SECURITIES AND EXCHANGE COMMISSION
Washington, DC
FORM 10-K/A
Amendment No. 1
(Mark One)
[x] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934 [FEE REQUIRED]
For the fiscal year ended March 31, 1998.
OR
TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934 [NO FEE REQUIRED]
For the transition period from to
Commission file number : 1-8502
Comptek Research, Inc.
(Exact name of registrant as specified in its charter)
New York 16-0959023
- -------------------------------- -----------------------
(State or other jurisdiction of (I.R.S. Employee
incorporation or organization) Identification No.)
2732 Transit Road, Buffalo, New York 14224-2523
- ---------------------------------------- -------------
(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code (716) 677-4070
----------------
Securities registered pursuant to Section 12(b) of the Act:
Name of each exchange on
Title of each Class which registered
- -----------------------------------------------------------------------
Common Stock, $.02 par value American Stock Exchange
Securities registered pursuant to Section 12(g) of the Act:
None
-----------------------------------
(Title of class)
Not Applicable
------------------------------------
(Title of class)
Indicate by check mark whether the registrant (1) has filed all
reports required to be filed by Section 13 of 15(d) of the
Securities Exchange Act of 1934 during the preceding 12 months
(or for such shorter period that the registrant was required to
file such reports), and (2) has been subject to such filing
requirements for the past 90 days.
Yes X No
Indicate by check mark if disclosure of delinquent filers
pursuant to Item 405 of Regulation S-K is not contained herein,
and will not be contained, to the best of registrant's knowledge,
in definitive proxy or information statements incorporated by
reference in Part III of this Form 10-K or any amendment to this
Form 10-K. []
Based upon the closing sale price of the Common Stock on June 17,
1998, as reported by the American Stock Exchange, the aggregate
market value of the voting stock held by non-affiliates of the
Registrant (the "Company" or "Comptek") was approximately $34.5
million. Solely for purposes of this calculation, all persons
who are or may be executive officers or directors of the Company
and all persons who have filed a Schedule 13D or Schedule 13G
with respect to the Company's Common Stock have been deemed to be
affiliates.
The number of shares outstanding of the Registrant's common
stock, $.02 par value, was 4,989,268 at June 17, 1998.
DOCUMENTS INCORPORATED BY REFERENCE
Part III incorporates by reference portions of the Comptek
Research, Inc. Proxy Statement for the Annual Meeting of
Shareholders, dated June 29, 1998, for the Annual Meeting to be
held July 24, 1998 (the "Company's 1998 Definitive Proxy
Statement").
EXPLANATORY NOTE
This Amendment on Form 10-K/A is being filed in order to amend
Item 14(b) of Part IV of Registrant's Annual Report on Form 10-K
filed with the Securities and Exchange Commission on June 26,
1998.
AMENDMENT
Item 14(b) of Part IV, Exhibits, Financial Statements Schedules,
and Reports on Form 8-K is hereby replaced in its entirety with
the following:
(b) Reports on Form 8-K:
On March 20, 1998, the Registrant filed a report on Form 8-
K, under Item 5, Other Events, reporting the Registrant's
intent to acquire PRB Associates, Inc. (The acquisition was
subsequently completed on May 14, 1998).
SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the
Securities Exchange Act of 1934, the Registrant has duly caused
this report to be signed on its behalf by the undersigned,
thereunto duly authorized.
COMPTEK RESEARCH, INC.
DATE: July 17, 1998 By: /s/ John J. Sciuto
John J. Sciuto, Chairman, President,
and Chief Executive Officer
