SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC
FORM 10-Q
(Mark One)
[x] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
For the quarterly period ended September 27, 1996.
OR
[ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
For the transition period from _______________ to ______________
Commission file number : 1-8502
Comptek Research, Inc.
_________________________________________________________________
(Exact name of registrant as specified in its charter)
New York 16-0959023
________________________________________________________________
(State or other jurisdiction of (I.R.S. Employee
incorporation or organization) Identification No.)
2732 Transit Road, Buffalo, New York 14224-2523
________________________________________________________________
(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code:(716) 677-4070
Not Applicable
_________________________________________________________________
(Former name, former address and former fiscal year, if changed
since last report.)
Indicate by check X whether the registrant (1) has filed all
reports required to be filed by Section 13 of 15(d) of the
Securities Exchange Act of 1934 during the preceding 12 months
(or for such shorter period that the registrant was required to
file such reports), and (2) has been subject to such filing
requirements for the past 90 days.
Yes X No
------ -----
Class Outstanding at September 27, 1996
- ----------------------- ---------------------------------
Common $.02 Par Value 5,245,951
<PAGE 1>
COMPTEK RESEARCH, INC.
INDEX
Page
PART I. Financial Information Number
Item 1. Financial Statements
Consolidated Condensed Balance Sheets
September 27, 1996, and March 31, 1996 3
Consolidated Condensed Statements of Operations
Thirteen and Twenty-Six Weeks Ended September 27,
1996, and September 29, 1995 4
Consolidated Condensed Statements of Cash Flows
Twenty-Six Weeks Ended September 27, 1996,
and September 29, 1995 5
Consolidated Condensed Statement of Changes in Sharehold
ers' Equity Twenty-Six Weeks Ended
September 27, 1996 6
Notes to the Consolidated Condensed Financial Statements 7
Report of Independent Auditors 8
Management's Discussion and Analysis of Financial
Condition and Results of Operations 9
PART II. Other Information
Item 6. Exhibits and Reports on Form 8-K 11
<PAGE 2>
<TABLE>
<CAPTION>
COMPTEK RESEARCH, INC. AND
SUBSIDIARIES
CONSOLIDATED CONDENSED BALANCE
SHEETS
(In thousands)
Sept. 27, March
1996 31, 1996
---------- --------
(Unaudited)
<S> <C> <C>
Assets
Current assets:
Cash and equivalents $370 $160
Receivables 15,904 15,776
Inventories 1,533 1,582
Other 487 770
---------- --------
Total current assets 18,294 18,288
Equipment and leasehold 2,206 2,491
improvements, net of accumulated
depreciation and amortization of
$8,307 at September 27, 1996,
and $6,829 at March 31, 1996
Goodwill 4,494 4,604
Other Assets 107 478
---------- --------
Total assets $25,101 $25,861
========== ========
Liabilities and Shareholders'
Equity
Current liabilities:
Current installments of long-term $1,051 $1,051
debt
Accounts payable 4,787 4,594
Accrued salaries and benefits 2,194 2,833
Other accrued liabilities 1,771 1,512
---------- --------
Total current liabilities 9,803 9,990
========== ========
Long-term debt, excluding current 5,960 7,626
installments
Shareholders' equity:
Common stock 107 105
Additional paid-in capital 14,911 14,582
Less loan to officer (218) ---
Accumulated deficit (4,892) (5,782)
---------- --------
9,908 8,905
Less cost of treasury shares (570) (660)
---------- --------
Total shareholders' equity 9,338 8,245
---------- --------
Total liabilities and shareholders'
equity $25,101 $25,861
========== ========
See accompanying notes to consolidated condensed financial statements
</TABLE>
<PAGE 3>
<TABLE>
<CAPTION>
COMPTEK RESEARCH, INC. AND
SUBSIDIARIES
CONSOLIDATED CONDENSED
STATEMENTS OF OPERATIONS
(Unaudited)
(In thousands, except per share amounts)
Thirteen Weeks Twenty-Six Weeks
Ended Ended
Sept. Sept. Sept. Sept.
27, 29, 27, 29,
1996 1995 1996 1995
------- ------- ------- -------
<S> <C> <C> <C> <C>
Net sales $18,904 $13,228 $36,913 $25,283
------- ------- ------- -------
Costs and expenses:
Cost of sales 15,851 10,873 30,697 20,949
Selling, general and 1,864 1,702 3,871 3,438
administrative
Research and
development 199 294 535 776
Special credit --- (477) --- (477)
------- ------- ------- -------
Total costs and 17,914 12,392 35,103 24,686
expenses ------- ------- ------- -------
Earnings before interest,
taxes, and loss 990 836 1,810 597
associated with ARIA
Wireless Systems, Inc.
Net interest expense (159) (87) (326) (112)
------- ------- ------- -------
Earnings before income
taxes and loss associated 831 749 1,484 485
with ARIA Wireless Systems,
Inc.
Income tax expense (333) (293) (594) (193)
------- ------- ------- -------
Earnings before loss
associated with ARIA 498 456 890 292
Wireless Systems, Inc.
Loss associated with ARIA --- (1,035) --- (1,113)
Wireless Systems, Inc. ------- ------- ------- -------
Net earnings (loss) $498 ($579) $890 ($821)
======= ======= ======= =======
Net earnings (loss) per $ .10 $ (.13) $ .17 $ (.18)
share ======= ======= ======= =======
Weighted average number of 5,216 4,464 5,185 4,439
common shares ======= ======= ======= =======
See accompanying notes to consolidated condensed financial statements
</TABLE>
<PAGE 4>
<TABLE>
<CAPTION>
COMPTEK RESEARCH, INC. AND
SUBSIDIARIES
CONSOLIDATED CONDENSED STATEMENTS OF
CASH FLOWS
(Unaudited)
(In thousands)
Twenty-Six Weeks
Ended
Sept. 27, Sept.
1996 29, 1995
-------- --------
<S> <C> <C>
Cash flows from operating activities:
Net earnings (loss) $890 ($821)
-------- --------
Adjustments to reconcile net
earnings (loss) to net cash
provided by operating activities:
Depreciation and 615 476
amortization
Deferred income taxes 350 70
Other assets 21 40
Loss associated with ARIA
Wireless Systems, Inc. --- 1,167
Changes in assets and
liabilities providing (using) cash:
Receivables (128) 748
Inventories 49 (716)
Other current assets 283 (493)
Accounts payable (187) (131)
and accrued liabilities --------- --------
Total adjustments 1,003 1,161
--------- --------
Net cash provided by operating $1,893 $1,982
activities --------- --------
Cash flows from investing activities:
Expenditures for equipment and
leasehold improvements ($220) ($547)
Subsidiary loan to officer (218) ---
Purchase of ARIA Wireless
Systems, Inc. senior subordinate notes
net of collection and loans provided --- (1,133)
Sale of commercial assets --- 200
--------- --------
Net cash used by investing activities ($438) ($1,480)
--------- --------
Cash flows from financing activities:
Proceeds from (repayment of) ($1,146) $205
revolving debt
Payment of long-term debt (520) (10)
Purchase of treasury shares (159) ---
Proceeds from the sale of 320 738
treasury shares
Proceeds from the exercise of
stock options and the sale of shares
under the employee stock purchase plan 260 211
--------- --------
Net cash provided (used) by financing ($1,245) $1,144
activities --------- --------
Net increase in cash and equivalents $210 $4
Cash and equivalents at beginning of 160 71
year --------- --------
Cash and equivalents at end of period $370 $75
========= ========
Non-cash investing and financing
activities:
Contribution of net assets of a
subsidiary to ARIA Wireless --- $6,994
Systems, Inc. ========= ========
See accompanying notes to consolidated condensed financial statements
</TABLE>
<PAGE 5>
<TABLE>
<CAPTION>
COMPTEK RESEARCH, INC. AND SUBSIDIARIES
CONSOLIDATED CONDENSED STATEMENT OF CHANGES IN SHAREHOLDERS' EQUITY
Twenty-Six Weeks Ended September 27, 1996
(Unaudited)
(In thousands)
Addi-
tional Retained Trea-
Common Paid-In Loan to Earnings sury
Stock Capital Officer (Deficit) Stock Total
------ ------- ------- --------- ------ -------
<S> <C> <C> <C> <C> <C> <C>
Balance at
March 31,
1996 $105 $14,582 $--- ($5,782) ($660) $8,245
Net earnings --- --- --- 890 --- 890
Exercise of
Stock Options --- 16 --- --- --- 16
Issuance of
common stock
primarily
through
employee
stock
purchase plan 2 266 --- --- 78 346
Repurchase of
common stock --- --- --- --- (159) (159)
Sale of
treasury
stock to an
officer in
exchange for
a note --- 47 (218) --- 171 ---
------ ------- ------- ------- ------ -------
Balance at
September 27,
1996 $107 $14,911 ($218) ($4,892) ($570) $9,338
====== ======= ======= ======= ====== =======
See accompanying notes to consolidated condensed financial statements
</TABLE>
<PAGE 6>
Comptek Research, Inc. and Subsidiaries
Notes to Consolidated Condensed Financial Statements
(Unaudited)
1. In the opinion of Management, the accompanying unaudited
consolidated condensed financial statements contain all
adjustments, consisting of normal recurring items, necessary
to present fairly the financial position, results of
operations and cash flows for the periods shown. It is the
Company's policy to end its first three quarterly accounting
periods on the last Friday of each quarter, which includes
thirteen weeks of operations. The fourth quarter ends on
March 31. The financial data included herein was compiled in
accordance with the same accounting policies applied to the
Company's audited annual financial statements, which should
be read in conjunction with these statements.
The results of operations for the twenty-six weeks ended
September 27, 1996, are not necessarily indicative of the
results to be expected for the full year.
2. During the first quarter of fiscal 1997, the Company adopted
Statement of Financial Accounting Standards (SFAS) No. 121
"Accounting for the Impairment of Long-Lived Assets and for
Long-Lived Assets to be Disposed of" and SFAS No. 123
"Accounting for Stock-Based Compensation".
The Company's previous policy on impairment was not
materially different than that prescribed by SFAS 121. The
adoption of SFAS 121 on April 1, 1996 did not require any
impairment to be recognized during the twenty-six weeks ended
September 27, 1996.
As permitted by SFAS 123, the Company will continue to apply
its current accounting policy under Accounting Principles
Board Opinion No. 25, with respect to stock-based
compensation. The adoption of SFAS 123 on April 1, 1996,
therefore, had no effect on the Company's consolidated
financial position or results of operations for the twenty-
six weeks ended September 27, 1996.
3. Receivables include costs and estimated earnings in excess of
billings on uncompleted contracts which primarily represent
revenues recognized on contracts, including retainage, for
which billings could not be presented under the terms of the
contracts at the balance sheet dates.
4. During the twenty-six weeks ended September 27, 1996, 65,771
common shares were sold from the Company's Treasury and
29,500 were purchased. The total number of treasury shares
as of September 27, 1996, was 77,193.
5. During the second quarter, the Company issued 202,814
"repriced" options at the fair market value on the date of
repricing, or $5.625. These "repriced" options were given in
exchange for the surrender of an equal number of previously
issued options having exercise prices ranging from $13.125 to
$17.75. In addition, during the twenty-six weeks ended
September 27, 1996, the Company issued 100,000 options under
its Equity Incentive Plan and 15,000 options under its Stock
Option Plan for Non-Employee Directors. An aggregate of
148,000 options expired during such period. Accordingly,
options for 374,659 shares were outstanding under the Equity
Incentive Plan and 63,000 shares were outstanding under the
Stock Option Plan for the Non-Employee Directors. A total of
119,845 shares were exercisable under both plans.
<PAGE 7>
INDEPENDENT AUDITORS' REVIEW REPORT
The Board of Directors and Shareholders
Comptek Research, Inc.:
We have reviewed the consolidated condensed balance sheet of
Comptek Research, Inc. and subsidiaries as of September 27, 1996,
and the related consolidated condensed statements of operations,
changes in shareholders' equity, and cash flows for the twenty-
six week periods ended September 27, 1996 and September 29, 1995.
These consolidated condensed financial statements are the
responsibility of the Company's management.
We conducted our review in accordance with standards established
by the American Institute of Certified Public Accountants. A
review of interim financial information consists principally of
obtaining an understanding of the system for the preparation of
interim financial information, applying analytical review
procedures to financial data, and making inquiries of persons
responsible for financial and accounting matters. It is
substantially less in scope than an audit in accordance with
generally accepted auditing standards, the objective of which is
the expression of an opinion regarding the financial statements
taken as a whole. Accordingly, we do not express such an
opinion.
Based on our review, we are not aware of any material
modifications that should be made to the consolidated condensed
financial statements referred to above for them to be in
conformity with generally accepted accounting principles.
We have previously audited, in accordance with generally accepted
auditing standards, the consolidated balance sheet of Comptek
Research, Inc. and subsidiaries as of March 31, 1996, and the
related consolidated statements of operations, shareholders'
equity, and cash flows for each of the years in the three-year
period then ended (not presented herein); and in our report dated
May 14, 1996, we expressed an unqualified opinion on those
consolidated financial statements. In our opinion, the
information set forth in the accompanying consolidated condensed
balance sheet as of March 31, 1996, is fairly presented, in all
material respects, in relation to the consolidated balance sheet
from which it has been derived.
/S/ KPMG Peat Marwick
KPMG Peat Marwick LLP
Buffalo, New York
October 18, 1996
<PAGE 8>
MANAGEMENT'S DISCUSSION AND ANALYSIS
FINANCIAL CONDITION
Operating activities were the primary sources of cash during the
six months ended September 27, 1996. The Company's operations
provided positive cash flow of $1,893,000 for the first half of
fiscal 1997 compared with $340,000 for the first half of fiscal
1996. Cash flow from operations for the second quarter was
essentially neutral due primarily to the receipt of approximately
$1,000,000 in expected collections after the close of the
quarter. Receivables during the second quarter increased
$1,297,000 as a result of increased sales for the quarter of
approximately $900,000 and the timing of collections on those
sales. Cash flow was used to acquire capital equipment, reduce
long term debt, and purchase shares for the treasury. As of
September 27, 1996, the Company has purchased approximately
30,000 common shares for the treasury.
The Company anticipates that cash flow from operations and
available funds from its credit facilities will be sufficient to
satisfy operational and capital expenditure needs of the Company
for the remainder of the fiscal year.
RESULTS OF OPERATIONS
Net sales for the second quarter increased 43% to $18,904,000 as
compared with the second quarter of fiscal 1996. For the six
months ended September 27, 1996, net sales were $36,913,000, an
increase from fiscal 1996 of 46%. The increase in net sales is,
in part, the result of activity on the Company's U.S. Navy
contract for Electronic Combat Mission Support (ECMS). In the
prior year, the Company experienced low subcontractor sales
volume on this contract. Sales on the ECMS contract were $10.9
million for the first six months of fiscal 1997 compared with
$7.5 million for the first half of fiscal 1996. In addition,
approximately half of the sales increase for both the second
quarter and the first six months is the result of the acquisition
of Advanced Systems Development, Inc. (ASDI) in March 1996.
The Company received additional funding on the ECMS contract
totaling $18.8 million during the second quarter. This award,
along with several other smaller awards, has increased the
Company's backlog to over $116 million, a record high. Since,
March 31, 1996, backlog has increased 87%.
Gross margin percentage decreased for the second quarter to 16.2%
from 17.8% for the second quarter last year and 17.6% in the
first quarter of fiscal 1997. For the first six months, gross
margin percentage decreased to 16.8% in fiscal 1997 from 17.1% in
fiscal 1996. This decrease is primarily due to the effect of the
ECMS contract. The margin on this cost-plus technical service
contract is typically lower than the Company's average gross
margin.
During the second quarter the Company continued to integrate the
acquired ASDI administration allowing for the Company to realize
overall cost reduction in Selling, General and Administrative
(SG&A) expenses. Additionally, the Company experienced lower
than average marketing expenditures due to timing of trade shows
and proposal efforts. SG&A for the first six months increased by
$433,000, when compared with fiscal 1996. As a percentage of
sales, year to date SG&A decreased to 10.4% from 13.6% last year
due to the substantial increase in sales base. The current year
dollar increase is due to the acquired operations of ASDI in
March 1996. SG&A for the second quarter, as a percentage of
sales, was 9.9% compared with 12.9% last year and 11.1% for the
first quarter of fiscal 1997. The Company anticipates that SG&A
as a percentage of sales will increase slightly during the third
quarter.
Research and Development (R&D) expenditures for the second
quarter decreased by 32% when compared with the second quarter of
fiscal 1996 and 40% from the first quarter of fiscal 1997. For
the first six months, R&D decreased by $241,000 when compared
with fiscal 1996. In the prior year the Company had participated
in a cooperative research and development agreement (CRADA)
project with the U.S. Government which was completed last fiscal
year. Additionally, in the prior year, the Company had incurred
R&D expenditures associated with the commercial operations prior
to its transfer to ARIA Wireless Systems, Inc. (ARIA). Early in
the second quarter of fiscal 1997, the Company completed various
significant stages of development and enhancement of proprietary
military products, resulting in the second quarter reduction in
expenditures when compared with the first quarter of fiscal 1997.
Net interest expense increased by $72,000, for the second
quarter, and $214,000 for the first six months of operations, as
a result of long-term debt incurred as a part of the acquisition
of ASDI. Net interest expense remained relatively constant for
the second quarter when compared with the first quarter of fiscal
1997.
The Company continues to record income taxes (Federal and state)
at the rate of 40%. The Company's cash payments for taxes in
fiscal 1997 are being reduced due to its available net operating
loss (NOL) carryforward. A statement of operations' benefit was
recorded by the Company in the periods when this NOL was
generated.
<PAGE 9>
During the second quarter of fiscal 1996, the Company recorded
income of $477,000 as a result of a settlement of litigation
between the Company and M-Wave, Inc. and its wholly-owned
subsidiary, Poly Circuits, Inc. This settlement included $300,000
in cash and 20,000 shares of M-Wave Stock.
In the second quarter of fiscal 1996, the Company recorded a loss
from its investment in ARIA of $1,035,000. In the third quarter
of fiscal 1996, the value of this investment was written down to
zero. As a result, this investment has, at this time, no further
negative financial impact on the Company's financial statements.
On April 30, 1996, ARIA filed a voluntary petition in the United
States Bankruptcy Court under Chapter 11 and subsequently has
secured approximately $1 million of debtor-in-possession
financing to facilitate a reorganization. The Company continues
to closely monitor these proceedings in order to maximize the
Company's investment position.
RECENT ACCOUNTING PRONOUNCEMENTS
The Company adopted Statement of Financial Accounting Standards
(SFAS) No. 121, Accounting for the Impairment of Long-Lived
Assets and for Long-Lived Assets to be Disposed of, and SFAS No.
123, Accounting for Stock-Based Compensations on April 1, 1996.
As permitted by SFAS 123, the Company will continue to apply its
current accounting policy under Accounting Principles Board
Opinion No. 25 and will include the necessary disclosures in the
1997 annual financial statements.
<PAGE 10>
PART II. OTHER INFORMATION
Item 6. Exhibits and Reports on Form 8-K
(a) Exhibits:
10.1 Stock Purchase Letter Agreement
by and between the Registrant and John J.
Sciuto.
10.2 Loan Agreement between Comptek
Federal Systems, Inc. (subsidiary of the
Registrant) and John J. Sciuto.
10.3 Amendment P00011 and P00012 to
Prime Contract No. N00123-94-D-0033 for the
U. S. Navy.
10.4 Amendments P00156 to P00159 and
P00161 to P00172 to Prime Contract No. N00024-
90-C-5208.
(b) Reports on Form 8-K:
There were no reports on Form 8-K filed for the
three months ended September 27, 1996.
<PAGE 11>
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of
1934, the Registrant has duly caused this report to be signed on
its behalf by the undersigned thereunto duly authorized.
COMPTEK RESEARCH, INC.
Date: October 28, 1996 By: /s/ John J. Sciuto
----------------------
John J. Sciuto
President and
Chief Executive Officer
Date: October 28, 1996 By: /s/ Laura L. Benedetti
-----------------------
Laura L. Benedetti
Principal Financial
Officer
and Treasurer
<PAGE 12>
INDEX TO EXHIBITS
- - - - - - -
Exhibit No. Description of Exhibit Page
No.
- -----------------------------------------------------------------
10.1* Stock Purchase Letter Agreement by and between
the Registrant and John J. Sciuto. 14
10.2* Loan Agreement between Comptek Federal Systems, Inc.
(subsidiary of the Registrant) and John J. Sciuto. 20
10.3* Amendment P00011 and P00012 to Prime Contract
No. N00123-94-D-0033 for the U. S. Navy. 25
10.4* Amendments P00156 to P00159 and P000161 to P00172
to Prime Contract No. N00024-90-C-5208. 28
27 Financial Data Schedule
- ---------------------------------------
* The designated exhibit is a previously unfiled document under
Category 19 of Regulation S-K, Item 601.
<PAGE 13>
Exhibit 10.1
Stock Purchase Letter Agreement by and between the
Registrant and John J. Sciuto
<PAGE 14>
6392 Black Walnut Court
E. Amherst, NY, 14051
July 9, 1996
Comptek Research, Inc.
2732 Transit Road
Buffalo, NY 14224
Re: Purchase of 43,683 Treasury Shares
Dear Sirs:
This letter agreement (the "Agreement") sets forth the terms and
conditions of the purchase by the undersigned (the "Subscriber")
of 43,683 shares (the "Shares") of the Common Stock of Comptek
Research, Inc. (the "Corporation") from the Corporation's
treasury (the "Offering"). The parties hereto agree as follows:
1. PURCHASE AND SALE.
(a) PURCHASE AND SALE OF SHARES. Subject to the terms and
conditions of this Agreement, the Subscriber hereby subscribes to
purchase, and the Corporation hereby sells to the Subscriber,
43,683 Shares at a purchase price of $5.00 per Share.
(b) DELIVERY. The Subscriber is delivering herewith a
personal check in the amount of $218,415, representing the
aggregate purchase price of the Subscriber's Shares as payment
therefor. As soon as practicable, the Corporation shall deliver
to the Subscriber a certificate or certificates representing the
number of Shares the Subscriber is purchasing.
2. REPRESENTATIONS AND WARRANTIES OF THE CORPORATION. The
Corporation hereby represents and warrants to the Subscriber
that:
(a) INCORPORATION. The Corporation is a corporation duly
organized and validly existing and in good standing under the
laws of New York and has all requisite corporate power and
authority to carry on its business.
(b) AUTHORIZATION. All corporate action on the part of the
Corporation, its officers and directors necessary for the
authorization, execution, delivery and performance of all
obligations of the Corporation under this Agreement and for the
authorization, issuance and delivery of the Shares being sold
hereunder has been or shall be taken prior to the delivery of the
Shares, and this Agreement, when executed and delivered shall
constitute a binding and enforceable obligation of the
Corporation.
(c) VALIDITY OF SECURITIES. The Shares to be purchased and
sold pursuant to this Agreement, when issued, sold and delivered
in accordance with its terms for the consideration expressed
herein, shall be duly and validly issued, fully paid and non-
assessable.
3. REPRESENTATIONS BY SUBSCRIBER. The Subscriber hereby
represents and warrants to the Corporation that:
(a) The Subscriber is acquiring the Shares for his own
account as principal, for investment and not with a view to
resale or distribution of all or any part of the Shares except in
accordance with and as provided for in this Agreement.
(b) Immediately prior to the purchase, the Subscriber has
such knowledge and experience in financial and business matters
that he is capable of evaluating the risks and merits of the
prospective investment.
(c) The Subscriber has been informed as to, and is familiar
with, the business activities of the Corporation. The Subscriber
has been provided with copies of the Corporation's 1996 Annual
Report to Shareholders, the Corporation's proxy statement used in
connection with the solicitation of proxies for its 1996 Annual
Meeting of Shareholders and the Corporation's Form 10-K Report
for fiscal year 1996.
(d) The Subscriber has had an opportunity to ask questions
of, and receive answers from, appropriate representatives of the
Corporation concerning the Corporation, its business, and the
terms and conditions of the Offering, and to obtain such
additional information as the Subscriber deems necessary to
verify the accuracy and adequacy of the information it has
obtained. The Subscriber fully understands that this Offering
has not been registered under the Securities Act of 1933 (the
"Securities Act") in reliance upon exemptions therefrom, and,
accordingly, to the
<PAGE 15>
extent that he is not supplied with information which would have
been contained in a registration statement filed under the
Securities Act, he it must rely on his own access to such
information.
(e) The Subscriber affirms that he is an "accredited
investor" as that term is defined and construed pursuant to Rule
501 under the Securities Act because the Subscriber is an
executive officer of the Corporation.
(f) The Subscriber fully understands and agrees that the
Subscriber must bear the economic risk of his investment in the
Shares for an indefinite period of time because, among other
reasons, the Shares have not been registered under the Securities
Act, and, therefore, cannot be sold, pledged, assigned or
otherwise disposed of unless they are subsequently registered
under the Securities Act or, in the opinion of counsel acceptable
to the Corporation, an exemption from such registration is
available.
(g) The Subscriber understands that no federal or state
agency has passed upon the offering of the Shares or made any
finding or determination as to the fairness of the offering the
Shares.
4. BROKERS' FEES. The Corporation and the Subscriber
represent and agree that the transactions contemplated by this
Agreement have been carried on by the parties directly and
without the intervention of any other person in such manner as to
give rise to any valid claim against either party for a finder's
fee, brokerage commission or other similar payment.
5. RESTRICTION ON TRANSFERABILITY OF SHARES, COMPLIANCE
WITH SECURITIES ACT OF 1933.
(a) RESTRICTIONS ON TRANSFERABILITY. The Shares shall not be
transferable except upon the conditions specified in this Section
5, which conditions are intended to ensure compliance with the
provisions of the Securities Act in respect of the transfer of
the Shares.
(b) CERTAIN DEFINITIONS. As used in this Section 5, the
following terms shall have the following respective meanings:
"COMMISSION" shall mean the Securities and Exchange
Commission or any other federal agency at the time administering
the Securities Act and the Exchange Act.
"EXCHANGE ACT" shall mean the Securities Exchange Act of
1934, as amended, or any successor federal statute, and the rules
and regulations of the Commission thereunder, all as the same
shall be in effect at the time.
"SECURITIES ACT" shall mean the Securities Act of 1933, as
amended, or any successor federal statute, and the rules and
regulations of the Commission thereunder, all as the same shall
be in effect at the time.
"REGISTRATION STOCK" shall mean those Shares designated by
the Subscriber pursuant to Section 5(d) as includable in the
registration to be made by the Corporation hereunder.
"REGISTRATION EXPENSES" shall mean all expenses incurred by
the Corporation in complying with Subsection 6(d), including,
without limitation, printing expenses, fees and disbursements of
counsel to the Corporation, the fees and expenses in connection
with all registrations or exemption from registration under
federal securities law and state securities law affecting the
transfer of the Registration Stock ("Blue Sky Expenses") in New
York, and the expenses of any regular or special audits incident
to or required by any such registration (and including the
compensation of regular employees of the Corporation involved in
such registration).
"SELLING EXPENSES" shall mean all underwriting discounts
and selling commissions applicable to the sales, and any state or
federal transfer taxes payable with respect to the sales, of the
Registration Stock, all Blue Sky Expenses for any state other
than New York, any state or federal transfer taxes payable with
respect to the sales of Registration Stock, and all fees and
disbursements of counsel for the Subscriber.
(c) SHARES TO BE LEGENDED. A restrictive legend in
substantially the following form will be imprinted on the
certificates evidencing the Shares and stop transfer orders or
other appropriate instructions to such effect will be maintained
against the transfer of the Shares on the transfer records of the
Corporation or its transfer agent:
"The Shares represented by this Certificate have not been
registered under the Securities Act of 1933 (the "Act"). The
Shares have been acquired for
<PAGE 16>
investment and may not be sold, transferred, pledged or
otherwise disposed of in the absence of an effective
Registration Statement for the Shares under the Act or an
opinion of counsel satisfactory to the issuer that the proposed
disposition of the Shares will not violate Section 5 of the
Act."
The transfer of the Shares on the books and records of the
Corporation will only be effected in accordance with such legend.
(d) REQUIRED REGISTRATION. Upon notice by the Subscriber to
the Corporation, given not less than four months after the date
of this Agreement and at such time as the Subscriber is not
entitled to sell the Shares publicly without registration under
Rule 144 or another available exemption to the registration
requirements of the Securities Act, of the Subscriber's desire to
sell all or some of the Shares pursuant to an effective
registration statement under the Securities Act, the Corporation
shall forthwith proceed to:
(i) prepare and file with the Commission a
registration statement on Form S-3 (a successor form) with
respect to the Registration Stock, use its best efforts to cause
it to become and remain effective until the earlier of such time
as Subscriber is entitled to sell the Shares under Rule 144, or
other available exemption;
(ii) prepare and file with the Commission such
amendments and supplements to such registration statement and
prospectus used in connection therewith as may be necessary to
keep such registration statement effective, and to comply with
the provisions of the Securities Act with respect to delivery of
prospectuses for the period during which the information
contained in the prospectus would not have to be updated pursuant
to Section 10(a)(3) of the Securities Act; provided, however,
that if at any time during such period of effectiveness the
Corporation shall request that the Subscriber withhold its Shares
of Registration Stock from sale because of the Corporation's
temporary inability to furnish the Subscriber with a prospectus
meeting the requirements of the Securities Act (other than as a
result of the application of Section 10(a)(3) of the Securities
Act), the Subscriber shall refrain from selling such Registration
Stock on the condition that the Corporation shall file such
amendments and supplements to such registration statement and
prospectus issued in connection therewith as may be necessary in
order to permit the sale of the Registration Stock to the public
in compliance with the Securities Act for an additional amount of
time equal to the period of time that the Subscriber was required
to refrain from selling such Registration Stock;
(iii) furnish to the Subscriber such number of
copies of a prospectus in conformity with the requirements of the
Securities Act, and such other documents, as the Subscriber may
reasonably request in order to facilitate the public sale or
other disposition of the Registration Stock owned by the
Subscriber; and
(iv) use its best efforts to register or qualify the
Registration Stock covered by such registration statement under
such other securities or blue sky laws of such jurisdictions as
the Subscriber shall reasonably request (not exceeding five in
number unless otherwise agreed by the Corporation) as shall be
reasonably appropriate for the distribution of the Registration
Stock covered by such registration statement, provided that the
Corporation shall not be required in connection therewith or as a
condition thereto to qualify to do business or to file a general
consent to service of process in any such states or jurisdiction,
and do any and all other acts and things which may be necessary
or desirable to enable the Subscriber to consummate the public
sale or other disposition of the Registration Stock in such
jurisdictions;
(e) INDEMNIFICATION BY THE CORPORATION. In the event of
any registration of any Registration Stock under the Securities
Act, the Corporation shall, and hereby does, indemnify and hold
harmless in the case of any registration statement filed pursuant
to Section 5, the Subscriber, each other person who participates
as an underwriter in the offering or sale of Registration Shares
and each other person, if any, who controls such seller or any
such underwriter within the meaning of Section 15 of the
Securities Act, against any losses, claims, damages or
liabilities, joint or several, to which the Subscriber or any
such director or officer or underwriter or controlling person may
become subject under the Securities Act or otherwise, insofar as
such losses, claims, damages or liabilities (or actions or
proceedings, whether commenced or threatened, in respect thereof)
arise out of or are based upon any untrue statement or alleged
untrue statement of any material fact contained in any
registration statement under which the Registration Shares were
registered under the Securities Act, any preliminary prospectus,
final prospectus or summary prospectus contained therein, or any
amendment or supplement thereto, or any omission or alleged
omission to state therein a material fact required to be stated
therein or necessary to make the statements therein in light of
the circumstances in which they were made not misleading, and the
Corporation shall reimburse the Subscriber, and each such
underwriter and controlling person for any legal or any other
expenses reasonably incurred by them in connection with
investigating or
<PAGE 17>
defending any such loss, claim, liability, action or proceeding;
provided that the Corporation shall not be liable in any such
case to the extent that any such loss, claim, damage, liability
(or action or proceeding in respect thereof) or expense arises
out of or is based upon an untrue statement or alleged untrue
statement or omission or alleged omission made in such
registration statement, any such preliminary prospectus, final
prospectus, summary prospectus, amendment or supplement in
reliance upon and in conformity with written information
furnished to the Corporation by or on behalf of the Subscriber or
such underwriter, as the case may be, specifically stating that
it is for use in the preparation thereof; and provided further
that the Corporation shall not be liable to any person who
participates as an underwriter in the offering or sale of
Registration Stock or any other person, if any, who controls such
underwriter within the meaning of the Securities Act, in any such
case to the extent that any such loss, claim, damage, liability
(or action or proceeding in respect thereof) or expense arises
out of such person's failure to send or give a copy of the final
prospectus, as the same may be then supplemented or amended, to
the person asserting an untrue statement or alleged untrue
statement or omission or alleged omission at or prior to the
written confirmation of the sale of Registration Stock to such
person if such statement or omission was corrected in such final
prospectus.
(f) INDEMNIFICATION BY THE SUBSCRIBER. In the event of any
registration of Registration Stock under Section 5(d), the
Subscriber shall, and hereby does indemnify and hold harmless (in
the same manner and to the same extent as set forth in Section
5(e)) the Corporation, each director of the Corporation, each
officer of the Corporation and each other person, if any, who
controls the Corporation within the meaning of Section 15 of the
Securities Act, with respect to any statement or alleged
statement in or omission or alleged omission from such
registration statement, any preliminary prospectus, final
prospectus or summary prospectus contained therein, or any
amendment or supplement thereto, if such statement or alleged
statement or omission or alleged omission was made in reliance
upon and in conformity with information about the Subscriber
furnished to the Corporation by the Subscriber for use in the
preparation of such registration statement, preliminary
prospectus, final prospectus, summary prospectus, amendment or
supplement.
(g) COOPERATION, FURNISHING OF INFORMATION. It shall be a
condition precedent to the obligation of the Corporation to take
any action pursuant to Section 5(d) that the Subscriber shall
furnish to the Corporation promptly such information regarding
the Subscriber, the Shares held by the Subscriber, and the
intended method of disposition of the Registration Stock as the
Corporation shall reasonably request and as shall be required in
connection with the registrations to be undertaken by the
Corporation.
(h) EXPENSE. The Corporation shall pay all Registration
Expenses, as defined herein, and the Subscriber shall pay all
Selling Expenses, as defined herein, required in connection with
a registration of the Registration Stock.
6. MISCELLANEOUS.
(a) APPLICABLE LAW. This Agreement shall be construed in
accordance with and governed by the laws of the State of New
York.
(b) STATE IN WHICH OFFERED. The Shares are offered to and
will be purchased by the Subscriber in the State of New York.
(c) BINDING EFFECT. Except as otherwise provided herein,
this Agreement shall be binding upon and inure to the benefit of
the parties and their successors, legal representatives and
assigns.
(d) NO ASSIGNMENTS. The Subscriber agrees that except as
provided herein neither it nor its legal representatives will
sell, assign, encumber or transfer, in any manner whatsoever,
this Agreement or its rights under this Agreement.
(e) ENTIRE AGREEMENT. This Agreement constitutes the
entire agreement between the parties pertaining to the subject
matter hereof and supersedes any prior understandings, oral or
written.
<PAGE 18>
(f) NOTICES. Any notice required or permitted hereunder
shall be given in writing and shall be deemed effectively given
upon personal delivery or three (3) days after deposit in the
United States Post Office, by registered or certified mail,
addressed to a party at its address hereinafter shown below or at
such other address as such party may designate by ten (10) days
advance written notice to the other party.
(g) COUNTERPARTS. This Agreement may be executed in two or
more counterparts, each of which shall be deemed an original, but
all of which together shall constitute one and the same
instrument.
If the foregoing correctly sets forth your understanding of
our Agreement, please indicate your acceptance thereof in the
space provided below, whereupon this letter shall constitute a
binding Agreement between us.
Very truly yours,
/S/John J. Sciuto
- ---------------------
John J. Sciuto
The foregoing Agreement is hereby confirmed and accepted as of
the date first above written.
COMPTEK RESEARCH, INC.
By: /S/ Joseph A. Alutto
----------------------------------
Joseph A. Alutto, Chairman of the
Compensation Committee of the
Board of Directors
<PAGE 19>
Exhibit 10.2
Loan Agreement between Comptek Federal Systems, Inc.
(subsidiary of Registrant) and John J. Sciuto
<PAGE 20>
LOAN AGREEMENT
----------------------
AGREEMENT dated as of July 9, 1996, by and between Comptek
Federal Systems, Inc., a New York Corporation, having its
principal office at 2732 Transit Road, Buffalo, New York 14224
("Comptek"), and John J. Sciuto, residing at 6392 Black Walnut
Court, East Amherst, New York 14051 (the "Borrower").
WITNESSETH:
In consideration of the mutual covenants contained herein
and for other good and valuable consideration, the parties hereto
agree as follows:
1. Loan.
Comptek hereby agrees, on the terms and conditions set forth
herein, to loan to Borrower the principal amount of two hundred
eighteen thousand four hundred fifteen dollars ($218,415). Such
loan shall be evidenced by and repayable with interest in
accordance with a Promissory Note of the Borrower payable to the
order of Comptek in the form of Exhibit A attached hereto (the
"Promissory Note").
2. Security Interest.
The Borrower hereby agrees concurrently with the execution
and delivery of the Promissory Note to grant a security interest
to Comptek in 43,683 shares of Common Stock of Comptek Research,
Inc. and to deliver to Comptek the stock certificate or
certificates representing such shares together with a stock
transfer power signed in blank to be held by Comptek as security
for the payment of all indebtedness and other obligations of
Borrower under the Promissory Note until the loan provided for in
this Agreement is repaid in full.
3. Application of Incentive Compensation.
The Borrower hereby agrees to pay over to Comptek to be
applied against the outstanding balance of principal and interest
on the Promissory Note a minimum of twenty-five percent (25%) of
the gross amount of any incentive compensation paid to the
Borrower by Comptek or any of its affiliates, such payment by the
Borrower to be made within ten (10) days of the Borrower's
receipt of such incentive compensation.
4. Election to Apply Additional Incentive Compensation
Amounts.
In addition to the amount specified in paragraph 3, the
Borrower may, at his sole election, direct that a greater
percentage of any incentive compensation payable to him be
applied to the Promissory Note. In the event that the Borrower
elects with respect to any fiscal year to have an amount of
incentive compensation equal to at least fifty percent (50%) of
the gross amount applied to the Promissory Note, Comptek agrees
to (i) gross-up the amount of the incentive compensation payment
applied to the Promissory Note by fifty percent (50%) to
accommodate any tax liability imposed upon Borrower in connection
with such incentive compensation payment and (ii) pay a tax bonus
in the amount of fifty percent (50%) of any imputed interest upon
the Promissory Note for such fiscal year to accommodate any tax
liabilities imposed upon the Borrower based upon the rate of
interest being charged on the loan. Such election by the
Borrower, to be effective must be irrevocable and made at least
six (6) months prior to the end of the fiscal year for which such
incentive compensation is payable.
5. Use of Proceeds.
The Borrower agrees that the principal amount of the loan
will be used solely to purchase shares of Comptek Research, Inc.
<PAGE 21>
6. Further Actions.
Promptly upon the request of Comptek, the Borrower shall
execute and deliver, or cause to be executed and delivered, each
writing, and take or cause to be taken each other action, that
Comptek shall deem necessary or desirable in connection with the
transaction and security interest contemplated by this Agreement
7. Governing Law.
This Agreement shall be governed by the laws of the State of
New York, without giving effect to the principles of conflicts of
law.
IN WITNESS WHEREOF, the parties have caused this Agreement
to be duly executed as of the day and year first above written.
COMPTEK FEDERAL SYSTEMS, INC.
By: /S/Paul Tyrpak
-----------------------------
Paul Tyrpak, Controller
/S/John J. Sciuto
-----------------------------
John J. Sciuto, Individually
<PAGE 22>
PROMISSORY NOTE
-------------------
$218,415 Buffalo, New York
July 9, 1996
FOR VALUE RECEIVED, the undersigned, John J. Sciuto,
residing at 6392 Black Walnut Court, East Amherst, New York 14051
(the "Borrower"), HEREBY PROMISES TO PAY to the order of COMPTEK
FEDERAL SYSTEMS, INC., a New York, corporation ("Comptek"), at
the offices of Comptek, 2732 Transit Road, Buffalo, New York
14224, the principal amount of TWO HUNDRED EIGHTEEN THOUSAND,
FOUR HUNDRED FIFTEEN DOLLARS ($218,415) in lawful money of the
United States on or before the Final Payment Date as specified
herein. The "Final Payment Date" shall be deemed to be the
earliest to occur of the following dates: (i) July 8, 2001; (ii)
the ninetieth (90th) day after the day on which Borrower ceases
to be employed by either Comptek or one of its affiliates; (iii)
the tenth (10th) day after the date of an Event of Default (as
defined herein).
The Borrower further agrees to pay interest, as hereinafter
provided, in like money at such office on the unpaid principal
amount hereof from time to time outstanding, and on any other
amount payable by the Borrower hereunder to the extent permitted
by applicable law, from the date hereof through and including the
Payment Date, at the rate of three and seven-tenths percent
(3.7%) per annum, based on actual days outstanding and a 360-day
year.
The Borrower hereby agrees to pay principal and interest due
hereunder no later than the Final Payment Date. If any principal
or accrued interest remain unpaid after the Payment Date (the
"Aggregate Past Due Balance"), the Borrower agrees to pay
interest on the Aggregate Past Due Balance at the rate of twelve
percent (12%) per annum based on the actual days outstanding
between the Payment Date and the date of repayment of the entire
Aggregate Past Due Balance and a 360-day year.
This Promissory Note is secured by shares of Common Stock of
Comptek Research, Inc. owned by or hereinafter acquired by
Borrower.
The Borrower may prepay at any time, without penalty, any
amounts due hereunder.
Each of the following occurrences shall constitute an event
of default ("Event of Default"): (a) failure of Borrower to apply
at least twenty-five percent (25%) of the gross amount of any
incentive compensation payment received by Borrower from Comptek
or its affiliates, while this Promissory Note is outstanding, to
the
<PAGE 23>
payment of principal outstanding on this Promissory Note as
provided for in Loan Agreement, dated as of the date hereof by
and between Comptek and the Borrower; (b) the sale or other
transfer by Borrower of any shares of Common Stock of Comptek
Research, Inc., pledged as security on this Promissory Note.
This Promissory Note shall be governed by, and construed and
interpreted in accordance with, the laws of the State of New
York, without regards to conflicts of law principles, except as
preempted by Federal law.
The failure to assert any right hereunder shall not be
deemed a waiver of such right.
/S/John J. Sciuto
--------------------------
John J. Sciuto
<PAGE 24>
Exhibit 10.3
Amendment P00011 and P00012 to Prime Contract
No. N00123-94-D-0033 for the U. S. Navy
<PAGE 25>
<TABLE>
<S> <C>
- -----------------------------------------------------------------
AMENDMENT OF SOLICITATION/MODIFICATION OF CONTRACT
1. CONTRACT ID CODE PAGE OF PAGES
1 1
- -----------------------------------------------------------------
2. AMENDMENT/MODIFICATION NO. 3. EFFECTIVE DATE
P00011 10 SEP 1996
4. REQUISITION/PURCHASE REQ. NO. 5. PROJECT NO.
- -----------------------------------------------------------------
6. ISSUED BY CODE N00244 7. ADMINISTERED BY(If other than Item 6)
CODE S3306A
FLEET AND INDUSTRIAL SUPPLY CENTER DCMAO BUFFALO
LONG BEACH DET 615 ERIE BLVD.
CONTRACTS DIVISION, BLDG. 53, WEST SUITE 200
2ND FLOOR SYRACUSE, NY 13204-2408
LONG BEACH, CA 90822-5074
R W CENGIA, 210L2 (310) 901-3769
- -----------------------------------------------------------------
8. NAME AND ADDRESS OF CONTRACTOR (No., street, county, State
and
ZIP Code)
|(X)|9A. AMENDMENT OF
| | SOLICITATION NO.
| |---------------------------
| |9B. DATED (SEE ITEM 11)
| |
COMPTEK FEDERAL SYSTEMS, INC. | |---------------------------
2732 TRANSIT ROAD | |10A. MODIFICATION OF
BUFFALO, NY 14224-2523 | | CONTRACT/ORDER NO.
| | N00123-94-D-0033
| |---------------------------
| |10B. DATED (SEE ITEM 13)
- --------------------------------| |
CODE OTTJ6 | FACILITY CODE | | 29 APR 1994
11. THIS ITEM ONLY APPLIES TO AMENDMENT OF SOLICITATIONS
[ ] The above numbered solicitation is amended as set forth in
Item 14. The hour and date specified for receipt of Offer [ ]
is extended, [ ] is not extended. Offers must acknowledge
receipt of this amendment prior to the hour and date specified in
the solicitation or as amended, by one of the following methods:
(a) By competing items 8 and 15, and returning ___ copies of the
amendment; (b) By acknowledging receipt of this amendment on each
copy of the offer submitted; or (c) By separate Letter or
telegram which includes a reference to the solicitation and
amendment numbers. FAILURE OF YOUR ACKNOWLEDGMENT TO BE RECEIVED
AT THE PLACE DESIGNATED FOR THE RECEIPT OF OFFERS PRIOR TO THE
HOUR AND DATE SPECIFIED MAY RESULT IN REJECTION OF YOUR
OFFER. If by virtue of this amendment you desire to change and
offer already submitted, such change may be made by telegram or
Letter, provided each telegram or letter makes reference to the
solicitation and this amendment, and is received prior to the
opening hour and date specified.
12. ACCOUNTING AND APPROPRIATION DATA
N/A
- -----------------------------------------------------------------
13. THIS ITEM APPLIES ONLY TO MODIFICATIONS OF
CONTRACTS/ORDERS, IT MODIFIES THE CONTRACT/ORDER NO. AS
DESCRIBED IN ITEM 14.
- -----------------------------------------------------------------
X | A. THIS CHANGE ORDER IS ISSUED PURSUANT TO: (Specify
| authority) THE CHANGES
| SET FORTH IN ITEM 14 ARE MADE IN THE
| CONTRACT ORDER NO. IN ITEM 10A.
- -----------------------------------------------------------------
| B. THE ABOVE NUMBERED CONTRACT/ORDER IS MODIFIED TO
| REFLECT THE ADMINISTRATIVE
| CHANGES (such as changes in paying office,
| appropriation date, etc.) SET FORTH
| IN ITEM 14, PURSUANT TO THE AUTHORITY OF FAR 43,103(b).
- -----------------------------------------------------------------
| C. THIS SUPPLEMENTAL AGREEMENT IS ENTERED INTO PURSUANT TO
| AUTHORITY OF:
|
- -----------------------------------------------------------------
| D. OTHER (Specify type of modification and authority)
x | FAR CLAUSE 52.232-20, LIMITATION OF COST
|
- -----------------------------------------------------------------
E. IMPORTANT: Contractor [X] is not, [ ] is required to sign
this document and return __ copies to the issuing office.
- -----------------------------------------------------------------
14. DESCRIPTION OF AMENDMENT/MODIFICATION (Organized by UCF
section headings, including solicitation/contract subject matter
where feasible.)
THE PURPOSE OF THIS MODIFICATION IS TO INCREASE THE CEILING PRICE
FOR THIS CONTRACT TO PROVIDE FOR A COST GROWTH.
SECTION B - SUPPLIES/SERVICES AND PRICES IS REVISED IN PART AS
FOLLOWS:
THE ESTIMATED COST AND FIXED FEE FOR THE ENTIRE CONTRACT IS
REVISED TO READ:
FROM INCREASE TO
ESTIMATED COST $67,847,247 $18,848,114 $86,695,361
FIXED FEE 2,678,075 0 2,678,075
ESTIMATED COST/FEE $70,525,322 $18,848,114 $89,373,436
ALL OTHER TERMS AND CONDITIONS REMAIN UNCHANGED.
Except as provided herein, all terms and conditions of the
document referenced in item 9A or 10A, as heretofore changed,
remains unchanged and in full force and effect.
- -----------------------------------------------------------------
15A. NAME AND TITLE OF SIGNER (Type or print)
16A. NAME AND TITLE OF CONTRACTING OFFICER (Type or print)
R. W. CENGIA
- -----------------------------------------------------------------
15B. CONTRACTOR/OFFEROR 15C. DATE SIGNED
Signature of person authorized to sign
16B. UNITED STATES OF AMERICA | 16C. DATE SIGNED
By /s/R.W.CENGIA |
- -----------------------------------------------------------------
(Signature of Contracting officer) | 9/10/96
- -----------------------------------------------------------------
NSN 7540-01-152-8070 30-105 STANDARD FORM 30 (REV. 10-83)
PREVIOUS EDITION UNUSABLE Prescribed by GSA
</TABLE>
<PAGE>
<TABLE>
<S> <C>
- -----------------------------------------------------------------
AMENDMENT OF SOLICITATION/MODIFICATION OF CONTRACT
1. CONTRACT ID CODE PAGE OF PAGES
1 1
- -----------------------------------------------------------------
2. AMENDMENT/MODIFICATION NO. 3. EFFECTIVE DATE
P00012 12 SEP 1996
4. REQUISITION/PURCHASE REQ. NO. 5. PROJECT NO.
- -----------------------------------------------------------------
6. ISSUED BY CODE N00244 7. ADMINISTERED BY(If other than Item 6)
CODE S3306A
FLEET AND INDUSTRIAL SUPPLY CENTER DCMAO BUFFALO
LONG BEACH DET 615 ERIE BLVD.
CONTRACTS DIVISION, BLDG. 53, WEST SUITE 200
2ND FLOOR SYRACUSE, NY 13204-2408
LONG BEACH, CA 90822-5074
R W CENGIA, 210L2 (310) 901-3769
- -----------------------------------------------------------------
8. NAME AND ADDRESS OF CONTRACTOR (No., street, county, State
and
ZIP Code)
|(X)|9A. AMENDMENT OF
| | SOLICITATION NO.
| |---------------------------
| |9B. DATED (SEE ITEM 11)
| |
COMPTEK FEDERAL SYSTEMS, INC. | |---------------------------
2732 TRANSIT ROAD | |10A. MODIFICATION OF
BUFFALO, NY 14224-2523 | | CONTRACT/ORDER NO.
| | N00123-94-D-0033
| |---------------------------
| |10B. DATED (SEE ITEM 13)
- --------------------------------| |
CODE OTTJ6 | FACILITY CODE | | 29 APR 1994
11. THIS ITEM ONLY APPLIES TO AMENDMENT OF SOLICITATIONS
[ ] The above numbered solicitation is amended as set forth in
Item 14. The hour and date specified for receipt of Offer [ ]
is extended, [ ] is not extended. Offers must acknowledge
receipt of this amendment prior to the hour and date specified in
the solicitation or as amended, by one of the following methods:
(a) By competing items 8 and 15, and returning ___ copies of the
amendment; (b) By acknowledging receipt of this amendment on each
copy of the offer submitted; or (c) By separate Letter or
telegram which includes a reference to the solicitation and
amendment numbers. FAILURE OF YOUR ACKNOWLEDGMENT TO BE RECEIVED
AT THE PLACE DESIGNATED FOR THE RECEIPT OF OFFERS PRIOR TO THE
HOUR AND DATE SPECIFIED MAY RESULT IN REJECTION OF YOUR
OFFER. If by virtue of this amendment you desire to change and
offer already submitted, such change may be made by telegram or
Letter, provided each telegram or letter makes reference to the
solicitation and this amendment, and is received prior to the
opening hour and date specified.
12. ACCOUNTING AND APPROPRIATION DATA
N/A
- -----------------------------------------------------------------
13. THIS ITEM APPLIES ONLY TO MODIFICATIONS OF
CONTRACTS/ORDERS, IT MODIFIES THE CONTRACT/ORDER NO. AS
DESCRIBED IN ITEM 14.
- -----------------------------------------------------------------
X | A. THIS CHANGE ORDER IS ISSUED PURSUANT TO: (Specify
| authority) THE CHANGES
| SET FORTH IN ITEM 14 ARE MADE IN THE
| CONTRACT ORDER NO. IN ITEM 10A.
- -----------------------------------------------------------------
| B. THE ABOVE NUMBERED CONTRACT/ORDER IS MODIFIED TO
| REFLECT THE ADMINISTRATIVE
X | CHANGES (such as changes in paying office,
| appropriation date, etc.) SET FORTH
| IN ITEM 14, PURSUANT TO THE AUTHORITY OF FAR 43,103(b).
- -----------------------------------------------------------------
| C. THIS SUPPLEMENTAL AGREEMENT IS ENTERED INTO PURSUANT TO
| AUTHORITY OF:
|
- -----------------------------------------------------------------
| D. OTHER (Specify type of modification and authority)
x | FAR CLAUSE 52.232-20, LIMITATION OF COST
|
- -----------------------------------------------------------------
E. IMPORTANT: Contractor [X] is not, [ ] is required to sign
this document and return __ copies to the issuing office.
- -----------------------------------------------------------------
14. DESCRIPTION OF AMENDMENT/MODIFICATION (Organized by UCF
section headings, including solicitation/contract subject matter
where feasible.)
The purpose of this modification is to change the Procurement
Contracting Office cited in Block 7 of the contract and Block 6
of this modification to the following activity:
Naval Air Warfare Center - Weapons Division
Contracts Division
521 9th Street
Point Mugu, CA 93042-5001
As of the date of this modification, all correspondence or
inquiries regarding this contract shall be sent to the above
address, Attention: Hank Kelley, Code 210000E, (805) 989-1943.
Except as provided herein, all terms and conditions of the
document referenced in item 9A or 10A, as heretofore changed,
remains unchanged and in full force and effect.
- -----------------------------------------------------------------
15A. NAME AND TITLE OF SIGNER (Type or print)
16A. NAME AND TITLE OF CONTRACTING OFFICER (Type or print)
R. W. CENGIA
- -----------------------------------------------------------------
15B. CONTRACTOR/OFFEROR 15C. DATE SIGNED
Signature of person authorized to sign
16B. UNITED STATES OF AMERICA | 16C. DATE SIGNED
By /s/R.W.CENGIA |
- -----------------------------------------------------------------
(Signature of Contracting officer) | 9/12/96
- -----------------------------------------------------------------
NSN 7540-01-152-8070 30-105 STANDARD FORM 30 (REV. 10-83)
PREVIOUS EDITION UNUSABLE Prescribed by GSA
</TABLE>
<PAGE>
Exhibit 10.4
Amendments P00156 to P00159 and P00161 to P00172
to Prime Contract No. N00024-90-C-5208
<PAGE>
<TABLE>
<S> <C>
NESECVJO 4270/7 (5/84)
- -----------------------------------------------------------------
AMENDMENT OF SOLICITATION/MODIFICATION OF CONTRACT
1. CONTRACT ID CODE PAGE OF PAGES
U 1 3
- -----------------------------------------------------------------
2. AMENDMENT/MODIFICATION NO. 3. EFFECTIVE DATE
P00156 SEE BLK 16C.
4. REQUISITION/PURCHASE REQ. NO. 5. PROJECT NO.
N00024-96-FR-54615 6-03KF-54615
- -----------------------------------------------------------------
6. ISSUED BY CODE N00024 7. ADMINISTERED BY(If other than Item 6)
CODE S3305A
NAVAL SEA SYSTEMS COMMAND DCMAO BUFFALO
2531 JEFFERSON DAVIS HIGHWAY 1103 FEDERAL BUILDING
ARLINGTON VA 22242-5160 111 W. HURON STREET
BUYER/SYMBOL: LINDA DABNEY, SEA-0251D BUFFALO, NY 14202
PHONE: Area Code (703) 602-8106, EXT. 517
- -----------------------------------------------------------------
8. NAME AND ADDRESS OF CONTRACTOR (No., street, county, State
and
ZIP Code)
|(X)|9A. AMENDMENT OF
| | SOLICITATION NO.
| |---------------------------
CEC NO: 789995610 | |9B. DATED (SEE ITEM 11)
| |
COMPTEK FEDERAL SYSTEMS, INC. | |---------------------------
2732 TRANSIT ROAD | |10A. MODIFICATION OF
BUFFALO, NY 14224-2523 | | CONTRACT/ORDER NO.
| | N00024-90-C-5208
| |---------------------------
TIN NO: 16-1411419 | |10B. DATED (SEE ITEM 13)
- --------------------------------| | 30 MARCH 1990
CODE OTTJ6 | FACILITY CODE | |
11. THIS ITEM ONLY APPLIES TO AMENDMENT OF SOLICITATIONS
[ ] The above numbered solicitation is amended as set forth in
Item 14. The hour and date specified for receipt of Offer [ ]
is extended, [ ] is not extended. Offers must acknowledge
receipt of this amendment prior to the hour and date specified in
the solicitation or as amended, by one of the following methods:
(a) By competing items 8 and 15, and returning ___ copies of the
amendment; (b) By acknowledging receipt of this amendment on each
copy of the offer submitted; or (c) By separate Letter or
telegram which includes a reference to the solicitation and
amendment numbers. FAILURE OF YOUR ACKNOWLEDGMENT TO BE RECEIVED
AT THE PLACE DESIGNATED FOR THE RECEIPT OF OFFERS PRIOR TO THE
HOUR AND DATE SPECIFIED MAY RESULT IN REJECTION OF YOUR
OFFER. If by virtue of this amendment you desire to change and
offer already submitted, such change may be made by telegram or
Letter, provided each telegram or letter makes reference to the
solicitation and this amendment, and is received prior to the
opening hour and date specified.
12. ACCOUNTING AND APPROPRIATION DATA
SEE ATTACHED FINANCIAL ACCOUNTING DATA SHEETS
- -----------------------------------------------------------------
13. THIS ITEM APPLIES ONLY TO MODIFICATIONS OF
CONTRACTS/ORDERS, IT MODIFIES THE CONTRACT/ORDER NO. AS
DESCRIBED IN ITEM 14.
- -----------------------------------------------------------------
| A. THIS CHANGE ORDER IS ISSUED PURSUANT TO: (Specify
| authority) THE CHANGES
| SET FORTH IN ITEM 14 ARE MADE IN THE
| CONTRACT ORDER NO. IN ITEM 10A.
- -----------------------------------------------------------------
| B. THE ABOVE NUMBERED CONTRACT/ORDER IS MODIFIED TO
| REFLECT THE ADMINISTRATIVE
| CHANGES (such as changes in paying office,
| appropriation date, etc.) SET FORTH
| IN ITEM 14, PURSUANT TO THE AUTHORITY OF FAR 43,103(b).
- -----------------------------------------------------------------
| C. THIS SUPPLEMENTAL AGREEMENT IS ENTERED INTO PURSUANT TO
| AUTHORITY OF:
|
- -----------------------------------------------------------------
| D. OTHER (Specify type of modification and authority)
x | UNILATERAL MODIFICATION PURSUANT TO H-12, ALLOTMENT OF
| FUNDS CLAUSE
- -----------------------------------------------------------------
E. IMPORTANT: Contractor [X] is not, [ ] is required to sign
this document and return __ copies to the issuing office.
- -----------------------------------------------------------------
14. DESCRIPTION OF AMENDMENT/MODIFICATION (Organized by UCF
section headings, including solicitation/contract subject matter
where feasible.)
SEE ATTACHED.
Except as provided herein, all terms and conditions of the
document referenced in item 9A or 10A, as heretofore changed,
remains unchanged and in full force and effect.
- -----------------------------------------------------------------
15A. NAME AND TITLE OF SIGNER (Type or print)
16A. NAME AND TITLE OF CONTRACTING OFFICER (Type or print)
KIMBERLEY A. BEESON - LCDR, SC, USN
CONTRACTING OFFICER
- -----------------------------------------------------------------
15B. CONTRACTOR/OFFEROR 15C. DATE SIGNED
Signature of person authorized to sign
16B. UNITED STATES OF AMERICA | 16C. DATE SIGNED
By /s/KIMBERLEY A. BEESON |
- -----------------------------------------------------------------
(Signature of Contracting officer) | 7/16/96
- -----------------------------------------------------------------
PREVIOUS EDITION UNUSABLE 30-105
STANDARD FORM 30 (REV. 10-83)
Prescribed by GSA
</TABLE>
<PAGE>
N00024-90-C-5208
N00024-96-FR-54615
Modification P00156
Page 2 of 3
A. The purpose of this modification is to (a) create new
Subline Item and provide additional funds under CLIN 0031 in the
amount of $50,000.00. Accordingly, Contract N00024-90-C-5208 is
modified as follows:
1. On page 2 of 35, P00152 SECTION B - SUPPLIES OR SERVICE AND
PRICE/COSTS, after Subline Item 0031AL add the following new
Subline Item.
0031AM - U.S. Navy shipbuilding/overhaul program authorized
for funding with SCN appropriations (SCN) (FY90)
2. In accordance with Clause H-12 ALLOTMENT OF FUNDS FOR ITEMS
0001, 0003, 0005, 0007, 0011, 0012, 0013, 0017, 0022, 0023, 0024,
0025, 0026, 0027, 0028, 0029, 0030, 0031, 0032 and 0033 of the
attached accounting data sheet, funding under this contract is
increased by $50,000.00 apportioned as follows:
<TABLE>
<S> <C> <C> <C>
ITEM EST COST FIXED FEE TOTAL
0031AM 46,729 3,271 50,000
</TABLE>
REMAINDER OF THIS PAGE WAS INTENTIONALLY LEFT BLANK
<PAGE>
N00024-90-C-5208
N00024-96-FR-54615
Modification P00156
Page 3 of 3
3. Accordingly the amount funded to date is increased by
$50,000.00 from $39,822,791.00 to a new total of $39,872,791.00
apportioned as follows:
<TABLE>
<S> <C> <C> <C> <C> <C>
ITEM ESTIMATED COM FIXED FEE AMOUNT CATEGORY
SUB
TOTAL 35,673,496 26,344 2,497,950 38,197,790
0031AA 485,982 0 34,019 520,001 O&MN
0031AB 140,187 0 9,813 150,000 RDT&E, N
0031AC 70,093 0 4,907 75,000 SCN(FY89)
0031AD 495,327 0 34,673 530,000 SCN (FY91)
0031AE 327,102 0 22,898 350,000 SCN (FY94)
0031AF 0 0 0 0 OPN
0031AG 0 0 0 0 WPN
0031AH 0 0 0 0 APN
0031AJ 0 0 0 0 FMS
0031AK 0 0 0 0 DBOF
0031AL 0 0 0 0 OTHER
0031AM 46,729 0 3,271 50,000 SCN (FY90)
TOTAL 1,565,420 26,344 109,581 1,675,001
SUB-TOTAL
TO DATE 37,238,916 26,344 2,607,531 39,872,791
</TABLE>
B. Except as provided herein, all other terms and conditions of
Contract N00024-90-C-5208 remain unchanged and in full force and
effect.
<PAGE>
<TABLE>
<S> <C>
- -----------------------------------------------------------------
FINANCIAL ACCOUNTING DATA SHEET
- -----------------------------------------------------------------
1. DOCUMENT NUMBER (PIN) 2. SUPPL PIN 3. DATE EFFECTIVE
YR. MO. DA.
N00024-90-C-5208 P00
- -----------------------------------------------------------------
8. 9. 10. 11. 12. 13. 14.
REFERENCE
A C DOCUMENT REF CLIN SLIN QTY UNIT
C 0 NUMBER ACRN
T D
E
- -----------------------------------------------------------------
A N0002496AF184TA 0030 AB
- -----------------------------------------------------------------
<S> <C>
FINANCIAL ACCOUNTING DATA SHEET -- Continued
- -----------------------------------------------------------------
4. PROCUREMENT REQUEST NO. 5. PAYING OFC 6. TYPE OF MOD. 7. TAC
N0002496FR54556
TI-96-X11
- -----------------------------------------------------------------
15. ACCOUNTING DATA
- -----------------------------------------------------------------
A. B. C. D. E. BCN F. G. H. I. J.
COST CODE
AC APPROPRI- OBJ PROJ.
RN TION SUBHEAD CLASS PARM RM SA AAA TT PAA UNIT MCC PDLI&S
- -----------------------------------------------------------------
K. OTHER THAN NAVY ACCOUNTING DATA
- -----------------------------------------------------------------
MR 1761319 84TA 000 SA S3K 0 068342 2D 980110 S0164 ETS ETS0
- ----------------------------------------------------------------
16.
AMOUNT $138,700.00
TOTAL $138,700.00
- -----------------------------------------------------------------
17. FINANCIAL MANAGER
SIGNATURE DATE
01/04/96
/S/JAMES S. EGELAND
JAMES S. EGELAND, SEA 03KQ1
18. COMPTROLLER CLEARANCE
- ----------------------------------------------------------------
OBLIGATION OF FUNDS IS AUTHORIZED
IN AMOUNTS SHOWN IN COLUMN 16 ABOVE
SIGNATURE /S/P.C. MONTGOMERY
BY DIRECTION OF
CAPT. M.C. FOOTE
DEPUTY COMMANDER/COMPTROLLER
DATE:
5/28/96
- -----------------------------------------------------------------
NAVSEA 7300/17 (REV. 7-90) (Supersedes NAVMAT 7300/10)
</TABLE>
<PAGE>
<TABLE>
<S> <C>
NESECVJO 4270/7 (5/84)
- -----------------------------------------------------------------
AMENDMENT OF SOLICITATION/MODIFICATION OF CONTRACT
1. CONTRACT ID CODE PAGE OF PAGES
U 1 3
- -----------------------------------------------------------------
2. AMENDMENT/MODIFICATION NO. 3. EFFECTIVE DATE
P00157 SEE BLK 16C.
4. REQUISITION/PURCHASE REQ. NO. 5. PROJECT NO.
N00024-96-FR-54629 6-03KF-54629
- -----------------------------------------------------------------
6. ISSUED BY CODE N00024 7. ADMINISTERED BY(If other than Item 6)
CODE S3305A
NAVAL SEA SYSTEMS COMMAND DCMAO BUFFALO
2531 JEFFERSON DAVIS HIGHWAY 1103 FEDERAL BUILDING
ARLINGTON VA 22242-5160 111 W. HURON STREET
BUYER/SYMBOL: LINDA DABNEY, SEA-0251D BUFFALO, NY 14202
PHONE: Area Code (703) 602-8106, EXT. 517
- -----------------------------------------------------------------
8. NAME AND ADDRESS OF CONTRACTOR (No., street, county, State
and
ZIP Code)
|(X)|9A. AMENDMENT OF
| | SOLICITATION NO.
| |---------------------------
CEC NO: 789995610 | |9B. DATED (SEE ITEM 11)
| |
COMPTEK FEDERAL SYSTEMS, INC. | |---------------------------
2732 TRANSIT ROAD | |10A. MODIFICATION OF
BUFFALO, NY 14224-2523 | | CONTRACT/ORDER NO.
| | N00024-90-C-5208
| |---------------------------
TIN NO: 16-1411419 | |10B. DATED (SEE ITEM 13)
- --------------------------------| | 30 MARCH 1990
CODE OTTJ6 | FACILITY CODE | |
11. THIS ITEM ONLY APPLIES TO AMENDMENT OF SOLICITATIONS
[ ] The above numbered solicitation is amended as set forth in
Item 14. The hour and date specified for receipt of Offer [ ]
is extended, [ ] is not extended. Offers must acknowledge
receipt of this amendment prior to the hour and date specified in
the solicitation or as amended, by one of the following methods:
(a) By competing items 8 and 15, and returning ___ copies of the
amendment; (b) By acknowledging receipt of this amendment on each
copy of the offer submitted; or (c) By separate Letter or
telegram which includes a reference to the solicitation and
amendment numbers. FAILURE OF YOUR ACKNOWLEDGMENT TO BE RECEIVED
AT THE PLACE DESIGNATED FOR THE RECEIPT OF OFFERS PRIOR TO THE
HOUR AND DATE SPECIFIED MAY RESULT IN REJECTION OF YOUR
OFFER. If by virtue of this amendment you desire to change and
offer already submitted, such change may be made by telegram or
Letter, provided each telegram or letter makes reference to the
solicitation and this amendment, and is received prior to the
opening hour and date specified.
12. ACCOUNTING AND APPROPRIATION DATA
SEE ATTACHED FINANCIAL ACCOUNTING DATA SHEETS
- -----------------------------------------------------------------
13. THIS ITEM APPLIES ONLY TO MODIFICATIONS OF
CONTRACTS/ORDERS, IT MODIFIES THE CONTRACT/ORDER NO. AS
DESCRIBED IN ITEM 14.
- -----------------------------------------------------------------
| A. THIS CHANGE ORDER IS ISSUED PURSUANT TO: (Specify
| authority) THE CHANGES
| SET FORTH IN ITEM 14 ARE MADE IN THE
| CONTRACT ORDER NO. IN ITEM 10A.
- -----------------------------------------------------------------
| B. THE ABOVE NUMBERED CONTRACT/ORDER IS MODIFIED TO
| REFLECT THE ADMINISTRATIVE
| CHANGES (such as changes in paying office,
| appropriation date, etc.) SET FORTH
| IN ITEM 14, PURSUANT TO THE AUTHORITY OF FAR 43,103(b).
- -----------------------------------------------------------------
| C. THIS SUPPLEMENTAL AGREEMENT IS ENTERED INTO PURSUANT TO
| AUTHORITY OF:
|
- -----------------------------------------------------------------
| D. OTHER (Specify type of modification and authority)
x | UNILATERAL MODIFICATION PURSUANT TO H-12, ALLOTMENT OF
| FUNDS CLAUSE
- -----------------------------------------------------------------
E. IMPORTANT: Contractor [X] is not, [ ] is required to sign
this document and return __ copies to the issuing office.
- -----------------------------------------------------------------
14. DESCRIPTION OF AMENDMENT/MODIFICATION (Organized by UCF
section headings, including solicitation/contract subject matter
where feasible.)
SEE ATTACHED.
Except as provided herein, all terms and conditions of the
document referenced in item 9A or 10A, as heretofore changed,
remains unchanged and in full force and effect.
- -----------------------------------------------------------------
15A. NAME AND TITLE OF SIGNER (Type or print)
16A. NAME AND TITLE OF CONTRACTING OFFICER (Type or print)
KIMBERLEY A. BEESON - LCDR, SC, USN
CONTRACTING OFFICER
- -----------------------------------------------------------------
15B. CONTRACTOR/OFFEROR 15C. DATE SIGNED
Signature of person authorized to sign
16B. UNITED STATES OF AMERICA | 16C. DATE SIGNED
By /s/KIMBERLEY A. BEESON |
- -----------------------------------------------------------------
(Signature of Contracting officer) | 7/16/96
- -----------------------------------------------------------------
PREVIOUS EDITION UNUSABLE 30-105
STANDARD FORM 30 (REV. 10-83)
Prescribed by GSA
</TABLE>
<PAGE>
N00024-90-C-5208
N00024-96-FR-54629
Modification P00157
Page 2 of 3
A. The purpose of this modification is to provide additional
funds under CLIN 0031 in the amount of $550,000.00. Accordingly,
Contract N00024-90-C-5208 is modified as follows:
1. In accordance with Clause H-12 ALLOTMENT OF FUNDS FOR ITEMS
0001, 0003, 0005, 0007, 0011, 0012, 0013, 0017, 0022, 0023, 0024,
0025, 0026, 0027, 0028, 0029, 0030, 0031, 0032 and 0033 of the
attached accounting data sheet, funding under this contract is
increased by $550,000.00 apportioned as follows:
<TABLE>
<S> <C> <C> <C>
ITEM EST COST FIXED FEE TOTAL
0031AF 514,019 35,981 550,000
</TABLE>
REMAINDER OF THIS PAGE WAS INTENTIONALLY LEFT BLANK
<PAGE>
N00024-90-C-5208
N00024-96-FR-54629
Modification P00157
Page 3 of 3
3. Accordingly, the amount funded to date is increased by
$550,000.00 from $39,872,791.00 to a new total of $40,422,791.00
apportioned as follows:
<TABLE>
<S> <C> <C> <C> <C> <C>
ITEM ESTIMATED COM FIXED FEE AMOUNT CATEGORY
SUB
TOTAL 35,673,496 26,344 2,497,950 38,197,790
0031AA 485,982 0 34,019 520,001 O&MN
0031AB 140,187 0 9,813 150,000 RDT&E, N
0031AC 70,093 0 4,907 75,000 SCN(FY89)
0031AD 495,327 0 34,673 530,000 SCN (FY91)
0031AE 327,102 0 22,898 350,000 SCN (FY94)
0031AF 514,019 0 35,981 550,000 OPN
0031AG 0 0 0 0 WPN
0031AH 0 0 0 0 APN
0031AJ 0 0 0 0 FMS
0031AK 0 0 0 0 DBOF
0031AL 0 0 0 0 OTHER
0031AM 46,729 0 3,271 50,000 SCN (FY90)
TOTAL 2,079,439 26,344 145,562 2,225,001
SUB-TOTAL
TO DATE 37,752,935 26,344 2,643,512 40,422,791
</TABLE>
B. Except as provided herein, all other terms and conditions of
Contract N00024-90-C-5208 remain unchanged and in full force and
effect.
<PAGE>
<TABLE>
<S> <C>
- -----------------------------------------------------------------
FINANCIAL ACCOUNTING DATA SHEET
- -----------------------------------------------------------------
1. CONTRACT NUMBER 2. SPIN 3. MOD (CRITICAL)
(CRITICAL)
N00024-90-C-5208 P00157 96-06-10
- -----------------------------------------------------------------
5. 6. LINE OF ACCOUNTING
CLIN/SLIN A. ACRN B. APPROPRI- C. SUBHEAD D. OBJ
CRITICAL ATION (CRITICAL) CLA
(CRITICAL)
- -----------------------------------------------------------------
0031AF MZ 1761810 82MB 000
<S> <C>
FINANCIAL ACCOUNTING DATA SHEET -- Continued
- -----------------------------------------------------------------
4. PR NUMBER PAGE 1 OF 1
N0002496FR54629
TI-96-X39
- -----------------------------------------------------------------
E. F. G. H. I. J. K.
PARM RFM SA AAA TT PAA COST COSE
(CRITICAL) PROJ PDLI
UNIT MCC & SUF
_________________________________________________________________
4L S4F 0 068342 2D 000000 MB040 000 001
- -----------------------------------------------------------------
7. AMOUNT (CRITICAL) NAVY INTERNAL USE ONLY
REF COD/ACRN
$550,000.00 N0002496PD30489
PAGE TOTAL $550,000.00
GRAND TOTAL $550,000.00
- -----------------------------------------------------------------
PREPARED/AUTHORIZED BY:
/S/CAPT. H.R. HAUSE, PMS430
CAPT. H.R. HAUSE, PMS430
PH (703) 602-0647 X600 FAX (703) 602-0649
DATE: 06/07/96
COMPTROLLER APPROVAL:
SIGNATURE /S/L.R. RUPP
L.R. RUPP
BY DIRECTION OF
CAPT. M.C. FOOTE
DEPUTY COMMANDER/COMPTROLLER
DATE:
6/20/96
- -----------------------------------------------------------------
</TABLE>
<PAGE>
<TABLE>
<S> <C>
NESECVJO 4270/7 (5/84)
- -----------------------------------------------------------------
AMENDMENT OF SOLICITATION/MODIFICATION OF CONTRACT
1. CONTRACT ID CODE PAGE OF PAGES
U 1 3
- -----------------------------------------------------------------
2. AMENDMENT/MODIFICATION NO. 3. EFFECTIVE DATE
P00158 SEE BLK 16C.
4. REQUISITION/PURCHASE REQ. NO. 5. PROJECT NO.
N00024-96-FR-54631 6-03KF-54631
- -----------------------------------------------------------------
6. ISSUED BY CODE N00024 7. ADMINISTERED BY(If other than Item 6)
CODE S3305A
NAVAL SEA SYSTEMS COMMAND DCMAO BUFFALO
2531 JEFFERSON DAVIS HIGHWAY 1103 FEDERAL BUILDING
ARLINGTON VA 22242-5160 111 W. HURON STREET
BUYER/SYMBOL: LINDA DABNEY, SEA-0251D BUFFALO, NY 14202
PHONE: Area Code (703) 602-8106, EXT. 517
- -----------------------------------------------------------------
8. NAME AND ADDRESS OF CONTRACTOR (No., street, county, State
and
ZIP Code)
|(X)|9A. AMENDMENT OF
| | SOLICITATION NO.
| |---------------------------
CEC NO: 789995610 | |9B. DATED (SEE ITEM 11)
| |
COMPTEK FEDERAL SYSTEMS, INC. | |---------------------------
2732 TRANSIT ROAD | |10A. MODIFICATION OF
BUFFALO, NY 14224-2523 | | CONTRACT/ORDER NO.
| | N00024-90-C-5208
| |---------------------------
TIN NO: 16-1411419 | |10B. DATED (SEE ITEM 13)
- --------------------------------| | 30 MARCH 1990
CODE OTTJ6 | FACILITY CODE | |
11. THIS ITEM ONLY APPLIES TO AMENDMENT OF SOLICITATIONS
[ ] The above numbered solicitation is amended as set forth in
Item 14. The hour and date specified for receipt of Offer [ ]
is extended, [ ] is not extended. Offers must acknowledge
receipt of this amendment prior to the hour and date specified in
the solicitation or as amended, by one of the following methods:
(a) By competing items 8 and 15, and returning ___ copies of the
amendment; (b) By acknowledging receipt of this amendment on each
copy of the offer submitted; or (c) By separate Letter or
telegram which includes a reference to the solicitation and
amendment numbers. FAILURE OF YOUR ACKNOWLEDGMENT TO BE RECEIVED
AT THE PLACE DESIGNATED FOR THE RECEIPT OF OFFERS PRIOR TO THE
HOUR AND DATE SPECIFIED MAY RESULT IN REJECTION OF YOUR
OFFER. If by virtue of this amendment you desire to change and
offer already submitted, such change may be made by telegram or
Letter, provided each telegram or letter makes reference to the
solicitation and this amendment, and is received prior to the
opening hour and date specified.
12. ACCOUNTING AND APPROPRIATION DATA
SEE ATTACHED FINANCIAL ACCOUNTING DATA SHEETS
- -----------------------------------------------------------------
13. THIS ITEM APPLIES ONLY TO MODIFICATIONS OF
CONTRACTS/ORDERS, IT MODIFIES THE CONTRACT/ORDER NO. AS
DESCRIBED IN ITEM 14.
- -----------------------------------------------------------------
| A. THIS CHANGE ORDER IS ISSUED PURSUANT TO: (Specify
| authority) THE CHANGES
| SET FORTH IN ITEM 14 ARE MADE IN THE
| CONTRACT ORDER NO. IN ITEM 10A.
- -----------------------------------------------------------------
| B. THE ABOVE NUMBERED CONTRACT/ORDER IS MODIFIED TO
| REFLECT THE ADMINISTRATIVE
| CHANGES (such as changes in paying office,
| appropriation date, etc.) SET FORTH
| IN ITEM 14, PURSUANT TO THE AUTHORITY OF FAR 43,103(b).
- -----------------------------------------------------------------
| C. THIS SUPPLEMENTAL AGREEMENT IS ENTERED INTO PURSUANT TO
| AUTHORITY OF:
|
- -----------------------------------------------------------------
| D. OTHER (Specify type of modification and authority)
x | UNILATERAL MODIFICATION PURSUANT TO H-12, ALLOTMENT OF
| FUNDS CLAUSE
- -----------------------------------------------------------------
E. IMPORTANT: Contractor [X] is not, [ ] is required to sign
this document and return __ copies to the issuing office.
- -----------------------------------------------------------------
14. DESCRIPTION OF AMENDMENT/MODIFICATION (Organized by UCF
section headings, including solicitation/contract subject matter
where feasible.)
SEE ATTACHED.
Except as provided herein, all terms and conditions of the
document referenced in item 9A or 10A, as heretofore changed,
remains unchanged and in full force and effect.
- -----------------------------------------------------------------
15A. NAME AND TITLE OF SIGNER (Type or print)
16A. NAME AND TITLE OF CONTRACTING OFFICER (Type or print)
KIMBERLEY A. BEESON - LCDR, SC, USN
CONTRACTING OFFICER
- -----------------------------------------------------------------
15B. CONTRACTOR/OFFEROR 15C. DATE SIGNED
Signature of person authorized to sign
16B. UNITED STATES OF AMERICA | 16C. DATE SIGNED
By /s/KIMBERLEY A. BEESON |
- -----------------------------------------------------------------
(Signature of Contracting officer) | 7/16/96
- -----------------------------------------------------------------
PREVIOUS EDITION UNUSABLE 30-105
STANDARD FORM 30 (REV. 10-83)
Prescribed by GSA
</TABLE>
<PAGE>
N00024-90-C-5208
N00024-96-FR-54631
Modification P00158
Page 2 of 3
A. The purpose of this modification is to provide additional
funds under CLIN 0031 in the amount of $50,000.00. Accordingly,
Contract N00024-90-C-5208 is modified as follows:
1. In accordance with Clause H-12 ALLOTMENT OF FUNDS FOR ITEMS
0001, 0003, 0005, 0007, 0011, 0012, 0013, 0017, 0022, 0023, 0024,
0025, 0026, 0027, 0028, 0029, 0030, 0031, 0032 and 0033 of the
attached accounting data sheet, funding under this contract is
increased by $50,000.00 apportioned as follows:
<TABLE>
<S> <C> <C> <C>
ITEM EST COST FIXED FEE TOTAL
0031AB 46,729 3,271 50,000
</TABLE>
REMAINDER OF THIS PAGE WAS INTENTIONALLY LEFT BLANK
<PAGE>
N00024-90-C-5208
N00024-96-FR-54631
Modification P00158
Page 3 of 3
2. Accordingly the amount funded to date is increased by
$50,000.00 from $40,422,791.00 to a new total of $40,472,791.00
apportioned as follows:
<TABLE>
<S> <C> <C> <C> <C> <C>
ITEM ESTIMATED COM FIXED FEE AMOUNT CATEGORY
SUB
TOTAL 35,673,496 26,344 2,497,950 38,197,790
0031AA 485,982 0 34,019 520,001 O&MN
0031AB 186,916 0 13,084 200,000 RDT&E, N
0031AC 70,093 0 4,907 75,000 SCN(FY89)
0031AD 495,327 0 34,673 530,000 SCN (FY91)
0031AE 327,102 0 22,898 350,000 SCN (FY94)
0031AF 514,019 0 35,981 550,000 OPN
0031AG 0 0 0 0 WPN
0031AH 0 0 0 0 APN
0031AJ 0 0 0 0 FMS
0031AK 0 0 0 0 DBOF
0031AL 0 0 0 0 OTHER
0031AM 46,729 0 3,271 50,000 SCN (FY90)
TOTAL 2,126,168 26,344 148,833 2,275,001
SUB-TOTAL
TO DATE 37,799,664 26,344 2,646,783 40,472,791
</TABLE>
B. Except as provided herein, all other terms and conditions of
Contract N00024-90-C-5208 remain unchanged and in full force and
effect.
<PAGE>
<TABLE>
<S> <C>
- -----------------------------------------------------------------
FINANCIAL ACCOUNTING DATA SHEET
- -----------------------------------------------------------------
1. DOCUMENT NUMBER (PIN) 2. SUPPL PIN 3. DATE EFFECTIVE
YR. MO. DA.
N00024-90-C-5208 P00158
- -----------------------------------------------------------------
8. 9. 10. 11. 12. 13. 14.
REFERENCE
A C DOCUMENT REF CLIN SLIN QTY UNIT
C 0 NUMBER ACRN
T D
E
- -----------------------------------------------------------------
A N0002496AF184TA 0031 AB
PE 63582N
- -----------------------------------------------------------------
<S> <C>
FINANCIAL ACCOUNTING DATA SHEET -- Continued
- -----------------------------------------------------------------
4. PROCUREMENT REQUEST NO. 5. PAYING OFC 6. TYPE OF MOD. 7. TAC
N0002496FR54631
TI-96-X35
- -----------------------------------------------------------------
15. ACCOUNTING DATA
- -----------------------------------------------------------------
A. B. C. D. E. BCN F. G. H. I. J.
COST CODE
AC APPROPRI- OBJ PROJ.
RN TION SUBHEAD CLASS PARM RM SA AAA TT PAA UNIT MCC PDLI&S
- -----------------------------------------------------------------
K. OTHER THAN NAVY ACCOUNTING DATA
- -----------------------------------------------------------------
MR 1761319 84TA 000 SA S3K 0 068342 2D 980360 S0164 ETS ETS0
- ----------------------------------------------------------------
16.
AMOUNT $50,000.00
TOTAL $50,000.00
- -----------------------------------------------------------------
17. FINANCIAL MANAGER
SIGNATURE DATE
22 MAY 96
/S/JAMES S. EGELAND
JAMES S. EGELAND, SEA 03KQ1
18. COMPTROLLER CLEARANCE
- ----------------------------------------------------------------
OBLIGATION OF FUNDS IS AUTHORIZED
IN AMOUNTS SHOWN IN COLUMN 16 ABOVE
SIGNATURE /S/J.L. PRITCHETT
J.L. PRITCHETT
BY DIRECTION OF
CAPT. M.C. FOOTE
DEPUTY COMMANDER/COMPTROLLER
DATE:
6/26/96
- -----------------------------------------------------------------
NAVSEA 7300/17 (REV. 7-90) (Supersedes NAVMAT 7300/10)
</TABLE>
<PAGE>
<TABLE>
<S> <C>
NESECVJO 4270/7 (5/84)
- -----------------------------------------------------------------
AMENDMENT OF SOLICITATION/MODIFICATION OF CONTRACT
1. CONTRACT ID CODE PAGE OF PAGES
U 1 3
- -----------------------------------------------------------------
2. AMENDMENT/MODIFICATION NO. 3. EFFECTIVE DATE
P00158 SEE BLK 16C.
4. REQUISITION/PURCHASE REQ. NO. 5. PROJECT NO.
N00024-96-FR-54631 6-03KF-54631
- -----------------------------------------------------------------
6. ISSUED BY CODE N00024 7. ADMINISTERED BY(If other than Item 6)
CODE S3305A
NAVAL SEA SYSTEMS COMMAND DCMAO BUFFALO
2531 JEFFERSON DAVIS HIGHWAY 1103 FEDERAL BUILDING
ARLINGTON VA 22242-5160 111 W. HURON STREET
BUYER/SYMBOL: LINDA DABNEY, SEA-0251D BUFFALO, NY 14202
PHONE: Area Code (703) 602-8106, EXT. 517
- -----------------------------------------------------------------
8. NAME AND ADDRESS OF CONTRACTOR (No., street, county, State
and
ZIP Code)
|(X)|9A. AMENDMENT OF
| | SOLICITATION NO.
| |---------------------------
CEC NO: 789995610 | |9B. DATED (SEE ITEM 11)
| |
COMPTEK FEDERAL SYSTEMS, INC. | |---------------------------
2732 TRANSIT ROAD | |10A. MODIFICATION OF
BUFFALO, NY 14224-2523 | | CONTRACT/ORDER NO.
| | N00024-90-C-5208
| |---------------------------
TIN NO: 16-1411419 | |10B. DATED (SEE ITEM 13)
- --------------------------------| | 30 MARCH 1990
CODE OTTJ6 | FACILITY CODE | |
11. THIS ITEM ONLY APPLIES TO AMENDMENT OF SOLICITATIONS
[ ] The above numbered solicitation is amended as set forth in
Item 14. The hour and date specified for receipt of Offer [ ]
is extended, [ ] is not extended. Offers must acknowledge
receipt of this amendment prior to the hour and date specified in
the solicitation or as amended, by one of the following methods:
(a) By competing items 8 and 15, and returning ___ copies of the
amendment; (b) By acknowledging receipt of this amendment on each
copy of the offer submitted; or (c) By separate Letter or
telegram which includes a reference to the solicitation and
amendment numbers. FAILURE OF YOUR ACKNOWLEDGMENT TO BE RECEIVED
AT THE PLACE DESIGNATED FOR THE RECEIPT OF OFFERS PRIOR TO THE
HOUR AND DATE SPECIFIED MAY RESULT IN REJECTION OF YOUR
OFFER. If by virtue of this amendment you desire to change and
offer already submitted, such change may be made by telegram or
Letter, provided each telegram or letter makes reference to the
solicitation and this amendment, and is received prior to the
opening hour and date specified.
12. ACCOUNTING AND APPROPRIATION DATA
SEE ATTACHED FINANCIAL ACCOUNTING DATA SHEETS
- -----------------------------------------------------------------
13. THIS ITEM APPLIES ONLY TO MODIFICATIONS OF
CONTRACTS/ORDERS, IT MODIFIES THE CONTRACT/ORDER NO. AS
DESCRIBED IN ITEM 14.
- -----------------------------------------------------------------
| A. THIS CHANGE ORDER IS ISSUED PURSUANT TO: (Specify
| authority) THE CHANGES
| SET FORTH IN ITEM 14 ARE MADE IN THE
| CONTRACT ORDER NO. IN ITEM 10A.
- -----------------------------------------------------------------
| B. THE ABOVE NUMBERED CONTRACT/ORDER IS MODIFIED TO
| REFLECT THE ADMINISTRATIVE
| CHANGES (such as changes in paying office,
| appropriation date, etc.) SET FORTH
| IN ITEM 14, PURSUANT TO THE AUTHORITY OF FAR 43,103(b).
- -----------------------------------------------------------------
| C. THIS SUPPLEMENTAL AGREEMENT IS ENTERED INTO PURSUANT TO
| AUTHORITY OF:
|
- -----------------------------------------------------------------
| D. OTHER (Specify type of modification and authority)
x | UNILATERAL MODIFICATION PURSUANT TO H-12, ALLOTMENT OF
| FUNDS CLAUSE
- -----------------------------------------------------------------
E. IMPORTANT: Contractor [X] is not, [ ] is required to sign
this document and return __ copies to the issuing office.
- -----------------------------------------------------------------
14. DESCRIPTION OF AMENDMENT/MODIFICATION (Organized by UCF
section headings, including solicitation/contract subject matter
where feasible.)
SEE ATTACHED.
Except as provided herein, all terms and conditions of the
document referenced in item 9A or 10A, as heretofore changed,
remains unchanged and in full force and effect.
- -----------------------------------------------------------------
15A. NAME AND TITLE OF SIGNER (Type or print)
16A. NAME AND TITLE OF CONTRACTING OFFICER (Type or print)
KIMBERLEY A. BEESON - LCDR, SC, USN
CONTRACTING OFFICER
- -----------------------------------------------------------------
15B. CONTRACTOR/OFFEROR 15C. DATE SIGNED
Signature of person authorized to sign
16B. UNITED STATES OF AMERICA | 16C. DATE SIGNED
By /s/KIMBERLEY A. BEESON |
- -----------------------------------------------------------------
(Signature of Contracting officer) | 7/16/96
- -----------------------------------------------------------------
PREVIOUS EDITION UNUSABLE 30-105
STANDARD FORM 30 (REV. 10-83)
Prescribed by GSA
</TABLE>
<PAGE>
N00024-90-C-5208
N00024-96-FR-54631
Modification P00158
Page 2 of 3
A. The purpose of this modification is to provide additional
funds under CLIN 0031 in the amount of $50,000.00. Accordingly,
Contract N00024-90-C-5208 is modified as follows:
1. In accordance with Clause H-12 ALLOTMENT OF FUNDS FOR ITEMS
0001, 0003, 0005, 0007, 0011, 0012, 0013, 0017, 0022, 0023, 0024,
0025, 0026, 0027, 0028, 0029, 0030, 0031, 0032 and 0033 of the
attached accounting data sheet, funding under this contract is
increased by $50,000.00 apportioned as follows:
<TABLE>
<S> <C> <C> <C>
ITEM EST COST FIXED FEE TOTAL
0031AB 46,729 3,271 50,000
</TABLE>
REMAINDER OF THIS PAGE WAS INTENTIONALLY LEFT BLANK
<PAGE>
N00024-90-C-5208
N00024-96-FR-54631
Modification P00158
Page 3 of 3
2. Accordingly the amount funded to date is increased by
$50,000.00 from $40,422,791.00 to a new total of $40,472,791.00
apportioned as follows:
<TABLE>
<S> <C> <C> <C> <C> <C>
ITEM ESTIMATED COM FIXED FEE AMOUNT CATEGORY
SUB
TOTAL 35,673,496 26,344 2,497,950 38,197,790
0031AA 485,982 0 34,019 520,001 O&MN
0031AB 186,916 0 13,084 200,000 RDT&E, N
0031AC 70,093 0 4,907 75,000 SCN(FY89)
0031AD 495,327 0 34,673 530,000 SCN (FY91)
0031AE 327,102 0 22,898 350,000 SCN (FY94)
0031AF 514,019 0 35,981 550,000 OPN
0031AG 0 0 0 0 WPN
0031AH 0 0 0 0 APN
0031AJ 0 0 0 0 FMS
0031AK 0 0 0 0 DBOF
0031AL 0 0 0 0 OTHER
0031AM 46,729 0 3,271 50,000 SCN (FY90)
TOTAL 2,126,168 26,344 148,833 2,275,001
SUB-TOTAL
TO DATE 37,799,664 26,344 2,646,783 40,472,791
</TABLE>
B. Except as provided herein, all other terms and conditions of
Contract N00024-90-C-5208 remain unchanged and in full force and
effect.
<PAGE>
<TABLE>
<S> <C>
- -----------------------------------------------------------------
FINANCIAL ACCOUNTING DATA SHEET
- -----------------------------------------------------------------
1. DOCUMENT NUMBER (PIN) 2. SUPPL PIN 3. DATE EFFECTIVE
YR. MO. DA.
N00024-90-C-5208 P00158
- -----------------------------------------------------------------
8. 9. 10. 11. 12. 13. 14.
REFERENCE
A C DOCUMENT REF CLIN SLIN QTY UNIT
C 0 NUMBER ACRN
T D
E
- -----------------------------------------------------------------
A N0002496AF184TA 0031 AB
PE 63582N
- -----------------------------------------------------------------
<S> <C>
FINANCIAL ACCOUNTING DATA SHEET -- Continued
- -----------------------------------------------------------------
4. PROCUREMENT REQUEST NO. 5. PAYING OFC 6. TYPE OF MOD. 7. TAC
N0002496FR54631
TI-96-X35
- -----------------------------------------------------------------
15. ACCOUNTING DATA
- -----------------------------------------------------------------
A. B. C. D. E. BCN F. G. H. I. J.
COST CODE
AC APPROPRI- OBJ PROJ.
RN TION SUBHEAD CLASS PARM RM SA AAA TT PAA UNIT MCC PDLI&S
- -----------------------------------------------------------------
K. OTHER THAN NAVY ACCOUNTING DATA
- -----------------------------------------------------------------
MR 1761319 84TA 000 SA S3K 0 068342 2D 980360 S0164 ETS ETS0
- ----------------------------------------------------------------
16.
AMOUNT $50,000.00
TOTAL $50,000.00
- -----------------------------------------------------------------
17. FINANCIAL MANAGER
SIGNATURE DATE
22 MAY 96
/S/JAMES S. EGELAND
JAMES S. EGELAND, SEA 03KQ1
18. COMPTROLLER CLEARANCE
- ----------------------------------------------------------------
OBLIGATION OF FUNDS IS AUTHORIZED
IN AMOUNTS SHOWN IN COLUMN 16 ABOVE
SIGNATURE /S/J.L. PRITCHETT
J.L. PRITCHETT
BY DIRECTION OF
CAPT. M.C. FOOTE
DEPUTY COMMANDER/COMPTROLLER
DATE:
6/26/96
- -----------------------------------------------------------------
NAVSEA 7300/17 (REV. 7-90) (Supersedes NAVMAT 7300/10)
</TABLE>
<PAGE>
<TABLE>
<S> <C>
NESECVJO 4270/7 (5/84)
- -----------------------------------------------------------------
AMENDMENT OF SOLICITATION/MODIFICATION OF CONTRACT
1. CONTRACT ID CODE PAGE OF PAGES
U 1 3
- -----------------------------------------------------------------
2. AMENDMENT/MODIFICATION NO. 3. EFFECTIVE DATE
P00159 SEE BLK 16C.
4. REQUISITION/PURCHASE REQ. NO. 5. PROJECT NO.
N00024-96-FR-54634 6-03KF-54634
- -----------------------------------------------------------------
6. ISSUED BY CODE N00024 7. ADMINISTERED BY(If other than Item 6)
CODE S3305A
NAVAL SEA SYSTEMS COMMAND DCMAO BUFFALO
2531 JEFFERSON DAVIS HIGHWAY 1103 FEDERAL BUILDING
ARLINGTON VA 22242-5160 111 W. HURON STREET
BUYER/SYMBOL: LINDA DABNEY, SEA-0251D BUFFALO, NY 14202
PHONE: Area Code (703) 602-8106, EXT. 517
- -----------------------------------------------------------------
8. NAME AND ADDRESS OF CONTRACTOR (No., street, county, State
and
ZIP Code)
|(X)|9A. AMENDMENT OF
| | SOLICITATION NO.
| |---------------------------
CEC NO: 789995610 | |9B. DATED (SEE ITEM 11)
| |
COMPTEK FEDERAL SYSTEMS, INC. | |---------------------------
2732 TRANSIT ROAD | |10A. MODIFICATION OF
BUFFALO, NY 14224-2523 | | CONTRACT/ORDER NO.
| | N00024-90-C-5208
| |---------------------------
TIN NO: 16-1411419 | |10B. DATED (SEE ITEM 13)
- --------------------------------| | 30 MARCH 1990
CODE OTTJ6 | FACILITY CODE | |
11. THIS ITEM ONLY APPLIES TO AMENDMENT OF SOLICITATIONS
[ ] The above numbered solicitation is amended as set forth in
Item 14. The hour and date specified for receipt of Offer [ ]
is extended, [ ] is not extended. Offers must acknowledge
receipt of this amendment prior to the hour and date specified in
the solicitation or as amended, by one of the following methods:
(a) By competing items 8 and 15, and returning ___ copies of the
amendment; (b) By acknowledging receipt of this amendment on each
copy of the offer submitted; or (c) By separate Letter or
telegram which includes a reference to the solicitation and
amendment numbers. FAILURE OF YOUR ACKNOWLEDGMENT TO BE RECEIVED
AT THE PLACE DESIGNATED FOR THE RECEIPT OF OFFERS PRIOR TO THE
HOUR AND DATE SPECIFIED MAY RESULT IN REJECTION OF YOUR
OFFER. If by virtue of this amendment you desire to change and
offer already submitted, such change may be made by telegram or
Letter, provided each telegram or letter makes reference to the
solicitation and this amendment, and is received prior to the
opening hour and date specified.
12. ACCOUNTING AND APPROPRIATION DATA
SEE ATTACHED FINANCIAL ACCOUNTING DATA SHEETS
- -----------------------------------------------------------------
13. THIS ITEM APPLIES ONLY TO MODIFICATIONS OF
CONTRACTS/ORDERS, IT MODIFIES THE CONTRACT/ORDER NO. AS
DESCRIBED IN ITEM 14.
- -----------------------------------------------------------------
| A. THIS CHANGE ORDER IS ISSUED PURSUANT TO: (Specify
| authority) THE CHANGES
| SET FORTH IN ITEM 14 ARE MADE IN THE
| CONTRACT ORDER NO. IN ITEM 10A.
- -----------------------------------------------------------------
| B. THE ABOVE NUMBERED CONTRACT/ORDER IS MODIFIED TO
| REFLECT THE ADMINISTRATIVE
| CHANGES (such as changes in paying office,
| appropriation date, etc.) SET FORTH
| IN ITEM 14, PURSUANT TO THE AUTHORITY OF FAR 43,103(b).
- -----------------------------------------------------------------
| C. THIS SUPPLEMENTAL AGREEMENT IS ENTERED INTO PURSUANT TO
| AUTHORITY OF:
|
- -----------------------------------------------------------------
| D. OTHER (Specify type of modification and authority)
x | UNILATERAL MODIFICATION PURSUANT TO H-12, ALLOTMENT OF
| FUNDS CLAUSE
- -----------------------------------------------------------------
E. IMPORTANT: Contractor [X] is not, [ ] is required to sign
this document and return __ copies to the issuing office.
- -----------------------------------------------------------------
14. DESCRIPTION OF AMENDMENT/MODIFICATION (Organized by UCF
section headings, including solicitation/contract subject matter
where feasible.)
SEE ATTACHED.
Except as provided herein, all terms and conditions of the
document referenced in item 9A or 10A, as heretofore changed,
remains unchanged and in full force and effect.
- -----------------------------------------------------------------
15A. NAME AND TITLE OF SIGNER (Type or print)
16A. NAME AND TITLE OF CONTRACTING OFFICER (Type or print)
KIMBERLEY A. BEESON - LCDR, SC, USN
CONTRACTING OFFICER
- -----------------------------------------------------------------
15B. CONTRACTOR/OFFEROR 15C. DATE SIGNED
Signature of person authorized to sign
16B. UNITED STATES OF AMERICA | 16C. DATE SIGNED
By /s/KIMBERLEY A. BEESON |
- -----------------------------------------------------------------
(Signature of Contracting officer) | 7/18/96
- -----------------------------------------------------------------
PREVIOUS EDITION UNUSABLE 30-105
STANDARD FORM 30 (REV. 10-83)
Prescribed by GSA
</TABLE>
<PAGE>
N00024-90-C-5208
N00024-96-FR-54634
Modification P00159
Page 2 of 3
A. The purpose of this modification is to provide additional
funds under CLIN 0031 in the amount of $125,000.00. Accordingly,
Contract N00024-90-C-5208 is modified as follows:
1. In accordance with Clause H-12 ALLOTMENT OF FUNDS FOR ITEMS
0001, 0003, 0005, 0007, 0011, 0012, 0013, 0017, 0022, 0023, 0024,
0025, 0026, 0027, 0028, 0029, 0030, 0031, 0032 and 0033 of the
attached accounting data sheet, funding under this contract is
increased by $125,000.00 apportioned as follows:
<TABLE>
<S> <C> <C> <C>
ITEM EST COST FIXED FEE TOTAL
0031AB 116,822 8,178 125,000
</TABLE>
REMAINDER OF THIS PAGE WAS INTENTIONALLY LEFT BLANK
<PAGE>
N00024-90-C-5208
N00024-96-FR-54634
Modification P00159
Page 3 of 3
2. Accordingly the amount funded to date is increased by
$125,000.00 from $40,472,791.00 to a new total of $40,597,791.00
apportioned as follows:
<TABLE>
<S> <C> <C> <C> <C> <C>
ITEM ESTIMATED COM FIXED FEE AMOUNT CATEGORY
SUB
TOTAL 35,673,496 26,344 2,497,950 38,197,790
0031AA 485,982 0 34,019 520,001 O&MN
0031AB 303,738 0 21,262 325,000 RDT&E, N
0031AC 70,093 0 4,907 75,000 SCN(FY89)
0031AD 495,327 0 34,673 530,000 SCN (FY91)
0031AE 327,102 0 22,898 350,000 SCN (FY94)
0031AF 514,019 0 35,981 550,000 OPN
0031AG 0 0 0 0 WPN
0031AH 0 0 0 0 APN
0031AJ 0 0 0 0 FMS
0031AK 0 0 0 0 DBOF
0031AL 0 0 0 0 OTHER
0031AM 46,729 0 3,271 50,000 SCN (FY90)
TOTAL 2,242,990 26,344 157,011 2,400,001
SUB-TOTAL
TO DATE 37,916,486 26,344 2,654,961 40,597,791
</TABLE>
B. Except as provided herein, all other terms and conditions of
Contract N00024-90-C-5208 remain unchanged and in full force and
effect.
<PAGE>
<TABLE>
<S> <C> <C>
- -----------------------------------------------------------------
FINANCIAL ACCOUNTING DATA SHEET
- -----------------------------------------------------------------
1. CONTRACT NUMBER 2. SPIN 3. MOD (CRITICAL)
(CRITICAL)
N00024-90-C-5208 P00159
- -----------------------------------------------------------------
5. 6. LINE OF ACCOUNTING
CLIN/SLIN A. ACRN B. APPROPRI- C. SUBHEAD D. OBJ
CRITICAL ATION (CRITICAL) CLA
(CRITICAL)
- -----------------------------------------------------------------
0031AB MP 1761319 85YV 000
<S> <C>
FINANCIAL ACCOUNTING DATA SHEET -- Continued
- -----------------------------------------------------------------
4. PR NUMBER PAGE 1 OF 1
N0002496FR54634
TI-96-X19(A)
- -----------------------------------------------------------------
E. F. G. H. I. J. K.
PARM RFM SA AAA TT PAA COST CODE
(CRITICAL) PROJ PDLI
UNIT MCC & SUF
_________________________________________________________________
SA 317 0 068342 2D 980360 S1803 000 0010
- -----------------------------------------------------------------
7. AMOUNT (CRITICAL) NAVY INTERNAL USE ONLY
REF COD/ACRN
$125,000.00 N0002496AF185YV
P.E. 0604567N
PAGE TOTAL $125,000.00
GRAND TOTAL $125,000.00
- -----------------------------------------------------------------
PREPARED/AUTHORIZED BY:
/S/JAN PAUL HOPE
JAN PAUL HOPE, PMS317F
DATE: 05/23/96
COMPTROLLER APPROVAL:
SIGNATURE /S/J.L. PRITCHETT
J.L. PRITCHETT 703-602-2527
BY DIRECTION OF
CAPT. V.M. ACKLEY
DEPUTY COMMANDER/COMPTROLLER
DATE:
07/03/96
- -----------------------------------------------------------
</TABLE>
<PAGE>
<TABLE>
<S> <C>
NESECVJO 4270/7 (5/84)
- -----------------------------------------------------------------
AMENDMENT OF SOLICITATION/MODIFICATION OF CONTRACT
1. CONTRACT ID CODE PAGE OF PAGES
U 1 3
- -----------------------------------------------------------------
2. AMENDMENT/MODIFICATION NO. 3. EFFECTIVE DATE
P00161 SEE BLK 16C.
4. REQUISITION/PURCHASE REQ. NO. 5. PROJECT NO.
N00024-96-FR-54639 6-03KF1-54639
- -----------------------------------------------------------------
6. ISSUED BY CODE N00024 7. ADMINISTERED BY(If other than Item 6)
CODE S3305A
NAVAL SEA SYSTEMS COMMAND DCMAO BUFFALO
2531 JEFFERSON DAVIS HIGHWAY 1103 FEDERAL BUILDING
ARLINGTON VA 22242-5160 111 W. HURON STREET
BUYER/SYMBOL: LINDA DABNEY, SEA-0251D BUFFALO, NY 14202
PHONE: Area Code (703) 602-8106, EXT. 517
- -----------------------------------------------------------------
8. NAME AND ADDRESS OF CONTRACTOR (No., street, county, State
and
ZIP Code)
|(X)|9A. AMENDMENT OF
| | SOLICITATION NO.
| |---------------------------
CEC NO: 789995610 | |9B. DATED (SEE ITEM 11)
| |
COMPTEK FEDERAL SYSTEMS, INC. | |---------------------------
2732 TRANSIT ROAD | |10A. MODIFICATION OF
BUFFALO, NY 14224-2523 | | CONTRACT/ORDER NO.
| | N00024-90-C-5208
| |---------------------------
TIN NO: 16-1411419 | |10B. DATED (SEE ITEM 13)
- --------------------------------| | 30 MARCH 1990
CODE OTTJ6 | FACILITY CODE | |
11. THIS ITEM ONLY APPLIES TO AMENDMENT OF SOLICITATIONS
[ ] The above numbered solicitation is amended as set forth in
Item 14. The hour and date specified for receipt of Offer [ ]
is extended, [ ] is not extended. Offers must acknowledge
receipt of this amendment prior to the hour and date specified in
the solicitation or as amended, by one of the following methods:
(a) By competing items 8 and 15, and returning ___ copies of the
amendment; (b) By acknowledging receipt of this amendment on each
copy of the offer submitted; or (c) By separate Letter or
telegram which includes a reference to the solicitation and
amendment numbers. FAILURE OF YOUR ACKNOWLEDGMENT TO BE RECEIVED
AT THE PLACE DESIGNATED FOR THE RECEIPT OF OFFERS PRIOR TO THE
HOUR AND DATE SPECIFIED MAY RESULT IN REJECTION OF YOUR
OFFER. If by virtue of this amendment you desire to change and
offer already submitted, such change may be made by telegram or
Letter, provided each telegram or letter makes reference to the
solicitation and this amendment, and is received prior to the
opening hour and date specified.
12. ACCOUNTING AND APPROPRIATION DATA
SEE ATTACHED FINANCIAL ACCOUNTING DATA SHEETS
- -----------------------------------------------------------------
13. THIS ITEM APPLIES ONLY TO MODIFICATIONS OF
CONTRACTS/ORDERS, IT MODIFIES THE CONTRACT/ORDER NO. AS
DESCRIBED IN ITEM 14.
- -----------------------------------------------------------------
| A. THIS CHANGE ORDER IS ISSUED PURSUANT TO: (Specify
| authority) THE CHANGES
| SET FORTH IN ITEM 14 ARE MADE IN THE
| CONTRACT ORDER NO. IN ITEM 10A.
- -----------------------------------------------------------------
| B. THE ABOVE NUMBERED CONTRACT/ORDER IS MODIFIED TO
| REFLECT THE ADMINISTRATIVE
| CHANGES (such as changes in paying office,
| appropriation date, etc.) SET FORTH
| IN ITEM 14, PURSUANT TO THE AUTHORITY OF FAR 43,103(b).
- -----------------------------------------------------------------
| C. THIS SUPPLEMENTAL AGREEMENT IS ENTERED INTO PURSUANT TO
| AUTHORITY OF:
|
- -----------------------------------------------------------------
| D. OTHER (Specify type of modification and authority)
x | UNILATERAL MODIFICATION PURSUANT TO H-12, ALLOTMENT OF
| FUNDS CLAUSE
- -----------------------------------------------------------------
E. IMPORTANT: Contractor [X] is not, [ ] is required to sign
this document and return __ copies to the issuing office.
- -----------------------------------------------------------------
14. DESCRIPTION OF AMENDMENT/MODIFICATION (Organized by UCF
section headings, including solicitation/contract subject matter
where feasible.)
SEE ATTACHED.
Except as provided herein, all terms and conditions of the
document referenced in item 9A or 10A, as heretofore changed,
remains unchanged and in full force and effect.
- -----------------------------------------------------------------
15A. NAME AND TITLE OF SIGNER (Type or print)
16A. NAME AND TITLE OF CONTRACTING OFFICER (Type or print)
KIMBERLEY A. BEESON - LCDR, SC, USN
CONTRACTING OFFICER
- -----------------------------------------------------------------
15B. CONTRACTOR/OFFEROR 15C. DATE SIGNED
Signature of person authorized to sign
16B. UNITED STATES OF AMERICA | 16C. DATE SIGNED
By /s/KIMBERLEY A. BEESON |
- -----------------------------------------------------------------
(Signature of Contracting officer) | 07/18/96
- -----------------------------------------------------------------
PREVIOUS EDITION UNUSABLE 30-105
STANDARD FORM 30 (REV. 10-83)
Prescribed by GSA
</TABLE>
<PAGE>
N00024-90-C-5208
N00024-96-FR-54639
Modification P00161
Page 2 of 3
A. The purpose of this modification is to (a) cancel P00160 (b)
create new Subline Item and (c) provide additional funds under
CLIN 0031 in the amount of $560,000.00. Accordingly, Contract
N00024-90-C-5208 is modified as follows:
1. Cancel P00160
2. On page 2 of 35, P00152 SECTION B - SUPPLIES OR SERVICE AND
PRICE/COSTS, after Subline Item 0031AM add the following new
Subline Item.
3. In accordance with Clause H-12 ALLOTMENT OF FUNDS FOR ITEMS
0001, 0003, 0005, 0007, 0011, 0012, 0013, 0017, 0022, 0023, 0024,
0025, 0026, 0027, 0028, 0029, 0030, 0031, 0032 and 0033 of the
attached accounting data sheet, funding under this contract is
increased by $560,000.00 apportioned as follows:
<TABLE>
<S> <C> <C> <C>
ITEM EST COST FIXED FEE TOTAL
0031AN 523,364 36,636 560,000
</TABLE>
REMAINDER OF THIS PAGE WAS INTENTIONALLY LEFT BLANK
<PAGE>
N00024-90-C-5208
N00024-96-FR-54639
Modification P00161
Page 3 of 3
4. Accordingly the amount funded to date is increased by
$560,000.00 from $40,597,791.00 to a new total of $40,157,791.00
apportioned as follows:
<TABLE>
<S> <C> <C> <C> <C> <C>
ITEM ESTIMATED COM FIXED FEE AMOUNT CATEGORY
SUB
TOTAL 35,673,496 26,344 2,497,950 38,197,790
0031AA 485,982 0 34,019 520,001 O&MN
0031AB 303,738 0 21,262 325,000 RDT&E, N
0031AC 70,093 0 4,907 75,000 SCN(FY89)
0031AD 495,327 0 34,673 530,000 SCN (FY91)
0031AE 327,102 0 22,898 350,000 SCN (FY94)
0031AF 514,019 0 35,981 550,000 OPN
0031AG 0 0 0 0 WPN
0031AH 0 0 0 0 APN
0031AJ 0 0 0 0 FMS
0031AK 0 0 0 0 DBOF
0031AL 0 0 0 0 OTHER
0031AM 46,729 0 3,271 50,000
0031AN 523,364 0 36,636 560,000 SCN (FY90)
TOTAL 2,766,354 26,344 193,647 2,960,001
SUB-TOTAL
TO DATE 38,439,850 26,344 2,691,597 41,157,791
</TABLE>
B. Except as provided herein, all other terms and conditions of
Contract N00024-90-C-5208 remain unchanged and in full force and
effect.
<PAGE>
<TABLE>
<S> <C> <C>
- -----------------------------------------------------------------
FINANCIAL ACCOUNTING DATA SHEET
- -----------------------------------------------------------------
1. CONTRACT NUMBER 2. SPIN 3. MOD (CRITICAL)
(CRITICAL)
N00024-90-C-5208 P00161
- -----------------------------------------------------------------
5. 6. LINE OF ACCOUNTING
CLIN/SLIN A. ACRN B. APPROPRI- C. SUBHEAD D. OBJ
CRITICAL ATION (CRITICAL) CLA
(CRITICAL)
- -----------------------------------------------------------------
0031AN NA 1761806 60BA 000
<S> <C>
FINANCIAL ACCOUNTING DATA SHEET -- Continued
- -----------------------------------------------------------------
4. PR NUMBER PAGE 1 OF 1
N0002496FR54639
TI-96-X33
- -----------------------------------------------------------------
E. F. G. H. I. J. K.
PARM RFM SA AAA TT PAA COST CODE
(CRITICAL) PROJ PDLI
UNIT MCC & SUF
_________________________________________________________________
00 060 R 060951 2D 000000 0000V 033 6777
- -----------------------------------------------------------------
7. AMOUNT (CRITICAL) NAVY INTERNAL USE ONLY
REF COD/ACRN
$560,000.00 V0006096RC3X1CF
PAGE TOTAL $560,000.00
GRAND TOTAL $560,000.00
- -----------------------------------------------------------------
PREPARED/AUTHORIZED BY:
/S/CAPT. H.R. HAUSE
CAPT. H.R. HAUSE, PMS430
PH (703) 602-0647 X600 FAX (703) 602-0649
DATE: 20 JUNE 96
COMPTROLLER APPROVAL:
SIGNATURE /S/E.G.LIGGENS
E.G. LIGGENS 703-602-1354 X318
BY DIRECTION OF
CAPT. V.H. ACKLEY
DEPUTY COMMANDER/COMPTROLLER
DATE:
12 JUL 96
- -----------------------------------------------------------
</TABLE>
<PAGE>
<TABLE>
<S> <C>
NESECVJO 4270/7 (5/84)
- -----------------------------------------------------------------
AMENDMENT OF SOLICITATION/MODIFICATION OF CONTRACT
1. CONTRACT ID CODE PAGE OF PAGES
U 1 3
- -----------------------------------------------------------------
2. AMENDMENT/MODIFICATION NO. 3. EFFECTIVE DATE
P00162 SEE BLK 16C.
4. REQUISITION/PURCHASE REQ. NO. 5. PROJECT NO.
N00024-96-FR-54644 6-03KF1-54644
- -----------------------------------------------------------------
6. ISSUED BY CODE N00024 7. ADMINISTERED BY(If other than Item 6)
CODE S3305A
NAVAL SEA SYSTEMS COMMAND DCMAO BUFFALO
2531 JEFFERSON DAVIS HIGHWAY 1103 FEDERAL BUILDING
ARLINGTON VA 22242-5160 111 W. HURON STREET
BUYER/SYMBOL: LINDA DABNEY, SEA-0251D BUFFALO, NY 14202
PHONE: Area Code (703) 602-8106, EXT. 517
- -----------------------------------------------------------------
8. NAME AND ADDRESS OF CONTRACTOR (No., street, county, State
and
ZIP Code)
|(X)|9A. AMENDMENT OF
| | SOLICITATION NO.
| |---------------------------
CEC NO: 789995610 | |9B. DATED (SEE ITEM 11)
| |
COMPTEK FEDERAL SYSTEMS, INC. | |---------------------------
2732 TRANSIT ROAD | |10A. MODIFICATION OF
BUFFALO, NY 14224-2523 | | CONTRACT/ORDER NO.
| | N00024-90-C-5208
| |---------------------------
TIN NO: 16-1411419 | |10B. DATED (SEE ITEM 13)
- --------------------------------| | 30 MARCH 1990
CODE OTTJ6 | FACILITY CODE | |
11. THIS ITEM ONLY APPLIES TO AMENDMENT OF SOLICITATIONS
[ ] The above numbered solicitation is amended as set forth in
Item 14. The hour and date specified for receipt of Offer [ ]
is extended, [ ] is not extended. Offers must acknowledge
receipt of this amendment prior to the hour and date specified in
the solicitation or as amended, by one of the following methods:
(a) By competing items 8 and 15, and returning ___ copies of the
amendment; (b) By acknowledging receipt of this amendment on each
copy of the offer submitted; or (c) By separate Letter or
telegram which includes a reference to the solicitation and
amendment numbers. FAILURE OF YOUR ACKNOWLEDGMENT TO BE RECEIVED
AT THE PLACE DESIGNATED FOR THE RECEIPT OF OFFERS PRIOR TO THE
HOUR AND DATE SPECIFIED MAY RESULT IN REJECTION OF YOUR
OFFER. If by virtue of this amendment you desire to change and
offer already submitted, such change may be made by telegram or
Letter, provided each telegram or letter makes reference to the
solicitation and this amendment, and is received prior to the
opening hour and date specified.
12. ACCOUNTING AND APPROPRIATION DATA
SEE ATTACHED FINANCIAL ACCOUNTING DATA SHEETS
- -----------------------------------------------------------------
13. THIS ITEM APPLIES ONLY TO MODIFICATIONS OF
CONTRACTS/ORDERS, IT MODIFIES THE CONTRACT/ORDER NO. AS
DESCRIBED IN ITEM 14.
- -----------------------------------------------------------------
| A. THIS CHANGE ORDER IS ISSUED PURSUANT TO: (Specify
| authority) THE CHANGES
| SET FORTH IN ITEM 14 ARE MADE IN THE
| CONTRACT ORDER NO. IN ITEM 10A.
- -----------------------------------------------------------------
| B. THE ABOVE NUMBERED CONTRACT/ORDER IS MODIFIED TO
| REFLECT THE ADMINISTRATIVE
| CHANGES (such as changes in paying office,
| appropriation date, etc.) SET FORTH
| IN ITEM 14, PURSUANT TO THE AUTHORITY OF FAR 43,103(b).
- -----------------------------------------------------------------
| C. THIS SUPPLEMENTAL AGREEMENT IS ENTERED INTO PURSUANT TO
| AUTHORITY OF:
|
- -----------------------------------------------------------------
| D. OTHER (Specify type of modification and authority)
x | UNILATERAL MODIFICATION PURSUANT TO H-12, ALLOTMENT OF
| FUNDS CLAUSE
- -----------------------------------------------------------------
E. IMPORTANT: Contractor [X] is not, [ ] is required to sign
this document and return __ copies to the issuing office.
- -----------------------------------------------------------------
14. DESCRIPTION OF AMENDMENT/MODIFICATION (Organized by UCF
section headings, including solicitation/contract subject matter
where feasible.)
SEE ATTACHED.
Except as provided herein, all terms and conditions of the
document referenced in item 9A or 10A, as heretofore changed,
remains unchanged and in full force and effect.
- -----------------------------------------------------------------
15A. NAME AND TITLE OF SIGNER (Type or print)
16A. NAME AND TITLE OF CONTRACTING OFFICER (Type or print)
KIMBERLEY A. BEESON - LCDR, SC, USN
CONTRACTING OFFICER
- -----------------------------------------------------------------
15B. CONTRACTOR/OFFEROR 15C. DATE SIGNED
Signature of person authorized to sign
16B. UNITED STATES OF AMERICA | 16C. DATE SIGNED
By /s/KIMBERLEY A. BEESON |
- -----------------------------------------------------------------
(Signature of Contracting officer) | 8/1/96
- -----------------------------------------------------------------
PREVIOUS EDITION UNUSABLE 30-105
STANDARD FORM 30 (REV. 10-83)
Prescribed by GSA
</TABLE>
<PAGE>
N00024-90-C-5208
N00024-96-FR-54644
Modification P00162
Page 2 of 3
A. The purpose of this modification is to provide additional
funds under CLIN 0031 in the amount of $30,000.00. Accordingly,
Contract N00024-90-C-5208 is modified as follows:
1. In accordance with Clause H-12 ALLOTMENT OF FUNDS FOR ITEMS
0001, 0003, 0005, 0007, 0011, 0012, 0013, 0017, 0022, 0023, 0024,
0025, 0026, 0027, 0028, 0029, 0030, 0031, 0032 and 0033 of the
attached accounting data sheet, funding under this contract is
increased by $30,000.00 apportioned as follows:
<TABLE>
<S> <C> <C> <C>
ITEM EST COST FIXED FEE TOTAL
0031AB 28,037 1,963 30,000
</TABLE>
REMAINDER OF THIS PAGE WAS INTENTIONALLY LEFT BLANK
<PAGE>
N00024-90-C-5208
N00024-96-FR-54644
Modification P00162
Page 3 of 3
4. Accordingly the amount funded to date is increased by
$30,000.00 from $41,157,791.00 to a new total of $40,187,791.00
apportioned as follows:
<TABLE>
<S> <C> <C> <C> <C> <C>
ITEM ESTIMATED COM FIXED FEE AMOUNT CATEGORY
SUB
TOTAL 35,673,496 26,344 2,497,950 38,197,790
0031AA 485,982 0 34,019 520,001 O&MN
0031AB 331,775 0 23,225 355,000 RDT&E, N
0031AC 70,093 0 4,907 75,000 SCN(FY89)
0031AD 495,327 0 34,673 530,000 SCN (FY91)
0031AE 327,102 0 22,898 350,000 SCN (FY94)
0031AF 514,019 0 35,981 550,000 OPN
0031AG 0 0 0 0 WPN
0031AH 0 0 0 0 APN
0031AJ 0 0 0 0 FMS
0031AK 0 0 0 0 DBOF
0031AL 0 0 0 0 OTHER
0031AM 46,729 0 3,271 50,000
0031AN 523,364 0 36,636 560,000 SCN (FY90)
TOTAL 2,794,391 26,344 195,610 2,990,001
SUB-TOTAL
TO DATE 38,467,887 26,344 2,693,560 41,187,791
</TABLE>
B. Except as provided herein, all other terms and conditions of
Contract N00024-90-C-5208 remain unchanged and in full force and
effect.
<PAGE>
<TABLE>
<S> <C> <C>
- -----------------------------------------------------------------
FINANCIAL ACCOUNTING DATA SHEET
- -----------------------------------------------------------------
1. CONTRACT NUMBER 2. SPIN 3. MOD (CRITICAL)
(CRITICAL)
N00024-90-C-5208 P00162
- -----------------------------------------------------------------
5. 6. LINE OF ACCOUNTING
CLIN/SLIN A. ACRN B. APPROPRI- C. SUBHEAD D. OBJ
CRITICAL ATION (CRITICAL) CLA
(CRITICAL)
- -----------------------------------------------------------------
0031AB NB 1761319 57HY 000
<S> <C>
FINANCIAL ACCOUNTING DATA SHEET -- Continued
- -----------------------------------------------------------------
4. PR NUMBER PAGE 1 OF 1
N0002496FR54644
TI-96-X41
- -----------------------------------------------------------------
E. F. G. H. I. J. K.
PARM RFM SA AAA TT PAA COST CODE
(CRITICAL) PROJ PDLI
UNIT MCC & SUF
_________________________________________________________________
4L 171 0 068342 2D 000000 01823 000 1000
- -----------------------------------------------------------------
7. AMOUNT (CRITICAL) NAVY INTERNAL USE ONLY
REF COD/ACRN
$30,000.00 N0003996PDEE576
PAGE TOTAL $30,000.00
GRAND TOTAL $30,000.00
- -----------------------------------------------------------------
PREPARED/AUTHORIZED BY:
/S/CAPT. H.R. HAUSE
CAPT. H.R. HAUSE, PMS430
PH (703) 602-0647 X600 FAX (703) 602-0649
DATE: 18 JUNE 96
COMPTROLLER APPROVAL:
SIGNATURE /S/E.G. LIGGENS
E.G. LIGGENS 703-602-1354X318
BY DIRECTION OF
CAPT. V.H. ACKLEY
DEPUTY COMMANDER/COMPTROLLER
DATE:
23 JUL 1996
- -----------------------------------------------------------
</TABLE>
<PAGE>
<TABLE>
<S> <C>
NESECVJO 4270/7 (5/84)
- -----------------------------------------------------------------
AMENDMENT OF SOLICITATION/MODIFICATION OF CONTRACT
1. CONTRACT ID CODE PAGE OF PAGES
U 1 3
- -----------------------------------------------------------------
2. AMENDMENT/MODIFICATION NO. 3. EFFECTIVE DATE
P00163 SEE BLK 16C.
4. REQUISITION/PURCHASE REQ. NO. 5. PROJECT NO.
N00024-96-FR-54646 6-03KF1-54646
- -----------------------------------------------------------------
6. ISSUED BY CODE N00024 7. ADMINISTERED BY(If other than Item 6)
CODE S3305A
NAVAL SEA SYSTEMS COMMAND DCMAO BUFFALO
2531 JEFFERSON DAVIS HIGHWAY 1103 FEDERAL BUILDING
ARLINGTON VA 22242-5160 111 W. HURON STREET
BUYER/SYMBOL: LINDA DABNEY, SEA-0251D BUFFALO, NY 14202
PHONE: Area Code (703) 602-8106, EXT. 517
- -----------------------------------------------------------------
8. NAME AND ADDRESS OF CONTRACTOR (No., street, county, State
and
ZIP Code)
|(X)|9A. AMENDMENT OF
| | SOLICITATION NO.
| |---------------------------
CEC NO: 789995610 | |9B. DATED (SEE ITEM 11)
| |
COMPTEK FEDERAL SYSTEMS, INC. | |---------------------------
2732 TRANSIT ROAD | |10A. MODIFICATION OF
BUFFALO, NY 14224-2523 | | CONTRACT/ORDER NO.
| | N00024-90-C-5208
| |---------------------------
TIN NO: 16-1411419 | |10B. DATED (SEE ITEM 13)
- --------------------------------| | 30 MARCH 1990
CODE OTTJ6 | FACILITY CODE | |
11. THIS ITEM ONLY APPLIES TO AMENDMENT OF SOLICITATIONS
[ ] The above numbered solicitation is amended as set forth in
Item 14. The hour and date specified for receipt of Offer [ ]
is extended, [ ] is not extended. Offers must acknowledge
receipt of this amendment prior to the hour and date specified in
the solicitation or as amended, by one of the following methods:
(a) By competing items 8 and 15, and returning ___ copies of the
amendment; (b) By acknowledging receipt of this amendment on each
copy of the offer submitted; or (c) By separate Letter or
telegram which includes a reference to the solicitation and
amendment numbers. FAILURE OF YOUR ACKNOWLEDGMENT TO BE RECEIVED
AT THE PLACE DESIGNATED FOR THE RECEIPT OF OFFERS PRIOR TO THE
HOUR AND DATE SPECIFIED MAY RESULT IN REJECTION OF YOUR
OFFER. If by virtue of this amendment you desire to change and
offer already submitted, such change may be made by telegram or
Letter, provided each telegram or letter makes reference to the
solicitation and this amendment, and is received prior to the
opening hour and date specified.
12. ACCOUNTING AND APPROPRIATION DATA
SEE ATTACHED FINANCIAL ACCOUNTING DATA SHEETS
- -----------------------------------------------------------------
13. THIS ITEM APPLIES ONLY TO MODIFICATIONS OF
CONTRACTS/ORDERS, IT MODIFIES THE CONTRACT/ORDER NO. AS
DESCRIBED IN ITEM 14.
- -----------------------------------------------------------------
| A. THIS CHANGE ORDER IS ISSUED PURSUANT TO: (Specify
| authority) THE CHANGES
| SET FORTH IN ITEM 14 ARE MADE IN THE
| CONTRACT ORDER NO. IN ITEM 10A.
- -----------------------------------------------------------------
| B. THE ABOVE NUMBERED CONTRACT/ORDER IS MODIFIED TO
| REFLECT THE ADMINISTRATIVE
| CHANGES (such as changes in paying office,
| appropriation date, etc.) SET FORTH
| IN ITEM 14, PURSUANT TO THE AUTHORITY OF FAR 43,103(b).
- -----------------------------------------------------------------
| C. THIS SUPPLEMENTAL AGREEMENT IS ENTERED INTO PURSUANT TO
| AUTHORITY OF:
|
- -----------------------------------------------------------------
| D. OTHER (Specify type of modification and authority)
x | UNILATERAL MODIFICATION PURSUANT TO H-12, ALLOTMENT OF
| FUNDS CLAUSE
- -----------------------------------------------------------------
E. IMPORTANT: Contractor [X] is not, [ ] is required to sign
this document and return __ copies to the issuing office.
- -----------------------------------------------------------------
14. DESCRIPTION OF AMENDMENT/MODIFICATION (Organized by UCF
section headings, including solicitation/contract subject matter
where feasible.)
SEE ATTACHED.
Except as provided herein, all terms and conditions of the
document referenced in item 9A or 10A, as heretofore changed,
remains unchanged and in full force and effect.
- -----------------------------------------------------------------
15A. NAME AND TITLE OF SIGNER (Type or print)
16A. NAME AND TITLE OF CONTRACTING OFFICER (Type or print)
KIMBERLEY A. BEESON - LCDR, SC, USN
CONTRACTING OFFICER
- -----------------------------------------------------------------
15B. CONTRACTOR/OFFEROR 15C. DATE SIGNED
Signature of person authorized to sign
16B. UNITED STATES OF AMERICA | 16C. DATE SIGNED
By /s/KIMBERLEY A. BEESON |
- -----------------------------------------------------------------
(Signature of Contracting officer) | 8/30/96
- -----------------------------------------------------------------
PREVIOUS EDITION UNUSABLE 30-105
STANDARD FORM 30 (REV. 10-83)
Prescribed by GSA
</TABLE>
<PAGE>
N00024-90-C-5208
N00024-96-FR-54646
Modification P00163
Page 2 of 3
A. The purpose of this modification is to provide additional
funds under CLIN 0031 in the amount of $236,000.00. Accordingly,
Contract N00024-90-C-5208 is modified as follows:
1. In accordance with Clause H-12 ALLOTMENT OF FUNDS FOR ITEMS
0001, 0003, 0005, 0007, 0011, 0012, 0013, 0017, 0022, 0023, 0024,
0025, 0026, 0027, 0028, 0029, 0030, 0031, 0032 and 0033 of the
attached accounting data sheet, funding under this contract is
increased by $236,000.00 apportioned as follows:
<TABLE>
<S> <C> <C> <C>
ITEM EST COST FIXED FEE TOTAL
0031AA 220,561 15,439 236,000
</TABLE>
REMAINDER OF THIS PAGE WAS INTENTIONALLY LEFT BLANK
<PAGE>
N00024-90-C-5208
N00024-96-FR-54646
Modification P00163
Page 3 of 3
4. Accordingly the amount funded to date is increased by
$236,000.00 from $41,187,791.00 to a new total of $41,423,791.00
apportioned as follows:
<TABLE>
<S> <C> <C> <C> <C> <C>
ITEM ESTIMATED COM FIXED FEE AMOUNT CATEGORY
SUB
TOTAL 35,673,496 26,344 2,497,950 38,197,790
0031AA 706,543 0 49,458 756,001 O&MN
0031AB 331,775 0 23,225 355,000 RDT&E, N
0031AC 70,093 0 4,907 75,000 SCN(FY89)
0031AD 495,327 0 34,673 530,000 SCN (FY91)
0031AE 327,102 0 22,898 350,000 SCN (FY94)
0031AF 514,019 0 35,981 550,000 OPN
0031AG 0 0 0 0 WPN
0031AH 0 0 0 0 APN
0031AJ 0 0 0 0 FMS
0031AK 0 0 0 0 DBOF
0031AL 0 0 0 0 OTHER
0031AM 46,729 0 3,271 50,000
0031AN 523,364 0 36,636 560,000 SCN (FY90)
TOTAL 3,014,952 26,344 211,049 3,226,001
SUB-TOTAL
TO DATE 38,688,488 26,344 2,708,999 41,423,791
</TABLE>
B. Except as provided herein, all other terms and conditions of
Contract N00024-90-C-5208 remain unchanged and in full force and
effect.
<PAGE>
<TABLE>
<S> <C> <C>
- -----------------------------------------------------------------
FINANCIAL ACCOUNTING DATA SHEET
- -----------------------------------------------------------------
1. CONTRACT NUMBER 2. SPIN 3. MOD (CRITICAL)
(CRITICAL)
N00024-90-C-5208 P00163
---------------------------------------------------------------
5. 6. LINE OF ACCOUNTING
CLIN/SLIN A. ACRN B. APPROPRI- C. SUBHEAD D. OBJ
CRITICAL ATION (CRITICAL) CLA
(CRITICAL)
- -----------------------------------------------------------------
0031AA NT 1761804 60BA 000
<S> <C>
FINANCIAL ACCOUNTING DATA SHEET -- Continued
- -----------------------------------------------------------------
4. PR NUMBER PAGE 1 OF 1
TI-96-X25(A)
- -----------------------------------------------------------------
E. F. G. H. I. J. K.
PARM RFM SA AAA TT PAA COST CODE
(CRITICAL) PROJ PDLI
UNIT MCC & SUF
_________________________________________________________________
00 060 R 068951 2D 000000 0000V 212 4775
- -----------------------------------------------------------------
7. AMOUNT (CRITICAL) NAVY INTERNAL USE ONLY
REF COD/ACRN
$155,000.00 V0006096RC3AAGN
PAGE TOTAL $155,000.00
GRAND TOTAL $155,000.00
- -----------------------------------------------------------------
PREPARED/AUTHORIZED BY:
/S/CAPT. H.R. HAUSE, PMS430
CAPT. H.R. HAUSE, PMS430
PH (703) 602-0647 X600 FAX (703) 602-0649
DATE: 9 AUG 96
COMPTROLLER APPROVAL:
SIGNATURE /S/R.E. SCHWANER
R.E. SCHWANER, 703-602-6763X308
BY DIRECTION OF
CAPT. V.H. ACKLEY
DEPUTY COMMANDER/COMPTROLLER
DATE:
8/23/96
- -----------------------------------------------------------
</TABLE>
<PAGE>
<TABLE>
<S> <C> <C>
- -----------------------------------------------------------------
FINANCIAL ACCOUNTING DATA SHEET
- -----------------------------------------------------------------
1. CONTRACT NUMBER 2. SPIN 3. MOD (CRITICAL)
(CRITICAL)
N00024-90-C-5208 P00163
- -----------------------------------------------------------------
5. 6. LINE OF ACCOUNTING
CLIN/SLIN A. ACRN B. APPROPRI- C. SUBHEAD D. OBJ
CRITICAL ATION (CRITICAL) CLA
(CRITICAL)
- -----------------------------------------------------------------
0031AA MU 1761804 8U6N 000
<S> <C>
FINANCIAL ACCOUNTING DATA SHEET -- Continued
- -----------------------------------------------------------------
4. PR NUMBER PAGE 1 OF 1
TI-96-X25(A)
- -----------------------------------------------------------------
E. F. G. H. I. J. K.
PARM RFM SA AAA TT PAA COST CODE
(CRITICAL) PROJ PDLI
UNIT MCC & SUF
_________________________________________________________________
SA 91W 0 068342 2D 04B6N0 46N45 000 0000
- -----------------------------------------------------------------
7. AMOUNT (CRITICAL) NAVY INTERNAL USE ONLY
REF COD/ACRN
$81,000.00 N0002496RA08U6N
PAGE TOTAL $81,000.00
GRAND TOTAL $81,000.00
- -----------------------------------------------------------------
PREPARED/AUTHORIZED BY:
/S/CAPT. H.R. HAUSE, PMS430
CAPT. H.R. HAUSE, PMS430
PH (703) 602-0647 X600 FAX (703) 602-0649
DATE: 8 AUG 96
COMPTROLLER APPROVAL:
SIGNATURE /S/S.M. SIMPKINS
S.M. SIMPKINS
BY DIRECTION OF
CAPT. V.H. ACKLEY
DEPUTY COMMANDER/COMPTROLLER
DATE:
AUG 20 1996
- -----------------------------------------------------------
</TABLE>
<PAGE>
<TABLE>
<S> <C>
NESECVJO 4270/7 (5/84)
- -----------------------------------------------------------------
AMENDMENT OF SOLICITATION/MODIFICATION OF CONTRACT
1. CONTRACT ID CODE PAGE OF PAGES
U 1 3
- -----------------------------------------------------------------
2. AMENDMENT/MODIFICATION NO. 3. EFFECTIVE DATE
P00164 SEE BLK 16C.
4. REQUISITION/PURCHASE REQ. NO. 5. PROJECT NO.
N00024-96-FR-54647 6-03KF1-54647
- -----------------------------------------------------------------
6. ISSUED BY CODE N00024 7. ADMINISTERED BY(If other than Item 6)
CODE S3305A
NAVAL SEA SYSTEMS COMMAND DCMAO BUFFALO
2531 JEFFERSON DAVIS HIGHWAY 1103 FEDERAL BUILDING
ARLINGTON VA 22242-5160 111 W. HURON STREET
BUYER/SYMBOL: LINDA DABNEY, SEA-0251D BUFFALO, NY 14202
PHONE: Area Code (703) 602-8106, EXT. 517
- -----------------------------------------------------------------
8. NAME AND ADDRESS OF CONTRACTOR (No., street, county, State
and
ZIP Code)
|(X)|9A. AMENDMENT OF
| | SOLICITATION NO.
| |---------------------------
CEC NO: 789995610 | |9B. DATED (SEE ITEM 11)
| |
COMPTEK FEDERAL SYSTEMS, INC. | |---------------------------
2732 TRANSIT ROAD | |10A. MODIFICATION OF
BUFFALO, NY 14224-2523 | | CONTRACT/ORDER NO.
| | N00024-90-C-5208
| |---------------------------
TIN NO: 16-1411419 | |10B. DATED (SEE ITEM 13)
- --------------------------------| | 30 MARCH 1990
CODE OTTJ6 | FACILITY CODE | |
11. THIS ITEM ONLY APPLIES TO AMENDMENT OF SOLICITATIONS
[ ] The above numbered solicitation is amended as set forth in
Item 14. The hour and date specified for receipt of Offer [ ]
is extended, [ ] is not extended. Offers must acknowledge
receipt of this amendment prior to the hour and date specified in
the solicitation or as amended, by one of the following methods:
(a) By competing items 8 and 15, and returning ___ copies of the
amendment; (b) By acknowledging receipt of this amendment on each
copy of the offer submitted; or (c) By separate Letter or
telegram which includes a reference to the solicitation and
amendment numbers. FAILURE OF YOUR ACKNOWLEDGMENT TO BE RECEIVED
AT THE PLACE DESIGNATED FOR THE RECEIPT OF OFFERS PRIOR TO THE
HOUR AND DATE SPECIFIED MAY RESULT IN REJECTION OF YOUR
OFFER. If by virtue of this amendment you desire to change and
offer already submitted, such change may be made by telegram or
Letter, provided each telegram or letter makes reference to the
solicitation and this amendment, and is received prior to the
opening hour and date specified.
12. ACCOUNTING AND APPROPRIATION DATA
SEE ATTACHED FINANCIAL ACCOUNTING DATA SHEETS
- -----------------------------------------------------------------
13. THIS ITEM APPLIES ONLY TO MODIFICATIONS OF
CONTRACTS/ORDERS, IT MODIFIES THE CONTRACT/ORDER NO. AS
DESCRIBED IN ITEM 14.
- -----------------------------------------------------------------
| A. THIS CHANGE ORDER IS ISSUED PURSUANT TO: (Specify
| authority) THE CHANGES
| SET FORTH IN ITEM 14 ARE MADE IN THE
| CONTRACT ORDER NO. IN ITEM 10A.
- -----------------------------------------------------------------
| B. THE ABOVE NUMBERED CONTRACT/ORDER IS MODIFIED TO
| REFLECT THE ADMINISTRATIVE
| CHANGES (such as changes in paying office,
| appropriation date, etc.) SET FORTH
| IN ITEM 14, PURSUANT TO THE AUTHORITY OF FAR 43,103(b).
- -----------------------------------------------------------------
| C. THIS SUPPLEMENTAL AGREEMENT IS ENTERED INTO PURSUANT TO
| AUTHORITY OF:
|
- -----------------------------------------------------------------
| D. OTHER (Specify type of modification and authority)
x | UNILATERAL MODIFICATION PURSUANT TO H-12, ALLOTMENT OF
| FUNDS CLAUSE
- -----------------------------------------------------------------
E. IMPORTANT: Contractor [X] is not, [ ] is required to sign
this document and return __ copies to the issuing office.
- -----------------------------------------------------------------
14. DESCRIPTION OF AMENDMENT/MODIFICATION (Organized by UCF
section headings, including solicitation/contract subject matter
where feasible.)
SEE ATTACHED.
Except as provided herein, all terms and conditions of the
document referenced in item 9A or 10A, as heretofore changed,
remains unchanged and in full force and effect.
- -----------------------------------------------------------------
15A. NAME AND TITLE OF SIGNER (Type or print)
16A. NAME AND TITLE OF CONTRACTING OFFICER (Type or print)
KIMBERLEY A. BEESON - LCDR, SC, USN
CONTRACTING OFFICER
- -----------------------------------------------------------------
15B. CONTRACTOR/OFFEROR 15C. DATE SIGNED
Signature of person authorized to sign
16B. UNITED STATES OF AMERICA | 16C. DATE SIGNED
By /s/KIMBERLEY A. BEESON |
- -----------------------------------------------------------------
(Signature of Contracting officer) | 8/30/96
- -----------------------------------------------------------------
PREVIOUS EDITION UNUSABLE 30-105
STANDARD FORM 30 (REV. 10-83)
Prescribed by GSA
</TABLE>
<PAGE>
N00024-90-C-5208
N00024-96-FR-54647
Modification P00164
Page 2 of 3
A. The purpose of this modification is to provide additional
funds under CLIN 0031 in the amount of $307,146.00. Accordingly,
Contract N00024-90-C-5208 is modified as follows:
1. In accordance with Clause H-12 ALLOTMENT OF FUNDS FOR ITEMS
0001, 0003, 0005, 0007, 0011, 0012, 0013, 0017, 0022, 0023, 0024,
0025, 0026, 0027, 0028, 0029, 0030, 0031, 0032 and 0033 of the
attached accounting data sheet, funding under this contract is
increased by $307,146.00 apportioned as follows:
<TABLE>
<S> <C> <C> <C>
</TABLE>
<TABLE> <S> <C>
<ARTICLE> 5
<MULTIPLIER> 1,000
<S> <C>
<PERIOD-TYPE> 6-MOS
<FISCAL-YEAR-END> MAR-31-1997
<PERIOD-END> SEP-27-1996
<CASH> 370
<SECURITIES> 0
<RECEIVABLES> 15,854
<ALLOWANCES> 50
<INVENTORY> 1,533
<CURRENT-ASSETS> 18,294
<PP&E> 10,513
<DEPRECIATION> 8,307
<TOTAL-ASSETS> 25,101
<CURRENT-LIABILITIES> 9,803
<BONDS> 5,960
0
0
<COMMON> 107
<OTHER-SE> 9,231
<TOTAL-LIABILITY-AND-EQUITY> 25,101
<SALES> 36,913
<TOTAL-REVENUES> 36,913
<CGS> 30,697
<TOTAL-COSTS> 30,697
<OTHER-EXPENSES> 4,406
<LOSS-PROVISION> 0
<INTEREST-EXPENSE> 326
<INCOME-PRETAX> 1,484
<INCOME-TAX> 594
<INCOME-CONTINUING> 890
<DISCONTINUED> 0
<EXTRAORDINARY> 0
<CHANGES> 0
<NET-INCOME> 890
<EPS-PRIMARY> .17
<EPS-DILUTED> .17
</TABLE>
