OMB APPROVAL
OMB 3235-0145
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Schedule 13D
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
NOBILITY HOMES, INC.
(Name of Issuer)
Common Stock - $0.10 par value
(Title of Class of Securities)
654892 10 8
(CUSIP Number)
Linda Y. Kelso, Esq., P. O. Box 240, Jacksonville, FL 32201-0240
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
October 23, 1996
(Date of Event which Requires Filing
of this Statement)
If the filing person has previously filed a statement on Schedule 13G to
report the acquisition which is the subject of this Schedule 13D, and is
filing this schedule because of Rule 13d-1(b)(3) or (4), check the
following box [_].
Check the following box if a fee is being paid with the statement [_].
(A fee is not required only if the reporting person: (1) has a previous
statement on file reporting beneficial ownership of more than five person
of the class of securities described in Item 1; and (2) has filed no
amendment subsequent thereto reporting beneficial ownership of five
percent or less of such class.) (See Rule 13d-7.)
Note: Six copies of this statement, including all exhibits, should be
filed with the Commission. See Rule 13d-1(a) for other parties to whom
copies are to be sent.
*The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which
would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities
Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of
that section of the Act but shall be subject to all other provisions of
the Act (however, see the Notes).
(Continued on following page(s))
SEC 1746 (9-82)
<PAGE>
13D
CUSIP NO. 654892 10 8
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Terry E. Trexler
Social Security No. ###-##-####<PAGE>
2<PAGE>
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_]
(b) [_]
3<PAGE>
SEC USE ONLY
4<PAGE>
SOURCE OF FUNDS*
N/A<PAGE>
5<PAGE>
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING PURSUANT TO ITEMS 2(d)
or 2(e) [_]
N/A<PAGE>
6<PAGE>
CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.A.<PAGE>
7 SOLE VOTING POWER
NUMBER OF
SHARES 1,376,107 shares
BENEFICIALLY
8 SHARED VOTING POWER
OWNED BY -0-
EACH 9 SOLE DISPOSITIVE POWER
REPORTING 1,376,107 shares
PERSON
WITH<PAGE>
10 SHARED DISPOSITIVE POWER
-0-
11<PAGE>
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,376,107 shares<PAGE>
12<PAGE>
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* [X]
13<PAGE>
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
46.3%<PAGE>
14<PAGE>
TYPE OF REPORTING PERSON*
IN
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
Item 1. Security and Issuer.
This statement relates to the sale by the reporting person of an
aggregate of 28,000 shares of common stock, $.10 par value (the "Common
Stock"), of Nobility Homes, Inc., a Florida corporation (the "Company").
The principal executive offices of the Company are located at 3741 S.W.
7th Street, P. O. Box 1659, Ocala, Florida 34478.
Item 2. Identity and Background.
(a) This statement is being filed by Terry E. Trexler (referred to
as "Mr. Trexler").
(b) Mr. Trexler's business address is 3741 S.W. 7th Street, P. O.
Box 1659, Ocala, Florida 34478.
(c) Mr. Trexler's present occupation is President and Chairman of
the Board of the Company.
(d) During the last five years, Mr. Trexler has not been convicted
in any criminal proceeding (excluding traffic violations or similar
misdemeanors).
(e) During the last five years, Mr. Trexler has not been a party to
any civil proceeding of a judicial or administrative body of competent
jurisdiction resulting in a judgment, decree or final order enjoining
future violations of, or prohibiting or mandating activities subject to,
federal or state securities laws or finding any violation with respect to
such laws.
(f) Mr. Trexler is a United States citizen.
Item 3. Source and Amount of Funds or Other Consideration.
Not applicable.
Item 4. Purpose of Transaction.
The Common Stock was acquired and held by Mr. Trexler for investment
purposes. Subject to the considerations outlined below, Mr. Trexler may
purchase additional shares from time to time in the open market. In
determining whether to purchase additional shares, Mr. Trexler intends to
consider, on a continuing basis, factors such as the Company's financial
condition, results of operations and future prospects, other developments
concerning the Company, market value of the Common Stock in relation to
its book value, other available investment opportunities and general
economic and market conditions. Depending on such factors and subject to
applicable securities law requirements, Mr. Trexler may determine at some
time to dispose of all or a portion of his shares.
Except as set forth above, Mr. Trexler has no present plans or
proposals which relate to or would result in:
(a) The acquisition by any person of additional securities of the
Company, or the disposition of securities of the Company;
(b) An extraordinary corporate transaction, such as a merger,
reorganization or liquidation, involving the Company or any of its
subsidiaries;
(c) A sale or transfer of a material amount of assets of the Company
or any of its subsidiaries;
(d) Any change in management of the Company;
(e) Any material change in the present capitalization or dividend
policy of the Company;
(f) Any other material change in the Company's business or corporate
structure;
(g) Changes in the Company's charter, bylaws or instruments
corresponding thereto or other actions which may impede the acquisition of
control of the Company by any person;
(h) Causing a class of securities of the Company to be delisted from
a national securities exchange or to cease to be authorized to be quoted
in an inter-dealer quotation system of a registered national securities
association;
(i) Causing a class of equity securities of the Company becoming
eligible for termination of registration pursuant to Section 12(g)(4) of
the Securities Exchange Act of 1934; or
(j) Any action similar to any of those enumerated above.
Item 5. Interest in Securities of the Issuer.
(a) and (b) Mr. Trexler beneficially owns 1,376,107 shares of Common
Stock, which represents 46.3% of the Common Stock outstanding, including
1,237 shares held in trust for the benefit of Mr. Trexler's grandchildren.
Mr. Trexler has sole voting and dispositive power with respect to such
shares. Mr. Trexler disclaims ownership of an additional 25,524 shares of
Common Stock which are held in a trust for the benefit of one of Mr.
Trexler's children, as to which Mr. Trexler has no voting or investment
power.
(c) The following table lists the transactions in the Company's
Common Stock effected by Mr. Trexler in the past sixty days, all of which
were made through one of the Company's market makers, Pauli & Company
Incorporated, in open market transactions.
Nature of Price Per No. of
Date Transaction Share Shares
[C] [S] [C] [C]
10-23-96<PAGE>
Sale $15.25 7,500<PAGE>
10-24-96<PAGE>
Sale $15.25 1,500
(d) Not applicable.
(e) Not applicable.
Item 6. Contracts, Arrangements, Understandings, or Relationships with
Respect to Securities of the Issuer.
There are no contracts, arrangements, understandings or relationships
(legal or otherwise) between Mr. Trexler and any person with respect to
any shares of Common Stock.
Item 7. Material to be Filed as Exhibits.
None.
<PAGE>
SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief,
I certify that the information set forth in this statement is true,
complete and correct.
/s/
Terry E. Trexler
DATE: December 10, 1996
OMB Approval
OMB 3235-0145
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Schedule 13D
Under the Securities Exchange Act of 1934
(Amendment No. _____)*
NOBILITY HOMES, INC.
(Name of Issuer)
Common Stock - $0.10 par value
(Title of Class of Securities)
654892 10 8
(CUSIP Number)
Linda Y. Kelso, Esq., P. O. Box 240, Jacksonville, FL 32201-0240
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
September 9, 1994
(Date of Event which Requires Filing
of this Statement)
If the filing person has previously filed a statement on Schedule 13G to
report the acquisition which is the subject of this Schedule 13D, and is
filing this schedule because of Rule 13d-1(b)(3) or (4), check the
following box [_].
Check the following box if a fee is being paid with the statement [_].
(A fee is not required only if the reporting person: (1) has a previous
statement on file reporting beneficial ownership of more than five person
of the class of securities described in Item 1; and (2) has filed no
amendment subsequent thereto reporting beneficial ownership of five
percent or less of such class.) (See Rule 13d-7.)
Note: Six copies of this statement, including all exhibits, should be
filed with the Commission. See Rule 13d-1(a) for other parties to whom
copies are to be sent.
*The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which
would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities
Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of
that section of the Act but shall be subject to all other provisions of
the Act (however, see the Notes).
(Continued on following page(s))
SEC 1746 (9-82)
<PAGE>
13D
CUSIP NO. 654892 10 8
1<PAGE>
NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Terry E. Trexler
Social Security No. ###-##-####<PAGE>
2<PAGE>
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_]
(b) [_]
3<PAGE>
SEC USE ONLY
4 SOURCE OF FUNDS*
PF<PAGE>
5<PAGE>
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING PURSUANT TO ITEMS 2(d)
or 2(e) [_]
N/A<PAGE>
6<PAGE>
CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.A.<PAGE>
7 SOLE VOTING POWER
NUMBER OF
SHARES 628,270 shares
BENEFICIALLY
8 SHARED VOTING POWER
OWNED BY -0-
EACH
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON 628,270 shares
WITH 10 SHARED DISPOSITIVE POWER
-0-
11<PAGE>
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
628,270 shares<PAGE>
12<PAGE>
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* [X]
13<PAGE>
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
48.9%<PAGE>
14<PAGE>
TYPE OF REPORTING PERSON*
IN
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
Item 1. Security and Issuer.
This statement relates to the shares of common stock, $.10 par value
(the "Common Stock"), of Nobility Homes, Inc., a Florida corporation (the
"Company"). The principal executive offices of the Company are located at
3741 S.W. 7th Street, P. O. Box 1659, Ocala, Florida 34478.
Item 2. Identity and Background.
(a) This statement is being filed by Terry E. Trexler (referred to
as "Mr. Trexler").
(b) Mr. Trexler's business address is 3741 S.W. 7th Street, P. O.
Box 1659, Ocala, Florida 34478.
(c) Mr. Trexler's present occupation is President and Chairman of
the Board of the Company.
(d) During the last five years, Mr. Trexler has not been convicted
in any criminal proceeding (excluding traffic violations or similar
misdemeanors).
(e) During the last five years, Mr. Trexler has not been a party to
any civil proceeding of a judicial or administrative body of competent
jurisdiction resulting in a judgment, decree or final order enjoining
future violations of, or prohibiting or mandating activities subject to,
federal or state securities laws or finding any violation with respect to
such laws.
(f) Mr. Trexler is a United States citizen.
Item 3. Source and Amount of Funds or Other Consideration.
Mr. Trexler received 67,500 shares of the Company's Common Stock in
exchange for 450 shares of common stock of Prestige Home Centers, Inc.
("Prestige") (representing 45% of that company). The shares of Prestige
stock were owned by Mr. Trexler in his individual capacity.
Item 4. Purpose of Transaction.
The Common Stock purchased by Mr. Trexler was acquired in connection
with a stock for stock exchange between the Company and all of the
shareholders of Prestige. The transaction is described in the Company's
definitive proxy materials filed with the Securities and Exchange
Commission relating to a special meeting of the Company's shareholders
held on September 9, 1994. Pursuant to the Plan of Reorganization
approved by a majority of the shareholders of both the Company and
Prestige, Prestige became a wholly owned subsidiary of the Company. The
Common Stock was acquired and is being held by Mr. Trexler for investment
purposes. Subject to the considerations outlined below, Mr. Trexler may
purchase additional shares from time to time in the open market. In
determining whether to purchase additional shares, Mr. Trexler intends to
consider, on a continuing basis, factors such as the Company's financial
condition, results of operations and future prospects, other developments
concerning the Company, market value of the Common Stock in relation to
its book value, other available investment opportunities and general
economic and market conditions. Depending on such factors and subject to
applicable securities law requirements, Mr. Trexler may determine at some
time to dispose of all or a portion of his shares.
Except as set forth above, Mr. Trexler has no present plans or
proposals which relate to or would result in:
(a) The acquisition by any person of additional securities of the
Company, or the disposition of securities of the Company;
(b) An extraordinary corporate transaction, such as a merger,
reorganization or liquidation, involving the Company or any of its
subsidiaries;
(c) A sale or transfer of a material amount of assets of the Company
or any of its subsidiaries;
(d) Any change in management of the Company;
(e) Any material change in the present capitalization or dividend
policy of the Company;
(f) Any other material change in the Company's business or corporate
structure;
(g) Changes in the Company's charter, bylaws or instruments
corresponding thereto or other actions which may impede the acquisition of
control of the Company by any person;
(h) Causing a class of securities of the Company to be delisted from
a national securities exchange or to cease to be authorized to be quoted
in an inter-dealer quotation system of a registered national securities
association;
(i) Causing a class of equity securities of the Company becoming
eligible for termination of registration pursuant to Section 12(g)(4) of
the Securities Exchange Act of 1934; or
(j) Any action similar to any of those enumerated above.
Item 5. Interest in Securities of the Issuer.
(a) and (b) Mr. Trexler beneficially owns 628,270 shares of Common
Stock, which represents 48.9% of the Common Stock outstanding, including
550 shares held in trust for the benefit of Mr. Trexler's grandchildren.
Mr. Trexler has sole voting and dispositive power with respect to such
shares. Mr. Trexler disclaims ownership of an additional 35,132 shares of
Common Stock which are held in a trust for the benefit of Mr. Trexler's
children, as to which Mr. Trexler has no voting or investment power.
(c) Mr. Trexler acquired beneficial ownership of 67,500 shares of
Common Stock in a stock-for-stock exchange effected September 9, 1994,
whereby Mr. Trexler exchanged 450 shares of Prestige for 67,500 shares of
Common Stock of the Company.
(d) Not applicable.
(e) Not applicable.
Item 6. Contracts, Arrangements, Understandings, or Relationships with
Respect to Securities of the Issuer.
There are no contracts, arrangements, understandings or relationships
(legal or otherwise) between Mr. Trexler and any person with respect to
any shares of Common Stock.
Item 7. Material to be Filed as Exhibits.
None.
<PAGE>
SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief,
I certify that the information set forth in this statement is true,
complete and correct.
/s/
Terry E. Trexler
DATE: September 8, 1994
