UNITED STATES OF AMERICA
before the
SECURITIES AND EXCHANGE COMMISSION
In the Matter of
Northeast Utilities Quarterly
The Connecticut Light and Power Company Certificate as
Western Massachusetts Electric Company to Partial
Holyoke Water Power Company Consummation
Northeast Nuclear Energy Company of
Northeast Utilities Service Company Transaction
Rocky River Realty Company
Berlin, Connecticut
File No. 70-7111
(Public Utility Holding Company Act of 1935)
Pursuant to the Public Utility Holding Company Act of 1935 and Rule
24(a) thereunder, Northeast Utilities and its system companies (the
"Companies") hereby certify that the Companies issued and sold short-term
debt, entered into system money pool transactions, and made capital
contributions, all in accordance with the terms and conditions of, and for
the purposes represented by, the Application/Declaration filed by the Company
in this proceeding and the Securities and Exchange Commission Order dated
December 27, 1990 with respect thereto.
The following attachments contain the required information regarding the
issuance and sale of short-term debt, system money pool transactions, and
capital contributions for the third quarter of 1997:
ATTACHMENT
1 NORTHEAST UTILITIES SUMMARY SHEET
NORTHEAST UTILITIES
BANK BORROWINGS
2 THE CONNECTICUT LIGHT AND POWER COMPANY
SUMMARY SHEET
THE CONNECTICUT LIGHT AND POWER COMPANY
COMMERCIAL PAPER TRANSACTIONS
LETTER FROM SHEARSON LEHMAN COMMERCIAL PAPER, INC.
THE CONNECTICUT LIGHT AND POWER COMPANY
BANK BORROWINGS
3 WESTERN MASSACHUSETTS ELECTRIC COMPANY
SUMMARY SHEET
WESTERN MASSACHUSETTS ELECTRIC COMPANY
COMMERCIAL PAPER TRANSACTIONS
LETTER FROM SHEARSON LEHMAN COMMERCIAL PAPER, INC.
WESTERN MASSACHUSETTS ELECTRIC COMPANY
BANK BORROWINGS
4 HOLYOKE WATER POWER COMPANY
SUMMARY SHEET
5 NORTHEAST NUCLEAR ENERGY COMPANY
SUMMARY SHEET
6 NORTHEAST UTILITIES SERVICE COMPANY
SUMMARY SHEET
7 ROCKY RIVER REALTY COMPANY
SUMMARY SHEET
8 NORTH ATLANTIC ENERGY COMPANY
SUMMARY SHEET
9 PUBLIC SERVICE COMPANY OF NEW HAMPSHIRE
10 NIANTIC BAY FUEL TRUST
11 NORTHEAST UTILITIES MONEY POOL
12 CAPITAL CONTRIBUTIONS
Dated as of September 30, 1997
Northeast Utilities Service Company
/s/ Robert C. Aronson
Assistant Treasurer
ATTACHMENT 1
COMPANY: Northeast Utilities
PERIOD: July 1, 1997 through September 30, 1997
MAXIMUM COMMERCIAL PAPER OUTSTANDING AT
ANY ONE TIME: $-0-
MAXIMUM COMBINED AMOUNT OF SHORT-TERM
NOTES TO BANKS AND COMMERCIAL PAPER
OUTSTANDING AT ANY ONE TIME: $0
THERE WAS $0 OF COMMERCIAL PAPER AND $0 SHORT-TERM
NOTES TO BANKS OUTSTANDING ON September 30, 1997.
MONEY POOL BALANCE ON September 30, 1997: Invested ($29,900,000)
AMOUNT
NAME OF BANK $ DATE SOLD
0
*REPRESENTING REFINANCING OF MATURING LOANS
NORTHEAST UTILITIES
BY/s/Robert C. Aronson
ITS ASSISTANT TREASURER
DATED September 30, 1997
ATTACHMENT 2
COMPANY: The Connecticut Light and Power Company
PERIOD: July 1, 1997 through September 30, 1997
MAXIMUM COMMERCIAL PAPER OUTSTANDING AT
ANY ONE TIME: $0
MAXIMUM COMBINED AMOUNT OF SHORT-TERM
NOTES TO BANKS AND COMMERCIAL PAPER
OUTSTANDING AT ANY ONE TIME: $150,000,000
THERE WAS $0 OF COMMERCIAL PAPER AND $35,000,000 SHORT-TERM
NOTES TO BANKS OUTSTANDING ON September 30, 1997.
MONEY POOL BALANCE ON September 30, 1997: Invested ($32,600,000)
AMOUNT
NAME OF BANK $ DATE SOLD
CITIBANK 50,000,000 07/28/97
CITIBANK 35,000,000 08/28/97
*CITIBANK 35,000,000 09/29/97
*REPRESENTING REFINANCING OF MATURING LOANS
DATED September 30, 1997
THE CONNECTICUT LIGHT AND POWER COMPANY
BY/s/Robert C. Aronson
ITS ASSISTANT TREASURER
October 30, 1997
Ms. Barbara Nieman
Northeast Utilities
P.O. Box 270
Hartford, Connecticut 06141
Re: The Connecticut Light and Power Company
Dear Ms. Nieman:
This letter is submitted to you in compliance with certain requirements
concerned with the commercial paper program of Connecticut Light and Power
company as specified by the Securities and Exchange Commission.
In connection with the private distribution of commercial paper of
Connecticut Light and Power Company, from July 1, 1997 to September 30, 1997,
all sales and resales have been made only to those customers of Lehman
Commercial Paper Inc. included on the Confidential List submitted in the
original program and in accordance with the provisions of that program.
Sincerely,
/s/Gregory J. Hall
Lehman Brothers
ATTACHMENT 3
COMPANY: Western Massachusetts Electric Company
PERIOD: July 1, 1997 through September 30, 1997
MAXIMUM COMMERCIAL PAPER OUTSTANDING AT
ANY ONE TIME: $0
MAXIMUM COMBINED AMOUNT OF SHORT-TERM
NOTES TO BANKS AND COMMERCIAL PAPER
OUTSTANDING AT ANY ONE TIME: $73,000,000
THERE WAS $0 OF COMMERCIAL PAPER AND $15,000,000 SHORT-TERM
NOTES TO BANKS OUTSTANDING ON September 30, 1997
MONEY POOL BALANCE ON September 30, 1997: Borrowed $2,350,000
AMOUNT
NAME OF BANK $ DATE SOLD
CITIBANK 15,000,000 07/07/97
*CITIBANK 15,000,000 08/07/97
*CITIBANK 15,000,000 09/08/97
*REPRESENTS REFINANCING OF MATURITY LOANS
DATED September 30, 1997
WESTERN MASSACHUSETTS ELECTRIC COMPANY
BY /s/Robert C. Aronson
ITS ASSISTANT TREASURER
Octobe 29, 1997
Ms. Barbara Nieman
Northeast Utilities
P.O. Box 270
Hartford, Connecticut 06141
Re: Western Massachusetts Electric Company
Dear Ms. Nieman:
This letter is submitted to you in compliance with certain requirements
concerned with the commercial paper program of Western Massachusetts
Electric Company as specified by the Securities and Exchange Commission.
In connection with the private distribution of commercial paper of
Western Massachusetts Electric Company, from July 1, 1997 to September 30,
1997, all sales and resales have been made only to those customers of Lehman
Commercial Paper Inc. included on the Confidential List submitted in the
original program and in accordance with the provisions of that program.
Sincerely,
/s/Gregory J. Hall
Lehman Brothers
ATTACHMENT 4
COMPANY: Holyoke Water Power Company
PERIOD: July 1, 1997 through September 30, 1997
MAXIMUM COMMERCIAL PAPER OUTSTANDING AT
ANY ONE TIME: $0
MAXIMUM COMBINED AMOUNT OF SHORT-TERM
NOTES TO BANKS AND COMMERCIAL PAPER
OUTSTANDING AT ANY ONE TIME: $-0-
THERE WAS NO COMMERCIAL PAPER AND $ 0 SHORT-TERM
NOTES TO BANKS OUTSTANDING ON September 30, 1997.
MONEY POOL BALANCE ON September 30, 1997: Invested ($4,850,000)
ATTACHMENT 5
COMPANY: Northeast Nuclear Energy Company
PERIOD: July 1, 1997 through September 30, 1997
MAXIMUM COMMERCIAL PAPER OUTSTANDING AT
ANY ONE TIME: $0
MAXIMUM COMBINED AMOUNT OF SHORT-TERM
NOTES TO BANKS AND COMMERCIAL PAPER
OUTSTANDING AT ANY ONE TIME: $-0-
THERE WAS NO COMMERCIAL PAPER AND $ 0 SHORT-TERM
NOTES TO BANKS OUTSTANDING ON September 30, 1997.
MONEY POOL BALANCE ON September 30, 1997: Invested ($107,550,000)
ATTACHMENT 6
COMPANY: Northeast Utilities Service Company
PERIOD: July 1, 1997 through September 30, 1997
MAXIMUM COMMERCIAL PAPER OUTSTANDING AT
ANY ONE TIME: $0
MAXIMUM COMBINED AMOUNT OF SHORT-TERM
NOTES TO BANKS AND COMMERCIAL PAPER
OUTSTANDING AT ANY ONE TIME: $-0-
THERE WAS NO COMMERCIAL PAPER AND $ 0 SHORT-TERM
NOTES TO BANKS OUTSTANDING ON September 30, 1997.
MONEY POOL BALANCE ON September 30, 1997: $0
ATTACHMENT 7
COMPANY: Rocky River Realty Company
PERIOD: July 1, 1997 through September 30, 1997
MAXIMUM COMMERCIAL PAPER OUTSTANDING AT
ANY ONE TIME: NONE
MAXIMUM COMBINED AMOUNT OF SHORT-TERM
NOTES TO BANKS AND COMMERCIAL PAPER
OUTSTANDING AT ANY ONE TIME: $-0-
THERE WAS NO COMMERCIAL PAPER AND $ 0 SHORT-TERM
NOTES TO BANKS OUTSTANDING ON September 30, 1997.
MONEY POOL BALANCE ON September 30, 1997: Borrowed $42,300,000
ATTACHMENT 8
COMPANY: North Atlantic Energy Company
PERIOD: July 1, 1997 through September 30, 1997
MAXIMUM COMMERCIAL PAPER OUTSTANDING AT
ANY ONE TIME: $0
MAXIMUM COMBINED AMOUNT OF SHORT-TERM
NOTES TO BANKS AND COMMERCIAL PAPER
OUTSTANDING AT ANY ONE TIME: $-0-
THERE WAS NO COMMERCIAL PAPER AND $ 0 SHORT-TERM
NOTES TO BANKS OUTSTANDING ON September 30, 1997.
MONEY POOL BALANCE ON September 30, 1997: Borrowed: $17,500,000
ATTACHMENT 9
COMPANY: Public Service Company of New Hampshire
PERIOD: July 1, 1997 through September 30, 1997
MAXIMUM COMMERCIAL PAPER OUTSTANDING AT
ANY ONE TIME: $0
MAXIMUM COMBINED AMOUNT OF SHORT-TERM
NOTES TO BANKS AND COMMERCIAL PAPER
OUTSTANDING AT ANY ONE TIME: $0
THERE WAS NO COMMERCIAL PAPER AND $ 0 SHORT-TERM
NOTES TO BANKS OUTSTANDING ON September 30, 1997.
MONEY POOL BALANCE ON September 30, 1997: Invested: ($62,850,000)
ATTACHMENT 10
COMPANY: NIANTIC BAY FUEL TRUST
PERIOD: July 1, 1997 through September 30, 1997
MAXIMUM COMMERCIAL PAPER OUTSTANDING AT
ANY ONE TIME: $0
MAXIMUM COMBINED AMOUNT OF SHORT-TERM
NOTES TO BANKS AND COMMERCIAL PAPER
OUTSTANDING AT ANY ONE TIME: $90,500,000
THERE WAS $0 OF COMMERCIAL PAPER AND $169,000,000 SHORT-TERM
NOTES TO BANKS OUTSTANDING ON September 30, 1997.
NAME OF BANK AMOUNT DATE SOLD
$
*FIRST CHICAGO 3,500,000 07/02/97
*FIRST CHICAGO 7,000,000 07/07/97
*FIRST CHICAGO 6,000,000 07/14/97
FIRST CHICAGO 56,500,000 07/21/97
*FIRST CHICAGO 9,500,000 07/28/97
*FIRST CHICAGO 8,000,000 07/30/97
*FIRST CHICAGO 3,500,000 08/04/97
FIRST CHICAGO 5,000,000 08/07/97
*FIRST CHICAGO 6,000,000 08/14/97
FIRST CHICAGO 57,000,000 08/21/97
FIRST CHICAGO 9,000,000 08/28/97
*FIRST CHICAGO 8,000,000 08/29/97
*FIRST CHICAGO 3,500,000 09/04/97
*FIRST CHICAGO 5,000,000 09/08/97
*FIRST CHICAGO 6,000,000 09/15/97
FIRST CHICAGO 100,000 09/16/97
FIRST CHICAGO 57,500,000 09/22/97
FIRST CHICAGO 17,000,000 09/29/97
*representing refinancing of maturing loans
dated September 30, 1997
NIANTIC BAY FUEL TRUST
BY /S/ Robert C. Aronson
ITS ASSISTANT TREASURER
<TABLE> ATTACHMENT 11
NORTHEAST UTILITIES SYSTEM MONEY POOL $000s
MONTH: July 1997
NUMBER OF DAYS: 31
<CAPTION>
CL&P WMECO HWP NNECO RRR QUINN PSNH NAEC HEC NU TCI AGENT
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
CONS. BAL> 49500 -10000 3800 92350 -42850 -5250 4150 -30450 -100 33250
1 Begin Bal 56000 -33100 4550 96350 -16200 -5150 5150 -38400 -100 29400 -98500 0
Contributed 0 0 0 0 0 0 0 0 0 0 45400 45400
Borrowed 32000 3500 100 0 200 0 0 9600 0 0 0 45400
1 End Bal 24000 -36600 4450 96350 -16400 -5150 5150 -48000 -100 29400 -53100
Contributed 11000 2750 0 500 0 0 1000 0 0 500 0 15750
Borrowed 500 0 0 0 0 0 5500 0 0 0 9750 15750
2 End Bal 34500 -33850 4450 96850 -16400 -5150 650 -48000 -100 29900 -62850
Contributed 250 0 0 0 0 0 750 0 0 0 28500 29500
Borrowed 9500 2000 250 12750 0 0 4000 0 0 0 1000 29500
3 End Bal 25250 -35850 4200 84100 -16400 -5150 -2600 -48000 -100 29900 -35350
Contributed 0 0 0 0 0 0 0 0 0 0 0 0
Borrowed 0 0 0 0 0 0 0 0 0 0 0 0
4 End Bal 25250 -35850 4200 84100 -16400 -5150 -2600 -48000 -100 29900 -35350
Contributed 0 0 0 0 0 0 0 0 0 0 0 0
Borrowed 0 0 0 0 0 0 0 0 0 0 0 0
5 End Bal 25250 -35850 4200 84100 -16400 -5150 -2600 -48000 -100 29900 -35350
Contributed 0 0 0 0 0 0 0 0 0 0 0 0
Borrowed 0 0 0 0 0 0 0 0 0 0 0 0
6 End Bal 25250 -35850 4200 84100 -16400 -5150 -2600 -48000 -100 29900 -35350
Contributed 7000 1000 0 0 0 0 4000 0 0 0 23500 35500
Borrowed 0 31000 0 1500 0 0 0 0 0 0 3000 35500
7 End Bal 32250 -65850 4200 82600 -16400 -5150 1400 -48000 -100 29900 -14850
Contributed 10000 2500 0 1200 0 0 4500 0 0 0 0 18200
Borrowed 0 0 100 0 0 0 0 0 0 4100 14000 18200
8 End Bal 42250 -63350 4100 83800 -16400 -5150 5900 -48000 -100 25800 -28850
Contributed 6000 1000 0 0 0 0 3500 0 0 0 0 10500
Borrowed 0 0 100 4900 0 0 0 0 0 750 4750 10500
9 End Bal 48250 -62350 4000 78900 -16400 -5150 9400 -48000 -100 25050 -33600
Contributed 7250 500 100 0 0 0 400 0 0 0 0 8250
Borrowed 0 0 250 2500 0 0 0 0 0 0 5500 8250
10 End Bal 55500 -61850 3850 76400 -16400 -5150 9800 -48000 -100 25050 -39100
Contributed 2750 1000 0 0 0 0 1500 0 0 0 6250 11500
Borrowed 2500 0 0 750 0 0 3000 0 0 500 4750 11500
11 End Bal 55750 -60850 3850 75650 -16400 -5150 8300 -48000 -100 24550 -37600
Contributed 0 0 0 0 0 0 0 0 0 0 0 0
Borrowed 0 0 0 0 0 0 0 0 0 0 0 0
12 End Bal 55750 -60850 3850 75650 -16400 -5150 8300 -48000 -100 24550 -37600
Contributed 0 0 0 0 0 0 0 0 0 0 0 0
Borrowed 0 0 0 0 0 0 0 0 0 0 0 0
13 End Bal 55750 -60850 3850 75650 -16400 -5150 8300 -48000 -100 24550 -37600
Contributed 10750 1750 0 0 0 0 500 0 0 0 18450 31450
Borrowed 0 0 100 2000 26350 0 1500 0 0 0 1500 31450
14 End Bal 66500 -59100 3750 73650 -42750 -5150 7300 -48000 -100 24550 -20650
Contributed 0 1000 0 250 0 0 4500 0 0 0 0 5750
Borrowed 1500 0 200 2000 0 0 0 0 0 0 2050 5750
15 End Bal 65000 -58100 3550 71900 -42750 -5150 11800 -48000 -100 24550 -22700
Contributed 11250 2500 0 150 0 0 4250 0 0 0 0 18150
Borrowed 0 0 0 0 0 0 0 0 0 0 18150 18150
16 End Bal 76250 -55600 3550 72050 -42750 -5150 16050 -48000 -100 24550 -40850
Contributed 3000 1000 0 0 0 0 1750 0 0 0 23100 28850
Borrowed 4000 4000 100 11000 0 0 4000 0 0 0 5750 28850
17 End Bal 75250 -58600 3450 61050 -42750 -5150 13800 -48000 -100 24550 -23500
Contributed 10500 3000 0 6000 0 0 4000 0 0 0 0 23500
Borrowed 0 0 150 0 0 0 0 0 0 0 23350 23500
18 End Bal 85750 -55600 3300 67050 -42750 -5150 17800 -48000 -100 24550 -46850
Contributed 0 0 0 0 0 0 0 0 0 0 0 0
Borrowed 0 0 0 0 0 0 0 0 0 0 0 0
19 End Bal 85750 -55600 3300 67050 -42750 -5150 17800 -48000 -100 24550 -46850
Contributed 0 0 0 0 0 0 0 0 0 0 0 0
Borrowed 0 0 0 0 0 0 0 0 0 0 0 0
20 End Bal 85750 -55600 3300 67050 -42750 -5150 17800 -48000 -100 24550 -46850
Contributed 0 500 2300 0 0 0 10500 0 0 6500 34000 53800
Borrowed 46000 0 0 6150 0 0 0 150 0 0 1500 53800
21 End Bal 39750 -55100 5600 60900 -42750 -5150 28300 -48150 -100 31050 -14350
Contributed 3750 1500 0 17700 0 0 4700 0 0 0 0 27650
Borrowed 0 0 350 0 500 0 0 100 0 100 26600 27650
22 End Bal 43500 -53600 5250 78600 -43250 -5150 33000 -48250 -100 30950 -40950
Contributed 4500 0 0 5400 0 0 0 0 0 500 25700 36100
Borrowed 0 10000 3600 0 0 0 21000 0 0 0 1500 36100
23 End Bal 48000 -63600 1650 84000 -43250 -5150 12000 -48250 -100 31450 -16750
Contributed 2000 900 100 0 0 0 1500 0 0 1300 11300 17100
Borrowed 5000 4000 100 2500 0 0 1000 0 0 0 4500 17100
24 End Bal 45000 -66700 1650 81500 -43250 -5150 12500 -48250 -100 32750 -9950
Contributed 2400 0 2900 1000 0 0 2000 18000 0 0 0 26300
Borrowed 9000 2000 0 0 0 0 0 0 0 0 15300 26300
25 End Bal 38400 -68700 4550 82500 -43250 -5150 14500 -30250 -100 32750 -25250
Contributed 0 0 0 0 0 0 0 0 0 0 0 0
Borrowed 0 0 0 0 0 0 0 0 0 0 0 0
26 End Bal 38400 -68700 4550 82500 -43250 -5150 14500 -30250 -100 32750 -25250
Contributed 0 0 0 0 0 0 0 0 0 0 0 0
Borrowed 0 0 0 0 0 0 0 0 0 0 0 0
27 End Bal 38400 -68700 4550 82500 -43250 -5150 14500 -30250 -100 32750 -25250
Contributed 40000 1500 100 0 0 0 1250 0 0 0 200 43050
Borrowed 750 800 0 0 0 0 15000 0 0 0 26500 43050
28 End Bal 77650 -68000 4650 82500 -43250 -5150 750 -30250 -100 32750 -51550
Contributed 6500 2000 0 250 0 0 3250 0 0 500 0 12500
Borrowed 0 0 150 2400 0 0 0 0 0 0 9950 12500
29 End Bal 84150 -66000 4500 80350 -43250 -5150 4000 -30250 -100 33250 -61500
Contributed 7600 400 0 3000 0 0 4400 0 0 0 0 15400
Borrowed 0 400 100 0 0 0 0 0 0 0 14900 15400
30 End Bal 91750 -66000 4400 83350 -43250 -5150 8400 -30250 -100 33250 -76400
Contributed 2750 59000 0 9000 400 0 250 0 0 0 49700 121100
Borrowed 45000 3000 600 0 0 100 4500 200 0 0 67700 121100
31 End Bal 49500 -10000 3800 92350 -42850 -5250 4150 -30450 -100 33250 -94400
NU MONEY
BALANCES 0 0 0 0 0 0 0 0 0 0 0
NORTHEAST UTILITIES SYSTEM MONEY POOL $000s
MONTH: AUGUST 1997
NUMBER OF DAYS: 31
<CAPTION>
CL&P WMECO HWP NNECO RRR QUINN PSNH NAEC HEC NU TCI AGENT
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
CONS. BAL> 16900 -5900 4150 94700 -44600 -5250 30150 -22800 -350 32650
1 Begin Bal 49500 -10000 3800 92350 -42850 -5250 4150 -30450 -100 33250 -94400 0
Contributed 0 250 0 0 0 0 250 0 0 0 42600 43100
Borrowed 25500 5000 0 3100 100 0 2000 7400 0 0 0 43100
1 End Bal 24000 -14750 3800 89250 -42950 -5250 2400 -37850 -100 33250 -51800
Contributed 0 0 0 0 0 0 0 0 0 0 0 0
Borrowed 0 0 0 0 0 0 0 0 0 0 0 0
2 End Bal 24000 -14750 3800 89250 -42950 -5250 2400 -37850 -100 33250 -51800
Contributed 0 0 0 0 0 0 0 0 0 0 0 0
Borrowed 0 0 0 0 0 0 0 0 0 0 0 0
3 End Bal 24000 -14750 3800 89250 -42950 -5250 2400 -37850 -100 33250 -51800
Contributed 0 2000 0 1000 0 0 5000 0 0 0 20000 28000
Borrowed 24250 0 0 500 0 0 0 0 0 0 3250 28000
4 End Bal -250 -12750 3800 89750 -42950 -5250 7400 -37850 -100 33250 -35050
Contributed 5000 2500 0 0 0 0 3100 0 0 250 0 10850
Borrowed 0 0 200 3500 0 0 0 0 0 0 7150 10850
5 End Bal 4750 -10250 3600 86250 -42950 -5250 10500 -37850 -100 33500 -42200
Contributed 4000 1000 0 500 0 0 2500 0 0 0 0 8000
Borrowed 0 0 250 250 0 0 0 0 0 0 7500 8000
6 End Bal 8750 -9250 3350 86500 -42950 -5250 13000 -37850 -100 33500 -49700
Contributed 8750 1250 0 300 0 0 4000 0 0 0 0 14300
Borrowed 0 0 0 1000 0 0 0 0 0 0 13300 14300
7 End Bal 17500 -8000 3350 85800 -42950 -5250 17000 -37850 -100 33500 -63000
Contributed 5000 500 0 0 0 0 1000 0 0 0 0 6500
Borrowed 0 0 0 1000 0 0 0 0 0 0 5500 6500
8 End Bal 22500 -7500 3350 84800 -42950 -5250 18000 -37850 -100 33500 -68500
Contributed 0 0 0 0 0 0 0 0 0 0 0 0
Borrowed 0 0 0 0 0 0 0 0 0 0 0 0
9 End Bal 22500 -7500 3350 84800 -42950 -5250 18000 -37850 -100 33500 -68500
Contributed 0 0 0 0 0 0 0 0 0 0 0 0
Borrowed 0 0 0 0 0 0 0 0 0 0 0 0
10 End Bal 22500 -7500 3350 84800 -42950 -5250 18000 -37850 -100 33500 -68500
Contributed 14700 1000 0 0 0 0 4000 0 0 0 0 19700
Borrowed 0 0 150 3500 0 0 700 0 0 0 15350 19700
11 End Bal 37200 -6500 3200 81300 -42950 -5250 21300 -37850 -100 33500 -83850
Contributed 6000 2500 0 0 0 0 3600 0 0 0 0 12100
Borrowed 1000 1000 0 3500 0 0 1000 100 0 0 5500 12100
12 End Bal 42200 -5000 3200 77800 -42950 -5250 23900 -37950 -100 33500 -89350
Contributed 17500 2250 0 2000 0 0 3000 0 0 0 0 24750
Borrowed 0 0 0 0 0 0 0 0 0 0 24750 24750
13 End Bal 59700 -2750 3200 79800 -42950 -5250 26900 -37950 -100 33500 -114100
Contributed 1600 0 0 0 400 0 0 0 0 0 28500 30500
Borrowed 12500 1500 100 12000 500 0 2000 0 0 0 1900 30500
14 End Bal 48800 -4250 3100 67800 -43050 -5250 24900 -37950 -100 33500 -87500
Contributed 2350 800 0 0 0 0 1350 0 0 0 3600 8100
Borrowed 750 750 100 2000 0 0 0 0 0 0 4500 8100
15 End Bal 50400 -4200 3000 65800 -43050 -5250 26250 -37950 -100 33500 -88400
Contributed 0 0 0 0 0 0 0 0 0 0 0 0
Borrowed 0 0 0 0 0 0 0 0 0 0 0 0
16 End Bal 50400 -4200 3000 65800 -43050 -5250 26250 -37950 -100 33500 -88400
Contributed 0 0 0 0 0 0 0 0 0 0 0 0
Borrowed 0 0 0 0 0 0 0 0 0 0 0 0
17 End Bal 50400 -4200 3000 65800 -43050 -5250 26250 -37950 -100 33500 -88400
Contributed 25000 5500 300 2300 0 0 7000 0 0 0 0 40100
Borrowed 500 0 0 0 0 0 0 0 0 0 39600 40100
18 End Bal 74900 1300 3300 68100 -43050 -5250 33250 -37950 -100 33500 -128000
Contributed 1700 2250 0 25300 0 0 2000 0 0 0 0 31250
Borrowed 8000 0 500 0 1300 0 0 150 0 1100 20200 31250
19 End Bal 68600 3550 2800 93400 -44350 -5250 35250 -38100 -100 32400 -148200
Contributed 1800 400 2600 0 0 0 17000 0 0 500 43500 65800
Borrowed 50000 1000 0 11600 0 0 0 0 0 0 3200 65800
20 End Bal 20400 2950 5400 81800 -44350 -5250 52250 -38100 -100 32900 -107900
Contributed 2750 250 0 0 0 0 2000 0 0 0 15150 20150
Borrowed 4000 10000 250 400 0 0 0 0 0 1500 4000 20150
21 End Bal 19150 -6800 5150 81400 -44350 -5250 54250 -38100 -100 31400 -96750
Contributed 4000 500 0 0 0 0 1750 15500 0 1000 0 22750
Borrowed 0 4500 0 100 0 0 8000 0 0 0 10150 22750
22 End Bal 23150 -10800 5150 81300 -44350 -5250 48000 -22600 -100 32400 -106900
Contributed 0 0 0 0 0 0 0 0 0 0 0 0
Borrowed 0 0 0 0 0 0 0 0 0 0 0 0
23 End Bal 23150 -10800 5150 81300 -44350 -5250 48000 -22600 -100 32400 -106900
Contributed 0 0 0 0 0 0 0 0 0 0 0 0
Borrowed 0 0 0 0 0 0 0 0 0 0 0 0
24 End Bal 23150 -10800 5150 81300 -44350 -5250 48000 -22600 -100 32400 -106900
Contributed 0 3600 100 500 0 0 2300 0 0 0 13400 19900
Borrowed 0 0 600 1800 0 0 13000 0 0 0 4500 19900
25 End Bal 23150 -7200 4650 80000 -44350 -5250 37300 -22600 -100 32400 -98000
Contributed 10000 1250 0 0 0 0 750 0 0 0 6000 18000
Borrowed 0 0 800 3800 0 0 10400 0 0 0 3000 18000
26 End Bal 33150 -5950 3850 76200 -44350 -5250 27650 -22600 -100 32400 -95000
Contributed 13000 1800 200 2000 0 0 3500 0 0 0 0 20500
Borrowed 0 0 0 0 0 0 0 0 0 0 20500 20500
27 End Bal 46150 -4150 4050 78200 -44350 -5250 31150 -22600 -100 32400 -115500
Contributed 3250 0 0 0 0 0 750 0 0 0 45650 49650
Borrowed 30000 2000 150 11500 0 0 2000 0 0 0 4000 49650
28 End Bal 19400 -6150 3900 66700 -44350 -5250 29900 -22600 -100 32400 -73850
Contributed 3500 750 250 28000 0 0 1250 0 0 250 0 34000
Borrowed 6000 500 0 0 250 0 1000 200 250 0 25800 34000
29 End Bal 16900 -5900 4150 94700 -44600 -5250 30150 -22800 -350 32650 -99650
Contributed 0 0 0 0 0 0 0 0 0 0 0 0
Borrowed 0 0 0 0 0 0 0 0 0 0 0 0
30 End Bal 16900 -5900 4150 94700 -44600 -5250 30150 -22800 -350 32650 -99650
Contributed 0 0 0 0 0 0 0 0 0 0 0 0
Borrowed 0 0 0 0 0 0 0 0 0 0 0 0
31 End Bal 16900 -5900 4150 94700 -44600 -5250 30150 -22800 -350 32650 -99650
NORTHEAST UTILITIES SYSTEM MONEY POOL $000s
MONTH: September 1997
NUMBER OF DAYS: 30
<CAPTION>
CL&P WMECO HWP NNECO RRR QUINN PSNH NAEC HEC NU TCI AGENT
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
CONS. BAL> 32600 -2350 4850 107550 -42300 -5250 62850 -17500 -600 29900
1 Begin Bal 16900 -5900 4150 94700 -44600 -5250 30150 -22800 -350 32650 -99650 0
Contributed 0 0 0 0 0 0 0 0 0 0 0 0
Borrowed 0 0 0 0 0 0 0 0 0 0 0 0
1 End Bal 16900 -5900 4150 94700 -44600 -5250 30150 -22800 -350 32650 -99650
Contributed 0 0 0 0 0 0 1000 0 0 0 40100 41100
Borrowed 24500 7000 200 2300 0 0 500 4600 0 2000 0 41100
2 End Bal -7600 -12900 3950 92400 -44600 -5250 30650 -27400 -350 30650 -59550
Contributed 8000 1500 0 0 0 0 5000 0 0 0 1000 15500
Borrowed 1500 0 100 5800 0 0 0 0 0 0 8100 15500
3 End Bal -1100 -11400 3850 86600 -44600 -5250 35650 -27400 -350 30650 -66650
Contributed 4500 0 0 0 0 0 2750 0 0 0 0 7250
Borrowed 0 1000 150 3700 0 0 0 0 0 0 2400 7250
4 End Bal 3400 -12400 3700 82900 -44600 -5250 38400 -27400 -350 30650 -69050
Contributed 6300 1800 0 1000 0 0 2500 0 0 0 0 11600
Borrowed 0 0 0 750 0 0 0 100 0 0 10750 11600
5 End Bal 9700 -10600 3700 83150 -44600 -5250 40900 -27500 -350 30650 -79800
Contributed 0 0 0 0 0 0 0 0 0 0 0 0
Borrowed 0 0 0 0 0 0 0 0 0 0 0 0
6 End Bal 9700 -10600 3700 83150 -44600 -5250 40900 -27500 -350 30650 -79800
Contributed 0 0 0 0 0 0 0 0 0 0 0 0
Borrowed 0 0 0 0 0 0 0 0 0 0 0 0
7 End Bal 9700 -10600 3700 83150 -44600 -5250 40900 -27500 -350 30650 -79800
Contributed 15500 2500 0 1000 0 0 5500 0 0 0 0 24500
Borrowed 0 0 100 600 0 0 0 0 0 0 23800 24500
8 End Bal 25200 -8100 3600 83550 -44600 -5250 46400 -27500 -350 30650 -103600
Contributed 9000 3000 100 0 2900 0 3300 0 0 0 0 18300
Borrowed 500 0 0 0 0 0 0 0 0 0 17800 18300
9 End Bal 33700 -5100 3700 83550 -41700 -5250 49700 -27500 -350 30650 -121400
Contributed 26000 2500 0 0 0 0 2750 0 0 0 0 31250
Borrowed 0 0 100 2300 0 0 0 0 0 0 28850 31250
10 End Bal 59700 -2600 3600 81250 -41700 -5250 52450 -27500 -350 30650 -150250
Contributed 1500 300 0 500 0 0 0 0 0 0 18400 20700
Borrowed 2000 1000 200 9800 0 0 1300 4400 0 0 2000 20700
11 End Bal 59200 -3300 3400 71950 -41700 -5250 51150 -31900 -350 30650 -133850
Contributed 3600 0 0 0 0 0 1100 0 0 0 0 4700
Borrowed 0 300 100 2400 0 0 0 0 0 0 1900 4700
12 End Bal 62800 -3600 3300 69550 -41700 -5250 52250 -31900 -350 30650 -135750
Contributed 0 0 0 0 0 0 0 0 0 0 0 0
Borrowed 0 0 0 0 0 0 0 0 0 0 0 0
13 End Bal 62800 -3600 3300 69550 -41700 -5250 52250 -31900 -350 30650 -135750
Contributed 0 0 0 0 0 0 0 0 0 0 0 0
Borrowed 0 0 0 0 0 0 0 0 0 0 0 0
14 End Bal 62800 -3600 3300 69550 -41700 -5250 52250 -31900 -350 30650 -135750
Contributed 0 2300 0 0 2900 0 1700 0 0 0 2500 9400
Borrowed 600 0 0 1700 3000 0 0 0 0 0 4100 9400
15 End Bal 62200 -1300 3300 67850 -41800 -5250 53950 -31900 -350 30650 -137350
Contributed 0 900 0 0 0 0 2750 0 0 0 1600 5250
Borrowed 900 350 300 3700 0 0 0 0 0 0 0 5250
16 End Bal 61300 -750 3000 64150 -41800 -5250 56700 -31900 -350 30650 -135750
Contributed 6650 1600 0 0 0 0 1300 0 0 0 0 9550
Borrowed 0 150 0 1600 0 0 0 0 0 0 7800 9550
17 End Bal 67950 700 3000 62550 -41800 -5250 58000 -31900 -350 30650 -143550
Contributed 6000 700 0 0 0 0 1500 0 0 0 0 8200
Borrowed 0 0 300 1500 0 0 400 400 0 0 5600 8200
18 End Bal 73950 1400 2700 61050 -41800 -5250 59100 -32300 -350 30650 -149150
Contributed 19000 2200 200 3800 0 0 5500 0 0 0 0 30700
Borrowed 0 0 0 0 0 0 0 0 0 0 30700 30700
19 End Bal 92950 3600 2900 64850 -41800 -5250 64600 -32300 -350 30650 -179850
Contributed 0 0 0 0 0 0 0 0 0 0 0 0
Borrowed 0 0 0 0 0 0 0 0 0 0 0 0
20 End Bal 92950 3600 2900 64850 -41800 -5250 64600 -32300 -350 30650 -179850
Contributed 0 0 0 0 0 0 0 0 0 0 0 0
Borrowed 0 0 0 0 0 0 0 0 0 0 0 0
21 End Bal 92950 3600 2900 64850 -41800 -5250 64600 -32300 -350 30650 -179850
Contributed 0 0 2800 29400 0 0 15000 0 0 0 1000 48200
Borrowed 35750 250 0 0 0 0 0 0 0 0 12200 48200
22 End Bal 57200 3350 5700 94250 -41800 -5250 79600 -32300 -350 30650 -191050
Contributed 12500 2000 150 3900 0 0 1300 14900 0 0 16500 51250
Borrowed 0 10500 3600 2700 6100 0 12500 0 0 1000 14850 51250
23 End Bal 69700 -5150 2250 95450 -47900 -5250 68400 -17400 -350 29650 -189400
Contributed 0 3500 0 0 0 0 0 0 0 1500 23500 28500
Borrowed 19500 0 0 1000 0 0 8000 0 0 0 0 28500
24 End Bal 50200 -1650 2250 94450 -47900 -5250 60400 -17400 -350 31150 -165900
Contributed 850 0 0 0 300 0 250 0 0 0 32450 33850
Borrowed 18000 2400 150 9600 0 0 3000 0 0 0 700 33850
25 End Bal 33050 -4050 2100 84850 -47600 -5250 57650 -17400 -350 31150 -134150
Contributed 2250 0 2600 0 5700 0 1000 0 0 250 0 11800
Borrowed 0 0 0 2800 0 0 500 0 250 1500 6750 11800
26 End Bal 35300 -4050 4700 82050 -41900 -5250 58150 -17400 -600 29900 -140900
Contributed 0 0 0 0 0 0 0 0 0 0 0 0
Borrowed 0 0 0 0 0 0 0 0 0 0 0 0
27 End Bal 35300 -4050 4700 82050 -41900 -5250 58150 -17400 -600 29900 -140900
Contributed 0 0 0 0 0 0 0 0 0 0 0 0
Borrowed 0 0 0 0 0 0 0 0 0 0 0 0
28 End Bal 35300 -4050 4700 82050 -41900 -5250 58150 -17400 -600 29900 -140900
Contributed 3800 1000 350 1300 0 0 4500 0 0 0 0 10950
Borrowed 0 0 0 2000 0 0 0 0 0 0 8950 10950
29 End Bal 39100 -3050 5050 81350 -41900 -5250 62650 -17400 -600 29900 -149850
Contributed 0 1000 0 26200 0 0 1200 0 0 0 0 28400
Borrowed 6500 300 200 0 400 0 1000 100 0 0 19900 28400
30 End Bal 32600 -2350 4850 107550 -42300 -5250 62850 -17500 -600 29900 -169750
NU MONEY
BALANCES 0 0 0 0 0 0 0 0 0 0 0
</TABLE>
ATTACHMENT 12
CAPITAL CONTRIBUTIONS
DURING THE THIRD QUARTER OF 1997, NORTHEAST UTILITIES MADE THE FOLLOWING
CAPITAL CONTRIBUTIONS TO CHARTER OAK ENERGY:
$
07/09/97 700,000
07/11/97 100,000
08/01/97 100,000
08/19/97 500,000
09/26/97 1,000,000
-----------
2,400,000
UNITED STATES OF AMERICA
before the
SECURITIES AND EXCHANGE COMMISSION
In the Matter of Quarterly
Certificate as
CONNECTICUT YANKEE ATOMIC POWER COMPANY to Partial
Consummation of
Berlin, Connecticut Transaction
File No. 70-7255
File No. 70-7704
(Public Utility Holding Company Act of 1935)
Pursuant to the Public Utility Holding Company Act of 1935 and Rule
24(a) thereunder, Connecticut Yankee Atomic Power Company (The "Company")
hereby certifies that the Company entered into a $90 million Remarketable
Eurodollar Credit and Letter of Credit Facility dated August 14, 1990 with
the Toronto Dominion Bank and Trust Company as Agent Bank and The Tokai Bank,
Limited, as issuing Bank (the "Credit Agreement"), in accordance with the
Application/Declaration, as amended, filed by the Company; in this
proceeding, and the Securities and Exchange Commission Order dated August 1,
1990 with respect thereto.
During the period July 1, 1997 through September 30, 1997, the maximum
commercial paper outstanding at any one time was $0. Commercial
paper outstanding on September 30, 1997 was $0. Maximum borrowings under the
revolving credit portion of the agreement at any one time was $35,000,000 and
borrowings at September 30, 1997 was $0. MONEY POOL BALANCE ON September 30,
1997:
Invested: ($18,800,000)
Dated September 30, 1997
Connecticut Yankee Atomic Power Company
/s/Robert C. Aronson
Assistant Treasurer
NAME OF BANK AMOUNT DATE SOLD
$
TORONTO DOMINION BANK 10,000,000 07/14/97
TORONTO DOMINION BANK 5,000,000 07/16/97
*TORONTO DOMINION BANK 5,000,000 06/12/97
TORONTO DOMINION BANK 30,000,000 08/21/97
*REPRESENTING REFINANCING OF MATURING LOANS
DATED September 30, 1997
CONNECTICUT YANKEE ATOMIC POWER CO.
BY/S/Robert C. Aronson
ITS ASSISTANT TREASURER
UNITED STATES OF AMERICA
before the
SECURITIES AND EXCHANGE COMMISSION
In the Matter of
Northeast Utilities Quarterly
Northeast Utilities Service Company Certificate as
The Connecticut Light and Power Company to Partial
Western Massachusetts Electric Company Consummation of
Holyoke Water Power Company Transaction $56.25 Million
Northeast Nuclear Energy Company Regional Revolving Credit
Rocky River Realty Company Agreement
Berlin, Connecticut
File No. 70-8052
(Public Utility Holding Company Act of 1935)
Pursuant to the Public Utility Holding Act of 1935 and Rule 24(a)
thereunder, Northeast Utilities and its system companies (the "Companies")
hereby certify that the Companies maintain a $56.25 million Regional
Revolving Credit Agreement dated December 3, 1992 with Northeast Utilities
Service Company, as Agent, in accordance with the terms and conditions or,
and for the purposes represented by the Application/Declaration, as amended,
filed by the Companies in this proceeding, and the Securities and Exchange
Commission Order dated November 23, 1992 with respect thereto.
During the period July 1, 1997 through September 30, 1997, Northeast
Utilities had $80,000,000 outstanding for the quarter ending September 30,
1997.
Dated September 30, 1997
Northeast Utilities
/s/Robert C. Aronson
Assistant Treasurer
UNITED STATES OF AMERICA
before the
SECURITIES AND EXCHANGE COMMISSION
In the Matter of
Northeast Utilities Quarterly
Certificate as
The Connecticut Light and Power Company to Partial
Western Massachusetts Electric Company Consummation of
Transaction $313.75 Million
Revolving Credit
Agreement
Berlin, Connecticut
File No. 70-8052
(Public Utility Holding Company Act of 1935)
Pursuant to the Public Utility Holding Act of 1935 and Rule 24(a)
thereunder, Northeast Utilities and its system companies (the "Companies")
hereby certify that the Companies maintain a $313.75 million Revolving Credit
Agreement dated November 21, 1996 with Revolving Credit Agreement dated
November 21, 1996 with Citicorp Securities, Inc. as arranger, Toronto
Dominion Securities, Inc. as Syndication Agent, Fleet National Bank as
Documentation Agent and Citibank, N.A. as Administrative Agent, in accordance
with the terms and conditions filed with the Securities and Exchange
Commission and ordered by them on November 20, 1996 with respect thereto.
During the period July 1, 1997 through September 30, 1997, Northeast
Utilities had $0 outstanding for the quarter ending September 30, 1997.
Dated September 30, 1997
Northeast Utilities
/s/Robert C. Aronson
Assistant Treasurer
