File No. 70-9045
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
AMENDMENT NO. 3
to
FORM U-1
APPLICATION/DECLARATION WITH RESPECT TO THE ORGANIZATION OF A WHOLLY OWNED
SUBSIDIARY RELATED TO AN ACCOUNTS RECEIVABLE PURCHASE AND SALE PROGRAM AND
RELATED TRANSACTIONS
under
THE PUBLIC HOLDING COMPANY ACT OF 1935
THE CONNECTICUT LIGHT AND POWER COMPANY
107 Selden Street
Berlin, CT 06037-5457
(Name of companies filing this statement and address of principal executive
office)
NORTHEAST UTILITIES
(Name of top registered holding company parent of declarant)
Robert P. Wax, Esq.
Vice President, Secretary and General Counsel
Northeast Utilities Service Company
P.O. Box 270
Hartford, CT 06141-0270
(Name and address of agent for service)
The Commission is requested to mail signed copies of all orders,
notices, and communications to:
David R. McHale Jeffrey C. Miller, Esq.
Assistant Treasurer - The Connecticut Light and Power
Finance Company
Assistant General Counsel Northeast Utilities Service
Northeast Utilities Service Company
Company P.O. Box 270
P.O. Box 270 Hartford, CT 06141-0270
Hartford, CT 06141-0270
Thomas R. Wildman, Esq.
Day, Berry & Howard - CityPlace I
Hartford, CT 06103-3499
<PAGE>
The Application/Declaration in this proceeding is hereby amended by
the filing of the amended and restated exhibits listed in the "Index to
Exhibits Filed with Amendment No. 3 to Form U-1 of The Connecticut Light
and Power Company" attached to this Amendment.
<PAGE>
SIGNATURES
Pursuant to the requirements of the Public Utility Holding Company Act
of 1935, as amended, the undersigned has duly caused this statement to be
signed on its behalf by the undersigned thereunto duly authorized.
Dated: September 29, 1997
THE CONNECTICUT LIGHT AND POWER COMPANY
By
/s/Robert C. Aronson
Robert C. Aronson
Assistant Treasurer
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File No. 70-9045
INDEX TO EXHIBITS FILED WITH
AMENDMENT NO. 3
to
FORM U-1
of
THE CONNECTICUT LIGHT AND POWER COMPANY
(a) Exhibits
H.1 Estimated Expenses - CL&P
H.2 Estimated Expenses - Annual CRC
<PAGE>
EXHIBIT H.1
<TABLE>
<CAPTION>
SCHEDULE OF ESTIMATED FEES, COMMISSIONS AND EXPENSES
CL&P
<S> <C>
Legal Fees
Counsel to the Purchaser and Agent 65,000
Counsel to the Applicants 50,000
Northeast Utilities Service Company 53,000
(Financial, Accounting, Legal and Other
Fees and Services)
Total Estimate of Fees, Commissions and
Expenses $168,000*
</TABLE>
* It is estimated that approximately $60,000 will be related to the set
up of CRC.
<PAGE>
EXHIBIT H.2
SCHEDULE OF ESTIMATED ANNUAL FEES, COMMISSIONS AND EXPENSES
CRC
Independent Director Fees $10,000
Audit Fees 15,000
Total Estimate of Annual Fees, Commissions and Expenses $25,000
<PAGE>
