UNITED STATES OF AMERICA
before the
SECURITIES AND EXCHANGE COMMISSION
In the Matter of
Northeast Utilities Quarterly
The Connecticut Light and Power Company Certificate as
Western Massachusetts Electric Company to Partial
Holyoke Water Power Company Consummation
Northeast Nuclear Energy Company of
Northeast Utilities Service Company Transaction
Rocky River Realty Company
Berlin, Connecticut
File No. 70-7111
(Public Utility Holding Company Act of 1935)
Pursuant to the Public Utility Holding Company Act of 1935 and Rule
24(a) thereunder, Northeast Utilities and its system companies (the
"Companies") hereby certify that the Companies issued and sold short-term
debt, entered into system money pool transactions, and made capital
contributions, all in accordance with the terms and conditions of, and for
the purposes represented by, the Application/Declaration filed by the Company
in this proceeding and the Securities and Exchange Commission Order dated
December 27, 1990 with respect thereto.
The following attachments contain the required information regarding the
issuance and sale of short-term debt, system money pool transactions, and
capital contributions for the fourth quarter of 1997:
ATTACHMENT
1 NORTHEAST UTILITIES SUMMARY SHEET
NORTHEAST UTILITIES
BANK BORROWINGS
2 THE CONNECTICUT LIGHT AND POWER COMPANY
SUMMARY SHEET
THE CONNECTICUT LIGHT AND POWER COMPANY
COMMERCIAL PAPER TRANSACTIONS
LETTER FROM SHEARSON LEHMAN COMMERCIAL PAPER, INC.
THE CONNECTICUT LIGHT AND POWER COMPANY
BANK BORROWINGS
3 WESTERN MASSACHUSETTS ELECTRIC COMPANY
SUMMARY SHEET
WESTERN MASSACHUSETTS ELECTRIC COMPANY
COMMERCIAL PAPER TRANSACTIONS
LETTER FROM SHEARSON LEHMAN COMMERCIAL PAPER, INC.
WESTERN MASSACHUSETTS ELECTRIC COMPANY
BANK BORROWINGS
4 HOLYOKE WATER POWER COMPANY
SUMMARY SHEET
5 NORTHEAST NUCLEAR ENERGY COMPANY
SUMMARY SHEET
6 NORTHEAST UTILITIES SERVICE COMPANY
SUMMARY SHEET
NORTHEAST UTILITIES SERVICE COMPANY
BANK BORROWINGS
7 ROCKY RIVER REALTY COMPANY
SUMMARY SHEET
8 NORTH ATLANTIC ENERGY COMPANY
SUMMARY SHEET
9 PUBLIC SERVICE COMPANY OF NEW HAMPSHIRE
10 NIANTIC BAY FUEL TRUST
11 NORTHEAST UTILITIES MONEY POOL
12 CAPITAL CONTRIBUTIONS
Dated as of December 31, 1996
Northeast Utilities Service Company
/s/ Robert C. Aronson
Assistant Treasurer
ATTACHMENT 1
COMPANY: Northeast Utilities
PERIOD: October 1, 1996 through December 31, 1996
MAXIMUM COMMERCIAL PAPER OUTSTANDING AT
ANY ONE TIME: $-0-
MAXIMUM COMBINED AMOUNT OF SHORT-TERM
NOTES TO BANKS AND COMMERCIAL PAPER
OUTSTANDING AT ANY ONE TIME: $41,250,000
THERE WAS $0 OF COMMERCIAL PAPER AND $0 SHORT-TERM
NOTES TO BANKS OUTSTANDING ON December 31, 1996.
MONEY POOL BALANCE ON December 31, 1996: Invested ($5,475,000)
AMOUNT
NAME OF BANK $ DATE SOLD
*INDUSTRIAL BANK OF JAPAN 15,000,000 10/04/96
HARTFORD NATIONAL BANK & TRUST 5,000,000 10/16/96
*HARTFORD NATIONAL BANK & TRUST 5,000,000 10/23/96
STATE STREET BANK AND TRUST 10,000,000 10/24/96
HARTFORD NATIONAL BANK & TRUST 15,000,000 10/25/96
INDUSTRIAL BANK OF JAPAN 15,000,000 10/31/96
*INDUSTRIAL BANK OF JAPAN 15,000,000 11/14/96
*STATE STREET BANK & TRUST 10,000,000 11/25/96
*INDUSTRIAL BANK OF JAPAN 15,000,000 11/27/96
INDUSTRIAL BANK OF JAPAN 15,000,000 12/02/96
*INDUSTRIAL BANK OF JAPAN 15,000,000 12/23/96
*INDUSTRIAL BANK OF JAPAN 15,000,000 12/27/96
CITIBANK 11,250,000 12/27/96
*INDUSTRIAL BANK OF JAPAN 15,000,000 12/30/96
CITIBANK 27,500,000 12/31/96
*REPRESENTING REFINANCING OF MATURING LOANS
NORTHEAST UTILITIES
BY/s/Robert C. Aronson
ITS ASSISTANT TREASURER
DATED December 31, 1996
ATTACHMENT 2
COMPANY: The Connecticut Light and Power Company
PERIOD: October 1, 1996 through December 31, 1996
MAXIMUM COMMERCIAL PAPER OUTSTANDING AT
ANY ONE TIME: $0
MAXIMUM COMBINED AMOUNT OF SHORT-TERM
NOTES TO BANKS AND COMMERCIAL PAPER
OUTSTANDING AT ANY ONE TIME: $0
THERE WAS $0 OF COMMERCIAL PAPER AND $0 SHORT-TERM
NOTES TO BANKS OUTSTANDING ON December 31, 1996.
MONEY POOL BALANCE ON December 31, 1996: Invested ($109,050,000)
AMOUNT
NAME OF BANK $ DATE SOLD
NONE
*REPRESENTING REFINANCING OF MATURING LOANS
DATED December 31, 1996
THE CONNECTICUT LIGHT AND POWER COMPANY
BY/s/Robert C. Aronson
ITS ASSISTANT TREASURER
January 24, 1997
Ms. Barbara Nieman
Northeast Utilities
P.O. Box 270
Hartford, Connecticut 06141
Re: The Connecticut Light and Power Company
Dear Ms. Nieman:
This letter is submitted to you in compliance with certain requirements
concerned with the commercial paper program of Connecticut Light and Power
company as specified by the Securities and Exchange Commission.
In connection with the private distribution of commercial paper of
Connecticut Light and Power Company, from September 30, 1996 to December 31,
1996, all sales and resales have been made only to those customers of Lehman
Commercial Paper Inc. included on the Confidential List submitted in the
original program and in accordance with the provisions of that program.
Sincerely,
/s/Gordon Lawrence
Lehman Brothers
ATTACHMENT 3
COMPANY: Western Massachusetts Electric Company
PERIOD: October 1, 1996 through December 31, 1996
MAXIMUM COMMERCIAL PAPER OUTSTANDING AT
ANY ONE TIME: $0
MAXIMUM COMBINED AMOUNT OF SHORT-TERM
NOTES TO BANKS AND COMMERCIAL PAPER
OUTSTANDING AT ANY ONE TIME: $0
THERE WAS $0 OF COMMERCIAL PAPER AND $0 SHORT-TERM
NOTES TO BANKS OUTSTANDING ON December 31, 1996
MONEY POOL BALANCE ON December 31, 1996: Borrowed $47,400,000
AMOUNT
NAME OF BANK $ DATE SOLD
NONE
*REPRESENTS REFINANCING OF MATURITY LOANS
DATED December 31, 1996
WESTERN MASSACHUSETTS ELECTRIC COMPANY
BY /s/Robert C. Aronson
ITS ASSISTANT TREASURER
January 24, 1997
Ms. Barbara Nieman
Northeast Utilities
P.O. Box 270
Hartford, Connecticut 06141
Re: Western Massachusetts Electric Company
Dear Ms. Nieman:
This letter is submitted to you in compliance with certain requirements
concerned with the commercial paper program of Western Massachusetts
Electric Company as specified by the Securities and Exchange Commission.
In connection with the private distribution of commercial paper of
Western Massachusetts Electric Company, from September 30, 1996 to December
31, 1996, all sales and resales have been made only to those customers of
Lehman Commercial Paper Inc. included on the Confidential List submitted in
the original program and in accordance with the provisions of that program.
Sincerely,
/s/Gordon Lawrence
Lehman Brothers
ATTACHMENT 4
COMPANY: Holyoke Water Power Company
PERIOD: October 1, 1996 through December 31, 1996
MAXIMUM COMMERCIAL PAPER OUTSTANDING AT
ANY ONE TIME: NONE
MAXIMUM COMBINED AMOUNT OF SHORT-TERM
NOTES TO BANKS AND COMMERCIAL PAPER
OUTSTANDING AT ANY ONE TIME: $-0-
THERE WAS NO COMMERCIAL PAPER AND $ 0 SHORT-TERM
NOTES TO BANKS OUTSTANDING ON December 31, 1996.
MONEY POOL BALANCE ON December 31, 1996: Invested ($8,500,000)
ATTACHMENT 5
COMPANY: Northeast Nuclear Energy Company
PERIOD: October 1, 1996 through December 31, 1996
MAXIMUM COMMERCIAL PAPER OUTSTANDING AT
ANY ONE TIME: NONE
MAXIMUM COMBINED AMOUNT OF SHORT-TERM
NOTES TO BANKS AND COMMERCIAL PAPER
OUTSTANDING AT ANY ONE TIME: $-0-
THERE WAS NO COMMERCIAL PAPER AND $ 0 SHORT-TERM
NOTES TO BANKS OUTSTANDING ON December 31, 1996.
MONEY POOL BALANCE ON December 31, 1996: Invested ($75,000,000)
ATTACHMENT 6
COMPANY: Northeast Utilities Service Company
PERIOD: October 1, 1996 through December 31, 1996
MAXIMUM COMMERCIAL PAPER OUTSTANDING AT
ANY ONE TIME: NONE
MAXIMUM COMBINED AMOUNT OF SHORT-TERM
NOTES TO BANKS AND COMMERCIAL PAPER
OUTSTANDING AT ANY ONE TIME: $-0-
THERE WAS NO COMMERCIAL PAPER AND $ 0 SHORT-TERM
NOTES TO BANKS OUTSTANDING ON December 31, 1996.
MONEY POOL BALANCE ON December 31, 1996: $0
ATTACHMENT 7
COMPANY: Rocky River Realty Company
PERIOD: October 1, 1996 through December 31, 1996
MAXIMUM COMMERCIAL PAPER OUTSTANDING AT
ANY ONE TIME: NONE
MAXIMUM COMBINED AMOUNT OF SHORT-TERM
NOTES TO BANKS AND COMMERCIAL PAPER
OUTSTANDING AT ANY ONE TIME: $-0-
THERE WAS NO COMMERCIAL PAPER AND $ 0 SHORT-TERM
NOTES TO BANKS OUTSTANDING ON December 31, 1996.
MONEY POOL BALANCE ON December 31, 1996: Borrowed $16,900,000
ATTACHMENT 8
COMPANY: North Atlantic Energy Company
PERIOD: October 1, 1996 through December 31, 1996
MAXIMUM COMMERCIAL PAPER OUTSTANDING AT
ANY ONE TIME: NONE
MAXIMUM COMBINED AMOUNT OF SHORT-TERM
NOTES TO BANKS AND COMMERCIAL PAPER
OUTSTANDING AT ANY ONE TIME: $-0-
THERE WAS NO COMMERCIAL PAPER AND $ 0 SHORT-TERM
NOTES TO BANKS OUTSTANDING ON December 31, 1996.
MONEY POOL BALANCE ON December 31, 1996: Invested: ($2,500,000)
ATTACHMENT 9
COMPANY: Public Service Company of New Hampshire
PERIOD: October 1, 1996 through December 31, 1996
MAXIMUM COMMERCIAL PAPER OUTSTANDING AT
ANY ONE TIME: NONE
MAXIMUM COMBINED AMOUNT OF SHORT-TERM
NOTES TO BANKS AND COMMERCIAL PAPER
OUTSTANDING AT ANY ONE TIME: $0
THERE WAS NO COMMERCIAL PAPER AND $ 0 SHORT-TERM
NOTES TO BANKS OUTSTANDING ON December 31, 1996.
MONEY POOL BALANCE ON December 31, 1996: Invested ($18,250,000)
<PAGE>
ATTACHMENT 10
COMPANY: NIANTIC BAY FUEL TRUST
PERIOD: October 1, 1996 through December 31, 1996
MAXIMUM COMMERCIAL PAPER OUTSTANDING AT
ANY ONE TIME: NONE
MAXIMUM COMBINED AMOUNT OF SHORT-TERM
NOTES TO BANKS AND COMMERCIAL PAPER
OUTSTANDING AT ANY ONE TIME: $106,946,000
THERE WAS NO COMMERCIAL PAPER AND $88,000,000 SHORT-TERM
NOTES TO BANKS OUTSTANDING ON December 31, 1996.
NAME OF BANK AMOUNT DATE SOLD
$
CONTINENTAL ILLINOIS NATIONAL BANK 54,000,000 10/18/96
CONTINENTAL ILLINOIS NATIONAL BANK 8,000,000 10/25/96
CONTINENTAL ILLINOIS NATIONAL BANK 5,000,000 10/31/96
CONTINENTAL ILLINOIS NATIONAL BANK 8,000,000 11/08/96
*CONTINENTAL ILLINOIS NATIONAL BANK 54,000,000 11/18/96
CONTINENTAL ILLINOIS NATIONAL BANK 9,000,000 11/22/96
CONTINENTAL ILLINOIS NATIONAL BANK 8,000,000 11/25/96
CONTINENTAL ILLINOIS NATIONAL BANK 9,000,000 12/03/96
*CONTINENTAL ILLINOIS NATIONAL BANK 8,000,000 12/09/96
*CONTINENTAL ILLINOIS NATIONAL BANK 54,000,000 12/18/96
*CONTINENTAL ILLINOIS NATIONAL BANK 9,000,000 12/23/96
FIRST NATIONAL BANK OF CHICAGO 8,000,000 12/27/96
*representing refinancing of maturing loans
dated December 31, 1996
NIANTIC BAY FUEL TRUST
BY /S/ Robert C. Aronson
ITS ASSISTANT TREASURER<PAGE>
<TABLE> ATTACHMENT 11
NORTHEAST UTILITIES SYSTEM MONEY POOL $000s
MONTH: OCTOBER 1996
NUMBER OF DAYS: 31
<CAPTION>
CL&P WMECO HWP NNECO RRR QUINN PSNH NAEC HEC NU TCI AGENT
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
CONS. BAL> 158050 0 7000 47000 -16900 -4900 29000 48750 -725 725
1 Begin Bal 137950 -8000 7000 57000 -17150 -4900 2850 28750 -725 725 -203500 0
Contributed 0 0 0 0 0 0 3000 6500 0 0 30000 39500
Borrowed 5000 0 0 2500 0 0 0 0 0 0 32000 39500
1 End Bal 132950 -8000 7000 54500 -17150 -4900 5850 35250 -725 725 -205500
Contributed 5000 1000 0 0 0 0 0 250 0 0 42000 48250
Borrowed 0 0 250 0 0 0 12000 0 0 0 36000 48250
2 End Bal 137950 -7000 6750 54500 -17150 -4900 -6150 35500 -725 725 -199500
Contributed 9000 1000 0 0 0 0 1000 0 0 0 93000 104000
Borrowed 0 0 0 2000 0 0 0 0 0 0 102000 104000
3 End Bal 146950 -6000 6750 52500 -17150 -4900 -5150 35500 -725 725 -208500
Contributed 5000 0 0 0 0 0 2000 0 0 0 15000 22000
Borrowed 0 0 0 2000 0 0 0 0 0 0 20000 22000
4 End Bal 151950 -6000 6750 50500 -17150 -4900 -3150 35500 -725 725 -213500
Contributed 0 0 0 0 0 0 0 0 0 0 0 0
Borrowed 0 0 0 0 0 0 0 0 0 0 0 0
5 End Bal 151950 -6000 6750 50500 -17150 -4900 -3150 35500 -725 725 -213500
Contributed 0 0 0 0 0 0 0 0 0 0 0 0
Borrowed 0 0 0 0 0 0 0 0 0 0 0 0
6 End Bal 151950 -6000 6750 50500 -17150 -4900 -3150 35500 -725 725 -213500
Contributed 3000 1000 0 0 0 0 3150 0 0 0 37000 44150
Borrowed 0 0 0 150 0 0 0 0 0 0 44000 44150
7 End Bal 154950 -5000 6750 50350 -17150 -4900 0 35500 -725 725 -220500
Contributed 12000 3000 0 0 0 0 3000 0 0 0 44000 62000
Borrowed 0 0 0 0 0 0 0 0 0 0 62000 62000
8 End Bal 166950 -2000 6750 50350 -17150 -4900 3000 35500 -725 725 -238500
Contributed 10000 1000 0 0 0 0 2000 0 0 0 25000 38000
Borrowed 0 0 0 0 0 0 0 0 0 0 38000 38000
9 End Bal 176950 -1000 6750 50350 -17150 -4900 5000 35500 -725 725 -251500
Contributed 6600 1000 0 0 0 0 5000 0 0 0 63000 75600
Borrowed 0 0 250 1350 0 0 0 0 0 0 74000 75600
10 End Bal 183550 0 6500 49000 -17150 -4900 10000 35500 -725 725 -262500
Contributed 0 0 0 0 0 0 0 0 0 0 81500 81500
Borrowed 10000 1000 0 4000 0 0 2000 0 0 0 64500 81500
11 End Bal 173550 -1000 6500 45000 -17150 -4900 8000 35500 -725 725 -245500
Contributed 0 0 0 0 0 0 0 0 0 0 0 0
Borrowed 0 0 0 0 0 0 0 0 0 0 0 0
12 End Bal 173550 -1000 6500 45000 -17150 -4900 8000 35500 -725 725 -245500
Contributed 0 0 0 0 0 0 0 0 0 0 0 0
Borrowed 0 0 0 0 0 0 0 0 0 0 0 0
13 End Bal 173550 -1000 6500 45000 -17150 -4900 8000 35500 -725 725 -245500
Contributed 0 0 0 0 0 0 0 0 0 0 0 0
Borrowed 0 0 0 0 0 0 0 0 0 0 0 0
14 End Bal 173550 -1000 6500 45000 -17150 -4900 8000 35500 -725 725 -245500
Contributed 5250 2500 0 0 250 0 3000 0 0 0 60000 71000
Borrowed 0 0 0 0 0 0 0 0 0 0 71000 71000
15 End Bal 178800 1500 6500 45000 -16900 -4900 11000 35500 -725 725 -256500
Contributed 15000 1500 0 0 0 0 3000 0 0 0 116000 135500
Borrowed 0 0 0 1000 0 0 0 0 0 0 134500 135500
16 End Bal 193800 3000 6500 44000 -16900 -4900 14000 35500 -725 725 -275000
Contributed 37500 6500 3000 33000 0 0 8000 0 0 0 55000 143000
Borrowed 0 0 0 0 0 0 0 0 0 0 143000 143000
17 End Bal 231300 9500 9500 77000 -16900 -4900 22000 35500 -725 725 -363000
Contributed 0 0 0 0 0 0 0 0 0 0 133000 133000
Borrowed 45000 10000 3000 15000 0 0 10000 0 0 0 50000 133000
18 End Bal 186300 -500 6500 62000 -16900 -4900 12000 35500 -725 725 -280000
Contributed 0 0 0 0 0 0 0 0 0 0 0 0
Borrowed 0 0 0 0 0 0 0 0 0 0 0 0
19 End Bal 186300 -500 6500 62000 -16900 -4900 12000 35500 -725 725 -280000
Contributed 0 0 0 0 0 0 0 0 0 0 0 0
Borrowed 0 0 0 0 0 0 0 0 0 0 0 0
20 End Bal 186300 -500 6500 62000 -16900 -4900 12000 35500 -725 725 -280000
Contributed 0 0 2500 0 0 0 19000 0 0 0 119000 140500
Borrowed 23000 4000 0 2500 0 0 0 0 0 0 111000 140500
21 End Bal 163300 -4500 9000 59500 -16900 -4900 31000 35500 -725 725 -272000
Contributed 13000 500 0 0 0 0 5000 0 0 0 86000 104500
Borrowed 0 0 0 4500 0 0 0 0 0 0 100000 104500
22 End Bal 176300 -4000 9000 55000 -16900 -4900 36000 35500 -725 725 -286000
Contributed 5000 2000 0 0 0 0 0 0 0 0 125000 132000
Borrowed 0 0 500 3500 0 0 0 0 0 0 128000 132000
23 End Bal 181300 -2000 8500 51500 -16900 -4900 36000 35500 -725 725 -289000
Contributed 8000 0 0 0 0 0 1000 0 0 0 55000 64000
Borrowed 0 0 0 2000 0 0 0 0 0 0 62000 64000
24 End Bal 189300 -2000 8500 49500 -16900 -4900 37000 35500 -725 725 -296000
Contributed 0 0 0 0 0 0 0 0 0 0 86500 86500
Borrowed 18500 2000 500 6000 0 0 3000 0 0 0 56500 86500
25 End Bal 170800 -4000 8000 43500 -16900 -4900 34000 35500 -725 725 -266000
Contributed 0 0 0 0 0 0 0 0 0 0 0 0
Borrowed 0 0 0 0 0 0 0 0 0 0 0 0
26 End Bal 170800 -4000 8000 43500 -16900 -4900 34000 35500 -725 725 -266000
Contributed 0 0 0 0 0 0 0 0 0 0 0 0
Borrowed 0 0 0 0 0 0 0 0 0 0 0 0
27 End Bal 170800 -4000 8000 43500 -16900 -4900 34000 35500 -725 725 -266000
Contributed 8750 2000 0 0 0 0 4000 0 0 0 50000 64750
Borrowed 0 0 0 2500 0 0 0 750 0 0 61500 64750
28 End Bal 179550 -2000 8000 41000 -16900 -4900 38000 34750 -725 725 -277500
Contributed 7500 1000 0 0 0 0 3000 0 0 0 85500 97000
Borrowed 0 0 0 3000 0 0 0 0 0 0 94000 97000
29 End Bal 187050 -1000 8000 38000 -16900 -4900 41000 34750 -725 725 -286000
Contributed 0 2000 0 0 0 0 0 14000 0 0 42000 58000
Borrowed 4000 0 0 0 0 0 0 0 0 0 54000 58000
30 End Bal 183050 1000 8000 38000 -16900 -4900 41000 48750 -725 725 -298000
Contributed 0 0 0 9000 0 0 0 0 0 0 60000 69000
Borrowed 25000 1000 1000 0 0 0 12000 0 0 0 30000 69000
31 End Bal 158050 0 7000 47000 -16900 -4900 29000 48750 -725 725 -268000
NU MONEY
BALANCES 0 0 0 0 0 0 0 0 0 0 0
NORTHEAST UTILITIES SYSTEM MONEY POOL $000s
MONTH: NOVEMBER 1996
NUMBER OF DAYS: 30
<CAPTION>
CL&P WMECO HWP NNECO RRR QUINN PSNH NAEC HEC NU TCI AGENT
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
CONS. BAL> 134050 -4000 7000 52500 -16900 -4900 20250 31000 -725 725
1 Begin Bal 158050 0 7000 47000 -16900 -4900 29000 48750 -725 725 -268000 0
Contributed 0 0 0 0 0 0 0 0 0 0 111500 111500
Borrowed 19000 2500 0 7500 0 0 13000 6500 0 0 63000 111500
1 End Bal 139050 -2500 7000 39500 -16900 -4900 16000 42250 -725 725 -219500
Contributed 0 0 0 0 0 0 0 0 0 0 0 0
Borrowed 0 0 0 0 0 0 0 0 0 0 0 0
2 End Bal 139050 -2500 7000 39500 -16900 -4900 16000 42250 -725 725 -219500
Contributed 0 0 0 0 0 0 0 0 0 0 0 0
Borrowed 0 0 0 0 0 0 0 0 0 0 0 0
3 End Bal 139050 -2500 7000 39500 -16900 -4900 16000 42250 -725 725 -219500
Contributed 0 0 0 0 0 0 1500 0 0 0 84500 86000
Borrowed 1000 4500 0 2000 0 0 0 0 0 0 78500 86000
4 End Bal 138050 -7000 7000 37500 -16900 -4900 17500 42250 -725 725 -213500
Contributed 8000 2000 0 0 0 0 0 250 0 0 70000 80250
Borrowed 0 0 0 0 0 0 750 0 0 0 79500 80250
5 End Bal 146050 -5000 7000 37500 -16900 -4900 16750 42500 -725 725 -223000
Contributed 6000 1500 0 2000 0 0 2000 0 0 0 52500 64000
Borrowed 0 0 0 0 0 0 0 0 0 0 64000 64000
6 End Bal 152050 -3500 7000 39500 -16900 -4900 18750 42500 -725 725 -234500
Contributed 6000 1500 0 0 0 0 500 0 0 0 112500 120500
Borrowed 0 0 0 1500 0 0 0 0 0 0 119000 120500
7 End Bal 158050 -2000 7000 38000 -16900 -4900 19250 42500 -725 725 -241000
Contributed 0 0 0 0 0 0 3000 0 0 0 90000 93000
Borrowed 0 1000 500 7000 0 0 0 0 0 0 84500 93000
8 End Bal 158050 -3000 6500 31000 -16900 -4900 22250 42500 -725 725 -235500
Contributed 0 0 0 0 0 0 0 0 0 0 0 0
Borrowed 0 0 0 0 0 0 0 0 0 0 0 0
9 End Bal 158050 -3000 6500 31000 -16900 -4900 22250 42500 -725 725 -235500
Contributed 0 0 0 0 0 0 0 0 0 0 0 0
Borrowed 0 0 0 0 0 0 0 0 0 0 0 0
10 End Bal 158050 -3000 6500 31000 -16900 -4900 22250 42500 -725 725 -235500
Contributed 0 0 0 0 0 0 0 0 0 0 0 0
Borrowed 0 0 0 0 0 0 0 0 0 0 0 0
11 End Bal 158050 -3000 6500 31000 -16900 -4900 22250 42500 -725 725 -235500
Contributed 11000 2000 0 1500 0 0 1500 0 0 0 99500 115500
Borrowed 0 0 0 0 0 0 0 0 0 0 115500 115500
12 End Bal 169050 -1000 6500 32500 -16900 -4900 23750 42500 -725 725 -251500
Contributed 8500 3500 0 0 0 0 3000 0 0 0 104500 119500
Borrowed 0 0 0 2500 0 0 0 0 0 0 117000 119500
13 End Bal 177550 2500 6500 30000 -16900 -4900 26750 42500 -725 725 -264000
Contributed 5000 1000 0 0 0 0 3000 0 0 0 50000 59000
Borrowed 0 0 500 3000 500 0 0 0 0 0 55000 59000
14 End Bal 182550 3500 6000 27000 -17400 -4900 29750 42500 -725 725 -269000
Contributed 3500 1000 0 0 0 0 1000 0 0 0 84500 90000
Borrowed 0 0 0 2000 0 0 0 0 0 0 88000 90000
15 End Bal 186050 4500 6000 25000 -17400 -4900 30750 42500 -725 725 -272500
Contributed 0 0 0 0 0 0 0 0 0 0 0 0
Borrowed 0 0 0 0 0 0 0 0 0 0 0 0
16 End Bal 186050 4500 6000 25000 -17400 -4900 30750 42500 -725 725 -272500
Contributed 0 0 0 0 0 0 0 0 0 0 0 0
Borrowed 0 0 0 0 0 0 0 0 0 0 0 0
17 End Bal 186050 4500 6000 25000 -17400 -4900 30750 42500 -725 725 -272500
Contributed 7000 0 0 0 0 0 0 0 0 0 113000 120000
Borrowed 0 0 0 1000 0 0 6000 0 0 0 113000 120000
18 End Bal 193050 4500 6000 24000 -17400 -4900 24750 42500 -725 725 -272500
Contributed 10000 2500 0 0 0 0 4000 0 0 0 101000 117500
Borrowed 0 0 500 1000 0 0 0 0 0 0 116000 117500
19 End Bal 203050 7000 5500 23000 -17400 -4900 28750 42500 -725 725 -287500
Contributed 0 2000 4500 9500 0 0 16000 0 0 0 16500 48500
Borrowed 6000 0 0 0 0 0 0 0 0 0 42500 48500
20 End Bal 197050 9000 10000 32500 -17400 -4900 44750 42500 -725 725 -313500
Contributed 0 1000 0 28000 0 0 2000 0 0 0 79500 110500
Borrowed 28000 0 0 0 0 0 0 0 0 0 82500 110500
21 End Bal 169050 10000 10000 60500 -17400 -4900 46750 42500 -725 725 -316500
Contributed 3000 0 0 0 0 0 5000 0 0 0 112500 120500
Borrowed 13000 11000 2500 8000 0 0 0 0 0 0 86000 120500
22 End Bal 159050 -1000 7500 52500 -17400 -4900 51750 42500 -725 725 -290000
Contributed 0 0 0 0 0 0 0 0 0 0 0 0
Borrowed 0 0 0 0 0 0 0 0 0 0 0 0
23 End Bal 159050 -1000 7500 52500 -17400 -4900 51750 42500 -725 725 -290000
Contributed 0 0 0 0 0 0 0 0 0 0 0 0
Borrowed 0 0 0 0 0 0 0 0 0 0 0 0
24 End Bal 159050 -1000 7500 52500 -17400 -4900 51750 42500 -725 725 -290000
Contributed 0 0 0 0 0 0 0 0 0 0 85000 85000
Borrowed 25000 3000 0 5000 0 0 11000 0 0 0 41000 85000
25 End Bal 134050 -4000 7500 47500 -17400 -4900 40750 42500 -725 725 -246000
Contributed 0 0 0 0 0 0 0 14000 0 0 60000 74000
Borrowed 0 0 500 1000 0 0 0 0 0 0 72500 74000
26 End Bal 134050 -4000 7000 46500 -17400 -4900 40750 56500 -725 725 -258500
Contributed 0 0 0 0 500 0 0 0 0 0 72500 73000
Borrowed 0 0 0 0 0 0 14500 25500 0 0 33000 73000
27 End Bal 134050 -4000 7000 46500 -16900 -4900 26250 31000 -725 725 -219000
Contributed 0 0 0 0 0 0 0 0 0 0 0 0
Borrowed 0 0 0 0 0 0 0 0 0 0 0 0
28 End Bal 134050 -4000 7000 46500 -16900 -4900 26250 31000 -725 725 -219000
Contributed 0 0 0 6000 0 0 0 0 0 0 33000 39000
Borrowed 0 0 0 0 0 0 6000 0 0 0 33000 39000
29 End Bal 134050 -4000 7000 52500 -16900 -4900 20250 31000 -725 725 -219000
Contributed 0 0 0 0 0 0 0 0 0 0 0 0
Borrowed 0 0 0 0 0 0 0 0 0 0 0 0
30 End Bal 134050 -4000 7000 52500 -16900 -4900 20250 31000 -725 725 -219000
NU MONEY
BALANCES 0 0 0 0 0 0 0 0 0 0 0
NORTHEAST UTILITIES SYSTEM MONEY POOL $000s
MONTH: DECEMBER 1996
NUMBER OF DAYS: 31
<CAPTION>
CL&P WMECO HWP NNECO RRR QUINN PSNH NAEC HEC NU TCI AGENT
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
CONS. BAL> 109050 -47400 8500 75000 -16900 -5000 18250 -2500 -475 5475
1 Begin Bal 134050 -4000 7000 52500 -16900 -4900 20250 31000 -725 725 -219000 0
Contributed 0 0 0 0 0 0 0 0 0 0 0 0
Borrowed 0 0 0 0 0 0 0 0 0 0 0 0
1 End Bal 134050 -4000 7000 52500 -16900 -4900 20250 31000 -725 725 -219000
Contributed 0 0 0 10500 0 0 0 0 0 0 58000 68500
Borrowed 20000 1500 0 0 0 0 2500 18500 0 0 26000 68500
2 End Bal 114050 -5500 7000 63000 -16900 -4900 17750 12500 -725 725 -187000
Contributed 10000 1000 0 500 0 0 3000 500 0 0 31000 46000
Borrowed 0 0 0 0 0 0 0 0 0 0 46000 46000
3 End Bal 124050 -4500 7000 63500 -16900 -4900 20750 13000 -725 725 -202000
Contributed 9000 0 0 0 0 0 0 0 0 0 60000 69000
Borrowed 0 0 0 2000 0 0 0 0 0 0 67000 69000
4 End Bal 133050 -4500 7000 61500 -16900 -4900 20750 13000 -725 725 -209000
Contributed 0 0 0 0 0 0 0 0 0 0 75000 75000
Borrowed 0 0 0 4500 0 0 0 0 0 0 70500 75000
5 End Bal 133050 -4500 7000 57000 -16900 -4900 20750 13000 -725 725 -204500
Contributed 0 0 0 0 500 0 1500 0 0 0 88000 90000
Borrowed 3500 2000 0 4000 0 0 0 4500 0 0 76000 90000
6 End Bal 129550 -6500 7000 53000 -16400 -4900 22250 8500 -725 725 -192500
Contributed 0 0 0 0 0 0 0 0 0 0 0 0
Borrowed 0 0 0 0 0 0 0 0 0 0 0 0
7 End Bal 129550 -6500 7000 53000 -16400 -4900 22250 8500 -725 725 -192500
Contributed 0 0 0 0 0 0 0 0 0 0 0 0
Borrowed 0 0 0 0 0 0 0 0 0 0 0 0
8 End Bal 129550 -6500 7000 53000 -16400 -4900 22250 8500 -725 725 -192500
Contributed 9000 0 0 0 0 0 0 0 0 0 60000 69000
Borrowed 0 1000 0 500 500 0 0 0 0 0 67000 69000
9 End Bal 138550 -7500 7000 52500 -16900 -4900 22250 8500 -725 725 -199500
Contributed 9000 2000 0 0 0 0 6000 0 0 0 72000 89000
Borrowed 0 0 0 1000 0 0 0 0 0 0 88000 89000
10 End Bal 147550 -5500 7000 51500 -16900 -4900 28250 8500 -725 725 -215500
Contributed 7500 0 0 0 0 0 1500 0 0 0 50000 59000
Borrowed 0 0 0 0 0 0 0 3500 0 0 55500 59000
11 End Bal 155050 -5500 7000 51500 -16900 -4900 29750 5000 -725 725 -221000
Contributed 8500 1500 0 0 0 0 2500 0 0 0 50000 62500
Borrowed 0 0 500 1000 0 0 2000 0 0 0 59000 62500
12 End Bal 163550 -4000 6500 50500 -16900 -4900 30250 5000 -725 725 -230000
Contributed 0 0 0 0 0 0 0 0 0 0 86000 86000
Borrowed 6000 0 0 0 0 0 2000 0 0 0 78000 86000
13 End Bal 157550 -4000 6500 50500 -16900 -4900 28250 5000 -725 725 -222000
Contributed 0 0 0 0 0 0 0 0 0 0 0 0
Borrowed 0 0 0 0 0 0 0 0 0 0 0 0
14 End Bal 157550 -4000 6500 50500 -16900 -4900 28250 5000 -725 725 -222000
Contributed 0 0 0 0 0 0 0 0 0 0 0 0
Borrowed 0 0 0 0 0 0 0 0 0 0 0 0
15 End Bal 157550 -4000 6500 50500 -16900 -4900 28250 5000 -725 725 -222000
Contributed 0 1500 0 0 0 0 0 0 0 0 53000 54500
Borrowed 0 0 0 2000 500 0 6000 0 0 0 46000 54500
16 End Bal 157550 -2500 6500 48500 -17400 -4900 22250 5000 -725 725 -215000
Contributed 15500 2000 0 0 0 0 3500 0 0 0 71000 92000
Borrowed 0 0 0 2000 0 0 0 0 0 0 90000 92000
17 End Bal 173050 -500 6500 46500 -17400 -4900 25750 5000 -725 725 -234000
Contributed 0 0 0 0 0 0 0 0 0 0 75000 75000
Borrowed 0 33000 0 4000 0 0 0 0 0 0 38000 75000
18 End Bal 173050 -33500 6500 42500 -17400 -4900 25750 5000 -725 725 -197000
Contributed 0 0 0 0 0 0 0 0 0 0 53000 53000
Borrowed 4000 2500 0 3000 0 0 0 0 0 0 40500 50000
19 End Bal 169050 -36000 6500 39500 -17400 -4900 25750 5000 -725 725 -184500
Contributed 0 0 2500 0 0 0 10500 0 0 0 51500 64500
Borrowed 27000 3000 0 0 0 0 0 0 0 0 37500 67500
20 End Bal 142050 -39000 9000 39500 -17400 -4900 36250 5000 -725 725 -170500
Contributed 0 0 0 0 0 0 0 0 0 0 0 0
Borrowed 0 0 0 0 0 0 0 0 0 0 0 0
21 End Bal 142050 -39000 9000 39500 -17400 -4900 36250 5000 -725 725 -170500
Contributed 0 0 0 0 0 0 0 0 0 0 0 0
Borrowed 0 0 0 0 0 0 0 0 0 0 0 0
22 End Bal 142050 -39000 9000 39500 -17400 -4900 36250 5000 -725 725 -170500
Contributed 0 1500 0 23000 500 0 0 0 0 0 37500 62500
Borrowed 31000 0 0 0 0 0 0 0 0 0 31500 62500
23 End Bal 111050 -37500 9000 62500 -16900 -4900 36250 5000 -725 725 -164500
Contributed 0 0 0 0 0 0 0 0 0 0 31500 31500
Borrowed 11500 10000 0 0 0 0 10000 0 0 0 0 31500
24 End Bal 99550 -47500 9000 62500 -16900 -4900 26250 5000 -725 725 -133000
Contributed 0 0 0 0 0 0 0 0 0 0 0 0
Borrowed 0 0 0 0 0 0 0 0 0 0 0 0
25 End Bal 99550 -47500 9000 62500 -16900 -4900 26250 5000 -725 725 -133000
Contributed 15000 2000 0 0 0 0 4000 0 0 0 25000 46000
Borrowed 0 0 0 1000 0 0 0 0 0 0 45000 46000
26 End Bal 114550 -45500 9000 61500 -16900 -4900 30250 5000 -725 725 -153000
Contributed 0 0 0 0 0 0 2000 13500 0 0 45000 60500
Borrowed 10000 1500 0 14000 0 0 0 0 0 0 35000 60500
27 End Bal 104550 -47000 9000 47500 -16900 -4900 32250 18500 -725 725 -143000
Contributed 0 0 0 0 0 0 0 0 0 0 0 0
Borrowed 0 0 0 0 0 0 0 0 0 0 0 0
28 End Bal 104550 -47000 9000 47500 -16900 -4900 32250 18500 -725 725 -143000
Contributed 0 0 0 0 0 0 0 0 0 0 0 0
Borrowed 0 0 0 0 0 0 0 0 0 0 0 0
29 End Bal 104550 -47000 9000 47500 -16900 -4900 32250 18500 -725 725 -143000
Contributed 4500 2000 0 0 0 0 0 0 0 0 35000 41500
Borrowed 0 0 500 0 0 0 15000 0 0 0 26000 41500
30 End Bal 109050 -45000 8500 47500 -16900 -4900 17250 18500 -725 725 -134000
Contributed 0 0 0 35000 0 0 2500 0 250 5000 39000 81750
Borrowed 0 2400 0 7500 0 100 1500 21000 0 250 49000 81750
31 End Bal 109050 -47400 8500 75000 -16900 -5000 18250 -2500 -475 5475 -144000
NU MONEY
BALANCES 0 0 0 0 0 0 0 0 0 0 0
</TABLE>
ATTACHMENT 12
CAPITAL CONTRIBUTIONS
DURING THE FOURTH QUARTER OF 1996, NORTHEAST UTILITIES MADE THE FOLLOWING
CAPITAL CONTRIBUTIONS TO CHARTER OAK ENERGY:
(000's)
11/26/96 $ 500,000
UNITED STATES OF AMERICA
before the
SECURITIES AND EXCHANGE COMMISSION
In the Matter of Quarterly
Certificate as
CONNECTICUT YANKEE ATOMIC POWER COMPANY to Partial
Consummation of
Berlin, Connecticut Transaction
File No. 70-7255
File No. 70-7704
(Public Utility Holding Company Act of 1935)
Pursuant to the Public Utility Holding Company Act of 1935 and Rule
24(a) thereunder, Connecticut Yankee Atomic Power Company (The "Company")
hereby certify that the Company entered into a $90 million Remarketable
Eurodollar Credit and Letter of Credit Facility dated August 14, 1990 with
the Toronto Dominion Bank and Trust Company as Agent Bank and The Tokai Bank,
Limited, as issuing Bank (the "Credit Agreement"), in accordance with the
Application/Declaration, as amended, filed by the Company; in this
proceeding, and the Securities and Exchange Commission Order dated August 1,
1990 with respect thereto.
During the period October 1, 1996 through December 31, 1996, the maximum
commercial paper outstanding at any one time was $40,500,000. Commercial
paper outstanding on December 31, 1996 was $0. Maximum borrowings under the
revolving credit portion of the agreement at any one time was $60,000,000 and
$60,000,000 at December 31, 1996.
Dated December 31, 1996
Connecticut Yankee Atomic Power Company
/s/Robert C. Aronson
Assistant Treasurer
NAME OF BANK AMOUNT DATE SOLD
$
TORONTO DOMINION BANK 56,000,000 12/09/96
TORONTO DOMINION BANK 4,000,000 12/31/96
*REPRESENTING REFINANCING OF MATURING LOANS
DATED December 31, 1996
CONNECTICUT YANKEE ATOMIC POWER CO.
BY/S/Robert C. Aronson
ITS ASSISTANT TREASURER
January 24, 1997
Ms. Barbara Nieman
Northeast Utilities
P.O. Box 270
Hartford, Connecticut 06141-0270
Dear Ms. Nieman:
This letter is submitted to you in compliance with certain requirements
concerned with the commercial paper program of Connecticut Yankee Atomic
Power Company ("CY"), as specified by the Securities and Exchange Commission.
Please be advised that in connection with the private distribution of CY
commercial paper from October 1, 1996 through December 31, 1996, all sales
and resales have been made to customers included on the confidential list of
investors held here at Citicorp.
Regards,
/s/ Pushkar Butani
Citicorp
UNITED STATES OF AMERICA
before the
SECURITIES AND EXCHANGE COMMISSION
In the Matter of
Northeast Utilities Quarterly
Certificate as
The Connecticut Light and Power Company to Partial
Western Massachusetts Electric Company Consummation of
Transaction $313.75 Million
Revolving Credit Agreement
Berlin, Connecticut
File No. 70-8052
(Public Utility Holding Company Act of 1935)
Pursuant to the Public Utility Holding Act of 1935 and Rule 24(a)
thereunder, Northeast Utilities and its system companies (the "Companies")
hereby certify that the Companies maintain a $313.75 million Revolving Credit
Agreement dated November 21, 1996 with Citicorp Securities, Inc. as arranger,
Toronto Dominion Securities, Inc. as Syndication Agent, Fleet National Bank
as Documentation Agent and Citibank, N.A. as Administrative Agent, in
accordance with the terms and conditions filed with the Securities and
Exchange Commission and ordered by them on November 20, 1996 with respect
thereto.
During the period October 1, 1996 through December 31, 1996, Northeast
Utilities had $27,500,000 outstanding for the quarter ending December 31,
1996.
Dated December 31, 1996
Northeast Utilities
/s/Robert C. Aronson
Assistant Treasurer
