FORM 10-K
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
(Mark One)
(X) ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
For the fiscal year ended September 30, 1995.
OR
( ) TRANSITION REPORT PURSUANT TO SECTION 13 OR
15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
For the transition period from to
.
Commission file number 0-11503
CEL-SCI CORPORATION
(Exact name of registrant as specified in its charter)
COLORADO 84-
0916344
(State or other jurisdiction of (I.R.S.
Employer incorporation or organization)
Identification No.)
66 Canal Center Plaza, Suite 510
Alexandria, Virginia
22314
(Address of principal executive offices) (Zip
Code)
Registrant's telephone number, including area code: (703)
549 5293
Securities registered pursuant to Section 12(b) of the Act:
None
Securities registered pursuant to Section 12(g)
of the Act:
Common Stock, $.001 par value
(Title of Class)
Indicate by check mark whether the registrant (1) has filed all
reports to be filed by Section 13 or 15(d) of the Securities Exchange Act
of 1934 during the preceding 12 months (or for such shorter period that
the registrant was required to file such reports), and (2) has been
subject to such filing requirements for the past 90 days. Yes X No
The aggregate market value of the voting stock held by non-affiliates of
the Registrant, based upon the closing sale price of the Common Stock on
December 22, 1995, as quoted on the NASDAQ System, was approximately
$13,910,000. Shares of Common Stock held by each officer, director
and principal shareholder have been excluded in that such persons may
be deemed to be affiliates of the Registrant.
Documents Incorporated by Reference: None
Indicate by check mark if disclosure of delinquent filers pursuant to
Item 405 of Regulation S-K is not contained herein, and will not be
contained, to the best of Registrant's knowledge, in definitive proxy
or information statements incorporated by reference in Part III of
this Form 10-K or any amendment to this Form 10-K. [X]
As of December 22, 1995, the Registrant had 5,338,244 shares of
Common Stock issued and outstanding.
PAGE 1 OF PAGES
EXHIBIT INDEX BEGINS ON PAGE
ITEM 14. EXHIBITS, FINANCIAL STATEMENT SCHEDULES, AND REPORTS ON
FORM 8K
(a) See the Financial Statements attached to this Report.
(b) The Company did not file any reports on Form 8-K
during the quarter ended September 30, 1995.
(c) Exhibits
EX-27
SIGNATURES
Pursuant to the requirements of Section 13 of the Securities
Exchange Act of 1934, the Registrant has duly caused this report to
be signed on its behalf by the undersigned, thereunto duly
authorized.
CEL-SCI CORPORATION
Dated: August 22, 1996 By: /s/ Maximilian de Clara
Maximilian de Clara,
President
By: /s/ Geert R. Kersten
Geert R. Kersten, Chief
Operating Officer
Pursuant to the requirements of the Securities Act of l934, this
Report has been signed below by the following persons on behalf of the
Registrant and in the capacities and on the dates indicated.
Signature Title Date
/s/ Maximilian de Clara Director and Principal August 22,1996
MAXIMILIAN DE CLARA Executive Officer
/s/ Geert R. Kersten Director, Principal August 22, 1996
GEERT R. KERSTEN Financial Officer
and Chief Executive
Officer
Director
MARK V. SORESI
/s/ F. Donald Hudson Director August 22, 1996
F. DONALD HUDSON
/s/ Edwin A. Shalloway Director August 22, 1996
EDWIN A. SHALLOWAY
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<CIK> 0000725363
<NAME> CEL SCI CORPORATION
<S> <C>
<PERIOD-TYPE> 12-MOS
<FISCAL-YEAR-END> SEP-30-1995
<PERIOD-END> SEP-30-1995
<CASH> 3,886,950
<SECURITIES> 170,000
<RECEIVABLES> 77,314
<ALLOWANCES> 0
<INVENTORY> 0
<CURRENT-ASSETS> 4,475,559
<PP&E> 1,691,935
<DEPRECIATION> 589,897
<TOTAL-ASSETS> 6,359,011
<CURRENT-LIABILITIES> 491,860
<BONDS> 0
0
0
<COMMON> 53,382
<OTHER-SE> 28,799,198
<TOTAL-LIABILITY-AND-EQUITY> 6,359,011
<SALES> 0
<TOTAL-REVENUES> 423,765
<CGS> 0
<TOTAL-COSTS> 3,801,278
<OTHER-EXPENSES> 501,125
<LOSS-PROVISION> 0
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<INCOME-PRETAX> (3,878,638)
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