FILE NO. 70-9535
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
AMENDMENT NO. 5
TO
FORM U-1
APPLICATION/DECLARATION UNDER THE PUBLIC
UTILITY HOLDING COMPANY ACT OF 1935
NORTHEAST UTILITIES
174 Brush Hill Avenue
West Springfield, MA 01090-0010
(Names of companies filing this statement and addresses of principal
executive offices.)
NORTHEAST UTILITIES
(Name of top registered holding company)
Cheryl W. Grise
Senior Vice President, Secretary and General Counsel
Northeast Utilities Service Company
107 Selden Street
Berlin, CT 06037
(Name and address of agent for service)
The Commission is requested to mail signed copies of all orders, notices and
communications to:
Jeffrey C. Miller, Esq. David R. McHale Joanne Rutkowski, Esq.
Assistant General Vice President LeBoeuf, Lamb, Greene &
Counsel and Treasurer MacRae, L.L.P.
Northeast Utilities Northeast Utilities 1875 Connecticut Ave., N.W
Service Company Service Company Washington, D.C. 20009
107 Selden Street 107 Selden Street
Berlin, CT 06037 Berlin, CT 06037
The Application/Declaration in this File, as heretofore amended, is amended
as follows:
Item 1 is amended to insert the following sentence at the end of the first
paragraph in Section A; after the second sentence of the first paragraph in
Section A(1); and Item 3 is amended to insert such sentence after the second
sentence of the last paragraph in Section B(i):
"However, as a subsidiary of a registered holding company, YES, together
with its affiliates, will be subject to full regulation under the Act."
SIGNATURES
Pursuant to the requirement of the Public Utility Holding Company Act of
1935, as amended, the undersigned companies have duly caused this statement
to be signed on their behalf by the undersigned thereunto duly authorized.
Date: January 12, 2000
NORTHEAST UTILITIES
By /s/ David R. McHale
Name: David R. McHale
Title: Vice President and Treasurer
