C/S 841297104 2,811 52,350 SH N/A DEFINED 1 52,350
Southdown Inc. C/S 841297104 1,785 33,250 SH N/A OTHER 1 33,250
Sprint (SBC) 8.25% CNV P/S 852061407 1,825 25,000 SH N/A DEFINED 1 25,000
Steris Corp. C/S 859152100 1,398 52,500 SH N/A DEFINED 1 52,500
Steris Corp. C/S 859152100 988 37,100 SH N/A OTHER 1 37,100
Suiza Foods Corp. C/S 865077101 1,620 48,100 SH N/A DEFINED 1 48,100
Suiza Foods Corp. C/S 865077101 1,006 29,850 SH N/A OTHER 1 29,850
Sungard Data Systems Inc. C/S 867363103 10,216 255,400 SH N/A DEFINED 1 255,400
Sungard Data Systems Inc. C/S 867363103 5,756 143,900 SH N/A OTHER 1 143,900
Sybron Intl. Corp. C/S 87114F106 4,828 193,100 SH N/A DEFINED 1 193,100
Sybron Intl. Corp. C/S 87114F106 3,056 122,250 SH N/A OTHER 1 122,250
Synopsys Inc. C/S 871607107 5,397 100,400 SH N/A DEFINED 1 100,400
Synopsys Inc. C/S 871607107 3,333 62,000 SH N/A OTHER 1 62,000
TCA Cable TV Inc. C/S 872241104 2,388 54,900 SH N/A DEFINED 1 54,900
TCA Cable TV Inc. C/S 872241104 1,509 34,700 SH N/A OTHER 1 34,700
TCI Pacific Comm 5.0% Call CVT P/S 872294202 3,696 11,000 SH N/A DEFINED 1 11,000
Tandy Corp. C/S 875382103 2,996 46,950 SH N/A DEFINED 1 46,950
Tandy Corp. C/S 875382103 1,723 27,000 SH N/A OTHER 1 27,000
Tellabs C/S 879664100 3,661 37,450 SH N/A DEFINED 1 37,450
Tellabs C/S 879664100 2,282 23,350 SH N/A OTHER 1 23,350
Templeton China World Fund C/S 88018X102 180 30,000 SH N/A DEFINED 1 30,000
Transworld Enterntainment C/S 89336Q100 1,498 136,200 SH N/A DEFINED 1 136,200
Transworld Enterntainment C/S 89336Q100 1,135 103,150 SH N/A OTHER 1 103,150
Trump Hotels & Casino Resort C/S 898168109 8,040 2,010,000 SH N/A DEFINED 1 2,010,000
US Foodservice Inc. C/S 90331R101 14,217 305,750 SH N/A DEFINED 1 305,750
US Foodservice Inc. C/S 90331R101 8,207 176,500 SH N/A OTHER 1 176,500
United Payors & United Providers C/S 911319101 1,384 60,000 SH N/A DEFINED 1 60,000
Warner Lambert Co. C/S 934488107 1,355 20,450 SH N/A DEFINED 1 20,450
Warner Lambert Co. C/S 934488107 321 4,850 SH N/A OTHER 1 4,850
Washington Post C/S 939640108 2,412 4,625 SH N/A DEFINED 1 4,625
Washington Post C/S 939640108 1,578 3,025 SH N/A OTHER 1 3,025
Waste Management Inc. C/S 94106L109 10,555 237,850 SH N/A DEFINED 1 237,850
Waste Management Inc. C/S 94106L109 4,557 102,700 SH N/A OTHER 1 102,700
Waters Corp. C/S 941848103 12,728 121,150 SH N/A DEFINED 1 121,150
Waters Corp. C/S 941848103 7,328 69,750 SH N/A OTHER 1 69,750
Wells Fargo & Co. C/S 949746101 1,632 46,550 SH N/A DEFINED 1 46,550
Wells Fargo & Co. C/S 949746101 524 14,950 SH N/A OTHER 1 14,950
Wendy's Financing I 5.0% P/S 950588202 1,406 23,333 SH N/A DEFINED 1 23,333
Wet Seal Inc. C/S 961840105 3,498 94,850 SH N/A DEFINED 1 94,850
Wet Seal Inc. C/S 961840105 2,454 66,550 SH N/A OTHER 1 66,550
Xilinx Inc. C/S 983919101 2,608 64,300 SH N/A DEFINED 1 64,300
Xilinx Inc. C/S 983919101 1,659 40,900 SH N/A OTHER 1 40,900
IPC Holdings Limited C/S G4933P101 596 30,000 SH N/A DEFINED 1 30,000
Tommy Hilfiger Corp C/S G8915Z102 4,033 58,550 SH N/A DEFINED 1 58,550
Tommy Hilfiger Corp C/S G8915Z102 3,602 52,300 SH N/A OTHER 1 52,300
Royal Caribbean Cruises LTD C/S V7780T103 9,682 248,250 SH N/A DEFINED 1 248,250
Royal Caribbean Cruises LTD C/S V7780T103 5,257 134,800 SH N/A OTHER 1 134,800
Ziff Davis, Inc. -ZDNet C/S 989511209 1,762 48,950 SH N/A DEFINED 1 48,950
Ziff Davis, Inc. -ZDNet C/S 989511209 1,127 31,300 SH N/A OTHER 1 31,300
676,434
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