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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 1999
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check Only One): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Stifel, Nicolaus & Company, Incorporated
Address: One Financial Plaza, 501 N. Broadway
St. Louis, Missouri 63102
13F File Number: 28-6972
The institutional investment manager filing this report & the person by whom it
is signed hereby represent that the person signing the report is authorized to
submit it, that all information contained herein is true, correct and complete,
and that it is understood that all required items,statements, schedules, lists,
and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Thomas Mueth
Title: VP & Manager of Consulting Services
Phone: (314) 342-2829
Signature, Place, and Date of Signing:
Thomas Mueth St. Louis, Missouri February 11, 2000
Report Type: (Check only one):
[X] 13F Holdings Report
[ ] 13F Notice
[ ] 13F Combination Report
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
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<C> <C>
STIFEL NICOLAUS & CO., INC.
PAGE 1
FORM 13F INFORMATION TABLE
AS OF DATE: 12/31/99
CLASS VALUE SHARES/ SH/ PUT/ I
NVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE CUSIP (x$1000) PRN AMT PRN CALL DSCR
ETN MNGRS SOLE SHARED NONE
- ------------------------------ ------- --------- -------- -------- --- ---- -
- ------ ------- ------ -------- --------
<S> <C> <C> <C> <C> <C> <
C> <C> <C> <C>
A T & T CORP COM 001957109 638 12553 SH
SOLE 11712 0 841
ABBOTT LABS COM 002824100 3611 99440 SH
SOLE 80625 0 18815
ADELPHIA COMMUNICATIONS CORPCL COM 006848105 615 9375 SH
SOLE 6667 0 2708
AER ENERGY RES INC COM 000944108 14 54309 SH
SOLE 51309 0 3000
AFLAC INC COM 001055102 439 9312 SH
SOLE 6679 0 2633
AMDOCS LTD ORD COM G02602103 517 14989 SH
SOLE 10655 0 4334
AMERICA ONLINE INC COM 02364J104 850 11200 SH
SOLE 10600 0 600
AMERICAN EXPRESS CO COM 025816109 933 5611 SH
SOLE 4911 0 700
AMERICAN HOME PRODS CORP COM 026609107 795 20252 SH
SOLE 14950 0 5302
AMERICAN INTL GROUP INC COM 026874107 3672 33958 SH
SOLE 26821 0 7137
AMGEN INC COM 031162100 366 6100 SH
SOLE 6100 0 0
ANHEUSER BUSCH COS INC COM 035229103 470 6626 SH
SOLE 6626 0 0
APPLE COMPUTER INC COM 037833100 1059 10303 SH
SOLE 7404 0 2899
APPLIED MATLS INC COM 038222105 361 2850 SH
SOLE 2850 0 0
ASSOCIATES FIRST CAP CORP CL A COM 046008108 395 14384 SH
SOLE 11318 0 3066
AT&T CORP LIBERTY MEDIA CL A COM 001957208 725 12755 SH
SOLE 9169 0 3586
AUTOMATIC DATA PROCESSING COM 053015103 3278 60842 SH
SOLE 48502 0 12340
BANK AMERICA CORP COM 060505104 1742 34707 SH
SOLE 26555 0 8152
BANK ONE CORP COM 06423A103 268 8385 SH
SOLE 5380 0 3005
BOEING CO COM 097023105 857 20688 SH
SOLE 18272 0 2416
BRISTOL MYERS SQUIBB CO COM 110122108 1311 20430 SH
SOLE 20050 0 380
CARNIVAL CRUISE LINE INC CL A COM 143658102 461 9646 SH
SOLE 7011 0 2635
CATERPILLAR INC COM 149123101 1710 36339 SH
SOLE 29441 0 6898
CBS CORPORATION COM 12490K107 4951 77431 SH
SOLE 64046 0 13385
CENTURY BUSINESS SVCS INC COM COM 156490104 94 11100 SH
SOLE 1100 0 10000
CHEVRON CORP COM COM 166751107 587 6771 SH
SOLE 6115 0 656
CISCO SYS INC COM 17275R102 25145 234722 SH
SOLE 88291 0 46431
CITIGROUP INC. COM 172967101 5232 93958 SH
SOLE 76370 0 17588
CLEAR CHANNEL COMMUNICATIONS COM 184502102 695 7788 SH
SOLE 5872 0 1916
COCA COLA CO COM 191216100 685 11765 SH
SOLE 10254 0 1511
C-CUBE MICROSYSTEMS INC COM COM 125015107 1012 16260 SH
SOLE 9280 0 6980
D & K HEALTHCARE RES INC COM COM 232861104 212 14500 SH
SOLE 8500 0 6000
DELL COMPUTER CORP COM 247025109 3658 71725 SH
SOLE 58812 0 12913
DEPARTMENT 56 INC COM 249509100 339 15000 SH
SOLE 13600 0 1400
DOVER CORP COM 260003108 431 9498 SH
SOLE 6678 0 2820
DU PONT E I DE NEMOURS CO COM 263534109 2284 34671 SH
SOLE 27176 0 7495
EASTMAN KODAK COM 277461109 415 6263 SH
SOLE 5069 0 1194
EMERSON ELEC CO COM 291011104 482 8401 SH
SOLE 641 0 760
ENRON CORP COM 293561106 538 12134 SH
SOLE 926 0 3208
EXXON CORPORATION COM 30231G102 1493 18533 SH
SOLE 742 0 1791
FED HOME LN MTG COM 313400301 1556 33065 SH
SOLE 776 0 6289
FEDERAL NAT MORTGAGE ASSN VOTI COM 313586109 2258 36157 SH
SOLE 779 0 10378
FIRST DATA CORP COM 319963104 600 12170 SH
SOLE 616 0 3554
FORD MOTOR COM 345370100 370 6946 SH
SOLE 681 0 265
FRANKLIN RES INC COM 354613101 411 12807 SH
SOLE 223 0 3584
GENERAL ELEC CO COM 369604103 9472 61206 SH
SOLE 872 0 12334
GENERAL MTRS CORP COM 370442105 752 10349 SH
SOLE 708 0 1641
GILLETTE CO COM 375766102 2407 58450 SH
SOLE 728 0 11722
GOODYEAR TIRE & RUBR CO COM 382550101 587 20926 SH
SOLE 099 0 4827
HEWLETT PACKARD CO COM 428236103 1272 11183 SH
SOLE 18 0 1265
HOME DEPOT INC COM 437076102 1683 24475 SH
SOLE 22615 0 1860
HONEYWELL INTERNATIONAL, INC. COM 438516106 1209 20962 SH
SOLE 17737 0 3225
I B M COM 459200101 5022 46553 SH
SOLE 37870 0 8683
INTEL CORP COM 458140100 5699 69230 SH
SOLE 55723 0 13507
INTERNATIONAL PAPER CO COM 460146103 280 4956 SH
SOLE 2906 0 2050
JOHNSON & JOHNSON COM 478160104 2387 25601 SH
SOLE 18016 0 7585
KEYCORP COM 493267108 550 24840 SH
SOLE 20830 0 4010
KINDER MORGAN EGY PTNS L P UT COM 494550106 512 12355 SH
SOLE 8799 0 3556
LAKEHEAD PIPE LINE PARTNERS PR COM 511557100 348 10000 SH
SOLE 7500 0 2500
LEXMARK INTL GROUP INC CL A COM 529771107 922 10187 SH
SOLE 7087 0 3100
LOWES CO COM 548661107 436 7300 SH
SOLE 6900 0 400
LUCENT TECHNOLOGIES INC COM COM 549463107 1127 15030 SH
SOLE 13380 0 1650
MBNA CORP COM 55262L100 2853 104706 SH
SOLE 86113 0 18593
MCDONALDS CORP COM 580135101 948 23517 SH
SOLE 21103 0 2414
MCI WORLDCOM COM 55268B106 1265 23841 SH
SOLE 19725 0 4116
MEDTRONIC INC COM 585055106 2997 82246 SH
SOLE 65334 0 16912
MERCK & CO INC COM 589331107 5390 80227 SH
SOLE 63504 0 16723
MERRILL LYNCH & CO. INC. COM 590188108 2045 24552 SH
SOLE 20082 0 4470
MICROSOFT CORP COM 594918104 4876 41765 SH
SOLE 34564 0 7201
MINNESOTA MNG & MFG CO COM 604059105 1196 12221 SH
SOLE 10729 0 1492
MORGAN J.P. & CO INC COM 616880100 1073 8470 SH
SOLE 7500 0 970
NEWELL RUBBERMAID INC. COM 651229106 661 22784 SH
SOLE 16967 0 5817
NEXTEL COMMUNICATIONS INC CL A COM 65332V103 1781 17270 SH
SOLE 12778 0 4492
NOBLE DRILLING CORP COM COM 655042109 684 20889 SH
SOLE 14857 0 6032
NOKIA CORP FOREIGN COMMON S 654902204 229 1200 SH
SOLE 1200 0 0
NORTHERN TRUST CORP COM 665859104 2722 51366 SH
SOLE 42314 0 9052
NTL INC COM COM 629407107 215 1720 SH
SOLE 1720 0 0
NUCOR CORP COM 670346105 432 7885 SH
SOLE 5538 0 2347
ORACLE SYS CORP COM 68389X105 368 6560 SH
SOLE 5510 0 1050
PARAMETRIC TECHNOLOGY CORP COM COM 699173100 246 9100 SH
SOLE 6900 0 2200
PEPSICO INC COM 713448108 2251 63858 SH
SOLE 44528 0 19330
PFIZER INC COM 717081103 1771 54597 SH
SOLE 45909 0 8688
PHILIP MORRIS COS INS COM 718154107 1852 80517 SH
SOLE 63387 0 17130
PROCTER & GAMBLE COMPANY COM 742718109 3405 31082 SH
SOLE 25685 0 5397
QUALCOMM INC COM COM 747525103 416 2360 SH
SOLE 2040 0 320
RPM INC OHIO COM 749685103 183 18000 SH
SOLE 13500 0 4500
SAFEWAY INC COM 786514208 1998 55899 SH
SOLE 44271 0 11628
SARA LEE CORP COM COM 803111103 606 27450 SH
SOLE 26850 0 600
SBC COMMUNICATIONS, INC COMMON COM 78387G103 1400 28711 SH
SOLE 22207 0 6504
SCHERING PLOUGH CORP COM 806605101 275 6501 SH
SOLE 6501 0 0
SCHLUMBERGER COM 806857108 477 8497 SH
SOLE 6330 0 2167
SEARS ROEBUCK & CO COM 812387108 682 22449 SH
SOLE 18413 0 4036
SIGMA ALDRICH CORP COM 826552101 774 25762 SH
SOLE 21826 0 3936
SUN MICROSYSTEM INC COM 866810104 798 10300 SH
SOLE 10100 0 200
TERADYNE INC COM 880770102 277 4200 SH
SOLE 4200 0 0
TEXAS INSTRUMENTS INC COM 882508104 250 2587 SH
SOLE 2127 0 460
TYCO INTL LTD NEW COM COM 902124106 584 14977 SH
SOLE 11919 0 3058
UNION PAC RES GROUP INC COM COM 907834105 571 44780 SH
SOLE 31864 0 12916
UNION PLANTERS CORP COM COM 908068109 282 7150 SH
SOLE 5850 0 1300
UNITED TECHNOLOGIES CORP COM 913017109 762 11721 SH
SOLE 10395 0 1326
UNIVERSAL FST PRODS INC COM COM 913543104 221 15000 SH
SOLE 11700 0 3300
VALSPAR CORP COM COM 920355104 803 19187 SH
SOLE 11743 0 7444
WAL MART STORES INC COM 931142103 9156 132458 SH
SOLE 101973 0 30485
WALT DISNEY COMPANY COM 254687106 702 24006 SH
SOLE 20571 0 3435
WELLS FARGO NEW COM 949746101 395 9768 SH
SOLE 6876 0 2892
WILLIAMS CO COM 969457100 358 11723 SH
SOLE 8373 0 3350
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FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 106
Form 13F Information Table Value Total: $174,430,000
List of Other Included Managers: None
