SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported) September 13, 2000
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AMTECH SYSTEMS, INC.
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(Exact name of registrant as specified in its charter)
Arizona 000-11412 86-0411215
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(State or other jurisdiction (Commission (IRS Employer
of incorporation) File Number) Identification No.)
131 South Clark Drive, Tempe, Arizona 85281
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(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code: (480) 967-5146
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Not Applicable
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(Former name or former address, if changed since last report.)
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ITEM 5. OTHER EVENTS.
On September 13, 2000, Amtech Systems, Inc. (the "Company") completed a $5
million private placement of common stock $.01 par value per share (the "Common
Stock"), of the Company and five-year warrants (the "Warrants"). The proceeds of
the private placement will be used to fund the Company's growth initiatives. The
financing consisted of 383,000 shares of Common Stock at a purchase price of
$13.75 per share and Warrants to purchase 38,300 shares of Common Stock at an
exercise price of $15.12 per share. In connection with the issuance of the
Common Stock and Warrants, the Company has granted the holders thereof certain
registration rights pursuant to a Stock and Warrant Purchase Agreement.
This Current Report on Form 8-K does not constitute an offer to sell or the
solicitation of an offer to buy, nor shall there be any sale of these securities
in any state in which such offer, solicitation, or sale would be unlawful prior
to the registration or qualification under the securities laws of such state.
Copies of the Form of Warrant and the Stock and Warrant Purchase Agreement are
attached hereto as Exhibits 10.1 and 10.2, respectively. For additional
discussion regarding this transaction, see also the Company's press release
attached hereto as Exhibit 99.1.
ITEM 7. FINANCIAL STATEMENTS, PRO FORMA FINANCIAL INFORMATION AND EXHIBITS
Exhibit No. Description
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10.1 Form of Warrant
10.2 Stock and Warrant Purchase Agreement
99.1 Amtech Systems, Inc. press release announcing the completion
of a $5 million private placement
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as
amended, the registrant has duly caused this Registration Statement to be signed
on its behalf by the undersigned, thereto duly authorized.
AMTECH SYSTEMS, INC.
Date: September 22, 2000 By /s/ Robert T. Hass
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Robert T. Hass
Vice President and Chief Financial
Officer
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