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Previous: FIDELITY ADVISOR SERIES I, 497, 2000-01-28 |
Next: GPU NUCLEAR INC /NJ/, U-12-IB, 2000-01-28 |
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Form NSAR Item 77.O Transactions effected pursuant to Rule 10F3 Fidelity Advisor Series I |
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Series # |
Fund# |
Fund |
Trade Date |
Settle Date |
Security Name: |
Shares Purchased |
Price: |
Transaction Value |
Size of Offering: |
Underwriter Fidelity Purchased From |
Underwriting Members:(1) |
Underwriting Members:(2) |
Underwriting Members:(3) |
Underwriting Members:(4) |
Underwriting Members:(5) |
|
7 |
14 |
FA VALUE STRATEGIES FUND |
12-Nov-99 |
17-Nov-99 |
NetCreations Inc. |
100 |
13 |
1300 |
3300000 |
Friedman, Billings, Ramsey & Co, Inc. |
Friedman, Billings, Ramsey & Co, Inc. |
C.E. Unterberg, Towbin |
fbr.com, a division of FBR Investment Services, Inc. |
Fidelity Capital Markets |
|
|
7 |
14 |
FA VALUE STRATEGIES FUND |
19-Nov-99 |
24-Nov-99 |
Mediaplex |
200 |
12 |
2400 |
6000000 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
SG Cowen Securities Corporation |
U.S. Bancorp Piper Jaffray Inc. |
Fidelity Capital Markets |
|
|
7 |
14 |
FA VALUE STRATEGIES FUND |
22-Nov-99 |
29-Nov-99 |
deltathree.com |
100 |
15 |
1500 |
6000000 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Merrill Lynch, Pierce, Fenner & Smith Inc. |
U.S. Bancorp Piper Jaffray Inc. |
Lazard Freres & Co. LLC |
Fidelity Capital Markets |
|
10 |
80 |
FA EQUITY PORT: INCOME FUND |
12-Nov-99 |
17-Nov-99 |
NetCreations Inc. |
1000 |
13 |
13000 |
3300000 |
Friedman, Billings, Ramsey & Co, Inc. |
Friedman, Billings, Ramsey & Co, Inc. |
C.E. Unterberg, Towbin |
fbr.com, a division of FBR Investment Services, Inc. |
Fidelity Capital Markets |
|
|
10 |
80 |
FA EQUITY PORT: INCOME FUND |
19-Nov-99 |
24-Nov-99 |
Mediaplex |
1300 |
12 |
15600 |
6000000 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
SG Cowen Securities Corporation |
U.S. Bancorp Piper Jaffray Inc. |
Fidelity Capital Markets |
|
|
10 |
80 |
FA EQUITY PORT: INCOME FUND |
22-Nov-99 |
29-Nov-99 |
deltathree.com |
1100 |
15 |
16500 |
6000000 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Merrill Lynch, Pierce, Fenner & Smith Inc. |
U.S. Bancorp Piper Jaffray Inc. |
Lazard Freres & Co. LLC |
Fidelity Capital Markets |
|
1 |
86 |
FA EQUITY GROWTH FD |
12-Nov-99 |
17-Nov-99 |
NetCreations Inc. |
2500 |
13 |
32500 |
3300000 |
Friedman, Billings, Ramsey & Co, Inc. |
Friedman, Billings, Ramsey & Co, Inc. |
C.E. Unterberg, Towbin |
fbr.com, a division of FBR Investment Services, Inc. |
Fidelity Capital Markets |
|
|
1 |
86 |
FA EQUITY GROWTH FD |
19-Nov-99 |
24-Nov-99 |
Mediaplex |
3600 |
12 |
43200 |
6000000 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
SG Cowen Securities Corporation |
U.S. Bancorp Piper Jaffray Inc. |
Fidelity Capital Markets |
|
|
1 |
86 |
FA EQUITY GROWTH FD |
22-Nov-99 |
29-Nov-99 |
deltathree.com |
3000 |
15 |
45000 |
6000000 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Merrill Lynch, Pierce, Fenner & Smith Inc. |
U.S. Bancorp Piper Jaffray Inc. |
Lazard Freres & Co. LLC |
Fidelity Capital Markets |
|
6 |
223 |
FA GROWTH OPPORTUNITIES FUND |
12-Nov-99 |
17-Nov-99 |
NetCreations Inc. |
6500 |
13 |
84500 |
3300000 |
Friedman, Billings, Ramsey & Co, Inc. |
Friedman, Billings, Ramsey & Co, Inc. |
C.E. Unterberg, Towbin |
fbr.com, a division of FBR Investment Services, Inc. |
Fidelity Capital Markets |
|
|
6 |
223 |
FA GROWTH OPPORTUNITIES FUND |
19-Nov-99 |
24-Nov-99 |
Mediaplex |
9100 |
12 |
109200 |
6000000 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
SG Cowen Securities Corporation |
U.S. Bancorp Piper Jaffray Inc. |
Fidelity Capital Markets |
|
|
6 |
223 |
FA GROWTH OPPORTUNITIES FUND |
22-Nov-99 |
29-Nov-99 |
deltathree.com |
7500 |
15 |
112500 |
6000000 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Merrill Lynch, Pierce, Fenner & Smith Inc. |
U.S. Bancorp Piper Jaffray Inc. |
Lazard Freres & Co. LLC |
Fidelity Capital Markets |
|
5 |
267 |
FA TECHNOQUANT GROWTH FD |
12-Nov-99 |
17-Nov-99 |
NetCreations Inc. |
100 |
13 |
1300 |
3300000 |
Friedman, Billings, Ramsey & Co, Inc. |
Friedman, Billings, Ramsey & Co, Inc. |
C.E. Unterberg, Towbin |
fbr.com, a division of FBR Investment Services, Inc. |
Fidelity Capital Markets |
|
|
5 |
267 |
FA TECHNOQUANT GROWTH FD |
19-Nov-99 |
24-Nov-99 |
Mediaplex |
100 |
12 |
1200 |
6000000 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
SG Cowen Securities Corporation |
U.S. Bancorp Piper Jaffray Inc. |
Fidelity Capital Markets |
|
|
5 |
267 |
FA TECHNOQUANT GROWTH FD |
22-Nov-99 |
29-Nov-99 |
deltathree.com |
100 |
15 |
1500 |
6000000 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Merrill Lynch, Pierce, Fenner & Smith Inc. |
U.S. Bancorp Piper Jaffray Inc. |
Lazard Freres & Co. LLC |
Fidelity Capital Markets |
|
4 |
272 |
FA GROWTH & INCOME FD |
12-Nov-99 |
17-Nov-99 |
NetCreations Inc. |
500 |
13 |
6500 |
3300000 |
Friedman, Billings, Ramsey & Co, Inc. |
Friedman, Billings, Ramsey & Co, Inc. |
C.E. Unterberg, Towbin |
fbr.com, a division of FBR Investment Services, Inc. |
Fidelity Capital Markets |
|
|
4 |
272 |
FA GROWTH & INCOME FD |
22-Nov-99 |
29-Nov-99 |
deltathree.com |
600 |
15 |
9000 |
6000000 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Merrill Lynch, Pierce, Fenner & Smith Inc. |
U.S. Bancorp Piper Jaffray Inc. |
Lazard Freres & Co. LLC |
Fidelity Capital Markets |
|
8 |
294 |
FA SMALL CAP FUND |
12-Nov-99 |
17-Nov-99 |
NetCreations Inc. |
200 |
13 |
2600 |
3300000 |
Friedman, Billings, Ramsey & Co, Inc. |
Friedman, Billings, Ramsey & Co, Inc. |
C.E. Unterberg, Towbin |
fbr.com, a division of FBR Investment Services, Inc. |
Fidelity Capital Markets |
|
|
8 |
294 |
FA SMALL CAP FUND |
19-Nov-99 |
24-Nov-99 |
Mediaplex |
300 |
12 |
3600 |
6000000 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
SG Cowen Securities Corporation |
U.S. Bancorp Piper Jaffray Inc. |
Fidelity Capital Markets |
|
|
8 |
294 |
FA SMALL CAP FUND |
22-Nov-99 |
29-Nov-99 |
deltathree.com |
200 |
15 |
3000 |
6000000 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Merrill Lynch, Pierce, Fenner & Smith Inc. |
U.S. Bancorp Piper Jaffray Inc. |
Lazard Freres & Co. LLC |
Fidelity Capital Markets |
|
3 |
531 |
FA MID CAP STOCK FUND |
12-Nov-99 |
17-Nov-99 |
NetCreations Inc. |
200 |
13 |
2600 |
3300000 |
Friedman, Billings, Ramsey & Co, Inc. |
Friedman, Billings, Ramsey & Co, Inc. |
C.E. Unterberg, Towbin |
fbr.com, a division of FBR Investment Services, Inc. |
Fidelity Capital Markets |
|
|
3 |
531 |
FA MID CAP STOCK FUND |
19-Nov-99 |
24-Nov-99 |
Mediaplex |
200 |
12 |
2400 |
6000000 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
SG Cowen Securities Corporation |
U.S. Bancorp Piper Jaffray Inc. |
Fidelity Capital Markets |
|
|
3 |
531 |
FA MID CAP STOCK FUND |
22-Nov-99 |
29-Nov-99 |
deltathree.com |
200 |
15 |
3000 |
6000000 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Merrill Lynch, Pierce, Fenner & Smith Inc. |
U.S. Bancorp Piper Jaffray Inc. |
Lazard Freres & Co. LLC |
Fidelity Capital Markets |
|
2 |
534 |
FA LARGE CAP STOCK FUND |
12-Nov-99 |
17-Nov-99 |
NetCreations Inc. |
100 |
13 |
1300 |
3300000 |
Friedman, Billings, Ramsey & Co, Inc. |
Friedman, Billings, Ramsey & Co, Inc. |
C.E. Unterberg, Towbin |
fbr.com, a division of FBR Investment Services, Inc. |
Fidelity Capital Markets |
|
|
2 |
534 |
FA LARGE CAP STOCK FUND |
19-Nov-99 |
24-Nov-99 |
Mediaplex |
100 |
12 |
1200 |
6000000 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
SG Cowen Securities Corporation |
U.S. Bancorp Piper Jaffray Inc. |
Fidelity Capital Markets |
|
|
2 |
534 |
FA LARGE CAP STOCK FUND |
22-Nov-99 |
29-Nov-99 |
deltathree.com |
100 |
15 |
1500 |
6000000 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Merrill Lynch, Pierce, Fenner & Smith Inc. |
U.S. Bancorp Piper Jaffray Inc. |
Lazard Freres & Co. LLC |
Fidelity Capital Markets |
|
13 |
721 |
FA RETIREMENT GROWTH |
12-Nov-99 |
17-Nov-99 |
NetCreations Inc. |
100 |
13 |
1300 |
3300000 |
Friedman, Billings, Ramsey & Co, Inc. |
Friedman, Billings, Ramsey & Co, Inc. |
C.E. Unterberg, Towbin |
fbr.com, a division of FBR Investment Services, Inc. |
Fidelity Capital Markets |
|
|
13 |
721 |
FA RETIREMENT GROWTH |
19-Nov-99 |
24-Nov-99 |
Mediaplex |
100 |
12 |
1200 |
6000000 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
SG Cowen Securities Corporation |
U.S. Bancorp Piper Jaffray Inc. |
Fidelity Capital Markets |
|
|
13 |
721 |
FA RETIREMENT GROWTH |
22-Nov-99 |
29-Nov-99 |
deltathree.com |
100 |
15 |
1500 |
6000000 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Merrill Lynch, Pierce, Fenner & Smith Inc. |
U.S. Bancorp Piper Jaffray Inc. |
Lazard Freres & Co. LLC |
Fidelity Capital Markets |
|
11 |
726 |
FA ASSET ALLOCATION |
12-Nov-99 |
17-Nov-99 |
NetCreations Inc. |
100 |
13 |
1300 |
3300000 |
Friedman, Billings, Ramsey & Co, Inc. |
Friedman, Billings, Ramsey & Co, Inc. |
C.E. Unterberg, Towbin |
fbr.com, a division of FBR Investment Services, Inc. |
Fidelity Capital Markets |
|
|
11 |
726 |
FA ASSET ALLOCATION |
19-Nov-99 |
24-Nov-99 |
Mediaplex |
100 |
12 |
1200 |
6000000 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
SG Cowen Securities Corporation |
U.S. Bancorp Piper Jaffray Inc. |
Fidelity Capital Markets |
|
|
11 |
726 |
FA ASSET ALLOCATION |
22-Nov-99 |
29-Nov-99 |
deltathree.com |
100 |
15 |
1500 |
6000000 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Merrill Lynch, Pierce, Fenner & Smith Inc. |
U.S. Bancorp Piper Jaffray Inc. |
Lazard Freres & Co. LLC |
Fidelity Capital Markets |
|
|