FILE NO. 70-9697
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
AMENDMENT NO. 4
TO
FORM U-1
APPLICATION/DECLARATION UNDER THE
PUBLIC UTILITY HOLDING COMPANY ACT OF 1935
WITH RESPECT TO THE ISSUANCE OF RATE REDUCTION BONDS
AND RELATED TRANSACTIONS
The Connecticut Light and Power Western Massachusetts Electric Company
Company 174 Brush Hill Avenue
107 Selden Street West Springfield, MA 01090
Berlin, CT 06037
Public Service Company of New Hampshire
1000 Elm Street
Manchester, NH 03101
(Names of companies filing this statement and addresses of principal
executive offices)
NORTHEAST UTILITIES
(Name of top registered holding company)
Cheryl W. Grise
Senior Vice President, Secretary and General Counsel
Northeast Utilities Service Company
107 Selden Street
Berlin, CT 06037
(Name and address of agent for service)
The Commission is requested to mail signed copies of all orders, notices
and communications to:
Jeffrey C. Miller, Esq. Randy A. Shoop
Assistant General Counsel Assistant Treasurer - Finance
Northeast Utilities Service Company Northeast Utilities Service Company
P.O. Box 270 P.O. Box 270
Hartford, CT 06141-0270 Hartford, CT 06141-0270
Richard J. Wasserman, Esq.
Day, Berry & Howard LLP
CityPlace I
Hartford, CT 06103-3499
I. The application/declaration in this file, as amended (the
"Application"), is amended as follows (terms not otherwise defined herein
shall have the meanings set forth in the Application):
A. By replacing the first sentence of paragraph 44, which appears
before the table, with the following:
Each Utility undertakes to file all material financing documents relating to
its RRB transaction with the certificate filed pursuant to Rule 24 under the
Act after the consummation of such transaction. The following exhibits are
filed with this Application (asterisked (*) items were filed with the
original Application; double asterisked (**) items were filed with Amendment
No. 1 to this Application; triple asterisked (***) items were filed with
Amendment No. 2 to this Application; quadruple asterisked items (****) were
filed with Amendment No. 3; quintuple asterisked items (*****) are filed with
this Amendment No. 4).
B. By replacing the entry in the table contained in paragraph 44
regarding Exhibit D 1.2, Financing Order of the Connecticut Department of
Public Utility Control, with the following:
*****D 1.2 Financing Order of the Connecticut Department of Public
Utility Control
II. The following exhibit is filed herewith (the exhibit number corresponds
to that contained in the Application):
D 1.2 Financing Order of the Connecticut Department of Public
Utility Control
III. CL&P and PSNH have obtained approval for their proposed transactions
from the Connecticut and New Hampshire public utilities commissions,
respectively. Accordingly, the Utilities hereby respectfully request the
issuance of an order by the Commission approving the proposed transactions
for CL&P and PSNH and reserving jurisdiction over the proposed transaction
for WMECO.
SIGNATURES
Pursuant to the requirements of the Public Utility Holding Company Act
of 1935, as amended, the undersigned companies have duly caused this
statement to be signed on their behalf by the undersigned thereunto duly
authorized.
THE CONNECTICUT LIGHT AND POWER COMPANY
By: /s/Randy A. Shoop
Randy A. Shoop
Treasurer
WESTERN MASSACHUSETTS ELECTRIC COMPANY
PUBLIC SERVICE COMPANY OF NEW HAMPSHIRE
By: /s/Randy A. Shoop
Randy A. Shoop
Assistant Treasurer - Finance
Date: November 13, 2000
