United States
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-K405/A
Annual Report Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
For the Fiscal Year Ended April 30, 1999
Commission File Number 0-12788
CASEY'S GENERAL STORES, INC.
(Exact name of registrant as specified in its charter)
IOWA 42-0935283
(State or other jurisdiction of (I.R.S. Employer
incorporation or organization) Identification Number)
ONE CONVENIENCE BLVD., ANKENY, IOWA
(Address of principal executive offices)
50021
(Zip Code)
(515) 965-6100
(Registrant's telephone number, including area code)
Securities Registered Pursuant To Section 12(b) Of The Act:
NONE
Securities Registered Pursuant To Section 12(g) Of The Act:
COMMON STOCK
(Title of Class)
COMMON SHARE PURCHASE RIGHTS
(Title of Class)
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Item 14(c) of Part IV of the Form 10-K405 filed July 28, 1999 is hereby
amended to provide as follows:
PART IV
ITEM 14. EXHIBITS, FINANCIAL STATEMENT SCHEDULES, AND
REPORTS ON FORM 8-K.
* * * *
<TABLE>
<CAPTION>
(c) Exhibits
Exhibit
Number Document
------- --------
<C> <S>
3.1(a) Restatement of the Restated and Amended Articles of
Incorporation (x)
3.2(a) Restatement of Amended and Restated By-Laws (w) and
Amendment thereto (dd)
4.2 Rights Agreement between Casey's General Stores, Inc.
and UMB Bank, n.a., as Rights Agent, relating to Common
Share Purchase Rights (e) and amendments thereto (i),
(p), (q), (cc)
4.3 Note Agreement dated as of February 1, 1993 between
Casey's General Stores, Inc. and Principal Mutual Life
Insurance Company and Nippon Life Insurance Company of
America (n) and First Amendment thereto (u)
4.4 Note Agreement dated as of December 1, 1995 between
Casey's General Stores, Inc. and Principal Mutual Life
Insurance Company (u)
4.5 Note Agreement dated as of December 1, 1997 among the
Company and Principal Mutual Life Insurance Company,
Nippon Life Insurance Company of America and TMG Life
Insurance Company (y)
4.6 Note Agreement dated as of April 15, 1999 among the
Company and Principal Life Insurance Company and other
purchasers of $50,000,000 Senior Notes, Series A through
Series F (cc)
9 Voting Trust Agreement (a) and Amendment thereto (d)
10.4(b) Sixth Amended and Restated Casey's General Stores, Inc.
Employees' Stock Ownership Plan and Trust Agreement (v)
10.6 Lease Agreement between Casey's General Stores, Inc. and
Broadway Distributing Company (a)
10.8 Form of Franchise Agreement (a)
10.9 Form of Store Lease Agreement (a)
10.10 Form of Equipment Lease Agreement (a)
<PAGE>
10.16 Secured Promissory Note dated November 30, 1989 given to
Principal Mutual Life Insurance Company (f)
10.18 Commercial Note with Norwest Bank Iowa, N.A.(k)
10.19 Casey's General Stores, Inc. 1991 Incentive Stock Option
Plan (j) and amendment thereto (o) 10.21(a) Amended and
Restated Employment Agreement with Donald F.
Lamberti (z) and First Amendment thereto (aa) 10.22(a)
Amended and Restated Employment Agreement with Ronald M.
Lamb (z) and First Amendment thereto (aa) 10.24(a)
Amended and Restated Employment Agreement with John G.
Harmon (z)
10.27 Non-Employee Directors' Stock Option Plan (s)
10.28 Term Note and Master Note with UMB Bank, n.a. (dd)
10.29 Form of "change of control" Employment Agreement (w)
10.30 Non-Qualified Supplemental Executive Retirement Plan (z)
10.31 Non-Qualified Supplemental Executive Retirement Plan Trust
Agreement with UMB Bank, n.a. (z) 10.32 Severance
Agreement with Douglas K. Shull (bb) 11 Statement
regarding computation of earnings per share 13
Consolidated Financial Statements from 1999 Annual
Report 21 Subsidiaries of Casey's General Stores, Inc.
23.1 Consent of KPMG LLP
27 Financial Data Schedule
99 Cautionary Statement Relating to Forward-Looking
Statements (w)
</TABLE>
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(a) Incorporated herein by reference from the Registration Statement on Form
S-1 (2-82651) filed August 31, 1983.
(b) Reserved.
(c) Reserved.
(d) Incorporated herein by reference from the Quarterly Report on Form 10-Q
for the fiscal quarter ended January 31, 1988 (0-12788).
(e) Incorporated herein by reference from the Registration Statement on Form
8-A filed June 19, 1989 (0-12788).
<PAGE>
(f) Incorporated by reference from the Quarterly Report on Form 10-Q for the
fiscal quarter ended October 31, 1989.
(g) Incorporated by reference from the Annual Report on Form 10-K for the
fiscal year ended April 30, 1989.
(h) Reserved.
(i) Incorporated by reference from the Form 8 (Amendment No. 1 to the
Registration Statement on Form 8-A filed June 19, 1989) filed September
10, 1990.
(j) Incorporated by reference from the Registration Statement on Form S-8
(33-42907) filed September 23, 1991.
(k) Incorporated by reference from the Annual Report on Form 10-K for the
fiscal year ended April 30, 1991.
(l) Incorporated by reference from the Quarterly Report on Form 10-Q for the
fiscal quarter ended January 31, 1992.
(m) Reserved.
(n) Incorporated by reference from the Current Report on Form 8-K filed
February 18, 1993.
(o) Incorporated by reference from the Quarterly Report on Form 10-Q for the
fiscal quarter ended January 31, 1994.
(p) Incorporated by reference from the Form 8-A/A (Amendment No. 3 to the
Registration Statement on Form 8-A filed June 19, 1989) filed March 30,
1994.
(q) Incorporated by reference from the Form 8-A12G/A (Amendment No. 2 to the
Registration Statement on Form 8-A filed June 19, 1989) filed July 29,
1994.
(r) Reserved.
(s) Incorporated by reference from the Quarterly Report on Form 10-Q for the
fiscal quarter ended July 31, 1994.
(t) Incorporated by reference from the Annual Report on Form 10-K for the
fiscal year ended April 30, 1994.
<PAGE>
(u) Incorporated by reference from the Current Report on Form 8-K filed
January 11, 1996.
(v) Incorporated by reference from the Annual Report on Form 10-K for the
fiscal year ended April 30, 1995.
(w) Incorporated by reference from the Quarterly Report on Form 10-Q for the
fiscal quarter ended January 31, 1997.
(x) Incorporated by reference from the Quarterly Report on Form 10-Q for the
fiscal quarter ended October 31, 1996.
(y) Incorporated by reference from the Current Report on Form 8-K filed
January 7, 1998.
(z) Incorporated by reference from the Current Report on Form 8-K filed
November 10, 1997.
(aa) Incorporated by reference from the Current Report on Form 8-K filed
April 2, 1998.
(bb) Incorporated by reference from the Current Report on Form 8-K filed July
28, 1998.
(cc) Incorporated by reference from the Current Report on Form 8-K filed May
10, 1999.
(dd) Incorporated by reference from the Quarterly Report on Form 10-Q for the
fiscal quarter ended July 31, 1997.
<PAGE>
SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned thereunto duly authorized.
CASEY'S GENERAL STORES, INC.
(Registrant)
Date: February 14, 2000 By: /s/ Ronald M. Lamb
--------------------
Ronald M. Lamb,
Chief Executive Officer and President
(Principal Executive Officer)
Pursuant to the requirements of the Securities Exchange Act of 1934, this
report has been signed below by the following persons on behalf of the
registrant and in the capacities and on the dates indicated.
Date: February 14, 2000 By: /s/ Ronald M. Lamb
------------------
Ronald M. Lamb
Chief Executive Officer, Director
Date: February 14, 2000 By: /s/ Donald F. Lamberti
----------------------
Donald F. Lamberti
Chairman of the Executive Committee,
Director
<PAGE>
Date: February 11, 2000 By: /s/ John G. Harmon
------------------
John G. Harmon
Secretary/Treasurer, Director
(Principal Financial Officer and
Principal Accounting Officer)
Date: February 10, 2000 By: /s/ Kenneth H. Haynie
---------------------
Kenneth H. Haynie
Director
