SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC
FORM 10-Q
(Mark One)
[x] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
For the quarterly period ended December 25, 1998.
OR
[ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
For the transition period from _______________to_________________
Commission file number 1-8502
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Comptek Research, Inc.
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(Exact name of registrant as specified in its charter)
New York 16-0959023
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(State or other jurisdiction (I.R.S.Employee
of incorporation or organization) Identification No.)
2732 Transit Road, Buffalo, New York 14224-2523
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(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code (716) 677-4070
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- -
Not Applicable
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(Former name, former address and former fiscal year, if changed
since last report.)
Indicate by check [x] whether the registrant (1) has filed all
reports required to be filed by Section 13 of 15(d) of the
Securities Exchange Act of 1934 during the preceding 12 months
(or for such shorter period that the registrant was required to
file such reports), and (2) has been subject to such filing
requirements for the past 90 days.
Yes X No
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Class Outstanding at January 31, 1999
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- -
Common $.02 Par Value 5,080,855
<PAGE 1>
COMPTEK RESEARCH, INC.
INDEX
Page
PART I. Financial Information Number
Item 1. Financial Statements
Consolidated Condensed Balance Sheets
December 25, 1998 and March 31, 1998 3
Consolidated Condensed Statements of Operations
Thirteen and Thirty-Nine Weeks Ended December 25, 1998
and December 26, 1997 4
Consolidated Condensed Statements of Cash Flows
Thirty-Nine Weeks Ended December 25, 1998
and December 26, 1997 5
Consolidated Statement of Changes in Shareholders'
Equity Thirty-Nine Weeks Ended December 25, 1998 6
Notes to the Consolidated Condensed Financial
Statements 7
Independent Accountants' Review Report 9
Item 2. Management's Discussion and Analysis of
Financial Condition and Results of Operations 10
PART II. Other Information
Item 6. Exhibits and Reports on Form 8-K 14
<PAGE 2>
<TABLE>
<CAPTION>
COMPTEK RESEARCH, INC. AND SUBSIDIARIES
CONSOLIDATED CONDENSED BALANCE SHEETS
(In thousands)
December March 31,
25, 1998
1998
(Unaudited)
<S> <C> <C>
Assets
Current assets:
Cash and equivalents $1,161 $550
Receivables 24,432 16,050
Inventories 2,470 1,786
Refundable income taxes 932 ---
Other 707 311
--------- ---------
Total current assets 29,702 18,697
Equipment and leasehold improvements, 3,856 2,370
net of accumulated depreciation and
Amortization of $12,404 at December
25, 1998 and $8,290 at March 31, 1998
Goodwill 14,620 4,207
Other assets 1,731 653
--------- ---------
Total assets $49,909 $25,927
Liabilities and Shareholders' Equity
Current liabilities:
Current installments on long-term debt $3,527 $1,064
Accounts payable 3,084 4,288
Accrued salaries and benefits 5,599 3,092
Other current liabilities 1,918 1,854
Deferred income taxes 2,893 1,620
--------- ---------
Total current liabilities 17,021 11,918
--------- ---------
Deferred income taxes 352 204
Long-term debt, excluding current 18,383 2,558
installments
Shareholders' equity:
Common stock 110 110
Additional paid-in capital 16,082 15,776
Stock related awards and loans (243) (168)
Retained earnings (accumulated deficit) 1,433 (914)
---------- ---------
17,382 14,804
Less cost of treasury shares (3,229) (3,557)
---------- ---------
Total shareholders' equity 14,153 11,247
---------- ---------
Total liabilities and $49,909 $25,927
shareholders' equity ========== =========
See accompanying notes to consolidated condensed financial statements
</TABLE>
<PAGE 3>
<TABLE>
<CAPTION>
COMPTEK RESEARCH, INC. AND SUBSIDIARIES
CONSOLIDATED CONDENSED STATEMENTS OF OPERATIONS
(Unaudited)
(In thousands, except per share amounts)
Thirteen Weeks Thirty-Nine Weeks
Ended Ended
Dec. Dec. Dec. Dec.
25, 26, 25, 26,
1998 1997 1998 1997
<S> <C> <C> <C> <C>
Net sales $24,288 $17,252 $67,991 $52,833
------- ------- ------- -------
Operating costs and
expenses:
Cost of sales 18,561 13,662 51,569 42,315
Selling, general and 3,195 2,179 9,512 6,528
administrative
Research and 581 225 1,900 591
development ------- ------- ------- -------
Operating profit 1,951 1,186 5,010 3,399
Interest expense, net 453 98 1,099 333
------- ------- ------- -------
Income before income taxes 1,498 1,088 3,911 3,066
Provision for income taxes 599 424 1,564 1,195
------- ------- ------- -------
Net income $899 $664 $2,347 $1,871
======= ======= ======= =======
Net income per share:
Basic $0.18 $0.13 $0.47 $0.36
======= ======= ======= =======
Diluted $0.17 $0.13 $0.45 $0.35
======= ======= ======= =======
See accompanying notes to consolidated condensed financial statements
</TABLE>
<PAGE 4>
<TABLE>
<CAPTION>
COMPTEK RESEARCH, INC. AND SUBSIDIARIES
CONSOLIDATED CONDENSED STATEMENTS OF CASH FLOWS
(Unaudited)
(In thousands)
Thirty-Nine Weeks
Ended
Dec. 25, Dec. 26,
1998 1997
<S> <C> <C>
Cash flows from operating activities:
Net income $2,347 $1,871
-------- --------
Adjustments to reconcile net income to
net cash provided by operating
activities:
Depreciation and amortization 1,702 878
Deferred income taxes 1,155 637
Other assets 35 223
Other non-cash charges 224 127
Changes in assets and liabilities
providing (using) cash, excluding the
effects of acquisition:
Receivables (846) 479
Inventories (617) (799)
Other current assets (204) 20
Accounts payable and accrued (2,099) 221
liabilities -------- --------
Total adjustments (650) 1,786
-------- --------
Net cash provided by operating activities $1,697 $3,657
-------- --------
Cash flows from investing activities:
$
Expenditures for equipment and leasehold (747) (867)
Improvements
Capitalized software development costs (442) ---
Payment from officer on stock purchase 50 50
loan
Payments pursuant to business acquisition, (17,946) ---
net of cash acquired
Proceeds from sale of marketable securities 428 ---
-------- --------
Net cash used in investing activities $(18,657) $(817)
--------- --------
Cash flows from financing activities:
Proceeds from (payment of) revolving debt $3,950 $(1,260)
Proceeds from issuance of long-term debt 15,000 ---
Principal payments on long-term debt (1,662) (781)
Purchase of treasury shares (398) (1,369)
Proceeds from sale of treasury shares
under Employee 602 ---
Stock Purchase Plan
Proceeds from issuance of stock under Equity 79 380
Incentive Plan --------- --------
Net cash provided by (used in) financing $17,571 $(3,030)
activities --------- --------
Net increase (decrease) in cash and $611 $(190)
equivalents
Cash and equivalents at beginning of year 550 425
--------- --------
Cash and equivalents at end of period $1,161 $235
========= ========
See accompanying notes to consolidated condensed financial statements
</TABLE>
<PAGE 5>
<TABLE>
<CAPTION>
COMPTEK RESEARCH, INC. AND SUBSIDIARIES
CONSOLIDATED CONDENSED STATEMENT OF CHANGES IN SHAREHOLDERS' EQUITY
Thirty-Nine Weeks Ended December 25, 1998
(Unaudited)
(In thousands)
Stock Retained
Addi- Related Earnings
tional Awards (Accumu-
Common Paid-In and lated Treasury
Stock Capital Loans Deficit) Stock Total
<S> <C> <C> <C> <C> <C> <C>
Balance at March
31, 1998 $110 $15,776 $(168) $(914) $(3,557) $11,247
Net income --- --- --- 2,347 --- 2,347
Sale of common --- 79 --- --- --- 79
stock-under Equity
incentive Plan
Issuance of --- 39 --- --- 726 765
treasury shares
Purchase of --- --- --- --- (398) (398)
treasury shares
Payment from --- --- 50 --- --- 50
officer on stock
purchase loan
Stock issued to --- 188 (125) --- --- 63
officer (unearned
compensation) _______ _______ _______ ________ ________ _______
Balance at
December 25, 1998 $ 110 $16,082 $(243) $1,433 $(3,229) $14,153
======= ======= ======== ======= ======= =======
See accompanying notes to consolidated condensed financial statements
</TABLE>
<PAGE 6>
Comptek Research, Inc. and Subsidiaries
Notes to Consolidated Condensed Financial Statements
(Unaudited)
1. In the opinion of Management, the accompanying
unaudited consolidated condensed financial
statements contain all adjustments, consisting of
normal recurring items, necessary to present fairly
the financial position, results of operations and
cash flows for the periods shown. It is the
Company?s policy to end its first three quarterly
accounting periods on the last Friday of each
quarter, which includes thirteen weeks of
operations. The fourth quarter ends on March 31.
Except as noted in Note 8, the financial data
included herein was compiled in accordance with the
same accounting policies applied to the Company?s
audited annual financial statements, which should be
read in conjunction with these statements.
The results of operations for the thirty-nine weeks
ended December 25, 1998, are not necessarily
indicative of the results to be expected for the
full year.
2. Inventories consist of (in thousands):
December March 31,
25, 1998 1998
Parts $2,009 $1,397
Work-in-process 313 172
Finished goods 148 217
--------- ---------
Total $2,470 $1,786
========= =========
3. Effective May 1, 1998, the Company acquired all of
the outstanding shares of PRB Associates, Inc.
(PRB), a privately-held corporation with annual
revenues of approximately $30 million. The purchase
price of $20 million including closing costs, was
paid with cash of $17,946,000 and the issuance of
notes to the sellers in the amount of $1 million
collectively. The eighteen-month notes provide for
simple interest at an annual rate equal to 5.5%.
Cash payments were financed through borrowings under
a revised credit facility. The acquisition has been
accounted for under the purchase method of
accounting with assets acquired and liabilities
assumed recorded at their estimated fair values at
the date of acquisition. The purchase price was
allocated as follows: goodwill of $15,089,000,
$250,000 in not to compete agreements and $139,700
of financing costs. The remaining purchase price
was assigned primarily to receivables, property
plant and equipment and current and long term
liabilities. Goodwill will be amortized over 25
years. Additionally, in connection with the
continued employment of a key executive of PRB, the
Company awarded 20,000 shares of restricted stock
based upon a quarterly vesting schedule commencing
August 1, 1998, with the last vesting date occurring
on May 1, 2000. This award is be charged to expense
over the vesting period.
The combined pro forma results of operations for the
thirty-nine weeks ended December 25, 1998 and
December 26, 1997, had the PRB acquisition occurred
on April 1, 1997, are as follows:
Dec. 25, Dec. 26,
1998 1997
Net Sales $71,000 $75,329
========= =========
Net Income $2,360 $2,230
========= =========
Earnings per share - $.47 $.43
Basic ========= =========
Earnings per share $.45 $.42
-Diluted ========= =========
<PAGE 7>
4. Effective April 1, 1998, the Company adopted Statement of
Financial Accounting Standards No. 130, "Reporting
Comprehensive Income." This statement requires that companies
disclose comprehensive income, which includes net income,
foreign currency translation adjustments, minimum pension
liability adjustments, and unrealized gains and losses on
marketable securities classified as available-for-sale. For
the thirty-nine weeks ended December 25, 1998 and December 26,
1997, there were no elements of comprehensive income other
than net income.
5. During the thirty-nine weeks ended December 25, 1998, 43,482
common shares of the Company's stock were purchased and placed
into Treasury stock. These shares were acquired pursuant to a
stock repurchase plan approved by the Company's Board of
Directors. Also during the thirty-nine weeks, 106,122 common
shares were issued from the Company's treasury shares. The
total number of treasury shares as of December 25, 1998 was
417,313.
6. During the thirty-nine weeks ended December 25, 1998, the
Company granted 106,528 options under its Equity Incentive
Plans and 15,000 options under its Stock Option Plan for Non-
Employee Directors. Accordingly, options for 542,390 shares
were outstanding under the Equity Incentive Plans and 103,000
shares were outstanding under the Stock Option Plan for the
Non-Employee Directors; including 3,000 options which were
granted contingent upon approval by Shareholders at the 1999
Annual Meeting of an increase in the shares eligible for grant
under this plan. A total of 328,459 shares were exercisable
under these plans at December 25, 1998.
7. As discussed in note 10 to the Company's Consolidated
Financial Statements as of and for the year ended March 31,
1998, the Company holds 249,000 common shares of ARIA Wireless
Systems, Inc. No value has been recorded in the balance sheet
for this investment. On December 25, 1998, the common shares
of ARIA were quoted on the OTC Bulletin Board at a closing
price of $0.25 per share.
8. The Company will adopt the disclosure requirements of
Statement of Financial Accounting Standards (SFAS) No. 131,
"Disclosures about Segments of an Enterprise and Related
Information," for the fiscal year ending March 31, 1999, as
required. Adoption of SFAS No. 131 is not expected to have
any significant effect on segment reporting.
The Company will adopt SFAS No. 133 "Accounting for Derivative
Instruments and Hedging Activities," for the fiscal quarter
beginning April 1, 2000, as required. Because of the
Company's current minimal hedging activity and lack of
derivative instruments, Management does not anticipate that
the adoption of SFAS No. 133 will have a significant effect on
its earnings or financial position.
9. In December 1998, the Company signed a definitive purchase
agreement to acquire the business operations, assets and
related liabilities of Amherst Systems, Inc. (the "Amherst
Acquisition"), a manufacturer of computer controlled
simulation/stimulation equipment and systems. The completion
of this transaction is subject to obtaining financing and
customary regulatory approvals.
<PAGE 8>
Independent Accountants' Review Report
The Board of Directors and Shareholders
Comptek Research, Inc.:
We have reviewed the accompanying consolidated condensed balance
sheet of Comptek Research, Inc. and subsidiaries as of December
25, 1998, and the related consolidated condensed statements of
operations for the thirteen and thirty-nine week periods ended
December 25, 1998 and December 26, 1997, and changes in
shareholders' equity and cash flows for the thirty-nine week
periods ended December 25, 1998 and December 26, 1997. These
consolidated condensed financial statements are the
responsibility of the Company's management.
We conducted our review in accordance with standards established
by the American Institute of Certified Public Accountants. A
review of interim financial information consists principally of
applying analytical procedures to financial data and making
inquiries of persons responsible for financial and accounting
matters. It is substantially less in scope than an audit
conducted in accordance with generally accepted auditing
standards, the objective of which is the expression of an opinion
regarding the financial statements taken as a whole.
Accordingly, we do not express such an opinion.
Based on our review, we are not aware of any material
modifications that should be made to the consolidated condensed
financial statements referred to above for them to be in
conformity with generally accepted accounting principles.
We have previously audited, in accordance with generally accepted
auditing standards, the consolidated balance sheet of Comptek
Research, Inc. and subsidiaries as of March 31, 1998, and the
related consolidated statement of operations, shareholders'
equity, and cash flows for each of the years in the three-year
period then ended (not presented herein); and in our report dated
May 14, 1998, we expressed an unqualified opinion on those
consolidated financial statements. In our opinion, the
information set forth in the accompanying consolidated condensed
balance sheet as of March 31, 1998, is fairly presented, in all
material respects, in relation to the consolidated balance sheet
from which it has been derived.
KPMG LLP
Buffalo, New York
January 21, 1999
<PAGE 9>
MANAGEMENT'S DISCUSSION AND ANALYSIS OF
FINANCIAL CONDITION AND RESULTS OF OPERATIONS
GENERAL
Comptek designs and develops specialized systems, software, and
proprietary products intended for the global military electronics
market. These defense-related systems provide management
information and implement offensive and defensive responses in
combat situations. Additionally, the Company is a supplier of EW
simulation/stimulation, training and software validation systems
related to electronic surveillance. The Company also develops
systems and provides engineering and technical services for the
maintenance and upgrade of EW and Command, Control,
Communication, Computers and Intelligence ("C4I") systems for
several U.S. Air Force and Navy platforms including: B1-B Lancer
("B-1B") and B-2A Spirit ("B-2A") bombers; EF-111 Raven ("EF-
111"), EA-6B Prowler ("EA-6B") and the F/A-18 Hornet ("F/A-18")
aircraft; and navy surface combatants including the AEGIS class
destroyers and cruisers.
The Company currently reports its operating activities in two
defense-related segments: Defense Systems ("Systems") and
Engineering and Technical Services ("Services"). The Systems
segment includes operating activities for tactical systems, as
well as simulation/stimulation and training systems.
Historically, the Services segment has primarily performed under
time-and-materials and cost-reimbursement contracts, while the
Systems segment has typically operated under fixed-price
contracts.
The Company completed its purchase of its wholly-owned subsidiary
PRB in May 1998. PRB is a leader in the development of military
mission planning systems used to automate complex planning
functions for routing, fuel, ordnance and tactics for advanced
aircraft weapons systems. PRB's annual net sales, prior to the
acquisition by the Company, were approximately $30.0 million with
the majority of such sales attributable to domestic activities.
In December 1998, the Company signed a definitive purchase
agreement to acquire the business operations, assets and related
liabilities of Amherst Systems, Inc. (the "Amherst Acquisition"),
a manufacturer of computer controlled simulation/stimulation
equipment and systems. The completion of this transaction is
subject to obtaining financing and customary regulatory
approvals.
The Company's contract backlog at December 25, 1998, was $150.9
million. Since March 31, 1998, backlog has increased 45.8%
primarily due to the addition of PRB's backlog and the July 1998
award of contracts valued at over $18.5 million for work on the
upgrade of the EW system for the EA-6B.
RESULTS OF OPERATIONS
NET SALES. Net sales increased to $68.0 million in the first
nine months of fiscal 1999 from $52.8 million in the first nine
months of fiscal 1998, representing an increase of 28.7%. For
Systems, net sales increased to $40.7 million in the first nine
months of fiscal 1999 from $18.1 million in the first nine months
of fiscal 1998. This increase in sales was primarily the result
of the acquisition of PRB in May 1998. As a result, sales for
the Systems segment grew to 59.8% of the Company's total net
sales for the first nine months of fiscal 1999, compared with
34.3% for the first nine months of fiscal 1998. During the first
nine months of fiscal 1998, the Company experienced a reduction
in the lower-margin subcontractor work on the Electronic Combat
Mission Support ("ECMS") contract with the U.S. Navy. The U.S.
Navy continues to contract a large portion of subcontractor work
directly with subcontractors, as opposed to passing this work
through the Company's ECMS contract. As a result, net sales for
Services decreased for the first nine months of fiscal 1999 by
21.6% when compared with the first nine months of fiscal 1998.
During the fiscal 1999 second quarter, the U.S. Navy awarded the
Company a follow-on ECMS contract for an additional two years
through fiscal 2001 with potential total contract value of $28.7
million. Services net sales for the first nine months of fiscal
1999 were $27.3 million.
GROSS MARGIN. Gross margin increased to $16.4 million in the
first nine months of fiscal 1999 from $10.5 million in the first
nine months of fiscal 1998, representing an increase of 56.2%.
As a result of the PRB acquisition and increases in the Company's
Systems segment sales as a percentage of total Company sales,
gross margin as a percentage of net sales has increased to 24.1%
in the first nine months of fiscal 1999 compared with 19.9% in
the first nine months of fiscal 1998. Systems sales typically
produce higher-than-
<PAGE 10>
average gross margins for the Company. Additionally, the overall
gross margin percentage improved in fiscal 1999 as a result of
the completion of a contract at a higher profit percentage than
previously anticipated coupled with the reduction of low-
margined subcontractor sales in the Services segment.
SELLING, GENERAL AND ADMINISTRATIVE EXPENSES ("SG&A"). SG&A
increased to $9.5 million in the first nine months of fiscal 1999
from $6.5 million in the first nine months of fiscal 1998,
representing an increase of 46.2%. As a percentage of sales,
SG&A increased to 14.0% for the first nine months of fiscal 1999
compared with 12.3% in the first nine months of fiscal 1998. The
acquisition of PRB has resulted in the overall increase in
expenditures for SG&A. While the increases in the Systems
segment business have produced higher gross margins, Systems
requires a higher level of expenditures in marketing and bidding
efforts to win new contracts.
RESEARCH AND DEVELOPMENT EXPENSES ("R&D"). R&D increased to $1.9
million in the first nine months of fiscal 1999 from $591,000 in
the first nine months of fiscal 1998, representing an increase of
221.5%. R&D efforts are concentrated primarily in the Company's
Systems segment. The operations of PRB, since May 1, 1998,
added approximately $1.2 million in R&D expenditures. The
remaining R&D expenditures were the result of ongoing
development activity with the Company's simulation/stimulation
products. The Company anticipates that the expenditures for R&D
will continue at the current rate for the remainder of the fiscal
year. In the past, the majority of the Company's operations and
net sales were Services based, which typically required
relatively low amounts of R&D investments. The Company
anticipates continued growth in the Systems business through both
internal growth and acquisition. As a result, R&D expenditures
in total dollars, and as a percentage of sales, is likely to
increase.
NET INTEREST EXPENSE. Net interest expense increased to $1.1
million for the first nine months of fiscal 1999 from $333,000
for the first nine months of fiscal 1998, representing an
increase of 230.0%. This increase is attributable to the
financing costs relating to the acquisition of PRB.
INCOME TAXES. Income taxes increased to $1.6 million in the
first nine months of fiscal 1999 from $1.2 million in the first
nine months of fiscal 1998, representing an increase of 30.9%.
The Company reported an overall effective tax rate (Federal and
state) of approximately 40.0% in the first nine months of fiscal
1999, compared with 38.9% in the first nine months of fiscal
1998. This slight increase is the result of the non-deductible
goodwill created as a result of the PRB acquisition.
NET INCOME. Net income increased to $2.3 million, or $0.45 per
diluted share, in the first nine months of fiscal 1999 from $1.9
million, or $0.35 per diluted share, in the first nine months of
fiscal 1998, representing an increase of 28.6%. During the
fiscal 1999 third quarter, net income increased to $899,000, or
$0.17 per diluted share, from $664,000, or $0.13 per diluted
share, representing an increase of 30.8%.
LIQUIDITY AND CAPITAL RESOURCES
Net cash provided by operating activities for the first nine
months of fiscal 1999 was $1.7 million compared with $3.7 million
for the first nine months of fiscal 1998. Accounts payable and
accounts receivable required cash of $2.1 million and $846,000,
respectively, while net earnings of $2.3 million, subject to
certain non-cash adjustments such as depreciation and
amortization, generated cash for the first nine months of fiscal
1999. Accounts payable for the first nine months of fiscal 1999
required a relatively significant amount of cash primarily due to
the timing of payments to subcontractors and the related
collection on accounts from customers at year-end and the prior
year's quarter-end. In contrast, for the first nine months of
fiscal 1998 accounts payable generated cash of $221,000.
Positive cash flow thus far for fiscal 1999 has been used to
purchase capital equipment and complete software development.
Cash generated from the sale of treasury shares to the Company's
employees through the Employee Stock Purchase Plan was used to re-
purchase the Company's shares of Common Stock for the treasury.
Effective May 14, 1998, the Company completed the purchase of
PRB. In connection with the completion of this transaction, the
Company's existing credit facility was restructured and a new
facility was established. In connection with the Amherst
Acquisition, the Company expects to increase the line of credit
portion of this facility from $12.0 million to $27.0 million.
<PAGE 11>
The Company's acquisition of all of the outstanding shares of PRB
for a purchase price of $20.0 million, was financed with
borrowings under the revised credit facility and notes payable to
the sellers. Total payments for the acquisition net of cash
received was $17.9 million resulting in a substantial increase in
long-term debt from $3.6 at March 31, 1998, to $24.1 at June 25,
1998. For the three months ended December 25, 1998, the
Company's total long-term debt was reduced by approximately $1.8
million. The Company's total debt-to-equity ratio decreased to
2.53 to 1.0 at December 25, 1998, from 2.7 to 1.0 at September
25, 1998. The decrease is the result of the repayment of long-
term debt coupled with increases in the Company's shareholders
equity.
The Company anticipates, exclusive of the financing required for
the pending Amherst Systems acquisition, that cash flows from
operations and available borrowing capacity will be sufficient to
cover working capital, capital expenditures demand, stock
repurchases and the repayment of long-term debt.
YEAR 2000
Many currently installed computer systems and software products
are coded to accept only two digit entries in the date field
code. These date code fields will need to distinguish 21st
century dates from 20th century dates. This could result in
system failures or miscalculations, a situation commonly referred
to as the "Year 2000 Issue" or "Year 2000 Problem." The Company
has completed its assessment of its internal systems, including
its information technology systems and non-information technology
systems, for the potential impact of Year 2000 Issues. The
Company has also received communications from all of its major
vendors and suppliers as to their respective states of readiness
and plans for compliance.
In this regard, the Company has completed the conversion of its
primary accounting and management information system. The
decision to convert was based upon information processing and
management reporting enhancements available under the new
system. While such conversion was not initiated or accelerated
due to the prospect of the Year 2000 Problem, the new system has
been represented to the Company as Year 2000 compliant and
provides the ancillary benefit of addressing the Year 2000 Issue.
Over the next six months the Company will be conducting testing
to verify compliance. The majority of the cost for the new
system (approximately $205,000) was included in the Company's
capital expenditures in fiscal 1998. Remaining expenditures
(estimated at $100,000) are included in the Company's anticipated
capital requirements for the current fiscal year. Deficiencies
in non-information technology systems' recognition of the Year
2000 which were identified as a result of the Company's internal
assessment have been corrected. The cost of correction was not
material.
Ancillary management information systems used by the Company and
its subsidiaries have also been evaluated. Specific upgrades to
achieve Year 2000 compliance are covered under existing
maintenance agreements or will be purchased for installation by
March 31, 1999. The upgrade and testing of the payroll systems
is scheduled to be completed by July 31, 1999. Other than the
capital expenditures noted in the preceding paragraph, the
Company has spent less than $80,000 on Year 2000 compliance
upgrades and currently expects total expenditures in the current
fiscal year to be approximately $100,000. In addition to the
testing of its primary information management systems, the
Company is testing all of the personal computers currently in
use. For contingency purposes, the Company currently intends to
budget an additional $100,000 for capital expenditures in its
fiscal year beginning April 1, 1999.
While the Company continues to evaluate the compliance activities
of its vendors and suppliers, the Company is satisfied with the
responses received to date and does not anticipate any material
adverse impact on the Company's financial condition as it relates
to vendors' and suppliers' Year 2000 compliance. The Company
will, to the extent feasible, be testing such products for
compliance, but can offer no assurances that its vendors and
suppliers will in fact be Year 2000 compliant.
The DoD and its departments and agencies are the Company's
largest customer group, representing approximately 87.0% of the
Company's 1998 net sales. The Company believes that the U.S.
Government, including the DoD, is undertaking substantial efforts
to address the Year 2000 Problem. The Company, however, can
offer no assurances as to the DoD's readiness and the potential
impact of the DoD's non-readiness is unknown at this time. A
failure by the DoD to adequately address the Year 2000 Problem
could, among other things, result in payment delays and contract
administration delays which may result in a need
<PAGE 12>
for increased borrowing and interest expense to satisfy
operational and capital expenditure needs of the Company.
Based on currently available information, the Company believes
that the most reasonably likely worst case Year 2000 scenario
revolves around two factors: (i) a failure or substantial
curtailment of basic power and communication services and (ii)
payment and contract administration delays. The Company is in
the process of evaluating contingency plans. With respect to
administrative systems, such as purchasing, contract
administration, and accounting, temporary manual systems could be
relied on, if necessary. In many instances, the establishment of
a contingency plan related to basic power and communications may
not be possible or may be cost prohibitive. In order to address
potential payment and contract delays, the Company's current
credit facility includes a $12.0 million line of credit for
working capital. Also, consistent with the Company's overall
cash management practices, a close liaison is maintained with the
Defense Contract Management Agency to address potential payment
and contract administration issues.
The software programs written by the Company's personnel and
currently in use by customers are believed to be Year 2000
compliant, but inasmuch as such programs are used in conjunction
with operating and other systems furnished by other suppliers,
the overall compliance of such systems is dependent upon third
parties. The Company expects to continue to evaluate the
compliance activities of its contract vendors and suppliers, but
is satisfied with the responses received to date. The Company
has evaluated and will continue to consider its, and its
subcontractors', warranty obligations relative to the Year 2000
Problem. The Company has not received any warranty claims
relating to the Year 2000 Problem and does not currently
anticipate any such claims of a material nature.
While the Company does not currently anticipate a material
adverse impact on the Company's financial condition or results of
operations, the Company can offer no assurances that the Year
2000 Problem will not adversely impact the Company. Accordingly,
the Company expects on an on-going basis to continue to evaluate
the Year 2000 Problem and its potential impact on the Company and
its industry group.
In connection with the proposed Amherst Acquisition, the Company
has made an assessment of Amherst's internal systems, including
Amherst's information technology systems and non-information
technology systems, for the potential impact of Year 2000 Issues.
The Company believes that Amherst's critical internal systems are
currently Year 2000 compliant and all other systems will be made
compliant within the next six months at a cost which is not
material.
Based on currently available information and the representations
of Amherst, the Company believes that the potential adverse
impact of the Year 2000 Problem on the Company and the most
reasonably likely worst case Year 2000 scenario applicable to the
Company is not materially changed by the Amherst Acquisition.
FORWARD LOOKING STATEMENTS
This Management's Discussion and Analysis contains forward-
looking statements about the Company's current expectations based
on current business conditions. Forward-looking statements are
subject to risks and uncertainties that could cause actual
results to differ materially. These risks and uncertainties
include the Company's dependence on continued funding of U.S.
Department of Defense programs. Some additional risks and
uncertainties, among others, that also need to be considered are:
the likelihood that actual future revenues that are realized may
differ from those inferred from existing total backlog; the
ability to transition and integrate PRB, as well as complete the
proposed acquisition of the business operations of Amherst
Systems, Inc.; the ability to expand sales in international
markets; the ability to complete future acquisitions without
adversely affecting the Company's financial condition; and the
potential impact of the Year 2000 Problem. Other risks and
uncertainties are described in the Company's Form 10-K Annual
Report for the fiscal year ended March 31, 1998.
<PAGE 13>
PART II. OTHER INFORMATION
Item 6. Exhibits and Reports on Form 8-K
(a) Exhibits:
10 Amendments P00039 to P00048, inclusive,
to Prime Contract No. N00024-97-C-6431.
11 Comptek Research, Inc. and Subsidiaries
Reconciliation of Basic and Diluted EPS
Computations.
15 Letter Regarding Unaudited Interim
Financial Information.
27 Financial Data Schedule.
(b) Reports on Form 8-K:
Form 8-K/A reporting date was October 13, 1998
Item Reported:
Item 5. Other Events. The Registrant signed a Letter
of Intent to acquire the business operations, assets
and related liabilities of Amherst Systems, Inc., a
privately-held company headquartered in Williamsville,
New York
<PAGE 14>
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of
1934, the Registrant has duly caused this report to be signed on
its behalf by the undersigned thereunto duly authorized.
COMPTEK RESEARCH, INC.
Date: February 5, 1998 By: /s/ John J. Sciuto
John J. Sciuto
Chairman, President and
Chief Executive Officer
Date: February 5, 1998 By: /s/ Laura L. Benedetti
Laura L. Benedetti
Chief Financial Officer
(Principal Accounting and
Financial Officer)
<PAGE 15>
INDEX TO EXHIBITS
- - - - - - -
Exhibit Page
No. Description of Exhibit No.
------- ------------------------------------------- -----
10 Amendment P00039 to P00048, inclusive, to 17
Prime Contract No. N00024-97-C-6431.
11 Comptek Research, Inc. and Subsidiaries 59
Reconciliation of Basic and Diluted EPS
Computations
15 Letter Regarding Unaudited Interim 60
Financial Information
27 Financial Data Sheet 61
-------------------------
<PAGE 16>
Exhibit 10
<PAGE>
<TABLE>
<S> <C>
- -----------------------------------------------------------------
AMENDMENT OF SOLICITATION/MODIFICATION OF CONTRACT
1. CONTRACT ID CODE PAGE OF PAGES
U 1 3
- -----------------------------------------------------------------
2. AMENDMENT/MODIFICATION NO. 3. EFFECTIVE DATE
P00039 SEE BLK 16C.
4. REQUISITION/PURCHASE REQ. NO. 5. PROJECT NO.
N00024-99-FR-60126 9-05F-60126
- -----------------------------------------------------------------
6. ISSUED BY CODE N00024 7. ADMINISTERED BY(If other than Item 6)
CODE S3305A
NAVAL SEA SYSTEMS COMMAND DCMC SYRACUSE-BUFFALO
2531 JEFFERSON DAVIS HIGHWAY 1103 FEDERAL BUILDING
ARLINGTON VA 22242-5160 111 W. HURON STREET
BUYER/SYMBOL: L. COOPER/0251 BUFFALO, NY 14202
PHONE: Area Code 703/602-8105, EXT. 516
- -----------------------------------------------------------------
8. NAME AND ADDRESS OF CONTRACTOR (No., street, county, State
and
ZIP Code)
| |9A. AMENDMENT OF
| | SOLICITATION NO.
| |---------------------------
CEC NO: 07-799-9799 | |9B. DATED (SEE ITEM 11)
| |
COMPTEK FEDERAL SYSTEMS, INC. | |---------------------------
2732 TRANSIT ROAD |(X)|10A. MODIFICATION OF
BUFFALO, NY 14224-2523 | | CONTRACT/ORDER NO.
| | N00024-97-C-6431
| |---------------------------
TIN NO: 16-1411419 | |10B. DATED (SEE ITEM 13)
- --------------------------------| | 30 APRIL 1990
CODE OTTJ6 | FACILITY CODE | |
11. THIS ITEM ONLY APPLIES TO AMENDMENT OF SOLICITATIONS
[ ] The above numbered solicitation is amended as set forth in
Item 14. The hour and date specified for receipt of Offer [ ]
is extended, [ ] is not extended. Offers must acknowledge
receipt of this amendment prior to the hour and date specified in
the solicitation or as amended, by one of the following methods:
(a) By competing items 8 and 15, and returning ___ copies of the
amendment; (b) By acknowledging receipt of this amendment on each
copy of the offer submitted; or (c) By separate Letter or
telegram which includes a reference to the solicitation and
amendment numbers. FAILURE OF YOUR ACKNOWLEDGMENT TO BE RECEIVED
AT THE PLACE DESIGNATED FOR THE RECEIPT OF OFFERS PRIOR TO THE
HOUR AND DATE SPECIFIED MAY RESULT IN REJECTION OF YOUR
OFFER. If by virtue of this amendment you desire to change and
offer already submitted, such change may be made by telegram or
Letter, provided each telegram or letter makes reference to the
solicitation and this amendment, and is received prior to the
opening hour and date specified.
12. ACCOUNTING AND APPROPRIATION DATA
SEE ATTACHED FINANCIAL ACCOUNTING DATA SHEETS
- -----------------------------------------------------------------
13. THIS ITEM APPLIES ONLY TO MODIFICATIONS OF
CONTRACTS/ORDERS, IT MODIFIES THE CONTRACT/ORDER NO. AS
DESCRIBED IN ITEM 14.
- -----------------------------------------------------------------
| A. THIS CHANGE ORDER IS ISSUED PURSUANT TO: (Specify
| authority) THE CHANGES
| SET FORTH IN ITEM 14 ARE MADE IN THE
| CONTRACT ORDER NO. IN ITEM 10A.
- -----------------------------------------------------------------
| B. THE ABOVE NUMBERED CONTRACT/ORDER IS MODIFIED TO
| REFLECT THE ADMINISTRATIVE
| CHANGES (such as changes in paying office,
| appropriation date, etc.) SET FORTH
| IN ITEM 14, PURSUANT TO THE AUTHORITY OF FAR 43,103(b).
- -----------------------------------------------------------------
| C. THIS SUPPLEMENTAL AGREEMENT IS ENTERED INTO PURSUANT TO
| AUTHORITY OF:
|
- -----------------------------------------------------------------
| D. OTHER (Specify type of modification and authority)
x | UNILATERAL MODIFICATION PURSUANT TO CLAUSE H-2,
| ALLOTMENT OF FUNDS
- -----------------------------------------------------------------
E. IMPORTANT: Contractor [X] is not, [ ] is required to sign
this document and return 2 copies to the issuing office.
- -----------------------------------------------------------------
14. DESCRIPTION OF AMENDMENT/MODIFICATION (Organized by UCF
section headings, including solicitation/contract subject matter
where feasible.)
SEE PAGE 2
38010/C-7023
Except as provided herein, all terms and conditions of the
document referenced in item 9A or 10A, as heretofore changed,
remains unchanged and in full force and effect.
- -----------------------------------------------------------------
15A. NAME AND TITLE OF SIGNER (Type or print)
16A. NAME AND TITLE OF CONTRACTING OFFICER (Type or print)
CHARLES J. CIRINO
CONTRACTING OFFICER
- -----------------------------------------------------------------
15B. CONTRACTOR/OFFEROR 15C. DATE SIGNED
Signature of person authorized to sign
16B. UNITED STATES OF AMERICA | 16C. DATE SIGNED
By /s/CHARLES J. CIRINO
- -----------------------------------------------------------------
(Signature of Contracting officer) | 12-1-98
- -----------------------------------------------------------------
PREVIOUS EDITION UNUSABLE 30-105
STANDARD FORM 30 (REV. 10-83)
Prescribed by GSA
</TABLE>
<PAGE>
N00024-97-C-6431
P00039
PAGE 2 OF 3
The purpose of this modification is to fully fund Item 0003AA in
the amount of $65,100.00. As a result of this modification the
amount funded to date is increased by $65,100.00 from
$11,602,925.00 to $11,668,025.00. As a result of this
modification, the total estimated value of this contract remains
unchanged at $20,995,503 ($19,383,066 estimated cost and
$1,157,437 fixed fee). Accordingly, Contract N00024-97-C-6431 is
hereby modified as follows:
<TABLE>
<S> <C> <C> <C> <C> <C>
ITEM EST. COST FIXED FEE TOTAL CPFF MAN HOURS TYPE
0001 $0 $0 $0 0
0001AA $50,084 $2,920 $53,004 1,548 RDT&E97
0001AB $0 $0 $0 0 FMS
0001AC $0 $0 $0 0 O&MN97
0001AD $579,240 $33,770 $613,010 16,913 OPN97
0001AE $333,878 $19,519 $353,397 9,749 SCN97
0001AF $0 $0 $0 0 WPN97
0001AG $30,057 $1,743 $31,800 929 MISC
0001AH $1,653,557 $90,398 $1,749,955 48,281 O&MN98
0001AJ $884,318 $51,544 $935,862 27,326 RDT&E98-ETS
0001AK $112,070 $6,532 $118,602 3,463 SCN93
0001AL $1,795,476 $104,661 $1,900,137 55,481 SCN96
0001AM $278,683 $16,247 $294,930 8,612 RDT&E98
0001AN $529,143 $30,849 $559,992 16,351 OPN98
0001AP $12,254 $714 $12,968 379 SCN91
0001AR $463,594 $27,027 $490,621 14,325 SCN94
0001AS $141,737 $8,263 $159,000 4,139 NON-SEVER
TOTAL $6,864,091 $394,187 $7,273,278 207,496
</TABLE>
<TABLE>
<S> <C> <C> <C> <C> <C>
ITEM EST. COST FIXED FEE TOTAL CPFF MAN HOURS TYPE
0003 $8,812,257 $514,621 $9,326,878 250,254
0003AA $446,499 $26,031 $472,530 12,681 RDT&E98
0003AB $61,423 $3,581 $65,004 1,744 FMS-RAN
0003AC $1,317,329 $76,801 $1,394,130 37,413 O&MN98
0003AD $85,048 $4,958 $90,006 2,415 OPN98
0003AE $188,982 $11,018 $200,000 5,367 SCN91
0003AF $0 $0 $0 0 WPN
0003AG $0 $0 $0 0 MISC
0003AH $236,228 $13,772 $250,000 6,709 SCN94
0003AJ $426,819 $24,884 $451,703 12,122 SCN96
0003AK $188,970 $11,017 $199,987 5,367 RDT&E98ETS
0003AL $208,815 $12,173 $220,988 5,931 SCN93
0003AM $47,246 $2,754 $50,000 1,342 RDT&E97ETS
0003AN $28,347 $1,653 $30,000 805 SCN95
0003AP $37,796 $2,204 $40,000 1,073 SCN97
0003AR $37,796 $2,204 $40,000 1,073 SCN98
0003AT $850,420 $49,579 $899,999 24,153 O&MN99
TOTAL $12,973,975 $757,250 $13,731,225 368,449
</TABLE>
<PAGE>
N00024-97-C-6431
P00039
PAGE 3 OF 3
2. Under Section C, SPECIFICATION OR STATEMENT OR WORK, add the
following for Item 0003AA.
Items 0003AA, 0003AB, 0003AC, 0003AD, 0003AE, 0003AH, 0003AJ,
0003AK, 0003AL, 0003AM, 0003AN, 0003AP, 0003AR, and 0003 AT - The
contractor shall perform all work required under Technical
Instructions 38223, 37385, 38228, 38220, 38234, 38231, 38244,
38280, 37275, 38254, 38013, 38229, 38262, 38291, 38290, 39296,
38010, 38316, 38326, 59015 and 38010(D).
3. In accordance with the LIMITATION OF COSTS clauses, as
listed in the attached financial accounting data sheet, funding
in the amount of $65,100.00 is hereby added as follows:
<TABLE>
<S> <C> <C> <C> <C> <C>
ITEM EST. COST FIXED FEE TOTAL CPFF MAN HOURS TYPE
0003AA $61,514 $3,586 $65,100 1,747 RDT&E 98
</TABLE>
4. As a result of this modification the total amount funded to
date is increased by $65,100.00 from $11,602,925.00 to
$11,668,025.00 As a result of this modification, the total
estimated value of this contract is remains unchanged as
$20,995,503 ($19,838,066 estimated costs and $1,157,437 fixed
fee). Accordingly, Contract N00024-97-C-6431 in hereby modified
as follows:
<TABLE>
<S> <C> <C>
- -----------------------------------------------------------------
FINANCIAL ACCOUNTING DATA SHEET - NAVY
- -----------------------------------------------------------------
1. CONTRACT NUMBER 2. SPIN 3. MOD (CRITICAL)
(CRITICAL)
N00024-97-C-6431 P00039
- -----------------------------------------------------------------
5. 6. LINE OF ACCOUNTING
CLIN/SLIN A. ACRN B. APPROPRI- C. SUBHEAD D. OBJ
CRITICAL ATION (CRITICAL) CLA
(CRITICAL)
- -----------------------------------------------------------------
0003AA DB 1781319 84PC 252
<S> <C>
FINANCIAL ACCOUNTING DATA SHEET -- Continued
- -----------------------------------------------------------------
4. PR NUMBER PAGE 1 OF 1
N0002499FR60126
TAR 38010 (D)
- -----------------------------------------------------------------
E. F. G. H. I. J. K.
PARM RFM SA AAA TT PAA COST CODE
(CRITICAL) PROJ PDLI
UNIT MCC & SUF
_________________________________________________________________
SA S3R 0 068342 2D 980360 S0384 000 0010
- -----------------------------------------------------------------
7. AMOUNT (CRITICAL) NAVY INTERNAL USE ONLY
REF COD/ACRN
$65,100.00 N0002498AF184PC
PE63514N Applies
PAGE TOTAL $65,100.00
GRAND TOTAL $65,100.00
- -----------------------------------------------------------------
PREPARED/AUTHORIZED BY:
/S/BRIAN SMALE, PMS-500TD1
BRIAN SMALE
DATE: 11/6/98
COMPTROLLER APPROVAL:
SIGNATURE /S/J.L. PRITCHETT
J.L. PRITCHETT
BY DIRECTION OF
CAPT. V.H. ACKLEY
DEPUTY COMMANDER/COMPTROLLER
DATE:
11/23/98
- -----------------------------------------------------------
</TABLE>
<PAGE>
<TABLE>
<S> <C>
- -----------------------------------------------------------------
AMENDMENT OF SOLICITATION/MODIFICATION OF CONTRACT
1. CONTRACT ID CODE PAGE OF PAGES
U 1 3
- -----------------------------------------------------------------
2. AMENDMENT/MODIFICATION NO. 3. EFFECTIVE DATE
P00040 SEE BLK 16C.
4. REQUISITION/PURCHASE REQ. NO. 5. PROJECT NO.
N00024-99-FR-60132 9-05F-60132
- -----------------------------------------------------------------
6. ISSUED BY CODE N00024 7. ADMINISTERED BY(If other than Item 6)
CODE S3305A
NAVAL SEA SYSTEMS COMMAND DCMC SYRACUSE-BUFFALO
2531 JEFFERSON DAVIS HIGHWAY 1103 FEDERAL BUILDING
ARLINGTON VA 22242-5160 111 W. HURON STREET
BUYER/SYMBOL: L. COOPER/0251 BUFFALO, NY 14202
PHONE: Area Code 703/602-8105, EXT. 516
- -----------------------------------------------------------------
9. NAME AND ADDRESS OF CONTRACTOR (No., street, county, State
and
ZIP Code)
| |9A. AMENDMENT OF
| | SOLICITATION NO.
| |---------------------------
CEC NO: 07-799-9799 | |9B. DATED (SEE ITEM 11)
| |
COMPTEK FEDERAL SYSTEMS, INC. | |---------------------------
2732 TRANSIT ROAD |(X)|10A. MODIFICATION OF
BUFFALO, NY 14224-2523 | | CONTRACT/ORDER NO.
| | N00024-97-C-6431
| |---------------------------
TIN NO: 16-1411419 | |10B. DATED (SEE ITEM 13)
- --------------------------------| | 30 APRIL 1990
CODE OTTJ6 | FACILITY CODE | |
11. THIS ITEM ONLY APPLIES TO AMENDMENT OF SOLICITATIONS
[ ] The above numbered solicitation is amended as set forth in
Item 14. The hour and date specified for receipt of Offer [ ]
is extended, [ ] is not extended. Offers must acknowledge
receipt of this amendment prior to the hour and date specified in
the solicitation or as amended, by one of the following methods:
(b) By competing items 8 and 15, and returning ___ copies of the
amendment; (b) By acknowledging receipt of this amendment on each
copy of the offer submitted; or (c) By separate Letter or
telegram which includes a reference to the solicitation and
amendment numbers. FAILURE OF YOUR ACKNOWLEDGMENT TO BE RECEIVED
AT THE PLACE DESIGNATED FOR THE RECEIPT OF OFFERS PRIOR TO THE
HOUR AND DATE SPECIFIED MAY RESULT IN REJECTION OF YOUR
OFFER. If by virtue of this amendment you desire to change and
offer already submitted, such change may be made by telegram or
Letter, provided each telegram or letter makes reference to the
solicitation and this amendment, and is received prior to the
opening hour and date specified.
12. ACCOUNTING AND APPROPRIATION DATA
SEE ATTACHED FINANCIAL ACCOUNTING DATA SHEETS
- -----------------------------------------------------------------
14. THIS ITEM APPLIES ONLY TO MODIFICATIONS OF
CONTRACTS/ORDERS, IT MODIFIES THE CONTRACT/ORDER NO. AS
DESCRIBED IN ITEM 14.
- -----------------------------------------------------------------
| A. THIS CHANGE ORDER IS ISSUED PURSUANT TO: (Specify
| authority) THE CHANGES
| SET FORTH IN ITEM 14 ARE MADE IN THE
| CONTRACT ORDER NO. IN ITEM 10A.
- -----------------------------------------------------------------
| B. THE ABOVE NUMBERED CONTRACT/ORDER IS MODIFIED TO
| REFLECT THE ADMINISTRATIVE
| CHANGES (such as changes in paying office,
| appropriation date, etc.) SET FORTH
| IN ITEM 14, PURSUANT TO THE AUTHORITY OF FAR 43,103(b).
- -----------------------------------------------------------------
| C. THIS SUPPLEMENTAL AGREEMENT IS ENTERED INTO PURSUANT TO
| AUTHORITY OF:
|
- -----------------------------------------------------------------
| D. OTHER (Specify type of modification and authority)
x | UNILATERAL MODIFICATION PURSUANT TO CLAUSE H-2,
| ALLOTMENT OF FUNDS
- -----------------------------------------------------------------
F. IMPORTANT: Contractor [X] is not, [ ] is required to sign
this document and return 2 copies to the issuing office.
- -----------------------------------------------------------------
15. DESCRIPTION OF AMENDMENT/MODIFICATION (Organized by UCF
section headings, including solicitation/contract subject matter
where feasible.)
SEE PAGE 2
C-9014/59026
RDT&E99
Except as provided herein, all terms and conditions of the
document referenced in item 9A or 10A, as heretofore changed,
remains unchanged and in full force and effect.
- -----------------------------------------------------------------
15A. NAME AND TITLE OF SIGNER (Type or print)
16A. NAME AND TITLE OF CONTRACTING OFFICER (Type or print)
ANN VAN HOUTEN
CONTRACTING OFFICER
- -----------------------------------------------------------------
15B. CONTRACTOR/OFFEROR 15C. DATE SIGNED
Signature of person authorized to sign
16B. UNITED STATES OF AMERICA | 16C. DATE SIGNED
By /s/ANN VAN HOUTEN
- -----------------------------------------------------------------
(Signature of Contracting officer) | 23 DEC 98
- -----------------------------------------------------------------
PREVIOUS EDITION UNUSABLE 30-105
STANDARD FORM 30 (REV. 10-83)
Prescribed by GSA
</TABLE>
<PAGE>
N00024-97-C-6431
P00040
PAGE 2 OF 3
The purpose of this modification is to create Item 0003AS and
fully fund Item 0003AS in the amount of $49,999.00. As a result
of this modification the amount funded to date is increased by
$49,999.00 from $11,668,025.00 to $11,718,024.00. As a result of
this modification, the total estimated value of this contract
remains unchanged at $20,995,503 ($19,838,066 estimated costs and
$1,157,437 fixed fee). Accordingly, Contract N00024-97-C-6431 is
hereby modified as follows:
1. Under Section B, SUPPLIES OR SERVICES and PRICES/COSTS,
replace Items 0001 and 0003 with the following ceilings:
<TABLE>
<S> <C> <C> <C> <C> <C>
ITEM EST. COST FIXED FEE TOTAL CPFF MAN HOURS TYPE
0001 $0 $0 $0 0
0001AA $50,084 $2,920 $53,004 1,548 RDT&E97
0001AB $0 $0 $0 0 FMS
0001AC $0 $0 $0 0 O&MN97
0001AD $579,240 $33,770 $613,010 16,913 OPN97
0001AE $333,878 $19,519 $353,397 9,749 SCN97
0001AF $0 $0 $0 0 WPN97
0001AG $30,057 $1,743 $31,800 929 MISC
0001AH $1,653,557 $90,398 $1,749,955 48,281 O&MN98
0001AJ $884,318 $51,544 $935,862 27,326 RDT&E98-ETS
0001AK $112,070 $6,532 $118,602 3,463 SCN93
0001AL $1,795,476 $104,661 $1,900,137 55,481 SCN96
0001AM $278,683 $16,247 $294,930 8,612 RDT&E98
0001AN $529,143 $30,849 $559,992 16,351 OPN98
0001AP $12,254 $714 $12,968 379 SCN91
0001AR $463,594 $27,027 $490,621 14,325 SCN94
0001AS $141,737 $8,263 $159,000 4,139 NON-SEVER
TOTAL $6,864,091 $400,187 $7,264,278 210,552
</TABLE>
<TABLE>
<S> <C> <C> <C> <C> <C>
ITEM EST. COST FIXED FEE TOTAL CPFF MAN HOURS TYPE
0003 $8,765,012 $511,867 $9,276,879 248,912
0003AA $446,499 $26,031 $472,530 12,681 RDT&E98
0003AB $61,423 $3,581 $65,004 1,744 FMS-RAN
0003AC $1,317,329 $76,801 $1,394,130 37,413 O&MN98
0003AD $85,048 $4,958 $90,006 2,415 OPN98
0003AE $188,982 $11,018 $200,000 5,367 SCN91
0003AF $0 $0 $0 0 WPN
0003AG $0 $0 $0 0 MISC
0003AH $236,228 $13,772 $250,000 6,709 SCN94
0003AJ $426,819 $24,884 $451,703 12,122 SCN96
0003AK $188,970 $11,017 $199,987 5,367 RDT&E98ETS
0003AL $208,815 $12,173 $220,988 5,931 SCN93
0003AM $47,246 $2,754 $50,000 1,342 RDT&E97ETS
0003AN $28,347 $1,653 $30,000 805 SCN95
0003AP $37,796 $2,204 $40,000 1,073 SCN97
0003AR $37,796 $2,204 $40,000 1,073 SCN98
0003AS $47,245 $2,754 $49,999 1,342 RDT&E-99
0003AT $850,420 $49,579 $899,999 24,153 O&MN99
TOTAL $12,973,975 $757,250 $13,731,225 368,449
</TABLE>
<PAGE>
N00024-97-C-6431
P00040
PAGE 3 OF 3
5. Under Section C, SPECIFICATION OR STATEMENT OR WORK, add the
following for Item 0003AS.
Items 0003AA, 0003AB, 0003AC, 0003AD, 0003AE, 0003AH, 0003AJ,
0003AK, 0003AL, 0003AM, 0003AN, 0003AP, 0003AR, 0003AS, and
0003AT - The contractor shall perform all work required under
Technical Instructions 38223, 37385, 38228, 38220, 38234, 38244,
38280, 37275, 38254, 38013, 38229, 38262, 38291, 38290, 39296,
38010, 38316, 38326, 59015, 38010(D), and 59026.
Under Section F, DELIVERIES OR PERIOD OF PERFORMANCE, add the
following for Item 0003AL and 0003AS.
Item 0003AL - The Contractor shall provide the required services
for this item from the date of this modification through 29
January 1999.
Item 0003AS - The Contractor shall provide the required services
for this item from the date of this modification through 30 June
1999.
6. In accordance with the LIMITATION OF COSTS clauses, as
listed in the attached financial accounting data sheet, funding
in the amount of $49,999.00 is hereby added as follows:
<TABLE>
<S> <C> <C> <C> <C> <C>
ITEM EST. COST FIXED FEE TOTAL CPFF MAN HOURS TYPE
0003AS $47,245 $2,754 $49,999 1,342 RDT&E 99
</TABLE>
7. As a result of this modification the total amount funded to
date is increased by $49,999.00 from $11,668,025.00 to
$11,718,024.00. As a result of this modification, the total
estimated value of this contract is remains unchanged as
$20,995,503 ($19,838,066 estimated cost and $1,157,437 fixed
fee). Accordingly, Contract N00024-97-C-6431 is hereby modified
as follows:
<PAGE>
<TABLE>
<S> <C> <C>
- -----------------------------------------------------------------
FINANCIAL ACCOUNTING DATA SHEET - NAVY
- -----------------------------------------------------------------
1. CONTRACT NUMBER 2. SPIN 3. MOD (CRITICAL)
(CRITICAL)
N00024-97-C-6431 P00040
- -----------------------------------------------------------------
5. 6. LINE OF ACCOUNTING
CLIN/SLIN A. ACRN B. APPROPRI- C. SUBHEAD D. OBJ
CRITICAL ATION (CRITICAL) CLA
(CRITICAL)
- -----------------------------------------------------------------
0003AS DF 1791319 ASYK 251
<S> <C>
FINANCIAL ACCOUNTING DATA SHEET -- Continued
- -----------------------------------------------------------------
4. PR NUMBER PAGE 1 OF 1
N0002499TI59026
- -----------------------------------------------------------------
F. F. G. H. I. J. K.
PARM RFM SA AAA TT PAA COST CODE
(CRITICAL) PROJ PDLI
UNIT MCC & SUF
_________________________________________________________________
SA STC 0 068342 2D 980360 K1604 ETS ETS0
- -----------------------------------------------------------------
8. AMOUNT (CRITICAL) NAVY INTERNAL USE ONLY
REF COD/ACRN
$49,999.00 N0002499AF1A5YK
PAGE TOTAL $49,999.00
GRAND TOTAL $49,999.00
- -----------------------------------------------------------------
PREPARED/AUTHORIZED BY:
/S/P.C. MONTGOMERY
P.C. MONTGOMERY
DATE: 9 DEC 98
COMPTROLLER APPROVAL:
SIGNATURE /S/P.C. MONTGOMERY
P.C. MONTGOMERY
BY DIRECTION OF
CAPT. V.H. ACKLEY
DEPUTY COMMANDER/COMPTROLLER
DATE:
12/21/98
- -----------------------------------------------------------
</TABLE>
<PAGE>
<TABLE>
<S> <C>
- -----------------------------------------------------------------
AMENDMENT OF SOLICITATION/MODIFICATION OF CONTRACT
1. CONTRACT ID CODE PAGE OF PAGES
U 1 3
- -----------------------------------------------------------------
2. AMENDMENT/MODIFICATION NO. 3. EFFECTIVE DATE
P00041 SEE BLK 16C.
4. REQUISITION/PURCHASE REQ. NO. 5. PROJECT NO.
N00024-99-FR-60133 9-05F-60133
- -----------------------------------------------------------------
6. ISSUED BY CODE N00024 7. ADMINISTERED BY(If other than Item 6)
CODE S3305A
NAVAL SEA SYSTEMS COMMAND DCMC SYRACUSE-BUFFALO
2531 JEFFERSON DAVIS HIGHWAY 1103 FEDERAL BUILDING
ARLINGTON VA 22242-5160 111 W. HURON STREET
BUYER/SYMBOL: L. COOPER/0251 BUFFALO, NY 14202
PHONE: Area Code 703/602-8105, EXT. 516
- -----------------------------------------------------------------
10. NAME AND ADDRESS OF CONTRACTOR (No., street, county, State
and
ZIP Code)
| |9A. AMENDMENT OF
| | SOLICITATION NO.
| |---------------------------
CEC NO: 07-799-9799 | |9B. DATED (SEE ITEM 11)
| |
COMPTEK FEDERAL SYSTEMS, INC. | |---------------------------
2732 TRANSIT ROAD |(X)|10A. MODIFICATION OF
BUFFALO, NY 14224-2523 | | CONTRACT/ORDER NO.
| | N00024-97-C-6431
| |---------------------------
TIN NO: 16-1411419 | |10B. DATED (SEE ITEM 13)
- --------------------------------| | 30 APRIL 1990
CODE OTTJ6 | FACILITY CODE | |
11. THIS ITEM ONLY APPLIES TO AMENDMENT OF SOLICITATIONS
[ ] The above numbered solicitation is amended as set forth in
Item 14. The hour and date specified for receipt of Offer [ ]
is extended, [ ] is not extended. Offers must acknowledge
receipt of this amendment prior to the hour and date specified in
the solicitation or as amended, by one of the following methods:
(c) By competing items 8 and 15, and returning ___ copies of the
amendment; (b) By acknowledging receipt of this amendment on each
copy of the offer submitted; or (c) By separate Letter or
telegram which includes a reference to the solicitation and
amendment numbers. FAILURE OF YOUR ACKNOWLEDGMENT TO BE RECEIVED
AT THE PLACE DESIGNATED FOR THE RECEIPT OF OFFERS PRIOR TO THE
HOUR AND DATE SPECIFIED MAY RESULT IN REJECTION OF YOUR
OFFER. If by virtue of this amendment you desire to change and
offer already submitted, such change may be made by telegram or
Letter, provided each telegram or letter makes reference to the
solicitation and this amendment, and is received prior to the
opening hour and date specified.
12. ACCOUNTING AND APPROPRIATION DATA
SEE ATTACHED FINANCIAL ACCOUNTING DATA SHEETS
- -----------------------------------------------------------------
15. THIS ITEM APPLIES ONLY TO MODIFICATIONS OF
CONTRACTS/ORDERS, IT MODIFIES THE CONTRACT/ORDER NO. AS
DESCRIBED IN ITEM 14.
- -----------------------------------------------------------------
| A. THIS CHANGE ORDER IS ISSUED PURSUANT TO: (Specify
| authority) THE CHANGES
| SET FORTH IN ITEM 14 ARE MADE IN THE
| CONTRACT ORDER NO. IN ITEM 10A.
- -----------------------------------------------------------------
| B. THE ABOVE NUMBERED CONTRACT/ORDER IS MODIFIED TO
| REFLECT THE ADMINISTRATIVE
| CHANGES (such as changes in paying office,
| appropriation date, etc.) SET FORTH
| IN ITEM 14, PURSUANT TO THE AUTHORITY OF FAR 43,103(b).
- -----------------------------------------------------------------
| C. THIS SUPPLEMENTAL AGREEMENT IS ENTERED INTO PURSUANT TO
| AUTHORITY OF:
|
- -----------------------------------------------------------------
| D. OTHER (Specify type of modification and authority)
x | UNILATERAL MODIFICATION PURSUANT TO CLAUSE H-2,
| ALLOTMENT OF FUNDS
- -----------------------------------------------------------------
G. IMPORTANT: Contractor [X] is not, [ ] is required to sign
this document and return 2 copies to the issuing office.
- -----------------------------------------------------------------
16. DESCRIPTION OF AMENDMENT/MODIFICATION (Organized by UCF
section headings, including solicitation/contract subject matter
where feasible.)
SEE PAGE 2
c-9007/59014
SCN-99
Except as provided herein, all terms and conditions of the
document referenced in item 9A or 10A, as heretofore changed,
remains unchanged and in full force and effect.
- -----------------------------------------------------------------
15A. NAME AND TITLE OF SIGNER (Type or print)
16A. NAME AND TITLE OF CONTRACTING OFFICER (Type or print)
ANN VAN HOUTEN
CONTRACTING OFFICER
- -----------------------------------------------------------------
15B. CONTRACTOR/OFFEROR 15C. DATE SIGNED
Signature of person authorized to sign
16B. UNITED STATES OF AMERICA | 16C. DATE SIGNED
By /s/ANN VAN HOUTEN
- -----------------------------------------------------------------
(Signature of Contracting officer) | 23 DEC 98
- -----------------------------------------------------------------
PREVIOUS EDITION UNUSABLE 30-105
STANDARD FORM 30 (REV. 10-83)
Prescribed by GSA
</TABLE>
<PAGE>
N00024-97-C-6431
P00041
PAGE 2 OF 3
The purpose of this modification is to create Item 0003AU and
fully fund Item 0003AU in the amount of $250,000.00 As a result
of this modification the amound funded to date is increased by
$250,000.00 from $11,718,024.00 to $11,968,024.00. As a result
of this modification, the total estimated value of this contract
remains unchanged at $20,995,503 ($19,838,066 estimated cost and
$1,157,437 fixed fee). Accordingly, Contract N00024-97-C-6431 is
hereby modified as follows:
2. Under Section B, SUPPLIES OR SERVICES and PRICES/COSTS,
replace Items 0001 and 0003 with the following ceilings:
<TABLE>
<S> <C> <C> <C> <C> <C>
ITEM EST. COST FIXED FEE TOTAL CPFF MAN HOURS TYPE
0001 $0 $0 $0 0
0001AA $50,084 $2,920 $53,004 1,548 RDT&E97
0001AB $0 $0 $0 0 FMS
0001AC $0 $0 $0 0 O&MN97
0001AD $579,240 $33,770 $613,010 16,913 OPN97
0001AE $333,878 $19,519 $353,397 9,749 SCN97
0001AF $0 $0 $0 0 WPN97
0001AG $30,057 $1,743 $31,800 929 MISC
0001AH $1,653,557 $90,398 $1,749,955 48,281 O&MN98
0001AJ $884,318 $51,544 $935,862 27,326 RDT&E98-ETS
0001AK $112,070 $6,532 $118,602 3,463 SCN93
0001AL $1,795,476 $104,661 $1,900,137 55,481 SCN96
0001AM $278,683 $16,247 $294,930 8,612 RDT&E98
0001AN $529,143 $30,849 $559,992 16,351 OPN98
0001AP $12,254 $714 $12,968 379 SCN91
0001AR $463,594 $27,027 $490,621 14,325 SCN94
0001AS $141,737 $8,263 $159,000 4,139 NON-SEVER
TOTAL $6,864,091 $400,187 $7,264,278 210,552
</TABLE>
<TABLE>
<S> <C> <C> <C> <C> <C>
ITEM EST. COST FIXED FEE TOTAL CPFF MAN HOURS TYPE
0003 $8,528,784 $498,095 $9,026,879 242,203
0003AA $446,499 $26,031 $472,530 12,681 RDT&E98
0003AB $61,423 $3,581 $65,004 1,744 FMS-RAN
0003AC $1,317,329 $76,801 $1,394,130 37,413 O&MN98
0003AD $85,048 $4,958 $90,006 2,415 OPN98
0003AE $188,982 $11,018 $200,000 5,367 SCN91
0003AF $0 $0 $0 0 WPN
0003AG $0 $0 $0 0 MISC
0003AH $236,228 $13,772 $250,000 6,709 SCN94
0003AJ $426,819 $24,884 $451,703 12,122 SCN96
0003AK $188,970 $11,017 $199,987 5,367 RDT&E98ETS
0003AL $208,815 $12,173 $220,988 5,931 SCN93
0003AM $47,246 $2,754 $50,000 1,342 RDT&E97ETS
0003AN $28,347 $1,653 $30,000 805 SCN95
0003AP $37,796 $2,204 $40,000 1,073 SCN97
0003AR $37,796 $2,204 $40,000 1,073 SCN98
0003AS $47,245 $2,754 $49,999 1,342 RDT&E-99
0003AT $850,420 $49,579 $899,999 24,153 O&MN99
0003AU $236,228 $13,772 $250,000 6,709 SCN99
TOTAL $12,973,975 $757,250 $13,731,225 368,449
</TABLE>
<PAGE>
N00024-97-C-6431
P00041
PAGE 3 OF 3
8. Under Section C, SPECIFICATION OR STATEMENT OR WORK, add the
following for Item 0003AU.
Items 0003AA, 0003AB, 0003AC, 0003AD, 0003AE, 0003AH, 0003AJ,
0003AK, 0003AL, 0003AM, 0003AN, 0003AP, 0003AR, 0003AS, 0003AT
and 0003AU - The contractor shall perform all work required under
Technical Instructions 38223, 37385, 38228, 38220, 38234, 38231,
38244, 38280, 37275, 38254, 38013, 38229, 38262, 38291, 38290,
39296, 38010, 38316, 38326, 59015, 38010(D), and 59026 and 59014.
Under Section F, DELIVERIES OR PERIOD OF PERFORMANCE, add the
following for Item 0003AU.
Item 0003AU - The Contractor shall provide the required services
for this item from the date of this modification through 26
February 1999.
9. In accordance with the LIMITATION OF COSTS clauses, as
listed in the attached financial accounting data sheet, funding
in the amount of $250,000.00 is hereby added as follows:
<TABLE>
<S> <C> <C> <C> <C> <C>
ITEM EST. COST FIXED FEE TOTAL CPFF MAN HOURS TYPE
0003AS $236,228 $13,772 $250,000 6,709 SCN-99
</TABLE>
10. As a result of this modification the total amount funded to
date is increased by $250,000.00 from $11,718,024.00 to
$11,968,024.00. As a result of this modification, the total
estimated value of this contract is remains unchanged as
$20,995,503 ($19,838,066 estimated cost and $1,157,437 fixed
fee). Accordingly, Contract N00024-97-C-6431 is hereby modified
as follows:
<PAGE>
<TABLE>
<S> <C> <C>
- -----------------------------------------------------------------
FINANCIAL ACCOUNTING DATA SHEET - NAVY
- -----------------------------------------------------------------
1. CONTRACT NUMBER 2. SPIN 3. MOD (CRITICAL)
(CRITICAL)
N00024-97-C-6431 P00041
- -----------------------------------------------------------------
5. 6. LINE OF ACCOUNTING
CLIN/SLIN A. ACRN B. APPROPRI- C. SUBHEAD D. OBJ
CRITICAL ATION (CRITICAL) CLA
(CRITICAL)
- -----------------------------------------------------------------
0003AU DG 1791711 2317 252
<S> <C>
FINANCIAL ACCOUNTING DATA SHEET -- Continued
- -----------------------------------------------------------------
4. PR NUMBER PAGE 1 OF 1
N0002499FR60133
TAR 59014
- -----------------------------------------------------------------
G. F. G. H. I. J. K.
PARM RFM SA AAA TT PAA COST CODE
(CRITICAL) PROJ PDLI
UNIT MCC & SUF
_________________________________________________________________
WB WTL 0 068342 2D 000000 23168 400 0001
- -----------------------------------------------------------------
9. AMOUNT (CRITICAL) NAVY INTERNAL USE ONLY
REF COD/ACRN
$250,000.00 N0002499PD21570
PAGE TOTAL $250,000.00
GRAND TOTAL $250,000.00
- -----------------------------------------------------------------
PREPARED/AUTHORIZED BY:
/S/TAMMY SAMUELS
TAMMY SAMUELS, SEA 05F
DATE: 11/25/98
COMPTROLLER APPROVAL:
SIGNATURE /S/V. JEFFERSON
V. JEFFERSON
BY DIRECTION OF
CAPT. V.H. ACKLEY
DEPUTY COMMANDER/COMPTROLLER
DATE:
12/22/98
- -----------------------------------------------------------
</TABLE>
<PAGE>
<TABLE>
<S> <C>
- -----------------------------------------------------------------
AMENDMENT OF SOLICITATION/MODIFICATION OF CONTRACT
1. CONTRACT ID CODE PAGE OF PAGES
U 1 3
- -----------------------------------------------------------------
2. AMENDMENT/MODIFICATION NO. 3. EFFECTIVE DATE
P00042 SEE BLK 16C.
4. REQUISITION/PURCHASE REQ. NO. 5. PROJECT NO.
N00024-99-FR-60138 9-05F-60138
- -----------------------------------------------------------------
6. ISSUED BY CODE N00024 7. ADMINISTERED BY(If other than Item 6)
CODE S3305A
NAVAL SEA SYSTEMS COMMAND DCMC SYRACSE BUFFALO
2531 JEFFERSON DAVIS HIGHWAY 1103 FEBERAL BUILDING
ARLINGTON VA 22242-5160 111 WEST HURRON STREET
BUYER/SYMBOL: L COOPER/0251 BUFFALO, NY 14202
PHONE: Area Code 703/602-8105, EXT. 516
- -----------------------------------------------------------------
8. NAME AND ADDRESS OF CONTRACTOR (No., street, county, State
and
ZIP Code)
| |9A. AMENDMENT OF
| | SOLICITATION NO.
| |---------------------------
CEC NO: 07-779-9799 | |9B. DATED (SEE ITEM 11)
| |
COMPTEK FEDERAL SYSTEMS, INC. | |---------------------------
2732 TRANSIT ROAD |(X)|10A. MODIFICATION OF
BUFFALO, NY 14224-2523 | | CONTRACT/ORDER NO.
| | N00024-97-C-6431
| |---------------------------
TIN NO: 16-1411419 | |10B. DATED (SEE ITEM 13)
- --------------------------------| | 30 APRIL 1990
CODE OTTJ6 | FACILITY CODE 0 | |
11. THIS ITEM ONLY APPLIES TO AMENDMENT OF SOLICITATIONS
[ ] The above numbered solicitation is amended as set forth in
Item 14. The hour and date specified for receipt of Offer [ ]
is extended, [ ] is not extended. Offers must acknowledge
receipt of this amendment prior to the hour and date specified in
the solicitation or as amended, by one of the following methods:
(a)By competing items 8 and 15, and returning ___ copies of the
amendment; (b) By acknowledging receipt of this amendment on each
copy of the offer submitted; or (c) By separate Letter or
telegram which includes a reference to the solicitation and
amendment numbers. FAILURE OF YOUR ACKNOWLEDGMENT TO BE RECEIVED
AT THE PLACE DESIGNATED FOR THE RECEIPT OF OFFERS PRIOR TO THE
HOUR AND DATE SPECIFIED MAY RESULT IN REJECTION OF YOUR
OFFER. If by virtue of this amendment you desire to change and
offer already submitted, such change may be made by telegram or
Letter, provided each telegram or letter makes reference to the
solicitation and this amendment, and is received prior to the
opening hour and date specified.
12. ACCOUNTING AND APPROPRIATION DATA
SEE ATTACHED FINANCIAL ACCOUNTING DATA SHEETS
- -----------------------------------------------------------------
13. THIS ITEM APPLIES ONLY TO MODIFICATIONS OF
CONTRACTS/ORDERS, IT MODIFIES THE CONTRACT/ORDER NO. AS
DESCRIBED IN ITEM 14.
- -----------------------------------------------------------------
| A. THIS CHANGE ORDER IS ISSUED PURSUANT TO: (Specify
| authority) THE CHANGES
| SET FORTH IN ITEM 14 ARE MADE IN THE
| CONTRACT ORDER NO. IN ITEM 10A.
- -----------------------------------------------------------------
| B. THE ABOVE NUMBERED CONTRACT/ORDER IS MODIFIED TO
| REFLECT THE ADMINISTRATIVE
| CHANGES (such as changes in paying office,
| appropriation date, etc.) SET FORTH
| IN ITEM 14, PURSUANT TO THE AUTHORITY OF FAR 43,103(b).
- -----------------------------------------------------------------
| C. THIS SUPPLEMENTAL AGREEMENT IS ENTERED INTO PURSUANT TO
| AUTHORITY OF:
|
- -----------------------------------------------------------------
| D. OTHER (Specify type of modification and authority)
X | UNILATERAL MODIFICATION PERSUANT SECTION H-2,
| ALLOTMENT OF FUNDS
- -----------------------------------------------------------------
E. IMPORTANT: Contractor [X] is not, [ ] is required to sign
this document and return __ copies to the issuing office.
- -----------------------------------------------------------------
14. DESCRIPTION OF AMENDMENT/MODIFICATION (Organized by UCF
section headings, including solicitation/contract subject matter
where feasible.)
SEE PAGE 2
RDT&E-99-ETS
C-9018/TAR59040
Except as provided herein, all terms and conditions of the
document referenced in item 9A or 10A, as heretofore changed,
remains unchanged and in full force and effect.
- -----------------------------------------------------------------
15A. NAME AND TITLE OF SIGNER (Type or print)
16A. NAME AND TITLE OF CONTRACTING OFFICER (Type or print)
ANN VAN HOUTEN
CONTRACTING OFFICER
- -----------------------------------------------------------------
15B. CONTRACTOR/OFFEROR 15C. DATE SIGNED
Signature of person authorized to sign
16A. ANN VAN HOUTEN
CONTRACTING OFFICER
16B. UNITED STATES OF AMERICA | 16C. DATE SIGNED
By /S/ANN VAN HOUTON 1/4/99
- -----------------------------------------------------------------
(Signature of Contracting officer) |
- -----------------------------------------------------------------
NSN 7540-01-152-8070
PREVIOUS EDITION UNUSABLE
STANDARD FORM 30 (REV. 10-83)
Prescribed by GSA
</TABLE>
<PAGE>
N00024-97-C-6431
P00042
PAGE 2 OF 3
The purpose of this modification is to fully fund Item 0003AS, in
the amount of $189,689.00. As a result of this modification the
amount funded to date is increased by $189,860.00 from
$11,968,024.00 to $12,157,893.00. As a result of this
modification, the total estimated value of this contract remains
unchanged at $20,995,503 ($19,838,066 estimated cost and
$1,157,437 fixed fee). Accordingly, Contract N00024-97-C-6431 is
hereby modified as follows:
1. Under Section B, SUPPLIES OR SERVICES and PRICES/COSTS,
replace Items 0001 and 0003 with the following ceilings:
<TABLE>
<S> <C> <C> <C> <C> <C>
ITEM EST. COST FIXED TOTAL CPFF MAN TYPE
FEE HOURS
0001 $0 $0 $0 0
0001AA $50,084 $2,920 $53,004 1,548 RDT&E 97
0001AB $0 $0 $0 0 FMS
0001AC $0 $0 $0 0 O&MN 97
0001AD $579,240 $33,770 $613,010 16,913 OPN 97
0001AE $333,878 $19,519 $353,397 9,749 SCN 97
0001AF $0 $0 $0 0 WPN 97
0001AG $30,057 $1,743 $31,800 929 MISC
0001AH $1,653,557 $90,398 $1,749,955 48,281 O&MN 98
0001AJ $884,318 $51,544 $935,862 27,326 RDT&E 98-ETS
0001AK $112,070 $6,532 $118,602 3,463 SCN 93
0001AL $1,795,476 $104,661 $1,900,137 55,481 SCN 96
0001AM $278,683 $16,247 $294,930 8,612 RDT&E 98
0001AN $529,143 $30,849 $559,992 16,351 OPN 98
0001AP $12,254 $714 $12,968 379 SCN 91
0001AR $463,594 $27,027 $490,621 14,325 SCN 94
0001AS $141,737 $8,263 $150,000 4,139 NON-SERVER
TOTAL $6,864,091 $400,187 $7,264,278 210,552
</TABLE>
<TABLE>
<S> <C> <C> <C> <C> <C>
ITEM EST. COST FIXED TOTAL CPFF MAN TYPE
FEE HOURS
0003 $8,349,375 $487,635 $ 8,837,010 237,108
0003AA $446,499 $26,031 $472,530 12,681 RDT&E 98
0003AB $61,423 $3,581 $65,004 1,744 FMS-RAN
0003AC $1,317,329 $76,801 $1,394,130 37,413 O&MN 98
0003AD 85,048 4,958 90,006 2,415 OPN 98
0003AE $188,982 $11,018 $200,000 5,367 SCN 91
0003AF $0 $0 $0 0 WPN
0003AG $0 $0 $0 0 MISC
0003AH $236,228 $13,772 $250,000 6,709 SCN 94
0003AJ $426,819 $24,884 $451,703 12,122 SCN 96
0003AK $188,970 $11,017 $199,987 5,367 RDT&E98(ETS)
0003AL $208,815 $12,173 $220,988 5,931 SCN 93
0003AM $47,246 $2,754 $50,000 1,342 RDT&E97(ETS)
0003AN $28,347 $1,653 $30,000 805 SCN 95
0003AP $37,796 $2,204 $40,000 1,073 SCN 97
0003AR $37,796 $2,204 $40,000 1,073 SCN 98
0003AS $226,654 $13,314 $239,868 6,437 RDT&E99(ETS)
0003AT $850,420 $ 49,579 $899,999 24,153 O&MN 99
0003AU $236,228 $13,772 $250,000 6,709 SCN 99
TOTAL $12,973,975 $757,250 $13,731,225 368,449
</TABLE>
N00024-97-C-6431
P00042
PAGE 3 OF 3
2. Under Section C, SPECIFICATION OR STATEMENT OF WORK, add the
following for Item 0003AS.
Items 0003AA, 0003AB, 0003AC, 0003AD, 0003AE,0003AH,
0003AJ,000AK,000AL,0003AM,0003AN,0003AP,0003AR,0003AS, 0003AT and
0003AU - The contractor shall perform all work required under
Technical Instructions 38223, 37385, 38228, 38220, 38234, 38231,
38244, 38280, 37275, 38254, 38013, 38229,38262, 38291,
38290,39296,38010,38316,38326,59015,38010(D),59026,59014,59040
and 59048.
Under Section F, DELIVERIES OR PERIOD OF PERFORMANCE, add the
following for Item 0003AS.
Item 0003AS - The Contractor shall provide the required services
for this item from the date of this modification through 30
September 1999.
3. In accordance with the LIMITATION OF COST clauses, as listed
in the attached financial accounting data sheet, funding in the
amount of $189,869.00 is hereby added as follows:
<TABLE>
<S> <C> <C> <C> <C> <C>
ITEM EST. COST FIXED FEE TOTAL CPFF MAN HOURS TYPE
0003AS $179,409 $ 10,460 $ 189,869 5,095 RDT&E-99(ETS)
</TABLE>
4. As a result of this modification the total amount funded to
date is increased by $189,869.00 from $11,968,024.00 to
$12,157,893.00. As a result of this modification, the total
estimated value of this contract remains unchanged as $20,995,503
($19,838,066 estimated cost and $1,157,437 fixed fee).
Accordingly, Contract N00024-97-C-6431 is hereby modified as
follows:
<TABLE>
<S> <C> <C>
- -----------------------------------------------------------------
FINANCIAL ACCOUNTING DATA SHEET - NAVY
- -----------------------------------------------------------------
1. CONTRACT NUMBER 2. SPIN 3. MOD (CRITICAL)
(CRITICAL)
N0002497C6431 P00042
- -----------------------------------------------------------------
5. 6. LINE OF ACCOUNTING
CLIN/SLIN A. ACRN B. APPROPRI- C. SUBHEAD D. OBJ
CRITICAL ATION (CRITICAL) CLA
(CRITICAL)
- -----------------------------------------------------------------
0003AS DH 1791319 84TA 251
<S> <C>
FINANCIAL ACCOUNTING DATA SHEET -- Continued
- -----------------------------------------------------------------
4. PR NUMBER PAGE 1 OF 1
N0002499FR60138 TAR 59040
- -----------------------------------------------------------------
E. F. G. H. I. J. K.
PARM RFM SA AAA TT PAA COST CODE PDLI
(CRITICAL) PROJ UNIT MCC & SUF
SA S5D 0 068342 2D 980360 S0164 ETS ETSO
- ----------------------------------------------------------------
7. AMOUNT (CRITICAL) NAVY INTERNAL USE ONLY
REF COD/ACRN
$189,869.00 N0002499AF184TA
PE63582N
PAGE TOTAL $189,869.00
GRAND TOTAL $189,869.00
- -----------------------------------------------------------------
PREPARED/AUTHORIZED BY:
/S/JAMES S. EGELAND
JAMES S. EGELAND, SEA O5D
DATE: 11/25/98
COMPTROLLER APPROVAL:
SIGNATURE /S/JEFFREY L. PRITCHETT
J. L. PRITCHETT
BY DIRECTION OF
CAPT. V.H. ACKLEY
DEPUTY COMMANDER/COMPTROLLER
DATE:
12/23/98
- -----------------------------------------------------------
</TABLE>
<PAGE>
<TABLE>
<S> <C>
- -----------------------------------------------------------------
AMENDMENT OF SOLICITATION/MODIFICATION OF CONTRACT
1. CONTRACT ID CODE PAGE OF PAGES
U 1 3
- -----------------------------------------------------------------
2. AMENDMENT/MODIFICATION NO. 3. EFFECTIVE DATE
P00043 SEE BLK 16C.
4. REQUISITION/PURCHASE REQ. NO. 5. PROJECT NO.
N00024-99-FR-60143 9-05F-60143
- -----------------------------------------------------------------
6. ISSUED BY CODE N00024 7. ADMINISTERED BY(If other than Item 6)
CODE S3305A
NAVAL SEA SYSTEMS COMMAND DCMC SYRACSE BUFFALO
2531 JEFFERSON DAVIS HIGHWAY 1103 FEBERAL BUILDING
ARLINGTON VA 22242-5160 111 WEST. HURRON STREET
BUYER/SYMBOL: L COOPER/0251 BUFFALO, NY 14202
PHONE: Area Code 703/602-8105, EXT. 516
- -----------------------------------------------------------------
9. NAME AND ADDRESS OF CONTRACTOR (No., street, county, State
and
ZIP Code)
| |9A. AMENDMENT OF
| | SOLICITATION NO.
| |---------------------------
CEC NO: 07-779-9799 | |9B. DATED (SEE ITEM 11)
| |
COMPTEK FEDERAL SYSTEMS, INC. | |---------------------------
2732 TRANSIT ROAD |(X)|10A. MODIFICATION OF
BUFFALO, NY 14224-2523 | | CONTRACT/ORDER NO.
| | N00024-97-C-6431
| |---------------------------
TIN NO: 16-1411419 | |10B. DATED (SEE ITEM 13)
- --------------------------------| | 30 APRIL 1990
CODE OTTJ6 | FACILITY CODE 0 | |
11. THIS ITEM ONLY APPLIES TO AMENDMENT OF SOLICITATIONS
[ ] The above numbered solicitation is amended as set forth in
Item 14. The hour and date specified for receipt of Offer [ ]
is extended, [ ] is not extended. Offers must acknowledge
receipt of this amendment prior to the hour and date specified in
the solicitation or as amended, by one of the following methods:
(a)By competing items 8 and 15, and returning ___ copies of the
amendment; (b) By acknowledging receipt of this amendment on each
copy of the offer submitted; or (c) By separate Letter or
telegram which includes a reference to the solicitation and
amendment numbers. FAILURE OF YOUR ACKNOWLEDGMENT TO BE RECEIVED
AT THE PLACE DESIGNATED FOR THE RECEIPT OF OFFERS PRIOR TO THE
HOUR AND DATE SPECIFIED MAY RESULT IN REJECTION OF YOUR
OFFER. If by virtue of this amendment you desire to change and
offer already submitted, such change may be made by telegram or
Letter, provided each telegram or letter makes reference to the
solicitation and this amendment, and is received prior to the
opening hour and date specified.
12. ACCOUNTING AND APPROPRIATION DATA
SEE ATTACHED FINANCIAL ACCOUNTING DATA SHEETS
- -----------------------------------------------------------------
14. THIS ITEM APPLIES ONLY TO MODIFICATIONS OF
CONTRACTS/ORDERS, IT MODIFIES THE CONTRACT/ORDER NO. AS
DESCRIBED IN ITEM 14.
- -----------------------------------------------------------------
| A. THIS CHANGE ORDER IS ISSUED PURSUANT TO: (Specify
| authority) THE CHANGES
| SET FORTH IN ITEM 14 ARE MADE IN THE
| CONTRACT ORDER NO. IN ITEM 10A.
- -----------------------------------------------------------------
| B. THE ABOVE NUMBERED CONTRACT/ORDER IS MODIFIED TO
| REFLECT THE ADMINISTRATIVE
| CHANGES (such as changes in paying office,
| appropriation date, etc.) SET FORTH
| IN ITEM 14, PURSUANT TO THE AUTHORITY OF FAR 43,103(b).
- -----------------------------------------------------------------
| C. THIS SUPPLEMENTAL AGREEMENT IS ENTERED INTO PURSUANT TO
| AUTHORITY OF:
|
- -----------------------------------------------------------------
| D. OTHER (Specify type of modification and authority)
X | UNILATERAL MODIFICATION PERSUANT SECTION H-2,
| ALLOTMENT OF FUNDS
- -----------------------------------------------------------------
F. IMPORTANT: Contractor [X] is not, [ ] is required to sign
this document and return __ copies to the issuing office.
- -----------------------------------------------------------------
15. DESCRIPTION OF AMENDMENT/MODIFICATION (Organized by UCF
section headings, including solicitation/contract subject matter
where feasible.)
SEE PAGE 2
SCN94
SCN96
C-9001/TAR 59047
Except as provided herein, all terms and conditions of the
document referenced in item 9A or 10A, as heretofore changed,
remains unchanged and in full force and effect.
- -----------------------------------------------------------------
15A. NAME AND TITLE OF SIGNER (Type or print)
16A. NAME AND TITLE OF CONTRACTING OFFICER (Type or print)
ANN VAN HOUTEN
CONTRACTING OFFICER
- -----------------------------------------------------------------
15B. CONTRACTOR/OFFEROR 15C. DATE SIGNED
Signature of person authorized to sign
16A. ANN VAN HOUTEN
CONTRACTING OFFICER
16B. UNITED STATES OF AMERICA | 16C. DATE SIGNED
By /S/ANN VAN HOUTON 1/4/99
- -----------------------------------------------------------------
(Signature of Contracting officer) |
- -----------------------------------------------------------------
NSN 7540-01-152-8070
PREVIOUS EDITION UNUSABLE
STANDARD FORM 30 (REV. 10-83)
Prescribed by GSA
</TABLE>
<PAGE>
N00024-97-C-6431
P00043
PAGE 2 OF 3
The purpose of this modification is to fully fund Item 0003AH and
0003AJ, in the amount of $225,000.00. As a result of this
modification the amount funded to date is increased by
$225,000.00 from $12,157,893.00 to $12,382,893.00 As a result of
this modification, the total estimated value of this contract
remains unchanged at $20,995,503 ($19,838,066 estimated cost and
$1,157,437 fixed fee). Accordingly, Contract N00024-97-C-6431 is
hereby modified as follows:
2. Under Section B, SUPPLIES OR SERVICES and PRICES/COSTS,
replace Items 0001 and 0003 with the following ceilings:
<TABLE>
<S> <C> <C> <C> <C> <C>
ITEM EST. COST FIXED TOTAL CPFF MAN TYPE
FEE HOURS
0001 $0 $0 $0 0
0001AA $50,084 $2,920 $53,004 1,548 RDT&E 97
0001AB $0 $0 $0 0 FMS
0001AC $0 $0 $0 0 O&MN 97
0001AD $579,240 $33,770 $613,010 16,913 OPN 97
0001AE $333,878 $19,519 $353,397 9,749 SCN 97
0001AF $0 $0 $0 0 WPN 97
0001AG $30,057 $1,743 $31,800 929 MISC
0001AH $1,653,557 $90,398 $1,749,955 48,281 O&MN 98
0001AJ $884,318 $51,544 $935,862 27,326 RDT&E 98-ETS
0001AK $112,070 $6,532 $118,602 3,463 SCN 93
0001AL $1,795,476 $104,661 $1,900,137 55,481 SCN 96
0001AM $278,683 $16,247 $294,930 8,612 RDT&E 98
0001AN $529,143 $30,849 $559,992 16,351 OPN 98
0001AP $12,254 $714 $12,968 379 SCN 91
0001AR $463,594 $27,027 $490,621 14,325 SCN 94
0001AS $141,737 $8,263 $150,000 4,139 NON-SERVER
TOTAL $6,864,091 $400,187 $7,264,278 210,552
</TABLE>
<TABLE>
<S> <C> <C> <C> <C> <C>
ITEM EST. COST FIXED TOTAL CPFF MAN TYPE
FEE HOURS
0003 $8,136,770 $475,240 $ 8,612,010 231,069
0003AA $446,499 $26,031 $472,530 12,681 RDT&E 98
0003AB $61,423 $3,581 $65,004 1,744 FMS-RAN
0003AC $1,317,329 $76,801 $1,394,130 37,413 O&MN 98
0003AD $85,048 $ 4,958 $ 90,006 2,415 OPN 98
0003AE $188,982 $11,018 $200,000 5,367 SCN 91
0003AF $0 $0 $0 0 WPN
0003AG $0 $0 $0 0 MISC
0003AH $354,242 $20,658 $375,000 10,064 SCN 94
0003AJ $521,310 $30,393 $551,703 14,806 SCN 96
0003AK $188,970 $11,017 $199,987 5,367 RDT&E98(ETS)
0003AL $208,815 $12,173 $220,988 5,931 SCN 93
0003AM $47,246 $2,754 $50,000 1,342 RDT&E97(ETS)
0003AN $28,347 $1,653 $30,000 805 SCN 95
0003AP $37,796 $2,204 $40,000 1,073 SCN 97
0003AR $37,796 $2,204 $40,000 1,073 SCN 98
0003AS $226,654 $13,314 $239,868 6,437 RDT&E99(ETS)
0003AT $850,420 $ 49,579 $899,999 24,153 O&MN 99
0003AU $236,228 $13,772 $250,000 6,709 SCN 99
TOTAL $12,973,875 $757,250 $13,731,225 368,449
</TABLE>
N00024-97-C-6431
P00043
PAGE 3 OF 3
3. Under Section C, SPECIFICATION OR STATEMENT OF WORK, add the
following for Item 0003AH and 0003AJ.
Items 0003AA, 0003AB, 0003AC, 0003AD, 0003AE,0003AH,
0003AJ,000AK,000AL,0003AM,0003AN,0003AP,0003AR,0003AS, 0003AT and
0003AU - The contractor shall perform all work required under
Technical Instructions 38223, 37385, 38228, 38220, 38234, 38231,
38244, 38280, 37275, 38254, 38013, 38229,38262, 38291,
38290,39296,38010,38316,38326,59015,38010(D),59026,59014,59040
59048 and 59047.
Under Section F, DELIVERIES OR PERIOD OF PERFORMANCE, add the
following for Item 0003AS.
Item 0003AH - The Contractor shall provide the required services
for this item from the date of this modification through 30
September 1999.
Item 0003AJ - The Contractor shall provide the required services
for this item from the date of this modification through 30
September 1999.
3. In accordance with the LIMITATION OF COST clauses, as listed
in the attached financial accounting data sheet, funding in the
amount of $225,000.00 is hereby added as follows:
<TABLE>
<S> <C> <C> <C> <C> <C>
ITEM EST. COST FIXED FEE TOTAL CPFF MAN HOURS TYPE
0003AH $118,114 $ 6,886 $ 125,000 3,355 SCN-94
0003AJ 94,491 $ 5,509 $ 100,000 2,684 SCN-96
212,605 $12,395 $225,000 6,039
</TABLE>
5. As a result of this modification the total amount funded to
date is increased by $225,000.00 from $12,157,893 to
$12,382,893.00. As a result of this modification, the total
estimated value of this contract remains unchanged as $20,995,503
($19,838,066 estimated cost and $1,157,437 fixed fee).
Accordingly, Contract N00024-97-C-6431 is hereby modified as
follows:
<TABLE>
<S> <C> <C>
- -----------------------------------------------------------------
FINANCIAL ACCOUNTING DATA SHEET - NAVY
- -----------------------------------------------------------------
1. CONTRACT NUMBER 2. SPIN 3. MOD (CRITICAL)
(CRITICAL)
N0002497C6431 P00043
- -----------------------------------------------------------------
5. 6. LINE OF ACCOUNTING
CLIN/SLIN A. ACRN B. APPROPRI- C. SUBHEAD D. OBJ
CRITICAL ATION (CRITICAL) CLA
(CRITICAL)
- -----------------------------------------------------------------
0003AH BF 1741611 8386 252
0003AJ BG 1761711 8386 252
<S> <C>
FINANCIAL ACCOUNTING DATA SHEET -- Continued
- -----------------------------------------------------------------
4. PR NUMBER PAGE 1 OF 1
N0002499FR60143 TAR 59047
- -----------------------------------------------------------------
F. F. G. H. I. J. K.
PARM RFM SA AAA TT PAA COST CODE PDLI
(CRITICAL) PROJ UNIT MCC & SUF
YX WCL 0 068342 2D 000000 22202 429 001A
YX WCL 0 063842 2D 000000 23027 400 001A
- ----------------------------------------------------------------
8. AMOUNT (CRITICAL) NAVY INTERNAL USE ONLY
REF COD/ACRN
$125,000.00 N0002497PD77020
(LHD 6)
$100,000.00 N0002497PD77021
(LHD 7)
PAGE TOTAL $225,000.00
GRAND TOTAL
- -----------------------------------------------------------------
PREPARED/AUTHORIZED BY:
/S/MARVIN C. ANTHONY
CDR M. ROSS, USN, SEA 91K1
DATE: 12/4/98
COMPTROLLER APPROVAL:
SIGNATURE /S/V. F. JEFFERSON
V. JEFFERSON
BY DIRECTION OF
CAPT. V.H. ACKLEY
DEPUTY COMMANDER/COMPTROLLER
DATE: 12/22/98
- -----------------------------------------------------------
</TABLE>
<PAGE>
<TABLE>
<S> <C>
- -----------------------------------------------------------------
AMENDMENT OF SOLICITATION/MODIFICATION OF CONTRACT
1. CONTRACT ID CODE PAGE OF PAGES
U 1 3
- -----------------------------------------------------------------
2. AMENDMENT/MODIFICATION NO. 3. EFFECTIVE DATE
P00044 SEE BLK 16C.
4. REQUISITION/PURCHASE REQ. NO. 5. PROJECT NO.
N00024-99-FR-60144 9-05F-60144
- -----------------------------------------------------------------
6. ISSUED BY CODE N00024 7. ADMINISTERED BY(If other than Item 6)
CODE S3305A
NAVAL SEA SYSTEMS COMMAND DCMC SYRACSE BUFFALO
2531 JEFFERSON DAVIS HIGHWAY 1103 FEBERAL BUILDING
ARLINGTON VA 22242-5160 111 WEST HURRON STREET
BUYER/SYMBOL: L COOPER/0251 BUFFALO, NY 14202
PHONE: Area Code 703/602-8105, EXT. 516
- -----------------------------------------------------------------
10. NAME AND ADDRESS OF CONTRACTOR (No., street, county, State
and
ZIP Code)
| |9A. AMENDMENT OF
| | SOLICITATION NO.
| |---------------------------
CEC NO: 07-779-9799 | |9B. DATED (SEE ITEM 11)
| |
COMPTEK FEDERAL SYSTEMS, INC. | |---------------------------
2732 TRANSIT ROAD |(X)|10A. MODIFICATION OF
BUFFALO, NY 14224-2523 | | CONTRACT/ORDER NO.
| | N00024-97-C-6431
| |---------------------------
TIN NO: 16-1411419 | |10B. DATED (SEE ITEM 13)
- --------------------------------| | 30 APRIL 1990
CODE OTTJ6 | FACILITY CODE 0 | |
11. THIS ITEM ONLY APPLIES TO AMENDMENT OF SOLICITATIONS
[ ] The above numbered solicitation is amended as set forth in
Item 14. The hour and date specified for receipt of Offer [ ]
is extended, [ ] is not extended. Offers must acknowledge
receipt of this amendment prior to the hour and date specified in
the solicitation or as amended, by one of the following methods:
(a)By competing items 8 and 15, and returning ___ copies of the
amendment; (b) By acknowledging receipt of this amendment on each
copy of the offer submitted; or (c) By separate Letter or
telegram which includes a reference to the solicitation and
amendment numbers. FAILURE OF YOUR ACKNOWLEDGMENT TO BE RECEIVED
AT THE PLACE DESIGNATED FOR THE RECEIPT OF OFFERS PRIOR TO THE
HOUR AND DATE SPECIFIED MAY RESULT IN REJECTION OF YOUR
OFFER. If by virtue of this amendment you desire to change and
offer already submitted, such change may be made by telegram or
Letter, provided each telegram or letter makes reference to the
solicitation and this amendment, and is received prior to the
opening hour and date specified.
12. ACCOUNTING AND APPROPRIATION DATA
SEE ATTACHED FINANCIAL ACCOUNTING DATA SHEETS
- -----------------------------------------------------------------
15. THIS ITEM APPLIES ONLY TO MODIFICATIONS OF
CONTRACTS/ORDERS, IT MODIFIES THE CONTRACT/ORDER NO. AS
DESCRIBED IN ITEM 14.
- -----------------------------------------------------------------
| A. THIS CHANGE ORDER IS ISSUED PURSUANT TO: (Specify
| authority) THE CHANGES
| SET FORTH IN ITEM 14 ARE MADE IN THE
| CONTRACT ORDER NO. IN ITEM 10A.
- -----------------------------------------------------------------
| B. THE ABOVE NUMBERED CONTRACT/ORDER IS MODIFIED TO
| REFLECT THE ADMINISTRATIVE
| CHANGES (such as changes in paying office,
| appropriation date, etc.) SET FORTH
| IN ITEM 14, PURSUANT TO THE AUTHORITY OF FAR 43,103(b).
- -----------------------------------------------------------------
| C. THIS SUPPLEMENTAL AGREEMENT IS ENTERED INTO PURSUANT TO
| AUTHORITY OF:
|
- -----------------------------------------------------------------
| D. OTHER (Specify type of modification and authority)
X | UNILATERAL MODIFICATION PERSUANT SECTION H-2,
| ALLOTMENT OF FUNDS
- -----------------------------------------------------------------
G. IMPORTANT: Contractor [X] is not, [ ] is required to sign
this document and return __ copies to the issuing office.
- -----------------------------------------------------------------
16. DESCRIPTION OF AMENDMENT/MODIFICATION (Organized by UCF
section headings, including solicitation/contract subject matter
where feasible.)
SEE PAGE 2
OPN 99
C-9006/TAR 59058
Except as provided herein, all terms and conditions of the
document referenced in item 9A or 10A, as heretofore changed,
remains unchanged and in full force and effect.
- -----------------------------------------------------------------
15A. NAME AND TITLE OF SIGNER (Type or print)
16A. NAME AND TITLE OF CONTRACTING OFFICER (Type or print)
ANN VAN HOUTEN
CONTRACTING OFFICER
- -----------------------------------------------------------------
15B. CONTRACTOR/OFFEROR 15C. DATE SIGNED
Signature of person authorized to sign
16A. ANN VAN HOUTEN
CONTRACTING OFFICER
16B. UNITED STATES OF AMERICA | 16C. DATE SIGNED
By /S/ANN VAN HOUTON 1/7/99
- -----------------------------------------------------------------
(Signature of Contracting officer) |
- -----------------------------------------------------------------
NSN 7540-01-152-8070
PREVIOUS EDITION UNUSABLE
STANDARD FORM 30 (REV. 10-83)
Prescribed by GSA
</TABLE>
<PAGE>
N00024-97-C-6431
P00044
PAGE 2 OF 3
The purpose of this modification is to create Item 0003AV and
fully fund Item 0003AV, in the amount of $195,000.00. As a
result of this modification the amount funded to date is
increased by $195,000.00 from $12,382,893.00 to $12,577,893.00
As a result of this modification, the total estimated value of
this contract remains unchanged at $20,995,503 ($19,838,066
estimated cost and $1,157,437 fixed fee). Accordingly, Contract
N00024-97-C-6431 is hereby modified as follows:
3. Under Section B, SUPPLIES OR SERVICES and PRICES/COSTS,
replace Items 0001 and 0003 with the following ceilings:
<TABLE>
<S> <C> <C> <C> <C> <C>
ITEM EST. COST FIXED TOTAL CPFF MAN TYPE
FEE HOURS
0001 $0 $0 $0 0
0001AA $50,084 $2,920 $53,004 1,548 RDT&E 97
0001AB $0 $0 $0 0 FMS
0001AC $0 $0 $0 0 O&MN 97
0001AD $579,240 $33,770 $613,010 16,913 OPN 97
0001AE $333,878 $19,519 $353,397 9,749 SCN 97
0001AF $0 $0 $0 0 WPN 97
0001AG $30,057 $1,743 $31,800 929 MISC
0001AH $1,653,557 $90,398 $1,749,955 48,281 O&MN 98
0001AJ $884,318 $51,544 $935,862 27,326 RDT&E 98-ETS
0001AK $112,070 $6,532 $118,602 3,463 SCN 93
0001AL $1,795,476 $104,661 $1,900,137 55,481 SCN 96
0001AM $278,683 $16,247 $294,930 8,612 RDT&E 98
0001AN $529,143 $30,849 $559,992 16,351 OPN 98
0001AP $12,254 $714 $12,968 379 SCN 91
0001AR $463,594 $27,027 $490,621 14,325 SCN 94
0001AS $141,737 $8,263 $150,000 4,139 NON-SERVER
TOTAL $6,864,091 $400,187 $7,264,278 210,552
</TABLE>
<TABLE>
<S> <C> <C> <C> <C> <C>
ITEM EST. COST FIXED TOTAL CPFF MAN TYPE
FEE HOURS
0003 $7,952,512 $464,498 $ 8,417,010 225,836
0003AA $446,499 $26,031 $472,530 12,681 RDT&E 98
0003AB $61,423 $3,581 $65,004 1,744 FMS-RAN
0003AC $1,317,329 $76,801 $1,394,130 37,413 O&MN 98
0003AD $85,048 $ 4,958 $ 90,006 2,415 OPN 98
0003AE $188,982 $11,018 $200,000 5,367 SCN 91
0003AF $0 $0 $0 0 WPN
0003AG $0 $0 $0 0 MISC
0003AH $354,242 $20,658 $375,000 10,064 SCN 94
0003AJ $521,310 $30,393 $551,703 14,806 SCN 96
0003AK $188,970 $11,017 $199,987 5,367 RDT&E98(ETS)
0003AL $208,815 $12,173 $220,988 5,931 SCN 93
0003AM $47,246 $2,754 $50,000 1,342 RDT&E97(ETS)
0003AN $28,347 $1,653 $30,000 805 SCN 95
0003AP $37,796 $2,204 $40,000 1,073 SCN 97
0003AR $37,796 $2,204 $40,000 1,073 SCN 98
0003AS $226,654 $13,314 $239,868 6,437 RDT&E99(ETS)
0003AT $850,420 $ 49,579 $899,999 24,153 O&MN 99
0003AU $236,228 $13,772 $250,000 6,709 SCN 99
0003AV $184,258 $10,742 $195,000 5,223
TOTAL $12,973,975 $757,250 $13,731,225 368,449
</TABLE>
N00024-97-C-6431
P00044
PAGE 3 OF 3
4. Under Section C, SPECIFICATION OR STATEMENT OF WORK, add the
following for Item 0003AV.
Items 0003AA, 0003AB, 0003AC, 0003AD, 0003AE,0003AH,
0003AJ,000AK,000AL,0003AM,0003AN,0003AP,0003AR,0003AS, 0003AT,
0003AU, and 0003AV - The contractor shall perform all work
required under Technical Instructions 38223, 37385, 38228, 38220,
38234, 38231, 38244, 38280, 37275, 38254, 38013, 38229,38262,
38291,38290,39296,38010,38316,38326,59015,38010(D),59026,59014,59
040 59048 and 59047.
Under Section F, DELIVERIES OR PERIOD OF PERFORMANCE, add the
following for Item 0003AV.
Item 0003AV - The Contractor shall provide the required services
for this item from the date of this modification through 30
September 1999.
3. In accordance with the LIMITATION OF COST clauses, as listed
in the attached financial accounting data sheet, funding in the
amount of $195,000.00 is hereby added as follows:
<TABLE>
<S> <C> <C> <C> <C> <C>
ITEM EST. COST FIXED FEE TOTAL CPFF MAN HOURS TYPE
0003AV $184,258 $10,742 $ 195,000 5,233 OPN-99
</TABLE>
This is the SSDS share of the cost associated with this
effort.
6. As a result of this modification the total amount funded to
date is increased by $195,000.00 from $12,382,893 to
$12,557,893.00.. As a result of this modification, the total
estimated value of this contract remains unchanged as $20,995,503
($19,838,066 estimated cost and $1,157,437 fixed fee).
Accordingly, Contract N00024-97-C-6431 is hereby modified as
follows:
<TABLE>
<S> <C> <C>
- -----------------------------------------------------------------
FINANCIAL ACCOUNTING DATA SHEET - NAVY
- -----------------------------------------------------------------
1. CONTRACT NUMBER 2. SPIN 3. MOD (CRITICAL)
(CRITICAL)
N0002497C6431 P00044
- -----------------------------------------------------------------
5. 6. LINE OF ACCOUNTING
CLIN/SLIN A. ACRN B. APPROPRI- C. SUBHEAD D. OBJ
CRITICAL ATION (CRITICAL) CLA
(CRITICAL)
- -----------------------------------------------------------------
0003AV DJ 1791810 A4UQ 252
<S> <C>
FINANCIAL ACCOUNTING DATA SHEET -- Continued
- -----------------------------------------------------------------
4. PR NUMBER PAGE 1 OF 1
N0002499TR59058 N0002499FR60144
- -----------------------------------------------------------------
G. F. G. H. I. J. K.
PARM RFM SA AAA TT PAA COST CODE PDLI
(CRITICAL) PROJ UNIT MCC & SUF
SM 377 0 068342 2D 000000 UQ775 000 E0DJ
- ----------------------------------------------------------------
9. AMOUNT (CRITICAL) NAVY INTERNAL USE ONLY
REF COD/ACRN
$195,000.00 N0002499PDFUQ77
PAGE TOTAL $195,000.00
GRAND TOTAL $195,000.00
- -----------------------------------------------------------------
PREPARED/AUTHORIZED BY:
/
COMPTROLLER APPROVAL:
SIGNATURE /S/J.M. SEALY
J.M. SEALY
BY DIRECTION OF
CAPT. V.H. ACKLEY
DEPUTY COMMANDER/COMPTROLLER
DATE: 1/6/99
- -----------------------------------------------------------
</TABLE>
<PAGE>
<TABLE>
<S> <C>
- -----------------------------------------------------------------
AMENDMENT OF SOLICITATION/MODIFICATION OF CONTRACT
1. CONTRACT ID CODE PAGE OF PAGES
U 1 3
- -----------------------------------------------------------------
2. AMENDMENT/MODIFICATION NO. 3. EFFECTIVE DATE
P00045 SEE BLK 16C.
4. REQUISITION/PURCHASE REQ. NO. 5. PROJECT NO.
N00024-99-FR-60145 9-05F-60145
- -----------------------------------------------------------------
6. ISSUED BY CODE N00024 7. ADMINISTERED BY(If other than Item 6)
CODE S3305A
NAVAL SEA SYSTEMS COMMAND DCMC SYRACUSE-BUFFALO
2531 JEFFERSON DAVIS HIGHWAY 1103 FEDERAL BUILDING
ARLINGTON VA 22242-5160 111 W. HURON STREET
BUYER/SYMBOL: L. COOPER/0251 BUFFALO, NY 14202
PHONE: Area Code 703/602-8105, EXT. 516
- -----------------------------------------------------------------
11. NAME AND ADDRESS OF CONTRACTOR (No., street, county, State
and
ZIP Code)
| |9A. AMENDMENT OF
| | SOLICITATION NO.
| |---------------------------
CEC NO: 07-799-9799 | |9B. DATED (SEE ITEM 11)
| |
COMPTEK FEDERAL SYSTEMS, INC. | |---------------------------
2732 TRANSIT ROAD |(X)|10A. MODIFICATION OF
BUFFALO, NY 14224-2523 | | CONTRACT/ORDER NO.
| | N00024-97-C-6431
| |---------------------------
TIN NO: 16-1411419 | |10B. DATED (SEE ITEM 13)
- --------------------------------| | 30 APRIL 1990
CODE OTTJ6 | FACILITY CODE | |
11. THIS ITEM ONLY APPLIES TO AMENDMENT OF SOLICITATIONS
[ ] The above numbered solicitation is amended as set forth in
Item 14. The hour and date specified for receipt of Offer [ ]
is extended, [ ] is not extended. Offers must acknowledge
receipt of this amendment prior to the hour and date specified in
the solicitation or as amended, by one of the following methods:
(d) By competing items 8 and 15, and returning ___ copies of the
amendment; (b) By acknowledging receipt of this amendment on each
copy of the offer submitted; or (c) By separate Letter or
telegram which includes a reference to the solicitation and
amendment numbers. FAILURE OF YOUR ACKNOWLEDGMENT TO BE RECEIVED
AT THE PLACE DESIGNATED FOR THE RECEIPT OF OFFERS PRIOR TO THE
HOUR AND DATE SPECIFIED MAY RESULT IN REJECTION OF YOUR
OFFER. If by virtue of this amendment you desire to change and
offer already submitted, such change may be made by telegram or
Letter, provided each telegram or letter makes reference to the
solicitation and this amendment, and is received prior to the
opening hour and date specified.
12. ACCOUNTING AND APPROPRIATION DATA
SEE ATTACHED FINANCIAL ACCOUNTING DATA SHEETS
- -----------------------------------------------------------------
16. THIS ITEM APPLIES ONLY TO MODIFICATIONS OF
CONTRACTS/ORDERS, IT MODIFIES THE CONTRACT/ORDER NO. AS
DESCRIBED IN ITEM 14.
- -----------------------------------------------------------------
| A. THIS CHANGE ORDER IS ISSUED PURSUANT TO: (Specify
| authority) THE CHANGES
| SET FORTH IN ITEM 14 ARE MADE IN THE
| CONTRACT ORDER NO. IN ITEM 10A.
- -----------------------------------------------------------------
| B. THE ABOVE NUMBERED CONTRACT/ORDER IS MODIFIED TO
| REFLECT THE ADMINISTRATIVE
| CHANGES (such as changes in paying office,
| appropriation date, etc.) SET FORTH
| IN ITEM 14, PURSUANT TO THE AUTHORITY OF FAR 43,103(b).
- -----------------------------------------------------------------
| C. THIS SUPPLEMENTAL AGREEMENT IS ENTERED INTO PURSUANT TO
| AUTHORITY OF:
|
- -----------------------------------------------------------------
| D. OTHER (Specify type of modification and authority)
x | UNILATERAL MODIFICATION PURSUANT TO CLAUSE H-2,
| ALLOTMENT OF FUNDS
- -----------------------------------------------------------------
H. IMPORTANT: Contractor [X] is not, [ ] is required to sign
this document and return 2 copies to the issuing office.
- -----------------------------------------------------------------
17. DESCRIPTION OF AMENDMENT/MODIFICATION (Organized by UCF
section headings, including solicitation/contract subject matter
where feasible.)
SEE PAGE 2
C-9028/TAR 59072
RDT&E-99-ETS
Except as provided herein, all terms and conditions of the
document referenced in item 9A or 10A, as heretofore changed,
remains unchanged and in full force and effect.
- -----------------------------------------------------------------
15A. NAME AND TITLE OF SIGNER (Type or print)
16A. NAME AND TITLE OF CONTRACTING OFFICER (Type or print)
ANN VAN HOUTEN
CONTRACTING OFFICER
- -----------------------------------------------------------------
15B. CONTRACTOR/OFFEROR 15C. DATE SIGNED
Signature of person authorized to sign
16B. UNITED STATES OF AMERICA | 16C. DATE SIGNED
By /s/ANN VAN HOUTEN
- -----------------------------------------------------------------
(Signature of Contracting officer) | 1/8/99
- -----------------------------------------------------------------
PREVIOUS EDITION UNUSABLE 30-105
STANDARD FORM 30 (REV. 10-83)
Prescribed by GSA
</TABLE>
<PAGE>
N00024-97-C-6431
P00045
PAGE 2 OF 3
The purpose of this modification is to fully fund Items 0003AS in
the amount of $49,990.00. As a result of this modification the
amount funded to date is increased by $49,990.00 from
$12,577,893.00 to $12,627,883.00. As a result of this
modification, the total estimated value of this contract remains
unchanged at $20,995,503 ($19,838,066 estimated cost and
$1,157,437 fixed fee). Accordingly, Contract N00024-97-C-6431 is
hereby modified as follows:
3. Under Section B, SUPPLIES OR SERVICES and PRICES/COSTS,
replace Items 0001 and 0003 with the following ceilings:
<TABLE>
<S> <C> <C> <C> <C> <C>
ITEM EST. COST FIXED FEE TOTAL CPFF MAN HOURS TYPE
0001 $0 $0 $0 0
0001AA $50,084 $2,920 $53,004 1,548 RDT&E97
0001AB $0 $0 $0 0 FMS
0001AC $0 $0 $0 0 O&MN97
0001AD $579,240 $33,770 $613,010 16,913 OPN97
0001AE $333,878 $19,519 $353,397 9,749 SCN97
0001AF $0 $0 $0 0 WPN97
0001AG $30,057 $1,743 $31,800 929 MISC
0001AH $1,653,557 $90,398 $1,749,955 48,281 O&MN98
0001AJ $884,318 $51,544 $935,862 27,326 RDT&E98-ETS
0001AK $112,070 $6,532 $118,602 3,463 SCN93
0001AL $1,795,476 $104,661 $1,900,137 55,481 SCN96
0001AM $278,683 $16,247 $294,930 8,612 RDT&E98
0001AN $529,143 $30,849 $559,992 16,351 OPN98
0001AP $12,254 $714 $12,968 379 SCN91
0001AR $463,594 $27,027 $490,621 14,325 SCN94
0001AS $141,737 $8,263 $159,000 4,139 NON-SEVER
TOTAL $6,864,091 $400,187 $7,264,278 210,552
</TABLE>
<TABLE>
<S> <C> <C> <C> <C> <C>
ITEM EST. COST FIXED FEE TOTAL CPFF MAN HOURS TYPE
0003 $7,905,276 $461,744 $8,367,020 224,494
0003AA $446,499 $26,031 $472,530 12,681 RDT&E98
0003AB $61,423 $3,581 $65,004 1,744 FMS-RAN
0003AC $1,317,329 $76,801 $1,394,130 37,413 O&MN98
0003AD $85,048 $4,958 $90,006 2,415 OPN98
0003AE $188,982 $11,018 $200,000 5,367 SCN91
0003AF $0 $0 $0 0 WPN
0003AG $0 $0 $0 0 MISC
0003AH $354,342 $20,658 $375,000 10,064 SCN94
0003AJ $521,310 $30,393 $551,703 14,806 SCN96
0003AK $188,970 $11,017 $199,987 5,367 RDT&E98ETS
0003AL $208,815 $12,173 $220,988 5,931 SCN93
0003AM $47,246 $2,754 $50,000 1,342 RDT&E97ETS
0003AN $28,347 $1,653 $30,000 805 SCN95
0003AP $37,796 $2,204 $40,000 1,073 SCN97
0003AR $37,796 $2,204 $40,000 1,073 SCN98
0003AS $273,890 $15,968 $289,858 7,779 RDT&E-99
0003AT $850,420 $49,579 $899,999 24,153 O&MN99
0003AU $236,228 $13,772 $250,000 6,709 SCN99
0003AV $184,258 $10,742 $195,000 5,223 OPN-99
TOTAL $12,973,975 $757,250 $13,731,225 368,449
</TABLE>
<PAGE>
N00024-97-C-6431
P00041
PAGE 3 OF 3
11. Under Section C, SPECIFICATION OR STATEMENT OR WORK, add the
following for Item 0003AU.
Items 0003AA, 0003AB, 0003AC, 0003AD, 0003AE, 0003AH, 0003AJ,
0003AK, 0003AL, 0003AM, 0003AN, 0003AP, 0003AR, 0003AS, 0003AT
and 0003AU -- The contractor shall perform all work required
under Technical Instructions 38223, 37385, 38228, 38220, 38234,
38231, 38244, 38280, 37275, 38254, 38013, 38229, 38262, 38291,
38290, 39296, 38010, 38316, 38326, 59015, 38010(D), 59026, 59014,
59040, 59048, 59047 and 59072.
12. In accordance with the LIMITATION OF COSTS clauses, as
listed in the attached financial accounting data sheet, funding
in the amount of $49,990.00 is hereby added as follows:
<TABLE>
<S> <C> <C> <C> <C> <C>
ITEM EST. COST FIXED FEE TOTAL CPFF MAN HOURS TYPE
0003AS $47,236 $2,754 $49,990 1,342 RDT&E-99-
ETS
</TABLE>
13. As a result of this modification the total amount funded to
date is increased by $49,990.00 from $12,577,893 to
$12,627,883.00. As a result of this modification, the total
estimated value of this contract is remains unchanged as
$20,995,503 ($19,838,066 estimated cost and $1,157,437 fixed
fee). Accordingly, Contract N00024-97-C-6431 is hereby modified
as follows:
<PAGE>
<TABLE>
<S> <C> <C>
- -----------------------------------------------------------------
FINANCIAL ACCOUNTING DATA SHEET - NAVY
- -----------------------------------------------------------------
1. CONTRACT NUMBER 2. SPIN 3. MOD (CRITICAL)
(CRITICAL)
N00024-97-C-6431 P00045
- -----------------------------------------------------------------
5. 6. LINE OF ACCOUNTING
CLIN/SLIN A. ACRN B. APPROPRI- C. SUBHEAD D. OBJ
CRITICAL ATION (CRITICAL) CLA
(CRITICAL)
- -----------------------------------------------------------------
0003AS DH 1791319 84TA 251
<S> <C>
FINANCIAL ACCOUNTING DATA SHEET -- Continued
- -----------------------------------------------------------------
4. PR NUMBER PAGE 1 OF 1
N0002499FR60145
TAR 59072
- -----------------------------------------------------------------
H. F. G. H. I. J. K.
PARM RFM SA AAA TT PAA COST CODE
(CRITICAL) PROJ PDLI
UNIT MCC & SUF
_________________________________________________________________
SA S5D 0 068342 2D 980360 S0164 ETS ETS0
- -----------------------------------------------------------------
10. AMOUNT (CRITICAL) NAVY INTERNAL USE ONLY
REF COD/ACRN
$49,990.00 N0002499AF184TA
PAGE TOTAL $49,990.00
GRAND TOTAL $49,990.00
- -----------------------------------------------------------------
PREPARED/AUTHORIZED BY:
/S/JAMES S. EGELAND
JAMES S. EGELAND, SEA 05D
DATE: 12/14/98
COMPTROLLER APPROVAL:
SIGNATURE /S/J.L. PRITCHETT
J.L. PRITCHETT
BY DIRECTION OF
CAPT. V.H. ACKLEY
DEPUTY COMMANDER/COMPTROLLER
DATE:
1/7/99
- -----------------------------------------------------------
</TABLE>
<PAGE>
<TABLE>
<S> <C>
- -----------------------------------------------------------------
AMENDMENT OF SOLICITATION/MODIFICATION OF CONTRACT
1. CONTRACT ID CODE PAGE OF PAGES
U 1 3
- -----------------------------------------------------------------
2. AMENDMENT/MODIFICATION NO. 3. EFFECTIVE DATE
P00046 SEE BLK 16C.
4. REQUISITION/PURCHASE REQ. NO. 5. PROJECT NO.
N00024-99-FR-60150 9-05F-60150
- -----------------------------------------------------------------
6. ISSUED BY CODE N00024 7. ADMINISTERED BY(If other than Item 6)
CODE S3305A
NAVAL SEA SYSTEMS COMMAND DCMC SYRACSE BUFFALO
2531 JEFFERSON DAVIS HIGHWAY 1103 FEBERAL BUILDING
ARLINGTON VA 22242-5160 111 WEST HURRON STREET
BUYER/SYMBOL: L COOPER/0251 BUFFALO, NY 14202
PHONE: Area Code 703/602-8105, EXT. 516
- -----------------------------------------------------------------
11. NAME AND ADDRESS OF CONTRACTOR (No., street, county, State
and
ZIP Code)
| |9A. AMENDMENT OF
| | SOLICITATION NO.
| |---------------------------
CEC NO: 07-779-9799 | |9B. DATED (SEE ITEM 11)
| |
COMPTEK FEDERAL SYSTEMS, INC. | |---------------------------
2732 TRANSIT ROAD |(X)|10A. MODIFICATION OF
BUFFALO, NY 14224-2523 | | CONTRACT/ORDER NO.
| | N00024-97-C-6431
| |---------------------------
TIN NO: 16-1411419 | |10B. DATED (SEE ITEM 13)
- --------------------------------| | 30 APRIL 1990
CODE OTTJ6 | FACILITY CODE 0 | |
11. THIS ITEM ONLY APPLIES TO AMENDMENT OF SOLICITATIONS
[ ] The above numbered solicitation is amended as set forth in
Item 14. The hour and date specified for receipt of Offer [ ]
is extended, [ ] is not extended. Offers must acknowledge
receipt of this amendment prior to the hour and date specified in
the solicitation or as amended, by one of the following methods:
(a)By competing items 8 and 15, and returning ___ copies of the
amendment; (b) By acknowledging receipt of this amendment on each
copy of the offer submitted; or (c) By separate Letter or
telegram which includes a reference to the solicitation and
amendment numbers. FAILURE OF YOUR ACKNOWLEDGMENT TO BE RECEIVED
AT THE PLACE DESIGNATED FOR THE RECEIPT OF OFFERS PRIOR TO THE
HOUR AND DATE SPECIFIED MAY RESULT IN REJECTION OF YOUR
OFFER. If by virtue of this amendment you desire to change and
offer already submitted, such change may be made by telegram or
Letter, provided each telegram or letter makes reference to the
solicitation and this amendment, and is received prior to the
opening hour and date specified.
12. ACCOUNTING AND APPROPRIATION DATA
SEE ATTACHED FINANCIAL ACCOUNTING DATA SHEETS
- -----------------------------------------------------------------
16. THIS ITEM APPLIES ONLY TO MODIFICATIONS OF
CONTRACTS/ORDERS, IT MODIFIES THE CONTRACT/ORDER NO. AS
DESCRIBED IN ITEM 14.
- -----------------------------------------------------------------
| A. THIS CHANGE ORDER IS ISSUED PURSUANT TO: (Specify
| authority) THE CHANGES
| SET FORTH IN ITEM 14 ARE MADE IN THE
| CONTRACT ORDER NO. IN ITEM 10A.
- -----------------------------------------------------------------
| B. THE ABOVE NUMBERED CONTRACT/ORDER IS MODIFIED TO
| REFLECT THE ADMINISTRATIVE
| CHANGES (such as changes in paying office,
| appropriation date, etc.) SET FORTH
| IN ITEM 14, PURSUANT TO THE AUTHORITY OF FAR 43,103(b).
- -----------------------------------------------------------------
| C. THIS SUPPLEMENTAL AGREEMENT IS ENTERED INTO PURSUANT TO
| AUTHORITY OF:
|
- -----------------------------------------------------------------
| D. OTHER (Specify type of modification and authority)
X | UNILATERAL MODIFICATION PERSUANT TO CLAUSE H-2,
| ALLOTMENT OF FUNDS
- -----------------------------------------------------------------
H. IMPORTANT: Contractor [X] is not, [ ] is required to sign
this document and return __ copies to the issuing office.
- -----------------------------------------------------------------
17. DESCRIPTION OF AMENDMENT/MODIFICATION (Organized by UCF
section headings, including solicitation/contract subject matter
where feasible.)
SEE PAGE 2
O&MN 99
C-9030/TAR 59074
Except as provided herein, all terms and conditions of the
document referenced in item 9A or 10A, as heretofore changed,
remains unchanged and in full force and effect.
- -----------------------------------------------------------------
15A. NAME AND TITLE OF SIGNER (Type or print)
16A. NAME AND TITLE OF CONTRACTING OFFICER (Type or print)
ANN VAN HOUTEN
CONTRACTING OFFICER
- -----------------------------------------------------------------
15B. CONTRACTOR/OFFEROR 15C. DATE SIGNED
Signature of person authorized to sign
16A. ANN VAN HOUTEN
CONTRACTING OFFICER
16B. UNITED STATES OF AMERICA | 16C. DATE SIGNED
By /S/ANN VAN HOUTON 1/8/99
- -----------------------------------------------------------------
(Signature of Contracting officer) |
- -----------------------------------------------------------------
NSN 7540-01-152-8070
PREVIOUS EDITION UNUSABLE
STANDARD FORM 30 (REV. 10-83)
Prescribed by GSA
</TABLE>
<PAGE>
N00024-97-C-6431
P00046
PAGE 2 OF 3
The purpose of this modification is to fully fund Items 0003AT in
the amount of $399,999.00. As a result of this modification the
amount funded to date is increased by $399,999.00 from
$12,627,883.00 to $13,027,882.00. As a result of this
modification the total estimated value of this contract remains
unchanged at $20,995,503 ($19,838,066 estimated cost and
$1,157,437 fixed fee). Accordingly, Contract N00024-97-C-6431 is
hereby modified as follows:
4. Under Section B, SUPPLIES OR SERVICES and PRICES/COSTS,
replace Items 0001 and 0003 with the following ceilings:
<TABLE>
<S> <C> <C> <C> <C> <C>
ITEM EST. COST FIXED TOTAL CPFF MAN TYPE
FEE HOURS
0001 $0 $0 $0 0
0001AA $50,084 $2,920 $53,004 1,548 RDT&E 97
0001AB $0 $0 $0 0 FMS
0001AC $0 $0 $0 0 O&MN 97
0001AD $579,240 $33,770 $613,010 16,913 OPN 97
0001AE $333,878 $19,519 $353,397 9,749 SCN 97
0001AF $0 $0 $0 0 WPN 97
0001AG $30,057 $1,743 $31,800 929 MISC
0001AH $1,653,557 $90,398 $1,749,955 48,281 O&MN 98
0001AJ $884,318 $51,544 $935,862 27,326 RDT&E 98-ETS
0001AK $112,070 $6,532 $118,602 3,463 SCN 93
0001AL $1,795,476 $104,661 $1,900,137 55,481 SCN 96
0001AM $278,683 $16,247 $294,930 8,612 RDT&E 98
0001AN $529,143 $30,849 $559,992 16,351 OPN 98
0001AP $12,254 $714 $12,968 379 SCN 91
0001AR $463,594 $27,027 $490,621 14,325 SCN 94
0001AS $141,737 $8,263 $150,000 4,139 NON-SERVER
TOTAL $6,864,091 $400,187 $7,264,278 210,552
</TABLE>
<TABLE>
<S> <C> <C> <C> <C> <C>
ITEM EST. COST FIXED TOTAL CPFF MAN TYPE
FEE HOURS
0003 $7,527,312 $439,709 $ 7,967,021 213,759
0003AA $446,499 $26,031 $472,530 12,681 RDT&E 98
0003AB $61,423 $3,581 $65,004 1,744 FMS-RAN
0003AC $1,317,329 $76,801 $1,394,130 37,413 O&MN 98
0003AD $85,048 $ 4,958 $ 90,006 2,415 OPN 98
0003AE $188,982 $11,018 $200,000 5,367 SCN 91
0003AF $0 $0 $0 0 WPN
0003AG $0 $0 $0 0 MISC
0003AH $354,342 $20,658 $375,000 10,064 SCN 94
0003AJ $521,310 $30,393 $551,703 14,806 SCN 96
0003AK $188,970 $11,017 $199,987 5,367 RDT&E98(ETS)
0003AL $208,815 $12,173 $220,988 5,931 SCN 93
0003AM $47,246 $2,754 $50,000 1,342 RDT&E97(ETS)
0003AN $28,347 $1,653 $30,000 805 SCN 95
0003AP $37,796 $2,204 $40,000 1,073 SCN 97
0003AR $37,796 $2,204 $40,000 1,073 SCN 98
0003AS $273,890 $15,968 $289,858 7,779 RDT&E99(ETS)
0003AT $1,228,384 $71,614 $1,299,998 50,039 O&MN 99
0003AU $236,228 $13,772 $250,000 6,709 SCN 99
0003AV $184,258 $10,742 $195,000 5,223 OPN- 99
TOTAL $12,973,975 $757,250 $13,731,225 368,449
</TABLE>
N00024-97-C-6431
P00046
PAGE 3 OF 3
5. Under Section C, SPECIFICATION OR STATEMENT OF WORK, add the
following for Item 0003AT.
Items 0003AA, 0003AB, 0003AC, 0003AD, 0003AE,0003AH,
0003AJ,000AK,000AL,0003AM,0003AN,0003AP,0003AR,0003AS, 0003AT,
and 0003AU - The contractor shall perform all work required under
Technical Instructions 38223, 37385, 38228, 38220, 38234, 38231,
38244, 38280, 37275, 38254, 38013, 38229,38262,
38291,38290,39296,38010,38316,38326,59015,38010(D),59026,59014,59
040, 59048, 59047,59072, and 59074..
3. In accordance with the LIMITATION OF COST clauses, as listed
in the attached financial accounting data sheet, funding in the
amount of $399,999.00 is hereby added as follows:
<TABLE>
<S> <C> <C> <C> <C> <C>
ITEM EST. COST FIXED FEE TOTAL CPFF MAN HOURS TYPE
0003AT $377,964 $22,035 $ 399,999 10,735 O&MN 99
</TABLE>
7. As a result of this modification the total amount funded to
date is increased by $399,999.00 from $12,627,883 to
$13,027,882.00. As a result of this modification, the total
estimated value of this contract is remains unchanged as
$20,995,503 ($19,838,066 estimated cost and $1,157,437 fixed
fee). Accordingly, Contract N00024-97-C-6431 is hereby modified
as follows:
<TABLE>
<S> <C> <C>
- -----------------------------------------------------------------
FINANCIAL ACCOUNTING DATA SHEET - NAVY
- -----------------------------------------------------------------
1. CONTRACT NUMBER 2. SPIN 3. MOD (CRITICAL)
(CRITICAL)
N0002497C6431 P00046
- -----------------------------------------------------------------
5. 6. LINE OF ACCOUNTING
CLIN/SLIN A. ACRN B. APPROPRI- C. SUBHEAD D. OBJ
CRITICAL ATION (CRITICAL) CLA
(CRITICAL)
- -----------------------------------------------------------------
0003AT DC 1791804 8U6N 252
<S> <C>
FINANCIAL ACCOUNTING DATA SHEET -- Continued
- -----------------------------------------------------------------
4. PR NUMBER PAGE 1 OF 1
N0002499FR60150 TAR 59074
- -----------------------------------------------------------------
H. F. G. H. I. J. K.
PARM RFM SA AAA TT PAA COST CODE PDLI
(CRITICAL) PROJ UNIT MCC & SUF
SA SCL 0 068342 2D 000000 46N05 000 0000
- ----------------------------------------------------------------
10. AMOUNT (CRITICAL) NAVY INTERNAL USE ONLY
REF COD/ACRN
$399,999.00 N0002499RA08U6N
PAGE TOTAL $399,999.00
GRAND TOTAL $399,999.00
- -----------------------------------------------------------------
PREPARED/AUTHORIZED BY:
SIGNATURE../S/MICHAEL A. O'NEAL
MICHAEL A. O'NEAL
PH (703)602-0647 X600 FAX (703)602-0649
DATE: 12/18/98
COMPTROLLER APPROVAL:
SIGNATURE /S/S. M. SIMPKINS
SHIRLEY M. SIMPKINS
BY DIRECTION OF
CAPT. V.H. ACKLEY
DEPUTY COMMANDER/COMPTROLLER
DATE: DEC 23 1998
- -----------------------------------------------------------
</TABLE>
<PAGE>
<TABLE>
<S> <C>
- -----------------------------------------------------------------
AMENDMENT OF SOLICITATION/MODIFICATION OF CONTRACT
1. CONTRACT ID CODE PAGE OF PAGES
U 1 3
- -----------------------------------------------------------------
2. AMENDMENT/MODIFICATION NO. 3. EFFECTIVE DATE
P00047 SEE BLK 16C.
4. REQUISITION/PURCHASE REQ. NO. 5. PROJECT NO.
N00024-99-FR-60151 9-05F-60151
- -----------------------------------------------------------------
6. ISSUED BY CODE N00024 7. ADMINISTERED BY(If other than Item 6)
CODE S3305A
NAVAL SEA SYSTEMS COMMAND DCMC SYRACSE BUFFALO
2531 JEFFERSON DAVIS HIGHWAY 1103 FEBERAL BUILDING
ARLINGTON VA 22242-5160 111 WEST HURRON STREET
BUYER/SYMBOL: L COOPER/0251 BUFFALO, NY 14202
PHONE: Area Code 703/602-8105, EXT. 516
- -----------------------------------------------------------------
12. NAME AND ADDRESS OF CONTRACTOR (No., street, county, State
and
ZIP Code)
| |9A. AMENDMENT OF
| | SOLICITATION NO.
| |---------------------------
CEC NO: 07-779-9799 | |9B. DATED (SEE ITEM 11)
| |
COMPTEK FEDERAL SYSTEMS, INC. | |---------------------------
2732 TRANSIT ROAD |(X)|10A. MODIFICATION OF
BUFFALO, NY 14224-2523 | | CONTRACT/ORDER NO.
| | N00024-97-C-6431
| |---------------------------
TIN NO: 16-1411419 | |10B. DATED (SEE ITEM 13)
- --------------------------------| | 30 APRIL 1997
CODE OTTJ6 | FACILITY CODE 0 | |
11. THIS ITEM ONLY APPLIES TO AMENDMENT OF SOLICITATIONS
[ ] The above numbered solicitation is amended as set forth in
Item 14. The hour and date specified for receipt of Offer [ ]
is extended, [ ] is not extended. Offers must acknowledge
receipt of this amendment prior to the hour and date specified in
the solicitation or as amended, by one of the following methods:
(a)By competing items 8 and 15, and returning ___ copies of the
amendment; (b) By acknowledging receipt of this amendment on each
copy of the offer submitted; or (c) By separate Letter or
telegram which includes a reference to the solicitation and
amendment numbers. FAILURE OF YOUR ACKNOWLEDGMENT TO BE RECEIVED
AT THE PLACE DESIGNATED FOR THE RECEIPT OF OFFERS PRIOR TO THE
HOUR AND DATE SPECIFIED MAY RESULT IN REJECTION OF YOUR
OFFER. If by virtue of this amendment you desire to change and
offer already submitted, such change may be made by telegram or
Letter, provided each telegram or letter makes reference to the
solicitation and this amendment, and is received prior to the
opening hour and date specified.
12. ACCOUNTING AND APPROPRIATION DATA
SEE ATTACHED FINANCIAL ACCOUNTING DATA SHEETS
- -----------------------------------------------------------------
17. THIS ITEM APPLIES ONLY TO MODIFICATIONS OF
CONTRACTS/ORDERS, IT MODIFIES THE CONTRACT/ORDER NO. AS
DESCRIBED IN ITEM 14.
- -----------------------------------------------------------------
| A. THIS CHANGE ORDER IS ISSUED PURSUANT TO: (Specify
| authority) THE CHANGES
| SET FORTH IN ITEM 14 ARE MADE IN THE
| CONTRACT ORDER NO. IN ITEM 10A.
- -----------------------------------------------------------------
| B. THE ABOVE NUMBERED CONTRACT/ORDER IS MODIFIED TO
| REFLECT THE ADMINISTRATIVE
| CHANGES (such as changes in paying office,
| appropriation date, etc.) SET FORTH
| IN ITEM 14, PURSUANT TO THE AUTHORITY OF FAR 43,103(b).
- -----------------------------------------------------------------
| C. THIS SUPPLEMENTAL AGREEMENT IS ENTERED INTO PURSUANT TO
| AUTHORITY OF:
|
- -----------------------------------------------------------------
| D. OTHER (Specify type of modification and authority)
X | UNILATERAL MODIFICATION PERSUANT TO CLAUSE H-2,
| ALLOTMENT OF FUNDS
- -----------------------------------------------------------------
I. IMPORTANT: Contractor [X] is not, [ ] is required to sign
this document and return __ copies to the issuing office.
- -----------------------------------------------------------------
18. DESCRIPTION OF AMENDMENT/MODIFICATION (Organized by UCF
section headings, including solicitation/contract subject matter
where feasible.)
SCN 99 SEE PAGE 2 C-9002/TAR 59069
SCN 94 C-9029/TAR 59051
SCN 96
Except as provided herein, all terms and conditions of the
document referenced in item 9A or 10A, as heretofore changed,
remains unchanged and in full force and effect.
- -----------------------------------------------------------------
15A. NAME AND TITLE OF SIGNER (Type or print)
16A. NAME AND TITLE OF CONTRACTING OFFICER (Type or print)
ANN VAN HOUTEN
CONTRACTING OFFICER
- -----------------------------------------------------------------
15B. CONTRACTOR/OFFEROR 15C. DATE SIGNED
Signature of person authorized to sign
16A. ANN VAN HOUTEN
CONTRACTING OFFICER
16B. UNITED STATES OF AMERICA | 16C. DATE SIGNED
By /S/ANN VAN HOUTON 1/13/99
- -----------------------------------------------------------------
(Signature of Contracting officer) |
- -----------------------------------------------------------------
NSN 7540-01-152-8070
PREVIOUS EDITION UNUSABLE
STANDARD FORM 30 (REV. 10-83)
Prescribed by GSA
</TABLE>
<PAGE>
N00024-97-C-6431
P00047
PAGE 2 OF 3
The purpose of this modification is to fully fund Items
0003AH,0003AJ and 0003AU in the amount of $685,000.00. As a
result of this modification the amount funded to date is
increased by $685,000.00 from $13,027,882.00 to $13,712,882.00.
As a result of this modification the total estimated value of
this contract remains unchanged at $20,995,503 ($19,838,066
estimated cost and $1,157,437 fixed fee). Accordingly, Contract
N00024-97-C-6431 is hereby modified as follows:
5. Under Section B, SUPPLIES OR SERVICES and PRICES/COSTS,
replace Items 0001 and 0003 with the following ceilings:
<TABLE>
<S> <C> <C> <C> <C> <C>
ITEM EST. COST FIXED TOTAL CPFF MAN TYPE
FEE HOURS
0001 $0 $0 $0 0
0001AA $50,084 $2,920 $53,004 1,548 RDT&E 97
0001AB $0 $0 $0 0 FMS
0001AC $0 $0 $0 0 O&MN 97
0001AD $579,240 $33,770 $613,010 16,913 OPN 97
0001AE $333,878 $19,519 $353,397 9,749 SCN 97
0001AF $0 $0 $0 0 WPN 97
0001AG $30,057 $1,743 $31,800 929 MISC
0001AH $1,653,557 $90,398 $1,749,955 48,281 O&MN 98
0001AJ $884,318 $51,544 $935,862 27,326 RDT&E 98-ETS
0001AK $112,070 $6,532 $118,602 3,463 SCN 93
0001AL $1,795,476 $104,661 $1,900,137 55,481 SCN 96
0001AM $278,683 $16,247 $294,930 8,612 RDT&E 98
0001AN $529,143 $30,849 $559,992 16,351 OPN 98
0001AP $12,254 $714 $12,968 379 SCN 91
0001AR $463,594 $27,027 $490,621 14,325 SCN 94
0001AS $141,737 $8,263 $150,000 4,139 NON-SERVER
TOTAL $6,864,091 $400,187 $7,264,278 210,552
</TABLE>
<TABLE>
<S> <C> <C> <C> <C> <C>
ITEM EST. COST FIXED TOTAL CPFF MAN TYPE
FEE HOURS
0003 $6,880,048 $401,973 $7,282,021 195,380
0003AA $446,499 $26,031 $472,530 12,681 RDT&E 98
0003AB $61,423 $3,581 $65,004 1,744 FMS-RAN
0003AC $1,317,329 $76,801 $1,394,130 37,413 O&MN 98
0003AD $85,048 $ 4,958 $ 90,006 2,415 OPN 98
0003AE $188,982 $11,018 $200,000 5,367 SCN 91
0003AF $0 $0 $0 0 WPN
0003AG $0 $0 $0 0 MISC
0003AH $878,768 $51,232 $930,000 24,955 SCN 94
0003AJ $615,801 $35,902 $651,703 17,489 SCN 96
0003AK $188,970 $11,017 $199,987 5,367 RDT&E98(ETS)
0003AL $208,815 $12,173 $220,988 5,931 SCN 93
0003AM $47,246 $2,754 $50,000 1,342 RDT&E97(ETS)
0003AN $28,347 $1,653 $30,000 805 SCN 95
0003AP $37,796 $2,204 $40,000 1,073 SCN 97
0003AR $37,796 $2,204 $40,000 1,073 SCN 98
0003AS $273,890 $15,968 $289,858 7,779 RDT&E99(ETS)
0003AT $1,228,384 $71,614 $1,299,998 50,039 O&MN 99
0003AU $264,575 $15,425 $280,000 7,514 SCN 99
0003AV $184,258 $10,742 $195,000 5,223 OPN- 99
TOTAL $12,973,975 $757,250 $13,731,225 364,449
</TABLE>
N00024-97-C-6431
P00047
PAGE 3 OF 3
6. Under Section C, SPECIFICATION OR STATEMENT OF WORK, add the
following for Items 0003AH,0003AJ and 0003AU.
Items 0003AA, 0003AB, 0003AC, 0003AD, 0003AE,0003AH,
0003AJ,000AK,000AL,0003AM,0003AN,0003AP,0003AR,0003AS, 0003AT,
and 0003AU - The contractor shall perform all work required under
Technical Instructions 38223, 37385, 38228, 38220, 38234, 38231,
38244, 38280, 37275, 38254, 38013, 38229,38262,
38291,38290,39296,38010,38316,38326,59015,38010(D),59026,59014,59
040, 59048, 59047,59072,59074,59051 and 59069..
Under Section F, DELIVERIES OR PERIOD OF PERFORMANCE, add the
following for Items 0003AH and 0003AJ.
Item 0003AH - The Contractor shall provide the required services
for this item from the date of this modification through 30
September 1999.
Item 0003AJ - The Contractor shall provide the required services
for this item from the date of this modification through 30
September 1999.
3. In accordance with the LIMITATION OF COST clauses, as listed
in the attached financial accounting data sheet, funding in the
amount of $685,000.00 is hereby added as follows:
<TABLE>
<S> <C> <C> <C> <C> <C>
ITEM EST. COST FIXED FEE TOTAL CPFF MAN HOURS TYPE
0003AH $524,426 $30,574 $ 555,000 14,894 SCN 94
0003AJ $ 94,491 $ 5,509 $ 100,000 2,684 SCN 96
0003AU $ 28,347 $ 1,653 $ 30,000 805 SCN 99
647,264 $37,736 $ 685,000 18,383
</TABLE>
8. As a result of this modification the total amount funded to
date is increased by $685,000.00 from $13,027,882 to
$13,712,882.00. As a result of this modification, the total
estimated value of this contract is remains unchanged as
$20,995,503 ($19,838,066 estimated cost and $1,157,437 fixed
fee).
5. All other terms and conditions of said contract remain
unchanged.
<TABLE>
<S> <C> <C>
- -----------------------------------------------------------------
FINANCIAL ACCOUNTING DATA SHEET - NAVY
- -----------------------------------------------------------------
1. CONTRACT NUMBER 2. SPIN 3. MOD (CRITICAL)
(CRITICAL)
N0002497C6431 P00047
- -----------------------------------------------------------------
5. 6. LINE OF ACCOUNTING
CLIN/SLIN A. ACRN B. APPROPRI- C. SUBHEAD D. OBJ
CRITICAL ATION (CRITICAL) CLA
(CRITICAL)
- -----------------------------------------------------------------
0003AH BF 1741611 8386 252
0003AJ BG 1761711 8386 252
<S> <C>
FINANCIAL ACCOUNTING DATA SHEET -- Continued
- -----------------------------------------------------------------
4. PR NUMBER PAGE 1 OF 1
N0002499FR60151 TAR 59069
- -----------------------------------------------------------------
I. F. G. H. I. J. K.
PARM RFM SA AAA TT PAA COST CODE PDLI
(CRITICAL) PROJ UNIT MCC & SUF
YX WCL 0 068342 2D 000000 22202 429 001A
YX WCL 0 068342 2D 000000 23027 400 001A
- ----------------------------------------------------------------
11. AMOUNT (CRITICAL) NAVY INTERNAL USE ONLY
REF COD/ACRN
$555,000.00 N0002497PD77020
(LHD 6)
$100,000.00 N0002497PD77021
(LHD 7)
PAGE TOTAL $655,000.00
GRAND TOTAL
- -----------------------------------------------------------------
PREPARED/AUTHORIZED BY:
SIGNATURE../S/MARVIN C. ANTHONY
CDR M. ROSS, USN SEA 91K1
DATE: 12/18/98
COMPTROLLER APPROVAL:
SIGNATURE /S/V. F. JEFFERSON
V. JEFFERSON
BY DIRECTION OF
CAPT. V.H. ACKLEY
DEPUTY COMMANDER/COMPTROLLER
DATE: 1/8/99
- -----------------------------------------------------------
</TABLE>
<TABLE>
<S> <C> <C>
- -----------------------------------------------------------------
FINANCIAL ACCOUNTING DATA SHEET - NAVY
- -----------------------------------------------------------------
1. CONTRACT NUMBER 2. SPIN 3. MOD (CRITICAL)
(CRITICAL)
N0002497C6431 P00047
- -----------------------------------------------------------------
5. 6. LINE OF ACCOUNTING
CLIN/SLIN A. ACRN B. APPROPRI- C. SUBHEAD D. OBJ
CRITICAL ATION (CRITICAL) CLA
(CRITICAL)
- -----------------------------------------------------------------
0003AU DG 1791711 2317 252
<S> <C>
FINANCIAL ACCOUNTING DATA SHEET -- Continued
- -----------------------------------------------------------------
4. PR NUMBER PAGE 1 OF 1
N0002499FR50151 TAR 59051
- -----------------------------------------------------------------
J. F. G. H. I. J. K.
PARM RFM SA AAA TT PAA COST CODE PDLI
(CRITICAL) PROJ UNIT MCC & SUF
WB WTL 0 068342 2D 000000 23168 400 0001
- ----------------------------------------------------------------
12. AMOUNT (CRITICAL) NAVY INTERNAL USE ONLY
REF COD/ACRN
$30,000.00 N0002499PD21570
PAGE TOTAL $30,000.00
GRAND TOTAL $30,000.00
- -----------------------------------------------------------------
PREPARED/AUTHORIZED BY:
SIGNATURE../S/TAMMY SAMUELS
TAMMY SAMUELS, SEA 05F
DATE: 12/18/98
COMPTROLLER APPROVAL:
SIGNATURE /S/V. F. JEFFERSON
V. JEFFERSON
BY DIRECTION OF
CAPT. V.H. ACKLEY
DEPUTY COMMANDER/COMPTROLLER
DATE: 1/8/99
- -----------------------------------------------------------
</TABLE>
<PAGE>
<TABLE>
<S> <C>
- -----------------------------------------------------------------
AMENDMENT OF SOLICITATION/MODIFICATION OF CONTRACT
1. CONTRACT ID CODE PAGE OF PAGES
U 1 3
- -----------------------------------------------------------------
2. AMENDMENT/MODIFICATION NO. 3. EFFECTIVE DATE
P00048 SEE BLK 16C.
4. REQUISITION/PURCHASE REQ. NO. 5. PROJECT NO.
N00024-99-FR-60155 9-05F-60155
- -----------------------------------------------------------------
6. ISSUED BY CODE N00024 7. ADMINISTERED BY(If other than Item 6)
CODE S3305A
NAVAL SEA SYSTEMS COMMAND DCMC SYRACSE BUFFALO
2531 JEFFERSON DAVIS HIGHWAY 1103 FEBERAL BUILDING
ARLINGTON VA 22242-5160 111 WEST HURRON STREET
BUYER/SYMBOL: L COOPER/0251 BUFFALO, NY 14202
PHONE: Area Code 703/602-8105, EXT. 516
- -----------------------------------------------------------------
13. NAME AND ADDRESS OF CONTRACTOR (No., street, county, State
and
ZIP Code)
| |9A. AMENDMENT OF
| | SOLICITATION NO.
| |---------------------------
CEC NO: 07-779-9799 | |9B. DATED (SEE ITEM 11)
| |
COMPTEK FEDERAL SYSTEMS, INC. | |---------------------------
2732 TRANSIT ROAD |(X)|10A. MODIFICATION OF
BUFFALO, NY 14224-2523 | | CONTRACT/ORDER NO.
| | N00024-97-C-6431
| |---------------------------
TIN NO: 16-1411419 | |10B. DATED (SEE ITEM 13)
- --------------------------------| | 30 APRIL 1997
CODE OTTJ6 | FACILITY CODE 0 | |
11. THIS ITEM ONLY APPLIES TO AMENDMENT OF SOLICITATIONS
[ ] The above numbered solicitation is amended as set forth in
Item 14. The hour and date specified for receipt of Offer [ ]
is extended, [ ] is not extended. Offers must acknowledge
receipt of this amendment prior to the hour and date specified in
the solicitation or as amended, by one of the following methods:
(a)By competing items 8 and 15, and returning ___ copies of the
amendment; (b) By acknowledging receipt of this amendment on each
copy of the offer submitted; or (c) By separate Letter or
telegram which includes a reference to the solicitation and
amendment numbers. FAILURE OF YOUR ACKNOWLEDGMENT TO BE RECEIVED
AT THE PLACE DESIGNATED FOR THE RECEIPT OF OFFERS PRIOR TO THE
HOUR AND DATE SPECIFIED MAY RESULT IN REJECTION OF YOUR
OFFER. If by virtue of this amendment you desire to change and
offer already submitted, such change may be made by telegram or
Letter, provided each telegram or letter makes reference to the
solicitation and this amendment, and is received prior to the
opening hour and date specified.
12. ACCOUNTING AND APPROPRIATION DATA
SEE ATTACHED FINANCIAL ACCOUNTING DATA SHEETS
- -----------------------------------------------------------------
18. THIS ITEM APPLIES ONLY TO MODIFICATIONS OF
CONTRACTS/ORDERS, IT MODIFIES THE CONTRACT/ORDER NO. AS
DESCRIBED IN ITEM 14.
- -----------------------------------------------------------------
| A. THIS CHANGE ORDER IS ISSUED PURSUANT TO: (Specify
| authority) THE CHANGES
| SET FORTH IN ITEM 14 ARE MADE IN THE
| CONTRACT ORDER NO. IN ITEM 10A.
- -----------------------------------------------------------------
| B. THE ABOVE NUMBERED CONTRACT/ORDER IS MODIFIED TO
| REFLECT THE ADMINISTRATIVE
| CHANGES (such as changes in paying office,
| appropriation date, etc.) SET FORTH
| IN ITEM 14, PURSUANT TO THE AUTHORITY OF FAR 43,103(b).
- -----------------------------------------------------------------
| C. THIS SUPPLEMENTAL AGREEMENT IS ENTERED INTO PURSUANT TO
| AUTHORITY OF:
|
- -----------------------------------------------------------------
| D. OTHER (Specify type of modification and authority)
X | UNILATERAL MODIFICATION PERSUANT TO CLAUSE H-2,
| ALLOTMENT OF FUNDS
- -----------------------------------------------------------------
J. IMPORTANT: Contractor [X] is not, [ ] is required to sign
this document and return __ copies to the issuing office.
- -----------------------------------------------------------------
19. DESCRIPTION OF AMENDMENT/MODIFICATION (Organized by UCF
section headings, including solicitation/contract subject matter
where feasible.)
SCN 93
C-9033/TAR 59078
SEE PAGE 2
Except as provided herein, all terms and conditions of the
document referenced in item 9A or 10A, as heretofore changed,
remains unchanged and in full force and effect.
- -----------------------------------------------------------------
15A. NAME AND TITLE OF SIGNER (Type or print)
16A. NAME AND TITLE OF CONTRACTING OFFICER (Type or print)
ANN VAN HOUTEN
CONTRACTING OFFICER
- -----------------------------------------------------------------
15B. CONTRACTOR/OFFEROR 15C. DATE SIGNED
Signature of person authorized to sign
16A. ANN VAN HOUTEN
CONTRACTING OFFICER
16B. UNITED STATES OF AMERICA | 16C. DATE SIGNED
By /S/ANN VAN HOUTON 1/13/99
- -----------------------------------------------------------------
(Signature of Contracting officer) |
- -----------------------------------------------------------------
NSN 7540-01-152-8070
PREVIOUS EDITION UNUSABLE
STANDARD FORM 30 (REV. 10-83)
Prescribed by GSA
</TABLE>
<PAGE>
N00024-97-C-6431
P00048
PAGE 2 OF 3
The purpose of this modification is to fully fund Items 0003AL
in the amount of $50,000.00. As a result of this modification
the amount funded to date is increased by $50,000.00 from
$13,712,882.00 to $13,762,882.00. As a result of this
modification the total estimated value of this contract remains
unchanged at $20,995,503 ($19,838,066 estimated cost and
$1,157,437 fixed fee). Accordingly, Contract N00024-97-C-6431 is
hereby modified as follows:
6. Under Section B, SUPPLIES OR SERVICES and PRICES/COSTS,
replace Items 0001 and 0003 with the following ceilings:
<TABLE>
<S> <C> <C> <C> <C> <C>
ITEM EST. COST FIXED TOTAL CPFF MAN TYPE
FEE HOURS
0001 $0 $0 $0 0
0001AA $50,084 $2,920 $53,004 1,548 RDT&E 97
0001AB $0 $0 $0 0 FMS
0001AC $0 $0 $0 0 O&MN 97
0001AD $579,240 $33,770 $613,010 16,913 OPN 97
0001AE $333,878 $19,519 $353,397 9,749 SCN 97
0001AF $0 $0 $0 0 WPN 97
0001AG $30,057 $1,743 $31,800 929 MISC
0001AH $1,653,557 $90,398 $1,749,955 48,281 O&MN 98
0001AJ $884,318 $51,544 $935,862 27,326 RDT&E 98-ETS
0001AK $112,070 $6,532 $118,602 3,463 SCN 93
0001AL $1,795,476 $104,661 $1,900,137 55,481 SCN 96
0001AM $278,683 $16,247 $294,930 8,612 RDT&E 98
0001AN $529,143 $30,849 $559,992 16,351 OPN 98
0001AP $12,254 $714 $12,968 379 SCN 91
0001AR $463,594 $27,027 $490,621 14,325 SCN 94
0001AS $141,737 $8,263 $150,000 4,139 NON-SERVER
TOTAL $6,864,091 $400,187 $7,264,278 210,552
</TABLE>
<TABLE>
<S> <C> <C> <C> <C> <C>
ITEM EST. COST FIXED TOTAL CPFF MAN TYPE
FEE HOURS
0003 $6,832,802 $399,219 $7,232,021 194,038
0003AA $446,499 $26,031 $472,530 12,681 RDT&E 98
0003AB $61,423 $3,581 $65,004 1,744 FMS-RAN
0003AC $1,317,329 $76,801 $1,394,130 37,413 O&MN 98
0003AD $85,048 $ 4,958 $ 90,006 2,415 OPN 98
0003AE $188,982 $11,018 $200,000 5,367 SCN 91
0003AF $0 $0 $0 0 WPN
0003AG $0 $0 $0 0 MISC
0003AH $878,768 $51,232 $930,000 24,955 SCN 94
0003AJ $615,801 $35,902 $651,703 17,489 SCN 96
0003AK $188,970 $11,017 $199,987 5,367 RDT&E98(ETS)
0003AL $256,061 $14,927 $270,988 7,273 SCN 93
0003AM $47,246 $2,754 $50,000 1,342 RDT&E97(ETS)
0003AN $28,347 $1,653 $30,000 805 SCN 95
0003AP $37,796 $2,204 $40,000 1,073 SCN 97
0003AR $37,796 $2,204 $40,000 1,073 SCN 98
0003AS $273,890 $15,968 $289,858 7,779 RDT&E99(ETS)
0003AT $1,228,384 $71,614 $1,299,998 50,039 O&MN 99
0003AU $264,575 $15,425 $280,000 7,514 SCN 99
0003AV $184,258 $10,742 $195,000 5,223 OPN- 99
TOTAL $12,973,975 $757,250 $13,731,225 364,449
</TABLE>
N00024-97-C-6431
P00048
PAGE 3 OF 3
7. Under Section C, SPECIFICATION OR STATEMENT OF WORK, add the
following for Items 0003AL.
Items 0003AA, 0003AB, 0003AC, 0003AD, 0003AE,0003AH,
0003AJ,000AK,000AL,0003AM,0003AN,0003AP,0003AR,0003AS, 0003AT,
and 0003AU - The contractor shall perform all work required under
Technical Instructions 38223, 37385, 38228, 38220, 38234, 38231,
38244, 38280, 37275, 38254, 38013, 38229,38262,
38291,38290,39296,38010,38316,38326,59015,38010(D),59026,59014,59
040, 59048, 59047,59072,59074,59051, 59069 and 59078.
3. Under Section F, DELIVERIES OR PERIOD OF PERFORMANCE, add the
following for Item 0003AL.
Item 0003AL - The Contractor shall provide the required services
for this item from the date of this modification through 31 March
1999.
4 In accordance with the LIMITATION OF COST clauses, as listed
in the attached financial accounting data sheet, funding in the
amount of $50,000.00 is hereby added as follows:
<TABLE>
<S> <C> <C> <C> <C> <C>
ITEM EST. COST FIXED FEE TOTAL CPFF MAN HOURS TYPE
0003AL $47,246 $ 2,754 $ 50,000 1,342 SCN 93
</TABLE>
5. As a result of this modification the total amount funded to
date is increased by $50,000.00 from $13,712,882.00 to
$13,762,882.00. As a result of this modification, the total
estimated value of this contract is remains unchanged as
$20,995,503 ($19,838,066 estimated cost and $1,157,437 fixed
fee).
6. All other terms and conditions of said contract remain
unchanged.
<TABLE>
<S> <C> <C>
- -----------------------------------------------------------------
FINANCIAL ACCOUNTING DATA SHEET - NAVY
- -----------------------------------------------------------------
1. CONTRACT NUMBER 2. SPIN 3. MOD (CRITICAL)
(CRITICAL)
N0002497C6431 P00048
- -----------------------------------------------------------------
5. 6. LINE OF ACCOUNTING
CLIN/SLIN A. ACRN B. APPROPRI- C. SUBHEAD D. OBJ
CRITICAL ATION (CRITICAL) CLA
(CRITICAL)
- -----------------------------------------------------------------
0003AL DK 1731611 8371 252
<S> <C>
FINANCIAL ACCOUNTING DATA SHEET -- Continued
- -----------------------------------------------------------------
4. PR NUMBER PAGE 1 OF 1
N0002499FR60155 TAR 59069
- -----------------------------------------------------------------
K. F. G. H. I. J. K.
PARM RFM SA AAA TT PAA COST CODE PDLI
(CRITICAL) PROJ UNIT MCC & SUF
WA WCW 0 068342 2D 000000 21959 906 0000
- ----------------------------------------------------------------
13. AMOUNT (CRITICAL) NAVY INTERNAL USE ONLY
REF COD/ACRN
$50,000.00 N0002493AF08371
PAGE TOTAL $50,000.00
GRAND TOTAL $50,000.00
- -----------------------------------------------------------------
PREPARED/AUTHORIZED BY:
SIGNATURE /S/ROBERT BOYD 3773D
DATE: 12/22/98
COMPTROLLER APPROVAL:
SIGNATURE /S/V. F. JEFFERSON
V. JEFFERSON
BY DIRECTION OF
CAPT. V.H. ACKLEY
DEPUTY COMMANDER/COMPTROLLER
DATE: 1/8/99
- ------------------------------------------------------------
</TABLE>
Exhibit 11
<TABLE>
<CAPTION>
COMPTEK RESEARCH, INC.
AND SUBSIDIARIES
RECONCILIATION OF BASIC
AND DILUTED EPS
COMPUTATIONS
Thirteen and Thirty-
Nine Weeks Ended
December 25, 1998 and
December 26, 1997
(In thousands, except
per share amounts)
Thirtee Thirty-
n Weeks Nine
Ended Weeks
Ended
Dec. Dec. Dec. Dec.
25, 26, 25, 26,
1998 1997 1998 1997
<S> <C> <C> <C> <C>
Basic EPS
Net income $899 $664 $2,347 $1,871
(Numerator) ======= ====== ======= =======
Shares (Denominator) 5,063 5,172 5,027 5,221
======= ====== ======= =======
Net income per share $0.18 $0.13 $0.47 $0.36
- Basic ======= ====== ======= =======
Diluted EPS
Net income $899 $664 $2,347 $1,871
(Numerator) ======= ====== ======= =======
Shares (Denominator) 5,223 5,308 5,203 5,349
======= ====== ======= =======
Net income per share $0.17 $0.13 $0.45 $0.35
- Diluted ======= ====== ======= =======
Exhibit 15
The Board of Directors
Comptek Research, Inc.
Buffalo, New York
Gentlemen:
Registration Statement Nos. 33-54170, 33-82536, 333-11437, and
333-62752
With respect to the subject registration statements, we
acknowledge our awareness of the use therein of our report dated
January 21, 1999, related to our review of interim financial
information.
Pursuant to Rule 436(c) under the Securities Act of 1933, such
report is not considered part of a registration statement
prepared or certified by an accountant or a report prepared or
certified by an accountant within the meaning of sections 7 and
11 of the Act.
Very truly yours,
KPMG Peat Marwick LLP
Buffalo, New York
January 21, 1999
</TABLE>
<TABLE> <S> <C>
<ARTICLE> 5
<S> <C>
<PERIOD-TYPE> 9-MOS
<FISCAL-YEAR-END> MAR-31-1998
<PERIOD-END> DEC-25-1998
<CASH> 1,161
<SECURITIES> 0
<RECEIVABLES> 24,432
<ALLOWANCES> 0
<INVENTORY> 2,470
<CURRENT-ASSETS> 29,702
<PP&E> 16,260
<DEPRECIATION> 12,404
<TOTAL-ASSETS> 49,909
<CURRENT-LIABILITIES> 17,021
<BONDS> 18,383
0
0
<COMMON> 110
<OTHER-SE> 14,153
<TOTAL-LIABILITY-AND-EQUITY> 49,909
<SALES> 67,991
<TOTAL-REVENUES> 67,991
<CGS> 51,569
<TOTAL-COSTS> 51,569
<OTHER-EXPENSES> 11,412
<LOSS-PROVISION> 0
<INTEREST-EXPENSE> 1,099
<INCOME-PRETAX> 3,911
<INCOME-TAX> 1,564
<INCOME-CONTINUING> 2,347
<DISCONTINUED> 0
<EXTRAORDINARY> 0
<CHANGES> 0
<NET-INCOME> 2,347
<EPS-PRIMARY> .47
<EPS-DILUTED> .45
</TABLE>
