UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 14)*
Capital City Bank Group, Inc.
(Name of Issuer)
Common Stock, $.01 Par Value
(Title of Class of Securities)
13974105
(CUSIP Number)
J. Kimbrough Davis, P.O. Box 11248, Tallahassee, Fl (904) 224-1171 Ext. 142
(Name, Address and Telephone Number of Person Authorized to Receive Notices and
Communications)
October 3, 1994
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(b)(3) or (4), check the following ( ).
Check the following if a fee is being paid with the statement ( ). (A fee is
not required only if the reporting person: (1) has a previous statement on file
reporting beneficial ownership of more than five percent of the class of
securities described in Item 1; and (2) has filed no amendment subsequent
thereto reporting beneficial ownership of five percent or less of such class.)
(See Rule 13d-7.)
Note: Six copies of this statement, including all exhibits, should be filed
with the Commission. See Rule 13d-1(a) for other parties to whom copies are to
be sent.
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities,
and for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the act
but shall be subject to all other provisions of the Act (however, see the
Notes).<PAGE>
SCHEDULE 13D Cusip Number: 13974105
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Robert Hill Smith
2 CHECK THE APPROPRIATE AREA IF A MEMBER OF A GROUP*
(a)
(b)
N/A
3 SEC USE ONLY
4 SOURCE OF FUNDS*
PF
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS
2(d) or 2(e)
N/A
6 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.A.
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
7 SOLE VOTING POWER
236,060
8 SHARED VOTING POWER
196,512
9 SOLE DISPOSITIVE POWER
236,060
10 SHARES DISPOSITIVE POWER
196,512
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
432,572
12 CHECK AREA IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
(x)
7,545
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
15.2%
14 TYPE OF REPORTING PERSON*
IN<PAGE>
This Amendment 14 to Form 13D is being filed to report:
1) the exercise by 2S Partnership on 12/29/93 of contingent purchase rights to
acquire 20,000 shares
2) my receipt of 717 shares as a gift on 8/31/94
3) my wife's receipt of 717 shares as a gift on 8/31/94
4) my minor son's receipt of 2,717 shares as a gift on 8/31/94
5) my minor daughter's receipt of 2,717 shares as a gift on 8/31/94
6) the purchase by 2 S Partnership of 4,000 shares on 10/3/94
This Amendment amends Form 13D in its entirety.
Item 1. Security and Issuer
Common stock, $.01 par value, Capital City Bank Group, Inc., 217 North Monroe
Street, Tallahassee, Florida 32301
Item 2. Identity and Background
a. This statement is being filed by Mr. Robert Hill Smith
b. 328 Cortez Street, Tallahassee, Florida 32303
c. Vice President of Capital City Bank Group, Inc., 217 North Monroe Street,
Tallahassee, Florida 32301
d. Not applicable
e. Not applicable
f. U.S.A.
Item 3. Source and Amount of Funds or Other Conditions
On January 1, 1984, Capital City Bank Group, Inc. ("CCBG") acquired six banks in
which 100% of the common stock of each bank was exchanged for all of the
outstanding common stock of CCBG. The common stock owned by Robert Hill Smith on
January 1, 1984 represents the "originally issued" shares which were issued
pursuant to a stock-for-stock exchange in which 669 shares of Capital City First
National Bank, 3,167 shares of Capital City Second National Bank, 2,325 shares
of Industrial National Bank, 9,685 shares of City National Bank, 18 shares of
Havana State Bank and 7,175 shares of First National Bank of Jefferson County
were exchanged for 120,668 shares of CCBG common stock. Below is a listing of
Mr. Smith's transactions in CCBG common stock for the period January 1, 1984
through the date of this report.<PAGE>
Purchase(P)/ Number of Percentage Price
Date Sale(S) Shares of Ownership Per Share Source of Funds
1/1/84 Originally Issued 120,668 4.12% N/A Exchange of
Shares as set
forth above
4/16/84 P 486 * $9.00 Personal Funds
10/11/84 P 2,000 * Gift from N/A
father
12/29/86 P 12,500 * $15.00 Bank Debt
12/31/86 P 1,330 * Gift from N/A
father
5/29/87 P 1,330 * " " N/A
7/27/87 P 17,700 * " " N/A
10/6/87 P 20,000 * Gift from N/A
mother
2/19/88 P 53 * $20.00 Personal Funds
12/8/88 P 21,753 * Distribu- N/A
tion from
grandmother's
trust
12/30/88 P 226 * Gift from N/A
father
6/9/89 P 714 * " " N/A
7/6/89 P 1,000 * $28.00 Personal Funds
7/6/89 S (1,000) * Gifts to N/A
relatives
10/12/89 P 401 * Gift from N/A
brother
12/28/90 P 790 * Gift from N/A
father
12/17/91 P 833 * " " N/A
12/24/91 S (833) * Gift to son N/A
7/10/92 P 833 * Gift from N/A
father
12/18/92 P 13,636 * " " N/A
1/15/93 P 833 * " " N/A
8/31/94 P 717 * " " N/A
TOTAL 215,970 7.59%<PAGE>
Purchase(P)/ Number of Percentage Price
Date Sale(S) Shares of Ownership Per Share Source of Funds
Virginia Wilson Smith (wife)
7/16/87 P 1,330 * Gift from N/A
father-in-law
6/9/89 P 714 * " " N/A
7/6/89 P 995 * Gift from N/A
husband
12/28/90 P 790 Gift from N/A
father-in-law
12/17/91 P 833 * " " N/A
5/29/92 P 500 * Gift from N/A
mother-in-law
7/10/92 P 833 * Gift from N/A
father-in-law
1/15/93 P 833 * " " N/A
8/31/94 P 717 * " " N/A
TOTAL 7,545 *
Robert Hill Smith as Custodian
of Virginia Austin Smith (minor daughter)
5/29/87 P 1,330 * Gift from N/A
grandfather
4/7/88 P 897 * " " N/A
8/19/88 P 93 * " " N/A
6/9/89 P 714 * " " N/A
7/6/89 P 5 * Gift from N/A
father
12/28/90 P 790 * Gift from N/A
grandfather
12/17/91 P 833 * " " N/A
7/10/92 P 833 * " " N/A
1/15/93 P 1,833 * " " N/A
8/31/94 P 2,717 * " " N/A
TOTAL 10,045 *
<PAGE>
Purchase(P)/ Number of Percentage Price
DATE Sale (S) Shares of Ownership Per Share Source of Funds
Robert Hill Smith as Custodian
of Warren Hamilton Smith (minor son)
12/28/90 P 790 * Gift from N/A
grandfather
12/17/91 P 833 * " " N/A
12/24/91 P 833 * Gift from
father
7/10/92 P 833 * Gift from N/A
grandfather
7/10/92 P 2,206 * " " N/A
1/15/93 P 1,833 * " " N/A
8/31/94 P 2,717 * " " N/A
TOTAL 10,045 *
The William Godfrey Smith Trust
8/9/89 P 90,000 3.07% Establishment Transfer of
trust from
directly
owned shares
of William
Godfrey
Smith
TOTAL 90,000 3.16%
2 S Partnership
7/10/92 P 2,512 * Gift from N/A
relative
12/29/93 P 20,000 * $24.00 Borrowed
Funds
6/1/93 P 80,000 2.74% Gift from N/A
relative
10/3/94 P 4,000 * $29.00 Borrowed
Funds
TOTAL 106,512 3.74%
* Less than 1%
In December 1986, Mr. Smith borrowed $400,000 from Trust Company Bank, Atlanta,
Georgia to purchase 12,500 shares of Capital City Bank Group, Inc. Common Stock
and to consolidate previous debts. The debt carries an interest rate of prime
plus one half percent and is secured with 50,000 shares of Capital City Bank
Group, Inc., Common Stock.
In December 1993, the 2S Partnership borrowed $480,000 from Trust Company Bank,
Atlanta, Georgia, to purchase 20,000 shares of Capital City Bank Group, Inc.
Common Stock. The debt carries an interest rate of prime and is secured with
22,512 shares of Capital City Bank Group, Inc. Common Stock.
In September 1994, the 2S Partnership borrowed $116,000 from Trust Company Bank,
Atlanta, Georgia, to purchase 4,000 shares of Capital City Bank Group, Inc.
Common Stock. The debt carries an interest rate of prime and is secured by
10,000 shares of Capital City Bank Group, Inc. Common Stock.
<PAGE>
Item 4. Purpose of Transaction
The shares received in exchange for other securities or purchased by Mr. Smith
were acquired for investment purposes.
(a.) - (j.) Not applicable
Item 5. Interest in Securities of Issuer
Number of Percentage
Shares Ownership
a. Robert Hill Smith 215,970 7.59%
Virginia Wilson Smith (wife) 7,545 *
Robert Hill Smith as Custodian for
10,045 *
Virginia Austin Smith (Minor Daughter)
Robert Hill Smith as Custodian for 10,045 *
Warren Hamilton Smith (Minor Son)
The William Godfrey Smith Trust 90,000 3.16
2 S Partnership 106,512 3.74
TOTAL 440,117 15.46%
* Less than 1%.
Under the definition of "beneficial ownership" in Section 13d-4 of the
Securities Exchange Act of 1934 and the Rules and Regulations promulgated
thereunder, Mr. Smith may be deemed to be a beneficial owner of 7,545 shares
held by his wife, Virginia Wilson Smith. Neither the filing of this statement
nor any of its contents shall be deemed to be an admission that Mr. Robert Hill
Smith is the beneficial owner of stock held by his wife.
b. Mr. Smith has sole voting and investment power with respect to 236,060
shares, and shares voting power with respect to 90,000 shares in the William
Godfrey Smith Trust and 106,512 shares in 2 S Partnership with William G. Smith,
Jr., Executive Vice President, Capital City Bank Group, Inc., 217 N. Monroe
Street, Tallahassee, Florida 32301. He has no voting or investment power with
respect to the 7,545 shares held by his wife. Mr. Smith disclaims beneficial
ownership of the 7,545 shares held by his wife.
c. See Table in Item 3 above.
d. Not applicable
e. Not applicable
Item 6. Contracts, Arrangements, Understandings or Relationships
with Respect to Securities of the Issuers
Not applicable.
Item 7. Material to be Filed as Exhibits
Not applicable.
<PAGE>
Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
Date: October 20, 1994
/s/ Robert Hill Smith
