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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K/A-1
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): September 4, 1997
ROCKIES FUND, INC.
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(Exact name of registrant as specified in its charter)
NEVADA 0-12444-D 84-0928022
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(State or other jurisdic- (Commission file number) (IRS Employer
tion of incorporation Identification No.)
or organization)
4465 Northpark Drive, Colorado Springs, Colorado 80907
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(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code: 719-590-4900
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(Former name or former address, if changed since last report)
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ITEM 7: FINANCIAL STATEMENTS, PRO FORMA FINANCIAL INFORMATION AND EXHIBITS
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(a) AND (b) FINANCIAL STATEMENTS AND PRO FORMA FINANCIAL
INFORMATION
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This Report covers the purchase by Rockies Fund, Inc. (the
"Company") of a commercial office building consisting of approximately 9,500
square feet (the "Property") located in Colorado Springs, Colorado.
The Company plans to make certain improvements to the Property
and to offer the space for lease. The Company plans to hold the Property for
investment purposes.
Prior to the Company's purchase of the Property, the Property
was occupied by its former owner. As a result, there exist no historical
income statements related to the operation of the Property, and there exists
no historical data upon which to base any estimates of future results of
operations.
The Company incorporates herein by this reference its Quarterly
Report on Form 10-Q for the quarter ended September 30, 1997, S.E.C. File No.
0-12444-D, as filed with the Commission on November 18, 1997. The Statement
of Assets and Liabilities as of September 30, 1997 contained in such Quarterly
Report on Form 10-Q gives effect as of September 30, 1997 to the purchase of
the Property for a purchase price of $600,000, and the corresponding mortgage
note liability in the aggregate amount of $500,000.
For the foregoing reasons, the Company believes that no other
financial statements or pro forma financial information is necessary.
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the
Registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
ROCKIES FUND, INC.
Date: November 18, 1997 By: /s/ Stephen G. Calandrella
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Stephen G. Calandrella, President
