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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 1999
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check Only One): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Stifel, Nicolaus & Company, Incorporated
Address: One Financial Plaza, N. Broadway
St. Louis, Missouri 63102
13F File Number: 28-6972
The institutional investment manager filing this report & the person by whom it
is signed hereby represent that the person signing the report is authorized to
submit it, that all information contained herein is true, correct and complete,
and that it is understood that all required items,statements, schedules, lists,
and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Todd Gilmore
Title: VP & Manager of Consulting Services
Phone: (314) 342-2813
Signature, Place, and Date of Signing:
Todd Gilmore St. Louis, Missouri August 3, 1999
Report Type: (Check only one):
[X] 13F Holdings Report
[ ] 13F Notice
[ ] 13F Combination Report
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
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STIFEL NICOLAUS & CO., INC. PAGE 1
FORM 13F INFORMATION TABLE
AS OF DATE: 06/30/99
CLASS VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MNGRS SOLE SHARED NONE
- ------------------------------ ------- --------- -------- -------- --- ---- ------- ------- ------ -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
A T & T CORP COM 001957109 1195 21406 SH SOLE 19284 0 2122
ABBOTT LABS COM 002824100 4406 97101 SH SOLE 82542 0 14559
AER ENERGY RES INC COM 000944108 12 53809 SH SOLE 50809 0 3000
AFLAC INC COM 001055102 668 13943 SH SOLE 10796 0 3147
ALLIED SIGNAL INC COM 019512102 1373 21800 SH SOLE 18785 0 3015
AMERICA ONLINE INC COM 02364J104 479 4350 SH SOLE 4350 0 0
AMERICAN EXPRESS CO COM 025816109 714 5487 SH SOLE 4808 0 679
AMERICAN HOME PRODS CORP COM 026609107 733 12768 SH SOLE 12500 0 268
AMERICAN INTL GROUP INC COM 026874107 2856 30453 SH SOLE 24156 0 6296
AMGEN INC COM 031162100 213 3500 SH SOLE 3500 0 0
ANHEUSER BUSCH COS INC COM 035229103 968 13646 SH SOLE 11579 0 2067
APPLIED MATLS INC COM 038222105 236 3200 SH SOLE 3200 0 0
ASSOCIATES FIRST CAP CORP CL A COM 046008108 700 15855 SH SOLE 12423 0 3432
AUTOMATIC DATA PROCESSING COM 053015103 2874 65317 SH SOLE 52336 0 12981
BANK AMERICA CORP COM 060505104 2353 32096 SH SOLE 26731 0 5365
BANK ONE CORP COM 06423A103 968 16249 SH SOLE 12634 0 3615
BOEING CO COM 097023105 906 20597 SH SOLE 18042 0 2555
BRISTOL MYERS SQUIBB CO COM 110122108 1453 20630 SH SOLE 20250 0 380
CARNIVAL CRUISE LINE INC CL A COM 143658102 493 10166 SH SOLE 7329 0 2837
CATERPILLAR INC COM 149123101 3101 51677 SH SOLE 41835 0 9842
CBS CORPORATION COM 12490K107 3704 85019 SH SOLE 69550 0 15469
CENDANT CORPORATION COM 151313103 711 34695 SH SOLE 26603 0 8092
CERIDIAN CORP COM 15677T106 430 13145 SH SOLE 9335 0 3810
CHEVRON CORP COM COM 166751107 1473 15492 SH SOLE 13411 0 2081
CISCO SYS INC COM 17275R102 13916 215759 SH SOLE 190518 0 25241
CITIGROUP INC. COM 172967101 5181 109072 SH SOLE 87570 0 21502
CLEAR CHANNEL COMMUNICATIONS COM 184502102 563 8170 SH SOLE 6120 0 2050
CLOROX CO COM 189054109 563 5270 SH SOLE 4097 0 1173
COCA COLA CO COM 191216100 696 11227 SH SOLE 9762 0 1465
C-CUBE MICROSYSTEMS INC COM COM 125015107 333 10500 SH SOLE 8600 0 1900
D & K HEALTHCARE RES INC COM COM 232861104 301 12600 SH SOLE 8500 0 4100
DELL COMPUTER CORP COM 247025109 684 18473 SH SOLE 15281 0 3192
DEPARTMENT 56 INC COM 249509100 296 11000 SH SOLE 9600 0 1400
DOVER CORP COM 260003108 517 14778 SH SOLE 11453 0 3325
DU PONT E I DE NEMOURS CO COM 263534109 2313 33863 SH SOLE 27261 0 6602
E M C CORP MASS COM COM 268648102 524 9526 SH SOLE 7190 0 2336
EASTMAN KODAK COM 277461109 395 5824 SH SOLE 5070 0 754
EMERSON ELEC CO COM 291011104 503 7990 SH SOLE 7560 0 430
ENRON CORP COM 293561106 738 9033 SH SOLE 6506 0 2527
EXXON CORP COM 302290101 916 11883 SH SOLE 10432 0 1451
FED HOME LN MTG COM 313400301 1870 32236 SH SOLE 25954 0 6282
FEDERAL NAT MORTGAGE ASSN VOTI COM 313586109 1889 27683 SH SOLE 23752 0 3931
FIRST DATA CORP COM 319963104 668 13647 SH SOLE 9780 0 3867
FIRSTAR CORP NEW WIS COM COM 33763V109 284 10140 SH SOLE 9600 0 540
FORD MOTOR COM 345370100 406 7193 SH SOLE 6928 0 265
FRANKLIN RES INC COM 354613101 609 14988 SH SOLE 11872 0 3116
G A P INC COM 364760108 1147 22773 SH SOLE 16262 0 6511
GENERAL ELEC CO COM 369604103 6530 57788 SH SOLE 48360 0 9428
GENERAL MTRS CORP COM 370442105 1731 26230 SH SOLE 20431 0 5799
GILLETTE CO COM 375766102 1764 43020 SH SOLE 35262 0 7758
GOODYEAR TIRE & RUBR CO COM 382550101 1489 25311 SH SOLE 19132 0 6179
HEWLETT PACKARD CO COM 428236103 881 8767 SH SOLE 7520 0 1247
HOME DEPOT INC COM 437076102 403 6250 SH SOLE 6150 0 100
I B M COM 459200101 5616 43450 SH SOLE 35441 0 8009
INDIGO N V COM N44495104 36 10000 SH SOLE 10000 0 0
INTEL CORP COM 458140100 4165 70006 SH SOLE 57137 0 12869
INTERNATIONAL PAPER CO COM 460146103 860 17114 SH SOLE 13362 0 3752
JOHNSON & JOHNSON COM 478160104 1839 18767 SH SOLE 16807 0 1960
KEYCORP COM 493267108 783 24370 SH SOLE 21830 0 2540
KINDER MORGAN EGY PTNS L P UT COM 494550106 496 13412 SH SOLE 9533 0 3879
LAUDER ESTEE COS INC CL A COM 518439104 520 10370 SH SOLE 7348 0 3022
LEXMARK INTL GROUP INC CL A COM 529771107 778 11884 SH SOLE 8222 0 3662
LOWES CO COM 548661107 340 6000 SH SOLE 5600 0 400
LUCENT TECHNOLOGIES INC COM COM 549463107 935 13868 SH SOLE 12249 0 1619
MBNA CORP COM 55262L100 3427 111904 SH SOLE 90645 0 21259
MCDONALDS CORP COM 580135101 891 21676 SH SOLE 19486 0 2190
MEDTRONIC INC COM 585055106 3403 43702 SH SOLE 34498 0 9204
MERCK & CO INC COM 589331107 3142 42671 SH SOLE 38295 0 4376
MERRILL LYNCH & CO. INC. COM 590188108 1900 23903 SH SOLE 19337 0 4566
MICROSOFT CORP COM 594918104 3760 41694 SH SOLE 34140 0 7554
MINNESOTA MNG & MFG CO COM 604059105 1125 12936 SH SOLE 10958 0 1978
MOBIL CORP COM 607059102 666 6747 SH SOLE 5908 0 839
MONSANTO CO COM 611662107 307 7755 SH SOLE 7055 0 700
MORGAN J.P. & CO INC COM 616880100 1298 9239 SH SOLE 7908 0 1331
MORGAN STANLEY DEAN WITTER DIS COM 617446448 486 4737 SH SOLE 3401 0 1336
NEWELL RUBBERMAID INC. COM 651229106 794 17117 SH SOLE 16767 0 350
NEXTEL COMMUNICATIONS INC CL A COM 65332V103 920 18332 SH SOLE 13651 0 4681
NORTHERN TRUST CORP COM 665859104 2994 30870 SH SOLE 24639 0 6231
NUCOR CORP COM 670346105 502 10579 SH SOLE 8227 0 2352
PEPSICO INC COM 713448108 2138 55270 SH SOLE 47820 0 7450
PFIZER INC COM 717081103 808 22246 SH SOLE 18856 0 3390
PHILIP MORRIS COS INS COM 718154107 3356 83506 SH SOLE 73384 0 10122
PROCTER & GAMBLE COMPANY COM 742718109 2726 30547 SH SOLE 25027 0 5520
PROGRESSIVE CORP OHIO COM 743315103 464 3200 SH SOLE 2900 0 300
SAFEWAY INC COM 786514208 2647 53471 SH SOLE 41683 0 11788
SARA LEE CORP COM COM 803111103 841 37050 SH SOLE 36150 0 900
SCHERING PLOUGH CORP COM 806605101 2262 43083 SH SOLE 35549 0 7534
SCHLUMBERGER COM 806857108 606 9519 SH SOLE 6875 0 2644
SEARS ROEBUCK & CO COM 812387108 786 17641 SH SOLE 15224 0 2417
SIGMA ALDRICH CORP COM 826552101 666 19344 SH SOLE 16926 0 2418
SOUTHTRUST CORP COM COM 844730101 469 12219 SH SOLE 8700 0 3519
SUN MICROSYSTEM INC COM 866810104 331 4800 SH SOLE 4700 0 100
TYCO INTL LTD NEW COM COM 902124106 727 7670 SH SOLE 5920 0 1750
UNION CARBIDE CORP COM 905581104 900 18458 SH SOLE 15145 0 3313
UNION PAC RES GROUP INC COM COM 907834105 793 48592 SH SOLE 34518 0 14074
UNION PLANTERS CORP COM COM 908068109 349 7800 SH SOLE 6500 0 1300
UNITED TECHNOLOGIES CORP COM 913017109 802 11139 SH SOLE 9869 0 1270
VALSPAR CORP COM COM 920355104 515 13565 SH SOLE 10343 0 3222
WAL MART STORES INC COM 931142103 5387 111652 SH SOLE 91308 0 20344
WALT DISNEY COMPANY COM 254687106 748 24260 SH SOLE 21300 0 2960
WELLS FARGO NEW COM 949746101 539 12609 SH SOLE 9823 0 2786
WILLIAMS CO COM 969457100 574 13479 SH SOLE 9674 0 3805
XEROX CORP COM 984121103 2274 38506 SH SOLE 31466 0 7040
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FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 103
Form 13F Information Table Value Total: $154,818,000
List of Other Included Managers: None
