FORM 10-Q/A
AMENDMENT NO. 1
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D. C. 20549
[X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES
EXCHANGE ACT OF 1934
For the quarterly period ended July 3, 1999
OR
[ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES
EXCHANGE ACT OF 1934
For the transition period from to
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Commission File No. 1-6112
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______________________________NORTEK, INC.________________________________
(Exact name of registrant as specified in its charter)
Delaware 05-0314991
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(State or other jurisdiction of (I.R.S. Employer
incorporation or organization) Identification No.)
50 Kennedy Plaza, Providence, RI 02903-2360
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(Address of principal executive offices)
(Zip Code)
(401) 751-1600
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(Registrant's telephone number, including area code)
N/A
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(Former name, former address and former fiscal year
if changed since last year)
Indicate by check mark whether the registrant (1) has filed all reports
required to be filed by Section 13 or 15(d) of the Securities Exchange Act
of 1934 during the preceding 12 months (or for such shorter period that the
registrant was required to file such reports), and (2) has been subject to
such filing requirements for the past 90 days.
Yes [X] No
The number of shares of Common Stock outstanding as of October 29, 1999 was
11,189,190. The number of shares of Special Common Stock outstanding as of
October 29, 1999 was 552,900.
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PART II. OTHER INFORMATION
Item 4. Submission of Matters to a Vote of Security Holders
At the Annual Meeting of Stockholders held on May 20, 1999
the following actions were taken by the following votes:
Proposal 1: Election of Directors
Director elected by the holders of Common Stock voting separately
as a class --
Name For Against Withheld Broker
Authority Non-Votes
Class I (for a term
expiring at the 2002
Annual Meeting)
J. Peter Lyons 9,285,509 -- 496,957 --
Director elected by the holders of Common Stock and Special
Common Stock voting together as a class -
Name For Against Withheld Broker
Authority Non-Votes
Class I (for a term
expiring at the 2002
Annual Meeting)
William I. Kelly 13,691,653 -- 471,973 --
Proposal 2: Approval of the 1999 Equity and Cash Incentive Plan
For Against Withheld Broker
Authority Non-Votes
11,185,657 2,861,802 116,167 --
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of
1934, the Registrant has duly caused this report to be signed on
its behalf by the undersigned thereunto duly authorized.
NORTEK, INC.
(Registrant)
/s/ Kevin W. Donnelly
Kevin W. Donnelly
Vice President, General
Counsel and Secretary
November 10, 1999
(Date)
