UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 1999
Check here if Amendment: [_] Amendment Number: ________
This Amendment (Check only one): [_] is a restatement.
[_] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Conseco, Inc.
Address: 11825 N. Pennsylvania Street
Carmel, IN 46032
Form 13F File Number: 28-4816
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables are considered integral parts of this form.
Person signing this Report on behalf of Reporting Manager:
Name: Rollin M. Dick
Title: Executive Vice President
Phone: 317/817-6118
Signature, Place and date of Signing:
/s/ Rollin M. Dick Carmel, Indiana February 14, 2000
- ---------------------------------- --------------- -----------------
[Signature} [City, State] [Date]
Report Type (Check only one):
[x] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report)
[_] 13F NOTICE: (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s))
[_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s))
13F SUMMARY REPORT
<PAGE>
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 229
Form 13F Information Table Value Total: $1,480,054
(in thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "None" and omit the column headings
and list entries.]
No. Form 13F File Number Name
1. N/A Conseco Capital Management, Inc.
<PAGE>
FORM 13F INFORMATION TABLE
<TABLE>
<CAPTION>
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER CLASS CUSIP (X1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C>
AMFM Inc. C/S 001693100 391 5,000 SH N/A DEFINED 1 5,000
Adaptive Broadband Corp C/S 00650M104 241 3,261 SH N/A DEFINED 1 3,261
Adaptec Inc. C/S 06651F108 20,770 416,450 SH N/A DEFINED 1 416,450
Adaptec Inc. C/S 06651F108 17,985 360,600 SH N/A OTHER 1 360,600
Adelphia Communications C/S 006848105 4,056 61,800 SH N/A DEFINED 1 61,800
Adelphia Communications C/S 006848105 6,702 102,120 SH N/A OTHER 1 102,120
Adelphia Communications P/S 006846402 6,885 36,600 SH N/A DEFINED 1 36,600
Advanced Micro Devices C/S 007903107 1,885 65,130 SH N/A DEFINED 1 65,130
Advanced Micro Devices C/S 007903107 4,974 171,880 SH N/A OTHER 1 171,880
Affymetrix Inc. C/S 00826T108 1,956 11,530 SH N/A DEFINED 1 11,530
Affymetrix Inc. C/S 00826T108 3,353 19,760 SH N/A OTHER 1 19,760
Agilent Technologies Inc. C/S 00846U101 5,703 73,760 SH N/A DEFINED 1 73,760
Agilent Technologies Inc. C/S 00846U101 8,470 109,550 SH N/A OTHER 1 109,550
Allmerica Financial Group C/S 019754100 2,666 47,920 SH N/A DEFINED 1 47,920
Allmerica Financial Group C/S 019754100 3,887 69,880 SH N/A OTHER 1 69,880
American General Corp. C/S 026351106 334 4,400 SH N/A OTHER 1 4,400
American Indeminity Finl. Corp. C/S 026759100 534 23,600 SH N/A OTHER 1 23,600
Amercian International Group C/S 026874107 3,984 431 SH N/A OTHER 1 431
American Mobile Satellite C/S 02755R103 11,639 552,600 SH N/A DEFINED 1 552,600
American Mobile Satellite C/S 02755R103 11,851 562,640 SH N/A OTHER 1 562,640
American Tower Corp. C/S 029912201 3,866 126,480 SH N/A DEFINED 1 126,480
American Tower Corp. C/S 029912201 4,909 160,620 SH N/A OTHER 1 160,620
American Water Works Inc. C/S 030411102 1,432 67,370 SH N/A DEFINED 1 67,370
American Water Works Inc. C/S 030411102 2,186 102,890 SH N/A OTHER 1 102,890
Amerus Life Holdings, Inc. C/S 030732101 2,320 100,860 SH N/A DEFINED 1 100,860
Anixter International Inc. C/S 035290105 447 21,676 SH N/A DEFINED 1 21,676
Antec Corp. C/S 03664P105 2,738 75,000 SH N/A DEFINED 1 75,000
Automatic Data Processing C/S 053015103 323 6,000 SH N/A DEFINED 1 6,000
BJ Services Co. C/S 055482103 3,087 73,840 SH N/A DEFINED 1 73,840
BJ Services Co. C/S 055482103 4,505 107,740 SH N/A OTHER 1 107,740
BMC Software C/S 055921100 4,095 51,230 SH N/A DEFINED 1 51,230
BMC Software C/S 055921100 6,375 79,750 SH N/A OTHER 1 79,750
Belo (AH) Corp. C/S 080555105 4,216 221,155 SH N/A DEFINED 1 221,155
Belo (AH) Corp. C/S 080555105 6,023 315,945 SH N/A OTHER 1 315,945
Berkshire Hathaway Inc. Cl. A C/S 084670108 281 5 SH N/A OTHER 1 5
Berkshire Hathaway Inc. Cl. B C/S 084670207 4,877 2,665 SH N/A DEFINED 1 2,665
Berkshire Hathaway Inc. Cl. B C/S 084670207 6,654 3,636 SH N/A OTHER 1 3,636
Broadvision Inc. C/S 111412102 2,199 12,930 SH N/A DEFINED 1 12,930
Broadvision Inc. C/S 111412102 3,432 20,180 SH N/A OTHER 1 20,180
Burlington Resources Inc. C/S 122014103 3,033 91,750 SH N/A DEFINED 1 91,750
Burlington Resources Inc. C/S 122014103 4,383 132,570 SH N/A OTHER 1 132,570
Cleco Corporation C/S 12561M107 2,020 63,000 SH N/A DEFINED 1 63,000
CTS Corp. C/S 126501105 5,729 76,010 SH N/A DEFINED 1 76,010
CTS Corp. C/S 126501105 8,189 108,640 SH N/A OTHER 1 108,640
Caliper Technologies Corp. C/S 130876105 2,535 37,980 SH N/A DEFINED 1 37,980
Celgene Corp. C/S 151020104 1,400 20,000 SH N/A DEFINED 1 20,000
Charter Communications Inc. - A C/S 16117M107 4,074 186,220 SH N/A DEFINED 1 186,220
Charter Communications Inc. - A C/S 16117M107 5,868 268,240 SH N/A OTHER 1 268,240
Circuit City Stores C/S 172737108 4,524 100,400 SH N/A DEFINED 1 100,400
Circuit City Stores C/S 172737108 6,532 144,960 SH N/A OTHER 1 144,960
Cisco Systems Inc. C/S 17275R102 1,928 18,000 SH N/A DEFINED 1 18,000
Cisco Systems Inc. C/S 17275R102 643 6,000 SH N/A OTHER 1 6,000
Citrix Systems Inc. C/S 177376100 4,886 39,720 SH N/A DEFINED 1 39,720
Citrix Systems Inc. C/S 177376100 7,182 58,390 SH N/A OTHER 1 58,390
Commodore Applied Tech Wrts 202630117 6 60,000 SH N/A DEFINED 1 60,000
Compass Bancshares Inc. C/S 20449H109 1,042 46,690 SH N/A DEFINED 1 46,690
Compass Bancshares Inc. C/S 20449H109 1,434 64,290 SH N/A OTHER 1 64,290
Concord EFS Inc. C/S 206197105 2,998 116,440 SH N/A DEFINED 1 116,440
Concord EFS Inc. C/S 206197105 4,536 176,170 SH N/A OTHER 1 176,170
Conexant Systems Inc. C/S 207142100 3,631 54,700 SH N/A DEFINED 1 54,700
Conexant Systems Inc. C/S 207142100 5,251 79,110 SH N/A OTHER 1 79,110
Coors (Adolph) C/S 217016104 6,296 119,920 SH N/A DEFINED 1 119,920
Coors (Adolph) C/S 217016104 8,983 171,110 SH N/A OTHER 1 171,110
Cost Plus Inc. C/S 221485105 1,582 44,410 SH N/A DEFINED 1 44,410
Cost Plus Inc. C/S 221485105 2,316 65,010 SH N/A OTHER 1 65,010
Costco Wholesale Corp. C/S 22160K105 4,706 51,750 SH N/A DEFINED 1 51,750
Costco Wholesale Corp. C/S 22160K105 3,531 38,700 SH N/A OTHER 1 38,700
Credence Systems Corp. C/S 225302108 5,208 60,210 SH N/A DEFINED 1 60,210
Credence Systems Corp. C/S 225302108 7,558 87,370 SH N/A OTHER 1 87,370
DII Group C/S 232949107 1,553 21,880 SH N/A DEFINED 1 21,880
DII Group C/S 232949107 2,372 33,420 SH N/A OTHER 1 33,420
Danaher Corp. C/S 235851102 7,328 151,870 SH N/A DEFINED 1 151,870
Danaher Corp. C/S 235851102 10,542 218,490 SH N/A OTHER 1 218,490
Devry Inc. C/S 251893103 1,786 95,260 SH N/A DEFINED 1 95,260
Devry Inc. C/S 251893103 2,720 145,060 SH N/A OTHER 1 145,060
Diamond Offshore Drilling C/S 25271C102 6,332 207,190 SH N/A DEFINED 1 207,190
Diamond Offshore Drilling C/S 25271C102 9,522 311,550 SH N/A OTHER 1 311,550
Ditigal Microwave Corp. C/S 253859102 4,401 187,770 SH N/A DEFINED 1 187,770
Ditigal Microwave Corp. C/S 253859102 6,233 265,920 SH N/A OTHER 1 265,920
Go.com C/S 254687205 6,140 258,540 SH N/A DEFINED 1 258,540
Go.com C/S 254687205 4,903 206,450 SH N/A OTHER 1 206,450
Ensco International Inc. C/S 26874Q100 4,406 192,630 SH N/A DEFINED 1 192,630
Ensco International Inc. C/S 26874Q100 6,362 278,110 SH N/A OTHER 1 278,110
Echostar Communications - A C/S 278762109 28,702 294,380 SH N/A DEFINED 1 294,380
Echostar Communications - A C/S 278762109 22,322 228,940 SH N/A OTHER 1 228,940
Electronic Arts Inc. C/S 285512109 10,424 124,090 SH N/A DEFINED 1 124,090
Electronic Arts Inc. C/S 285512109 4,361 51,920 SH N/A OTHER 1 51,920
Enzon Inc. C/S 293904108 2,085 48,070 SH N/A DEFINED 1 48,070
Enzon Inc. C/S 293904108 3,015 69,510 SH N/A OTHER 1 69,510
Extreme Networks Inc. C/S 30226D106 2,331 27,920 SH N/A DEFINED 1 27,920
Extreme Networks Inc. C/S 30226D106 3,361 40,250 SH N/A OTHER 1 40,250
Exxon Mobile Corp. C/S 30231G102 354 4,400 SH N/A OTHER 1 4,400
Family Dollar Stores C/S 307000109 1,355 83,070 SH N/A DEFINED 1 83,070
Family Dollar Stores C/S 307000109 1,974 121,040 SH N/A OTHER 1 121,040
First Commonwealth Fund Inc. C/S 31983F102 312 34,000 SH N/A DEFINED 1 34,000
First Virginia Banks C/S 337477103 1,055 24,530 SH N/A OTHER 1 24,530
First Virginia Banks C/S 337477103 1,609 37,420 SH N/A DEFINED 1 37,420
Fiserv Inc. C/S 337738108 2,388 62,340 SH N/A DEFINED 1 62,340
Fiserv Inc. C/S 337738108 3,602 94,007 SH N/A OTHER 1 94,007
Gilead Sciences Inc. C/S 374448103 7,744 143,080 SH N/A DEFINED 1 143,080
Gilead Sciences Inc. C/S 374448103 11,171 206,400 SH N/A OTHER 1 206,400
Greater China Fund, Inc. C/S 39167B102 126 15,000 SH N/A DEFINED 1 15,000
Guidant Corp. C/S 401698105 4,549 96,790 SH N/A DEFINED 1 96,790
Guidant Corp. C/S 401698105 6,557 139,520 SH N/A OTHER 1 139,520
Home Depot Inc. C/S 437076102 309 4,500 SH N/A DEFINED 1 4,500
Illinova Corp. C/S 452317100 3,193 91,880 SH N/A DEFINED 1 91,880
Illinova Corp. C/S 452317100 4,576 131,670 SH N/A OTHER 1 131,670
Infinity Broadcasting Corp. C/S 45662S102 6,300 174,099 SH N/A DEFINED 1 174,099
Infinity Broadcasting Corp. C/S 45662S102 5,533 152,898 SH N/A OTHER 1 152,898
Integrated Device Technology C/S 458118106 24,654 850,150 SH N/A DEFINED 1 850,150
Integrated Device Technology C/S 458118106 22,728 783,730 SH N/A OTHER 1 783,730
Intermedia Communications C/S 458801107 283 7,292 SH N/A DEFINED 1 7,292
Interpublic Group Cos. Inc. C/S 460690100 433 7,500 SH N/A DEFINED 1 7,500
I2 Technologies C/S 465754109 2,870 14,720 SH N/A DEFINED 1 14,720
I2 Technologies C/S 465754109 4,130 21,180 SH N/A OTHER 1 21,180
JDS Uniphase Corp. C/S 46612J101 2,358 14,620 SH N/A DEFINED 1 14,620
JDS Uniphase Corp. C/S 46612J101 1,339 8,300 SH N/A OTHER 1 8,300
Kmart Corp. 7.75% P/S 498778208 3,063 70,000 SH N/A DEFINED 1 70,000
Kohls Corp. C/S 500255104 217 3,000 SH N/A DEFINED 1 3,000
Koor Industries - ADR C/S 500507108 295 14,735 SH N/A DEFINED 1 14,735
Legato Systems Inc. C/S 524651106 17,335 251,920 SH N/A DEFINED 1 251,920
Legato Systems Inc. C/S 524651106 15,446 224,460 SH N/A OTHER 1 224,460
Life Re Capital Call P/S 532163300 8,314 110,300 SH N/A DEFINED 1 110,300
MCI Worldcom Inc. C/S 55268B106 8,793 165,705 SH N/A DEFINED 1 165,705
MCI Worldcom Inc. C/S 55268B106 2,632 49,590 SH N/A OTHER 1 49,590
Maxygen Inc. C/S 577776107 3,044 42,870 SH N/A DEFINED 1 42,870
McLeodusa Inc. - Cl A C/S 582266102 19,335 328,416 SH N/A DEFINED 1 328,416
McLeodusa Inc. - Cl A C/S 582266102 14,331 243,410 SH N/A OTHER 1 243,410
Mediaone Group 4.50% CVT P/S 58440J203 500 10,000 SH N/A DEFINED 1 10,000
Medimmune Inc. C/S 584699102 4,883 29,440 SH N/A DEFINED 1 29,440
Medimmune Inc. C/S 584699102 7,026 42,360 SH N/A OTHER 1 42,360
Microsoft Corp. C/S 594918104 3,564 30,530 SH N/A DEFINED 1 30,530
Microsoft Corp. C/S 594918104 4,375 37,475 SH N/A OTHER 1 37,475
Millenium Pharmaceuticals C/S 599902103 7,625 62,500 SH N/A DEFINED 1 62,500
Millenium Pharmaceuticals C/S 599902103 5,495 45,040 SH N/A OTHER 1 45,040
Montana Power Co. C/S 612085100 3,758 104,210 SH N/A DEFINED 1 104,210
Montana Power Co. C/S 612085100 5,435 150,710 SH N/A OTHER 1 150,710
Morgan Stanley Africa Invest C/S 617444104 104 10,000 SH N/A DEFINED 1 10,000
Morgan Stanley Asia Pacific C/S 61744U106 278 23,500 SH N/A DEFINED 1 23,500
Nabors Industries Inc. C/S 629568106 12,732 411,550 SH N/A DEFINED 1 411,550
Nabors Industries Inc. C/S 629568106 5,634 182,100 SH N/A OTHER 1 182,100
National Commerce Bancorp. C/S 635405103 2,257 99,480 SH N/A DEFINED 1 99,480
National Commerce Bancorp. C/S 635405103 3,252 143,320 SH N/A OTHER 1 143,320
Neopharm Inc. C/S 640919106 2,135 99,000 SH N/A DEFINED 1 99,000
Newfield Financial Trust I P/S 651291205 701 15,000 SH N/A DEFINED 1 15,000
Nextlink Communications C/S 65333H707 24,008 289,030 SH N/A DEFINED 1 289,030
Nextlink Communications C/S 65333H707 23,013 277,060 SH N/A OTHER 1 277,060
North Fork Bank Corp. C/S 659424105 3,931 226,260 SH N/A DEFINED 1 226,260
North Fork Bank Corp. C/S 659424105 5,663 325,900 SH N/A OTHER 1 325,900
Ocean Energy Inc. C/S 67481E106 2,944 379,830 SH N/A DEFINED 1 379,830
Ocean Energy Inc. C/S 67481E106 4,189 540,550 SH N/A OTHER 1 540,550
Omnipoint Corporation C/S 68212D102 9,342 77,450 SH N/A DEFINED 1 77,450
Omnipoint Corporation C/S 68212D102 6,999 58,020 SH N/A OTHER 1 58,020
Oracle Corporation C/S 68389X105 9,650 86,110 SH N/A DEFINED 1 86,110
Oracle Corporation C/S 68389X105 1,247 11,130 SH N/A OTHER 1 11,130
PE Corp - PE Biosystems C/S 69332S102 19,581 162,750 SH N/A DEFINED 1 162,750
PE Corp - PE Biosystems C/S 69332S102 19,089 158,660 SH N/A OTHER 1 158,660
PC - Sierra Inc. C/S 69344F106 5,087 31,730 SH N/A DEFINED 1 31,730
PC - Sierra Inc. C/S 69344F106 7,376 46,010 SH N/A OTHER 1 46,010
PNC Bank C/S 693475105 223 5,000 SH N/A DEFINED 1 5,000
Pacific Enterprises $4.36 P/S 694232307 658 10,000 SH N/A DEFINED 1 10,000
Protein Design labs Inc. C/S 74369L103 1,695 24,220 SH N/A DEFINED 1 24,220
Protein Design labs Inc. C/S 74369L103 2,435 34,790 SH N/A OTHER 1 34,790
PSINET Inc. 6.75% Ser C P/S 74437C309 7,297 125,000 SH N/A DEFINED 1 125,000
Ralston Purina Group C/S 751277302 5,645 202,510 SH N/A DEFINED 1 202,510
Ralston Purina Group C/S 751277302 8,143 292,130 SH N/A OTHER 1 292,130
Research In Motion C/S 760975102 27,402 593,280 SH N/A DEFINED 1 593,280
Research In Motion C/S 760975102 24,750 535,865 SH N/A OTHER 1 535,865
Retek Inc. C/S 76128Q109 2,608 34,660 SH N/A DEFINED 1 34,660
Retek Inc. C/S 76128Q109 3,783 50,270 SH N/A OTHER 1 50,270
S&P 500 Depository Receipt Units 78462F103 35,133 239,205 SH N/A DEFINED 1 239,205
Sapient Corporation C/S 803062108 3,777 26,800 SH N/A DEFINED 1 26,800
Sapient Corporation C/S 803062108 5,512 39,110 SH N/A OTHER 1 39,110
Scient Corp. C/S 80864H109 3,200 37,020 SH N/A DEFINED 1 37,020
Scient Corp. C/S 80864H109 4,647 53,760 SH N/A OTHER 1 53,760
Scripps Co. (EW) C/S 811054204 3,966 88,500 SH N/A DEFINED 1 88,500
Scripps Co. (EW) C/S 811054204 5,706 127,340 SH N/A OTHER 1 127,340
Sealed Air Corp. P/S 81211K209 303 6,000 SH N/A DEFINED 1 6,000
Siebel Systems Inc. C/S 826170102 3,998 47,600 SH N/A DEFINED 1 47,600
Siebel Systems Inc. C/S 826170102 5,837 69,490 SH N/A OTHER 1 69,490
Sotheby's Holdings - A C/S 835898107 13,182 439,385 SH N/A DEFINED 1 439,385
Sotheby's Holdings - A C/S 835898107 13,575 452,505 SH N/A OTHER 1 452,505
Sovereign Bancorp 7.5% P/S 845905306 3,638 75,000 SH N/A DEFINED 1 75,000
Symantec Corp. C/S 871503108 2,997 51,130 SH N/A DEFINED 1 51,130
Symantec Corp. C/S 871503108 4,373 74,600 SH N/A OTHER 1 74,600
Symbol Technologies Inc. C/S 871508107 33,316 524,140 SH N/A DEFINED 1 524,140
Symbol Technologies Inc. C/S 871508107 31,849 501,070 SH N/A OTHER 1 501,070
TCI Pacific Comm 5.0% Call CVT P/S 872294202 4,933 16,000 SH N/A DEFINED 1 16,000
Technology Solutions Co. C/S 87872T108 5,230 159,700 SH N/A DEFINED 1 159,700
Technology Solutions Co. C/S 87872T108 7,815 238,630 SH N/A OTHER 1 238,630
Telecorp PCS Inc. C/S 879299105 4,392 115,580 SH N/A DEFINED 1 115,580
Telecorp PCS Inc. C/S 879299105 6,722 176,900 SH N/A OTHER 1 176,900
Teligent Inc. - Cl A C/S 87959Y103 1,976 32,000 SH N/A DEFINED 1 32,000
Teligent Inc. - Cl A C/S 87959Y103 2,816 45,610 SH N/A OTHER 1 45,610
Tellabs C/S 879664100 6,123 95,400 SH N/A DEFINED 1 95,400
Tellabs C/S 879664100 9,037 140,875 SH N/A OTHER 1 140,875
Templeton China World Fund C/S 88018X102 240 30,000 SH N/A DEFINED 1 30,000
Too Inc. C/S 890333107 3,935 228,090 SH N/A DEFINED 1 228,090
Too Inc. C/S 890333107 5,667 328,540 SH N/A OTHER 1 328,540
Tootsie Roll Industries C/S 890516107 3,765 114,310 SH N/A DEFINED 1 114,310
Tootsie Roll Industries C/S 890516107 5,501 167,010 SH N/A OTHER 1 167,010
Transkaryotic Therpaies Inc. C/S 893735100 3,013 78,250 SH N/A DEFINED 1 78,250
Transkaryotic Therpaies Inc. C/S 893735100 3,639 94,520 SH N/A OTHER 1 94,520
Trump Hotels & Casino Resort C/S 898168109 6,784 2,010,000 SH N/A DEFINED 1 010,000
Tyson Foods Inc. - Cl A C/S 902494103 1,662 102,260 SH N/A DEFINED 1 102,260
Tyson Foods Inc. - Cl A C/S 902494103 2,221 136,700 SH N/A OTHER 1 136,700
US Foodservice Inc. C/S 90331R101 24,740 1,477,020 SH N/A DEFINED 1 477,020
US Foodservice Inc. C/S 90331R101 21,509 1,284,120 SH N/A OTHER 1 284,120
United Payors & United Providers C/S 911319101 994 60,000 SH N/A DEFINED 1 60,000
Veritas Software Corp. C/S 923436109 20,906 146,065 SH N/A DEFINED 1 146,065
Veritas Software Corp. C/S 923436109 30,102 210,320 SH N/A OTHER 1 210,320
Vitesse Semiconductor Corp. C/S 928497106 2,957 56,390 SH N/A DEFINED 1 56,390
Vitesse Semiconductor Corp. C/S 928497106 4,529 86,370 SH N/A OTHER 1 86,370
Voicestream Wireless Corp. C/S 928615103 22,360 157,120 SH N/A DEFINED 1 157,120
Voicestream Wireless Corp. C/S 928615103 18,502 130,010 SH N/A OTHER 1 130,010
Washington Post C/S 939640108 3,519 6,330 SH N/A DEFINED 1 6,330
Washington Post C/S 939640108 5,392 9,700 SH N/A OTHER 1 9,700
Waters Corp. C/S 941848103 23,707 447,300 SH N/A DEFINED 1 447,300
Waters Corp. C/S 941848103 21,052 397,200 SH N/A OTHER 1 397,200
Weatherford International C/S 947074100 3,179 79,600 SH N/A DEFINED 1 79,600
Weatherford International C/S 947074100 4,803 120,270 SH N/A OTHER 1 120,270
Wendy's Financing I 5.0% P/S 950588202 1,117 23,333 SH N/A DEFINED 1 23,333
Whittman-Hart Inc. C/S 966834103 1,188 22,160 SH N/A DEFINED 1 22,160
Whittman-Hart Inc. C/S 966834103 1,818 33,910 SH N/A OTHER 1 33,910
Winstar Communications Inc. C/S 975515107 4,985 66,250 SH N/A DEFINED 1 66,250
Winstar Communications Inc. C/S 975515107 7,224 96,000 SH N/A OTHER 1 96,000
IPC Holdings Limited C/S G4933P101 446 30,000 SH N/A DEFINED 1 30,000
Royal Caribbean Cruises LTD C/S V7780T103 16,375 332,070 SH N/A DEFINED 1 332,070
Royal Caribbean Cruises LTD C/S V7780T103 11,915 241,615 SH N/A OTHER 1 241,615
TOTAL 1,480,054
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