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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
Parlex Corporation
- -------------------------------------------------------------------------------
(Name of Issuer)
Common Stock, par value $.10 per share
- -------------------------------------------------------------------------------
(Title of Class of Securities)
701630105
- -------------------------------------------------------------------------------
(CUSIP Number)
Check the following box if a fee is being paid with this statement [ ]. (A fee
is not required only if the filing person: (1) has a previous statement on file
reporting beneficial ownership of more than five percent of the class of
securities described in Item 1; and (2) has filed no amendment subsequent
thereto reporting beneficial ownership of five percent or less of such class.)
(See Rule 13d-7).
* The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities,
and for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
SEC 1745(2-95) Page 1 of 9 pages
--------------------- -------------------
| CUSIP No. 701630105 | 13G | Page 2 of 9 Pages |
--------------------- -------------------
- -------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Herbert W. Pollack - Social Security No.: ###-##-####
- -------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
- -------------------------------------------------------------------------------
3 SEC USE ONLY
- -------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- -------------------------------------------------------------------------------
5 SOLE VOTING POWER
475,039
NUMBER OF ---------------------------------------------------------------
SHARES 6 SHARED VOTING POWER
BENEFICIALLY
OWNED BY ---
EACH
REPORTING ---------------------------------------------------------------
PERSON 7 SOLE DISPOSITIVE POWER
WITH
475,039
---------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
---
- -------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
475,039
- -------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
X
- -------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
10.3%
- -------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- -------------------------------------------------------------------------------
*SEE INSTRUCTION BEFORE FILLING OUT!
Pages 2 of 9 pages
--------------------- -------------------
| CUSIP No. 701630105 | 13G | Page 3 of 9 Pages |
--------------------- -------------------
- -------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Sandra Pollack - Social Security No.: ###-##-####
- -------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
- -------------------------------------------------------------------------------
3 SEC USE ONLY
- -------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- -------------------------------------------------------------------------------
5 SOLE VOTING POWER
232,600
NUMBER OF ---------------------------------------------------------------
SHARES 6 SHARED VOTING POWER
BENEFICIALLY
OWNED BY ---
EACH
REPORTING ---------------------------------------------------------------
PERSON 7 SOLE DISPOSITIVE POWER
WITH
232,600
---------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
---
- -------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
232,600
- -------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
X
- -------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
5.1%
- -------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- -------------------------------------------------------------------------------
*SEE INSTRUCTION BEFORE FILLING OUT!
Pages 3 of 9 pages
Item 1.(a) Name of Issuer:
- ----------------------------
Parlex Corporation
Item 1.(b) Address of Issuer's Principal Executive Offices:
- -------------------------------------------------------------
145 Milk Street, Methuen, Massachusetts 01844
Item 2.(a) Name of Person Filing:
- -----------------------------------
This filing is being made jointly by Herbert W. Pollack and
Sandra Pollack, husband and wife, who may be deemed to act
together as a group and therefore to be one "person" (as such term
is defined in Section 13(d)(3) of the Securities Exchange Act of
1934, as amended (the "Act") with regard to the beneficial
ownership of the Shares over which each of them separately
exercises voting and dispositive power. Each of Herbert W. Pollack
and Sandra Pollack disclaims voting and investment power over the
Shares held by or for the benefit of the other; and each of them
declares that his or her participation in this joint filing shall
not be construed as an admission that he or she is, for purposes
of Section 13(d) or 13(g) of the Act, the beneficial owner of any
shares held by or for the benefit of the other.
Item 2.(b) Address of Principal Business Office or, if none, Residence:
- -------------------------------------------------------------------------
For both Herbert W. Pollack and Sandra Pollack:
C/O Parlex Corporation
145 Milk Street
Methuen, MA 01844
Item 2.(c) Citizenship:
- -------------------------
For both Herbert W. Pollack and Sandra Pollack:
United States
Item 2.(d) Title of Class of Securities:
- ------------------------------------------
Common Stock, par value $.10 per share ("Shares")
Item 2.(e) CUSIP Number:
- --------------------------
701630105
Page 4 of 9 pages
Item 3. If this statement is filed pursuant to Rule 13d-l(b), or 13d-2(b),
check whether the person filing is a:
- -------------------------------------------------------------------------------
Inapplicable
Item 4. Ownership:
- -----------------------
(a) Amount Beneficially Owned:
--------------------------------
Herbert W. Pollack - 475,039 Shares
Sandra Pollack - 232,600 Shares
-------
Total 707,639 Shares
(b) Percent of Class:
-----------------------
Herbert W. Pollack - 10.3%
Sandra Pollack - 5.1%
-----
Aggregate - 15.4%
(c) Number of shares as to which such person has:
---------------------------------------------------
(i) sole power to vote or to direct the vote:
Herbert W. Pollack - 475,039
Sandra Pollack - 232,600
(ii) shared power to vote or to direct the vote:
---
(iii) sole power to dispose or to direct the disposition of:
Herbert W. Pollack - 475,039
Sandra Pollack - 232-600
(iv) shared power to dispose or to direct the disposition of:
---
Item 5. Ownership of Five Percent or Less of a Class:
- ----------------------------------------------------------
Inapplicable
Page 5 of 9 pages
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
- -----------------------------------------------------------------------------
Inapplicable
Item 7. Identification and Classification of the Subsidiary Which Acquired
the Security Being Reported on By the Parent Holding Company.
- -------------------------------------------------------------------------------
Inapplicable
Item 8. Identification and Classification of Members of the Group.
- -----------------------------------------------------------------------
See Item 2(a)
Item 9. Notice of Dissolution of Group.
- --------------------------------------------
Inapplicable
Item 10. Certification
- --------------------------
Inapplicable
Page 6 of 9 pages
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief of
each of the undersigned, each person signing this statement certifies that the
the information set forth in this statement with regard to such signer is true,
complete and correct.
January 14, 1998
- ------------------------------------
Date
/s/ HERBERT W. POLLACK /s/ SANDRA POLLACK
- ------------------------------------ ------------------------------------
Signature Signature
Herbert W. Pollack Sandra Pollack
- ------------------------------------ ------------------------------------
Name Name
Page 7 of 9 pages
EXHIBITS
--------
Page
----
(A) Agreement to file as a group
Page 8 of 9 pages
EXHIBIT (A)
-----------
Agreement To File as a Group
----------------------------
Pursuant to Rule 13d-1(f)(1)(iii) under the Securities Exchange Act of
1934, as amended, the undersigned hereby agree that the Statement on Schedule
13g to which this Agreement is attached is filed on behalf of each of them.
Dated: January 14, 1998
/s/ HERBERT W. POLLACK
--------------------------------------
Herbert W. Pollack
/s/ SANDRA POLLACK
--------------------------------------
Sandra Pollack
Page 9 of 9 pages
